Mga Batayang Estadistika
| CIK | 842694 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Wuhan General Group (China), Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| April 18, 2018 |
WUHN / Wuhan General Group (China), Inc. FORM 15 OMB APPROVAL UNITED STATES OMB Number: 3235-0167 SECURITIES AND EXCHANGE COMMISSION Expires: April 30, 2018 Washington, D. |
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| January 4, 2018 |
Exhibit A JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k)(1) The undersigned acknowledge and agree that the foregoing statement of Schedule 13G is filed on behalf of each of the undersigned and that all subsequent amendments to this statement of Schedule 13G shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. |
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| January 4, 2018 |
WUHN / Wuhan General Group (China), Inc. / Camac Fund, Lp - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. ) Under the Securities Exchange Act of 1934 Wuhan General Group (China), Inc. (Name of issuer) Common Stock (Title of class of securities) 982569105 (CUSIP number) 12/21/17 (Date of event which requires filing of this statement) Check the appropriate box to designate the rule pursuant to which this |
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| August 12, 2014 |
WUHN / Wuhan General Group (China), Inc. / Yao Liangren Activist Investment CUSIP No. 982569-105 1 NAME OF REPORTING PERSONS Liangren Yao 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) o (b) o 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION China NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5 SOLE VOTING POWER 5,254,079 6 SHARED VOTING POWER 7 SOLE DISPOSITIVE POWER 5,254,079 8 SHARED DISPOSITIVE POWER 9 AGGREGATE AMOU |
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| March 28, 2014 |
WUHN / Wuhan General Group (China), Inc. / Yao Liangren Activist Investment CUSIP No. 982569-10-5 1 NAME OF REPORTING PERSONS Liangren Yao 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) o (b) o 3 SEC USE ONLY 4 SOURCE OF FUNDS (See Instructions) PF 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) o 6 CITIZENSHIP OR PLACE OF ORGANIZATION China NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WI |
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| November 21, 2013 |
WUHN / Wuhan General Group (China), Inc. / Yao Liangren Activist Investment CUSIP No. 982569-10-5 1 NAME OF REPORTING PERSONS Liangren Yao 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) ☐ (b) ☐ 3 SEC USE ONLY 4 SOURCE OF FUNDS (See Instructions) PF 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ☐ 6 CITIZENSHIP OR PLACE OF ORGANIZATION China NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WI |
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| April 15, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) x Annual Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2012 or ¨ Transition Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number: 001-34125 WUHAN GENERAL |
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| April 1, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING OMB APPROVAL OMB Number: 3235-0058 Expires: August 31, 2015 Estimated average burden hours per response………………………... 2.50 SEC FILE NUMBER 001-34125 CUSIP NUMBER (Check one): ýForm 10-K o Form 20-F o Form 11-K o Form 10-Qo Form 10-D o Form N-SAR o Form N-CSR For Period Ended: December 31, |
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| February 26, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 31, 2013 WUHAN GENERAL GROUP (CHINA), INC. (Exact name of registrant as specified in its charter) Nevada 001-34125 84-1092589 (State or other jurisdiction of incorporation) (C |
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| February 14, 2013 |
WUHN / Wuhan General Group (China), Inc. / TCW GROUP INC - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 3)* Wuhan General Group (China), Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 982569105 (CUSIP Number) 12/31/2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which t |
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| November 19, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2012 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-34125 WUHAN |
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| November 14, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING OMB APPROVAL OMB Number: 3235-0058 Expires: August 31, 2015 Estimated average burden hours per response………………………... 2.50 SEC FILE NUMBER 001-34125 CUSIP NUMBER (Check one): ¨Form 10-K o Form 20-F o Form 11-K ý Form 10-Qo Form 10-D o Form N-SAR o Form N-CSR For Period Ended: September 30, |
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| September 6, 2012 |
Quarterly Report - FORM 10-Q/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-Q/A (Mark One) X QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2012 or TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-34125 WUHAN GENE |
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| September 4, 2012 |
September 4, 2012 Via Edgar Rufus Decker Branch Chief Division of Corporation Finance 100 F Street, N. |
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| September 4, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K/A Amendment No. 2 (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2011 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-341 |
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| August 21, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2012 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-34125 WUHAN GENE |
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| August 15, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING OMB APPROVAL OMB Number: 3235-0058 Expires: August 31, 2012 Estimated average burden hours per response………………………... 2.50 SEC FILE NUMBER 001-34125 CUSIP NUMBER (Check one): ¨ Form 10-K o Form 20-F o Form 11-K ý Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: June 30, 20 |
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| July 2, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 13, 2012 WUHAN GENERAL GROUP (CHINA), INC. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 001-34125 (Commission File |
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| June 5, 2012 |
- DEFINITIVE INFORMATION STATEMENT SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14 (c) of the Securities Exchange Act of 1934 (Amendment No. |
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| May 25, 2012 |
8-K 1 v3144288k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 23, 2012 WUHAN GENERAL GROUP (CHINA), INC. (Exact name of registrant as specified in its charter) Nevada 001-34125 84-1092589 (State or other jurisdic |
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| May 25, 2012 |
SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14 (c) of the Securities Exchange Act of 1934 (Amendment No. |
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| May 21, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2012 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-34125 WUHAN GEN |
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| May 18, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 14, 2012 WUHAN GENERAL GROUP (CHINA), INC. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 001-34125 (Commission File |
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| May 16, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING OMB APPROVAL OMB Number: 3235-0058 Expires: June 30, 2012 Estimated average burden hours per response………………………... 2.50 SEC FILE NUMBER 001-34125 CUSIP NUMBER (Check one): ¨Form 10-K o Form 20-F o Form 11-K ý Form 10-Qo Form 10-D o Form N-SAR o Form N-CSR For Period Ended: March 31, 2012 |
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| April 30, 2012 |
Annual Report - AMENDMENT TO ANNUAL REPORT FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K/A Amendment No. 1 (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2011 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-341 |
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| April 6, 2012 |
Subsidiaries of the Registrant EX-21.1 2 v307964ex21-1.htm EXHIBIT 21.1 Exhibit 21.1 Subsidiaries of the Registrant Name State or Other Jurisdiction of Incorporation or Organization Universe Faith Group Limited British Virgin Islands Wuhan Blower Co., Ltd.(1) People’s Republic of China Wuhan Generating Equipment Co., Ltd.(2) People’s Republic of China Wuhan Sungreen Environment Protection Equipment Co., Ltd.(2) People’s Republi |
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| April 6, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) x Annual Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2011 or ¨ Transition Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 001-34125 WUHAN GENERAL G |
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| March 30, 2012 |
OMB APPROVAL OMB Number: 3235-0058 Expires: April 30, 2012 Estimated average burden hours per response. |
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| February 14, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Wuhan General Group (China), Inc. (Name of Issuer) Common Stock, par value $0.0001 (Title of Class of Securities) 982569105 (CUSIP Number) December 31, 2011 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate th |
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| February 9, 2012 |
WUHN / Wuhan General Group (China), Inc. / TCW GROUP INC - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 2)* Wuhan General Group (China), Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 982569105 (CUSIP Number) 12/31/2011 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which t |
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| February 2, 2012 |
EX-10.1 2 v300182ex10-1.htm EMPLOYMENT AGREEMENT WITH ROBERT ROTHENBERG WUHAN GENERAL GROUP (CHINA) INC. Canglongdao Science Park of Wuhan East Lake Hi-Tech Development Zone Wuhan, Hubei 430200 People’s Republic of China January 18, 2012 Dear Ms. Pan Wuhan General Group (China) Inc. (the “Company”) is pleased to offer you the position of Principal Accounting Officer (“PAO”) with the Company and th |
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| February 2, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 18, 2012 WUHAN GENERAL GROUP (CHINA), INC. (Exact name of registrant as specified in its charter) Nevada 001-34125 84-1092589 (State or other jurisdiction of incorporation) (C |
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| February 2, 2012 |
Wuhan General Appoints Principal Accounting Officer Contact: Wuhan General Group, Inc. Mr. Guoliang Liu, Investor Relations Phone: + 86-27-5970-0069 (China) Email: [email protected] http://www.wuhangeneral.com/ Wuhan General Appoints Principal Accounting Officer Wuhan, Hubei Province, P.R.C. January 18, 2012 –Wuhan General Group (China), Inc. (Nasdaq: WUHN) (“Wuhan General” or the “Company”), a leading manufacturer of industrial blowers and turbi |
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| January 27, 2012 |
Schedule 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* Wuhan General Group (China), Inc. (Name of issuer) Common Stock (Title of class of securities) 982569105 (CUSIP number) December 31, 2011 (Date of event which requires filing of this statement) Check the appropriate box to designate the ru |
