Mga Batayang Estadistika
| CIK | 1439133 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to WindStream Technologies, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| July 24, 2019 |
WSTI / WindStream Technologies, Inc. / Typenex Co-Investment, LLC - NONE Passive Investment SC 13G/A 1 doc1.htm NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Windstream Technologies, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 97382J102 (CUSIP Number) Calendar Year 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriat |
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| July 18, 2018 |
WSTI / WindStream Technologies, Inc. / Typenex Co-Investment, LLC - NONE Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Windstream Technologies, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 97382J102 (CUSIP Number) Calendar Year 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to des |
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| March 30, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 Commission File Number: 000-54360 NOTIFICATION OF LATE FILING [X] Form 10-K [ ] Form 20-F [ ] Form 11-K [ ] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: December 31, 2015 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 10-Q [ ] Transition Report on Form 20-F [ ] Transitio |
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| March 28, 2016 |
Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): March 24, 2016 WINDSTREAM TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Wyoming 000-54360 98-0178621 (State or Other Jurisdiction of Incorporation) (Commis |
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| February 26, 2016 |
Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): February 2, 2016 WINDSTREAM TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Wyoming 000-54360 98-0178621 (State or Other Jurisdiction of Incorporation) (Comm |
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| January 27, 2016 |
WSTI / WindStream Technologies, Inc. / Typenex Co-Investment, LLC - NONE Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Windstream Technologies, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 97382J102 (CUSIP Number) Calendar Year 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to des |
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| January 8, 2016 |
Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): January 6, 2016 WINDSTREAM TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Wyoming 000-54360 98-0178621 (State or Other Jurisdiction of Incorporation) (Commi |
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| December 29, 2015 |
Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): December 23, 2015 WINDSTREAM TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Wyoming 000-54360 98-0178621 (State or Other Jurisdiction of Incorporation) (Com |
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| December 2, 2015 |
Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): November 18, 2015 WINDSTREAM TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Wyoming 000-54360 98-0178621 (State or Other Jurisdiction of Incorporation) (Com |
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| November 16, 2015 |
WindStream Technologies (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended: September 30, 2015 Commission File Number 000-54360 WINDSTREAM TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Wyoming 98-0178621 (State or other jurisdiction of (IRS Emplo |
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| November 16, 2015 |
Exhibit 31.02 CERTIFICATION I, William Thorpe, certify that: 1. I have reviewed this quarterly report on Form 10-Q of WindStream Technologies, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading |
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| November 16, 2015 |
Exhibit 32.01 CERTIFICATIONS OF CHIEF EXECUTIVE OFFICER AND CHIEF FINANCIAL OFFICER PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 I, Daniel Bates, certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that the Quarterly Report of WindStream Technologies, Inc. on Form 10-Q for the |
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| November 16, 2015 |
Exhibit 31.01 CERTIFICATION I, Daniel Bates, certify that: 1. I have reviewed this quarterly report on Form 10-Q of WindStream Technologies, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading wi |
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| November 13, 2015 |
Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): November 9, 2015 WINDSTREAM TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Wyoming 000-54360 98-0178621 (State or Other Jurisdiction of Incorporation) (Comm |
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| November 6, 2015 |
Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): November 2, 2015 WINDSTREAM TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Wyoming 000-54360 98-0178621 (State or Other Jurisdiction of Incorporation) (Comm |
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| October 30, 2015 |
Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): October 26, 2015 WINDSTREAM TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Wyoming 000-54360 98-0178621 (State or Other Jurisdiction of Incorporation) (Comm |
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| October 26, 2015 |
Unregistered Sales of Equity Securities 8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): October 19, 2015 WINDSTREAM TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Wyoming 000-54360 98-0178621 (State or Other Jurisdiction of In |
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| October 16, 2015 |
Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): October 9, 2015 WINDSTREAM TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Wyoming 000-54360 98-0178621 (State or Other Jurisdiction of Incorporation) (Commi |
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| October 9, 2015 |
Unregistered Sales of Equity Securities FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): October 6, 2015 WINDSTREAM TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Wyoming 000-54360 98-0178621 (State or Other Jurisdiction of Incorporatio |
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| October 9, 2015 |
WSTI / WindStream Technologies, Inc. / Typenex Co-Investment, LLC - NONE Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. n/a )* Windstream Technologies, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 97382J102 (CUSIP Number) October 09, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to de |
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| October 2, 2015 |
Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): September 30, 2015 WINDSTREAM TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Wyoming 000-54360 98-0178621 (State or Other Jurisdiction (Commission (IRS Empl |
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| September 24, 2015 |
Unregistered Sales of Equity Securities FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): August 31, 2015 WINDSTREAM TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Wyoming 000-54360 98-0178621 (State or Other Jurisdiction of Incorporatio |
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| July 31, 2015 |
Unregistered Sales of Equity Securities FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): July 27, 2015 WINDSTREAM TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Wyoming 000-54360 98-0178621 (State or Other Jurisdiction of Incorporation) |
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| July 24, 2015 |
Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): July 21, 2015 WINDSTREAM TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Wyoming 000-54360 98-0178621 (State or Other Jurisdiction (Commission (IRS Employer |
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| July 21, 2015 |
WindStream Technologies, Inc. Letter to Shareholders Exhibit 99.01 WindStream Technologies, Inc. Letter to Shareholders NORTH VERNON, IN - (Marketwired) - 07/21/15 - WindStream Technologies, Inc. (OTCQB: WSTI) (“WindStream” or the “Company”) today announced the following Letter to Shareholders. Letter from the President Dear WindStream Technologies Shareholder, In the past days and weeks I have heard from many of you inquiring about the progress of |
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| July 21, 2015 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): July 21, 2015 WINDSTREAM TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Wyoming 000-54360 98-0178621 (State or Other Jurisdiction of Incorporation) (Commiss |
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| July 17, 2015 |
Unregistered Sales of Equity Securities FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): July 14, 2015 WINDSTREAM TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Wyoming 000-54360 98-0178621 (State or Other Jurisdiction (Commission (IRS |
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| July 2, 2015 |
Unregistered Sales of Equity Securities 8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): May 19, 2015 WINDSTREAM TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Wyoming 000-54360 98-0178621 (State or Other Jurisdiction of Incorp |
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| May 19, 2015 |
WindStream Technologies Issues Letter to Shareholders EX-99.01 2 ex99-01.htm Exhibit 99.01 WindStream Technologies Issues Letter to Shareholders NORTH VERNON, IN - (Marketwired) - 05/19/2015 - WindStream Technologies, Inc. (OTCQB: WSTI) (“WindStream” or the “Company”) today announced the following Letter to Shareholders. Letter from the President Dear WindStream Shareholder, I would like to take this opportunity to update you on the progress made at |
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| May 19, 2015 |
Financial Statements and Exhibits, Other Events FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): May 19, 2015 WINDSTREAM TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Wyoming 000-54360 98-0178621 (State or Other Jurisdiction of Incorporation) |
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| April 7, 2015 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): April 7, 2015 WINDSTREAM TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Wyoming 000-54360 98-0178621 (State or Other Jurisdiction (Commission (IRS Employer |
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| April 7, 2015 |
EX-99.01 2 ex99-01.htm Exhibit 99.01 WindStream Technologies to Launch TowerMill® in The Bahamas Pilot to Demonstrate Continuous Clean Energy Solution for Telecom Industry NORTH VERNON, IN — (Marketwired) — 04/07/2015 — WindStream Technologies, Inc. (OTCQB: WSTI) (“WindStream” or the “Company”) announced today the first deployment of its TowerMill® technology in Nassau, Bahamas. The TowerMill® pil |
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| April 1, 2015 |
Financial Statements and Exhibits, Other Events FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): April 1, 2015 WINDSTREAM TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Wyoming 000-54360 98-0178621 (State or Other Jurisdiction of Incorporation) |
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| April 1, 2015 |
