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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to EntrepreneurShares Series Trust - ERShares Private-Public Crossover ETF
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| May 11, 2015 |
15-12B 1 d921873d1512b.htm 15-12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-33844 ENTROPIC COMMUNICATIONS, INC. (E |
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| May 11, 2015 |
SC 13G/A 1 sc13ga10773805404302015.htm AMENDMENT NO. 1 TO SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 1)1 Entropic Communications, Inc. (Name of Issuer) Common Stock, $0.001 |
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| May 8, 2015 |
S-8 POS 1 d920863ds8pos.htm S-8 POS As filed with the Securities and Exchange Commission on May 8, 2015 Registration No. 333-147916 Registration No. 333-149077 Registration No. 333-157460 Registration No. 333-164700 Registration No. 333-172058 Registration No. 333-179340 Registration No. 333-181166 Registration No. 333- 187002 Registration No. 333-194086 Registration No. 333- 202245 UNITED STATES |
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| May 8, 2015 |
S-8 POS 1 d920863ds8pos.htm S-8 POS As filed with the Securities and Exchange Commission on May 8, 2015 Registration No. 333-147916 Registration No. 333-149077 Registration No. 333-157460 Registration No. 333-164700 Registration No. 333-172058 Registration No. 333-179340 Registration No. 333-181166 Registration No. 333- 187002 Registration No. 333-194086 Registration No. 333- 202245 UNITED STATES |
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| May 8, 2015 |
S-8 POS 1 d920863ds8pos.htm S-8 POS As filed with the Securities and Exchange Commission on May 8, 2015 Registration No. 333-147916 Registration No. 333-149077 Registration No. 333-157460 Registration No. 333-164700 Registration No. 333-172058 Registration No. 333-179340 Registration No. 333-181166 Registration No. 333- 187002 Registration No. 333-194086 Registration No. 333- 202245 UNITED STATES |
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| May 8, 2015 |
S-8 POS 1 d920863ds8pos.htm S-8 POS As filed with the Securities and Exchange Commission on May 8, 2015 Registration No. 333-147916 Registration No. 333-149077 Registration No. 333-157460 Registration No. 333-164700 Registration No. 333-172058 Registration No. 333-179340 Registration No. 333-181166 Registration No. 333- 187002 Registration No. 333-194086 Registration No. 333- 202245 UNITED STATES |
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| May 8, 2015 |
S-8 POS 1 d920863ds8pos.htm S-8 POS As filed with the Securities and Exchange Commission on May 8, 2015 Registration No. 333-147916 Registration No. 333-149077 Registration No. 333-157460 Registration No. 333-164700 Registration No. 333-172058 Registration No. 333-179340 Registration No. 333-181166 Registration No. 333- 187002 Registration No. 333-194086 Registration No. 333- 202245 UNITED STATES |
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| May 8, 2015 |
S-8 POS 1 d920863ds8pos.htm S-8 POS As filed with the Securities and Exchange Commission on May 8, 2015 Registration No. 333-147916 Registration No. 333-149077 Registration No. 333-157460 Registration No. 333-164700 Registration No. 333-172058 Registration No. 333-179340 Registration No. 333-181166 Registration No. 333- 187002 Registration No. 333-194086 Registration No. 333- 202245 UNITED STATES |
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| May 8, 2015 |
S-8 POS As filed with the Securities and Exchange Commission on May 8, 2015 Registration No. |
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| May 8, 2015 |
S-8 POS As filed with the Securities and Exchange Commission on May 8, 2015 Registration No. |
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| May 8, 2015 |
S-8 POS As filed with the Securities and Exchange Commission on May 8, 2015 Registration No. |
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| May 8, 2015 |
S-8 POS 1 d920863ds8pos.htm S-8 POS As filed with the Securities and Exchange Commission on May 8, 2015 Registration No. 333-147916 Registration No. 333-149077 Registration No. 333-157460 Registration No. 333-164700 Registration No. 333-172058 Registration No. 333-179340 Registration No. 333-181166 Registration No. 333- 187002 Registration No. 333-194086 Registration No. 333- 202245 UNITED STATES |
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| April 30, 2015 |
EX-3.2 Exhibit 3.2 AMENDED AND RESTATED BYLAWS OF ENTROPIC COMMUNICATIONS, INC. Adopted April 30, 2015 TABLE OF CONTENTS Page ARTICLE I ? MEETINGS OF STOCKHOLDERS 1 1.1 Place of Meetings 1 1.2 Annual Meeting 1 1.3 Special Meeting 1 1.4 Notice of Stockholders? Meetings 2 1.5 Quorum 2 1.6 Adjourned Meeting; Notice 2 1.7 Conduct of Business 2 1.8 Voting 3 1.9 Stockholder Action by Written Consent Wit |
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| April 30, 2015 |
8-K 1 d919095d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2015 Entropic Communications, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33844 33-0947630 (State or other jurisdiction |
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| April 30, 2015 |
AMENDED AND RESTATED CERTIFICATE OF INCORPORATION ENTROPIC COMMUNICATIONS, INC. ARTICLE I EX-3.1 2 d919095dex31.htm EX-3.1 Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF ENTROPIC COMMUNICATIONS, INC. ARTICLE I The name of the corporation is Entropic Communications, Inc. (the “Company”). ARTICLE II The address of the Company’s registered office in the State of Delaware is Corporation Trust Center, 1209 Orange Street, in the City of Wilmington, County of New Castle, Del |
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| April 27, 2015 |
8-K 1 d915287d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 24, 2015 ENTROPIC COMMUNICATIONS, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-33844 33-0947630 (State or Other Jurisdict |
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| April 27, 2015 |
425 1 d915287d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 24, 2015 ENTROPIC COMMUNICATIONS, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-33844 33-0947630 (State or Other Jurisdict |
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| April 27, 2015 |
MaxLinear FORM 8-K (Prospectus) 425 1 d915193d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 24, 2015 MAXLINEAR, INC. (Exact Name of registrant as specified in its charter) Delaware 001-34666 14-1896129 (State or other jurisdiction of incorpo |
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| April 22, 2015 |
ENTR 2015.03.31 Exhibit 99.1 - Press Release EXHIBIT 99.1 Entropic Reports Preliminary Financial Results for the First Quarter 2015 Special Shareholder Meeting to Approve Acquisition by MaxLinear Scheduled for April 30, 2015 SAN DIEGO, April 22, 2015 - Entropic (NASDAQ: ENTR), a world leader in semiconductor solutions for the connected home, today reported preliminary unaudited financial results f |
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| April 22, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 entr201503318-kearningsrel.htm 8-K ENTR 2015.03.31 8-K EARNINGS RELEASE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 —————————————— FORM 8-K —————————————— CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 22, 2015 —————————————— ENTROPIC COMMUNICATIONS, INC. (Exact Name of Re |
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| March 11, 2015 |
425 1 d887700d425.htm 425 Filed by MaxLinear, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Entropic Communications, Inc. Commission File No.: 001-33844 Company Name: MaxLinear, Inc. (MXL) Event: 27th Annual ROTH Conference Date: March 10, 2015 <> Good morning and welcome to our next co |
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| March 10, 2015 |
425 E N V I S I O N I N G ? E M P O W E R I N G ? E X C E L L I N G MaxLinear Confidential & Proprietary T-00PR NYSE: MXL Corporate Overview, March 2015 Filed by MaxLinear, Inc. |