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| January 10, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 29, 2011 WUHAN GENERAL GROUP (CHINA), INC. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 001-34125 (Commission |
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| December 12, 2011 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material Pursuant to ? 240. |
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| November 21, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) x Quarterly Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2011 or ¨ Transition Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 001-34125 WUHAN |
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| November 17, 2011 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 8-K 1 f8k11152011.htm NASDAQ NON-COMPLIANCE EXTENSION UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 15, 2011 WUHAN GENERAL GROUP (CHINA), INC. (Exact Name of Registrant as Specified in Charter) Nevada (State or Other Jur |
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| November 15, 2011 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NT 10-Q 1 nt10q09302011.htm NOTIFICATION OF LATE FILING SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 Commission File Number 001-34125 NOTIFICATION OF LATE FILING (Check One): o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: September 30, 2011 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition |
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| September 13, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q/A Amendment No. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q/A Amendment No. 1 (Mark One) x Quarterly Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2011 or o Transition Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 001 |
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| August 22, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) x Quarterly Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2011 or ¨ Transition Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 001-34125 WUHAN GENER |
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| August 16, 2011 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 Commission File Number 001-34125 NOTIFICATION OF LATE FILING (Check One): o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: June 30, 2011 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Form 10-Q o Transition Report on Form N-SAR For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
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| May 20, 2011 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 17, 2011 WUHAN GENERAL GROUP (CHINA), INC. (Exact Name of Registrant as Specified in Charter) Nevada (State or Other Jurisdiction of Incorporation) 001-34125 (Commission File Numb |
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| May 16, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) x Quarterly Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2011 or ? Transition Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 001-34125 WUHAN GENE |
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| May 2, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K/A (Amendment No. 1) (Mark One) x Annual Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2010 or ¨ Transition Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 001-3 |
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| April 25, 2011 |
EX-99.1 2 c15935exv99w1.htm EXHIBIT 99.1 EXHIBIT 99.1 — JOINT FILING AGREEMENT Pursuant to, and in accordance with, the requirements of Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, and subject to the limitations set forth therein, each party hereto hereby agrees to jointly file a Statement on Schedule 13G (including amendments thereto) with regard to the common |
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| April 25, 2011 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Wuhan General Group (China), Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 982569-10-5 (CUSIP Number) April 14, 2011 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the r |
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| April 18, 2011 |
Subsidiaries of the Registrant Exhibit 21.1 Subsidiaries of the Registrant Name State or Other Jurisdiction of Incorporation or Organization Universe Faith Group Limited British Virgin Islands Wuhan Blower Co., Ltd.(1) People’s Republic of China Wuhan Generating Equipment Co., Ltd.(2) People’s Republic of China Wuhan Sungreen Environment Protection Equipment Co., Ltd.(2) People’s Republic of China Wuhan Administrative Services |
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| April 18, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x Annual Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2010 or ¨ Transition Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 001-34125 WUHAN GENERAL G |
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| April 1, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 SEC File Number: 001-34125 CUSIP Number: 982569105 NOTIFICATION OF LATE FILING (Check One): x Form 10-K o Form 20-F o Form 11-K o Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: December 31, 2010 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Form 10-Q o Transition Report on Form N-SAR For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
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| March 7, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) (Mark One) x Quarterly Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2010 or ? Transition Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number |
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| March 7, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 2) (Mark One) x Annual Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2009 or ? Transition Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 001-3 |
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| March 7, 2011 |
PAUL D. FANCHER 404.885.3310 telephone 404.962.6755 facsimile [email protected] TROUTMAN SANDERS LLP Attorneys at Law Bank of America Plaza 600 Peachtree Street NE, Suite 5200 Atlanta, Georgia 30308-2216 404.885.3000 telephone troutmansanders.com March 7, 2011 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E., Stop 4631 Was |
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| March 7, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 7, 2011 WUHAN GENERAL GROUP (CHINA), INC. (Exact Name of Registrant as Specified in Charter) Nevada (State or Other Jurisdiction of Incorporation) 001-34125 (Commission File Num |
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| February 14, 2011 |
EXHIBIT 99.1 ? JOINT FILING AGREEMENT EXHIBIT 99.1 ? JOINT FILING AGREEMENT Pursuant to, and in accordance with, the requirements of Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, and subject to the limitations set forth therein, each party hereto hereby agrees to jointly file a Statement on Schedule 13G (including amendments thereto) with regard to the common stock of Wuhan General Group (China), Inc |
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| February 14, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* Wuhan General Group (China), Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 982569-10-5 (CUSIP Number) December 31, 2010 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant t |
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| February 14, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Wuhan General Group (China), Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 982569105 (CUSIP Number) December 31, 2010 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to de |
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| January 26, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 21, 2011 WUHAN GENERAL GROUP (CHINA), INC. (Exact Name of Registrant as Specified in Charter) Nevada (State or Other Jurisdiction of Incorporation) 001-34125 (Commission File |
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| January 24, 2011 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D/A INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ? 240. |
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| January 20, 2011 |
TROUTMAN SANDERS LLP Attorneys at Law Bank of America Plaza 600 Peachtree Street, NE, Suite 5200 Atlanta, Georgia 30308-2216 404. |
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| December 28, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No. ) Check the appropriate box: o Preliminary Information Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14c-5 (d)(2)) x Definitive Information Statement Wuhan General Grou |
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| December 20, 2010 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240. |
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| December 17, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 13, 2010 WUHAN GENERAL GROUP (CHINA), INC. (Exact Name of Registrant as Specified in Charter) Nevada (State or Other Jurisdiction of Incorporation) 001-34125 (Commission File |
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| December 17, 2010 |
EX-10.5 6 v205717ex10-5.htm Exhibit 10.5 STOCKHOLDERS AGREEMENT THIS STOCKHOLDERS AGREEMENT (this “Agreement”) is made and entered into as of December 13, 2010, by and among Wuhan General Group (China), Inc., a Nevada corporation (the “Company”), Fame Good International Limited, a British Virgin Islands company (“Fame Good”), Mr. Xu Jie, Fame Good’s controlling stockholder (“Xu”), and the undersig |
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| December 17, 2010 |
Exhibit 10.4 WAIVER This WAIVER (this ?Waiver?) is executed by the undersigned holders (collectively, the ?Undersigned?) of Series A Convertible Preferred Stock of Wuhan General Group (China), Inc. (the ?Company?), to be effective as of December 13, 2010. RECITALS WHEREAS, reference is made to that certain Series A Convertible Preferred Stock Purchase Agreement, dated as of February 7, 2007, by an |
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| December 17, 2010 |
EX-10.3 4 v205717ex10-3.htm Exhibit 10.3 WARRANT EXCHANGE AGREEMENT THIS WARRANT EXCHANGE AGREEMENT, dated as of December 13, 2010 (this “Agreement”) is entered into by and among Wuhan General Group (China), Inc., a Nevada corporation (the “Company”), Fame Good International Limited, a British Virgin Islands Company (“Fame Good”), and the undersigned holders of the Company’s Series C, AA, BB and/o |
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| December 17, 2010 |
Wuhan General Announces Recapitalization of Outstanding Warrants Exhibit 99.1 Contact: Wuhan General Group (China), Inc. Mr. Philip Lo, CFO Phone: + 86-27-5970-0067 (China) Email: [email protected] www.wuhangeneral.com CCG Investor Relations Inc. Ms. Linda Salo, Sr. Financial Writer Phone: +1-646-922-0894 (New York) Email: [email protected] Mr. Crocker Coulson, President Phone: +1-646-213-1915 (New York) Email: [email protected] www.ccgirasi |
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| December 17, 2010 |