EX-99.01 2 ex99-01.htm Exhibit 99.01 WindStream Technologies Sets Single Month Record Company Ships Just Under 1 Megawatt of SolarMill® Products in March NORTH VERNON, IN — (Marketwired) — 04/01/2015 — WindStream Technologies, Inc. (OTCQB: WSTI) (“WindStream” or the “Company”) announced today that it has had the best single month of shipping in the Company’s history, in March 2015, with shipments |
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| March 31, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 Commission File Number: 000-54360 NOTIFICATION OF LATE FILING [X] Form 10-K [ ] Form 20-F [ ] Form 11-K [ ] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: December 31, 2014 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 10-Q [ ] Transition Report on Form 20-F [ ] Transitio |
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| March 26, 2015 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): March 26, 2015 WINDSTREAM TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Wyoming 000-54360 98-0178621 (State or Other Jurisdiction (Commission (IRS Employer |
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| March 26, 2015 |
WindStream Technologies Launches Pilot of its SolarMill® Technology for India’s Ministry of Railways EX-99.01 2 ex99-01.htm Exhibit 99.01 WindStream Technologies Launches Pilot of its SolarMill® Technology for India’s Ministry of Railways NORTH VERNON, IN — (Marketwired) — 03/26/2015 — WindStream Technologies, Inc. (OTCQB: WSTI) (“WindStream” or the “Company”) announced today that it has been commissioned by the Ministry of Railways for a pilot project to install the Company’s SolarMills on the b |
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| March 13, 2015 |
EXHIBIT 99.01 Exhibit 99.01 WindStream Provides Update on Manufacturing Facility in Hyderabad, India SolarMills Expected to be Available Q2 2015 NORTH VERNON, IN – 03/09/15 – WindStream Technologies, Inc. (OTCQB: WSTI) WindStream is pleased to announce that it is on schedule to open its 50,000 sq. ft. manufacturing facility outside of Hyderabad, India the first week of April 2015. The Hyderabad fa |
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| March 13, 2015 |
Financial Statements and Exhibits, Other Events FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): March 9, 2015 WINDSTREAM TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Wyoming 000-54360 98-0178621 (State or Other Jurisdiction (Commission (IRS |
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| March 3, 2015 |
EXHIBIT 16.1 Exhibit 16.1 March 3, 2015 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Commissioners: We have read the statements made by Windstream Technologies, Inc. (copy attached), which we understand will be filed with the Securities and Exchange Commission, pursuant to item 4.01 of Form 8-K, as part of the Form 8-K of Windstream Technologies, Inc. dated March 3, |
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| March 3, 2015 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): February 25, 2015 WINDSTREAM TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Wyoming 000-54360 98-0178621 (State or Other Jurisdiction of Incorporat |
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| February 6, 2015 |
EX-10.01 2 ex10-01.htm EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (the “Agreement”) is effective as of November 11, 2014 (“the Effective Date”), by and between WINDSTREAM TECHNOLOGIES, INC. (the “Company”), and Daniel Bates (“Executive”). WHEREAS, the Company is engaged in the business of designing, prototyping and manufacturing affordable and scalable renewable energy technologies for the glo |
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| February 6, 2015 |
EX-10.03 4 ex10-03.htm EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (the “Agreement”) is effective as of November 11, 2014 (“the Effective Date”), by and between WINDSTREAM TECHNOLOGIES, INC., a Wyoming Corporation, (the “Company”), and Wanda Ferguson (“Executive”). WHEREAS, the Company is engaged in the business of designing, prototyping and manufacturing affordable and scalable renewable energ |
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| February 6, 2015 |
FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): November 11, 2014 WINDSTREAM TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Wyoming 000-54360 98-0178621 (State or Other Jurisdiction of Incorporat |
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| February 6, 2015 |
EXHIBIT 10.04 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (the “Agreement”) is effective as of January 1, 2015, by and between WINDSTREAM TECHNOLOGIES, INC. (the “Company”), and William Thorpe (“Executive”). WHEREAS, the Company is engaged in the business of designing, prototyping and manufacturing affordable and scalable renewable energy technologies for the global marketplace (the “Company Bu |
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| February 6, 2015 |
EXHIBIT 10.02 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (the “Agreement”) is effective as of November 11, 2014, by and between WINDSTREAM TECHNOLOGIES, INC. (the “Company”), and Travis Campbell (“Executive”). WHEREAS, the Company is engaged in the business of designing, prototyping and manufacturing affordable and scalable renewable energy technologies for the global marketplace (the “Company |
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| October 30, 2014 |
EXHIBIT 4.5 THIS NOTE MAY NOT BE SOLD, TRANSFERRED, ASSIGNED, PLEDGED, HYPOTHECATED OR OTHERWISE ALIENATED OR ENCUMBERED WITHOUT THE PRIOR WRITTEN CONSENT OF PURCHASER. State of New York $432,812 October 17, 2014 SECURED PURCHASER NOTE FOR VALUE RECEIVED, Redwood Fund II LLC (“Purchaser”), hereby promises to pay to Windstream Technologies, Inc., a Wyoming corporation (“Company,” and together with |