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| March 9, 2015 |
8-K 1 entr20150303cleskococaward.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 3, 2015 ENTROPIC COMMUNICATIONS, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-33844 33-0947630 (State or Other |
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| February 27, 2015 |
ENTR / EntrepreneurShares Series Trust 425 - Merger Prospectus - 425 425 1 d883579d425.htm 425 Filed by Entropic Communications, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Entropic Communications, Inc. Commission File No.: 001-33844 MaxLinear and Entropic Announce Early Termination of Hart-Scott-Rodino Waiting Period for MaxLinear’s Pending Acquisitio |
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| February 27, 2015 |
MXL / MaxLinear, Inc. 425 - Merger Prospectus - 425 425 1 d883579d425.htm 425 Filed by MaxLinear, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Entropic Communications, Inc. Commission File No.: 001-33844 MaxLinear and Entropic Announce Early Termination of Hart-Scott-Rodino Waiting Period for MaxLinear’s Pending Acquisition of Entropic |
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| February 24, 2015 |
EX-10.41 2 entr20141231ex1041phenryre.htm EXHIBIT 10.41 EXHIBIT 10.41 RELEASE AND WAIVER OF CLAIMS In consideration of the payments and other benefits set forth in Section 5.3 of the Amended and Restated Employment Agreement dated December 7, 2009, as amended effective June 20, 2014 (the “Employment Agreement”), to which this form is attached and due to the fact that I have been terminated without |
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| February 24, 2015 |
EXHIBIT 10.42 November 10, 2014 Dr. Theodore L. Tewksbury III c/o Entropic Communications Inc. 6350 Sequence Drive San Diego, CA 92130 Dear Ted: Entropic Communications, Inc. (the “Company”) is pleased to offer you employment on the terms set forth below. 1. Position. You will serve in a full-time capacity of Chief Executive Officer and President (Interim) working from the Company’s headquarters i |
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| February 24, 2015 |
EX-21.1 7 entr20141231ex211.htm EXHIBIT 21.1 Exhibit 21.1 Subsidiaries of Entropic Communications, Inc.: NAME: JURISDICTION OF INCORPORATION: RF Magic, Inc. Delaware Entropic Communications (United Kingdom) Ltd. United Kingdom Entropic Communications Israel Ltd. Israel Entropic Communications LLC Delaware Entropic Communications (Hong Kong) Ltd. Hong Kong Entropic Communications (Shenzhen) Co., Li |
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| February 24, 2015 |
AMENDED AND RESTATED CHANGE OF CONTROL AGREEMENT EX-10.43 4 entr20141231ex1043ttewksbu.htm EXHIBIT 10.43 EXHIBIT 10.43 AMENDED AND RESTATED CHANGE OF CONTROL AGREEMENT THIS AMENDED AND RESTATED CHANGE OF CONTROL AGREEMENT (the “Agreement”) is made effective as of December 17, 2014 (the “Effective Date”) between ENTROPIC COMMUNICATIONS, INC. (“Entropic”), and Theodore L. Tewksbury III (“Employee”) and as of the Effective Date amends, restates and |
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| February 24, 2015 |
EX-10.45 6 entr20141231ex1045psugrant.htm EXHIBIT 10.45 EXHIBIT 10.45 ENTROPIC COMMUNICATIONS, INC. RESTRICTED STOCK UNIT AWARD GRANT NOTICE 2007 EQUITY INCENTIVE PLAN AND EXECUTIVE MANAGEMENT BONUS PLAN Entropic Communications, Inc. (the “Company”), pursuant to its 2007 Equity Incentive Plan (the “Equity Plan”) and its Executive Management Bonus Plan (the “Bonus Plan”), hereby awards to Participa |
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| February 24, 2015 |
EX-10.44 5 entr20141231ex1044mfaresei.htm EXHIBIT 10.44 EXHIBIT 10.44 INDEPENDENT CONTRACTOR AGREEMENT This Independent Contractor Agreement (“Agreement”) is made and entered into as of December 22, 2014 by and between Entropic Communications, Inc. (“Entropic” or “Company”), having a principal place of business at 6350 Sequence Drive, San Diego, CA 92121, and Michael Farese (“Contractor” or “Consu |
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| February 24, 2015 |
ENTR / EntrepreneurShares Series Trust S-8 - - S-8 S-8 As filed with the Securities and Exchange Commission on February 23, 2015 Registration No. |
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| February 24, 2015 |
10-K 1 entr2014123110-k.htm 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2014 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from |
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| February 13, 2015 |
ENTR / EntrepreneurShares Series Trust / SOROS FUND MANAGEMENT LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* ENTROPIC COMMUNICATIONS, INC. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 29384R105 (CUSIP Number) February 5, 2015 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate |
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| February 12, 2015 |
MXL / MaxLinear, Inc. / ENTROPIC COMMUNICATIONS INC - SC 13D Activist Investment SC 13D 1 d871093dsc13d.htm SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 MAXLINEAR, INC. (Name of Issuer) Class A Common Stock, $0.0001 par value per share Class B Common Stock, $0.0001 par value per share (Title of Class of Securities) 57776J100 (CUSIP Number) Theodore Tewksbury, Ph.D. Entropic Communications, |
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| February 11, 2015 |
MXL / MaxLinear, Inc. 425 - Merger Prospectus - 425 425 1 d871103d425.htm 425 Filed by MaxLinear, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Entropic Communications, Inc. Commission File No.: 001-33844 MaxLinear, Inc. Stifel 2015 Technology, Internet & Media Conference February 10, 2015 Tore Svanberg Good morning everyone. Welcome to |
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| February 11, 2015 |
ENTR / EntrepreneurShares Series Trust / VANGUARD GROUP INC Passive Investment SC 13G/A 1 entropiccommunicationsinc.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 2 )* Name of issuer: Entropic Communications Inc Title of Class of Securities: Common Stock CUSIP Number: 29384R105 Date of Event Which Requires Filing of this Statement: December 31, 2014 Check the appropriate box to designate th |
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| February 10, 2015 |
MXL / MaxLinear, Inc. 425 - Merger Prospectus - 425 425 1 d869940d425.htm 425 Filed by MaxLinear, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Entropic Communications, Inc. Commission File No.: 001-33844 THOMSON REUTERS STREETEVENTS EDITED TRANSCRIPT MXL - Q4 2014 MaxLinear Inc Earnings Call EVENT DATE/TIME: FEBRUARY 09, 2015 / 09:30PM |
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| February 9, 2015 |
MXL / MaxLinear, Inc. 425 - Merger Prospectus - 425 425 1 d867882d425.htm 425 Filed by MaxLinear, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Entropic Communications, Inc. Commission File No.: 001-33844 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the |
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| February 5, 2015 |
EX-2.2 Exhibit 2.2 Execution Copy VOTING AGREEMENT This Voting Agreement (this “Agreement”) is entered into as of February 3, 2015 by and among Entropic Communications, Inc., a Delaware corporation (the “Company”) and the person listed as a stockholder of MaxLinear, Inc., a Delaware corporation (“Parent”), on the signature page hereto (the “Stockholder”). RECITALS A. Concurrently with the executio |
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| February 5, 2015 |
EX-2.1 Exhibit 2.1 AGREEMENT AND PLAN OF MERGER AND REORGANIZATION BY AND AMONG MAXLINEAR, INC. EXCALIBUR ACQUISITION CORPORATION EXCALIBUR SUBSIDIARY, LLC AND ENTROPIC COMMUNICATIONS, INC. Dated as of February 3, 2015 TABLE OF CONTENTS Page Article I DEFINITIONS 6 Article II THE MERGER 19 2.1 The Merger 19 2.2 The Closing 20 2.3 Effective Time of First Step Merger and Second Step Merger 20 2.4 Ef |
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| February 5, 2015 |