Exhibit 10.1 WARRANT PURCHASE AGREEMENT THIS WARRANT PURCHASE AGREEMENT, dated as of December 13, 2010 (this ?Agreement?) is entered into by and among Wuhan General Group (China), Inc., a Nevada corporation (the ?Company?), Fame Good International Limited, a British Virgin Islands company (?Fame Good?), and the undersigned holders of the Company?s Series A Warrants and/or Series B Warrants (collec |
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| December 17, 2010 |
Exhibit 10.2 WARRANT EXCHANGE AGREEMENT THIS WARRANT EXCHANGE AGREEMENT, dated as of December 13, 2010 (this ?Agreement?) is entered into by and among Wuhan General Group (China), Inc., a Nevada corporation (the ?Company?) and the undersigned holders of the Company?s Series A Warrants and/or Series B Warrants (collectively, the ?Holders?). WITNESSETH WHEREAS, the Company currently has Series A and |
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| December 14, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No. ) Check the appropriate box: x Preliminary Information Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14c-5 (d)(2)) ? Definitive Information Statement Wuhan General Grou |
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| November 24, 2010 |
November 24, 2010 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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| November 19, 2010 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 16, 2010 WUHAN GENERAL GROUP (CHINA), INC. (Exact Name of Registrant as Specified in Charter) Nevada (State or Other Jurisdiction of Incorporation) 001-34125 (Commission File |
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| November 15, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) x Quarterly Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2010 or ? Transition Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 001-34125 WUHAN |
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| November 12, 2010 |
Exhibit 99.1 Contact: Wuhan General Group (China), Inc. Mr. Philip Lo, CFO Phone: + 86-27-5970-0067 (China) Email: [email protected] www.wuhangeneral.com CCG Investor Relations Inc. Ms. Linda Salo, Sr. Financial Writer Phone: +1-646-922-0894 (New York) Email: [email protected] Mr. Crocker Coulson, President Phone: +1-646-213-1915 (New York) Email: [email protected] www.ccgirasi |
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| November 12, 2010 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 10, 2010 WUHAN GENERAL GROUP (CHINA), INC. (Exact Name of Registrant as Specified in Charter) Nevada (State or Other Jurisdiction of Incorporation) 001-34125 (Commission File |
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| November 8, 2010 |
404-885-3310 Telephone 404-962-6755 Fax [email protected] TROUTMAN SANDERS LLP Attorneys at Law Bank of America Plaza 600 Peachtree Street, NE Suite 5200 Atlanta, Georgia 30308-2216 404.885.3000 telephone 404.885.3900 facsimile troutmansanders.com November 8, 2010 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E., Stop 4631 |
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| October 22, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 28, 2010 WUHAN GENERAL GROUP (CHINA), INC. (Exact Name of Registrant as Specified in Charter) Nevada (State or Other Jurisdiction of Incorporation) 001-34125 (Commission File Num |
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| October 22, 2010 |
Hankou Bank Financial Consulting Service Agreement Financial Consulting Service Agreement Exhibit 10.6 Hankou Bank Financial Consulting Service Agreement Financial Consulting Service Agreement Party A: Hankou Bank Company Limited, Wuhan Economic and Technological Development Zone Branch Address: 10 Chuangye Road, Plot 1C1, Wuhan Economic and Technological Development Zone Postal Code: 430065 Telephone: 84211382 Fax: / Responsible Person: Shi Huanwei Party B: Wuhan Generating Equipment |
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| October 22, 2010 |
Hankou Bank Financial Consulting Service Agreement Financial Consulting Service Agreement Exhibit 10.5 Hankou Bank Financial Consulting Service Agreement Financial Consulting Service Agreement Party A: Hankou Bank Company Limited, Wuhan Economic and Technological Development Zone Branch Address: 10 Chuangye Road, Plot 1C1, Wuhan Economic and Technological Development Zone Postal Code: 430065 Telephone: 84211332 Fax: / Responsible Person: Shi Huanwei Party B: Wuhan Blower Co., Ltd. Addr |
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| October 22, 2010 |
Hankou Bank RMB Loan Agreement Exhibit 10.2 Hankou Bank RMB Loan Agreement Borrower (Party A): Wuhan Generating Equipment Co., Ltd. Lender (Party B): Hankou Bank Company Limited, Wuhan Economic and Technological Development Zone Branch Important Note: Mortgagee kindly requests Mortgager to read through this contract carefully, especially the specific provisions contained in headlines marked with ** listed in the contents below, |
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| October 22, 2010 |
Hankou Bank RMB Loan Agreement EX-10.3 4 v199684ex10-3.htm Exhibit 10.3 Hankou Bank RMB Loan Agreement Borrower (Party A): Wuhan Blower Co., Ltd. Lender (Party B): Hankou Bank Company Limited, Wuhan Economic and Technological Development Zone Branch Important Note: Mortgagee kindly requests Mortgager to read through this contract carefully, especially the specific provisions contained in headlines marked with ** listed in the c |
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| October 22, 2010 |
Early Loan Repayment and Termination Agreement Exhibit 10.8 Early Loan Repayment and Termination Agreement This Early Loan Repayment and Termination Agreement (?Agreement?) is entered into by and between the following parties on July 13, 2010: Wuhan Blower Co., Ltd., a limited liability company incorporated pursuant to PRC laws, with its principal business address at Canglongdao Science Park, Miaoshan Development Zone, Jiangxia District, Wuhan |
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| October 22, 2010 |
Hankou Bank Financial Consulting Service Agreement Financial Consulting Service Agreement Exhibit 10.7 Hankou Bank Financial Consulting Service Agreement Financial Consulting Service Agreement Party A: Hankou Bank Company Limited, Wuhan Economic and Technological Development Zone Branch Address: 10 Chuangye Road, Plot 1C1, Wuhan Economic and Technological Development Zone Postal Code: 430065 Telephone: 84211332 Fax: / Responsible Person: Shi Huanwei Party B: Wuhan Blower Co., Ltd. Addr |
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| October 22, 2010 |
Hankou Bank RMB Loan Agreement Exhibit 10.4 Hankou Bank RMB Loan Agreement Borrower (Party A): Wuhan Blower Co., Ltd. Lender (Party B): Hankou Bank Company Limited, Wuhan Economic and Technological Development Zone Branch Important Note: Mortgagee kindly requests Mortgager to read through this contract carefully, especially the specific provisions contained in headlines marked with ** listed in the contents below, which may con |
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| October 22, 2010 |
Hankou Bank Loan Facility Agreement Exhibit 10.1 Contract No.: B0290010008U-01 Hankou Bank Loan Facility Agreement Applicant for Financing (Party A): Wuhan Blower Co., Ltd. Financing Bank (Party B): Hankou Bank Company Limited, Wuhan Economic and Technological Development Zone Branch Important Note: Financing Bank kindly requests Applicant for Financing to read through this agreement carefully, especially the specific provisions con |
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| October 20, 2010 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material Pursuant to ? 240. |
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| October 15, 2010 |
TROUTMAN SANDERS LLP Attorneys at Law Bank of America Plaza 600 Peachtree Street, NE, Suite 5200 Atlanta, Georgia 30308-2216 404. |
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| October 1, 2010 |
October 1, 2010 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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| August 23, 2010 |
Results of Operations and Financial Condition, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 23, 2010 WUHAN GENERAL GROUP (CHINA), INC. (Exact Name of Registrant as Specified in Charter) Nevada (State or Other Jurisdiction of Incorporation) 001-34125 (Commission File N |
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| August 23, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) x Quarterly Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2010 or ¨ Transition Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 001-34125 WUHAN GENER |
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| August 23, 2010 |
Wuhan General Group (China), Inc. Announces Revised Second Quarter 2010 Results Exhibit 99.1 Contact: Wuhan General Group (China), Inc. Mr. Philip Lo, CFO Phone: + 86-27-5970-0067 (China) Email: [email protected] www.wuhangeneral.com CCG Investor Relations Inc. Mr. Crocker Coulson, President Phone: +1-646-213-1915 (New York) Email: [email protected] www.ccgirasia.com For Immediate Release Wuhan General Group (China), Inc. Announces Revised Second Quarter 2010 |
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| August 17, 2010 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 Commission File Number 001-34125 NOTIFICATION OF LATE FILING (Check One): o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: June 30, 2010 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Form 10-Q o Transition Report on Form N-SAR For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
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| August 12, 2010 |
TROUTMAN SANDERS LLP Attorneys at Law Bank of America Plaza 600 Peachtree Street, NE, Suite 5200 Atlanta, Georgia 30308-2216 404. |
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| June 11, 2010 |
TROUTMAN SANDERS LLP Attorneys at Law Bank of America Plaza 600 Peachtree Street, NE, Suite 5200 Atlanta, Georgia 30308-2216 404. |
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| May 24, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) x Quarterly Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2010 or ¨ Transition Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 001-34125 WUHAN GENE |
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| May 19, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 18, 2010 WUHAN GENERAL GROUP (CHINA), INC. (Exact Name of Registrant as Specified in Charter) Nevada (State or Other Jurisdiction of Incorporation) 001-34125 (Commission File Numb |
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| May 19, 2010 |
Wuhan General Group (China), Inc. Announces Preliminary First Quarter 2010 Results Exhibit 99.1 Contact: Wuhan General Group (China), Inc. Mr. Philip Lo, CFO Phone: + 86-27-5970-0067 (China) Email: [email protected] www.wuhangeneral.com CCG Investor Relations Inc. Ms. Linda Salo, Financial Writer Email: [email protected] Phone +1-646-922-0894 Mr. Crocker Coulson, President Phone: +1-646-213-1915 (New York) Email: [email protected] www.ccgirasia.com For Immedi |
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| May 18, 2010 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 Commission File Number 001-34125 NOTIFICATION OF LATE FILING (Check One): o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: March 31, 2010 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Form 10-Q o Transition Report on Form N-SAR For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