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| October 30, 2014 |
EX-4.6 7 ex4-6.htm EXHIBIT 4.6 THIS NOTE MAY NOT BE SOLD, TRANSFERRED, ASSIGNED, PLEDGED, HYPOTHECATED OR OTHERWISE ALIENATED OR ENCUMBERED WITHOUT THE PRIOR WRITTEN CONSENT OF PURCHASER. State of New York $511,506 October 17, 2014 SECURED PURCHASER NOTE FOR VALUE RECEIVED, Redwood Fund III Ltd. (“Purchaser”), hereby promises to pay to Windstream Technologies, Inc., a Wyoming corporation (“Company |
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| October 30, 2014 |
ORIGINAL ISSUE DISCOUNT SENIOR SECURED CONVERTIBLE DEBENTURE DUE OCTOBER 16, 2014 EX-4.4 5 ex4-4.htm EXHIBIT 4.4 NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO |
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| October 30, 2014 |
EX-4.1 2 ex4-1.htm EXHIBIT 4.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of October 16, 2014, between Windstream Technologies, Inc., a Wyoming corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”). WHEREAS, subject t |
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| October 30, 2014 |
EX-4.7 8 ex4-7.htm EXHIBIT 4.7 THIS NOTE MAY NOT BE SOLD, TRANSFERRED, ASSIGNED, PLEDGED, HYPOTHECATED OR OTHERWISE ALIENATED OR ENCUMBERED WITHOUT THE PRIOR WRITTEN CONSENT OF PURCHASER. State of New York $1,687,182 October 17, 2014 SECURED PURCHASER NOTE FOR VALUE RECEIVED, Redwood Management LLC (“Purchaser”), hereby promises to pay to Windstream Technologies, Inc., a Wyoming corporation (“Comp |
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| October 30, 2014 |
EX-4.8 9 ex4-8.htm EXHIBIT 4.8 SECURITY AGREEMENT SECURITY AGREEMENT, dated as of October 16, 2014 (this “Agreement”), between Windstream Technologies, Inc., a Wyoming corporation (the “Grantor”), and Redwood Management, LLC, in its capacity as collateral agent (the “Collateral Agent”) on behalf of the Secured Parties (as defined below). The Grantor and certain Purchasers who are, or will hereafte |
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| October 30, 2014 |
ORIGINAL ISSUE DISCOUNT SENIOR SECURED CONVERTIBLE DEBENTURE DUE OCTOBER 16, 2014 EXHIBIT 4.3 NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGIST |
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| October 30, 2014 |
ORIGINAL ISSUE DISCOUNT SENIOR SECURED CONVERTIBLE DEBENTURE DUE OCTOBER __, 2014 EXHIBIT 4.2 NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGIST |
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| October 30, 2014 |
FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 16, 2014 WINDSTREAM TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) WYOMING 0-54360 98-0178621 (State or other jurisdiction of incorporation |
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| October 21, 2014 |
WINDSTREAM TECHNOLOGIES, INC. WARRANT TO PURCHASE SHARES OF COMMON STOCK EXHIBIT 4.6 THIS WARRANT AND THE COMMON STOCK ISSUABLE UPON EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. THIS WARRANT AND THE COMMON STOCK ISSUABLE UPON EXERCISE OF THIS WARRANT MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT AS TO THIS WARRANT UNDER SUCH ACT AND ANY APPLICABLE STATE |
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| October 21, 2014 |
FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 6, 2014 WINDSTREAM TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) WYOMING 0-54360 98-0178621 (State or other jurisdiction of incorporation |
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| October 21, 2014 |
EXHIBIT 4.4 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (this “Agreement”), dated as of October 9, 2014, is entered into by and between Windstream Technologies, Inc., a Wyoming corporation, (the “Company”), and Vista Capital Investments, LLC (the “Buyer”). A. The Company and the Buyer are executing and delivering this Agreement in reliance upon the exemption from securities re |
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| October 21, 2014 |
Windstream Technologies, Inc. Convertible Note EX-4.5 6 ex4-5.htm EXHIBIT 4.5 NEITHER THIS NOTE NOR THE SECURITIES INTO WHICH THIS NOTE IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE. THESE SECURITIES HAVE BEEN SOLD IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR |
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| October 21, 2014 |
EX-4.1 2 ex4-1.htm EXHIBIT 4.1 Securities Purchase Agreement This Securities Purchase Agreement (this “Agreement”), dated as of September 26, 2014, is entered into by and between WindStream Technologies, Inc., a Wyoming corporation (“Company”), and Typenex Co-Investment, LLC, a Utah limited liability company, its successors and/or assigns (“Investor”). A. Company and Investor are executing and del |
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| October 21, 2014 |
SECURED CONVERTIBLE PROMISSORY NOTE EXHIBIT 4.2 SECURED CONVERTIBLE PROMISSORY NOTE Effective Date: September 26, 2014 U.S. $550,000.00 FOR VALUE RECEIVED, WINDSTREAM TECHNOLOGIES, INC., a Wyoming corporation (“Borrower”), promises to pay to TYPENEX CO-INVESTMENT, LLC, a Utah limited liability company, or its successors or assigns (“Lender”), $550,000.00 and any interest, fees, charges, and late fees on the date that is thirteen (13 |
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| October 21, 2014 |
WINDSTREAM TECHNOLOGIES, INC. WARRANT #1 TO PURCHASE SHARES OF COMMON STOCK EX-4.3 4 ex4-3.htm EXHIBIT 4.3 THIS WARRANT AND THE COMMON STOCK ISSUABLE UPON EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. THIS WARRANT AND THE COMMON STOCK ISSUABLE UPON EXERCISE OF THIS WARRANT MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT AS TO THIS WARRANT UNDER SUCH ACT AND A |