EX-2.1 2 d868377dex21.htm EX-2.1 Exhibit 2.1 AGREEMENT AND PLAN OF MERGER AND REORGANIZATION BY AND AMONG MAXLINEAR, INC. EXCALIBUR ACQUISITION CORPORATION EXCALIBUR SUBSIDIARY, LLC AND ENTROPIC COMMUNICATIONS, INC. Dated as of February 3, 2015 TABLE OF CONTENTS Page Article I DEFINITIONS 6 Article II THE MERGER 19 2.1 The Merger 19 2.2 The Closing 20 2.3 Effective Time of First Step Merger and Se |
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| February 5, 2015 |
EX-2.2 Exhibit 2.2 Execution Copy VOTING AGREEMENT This Voting Agreement (this “Agreement”) is entered into as of February 3, 2015 by and among Entropic Communications, Inc., a Delaware corporation (the “Company”) and the person listed as a stockholder of MaxLinear, Inc., a Delaware corporation (“Parent”), on the signature page hereto (the “Stockholder”). RECITALS A. Concurrently with the executio |
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| February 5, 2015 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 3, 2015 ENTROPIC COMMUNICATIONS, INC. |
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| February 5, 2015 |
ENTR / EntrepreneurShares Series Trust 425 - Merger Prospectus - FORM 8-K 425 1 d868377d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 3, 2015 ENTROPIC COMMUNICATIONS, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-33844 33-0947630 (State or Other Jurisdi |
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| February 5, 2015 |
EX-2.1 Exhibit 2.1 AGREEMENT AND PLAN OF MERGER AND REORGANIZATION BY AND AMONG MAXLINEAR, INC. EXCALIBUR ACQUISITION CORPORATION EXCALIBUR SUBSIDIARY, LLC AND ENTROPIC COMMUNICATIONS, INC. Dated as of February 3, 2015 TABLE OF CONTENTS Page Article I DEFINITIONS 6 Article II THE MERGER 19 2.1 The Merger 19 2.2 The Closing 20 2.3 Effective Time of First Step Merger and Second Step Merger 20 2.4 Ef |
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| February 5, 2015 |
EX-2.2 3 d868377dex22.htm EX-2.2 Exhibit 2.2 Execution Copy VOTING AGREEMENT This Voting Agreement (this “Agreement”) is entered into as of February 3, 2015 by and among Entropic Communications, Inc., a Delaware corporation (the “Company”) and the person listed as a stockholder of MaxLinear, Inc., a Delaware corporation (“Parent”), on the signature page hereto (the “Stockholder”). RECITALS A. Conc |
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| February 5, 2015 |
EX-2.2 3 d868377dex22.htm EX-2.2 Exhibit 2.2 Execution Copy VOTING AGREEMENT This Voting Agreement (this “Agreement”) is entered into as of February 3, 2015 by and among Entropic Communications, Inc., a Delaware corporation (the “Company”) and the person listed as a stockholder of MaxLinear, Inc., a Delaware corporation (“Parent”), on the signature page hereto (the “Stockholder”). RECITALS A. Conc |
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| February 5, 2015 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 3, 2015 ENTROPIC COMMUNICATIONS, INC. |
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| February 5, 2015 |
EX-2.3 Exhibit 2.3 Execution Copy VOTING AGREEMENT This Voting Agreement (this “Agreement”) is entered into as of February 3, 2015 by and among MaxLinear, Inc. a Delaware corporation (“Parent”), Excalibur Acquisition Corporation, a Delaware corporation and a wholly-owned subsidiary of Parent (“Merger Sub One”), Excalibur Subsidiary, LLC, a Delaware limited liability company and a wholly-owned subs |
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| February 5, 2015 |
EX-2.3 Exhibit 2.3 Execution Copy VOTING AGREEMENT This Voting Agreement (this “Agreement”) is entered into as of February 3, 2015 by and among MaxLinear, Inc. a Delaware corporation (“Parent”), Excalibur Acquisition Corporation, a Delaware corporation and a wholly-owned subsidiary of Parent (“Merger Sub One”), Excalibur Subsidiary, LLC, a Delaware limited liability company and a wholly-owned subs |
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| February 5, 2015 |
EX-2.3 4 d868377dex23.htm EX-2.3 Exhibit 2.3 Execution Copy VOTING AGREEMENT This Voting Agreement (this “Agreement”) is entered into as of February 3, 2015 by and among MaxLinear, Inc. a Delaware corporation (“Parent”), Excalibur Acquisition Corporation, a Delaware corporation and a wholly-owned subsidiary of Parent (“Merger Sub One”), Excalibur Subsidiary, LLC, a Delaware limited liability compa |
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| February 5, 2015 |
EX-2.1 2 d868377dex21.htm EX-2.1 Exhibit 2.1 AGREEMENT AND PLAN OF MERGER AND REORGANIZATION BY AND AMONG MAXLINEAR, INC. EXCALIBUR ACQUISITION CORPORATION EXCALIBUR SUBSIDIARY, LLC AND ENTROPIC COMMUNICATIONS, INC. Dated as of February 3, 2015 TABLE OF CONTENTS Page Article I DEFINITIONS 6 Article II THE MERGER 19 2.1 The Merger 19 2.2 The Closing 20 2.3 Effective Time of First Step Merger and Se |
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| February 5, 2015 |
EX-2.3 4 d868377dex23.htm EX-2.3 Exhibit 2.3 Execution Copy VOTING AGREEMENT This Voting Agreement (this “Agreement”) is entered into as of February 3, 2015 by and among MaxLinear, Inc. a Delaware corporation (“Parent”), Excalibur Acquisition Corporation, a Delaware corporation and a wholly-owned subsidiary of Parent (“Merger Sub One”), Excalibur Subsidiary, LLC, a Delaware limited liability compa |
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| February 5, 2015 |
ENTR / EntrepreneurShares Series Trust DEFA14A - - FORM 8-K DEFA14A 1 d868377d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 3, 2015 ENTROPIC COMMUNICATIONS, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-33844 33-0947630 (State or Other Jur |
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| February 4, 2015 |
EX-10.1 4 d864279dex101.htm EX-10.1 Exhibit 10.1 Execution Copy VOTING AGREEMENT This Voting Agreement (this “Agreement”) is entered into as of February 3, 2015 by and among Entropic Communications, Inc., a Delaware corporation (the “Company”) and the person listed as a stockholder of MaxLinear, Inc., a Delaware corporation (“Parent”), on the signature page hereto (the “Stockholder”). RECITALS A. |
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| February 4, 2015 |
ENTR / EntrepreneurShares Series Trust 425 - Merger Prospectus - 425 425 SILICON SOLUTIONS FOR CONNECTED HOME ENTERTAINMENT Filed by Entropic Communications, Inc. |
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| February 4, 2015 |
EX-2.1 2 d864279dex21.htm EX-2.1 Exhibit 2.1 AGREEMENT AND PLAN OF MERGER AND REORGANIZATION BY AND AMONG MAXLINEAR, INC. EXCALIBUR ACQUISITION CORPORATION EXCALIBUR SUBSIDIARY, LLC AND ENTROPIC COMMUNICATIONS, INC. Dated as of February 3, 2015 TABLE OF CONTENTS Page Article I DEFINITIONS 2 Article II THE MERGER 15 2.1 The Merger 15 2.2 The Closing 16 2.3 Effective Time of First Step Merger and Se |
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| February 4, 2015 |
MXL / MaxLinear, Inc. 425 - Merger Prospectus - FORM 8-K 425 1 d864279d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 3, 2015 MaxLinear, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34666 14-1896129 (State or other jurisdiction of inc |
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| February 4, 2015 |
ENTR / EntrepreneurShares Series Trust 425 - Merger Prospectus - 425 425 1 d865206d425.htm 425 Filed by Entropic Communications, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Entropic Communications, Inc. Commission File No.: 001-33844 To: All Employees Subject: Today’s Announcement Send Date/Time: Tuesday, Feb 3rd after Press Release (1:05PM Pacific) Se |
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| February 4, 2015 |
MXL / MaxLinear, Inc. 425 - Merger Prospectus - 425 425 Filed by MaxLinear, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Entropic Communications, Inc. Commission File No.: 001-33844 THOMSON REUTERS STREETEVENTS | www.streetevents.com | Contact Us © 2015 Thomson Reuters. All rights reserved. Republication or redistribution of Thomson Reu |
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| February 4, 2015 |