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| April 30, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K/A (Amendment No. 1) (Mark One) x Annual Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2009 or ? Transition Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 001-3 |
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| April 29, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 23, 2010 WUHAN GENERAL GROUP (CHINA), INC. (Exact Name of Registrant as Specified in Charter) Nevada (State or Other Jurisdiction of Incorporation) 001-34125 (Commission File Nu |
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| April 29, 2010 |
Exhibit 10.1 WUHAN GENERAL GROUP (CHINA) INC. Canglongdao Science Park of Wuhan East Lake Hi-Tech Development Zone Wuhan, Hubei 430200 People?s Republic of China April 23, 2010 Mr. Ruilong Qi Canglongdao Science Park of Wuhan East Lake Hi-Tech Development Zone Wuhan, Hubei 430200 People?s Republic of China Dear Mr. Qi Wuhan General Group (China) Inc. (the ?Company?) is pleased to offer you the pos |
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| April 29, 2010 |
Wuhan General Appoints New Chief Executive Officer and Director Mr. Jie Xu to Remain Chairman Exhibit 99.1 Contact: Wuhan General Group (China), Inc. Mr. Philip Lo, CFO Phone: + 86-27-5970-0067 (China) http://www.wuhangeneral.com CCG Investor Relations Ms. Linda Salo, Financial Writer Email: [email protected] Phone +1-646-922-0894 (New York) Mr. Crocker Coulson, President Phone: +1-646-213-1915 (New York) Email: [email protected] www.ccgirasia.com Wuhan General Appoints New Chie |
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| March 31, 2010 |
Subsidiaries of the Registrant Exhibit 21.1 Subsidiaries of the Registrant Name State or Other Jurisdiction of Incorporation or Organization Universe Faith Group Limited British Virgin Islands Wuhan Blower Co., Ltd.(1) People?s Republic of China Wuhan Generating Equipment Co., Ltd.(2) People?s Republic of China Wuhan Sungreen Environment Protection Equipment Co., Ltd.(2) People?s Republic of China (1) This company is a wholly o |
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| March 31, 2010 |
Exhibit 10.20 CONSULTING SERVICE AGREEMENT BETWEEN WUHAN BLOWER CO., LTD. AND STANDARD CHARTERED CORPORATE ADVISORY CO. (BEIJING), LTD. CONTENT 1. SERVICE 3 2. UNDERTAKINGS OF BORROWER 3 3. ADVISORY FEE 4 4. TERM AND TERMINATION 5 5. CONFIDENTIALITY 5 6. FORCE MAJEURE 7 7. ENTIRE AGREEMENT 7 8. AMENDMENT 7 9. NOTICE 7 10. ASSIGNMENT 9 11. GOVERNING LAW 9 12. DISPUTE RESOLUTION 9 13. HEADINGS 9 14. |
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| March 31, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) x Annual Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2009 or o Transition Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 001-34125 WUHAN GENERAL G |
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| March 31, 2010 |
Wuhan General Group (China), Inc. Canglongdao Science Park of Wuhan East Lake Hi-Tech Development Zone Wuhan, Hubei 430200 People’s Republic of China March 31, 2010 United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E., Stop 4631 Washington, D.C. 20549 Attn: Ernest Greene RE: Wuhan General Group (China), Inc. Form 10-K for Fiscal Year Ended December 31 |
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| March 31, 2010 |
TROUTMAN SANDERS LLP Attorneys at Law Bank of America Plaza 600 Peachtree Street, NE, Suite 5200 Atlanta, Georgia 30308-2216 404. |
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| March 16, 2010 |
EX-10.1 2 v177528ex10-1.htm Exhibit 10.1 WUHAN GENERAL GROUP (CHINA), INC. Canglongdao Science Park of Wuhan East Lake Hi-Tech Development Zone Wuhan, Hubei 430200 People’s Republic of China Mr. Philip Tsz Fung Lo Flat C, 30/F., Block 2, Hanley Villa 18 Yau Lai Road, Yau Kam Tau Tsuen Wan, New Territories Hong Kong Dear Mr. Lo: Wuhan General Group (China), Inc. (the “Company”) is pleased to offer |
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| March 16, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 10, 2010 WUHAN GENERAL GROUP (CHINA), INC. (Exact Name of Registrant as Specified in Charter) Nevada (State or Other Jurisdiction of Incorporation) 001-34125 (Commission File Nu |
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| March 5, 2010 |
EX-99.1 2 v176365ex99-1.htm |
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| March 5, 2010 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 5, 2010 WUHAN GENERAL GROUP (CHINA), INC. (Exact Name of Registrant as Specified in Charter) Nevada (State or Other Jurisdiction of Incorporation) 001-34125 (Commission File Num |
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| February 16, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Wuhan General Group (China), Inc. (Name of issuer) Common Stock, par value $0.0001 per share (Title of class of securities) 982569105 (CUSIP number) December 31, 2009 (Date of event which requires filing of this statement) Check the appropriate box to de |
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| February 16, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Wuhan General Group (China), Inc. (Name of Issuer) Common Stock, par value $0.0001 (Title of Class of Securities) 982569105 (CUSIP Number) December 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate th |
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| February 11, 2010 |
sc13gza UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Wuhan General Group (China), Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 982569-10-5 (CUSIP Number) December 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pu |
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| February 11, 2010 |
EXHIBIT 99.1-JOINT FILING AGREEMENT EXHIBIT 99.1-JOINT FILING AGREEMENT Pursuant to, and in accordance with, the requirements of Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, and subject to the limitations set forth therein, each party hereto hereby agrees to jointly file a Statement on Schedule 13G (including amendments thereto) with regard to the common stock of Wuhan General Group (China), Inc., |
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| January 29, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 29, 2010 WUHAN GENERAL GROUP (CHINA), INC. (Exact Name of Registrant as Specified in Charter) Nevada (State or Other Jurisdiction of Incorporation) 001-34125 (Commission File |
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| January 13, 2010 |
Wuhan General Appoints New Chief Financial Officer Exhibit 99.1 Contact: Wuhan General Group (China), Inc. Mr. Philip Lo, CFO Phone: + 86-27-5970-0067 (China) http://www.wuhangeneral.com CCG Investor Relations Mr. Crocker Coulson, President Phone: +1-646-213-1915 (New York) Email: [email protected] Ms. Linda Salo, Financial Writer Email: [email protected] Phone +1-646-922-0894 (New York) www.ccgirasia.com Wuhan General Appoints New Chie |
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| January 13, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 11, 2010 WUHAN GENERAL GROUP (CHINA), INC. (Exact Name of Registrant as Specified in Charter) Nevada (State or Other Jurisdiction of Incorporation) 001-34125 (Commission File |
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| November 20, 2009 |
TROUTMAN SANDERS LLP Attorneys at Law Bank of America Plaza 600 Peachtree Street, NE, Suite 5200 Atlanta, Georgia 30308-2216 404. |
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| November 17, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 11, 2009 WUHAN GENERAL GROUP (CHINA), INC. (Exact Name of Registrant as Specified in Charter) Nevada (State or Other Jurisdiction of Incorporation) 001-34125 (Commission File |
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| November 17, 2009 |
November 2009 Safe Harbor Statement The words “believes,” “could,” “estimates,” “expects,” “intends,” “may,” “projects,” “should,” and similar expressions, or the negatives of such terms, identify forward-looking statements. |
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| November 17, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 17, 2009 WUHAN GENERAL GROUP (CHINA), INC. (Exact Name of Registrant as Specified in Charter) Nevada 001-34125 84-1092589 (State or Other Jurisdiction of Incorporation) (Comm |
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| November 17, 2009 |
Wuhan General Signs $44.4 Million Long-Term Loan Agreement with Standard Chartered Bank Exhibit 99.1 Contact: Wuhan General Group (China), Inc. Mr. Haiming Liu, CFO Phone: + 86-27-5970-0069 (China) Email: [email protected] http://wuhangeneral.com/ CCG Investor Relations Mr. Crocker Coulson, President Phone: +1-646-213-1915 (New York) Email: [email protected] Ms. Linda Salo, Financial Writer Email: [email protected] Phone +1-646-922-0894 (New York) www.ccgirasia. |
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| November 17, 2009 |
EXHIBIT 10.1 DATED NOVEMBER 11, 2009 WUHAN BLOWER CO., LTD. ????????? as Borrower A WUHAN GENERATING EQUIPMENT CO., LTD. ???????????? as Borrower B WUHAN XINGELIN MACHINERY EQUIPMENT MANUFACTURING CO., LTD. ????????????? as Borrower C THE BANKS AND OTHER FINANCIAL INSTITUTIONS named herein as Lenders STANDARD CHARTERED BANK (CHINA) LIMITED, GUANGZHOU BRANCH ???????????????? as Facility Agent STAND |
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| November 16, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) x Quarterly Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2009 or ? Transition Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 001-34125 WUHAN |
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| August 14, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) x Quarterly Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2009 or ¨ Transition Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 001-34125 WUHAN GENER |
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| June 29, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 23, 2009 WUHAN GENERAL GROUP (CHINA), INC. (Exact Name of Registrant as Specified in Charter) Nevada (State or Other Jurisdiction of Incorporation) 001-34125 (Commission File Num |
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| May 15, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) x Quarterly Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2009 or ¨ Transition Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 001-34125 WUHAN GENE |
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| May 1, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 28, 2009 WUHAN GENERAL GROUP (CHINA), INC. (Exact Name of Registrant as Specified in Charter) Nevada (State or Other Jurisdiction of Incorporation) 001-34125 (Commission File Nu |
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| April 30, 2009 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ¨ Definitive Additional Materials ¨ Soliciting Material Pursuant to § 240. |
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| April 16, 2009 |