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| July 25, 2014 |
Unregistered Sales of Equity Securities FORM 8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 24, 2014 WINDSTREAM TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) WYOMING 0-54360 98-0178621 (State or other jurisdiction (Commission (IR |
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| July 18, 2014 |
WSTI / WindStream Technologies, Inc. / James Adrian - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b) (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) Windstream Technologies, Inc. |
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| June 27, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 26, 2014 WINSTREAM TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) WYOMING 0-54360 98-0178621 (State or other jurisdiction of incorporation) (Commission |
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| May 6, 2014 |
EX-3.1 2 ex3-1.htm EXHIBIT 3.1 AMENDED AND RESTATED BYLAWS OF WINDSTREAM TECHNOLOGIES, INC. (A Wyoming corporation) May 6, 2014 BYLAWS OF WINDSTREAM TECHNOLOGIES, INC. (A Wyoming corporation) ARTICLE I Offices and Fiscal Year SECTION 1.01. Offices. The corporation may have offices at such other places within or without the State of Wyoming as the Board of Directors may from time to time determine |
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| May 6, 2014 |
FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 2, 2014 WINSTREAM TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) WYOMING 0-54360 98-0178621 (State or other jurisdiction (Commission (IRS Emplo |
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| April 11, 2014 |
FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 10, 2014 WINDSTREAM TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) WYOMING 0-54360 98-0178621 (State or other jurisdiction of incorporation) |
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| April 3, 2014 |
Other Events, Financial Statements and Exhibits - CURRENT REPORT FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 4, 2014 WINDSTREAM TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) WYOMING 0-54360 98-0178621 (State or other jurisdiction (Commission (IRS |
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| April 3, 2014 |
A Global Opportunity: WindStream’s 2014 Roadmap EXHIBIT 99.1 March 31, 2014 A Global Opportunity: WindStream’s 2014 Roadmap NORTH VERNON, IN — (Marketwired) -03/31/14 — WindStream Technologies (OTCQB: WSTI) Topics Covered: ● Jamaica and Caribbean development ● India strategy and manufacturing ● Saudi Arabia and our strategic partner ● Africa — lighting the continent ● Latin America’s rural electrification goals ● United States Military Net Zero |
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| April 1, 2014 |
FORM 12b-25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING OMB APPROVAL OMB Number: 3235-0058 Expires: August 31, 2015 Estimated average burden hours per response ... 2.50 SEC FILE NUMBER 000-54360 CUSIP NUMBER 97382J102 (Check one): [X] Form 10-K [ ] Form 20-F [ ] Form 11-K [ ] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR F |
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| March 26, 2014 |
FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 24, 2014 WINDSTREAM TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) WYOMING 0-54360 98-0178621 (State or other jurisdiction (Commission (IRS E |
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| March 26, 2014 |
Exhibit 3.1 |
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| February 13, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: [ ] Preliminary Information Statement [ ] Confidential, for use of the Commission only (as permitted by Rule 14c-5(d)(2)) [X] Definitive Information Statement WINDAUS GLOBAL ENERGY, INC. (N |
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| January 6, 2014 |
Regulation FD Disclosure, Financial Statements and Exhibits FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 4, 2014 WINDAUS GLOBAL ENERGY, INC. (Exact name of registrant as specified in its charter) WYOMING 0-54360 98-0178621 (State or other jurisdiction of incorporation) ( |
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| January 6, 2014 |
WindStream Technologies, Inc. 819 Buckeye Street, North Vernon, IN 47265 EXHIBIT 99.1 January 4, 2014 Dear Friends of WindStream, I hope this letter finds you well during this holiday season. I would like to take this opportunity to briefly update you on the progress we have made at WindStream this past year and give you a brief look at what we believe is to come in 2014. In June of 2013, our operating entity, WindStream Technologies, Inc., successfully completed a bus |
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| December 24, 2013 |
Unregistered Sales of Equity Securities - AMENDMENT TO FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 18, 2013 WINDAUS GLOBAL ENERGY, INC. (Exact name of registrant as specified in its charter) WYOMING 0-54360 98-0178621 (State or other jurisdiction of incorporation) (Commi |
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| December 6, 2013 |
FORM 8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A Amendment No. 5 CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 22, 2013 WINDAUS GLOBAL ENERGY, INC. (Exact name of registrant as specified in its charter) WYOMING 0-54360 98-0178621 (State or other jurisdiction of |
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| December 6, 2013 |