MXL / MaxLinear, Inc. 425 - Merger Prospectus - 425 425 1 d865309d425.htm 425 MAXLINEAR TO ACQUIRE ENTROPIC COMMUNICATIONS February 3, 2015 + E N V I S I O N I N G • E M P O W E R I N G • E X C E L L I N G Filed by MaxLinear, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Entropic Communications, Inc. Commission File No.: 001-33844 2 2 DI |
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| February 4, 2015 |
EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE MaxLinear to Acquire Entropic, Reaffirms its Fourth Quarter 2014 Guidance and Provides Outlook for First Quarter 2015 Acquisition Expands MaxLinear’s Strategic Presence in Broadband Access and Connectivity Markets Acquisition Expected to be Immediately Accretive to Non-GAAP Earnings; Targeting Greater than $20 Million in Cost Savings in First Full Calenda |
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| February 4, 2015 |
MAXLINEAR, INC. CERTIFICATE OF AMENDMENT OF AMENDED AND RESTATED BYLAWS February 3, 2015 EX-3.1 3 d864279dex31.htm EX-3.1 Exhibit 3.1 MAXLINEAR, INC. CERTIFICATE OF AMENDMENT OF AMENDED AND RESTATED BYLAWS February 3, 2015 The undersigned, Adam C. Spice, hereby certifies as follows: 1. The undersigned is the duly elected Secretary of MaxLinear, Inc., a Delaware corporation (the “Company”). 2. Effective as of February 3, 2015, by resolutions duly adopted by the Board of Directors of th |
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| February 4, 2015 |
EX-10.2 5 d864279dex102.htm EX-10.2 Exhibit 10.2 Execution Copy VOTING AGREEMENT This Voting Agreement (this “Agreement”) is entered into as of February 3, 2015 by and among MaxLinear, Inc. a Delaware corporation (“Parent”), Excalibur Acquisition Corporation, a Delaware corporation and a wholly-owned subsidiary of Parent (“Merger Sub One”), Excalibur Subsidiary, LLC, a Delaware limited liability c |
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| February 3, 2015 |
EX-99.1 2 entr20141231exhibit991mxle.htm EXHIBIT 99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE MaxLinear to Acquire Entropic, Reaffirms its Fourth Quarter 2014 Guidance and Provides Outlook for First Quarter 2015 Acquisition Expands MaxLinear’s Strategic Presence in Broadband Access and Connectivity Markets Acquisition Expected to be Immediately Accretive to Non-GAAP Earnings; Targeting Greater than $20 |
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| February 3, 2015 |
MXL / MaxLinear, Inc. 425 - Merger Prospectus - 425 425 1 d865176d425.htm 425 Filed by MaxLinear, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Entropic Communications, Inc. Commission File No.: 001-33844 FOR IMMEDIATE RELEASE MaxLinear to Acquire Entropic, Reaffirms its Fourth Quarter 2014 Guidance and Provides Outlook for First Quarter |
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| February 3, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 —————————————— FORM 8-K —————————————— CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 3, 2015 —————————————— ENTROPIC COMMUNICATIONS, INC. |
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| February 3, 2015 |
MXL / MaxLinear, Inc. 425 - Merger Prospectus - 425 425 1 d864680d425.htm 425 Filed by MaxLinear, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Entropic Communications, Inc. Commission File No.: 001-33844 MAXLINEAR TO ACQUIRE ENTROPIC COMMUNICATIONS February 3, 2015 E N V I S I O N I N G • E M P O W E R I N G • E X C E L L I N G 1 DISCLA |
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| February 3, 2015 |
MXL / MaxLinear, Inc. 425 - Merger Prospectus - FORM 425 Form 425 Filed by MaxLinear, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Entropic Communications, Inc. Commission File No.: 001-33844 MaxLinear, Inc. 5966 La Place Court, Suite 100 Carlsbad, CA 92008 Feb 3, 2015 Dear MaxLinearites, Today, we announced that MaxLinear has signed a defin |
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| February 3, 2015 |
EX-99.2 3 entr20141231exhibit992-pre.htm EXHIBIT 99.2 Exhibit 99.2 Entropic Reports Fourth Quarter and Fiscal Year 2014 Results Fourth Quarter Revenue of $43 Million Previously Announced Restructuring Plan on Track Entropic to be Acquired by MaxLinear for $287 million in Cash and Stock SAN DIEGO, February 3, 2015 - Entropic (NASDAQ: ENTR), a world leader in semiconductor solutions for the connecte |
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| December 29, 2014 |
Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13G dated December 29, 2014 (including amendments thereto) with respect to the Common Stock, $0.001 par value, of Entropic Communications, Inc. This Joint Filing Agr |
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| December 29, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. )1 Entropic Communications, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 29384R105 (CUSIP Number) Decem |
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| December 18, 2014 |
ENTR / EntrepreneurShares Series Trust / VIEX Capital Advisors, LLC Activist Investment SC 13D/A 1 sc13da11011400312162014.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 1)1 Entropic Communications, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Secur |
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| December 17, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 15, 2014 ENTROPIC COMMUNICATIONS, INC. |
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| November 10, 2014 |
EX-99.1 2 entr20140930exhibit991-pre.htm EXHIBIT Exhibit 99.1 Entropic Reports Third Quarter 2014 Results Company Announces Strategy to Refocus on Core Capabilities, Implements Restructuring Plan Fourth Quarter Actions to Target Annualized Cost Savings of $44 Million Exploration of Strategic Alternatives to Enhance Shareholder Value is Ongoing Conference Call to be Webcast Today at 5:30 a.m. Pacif |
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| November 10, 2014 |
October 17, 2014 Mr. Michael Farese c/o Entropic Communications Inc. 6350 Sequence Drive San Diego, CA 92121 Re: Compensation and Work Schedule Dear Mike: This letter agreement (the “Agreement”) confirms the terms of the agreement regarding your compensation and work schedule with Entropic Communications, Inc. (the “Company”). In accordance with your letter dated September 12, 2014, you have resig |
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| November 10, 2014 |
EX-10.1 2 entr20140930exhibit101-dav.htm EXHIBIT October 6, 2014 Mr. David Lyle c/o Entropic Communications, Inc. 6350 Sequence Drive San Diego, CA 92121 Re: Compensation Adjustments Dear David: This letter agreement (the “Agreement”) confirms the terms of the offer by Entropic Communications, Inc. (the “Company”) to provide you with certain compensation and bonus opportunities described herein, a |
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| November 10, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 —————————————— FORM 8-K —————————————— CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 6, 2014 —————————————— ENTROPIC COMMUNICATIONS, INC. |
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| November 10, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q 10-Q 1 entr2014093010-q.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2014 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition per |
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| September 16, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 11, 2014 ENTROPIC COMMUNICATIONS, INC. |
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| September 11, 2014 |
ENTR / EntrepreneurShares Series Trust / VIEX Capital Advisors, LLC Activist Investment SC 13D 1 sc13d00322ver09052014.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. )1 Entropic Communications, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities |
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| September 11, 2014 |
EX-99.1 2 ex991sc13d00322ver09052014.htm Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto) with respect to the shares of Common Stock, $0.001 par value, of Entropic Comm |