Exhibit 99.1 Wuhan General Issues Preliminary Results for First Quarter 2009 and Guidance for the 2009 Fiscal Year WUHAN, Hubei, China, April 14 /PRNewswire-Asia-FirstCall/ - Wuhan General Group (China), Inc. (Nasdaq: WUHN) ("Wuhan General" or the "Company"), a leading manufacturer of industrial blowers and turbines in China, today issued preliminary results for the quarter ended March 31, 2009 as |
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| April 16, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 14, 2009 WUHAN GENERAL GROUP (CHINA), INC. (Exact Name of Registrant as Specified in Charter) Nevada (State or Other Jurisdiction of Incorporation) 001-34125 (Commission File Nu |
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| March 31, 2009 |
Subsidiaries of the Registrant Exhibit 21.1 Subsidiaries of the Registrant Name State or Other Jurisdiction of Incorporation or Organization Universe Faith Group Limited British Virgin Islands Wuhan Blower Co., Ltd.(1) People?s Republic of China Wuhan Generating Equipment Co., Ltd.(2) People?s Republic of China Wuhan Xingelin Machinery Equipment Manufacturing Co., Ltd.(3) People?s Republic of China (1) This company is a wholly |
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| March 31, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) x Annual Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2008 or ¨ Transition Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 001-34125 WUHAN GENERAL GROUP (CHINA) |
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| March 31, 2009 |
Exhibit 10.11 Employment Agreement Party A: Mr. Xu Jie, CEO of Wuhan General Group (China), Inc. (the ?Company?) Party B: Mr. Haiming Liu Party A and Party B agree to enter this agreement based on the labor laws promulgated by the People?s Republic of China (?PRC?). Position Party A hires Party B to be the Company?s Chief Financial Officer. Term The initial employment term is for one year and the |
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| March 16, 2009 |
Wuhan General Group (China), Inc. Appoints New Independent Director Exhibit 99.1 Wuhan General Group (China), Inc. Appoints New Independent Director Wuhan, Hubei Province, P.R.C. March 13, 2009 ?Wuhan General Group (China), Inc. (Nasdaq: WUHN) ("Wuhan General" or the "Company"), a leading manufacturer of industrial blowers and turbines in China, today announced that the Company?s Board of Directors has appointed Mr. Yu Shi as a director of the Company to fill the |
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| March 16, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 11, 2009 WUHAN GENERAL GROUP (CHINA), INC. (Exact Name of Registrant as Specified in Charter) Nevada (State or Other Jurisdiction of Incorporation) 001-34125 (Commission File Nu |
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| February 25, 2009 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (Amendment No. 1)* Wuhan General Group (China), Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 982569105 (CUSIP Number) Dece |
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| February 17, 2009 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (Amendment No. )* Wuhan General Group (China), Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 982569105 (CUSIP Number) Decembe |
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| February 12, 2009 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2)* wuhan general group (china), inc (Name of Issuer) COMMON STOCK (Title of Class of Securities) 982569105 (CUSIP Number) December 31, 2008 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the Rule pursuant to which this Sche |
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| February 11, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Wuhan General Group (China), Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 982569105 (CUSIP Number) December 31, 2008 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to de |
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| February 10, 2009 |
OMB APPROVAL UNITED STATES OMB Number: 3235-0145 SECURITIES AND EXCHANGE COMMISSION Expires: February 28, 2009 Washington, D. |
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| February 5, 2009 |
Exhibit 2.1 Asset Purchase Agreement Party A: Wuhan Blower Co., Ltd. Party B: Wuhan Gongchuang Real Estate Co., Ltd. Through friendly negotiation, Party A and Party B agree to the following terms and conditions concerning the acquisition of the assets of Wuhan Shukong Co., Ltd., which is owned by Party B. I. Acquisition Terms 1. Ownership of assets: The said assets of the agreement were legally ow |
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| February 5, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 25, 2008 WUHAN GENERAL GROUP (CHINA), INC. (Exact Name of Registrant as Specified in Charter) Nevada (State or Other Jurisdiction of Incorporation) 001-34125 (Commission File |
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| December 10, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 5, 2008 WUHAN GENERAL GROUP (CHINA), INC. (Exact Name of Registrant as Specified in Charter) Nevada (State or Other Jurisdiction of Incorporation) 001-34125 (Commission File |
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| December 10, 2008 |
Exhibit 99.1 Wuhan General Receives Non-Compliance Letter from NASDAQ upon Resignation of Board Member WUHN expects to fill vacancy and regain compliance in accordance with Nasdaq Rules. Wuhan China, December 10, 2008 ? Wuhan General Group (China), Inc. (?Wuhan General? or the ?Company?) (Nasdaq: WUHN), today announced that a member of the board of directors and audit committee, Ku Shaodong, has r |
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| December 4, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 30, 2008 WUHAN GENERAL GROUP (CHINA), INC. (Exact Name of Registrant as Specified in Charter) Nevada (State or Other Jurisdiction of Incorporation) 001-34125 (Commission File |
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| November 14, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) x Quarterly Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2008 or ? Transition Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 001-34125 WUHAN |
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| November 12, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 8, 2008 WUHAN GENERAL GROUP (CHINA), INC. (Exact Name of Registrant as Specified in Charter) Nevada (State or Other Jurisdiction of Incorporation) 001-34125 (Commission File |
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| November 12, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 6, 2008 WUHAN GENERAL GROUP (CHINA), INC. (Exact Name of Registrant as Specified in Charter) Nevada (State or Other Jurisdiction of Incorporation) 001-34125 (Commission File |
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| November 12, 2008 |
Exhibit 99.1 Wuhan General Reports Third Quarter 2008 Financial Results - Quarterly Revenue Increases 11% to $34 Million - - 9-month revenue and net income increase 50% and 18%, respectively - Wuhan, China November 11, 2008 Wuhan General Group (China), Inc. (Nasdaq: WUHN), a leading manufacturer of industrial blowers and turbines, today announced consolidated financial results for the quarter ende |
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| October 22, 2008 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b)(c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 1)* wuhan general group (china), inc. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 982569105 (CUSIP Number) October 17, 2008 (Date of Event Wh |
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| October 22, 2008 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b)(c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 1)* wuhan general group china inc (Name of Issuer) COMMON STOCK (Title of Class of Securities) 982569105 (CUSIP Number) October 17, 2008 (Date of Event Which |
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| October 14, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 14, 2008 WUHAN GENERAL GROUP (CHINA), INC. (Exact Name of Registrant as Specified in Charter) Nevada (State or Other Jurisdiction of Incorporation) 001-34125 (Commission File |
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| October 8, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 8, 2008 WUHAN GENERAL GROUP (CHINA), INC. (Exact Name of Registrant as Specified in Charter) Nevada (State or Other Jurisdiction of Incorporation) 001-34125 (Commission File N |
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| October 1, 2008 |
Unregistered Sales of Equity Securities, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 29, 2008 WUHAN GENERAL GROUP (CHINA), INC. (Exact Name of Registrant as Specified in Charter) Nevada (State or Other Jurisdiction of Incorporation) 001-34125 (Commission Fil |
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| October 1, 2008 |
Wuhan General Announces Exercise of Series J Warrants -- $11.8 Million in Gross Proceeds Received-- Exhibit 99.1 Wuhan General Announces Exercise of Series J Warrants - $11.8 Million in Gross Proceeds Received- Wuhan China, September 29, 2008 - Wuhan General Group (China), Inc. (?Wuhan General? or the ?Company?) (NASDAQ: WUHN), a leading manufacturer of industrial blowers and turbines based in Wuhan, China, today announced that it received gross proceeds of approximately $11.8 million from the e |
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| September 11, 2008 |
AGREEMENT TO AMEND SERIES J WARRANTS OF WUHAN GENERAL GROUP (CHINA), INC. Exhibit 10.1 AGREEMENT TO AMEND SERIES J WARRANTS OF WUHAN GENERAL GROUP (CHINA), INC. THIS AGREEMENT TO AMEND THE SERIES J WARRANTS (this ?Agreement?), effective as of September 5, 2008, by and among Wuhan General Group (China), Inc. (the ?Company?) and the Holders of Warrants who submit a signature page hereto, amend and restate the Series J Warrants, dated as of February 7, 2007 (the ?Original |
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| September 11, 2008 |
EX-4.2 4 v126144ex4-2.htm Exhibit 4.2 THIS WARRANT AND THE SHARES OF SERIES B CONVERTIBLE PREFERRED STOCK ISSUABLE UPON EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT") OR ANY STATE SECURITIES LAWS AND MAY NOT BE SOLD, TRANSFERRED OR OTHERWISE DISPOSED OF UNLESS REGISTERED UNDER THE SECURITIES ACT AND UNDER APPLICABLE STATE SECURITIES LAW |
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| September 11, 2008 |
CERTIFICATE OF AMENDMENT ARTICLES OF INCORPORATION WUHAN GENERAL GROUP (CHINA), INC. Exhibit 3.1 CERTIFICATE OF AMENDMENT TO ARTICLES OF INCORPORATION OF WUHAN GENERAL GROUP (CHINA), INC. The undersigned, being the President and Chief Executive Officer of Wuhan General Group (China), Inc. (the “Corporation”), a corporation existing under the laws of the State of Nevada, does hereby certify under the seal of the Corporation as follows: 1. The Fourth Article of the Articles of Incor |
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| September 11, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 5, 2008 WUHAN GENERAL GROUP (CHINA), INC. (Exact Name of Registrant as Specified in Charter) Nevada 001-34125 84-1092589 (State or Other Jurisdiction of Incorporation) (Comm |
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| September 11, 2008 |