Exhibit 16.2 November 4, 2013 U.S. Securities and Exchange Commission 450 Fifth Street, N.W. Washington, DC 20549 RE: WINDAUS GLOBAL ENERGY, INC. File No.: 0-54360 We have read the statements under Item 4.01 of the Current Report on Form 8-K to be filed with the Securities and Exchange Commission on November 4, 2013 regarding the change of auditors. We agree with all statements pertaining to us. W |
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| November 15, 2013 |
FORM 12b-25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING OMB APPROVAL OMB Number: 3235-0058 Expires: August 31, 2015 Estimated average burden hours per response... 2.50 SEC FILE NUMBER 0-54360 CUSIP NUMBER 973153 109 (Check one): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For |
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| November 1, 2013 |
Kline Law Group, PC 100 Pine Street, Suite 1250 San Francisco, CA 94111 T – 415.745.3636 F – 415.745.3301 October 31, 2013 Tom Kluck Legal Branch Chief Division of Corporation Finance Securities and Exchange Commission Mail Stop 3561 100 F Street, N.E. Washington, D.C. 20549 Re: Windaus Global Energy, Inc. (f/k/a Blue Star Entertainment Technologies, Inc.) Amendment No.3 to Form 8-K Filed October |
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| November 1, 2013 |
Form of distribution Agreement with Jamaica Public Service Company EX-10.2 19 ex102.htm INTERNATIONAL DISTRIBUTOR AGREEMENT THIS INTERNATIONAL DISTRIBUTOR AGREEMENT (this “Agreement”) is made and entered into on , 2013 (“Effective Date”) by and between WindStream Technologies, Inc., a California corporation with a principal place of business at 819 Buckeye Street, North Vernon, IN 47265 (“WindStream”) and Jamaica Public Service Company Ltd., a corporation organiz |
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| November 1, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A Amendment No. 4 CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 22, 2013 WINDAUS GLOBAL ENERGY, INC. (Exact name of registrant as specified in its charter) WYOMING 0-54360 98-0178621 (State or other jurisdiction of incorporat |
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| November 1, 2013 |
Form of distribution agreement with HG Energy North Vernon,Indiana January 10,2013 Master Distribution Agreement Marketing and Sales of WindStream Technologies Products LOI Between WindStream Technologies, Inc. |
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| October 2, 2013 |
October 1, 2013 Tom Kluck Legal Branch Chief Division of Corporation Finance Securities and Exchange Commission Mail Stop 3561 100 F Street, N. |
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| October 2, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A Amendment No. 3 CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 22, 2013 WINDAUS GLOBAL ENERGY, INC. (Exact name of registrant as specified in its charter) WYOMING 0-54360 98-0178621 (State or other jurisdiction of incorporat |
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| October 2, 2013 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EXHIBIT 99.2 REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM The Board of Directors Windstream Technologies, Inc. North Vernon, Indiana We have audited the accompanying balance sheets of Windstream Technologies, Inc. (the “Company”) as of December 31, 2012 and 2011 and the related statements of operations, changes in stockholders’ deficit and cash flows for the years then ended. These fina |
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| September 5, 2013 |
Letter from Weinberg & Company, P.A. September 4, 2013 U.S. Securities and Exchange Commission Office of the Chief Accountant 100 F Street, NE Washington, DC 20549 Re: Windaus Global Energy, Inc. File No. 0-54360 Dear Sir or Madam: We have read Item 4.01 (a) of Form 8-K/A of Windaus Global Energy, Inc. originally dated May 22, 2013, and agree with the statements concerning our Firm contained therein. Very truly yours, WEINBERG & COMP |
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| September 5, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: x Preliminary Information Statement o Confidential, for use of the Commission only (as permitted by Rule 14c-5(d)(2)) o Definitive Information Statement WINDAUS GLOBAL ENERGY, INC. (Name of |
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| September 5, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 22, 2013 WINDAUS GLOBAL ENERGY, INC. (Exact name of registrant as specified in its charter) WYOMING 0-54360 46-3547127 (State or other jurisdiction of incorporation) (Commission |
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| August 16, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 22, 2013 WINDAUS GLOBAL ENERGY, INC. (Exact name of registrant as specified in its charter) WYOMING 0-54360 98-0178621 (State or other jurisdiction of incorporation) (Commission |
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| August 16, 2013 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EXHIBIT 99.2 REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM The Board of Directors Windstream Technologies, Inc. North Vernon, Indiana We have audited the accompanying balance sheets of Windstream Technologies, Inc. (the “Company”) as of December 31, 2012 and 2011 and the related statements of operations, changes in stockholders’ deficit and cash flows for the years then ended. These fina |
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| August 15, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING OMB APPROVAL OMB Number: 3235-0058 Expires: August 31, 2015 Estimated average burden hours per response ... 2.50 SEC FILE NUMBER 0-54360 CUSIP NUMBER 973153 109 (Check one): oForm 10-K o Form 20-F o Form 11-K ý Form 10-Q Form 10-D o Form N-SAR o Form N-CSR For Period Ended: June 30, 2013 |