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| August 6, 2014 |
AMENDED AND RESTATED CHANGE OF CONTROL AGREEMENT EX-10.1 2 entr20140630exhibit101-sta.htm EXHIBIT [Standard Good Reason] AMENDED AND RESTATED CHANGE OF CONTROL AGREEMENT THIS AMENDED AND RESTATED CHANGE OF CONTROL AGREEMENT (the “Agreement”) is made effective as of , 2014 (the “Effective Date”) between ENTROPIC COMMUNICATIONS, INC. (“Entropic”), and (“Employee”) and as of the Effective Date amends, restates and supersedes in its entirety the Ame |
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| August 6, 2014 |
AMENDED AND RESTATED CHANGE OF CONTROL AGREEMENT EX-10.2 3 entr20140630exhibit102-enh.htm EXHIBIT AMENDED AND RESTATED CHANGE OF CONTROL AGREEMENT THIS AMENDED AND RESTATED CHANGE OF CONTROL AGREEMENT (the “Agreement”) is made effective as of , 2014 (the “Effective Date”) between ENTROPIC COMMUNICATIONS, INC. (“Entropic”), and XXXXX (“Employee”) and as of the Effective Date amends, restates and supersedes in its entirety the Amended and Restated |
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| August 6, 2014 |
EX-10.3 4 entr20140630exhibit103-emp.htm EXHIBIT 6290 Sequence Drive∙ San Diego, CA 92121 858/768-3600 main ∙ 858/546-2411 fax May 30, 2014 Revised June 2, 2014 Ms. Shannon Catalano San Diego, CA Dear Shannon: Entropic Communications, Inc. (the “Company”) is pleased to offer you employment on the terms set forth below. 1. Position. You will serve in a full-time capacity of Vice President, Accounti |
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| August 6, 2014 |
FIRST AMENDMENT TO AMENDED AND RESTATED EXECUTIVE EMPLOYMENT AGREEMENT FIRST AMENDMENT TO AMENDED AND RESTATED EXECUTIVE EMPLOYMENT AGREEMENT This FIRST AMENDMENT TO AMENDED AND RESTATED EXECUTIVE EMPLOYMENT AGREEMENT (this “Amendment”) is entered into by and between Entropic Communications, Inc. |
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| August 6, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q 10-Q 1 entr2014063010-q.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2014 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period f |
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| July 30, 2014 |
Exhibit 99.1 Entropic Reports Second Quarter 2014 Results Conference Call to be Webcast Today at 1:30 p.m. Pacific Time SAN DIEGO, July 30, 2014 - Entropic (NASDAQ: ENTR), a world leader in semiconductor solutions for the connected home, today reported its second quarter results for the period ended June 30, 2014. Entropic reported second quarter net revenues of $50.2 million. This compares to net |
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| July 30, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 —————————————— FORM 8-K —————————————— CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 30, 2014 —————————————— ENTROPIC COMMUNICATIONS, INC. |
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| June 23, 2014 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 20, 2014 ENTROPIC COMMUNICATIONS, INC. |
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| June 19, 2014 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 16, 2014 ENTROPIC COMMUNICATIONS, INC. |
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| June 9, 2014 |
Costs Associated with Exit or Disposal Activities 8-K 1 entr201406098-krestructuri.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 4, 2014 ENTROPIC COMMUNICATIONS, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incor |
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| May 30, 2014 |
Entropic Communications, Inc. Conflict Minerals Report For The Year Ended December 31, 2013 Exhibit 1.02 Entropic Communications, Inc. Conflict Minerals Report For The Year Ended December 31, 2013 This report for the year ended December 31, 2013 is presented by Entropic Communications, Inc. (herein referred to as “Entropic” the “Company,” “we,” “us,” or “our”) to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the Rule). Companies, such as Entropic, which file reports u |
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| May 30, 2014 |
SD 1 entr20140530formsdconflict.htm SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form SD SPECIALIZED DISCLOSURE REPORT Entropic Communications, Inc. Delaware 001-33844 33-0947630 (State or Other Jurisdiction of Incorporation) (Commission File No.) (I.R.S. Employer Identification Number) 6290 Sequence Drive, San Diego, CA 92121 (Address of Principal Executive Offices) |
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| May 15, 2014 |
8-K 1 d728537d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 14, 2014 ENTROPIC COMMUNICATIONS, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-33844 33-0947630 (State or Other Jurisdiction of |
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| May 8, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2014 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: |
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| May 8, 2014 |
EX-10.1 2 entr20140331exhibit101-mat.htm EXHIBIT Exhibit 10.1 August 17, 2013 Revised August 19, 2013 Mr. F. Matthew Rhodes Dear Matt: Entropic Communications, Inc. (the “Company”) is pleased to offer you employment on the terms set forth below. 1. Position. You will serve in a full-time capacity of Senior Vice President, Global Marketing working from the Company’s headquarters in San Diego, Calif |
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| May 6, 2014 |
8-K 1 entr2014-05018xktrdeparture.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 1, 2014 ENTROPIC COMMUNICATIONS, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-33844 33-0947630 (State or Other |
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| May 1, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 entr201403318-kearningsrel.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 —————————————— FORM 8-K —————————————— CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 1, 2014 —————————————— ENTROPIC COMMUNICATIONS, INC. (Exact Name of Registrant as Specified in Its Charter) —— |
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| May 1, 2014 |
Exhibit 99.1 ENTROPIC REPORTS FIRST QUARTER 2014 RESULTS Conference Call to be Webcast Today at 1:30 p.m. Pacific Time SAN DIEGO, May 1, 2014 - Entropic (NASDAQ: ENTR), a world leader in semiconductor solutions for the connected home, today reported its first quarter results for the period ended March 31, 2014. Entropic reported first quarter net revenues of $55.7 million. This compares to net rev |
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| April 3, 2014 |
DEF 14A 1 entr2014proxy.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 1 |
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| February 24, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2013 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 001-33844 ENTROPIC COM |
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| February 24, 2014 |
As filed with the Securities and Exchange Commission on February 21, 2014 Registration No. |
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| February 24, 2014 |
Exhibit 21.1 Subsidiaries of Entropic Communications, Inc.: NAME: JURISDICTION OF INCORPORATION: RF Magic, Inc. Delaware Entropic Communications (United Kingdom) Ltd. United Kingdom Entropic Communications Israel Ltd. Israel Entropic Communications LLC Delaware Entropic Communications (Hong Kong) Ltd. Hong Kong Entropic Communications (Shenzhen) Co., Limited China Entropic Semiconductor (Korea), L |
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| February 12, 2014 |
ENTR / EntrepreneurShares Series Trust / VANGUARD GROUP INC Passive Investment SC 13G/A 1 entropiccommunicationsinc.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1 )* Name of issuer: Entropic Communications Inc Title of Class of Securities: Common Stock CUSIP Number: 29384R105 Date of Event Which Requires Filing of this Statement: December 31, 2013 Check the appropriate box to designate th |