Exhibit 4.1 CERTIFICATE OF DESIGNATION OF THE RELATIVE RIGHTS AND PREFERENCES OF THE SERIES B CONVERTIBLE PREFERRED STOCK OF WUHAN GENERAL GROUP (CHINA), INC. The undersigned, the Chief Executive Officer of Wuhan General Group (China), Inc., a Nevada corporation (the ?Company?), in accordance with the provisions of the Nevada Revised Statutes, does hereby certify that, pursuant to the authority co |
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| September 8, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No. ) Check the appropriate box: o Preliminary Information Statement x Definitive Information Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) Wuhan General Group |
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| August 28, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No. ) Check the appropriate box: x Preliminary Information Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14c-5 (d)(2)) o Definitive Information Statement Wuhan General Grou |
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| August 13, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 13, 2008 WUHAN GENERAL GROUP (CHINA), INC. (Exact Name of Registrant as Specified in Charter) Nevada (State or Other Jurisdiction of Incorporation) 001-34125 (Commission File N |
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| August 13, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) x Quarterly Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2008 or o Transition Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 001-34125 WUHAN GENER |
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| August 13, 2008 |
Exhibit 99.1 Wuhan General Reports Second Quarter 2008 Financial Results - Revenue Increases 77% to $31 Million - - Net income Increases 30% to $5.5 Million - Wuhan China, August 13, 2008 - Wuhan General Group (China), Inc. (“Wuhan General” or the “Company”, NASDAQ: WUHN), a leading manufacturer of industrial blowers and turbines based in Wuhan, China, today announced consolidated financial result |
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| July 24, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Wuhan General Group (China), Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 982569105 (CUSIP Number) July 18, 2008 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designa |
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| July 17, 2008 |
Wuhan General Approved to List on NASDAQ Capital Market -- Trading to begin on July 18 -- EX-99.1 2 v120126ex99-1.htm Exhibit 99.1 Wuhan General Approved to List on NASDAQ Capital Market - Trading to begin on July 18 - Wuhan China, July 17, 2008 - Wuhan General Group (China), Inc. (“Wuhan General” or the “Company”) (OTC BB: WUHN), a leading manufacturer of industrial blowers and turbines based in Wuhan, China, today announced that the Company's application to list its common stock on t |
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| July 17, 2008 |
Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 17, 2008 WUHAN GENERAL GROUP (CHINA), INC. (Exact Name of Registrant as Specified in Charter) Nevada (State or Other Jurisdiction of Incorporation) 33-25350-FW (Commission File N |
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| July 16, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 WUHAN GENERAL GROUP (CHINA), INC. (Exact name of registrant as specified in its charter) Nevada 84-1092589 (State of incorporation or organization) (I.R.S. Employer Identification No.) Canglongda |
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| June 4, 2008 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 29, 2008 WUHAN GENERAL GROUP (CHINA), INC. (Exact Name of Registrant as Specified in Charter) Nevada (State or Other Jurisdiction of Incorporation) 33-25350-FW (Commission File Nu |
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| June 4, 2008 |
FIRST AMENDMENT TO SERIES A CONVERTIBLE PREFERRED STOCK PURCHASE AGREEMENT Exhibit 10.1 FIRST AMENDMENT TO SERIES A CONVERTIBLE PREFERRED STOCK PURCHASE AGREEMENT THIS FIRST AMENDMENT TO SERIES A CONVERTIBLE PREFERRED STOCK PURCHASE AGREEMENT (this ?First Amendment?), effective as of May 19, 2008, by and among Wuhan General Group (China), Inc. (the ?Company?) and the Purchasers who submit a signature page hereto, amends that certain Series A Convertible Preferred Stock P |
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| May 20, 2008 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 16, 2008 WUHAN GENERAL GROUP (CHINA), INC. (Exact Name of Registrant as Specified in Charter) Nevada (State or Other Jurisdiction of Incorporation) 33-25350-FW (Commission File |
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| May 20, 2008 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 8, 2008 WUHAN GENERAL GROUP (CHINA), INC. (Exact Name of Registrant as Specified in Charter) Nevada (State or Other Jurisdiction of Incorporation) 33-25350-FW (Commission File N |
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| May 20, 2008 |
Corrected Slides to Wuhan General Company Presentation (revised on May 19, 2008) EX-99.1 2 v115190ex99-1.htm Exhibit 99.1 Corrected Slides to Wuhan General Company Presentation (revised on May 19, 2008) |
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| May 20, 2008 |
Corrected Pages to Company Profile of Wuhan General Group (China), Inc. (revised on May 19, 2008) Exhibit 99.1 Corrected Pages to Company Profile of Wuhan General Group (China), Inc. (revised on May 19, 2008) WUHAN GENERAL – INDUSTRIAL BLOWERS Industrial blowers are very large pieces of equipment weighing about 20 tons apiece. The typical cost of a single blower is approximately $90,000 and generally takes 3 months to build, from design to finish. Blower under construction at WUHN Wuhan Genera |
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| May 19, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) x Quarterly Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2008 or o Transition Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 33-25350-FW WUHAN GE |
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| May 16, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 16, 2008 WUHAN GENERAL GROUP (CHINA), INC. (Exact Name of Registrant as Specified in Charter) Nevada (State or Other Jurisdiction of Incorporation) 33-25350-FW (Commission File Nu |
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| May 16, 2008 |
Exhibit 99.2 |
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| May 16, 2008 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 Commission File Number 33-25350-FW NOTIFICATION OF LATE FILING (Check One): o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: March 31, 2008 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Form 10-Q o Transition Report on Form N-SAR For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
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| May 16, 2008 |
Wuhan General Reports First Quarter 2008 Financial Results Exhibit 99.1 Wuhan General Reports First Quarter 2008 Financial Results - Full Year Revenue Increases 109% to $25.6 Million - - Net income Increases 160% to $4.8 Million - Wuhan China, May 16, 2008 - Wuhan General Group (China), Inc. (OTC BB: WUHN), a leading manufacturer of industrial blowers and turbines, today announced consolidated financial results for the quarter ended March 31, 2008. For th |
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| May 8, 2008 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 8, 2008 WUHAN GENERAL GROUP (CHINA), INC. (Exact Name of Registrant as Specified in Charter) Nevada (State or Other Jurisdiction of Incorporation) 33-25350-FW (Commission File Num |
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| May 8, 2008 |
Company Profile May 2008 Wuhan General Exhibit 99.1 WUHAN GENERAL GROUP (CHINA), INC. Company Profile May 2008 Wuhan General Cautionary Notice Regarding Forward-Looking Statements Certain statements herein, including those concerning our future financial performance and market share, the future financial performance and market share of our competitors, growth of our blower and turbine businesses, the markets for blowers and turbines, c |
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| May 5, 2008 |
Wuhan General Appoints Haiming Liu as Chief Financial Officer Exhibit 99.1 Wuhan General Appoints Haiming Liu as Chief Financial Officer Wuhan China, May 2, 2008 - Wuhan General (OTC BB: WUHN), a leading manufacturer of industrial blowers and turbines, today announced the appointment of Haiming Liu as Chief Financial Officer and Treasurer, effective immediately. For the past 13 years, Mr. Liu has worked for the accounting firm of PricewaterhouseCoopers, whic |
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| May 5, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 4, 2008 WUHAN GENERAL GROUP (CHINA), INC. (Exact Name of Registrant as Specified in Charter) Nevada (State or Other Jurisdiction of Incorporation) 33-25350-FW (Commission File Num |
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| March 31, 2008 |
Exhibit 10.22 Short-Term Loan Agreement Shanghai Pudong Development Bank Wuhan Branch/Sub-branch No.: 70052007280444 Client: Wuhan Generating Equipment Co., Ltd. (the “Company”) Date of Application: October 23, 2007 Address: Contact Person of the Client: Tel: 59700043 Contact Person of the Lender: (to be filled in by the Lender) Fax: The Company hereby irrevocably applies for the short term workin |
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| March 31, 2008 |
Exhibit 10.24 Contract No.: September, 2007 Loan No.0021 RMB Loan Contract China CITIC Bank, Wuhan Branch RMB Loan Contract Borrower: Wuhan Generating Equipment Co., Ltd. (hereinafter named as ?Party A?) Address: Canglongdao Science Park, Hongshan District, Wuhan Postal code: 430000 Telephone: 59700043 Fax: 59700043 Legal representative: Xiao Jixin Deposit bank and account number: China CITIC Bank |
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| March 31, 2008 |
Exhibit 10.23 Contract No. (2007) E YIN DAI ZI NO.726 RMB Loan Contract CHINA CITIC BANK WUHAN BRANCH Printed in September, 2007 RMB Loan Contract Borrower: Wuhan Blower Co., Ltd. (hereinafter named as ?Party A?) Address: Canglongdao Science Park, Miaoshan, Jiangxia District, Wuhan Postal code: Telephone: 59700038 Fax: Legal representative: Xu Jie Deposit bank and account number: CITIC Zhuyeshan B |
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| March 31, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-KSB UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-KSB (Mark One) x Annual Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2007 or o Transition Report under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 33-25350-FW WUHAN GENERAL GROUP (CH |
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| March 31, 2008 |
Exhibit 10.21 SHANGHAI PUDONG DEVELOPMENT BANK SHORT-TERM LOAN CONTRACT SHANGHAI PUDONG DEVELOPMENT BANK SHORT-TERM LOAN CONTRACT Serial No.70052007280094 BORROWER: Wuhan Blower Co., Ltd. LEGAL ADDRESS: MAILING ADDRESS: LENDER: Shanghai Pudong Development Bank Wuhan Branch ADDRESS: In view that the Borrower applies for a short-term loan facility from the Lender, both parties hereby enter into the |