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| May 28, 2013 |
Form of Convertible Promissory Note NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS DOCUMENT NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. |
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| May 28, 2013 |
SHARE EXCHANGE AGREEMENT by and among WINDAUS GLOBAL ENERGY, INC. WINDSTREAM TECHNOLOGIES, INC. and THE SHAREHOLDERS OF WINDSTREAM TECHNOLOGIES, INC. NAMED HEREIN Dated as of May 22, 2013 (1) SHARE EXCHANGE AGREEMENT This SHARE EXCHANGE AGREEMENT (this “Agreement”), dated as of May 22, 2013, is by and among WINDAUS GLOBAL ENERGY, INC., a Wyoming corporation, formerly known as Blue Star Entertainme |
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| May 28, 2013 |
Amended and Restated Articles of Incorporation of WindStream Technologies, Inc. AMENDED AND RESTATED ARTICLES OF INCORPORATION OF WINDSTREAM TECHNOLOGIES, INC. Dan Bates and Ryan Keating hereby certify that: 1. They are the President and Secretary, respectively, of Windstream Technologies, Inc., a California corporation. 2. The Articles of Incorporation of this Corporation are hereby amended and restated to read as follows: Article I. The name of this Corporation is Windstrea |
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| May 28, 2013 |
Resignation Letter of David Worrall May 22, 2013 To the Members of the Board of Windaus Global Energy, Inc. Dear Sirs: This letter shall serve as notice that effective immediately, I hereby resign from my positions as Chief Executive Officer and as a member of the board of directors of Windaus Global Energy, Inc. (the “Company”), and all other positions to which I have been assigned, regardless of whether I served in such capacity, |
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| May 28, 2013 |
Amended and Restated Bylaws of WindStream Technologies, Inc. AMENDED AND RESTATED BYLAWS OF Windstream Technologies, Inc. a California corporation ARTICLE I Offices Section 1.1 Principal Executive Office. The principal executive office of the corporation is hereby fixed and located at: 3000 Technology Avenue, Suite N2240, New Albany, Indiana 47150. The Board of Directors is hereby granted full power and authority to change said principal executive office fr |
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| May 28, 2013 |
RESCISSION AGREEMENT This RESCISSION AGREEMENT (this “Agreement”), dated as of May 22, 2013, is by and among Windaus Global Energy, Inc, a Wyoming corporation, formerly known as Blue Star Entertainment Technologies, Inc. |
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| May 28, 2013 |
EX-4.2 10 ex42.htm NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS DOCUMENT NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT F |
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| May 28, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 22, 2013 Windaus Global Energy, Inc. (Exact name of registrant as specified in its charter) Wyoming 0-54360 98-0178621 (State or other jurisdiction of incorporation) (Commission F |
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| May 15, 2013 |
UNITED STATES UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12B-25 Commission File Number 0-54360 NOTIFICATION OF LATE FILING (Check One):[ ]Form 10-K[ ]Form 11-K[ ] Form 20-F[ X ] Form 10-Q[ ]Form N-SAR For Period Ended: March 31, 2013 [ ]Transition Report on Form 10-K [ ]Transition Report on Form 10-Q [ ]Transition Report on Form 20-F [ ]Transition Report on Form N-SAR [ ]Transition Report on Form 11-K For the Transition Period Ended: Read attached instruction sheet before preparing form. |
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| February 14, 2013 |
UNITED STATES UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report(Date of Earliest Event Reported): November 27, 2012 WINDAUS GLOBAL ENERGY, INC. (Exact name of registrant as specified in its charter) BLUE STAR ENTERTAINMENT TECHNOLOGIES, INC. (former name) WYOMING (S |
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| February 14, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12B-25 Commission File Number 0-54360 NOTIFICATION OF LATE FILING (Check One):[ ]Form 10-K[ ]Form 11-K[ ] Form 20-F[ X ] Form 10-Q[ ]Form N-SAR For Period Ended: December 31, 2012 [ ]Transition Report on Form 10-K [ ]Transition Report on Form 10-Q [ ]Transition Report on Form 20-F [ ]Transition Report on Form N-SAR [ ]Transition Report on Form 11-K For the Transition Period Ended: Read attached instruction sheet before preparing form. |
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| February 14, 2013 |
Converted by EDGARwiz ARTICLES OF CONTINUANCE OF BLUESTAR ENTERTAINMENT TECHNOLOGIES, INC. |
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| February 14, 2013 |
1. REPRESENTATIONS AND WARRANTIES ACQUISITION AGREEMENT TECHNOLOGY TRANSFER AGREEMENT THIS TECHNOLOGY TRANSFER AGREEMENT (the "Agreement") is dated as of December 4, 2012 and is between Blue Star Entertainment Technologies, Inc. |
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| December 5, 2012 |
UNITED STATES UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report(Date of Earliest Event Reported): November 27, 2012 BLUE STAR ENTERTAINMENT TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) BRITISH VIRGIN ISLANDS (State or other jurisdiction of |
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| December 5, 2012 |
ACQUISITION AGREEMENT SHARE EXCHANGE AGREEMENT THIS AGREEMENT is dated the 27th day of November, 2012 BETWEEN: Blue Star Entertainment Technologies, Inc. |