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| February 5, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 entr201312318-kearningsrel.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 —————————————— FORM 8-K —————————————— CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 5, 2014 —————————————— ENTROPIC COMMUNICATIONS, INC. (Exact Name of Registrant as Specified in Its Charte |
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| February 5, 2014 |
EX-99.1 2 entr20131231exhibit991-pre.htm EXHIBIT Exhibit 99.1 Entropic Reports Fourth Quarter and Fiscal Year 2013 Results Fourth Quarter Revenue of $57.9 million, Annual Revenue of $259.4 million Conference Call to be Webcast Today at 1:30 p.m. Pacific Time SAN DIEGO, February 5, 2014 - Entropic (NASDAQ: ENTR), a world leader in semiconductor solutions for the connected home, today reported its f |
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| November 5, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q 10-Q 1 entr2013093010-q.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2013 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition per |
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| November 5, 2013 |
AMENDED AND RESTATED SECOND AMENDMENT TO OFFICE LEASE AMENDED AND RESTATED SECOND AMENDMENT TO OFFICE LEASE This AMENDED AND RESTATED SECOND AMENDMENT TO OFFICE LEASE (“Second Amendment”) is made and entered into as of October 16, 2013 (the "Effective Date"), by and between KILROY REALTY, L. |
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| October 29, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 entr201309308-kearningsrel.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 —————————————— FORM 8-K —————————————— CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 29, 2013 —————————————— ENTROPIC COMMUNICATIONS, INC. (Exact Name of Registrant as Specified in Its Charte |
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| October 29, 2013 |
EX-99.1 2 entr20130930exhibit991-pre.htm EXHIBIT Exhibit 99.1 ENTROPIC REPORTS THIRD QUARTER 2013 RESULTS Conference Call to be Webcast Today at 1:30 p.m. Pacific Time SAN DIEGO, October 29, 2013 - Entropic (NASDAQ: ENTR), a world leader in semiconductor solutions for the connected home, today reported its third quarter results for the period ended September 30, 2013. Entropic reported third quart |
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| October 21, 2013 |
Entry into a Material Definitive Agreement - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 16, 2013 ENTROPIC COMMUNICATIONS, INC. |
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| October 1, 2013 |
8-K 1 entr201309268-kindemnityby.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 26, 2013 ENTROPIC COMMUNICATIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33844 33-0947630 (State or |
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| October 1, 2013 |
EX-99.1 3 entr20130926exhibit991-ind.htm EXHIBIT Exhibit 99.1 INDEMNITY AGREEMENT This Indemnity Agreement (this “Agreement”) dated as of , 20, is made by and between Entropic Communications, Inc. a Delaware corporation (the “Company”), and (“Indemnitee”). RECITALS A. The Company desires to attract and retain the services of highly qualified individuals as directors, officers, employees and agents |
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| October 1, 2013 |
AMENDED AND RESTATED ENTROPIC COMMUNICATIONS, INC. ARTICLE I EX-3.2 2 entr20130926exhibit32-amen.htm EXHIBIT Exhibit 3.2 AMENDED AND RESTATED BYLAWS OF ENTROPIC COMMUNICATIONS, INC. ARTICLE I OFFICES Section 1.Registered Office. The registered office of the corporation in the State of Delaware shall be in the City of Wilmington, County of New Castle. Section 2.Other Offices. The corporation shall also have and maintain an office or principal place of busine |
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| August 8, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q 10-Q 1 entr2013063010-q.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) T QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2013 or £ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period f |
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| July 31, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 entr201306308-kearningsrel.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 —————————————— FORM 8-K —————————————— CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 31, 2013 —————————————— ENTROPIC COMMUNICATIONS, INC. (Exact Name of Registrant as Specified in Its Charter) |
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| July 31, 2013 |
EX-99.1 2 entr20130630exhibit991-pre.htm EXHIBIT Exhibit 99.1 ENTROPIC REPORTS SECOND QUARTER 2013 RESULTS Conference Call to be Webcast Today at 2:30 p.m. Pacific Time SAN DIEGO, July 31, 2013 - Entropic (NASDAQ: ENTR), a world leader in semiconductor solutions for the connected home, today reported its second quarter results for the period ended June 30, 2013. Entropic reported second quarter ne |
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| July 2, 2013 |
8-K 1 entr201306268-krestructuri.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 26, 2013 ENTROPIC COMMUNICATIONS, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Inco |
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| May 20, 2013 |
Submission of Matters to a Vote of Security Holders 8-K 1 entr201305148-kshareholder.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 14, 2013 ENTROPIC COMMUNICATIONS, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incor |
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| May 3, 2013 |
Exhibit 10.3 6290 Sequence Drive∙ San Diego, CA 92121 August 11, 2012 Revised August 12, 2012 Mr. Vahid Manian Dear Vahid: Entropic Communications, Inc. (the “Company”) is pleased to offer you employment on the terms set forth below. 1. Position. You will serve in a full-time capacity of Senior Vice President, Global Operations working from the Company's headquarters in San Diego, California. You |
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| May 3, 2013 |
Exhibit 10.2 6290 Sequence Drive∙ San Diego, CA 92121 858/768-3600 main ∙ 858/546-2411 confidential fax June 13, 2012 Revised August 30, 2012 Mr. Charlie Lesko Dear Charlie: Entropic Communications, Inc. (the “Company”) is pleased to offer you employment on the terms set forth below. 1. Position. You will serve in a full-time capacity of Senior Vice President, Global Sales reporting to Patrick Hen |
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| May 3, 2013 |
SECOND AMENDMENT TO OFFICE LEASE Exhibit 10.1 This SECOND AMENDMENT TO OFFICE LEASE (“Second Amendment”) is made and entered into as of February 21, 2013, by and between KILROY REALTY, L.P., a Delaware limited partnership ("Landlord"), and ENTROPIC COMMUNICATIONS, INC., a Delaware corporation (“Tenant"). R E C I T A L S : A.Landlord and Tenant are parties to that certain Office Lease dated August |
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| May 3, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) T QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2013 or £ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: |
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| April 30, 2013 |
Exhibit 99.1 ENTROPIC REPORTS FIRST QUARTER 2013 RESULTS Conference Call to be Webcast Today at 2:00 p.m. Pacific Time SAN DIEGO, Calif., April 30, 2013 - Entropic (NASDAQ: ENTR), a world leader in semiconductor solutions for the connected home, today reported its first quarter results for the period ended March 31, 2013. Entropic reported first quarter net revenues of $74.5 million. This compares |
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| April 30, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 entr201303318-kearningsrel.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 —————————————— FORM 8-K —————————————— CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 30, 2013 —————————————— ENTROPIC COMMUNICATIONS, INC. (Exact Name of Registrant as Specified in Its Charter) |