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| March 14, 2008 |
Exhibit 14 CODE OF BUSINESS CONDUCT AND ETHICS OF WUHAN GENERAL GROUP (CHINA), INC. |
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| March 14, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 14, 2008 WUHAN GENERAL GROUP (CHINA), INC. |
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| February 7, 2008 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-141372 PROSPECTUS Wuhan General Group (China), Inc. 2,903,213 Shares Common Stock This prospectus relates to the sale of shares of common stock, par value $0.0001 per share, by the selling stockholders. See ?Selling Stockholders? on page 58 of this prospectus. Wuhan General Group (China), Inc. is not selling any shares pursuant to this prospect |
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| February 4, 2008 |
Wuhan General Group (China), Inc. Canglongdao Science Park of Wuhan East Lake Hi-Tech Development Zone Wuhan, Hubei 430200 People’s Republic of China February 4, 2008 VIA EDGAR AND FACSIMILE Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attn: Jennifer Hardy, Branch Chief Re: Wuhan General Group (China), Inc. (the “Company”) Registration Statement on Form SB-2, as ame |
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| February 1, 2008 |
As filed with the Securities and Exchange Commission on January 31, 2008. As filed with the Securities and Exchange Commission on January 31, 2008. Registration No. 333-141372 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 4 TO FORM SB-2 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 WUHAN GENERAL GROUP (CHINA), INC. (Name of small business issuer in its charter) Nevada 3564 84-1092589 (State or jurisdiction of incorporati |
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| January 31, 2008 |
TROUTMAN SANDERS LLP ATTORNEYS AT LAW BANK OF AMERICA PLAZA 600 PEACHTREE STREET, N. |
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| January 30, 2008 |
TROUTMAN SANDERS LLP ATTORNEYS AT LAW BANK OF AMERICA PLAZA 600 PEACHTREE STREET, N. |
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| January 24, 2008 |
January 24, 2008 VIA EDGAR AND FEDERAL EXPRESS United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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| December 21, 2007 |
As filed with the Securities and Exchange Commission on December 21, 2007. As filed with the Securities and Exchange Commission on December 21, 2007. Registration No. 333-141372 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 3 TO FORM SB-2 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 WUHAN GENERAL GROUP (CHINA), INC. (Name of small business issuer in its charter) Nevada 3564 84-1092589 (State or jurisdiction of incorporat |
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| December 21, 2007 |
TROUTMAN SANDERS LLP A T T O R N E Y S A T L A W BANK OF AMERICA PLAZA 600 PEACHTREE STREET, N. |
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| December 6, 2007 |
OUTSIDE DIRECTOR COMPENSATION PACKAGE Exhibit 10.4 OUTSIDE DIRECTOR COMPENSATION PACKAGE Effective January 1, 2007, Wuhan General Group (China), Inc. (the “Company”) shall pay each outside director who is independent in accordance with the Nasdaq and SEC rules governing director independence (an “Eligible Director”) the following for service to the Company: Annual Cash Retainer $ 15,000 Attendance Fee for Each Board or Committee Meeti |
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| December 6, 2007 |
Exhibit 10.3 WUHAN GENERAL GROUP (CHINA), INC. 2007 STOCK OPTION PLAN Nonqualified Stock Option Agreement for Employees No. of Shares subject to Nonqualified Stock Option: THIS NONQUALIFIED STOCK OPTION AGREEMENT FOR EMPLOYEES (this ?Agreement?) dated as of the day of , 20, by and between Wuhan General Group (China), Inc., a Nevada corporation (the ?Company?), and (the ?Participant?), is made purs |
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| December 6, 2007 |
Exhibit 10.2 WUHAN GENERAL GROUP (CHINA), INC. 2007 STOCK OPTION PLAN Nonqualified Stock Option Agreement for Directors No. of Shares subject to Nonqualified Stock Option: THIS NONQUALIFIED STOCK OPTION AGREEMENT FOR DIRECTORS (this “Agreement”) dated as of the day of , 20, by and between Wuhan General Group (China), Inc., a Nevada corporation (the “Company”), and (the “Participant”), is made purs |
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| December 6, 2007 |
Entry into a Material Definitive Agreement, Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 30, 2007 WUHAN GENERAL GROUP (CHINA), INC. |
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| December 6, 2007 |
WUHAN GENERAL GROUP (CHINA), INC. 2007 STOCK OPTION PLAN ARTICLE I EX-10.1 2 v096365ex10-1.htm Exhibit 10.1 WUHAN GENERAL GROUP (CHINA), INC. 2007 STOCK OPTION PLAN ARTICLE I PURPOSE The Plan is intended to assist the Company and its Affiliates in recruiting and retaining individuals with ability and initiative by enabling such persons to participate in the future success of the Company and its Affiliates by associating their interests with those of the Company a |
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| November 20, 2007 |
As filed with the Securities and Exchange Commission on November 20, 2007. As filed with the Securities and Exchange Commission on November 20, 2007. Registration No. 333-141372 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 2 TO FORM SB-2 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 WUHAN GENERAL GROUP (CHINA), INC. (Name of small business issuer in its charter) Nevada 3564 84-1092589 (State or jurisdiction of incorporat |
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| November 20, 2007 |
TROUTMAN SANDERS LLP ATTORNEYS AT LAW BANK OF AMERICA PLAZA 600 PEACHTREE STREET, N. |
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| November 14, 2007 |
Exhibit 10.4 Jiangsu Huangli Thermal Electric Investment Management Co., Ltd. Construction Contract for Thermal Electric Plant THIS CONTRACT FOR CONSTRUCTION AND RELATED SERVICES (the ?Contract?) is entered into by and between JIANGSU HUANGLI PAPER INDUSTRY CO., LTD. (?Party A?) and WUHAN GENERATING EQUIPMENT CO., LTD. (?Party B?) on this 8th day of July, 2007, pursuant to the relevant rules and r |
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| November 14, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB/A x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2007 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 033-25350-FW WUHAN GENERAL GROUP ( |
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| November 14, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2007 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 033-25350-FW WUHAN GENERAL GROU |
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| November 14, 2007 |
Exhibit 10.2 Supplementary Agreement to Construction Contract (Turbine Manufacturing Facilities) THIS SUPPLEMENTARY AGREEMENT to the Construction Contract for the Workshop of Wuhan Generating Equipment Co., Ltd., which was executed on March 26, 2006 (the ?Construction Contract?), is made and entered on this 21st day of March, 2007, by and between Wuhan Blower Co., Ltd. (?Party A?) and Hubei Gongch |
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| November 14, 2007 |
Exhibit 10.1 Construction Contract (Turbine Manufacturing Facilities) Owner: Wuhan Generating Equipment Co., Ltd. Contractor: Hubei Gongchuang Real Estate Co., Ltd. Table of Contents Chapter 1 Construction Project 1 1.1 Project Name 1 1.2 Project Location 1 1.3 Project Summary 1 Chapter 2 Contracting Scope and Mode 1 2.1 Scope of the Project 1 2.2 Contracting Mode 1 Chapter 3 Construction Cost 2 3 |
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| November 14, 2007 |
Construction Contract (Administrative Building for Turbine Facilities) Exhibit 10.3 Construction Contract (Administrative Building for Turbine Facilities) THIS PROJECT CONSTRUCTION CONTRACT is entered into by and between Wuhan Generating Equipment Co., Ltd. (?Party A? or the ?Owner?) and Hubei Gongchuang Real Estate Co., Ltd. (?Party B? or the ?Contractor?) on this 26th day of March, 2007, pursuant to the relevant rules and regulations of The People?s Republic of Chi |
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| August 22, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 21, 2007 WUHAN GENERAL GROUP (CHINA), INC. |
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| August 22, 2007 |
Exhibit 99.1 WUHAN GENERAL GROUP (CHINA), INC. ANNOUNCES FINANCIAL RESULTS for the quarter ended June 30, 2007 (Stated in US Dollars) * Quarterly sales of $17.54 million, up 323.26% from Second Quarter 2006 * Quarterly operating income of $4.38 million, up 316.93% from Second Quarter 2006 Wuhan, Hubei, Peoples Republic of China, August 21, 2007 - Wuhan General Group (China), Inc. (OTC Bulletin Boa |
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| August 20, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2007 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 033-25350-FW WUHAN GENERAL GROUP (CH |
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| July 9, 2007 |
CORRESP 1 filename1.htm TROUTMAN SANDERS LLP ATTORNEYS AT LAW BANK OF AMERICA PLAZA 600 PEACHTREE STREET, N.E. - SUITE 5200 ATLANTA, GEORGIA 30308-2216 www.troutmansanders.com TELEPHONE: 404-885-3000 FACSIMILE: 404-885-3900 July 9, 2007 VIA EDGAR AND FEDERAL EXPRESS United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attn: Jenn |
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| July 9, 2007 |
LETTER ON UNAUDITED INTERIM FINANCIAL INFORMATION Exhibit 15.1 LETTER ON UNAUDITED INTERIM FINANCIAL INFORMATION Wuhan General Group (China), Inc. We have made a review, in accordance with the standards of the Public Company Accounting Oversight Board (United States of America), of the unaudited financial information of Wuhan General Group (China), Inc. as of March 31, 2007 and 2006, and the related statements of income, stockholders' equity, and |
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| July 9, 2007 |
As filed with the Securities and Exchange Commission on July 9, 2007. As filed with the Securities and Exchange Commission on July 9, 2007. Registration No. 333-141372 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 1 TO FORM SB-2 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 WUHAN GENERAL GROUP (CHINA), INC. (Name of small business issuer in its charter) Nevada 3564 84-1092589 (State or jurisdiction of incorporation o |
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| June 22, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB/A x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2007 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 033-25350-FW WUHAN GENERAL GROUP |
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| June 21, 2007 |
Results of Operations and Financial Condition, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 21, 2007 WUHAN GENERAL GROUP (CHINA), INC. |
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| June 21, 2007 |
CONTACT: Dennis S. Dobson (203) 255-7902 Exhibit 99.2 FOR IMMEDIATE RELEASE Contact: Dennis S. Dobson, for Wuhan General Group (China), Inc. (203) 255-7902 Wuhan General Group (China), Inc. Files Form 10-QSB and Announces Conference Call to Discuss Year-End and First Quarter Results WUHAN, Hubei, Peoples Republic of China, June 19, 2007 - Wuhan General Group (China) Inc. (OTC Bulletin Board: WUHN.OB) announced today that it has filed its |