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| November 14, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12B-25 Commission File Number 0-54360 NOTIFICATION OF LATE FILING (Check One):[ ]Form 10-K[ ]Form 11-K[ ] Form 20-F[ X ] Form 10-Q[ ]Form N-SAR For Period Ended: September 30, 2012 [ ]Transition Report on Form 10-K [ ]Transition Report on Form 10-Q [ ]Transition Report on Form 20-F [ ]Transition Report on Form N-SAR [ ]Transition Report on Form 11-K For the Transition Period Ended: Read attached instruction sheet before preparing form. |
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| October 11, 2012 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant - 8K UNITED STATES UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 1, 2012 BLUE STAR ENTERTAINMENT TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) BRITISH VIRGIN ISLANDS (State or other jurisdiction of |
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| October 11, 2012 |
[Letterhead of Child, Van Wagoner and Bradshaw, PLLC] Converted by EDGARwiz [Letterhead of Child, Van Wagoner and Bradshaw, PLLC] October 9, 2012 Securities and Exchange Commission 100 F Street, NE Washington, D. |
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| October 1, 2012 |
UNITED STATES UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12B-25 Commission File Number 0-54360 NOTIFICATION OF LATE FILING (Check One):[ X]Form 10-K[ ]Form 11-K[ ] Form 20-F[ ] Form 10-Q[ ]Form N-SAR For Period Ended: June 30, 2012 [ ]Transition Report on Form 10-K [ ]Transition Report on Form 10-Q [ ]Transition Report on Form 20-F [ ]Transition Report on Form N-SAR [ ]Transition Report on Form 11-K For the Transition Period Ended: Read attached instruction sheet before preparing form. |
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| July 31, 2012 |
August 8, 2008 HAND & HAND PC 34145 Pacific Coast Highway, #379 Dana Point, CA 92629 (949) 489-2400 Facsimile (949) 489-0034 July 31, 2012 Duc Dang Attorney-Advisor Securities & Exchange Commission Washington, DC 20549 Re: BlueStar Entertainment Technologies, fka Solarte Hotel Corporation Form 20-F Filed January 17, 2012 Form 10, filed June 13, 2012 File No. |
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| July 31, 2012 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 1 TO FORM 10 GENERAL FORM FOR REGISTRATION OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 BLUE STAR ENTERTAINMENT TECHNOLOGIES, INC. (Exact Name of Registrant as Specified in Its Charter) British Virgin Islands (Jurisdiction of Incorporation or Organization) Plaza Neptuno, Planta Baja, |
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| June 27, 2012 |
Current Report of Foreign Issuer - MANAGEMENT CHANGE SECURITIES AND EXCHANGE COMMISSION SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 27, 2012 |
Current Report of Foreign Issuer - SECURITIES AND EXCHANGE COMMISSION SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 CURRENT REPORT Date of Report: December 31, 2011 Commission File No. 0-54360 BLUE STAR ENTERTAINMENT TECHNOLOGIES, INC. (Exact Name of Registrant as Specified in Its Charter) British Virgin Islands (Jurisdiction of Incorporatio |
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| June 13, 2012 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10 GENERAL FORM FOR REGISTRATION OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 BLUE STAR ENTERTAINMENT TECHNOLOGIES, INC. (Exact Name of Registrant as Specified in Its Charter) British Virgin Islands (Jurisdiction of Incorporation or Organization) Plaza Neptuno, Planta Baja, Suite 351, Ave. Ric |
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| June 13, 2012 |
August 8, 2008 HAND & HAND PC 34145 Pacific Coast Highway, #379 Dana Point, CA 92629 (949) 489-2400 Facsimile (949) 489-0034 June 13 2012 Duc Dang Securities & Exchange Commission 450 Fifth Street Washington, DC 20549 Re: BlueStar Entertainment Technologies, fka Solarte Hotel Corporation Form 20-F Filed January 17, 2012 File No. |
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| June 13, 2012 |
Converted by EDGARwiz TERRITORY OF THE BRITISH VIRGIN ISLANDS BVI BUSINESS COMPANIES ACT, 2004 CERTIFICATE OF CHANGE OF NAME (Section 21) The REGISTRAR OF CORPORATE AFFAIRS of the British Virgin Islands HEREBY CERTIFIES that, pursuant to the BVI Business Companies Act, 2004, all the requirements of the Act in respect of a change of name having been complied with, Solarte Hotel Corporation COMPANY NUMBER 1484337 which was incorporated in the British Virgin Islands under the BVI Business Companies Act, 1984, on the 28th of May, 2008 has changed its name to Bluestar Entertainment Technologies, Inc. |
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| May 29, 2012 |
Current Report of Foreign Issuer - 6-K SECURITIES AND EXCHANGE COMMISSION SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 2, 2012 |
Current Report of Foreign Issuer - UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K/A REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Section 13a-16 or 15d-16 of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 8,2011 BLUESTAR ENTERTAINMENT TECHNOLOGIES, INC. (Exact Name of Registrant as Specified in Charter) British Virgin Islands 000-54360 (State of Other |
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| January 17, 2012 |
- FORM 20-F BLUESTAR ENTERTAINMENT TECHNOLOGIES, INC. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F ¨ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 – For the Fiscal Year Ended June 30, 2011 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ¨ SHELL COMPA |