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| April 3, 2013 |
DEF 14A 1 entr-2013xproxy.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule |
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| March 18, 2013 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 d503739d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 18, 2013 ENTROPIC COMMUNICATIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33844 33-0947630 (State or Other Jurisdict |
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| March 18, 2013 |
ENTROPIC ANNOUNCES UPDATED FINANCIAL OUTLOOK FOR Q1 2013 EX-99.1 Exhibit 99.1 ENTROPIC ANNOUNCES UPDATED FINANCIAL OUTLOOK FOR Q1 2013 SAN DIEGO, Calif., March 18, 2013 – Entropic (Nasdaq: ENTR), a world leader in semiconductor solutions for the connected home, today announced that financial results for the first quarter 2013 will be below the Company’s previous outlook. The Company currently expects first quarter revenue to range between $74 million an |
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| March 14, 2013 |
Entry into a Material Definitive Agreement 8-K 1 d503202d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 12, 2013 ENTROPIC COMMUNICATIONS, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-33844 33-0947630 (State or Other Jurisdict |
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| March 1, 2013 |
S-8 As filed with the Securities and Exchange Commission on March 1, 2013 Registration No. |
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| March 1, 2013 |
Exhibit 10.19 September 14, 2012 Mr. William G. Bock 44 Pascal Lane Austin, TX 78746 Dear Bill: Entropic Communications, Inc. (the “Company” or “Entropic”) is pleased to offer you an opportunity to join the Board of Directors (the “Board”) of the Company. This Letter Agreement outlines the terms of your proposed appointment to the Board. 1. Compensation. In connection with your appointment as a me |
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| March 1, 2013 |
Subsidiaries of Entropic Communications, Inc.: EX-21.1 Exhibit 21.1 Subsidiaries of Entropic Communications, Inc.: NAME: JURISDICTION OF INCORPORATION: RF Magic, Inc. Delaware Entropic Communications (United Kingdom) Ltd. United Kingdom Entropic Communications Israel Ltd. Israel Arabella Software, Inc. Delaware Entropic Communications (Hong Kong) Ltd. Hong Kong Entropic Communications (Shenzhen) Co., Limited China Entropic Semiconductor (Korea |
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| March 1, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2012 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 001- |
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| February 12, 2013 |
ENTR / EntrepreneurShares Series Trust / VANGUARD GROUP INC Passive Investment SC 13G 1 entropiccommunicationsinc.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 0 )* Name of issuer: Entropic Communications Inc Title of Class of Securities: Common Stock CUSIP Number: 29384R105 Date of Event Which Requires Filing of this Statement: December 31, 2012 Check the appropriate box to designate the |
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| February 7, 2013 |
8-K 1 d480055d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 4, 2013 ENTROPIC COMMUNICATIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33844 33-0947630 (State or Other Jurisdi |
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| February 5, 2013 |
Press Release Exhibit 99.1 ENTROPIC REPORTS FOURTH QUARTER AND FISCAL YEAR 2012 RESULTS Fourth Quarter Revenue of $89.7 Million, Record Annual Revenue of $321.7 Million Conference Call to be Webcast Today at 1:30 p.m. Pacific Time SAN DIEGO, Calif., February 5, 2013 — Entropic (NASDAQ: ENTR), a world leader in semiconductor solutions for the connected home, today reported its fourth quarter and fi |
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| February 5, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 5, 2013 ENTROPIC COMMUNICATIONS, INC. |
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| December 3, 2012 |
Costs Associated with Exit or Disposal Activities 8-K 1 d448526d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 28, 2012 ENTROPIC COMMUNICATIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33844 33-0947630 (State or Other Jurisd |
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| November 1, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2012 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file num |
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| October 24, 2012 |
EX-99.1 2 d426444dex991.htm PRESS RELEASE Exhibit 99.1 ENTROPIC COMMUNICATIONS REPORTS THIRD QUARTER RESULTS Conference Call to be Webcast Today at 1:30 p.m. Pacific Time SAN DIEGO, Calif., October 24, 2012 — Entropic Communications, Inc. (NASDAQ: ENTR), a world leader in semiconductor solutions for the connected home, today reported its third quarter results for the period ended September 30, 201 |
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| October 24, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 24, 2012 ENTROPIC COMMUNICATIONS, INC. |
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| October 1, 2012 |
Entropic Communications Names William G. Bock to Board of Directors Press Release Exhibit 99.1 Entropic Communications Names William G. Bock to Board of Directors SAN DIEGO, Calif., October 1, 2012 — Entropic Communications, Inc. (Nasdaq: ENTR), a world leader in semiconductor solutions for the connected home, today announced William G. Bock has been elected to its Board of Directors and will serve on the Company’s Audit Committee. Mr. Bock’s appointment increases |
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| October 1, 2012 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 27, 2012 ENTROPIC COMMUNICATIONS, INC. |
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| September 19, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A Amendment No. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A Amendment No. 1 (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2012 OR ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 00 |
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| September 19, 2012 |
AMENDED AND RESTATED MANUFACTURING SERVICES AGREEMENT Exhibit 10.1 ***Text Omitted and Filed Separately with the Securities and Exchange Commission. Confidential Treatment Requested Under 17 C.F.R. Sections 200.80(b)(4) and 240.24b-2 EXECUTION VERSION AMENDED AND RESTATED MANUFACTURING SERVICES AGREEMENT THIS AMENDED AND RESTATED MANUFACTURING SERVICES AGREEMENT (this “Agreement”) is made and entered into as of April 12, 2012, by and between TRIDENT |
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| August 9, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q 10-Q 1 d372697d10q.htm FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2012 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period f |
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| August 1, 2012 |
EX-99.1 2 d388848dex991.htm PRESS RELEASE Exhibit 99.1 Entropic Communications reports second quarter results Conference Call to be Webcast Today at 1:30 p.m. Pacific Time SAN DIEGO, Calif., August 1, 2012 — Entropic Communications, Inc. (NASDAQ: ENTR), a world leader in semiconductor solutions for the connected home, today reported its second quarter results for the period ended June 30, 2012. En |
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| August 1, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 d388848d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 1, 2012 ENTROPIC COMMUNICATIONS, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-33844 33-0947630 (State or Other Jurisdict |
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| June 27, 2012 |
EX-99.1 2 d373557dex991.htm PRESS RELEASE Exhibit 99.1 Entropic Communications Sees Upside to Revenue and EPS in Q2 Strength in Connectivity Products and Improvements to Set-Top Box System-on-a-Chip (SoC) Supply Chain Constraints Drive Better Than Expected Revenue Growth SAN DIEGO, Calif., June 27, 2012 — Entropic Communications, Inc. (NASDAQ: ENTR), a world leader in semiconductor solutions for t |