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| June 21, 2007 |
WUHAN GENERAL GROUP (CHINA), INC. ANNOUNCES FIRST QUARTER AND YEAR END RESULTS Exhibit 99.1 FOR IMMEDIATE RELEASE Contact: Dennis S. Dobson, for Wuhan General Group (China), Inc. (203) 255-7902 June 15, 2007 CORRECTED: June 21, 2007 WUHAN GENERAL GROUP (CHINA), INC. ANNOUNCES FIRST QUARTER AND YEAR END RESULTS * Quarterly revenues of $12,277,399, up 432% from First Quarter 2006 * Quarterly net income of $1,850,545, up 340% from First Quarter 2006 * Quarterly Basic EPS of $0. |
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| June 19, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2007 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 033-25350-FW WUHAN GENERAL GROUP (C |
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| April 9, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 4, 2007 WUHAN GENERAL GROUP (CHINA), INC. |
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| April 5, 2007 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b)(c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No)* WUHAN GENERAL GROUP CHINA INC (Name of Issuer) COMMON STOCK (Title of Class of Securities) 982569105 (CUSIP Number) March 16, 2007 (Date of Event Which Requi |
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| March 16, 2007 |
Exhibit 21.1 List of Subsidiaries Name State or Other Jurisdiction of Incorporation or Organization Universe Faith Group Limited British Virgin Islands Wuhan Blower Co., Ltd. People’s Republic of China Wuhan Generating Equipment Co., Ltd. People’s Republic of China |
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| March 16, 2007 |
As filed with the Securities and Exchange Commission on March 16, 2007. As filed with the Securities and Exchange Commission on March 16, 2007. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SB-2 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 WUHAN GENERAL GROUP (CHINA), INC. (Name of small business issuer in its charter) Nevada 3564 84-1092589 (State or jurisdiction of incorporation or organization) (Primar |
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| March 9, 2007 |
AMENDED AND RESTATED WUHAN GENERAL GROUP (CHINA), INC. ARTICLE I EX-3.2 4 v067837ex3-2.htm EXHIBIT 3.2 AMENDED AND RESTATED BY-LAWS OF WUHAN GENERAL GROUP (CHINA), INC. ARTICLE I OFFICES SECTION 1. REGISTERED OFFICE. - The registered office shall be established and maintained at c/o United Corporate Services, Inc., 202 South Minnesota Street, Carson City, Nevada 89703 and United Corporate Services, Inc. shall be the registered agent of this corporation in charg |
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| March 9, 2007 |
Letterhead of S. W. Hatfield, CPA Letterhead of S. W. Hatfield, CPA March 5, 2007 U. S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-2001 Gentlemen: On March 5, 2007, this Firm received a draft copy of a Form 8-K to be filed by Wuhan General Group (China), Inc. (formerly United National Film Company) (Company) (SEC File #33-25350-FW, CIK #842694) reporting an Item 4.01 - Change in Registrant?s Certifyin |
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| March 9, 2007 | ||
| March 9, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 5, 2007 WUHAN GENERAL GROUP (CHINA), INC. |
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| February 22, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 United National Film Corporation (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 911119 30 3 (CUSIP Number) February 7, 2007 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pu |
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| February 13, 2007 |
Exhibit 10.11 Contract No.: Di A101A05158 BANK OF COMMUNICATIONS MAXIMUM MORTGAGE AGREEMENT (Applicable to Guarantee of Agreement without limitation of amount where the Mortgagor is a legal entity or any other organization) October 11, 2005 Maximum Mortgage Agreement Important Notice The Mortgagor is requested to carefully read the contents of this Agreement, especially the terms with ▲ ▲. If you |
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| February 13, 2007 |
Agricultural Bank of China Pattern Contract Loan Agreement November 2004 Exhibit 10.16 Agricultural Bank of China Pattern Contract Loan Agreement November 2004 ABCS(2004)1001 Borrowing Contract Contract No. NO42101200600009897 Borrower (full name): Wuhan Blower Co., Ltd. Lender (full name): Agricultural Bank of China Wuhan Qingshan Branch This contract is entered by and between the two parties above via negotiation pursuant to relevant laws and regulations of PRC. Arti |
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| February 13, 2007 |
Exhibit 10.19 Construction Agreement Project name: Workshop of Wuhan Generating Equipment Manufacturing Co., Ltd. Project location: Cang Long Dao Science Park, Jiangxia District, Wuhan Construction unit: Wuhan Generating Equipment Manufacturing Co., Ltd. Contract issuing unit: Hubei Gongchuang Real Estate Co., Ltd. Construction undertaking unit: Hubei Huadu Construction Co., Ltd. Contract fulfillm |
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| February 13, 2007 |
Exhibit 10.22 EMPLOYMENT AGREEMENT Name of Employing Unit: Wuhan Blower Co., Ltd?Party A? Type of Employing Unit: Limited Liability Corporation Name: Liu Shupeng ?Party B? Type of Permanent Residence: Enacted by Wuhan Labor and Social Security Bureau Personal Information of Employee Name Liu Shupeng Previous Name Gender Male Birth of Date February, 1957 ID Number 420106570225523 Nation Han Top Deg |
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| February 13, 2007 |
Exhibit 10.24 EMPLOYMENT AGREEMENT Name of Employing Unit: Wuhan Blower Co., Ltd “Party A” Type of Employing Unit: Limited Liability Corporation Name: Kuang Yuandong “Party B” Type of Permanent Residence: Enacted by Wuhan Labor and Social Security Bureau Personal Information of Employee Name Kuang Yuandong Previous Name Gender Male Birth of Date March, 1999 ID Number 420104197703262033 Nation Han |
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| February 13, 2007 |
EX-10.3 15 v060112ex10-3.htm Exhibit 10.3 ESCROW AGREEMENT THIS ESCROW AGREEMENT (this “Agreement”) is made as of February 7, 2007, by and among United National Film Corporation (the “Company”), 1st BridgeHouse Securities, LLC (“1st BridgeHouse”) and American Stock Transfer and Trust Company (the “Escrow Agent”). ARTICLE I ESTABLISHMENT OF THE ESCROW AGENCY AND ESCROW ACCOUNT 1.1. The parties here |
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| February 13, 2007 |
Exhibit 10.6 LOCK-UP AGREEMENT THIS AGREEMENT (this "Agreement") is dated as of February 7, 2007 by and among United National Film Corporation, a Nevada corporation (the "Company"), and the shareholders of the Company listed on Schedule A attached hereto (collectively, the "Shareholders"). WHEREAS, to induce the Company and the investors (the “Investors”) to enter into the Series A Convertible Pre |
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| February 13, 2007 |
Exhibit 10.8 RMB Loan Agreement Borrower: Wuhan Blower Co., Ltd (hereinafter named as “Party A”) Address: Inside Cang Dao Science Park of Miaoshan Development Zone, Jiangxia District, Wuhan Postal code: 430200 Telephone: 59700038 Fax: 59700033 Legal representative: Xu Jie Deposit bank and account number: CITIC Wuhan (Zhuyeshan) Sub-branch, 82200011201 Lender: CITIC Wuhan Branch (hereinafter named |
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| February 13, 2007 |
EX-4.1 5 v060112ex4-1.htm Exhibit 4.1 CERTIFICATE OF DESIGNATION OF THE RELATIVE RIGHTS AND PREFERENCES OF THE SERIES A CONVERTIBLE PREFERRED STOCK OF UNITED NATIONAL FILM CORPORATION The undersigned, the Chief Executive Officer of United National Film Corporation, a Nevada corporation (the "Company"), in accordance with the provisions of the Nevada Revised Statutes, does hereby certify that, purs |
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| February 13, 2007 |
THIS WARRANT AND THE SHARES OF COMMON STOCK ISSUABLE UPON EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT") OR ANY STATE SECURITIES LAWS AND MAY NOT BE SOLD, TRANSFERRED OR OTHERWISE DISPOSED OF UNLESS REGISTERED UNDER THE SECURITIES ACT AND UNDER APPLICABLE STATE SECURITIES LAWS OR THE ISSUER SHALL HAVE RECEIVED AN OPINION OF COUNSEL REASONABLY SATISFACTORY TO THE ISSUER THAT REGISTRATION OF SUCH SECURITIES UNDER THE SECURITIES ACT AND UNDER THE PROVISIONS OF APPLICABLE STATE SECURITIES LAWS IS NOT REQUIRED. |
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| February 13, 2007 |
Exhibit 4.2 THIS WARRANT AND THE SHARES OF COMMON STOCK ISSUABLE UPON EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT") OR ANY STATE SECURITIES LAWS AND MAY NOT BE SOLD, TRANSFERRED OR OTHERWISE DISPOSED OF UNLESS REGISTERED UNDER THE SECURITIES ACT AND UNDER APPLICABLE STATE SECURITIES LAWS OR THE ISSUER SHALL HAVE RECEIVED AN OPINION OF |
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| February 13, 2007 |
Exhibit 10.9 CHINA CITIC BANK Contract No.: No. 16 Mortgage 200619 MORTGAGE AGREEMENT OF MAXIMUM AMOUNT CHINA CITIC BANK Wuhan Branch AGREEMENT OF MORTGAGE OF MAXIMUM AMOUNT Mortgager: Wuhan Blower Co., Ltd (Referred to as “Party A” hereunder) Address: Cang Long Dao Science Park, Jiangxia District, Wuhan Post Code: 430200 Tel: 59700039 Fax: 59700010 Legal Representative: Xu Jie Opening bank and Ac |
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| February 13, 2007 |
EX-10.1 13 v060112ex10-1.htm Exhibit 10.1 SERIES A CONVERTIBLE PREFERRED STOCK PURCHASE AGREEMENT Dated as of February 7, 2007 among UNITED NATIONAL FILM CORPORATION and THE PURCHASERS LISTED ON EXHIBIT A TABLE OF CONTENTS PAGE ARTICLE I Purchase and Sale of Preferred Stock 1 Section 1.1 Purchase and Sale of Stock 1 Section 1.2 Warrants 1 Section 1.3 Conversion Shares 2 Section 1.4 Purchase Price |
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| February 13, 2007 |
Exhibit 10.21 EMPLOYMENT AGREEMENT Name of Employing Unit: Wuhan Blower Co., Ltd?Party A? Type of Employing Unit: Limited Liability Corporation Name: Jin Quihai ?Party B? Type of Permanent Residence: Enacted by Wuhan Labor and Social Security Bureau Personal Information of Employee Name Jin Qihai Previous Name Gender Male Birth of Date 17 October, 1955 ID Number 140202195510174033 Nation Han Top D |
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| February 13, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 7, 2007 UNITED NATIONAL FILM CORPORATION (Exact Name of Registrant as Specified in Charter) Nevada (State or Other Jurisdiction of Incorporation) 33-25350 (Commission File Number) 84-1092589 (IRS Employer Identification No. |
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| February 13, 2007 |
Exhibit 4.4 THIS WARRANT AND THE SHARES OF COMMON STOCK ISSUABLE UPON EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT") OR ANY STATE SECURITIES LAWS AND MAY NOT BE SOLD, TRANSFERRED OR OTHERWISE DISPOSED OF UNLESS REGISTERED UNDER THE SECURITIES ACT AND UNDER APPLICABLE STATE SECURITIES LAWS OR THE ISSUER SHALL HAVE RECEIVED AN OPINION OF |