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| June 27, 2012 |
Financial Statements and Exhibits, Other Events 8-K 1 d373557d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 27, 2012 ENTROPIC COMMUNICATIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33844 33-0947630 (State or Other Jurisdicti |
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| June 26, 2012 |
UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL STATEMENTS EX-99.2 4 d371716dex992.htm UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL STATEMENTS Exhibit 99.2 UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL STATEMENTS The unaudited pro forma condensed combined balance sheet at March 31, 2012 and the unaudited pro forma condensed combined statements of operations for the three months ended March 31, 2012, and for the year ended December 31, 2011 presente |
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| June 26, 2012 |
Audited Financial Statements for the STB Business Exhibit 99.1 INDEX TO COMBINED FINANCIAL STATEMENTS Report of Independent Auditors 8 Combined Balance Sheets as of April 11, 2012, December 31, 2011 and 2010 9 Combined Statements of Operations for the period from January 1, 2012 to April 11, 2012, the year ended December 31, 2011 and the period from February 8, 2010 to December 31, 2010 10 Combine |
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| June 26, 2012 |
Financial Statements and Exhibits 8-K/A 1 d371716d8ka.htm FORM 8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K/A Amendment No. 1 CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 12, 2012 ENTROPIC COMMUNICATIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33844 33-0947630 (S |
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| May 18, 2012 |
Submission of Matters to a Vote of Security Holders 8-K 1 d355985d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 15, 2012 ENTROPIC COMMUNICATIONS, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-33844 33-0947630 (State or Other Jurisdictio |
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| May 4, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q 10-Q 1 d328659d10q.htm FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2012 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period |
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| May 4, 2012 |
FORM S-8 As filed with the Securities and Exchange Commission on May 4, 2012 Registration No. |
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| May 4, 2012 |
AMENDED AND RESTATED MANUFACTURING SERVICES AGREEMENT Exhibit 10.1 ***Text Omitted and Filed Separately with the Securities and Exchange Commission. Confidential Treatment Requested Under 17 C.F.R. Sections 200.80(b)(4) and 240.24b-2 EXECUTION VERSION AMENDED AND RESTATED MANUFACTURING SERVICES AGREEMENT THIS AMENDED AND RESTATED MANUFACTURING SERVICES AGREEMENT (this “Agreement”) is made and entered into as of April 12, 2012, by and between TRIDENT |
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| April 24, 2012 |
EX-99.1 2 d339900dex991.htm PRESS RELEASE Exhibit 99.1 ENTROPIC COMMUNICATIONS REPORTS FIRST QUARTER RESULTS Conference Call to be Webcast Today at 1:30 p.m. Pacific Time SAN DIEGO, Calif., April 24, 2012 — Entropic Communications, Inc. (NASDAQ: ENTR), a world leader in semiconductor solutions for the connected home, today reported its first quarter results for the period ended March 31, 2012. Ent |
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| April 24, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 d339900d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 24, 2012 ENTROPIC COMMUNICATIONS, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-33844 33-0947630 (State or Other Jurisdict |
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| April 18, 2012 |
EX-99.5 4 d337016dex995.htm PRESS RELEASE Exhibit 99.5 ENTROPIC COMMUNICATIONS COMPLETES ACQUISITION OF TRIDENT MICROSYSTEMS’ SET-TOP BOX SYSTEM-ON-A-CHIP BUSINESS UNIT Complementary Acquisition Significantly Expands and Diversifies Revenue and Product Mix, Accelerates Penetration in the Global Connected Home Entertainment Market SAN DIEGO, Calif., April 12, 2012 —Entropic Communications, Inc. (NA |
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| April 18, 2012 |
8-K 1 d337016d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 12, 2012 ENTROPIC COMMUNICATIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33844 33-0947630 (State or Other Jurisdict |
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| April 18, 2012 |
THIRD AMENDMENT TO ASSET PURCHASE AGREEMENT EX-99.4 3 d337016dex994.htm THIRD AMENDMENT TO ASSET PURCHASE AGREEMENT Exhibit 99.4 EXECUTION VERSION THIRD AMENDMENT TO ASSET PURCHASE AGREEMENT THIS THIRD AMENDMENT TO ASSET PURCHASE AGREEMENT (this “Third Amendment”) dated March 14, 2012 is by and between ENTROPIC COMMUNICATIONS, INC., a Delaware corporation (“Purchaser”), and TRIDENT MICROSYSTEMS, INC., a Delaware corporation (the “Company”), |
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| April 18, 2012 |
SECOND AMENDMENT TO ASSET PURCHASE AGREEMENT EX-99.3 2 d337016dex993.htm SECOND AMENDMENT TO ASSET PURCHASE AGREEMENT Exhibit 99.3 SECOND AMENDMENT TO ASSET PURCHASE AGREEMENT THIS SECOND AMENDMENT TO ASSET PURCHASE AGREEMENT (this “Amendment”) dated February 6, 2012 is by and between ENTROPIC COMMUNICATIONS, INC., a Delaware corporation (“Purchaser”), and TRIDENT MICROSYSTEMS, INC., a Delaware corporation (the “Company”), and each of its Su |
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| April 17, 2012 |
EX-99.2 3 d335665dex992.htm FORM OF STOCK OPTION AGREEMENT FOR THE 2012 INDUCEMENT AWARD PLAN Exhibit 99.2 ENTROPIC COMMUNICATIONS, INC. 2012 INDUCEMENT AWARD PLAN OPTION AGREEMENT (NONSTATUTORY STOCK OPTION) Pursuant to your Stock Option Grant Notice (“Grant Notice”) and this Option Agreement, Entropic Communications, Inc. (the “Company”) has granted you an option under its 2012 Inducement Award |
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| April 17, 2012 |
EX-99.1 2 d335665dex991.htm ENTROPIC COMMUNICATIONS, INC. 2012 INDUCEMENT AWARD PLAN Exhibit 99.1 ENTROPIC COMMUNICATIONS, INC. 2012 INDUCEMENT AWARD PLAN ADOPTED BY THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS: APRIL 15, 2012 1. GENERAL. (a) Eligible Award Recipients. The persons eligible to receive Stock Awards are Eligible Employees as of the date of grant. (b) Available Awards. The Pla |
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| April 17, 2012 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 d335665d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 15, 2012 ENTROPIC COMMUNICATIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33844 33-0947630 (State or Other Jurisdict |
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| April 17, 2012 |
ENTROPIC COMMUNICATIONS, INC. RESTRICTED STOCK UNIT AWARD GRANT NOTICE (2012 INDUCEMENT AWARD PLAN) EX-99.3 4 d335665dex993.htm FORM OF RESTRICTED STOCK UNIT AWARD GRANT NOTICE Exhibit 99.3 ENTROPIC COMMUNICATIONS, INC. RESTRICTED STOCK UNIT AWARD GRANT NOTICE (2012 INDUCEMENT AWARD PLAN) Entropic Communications, Inc. (the “Company”), pursuant to its 2012 Inducement Award Plan (the “Plan”), hereby awards to Participant a Restricted Stock Unit Award for the number of stock units set forth below ( |
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| April 5, 2012 |
Definitive Proxy Statement Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 5, 2012 |
DEFA14A 1 d325789ddefa14a.htm NOTICE AND ACCESS CARD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as pe |
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| April 2, 2012 |
8-K 1 d328593d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 30, 2012 ENTROPIC COMMUNICATIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33844 33-0947630 (State or Other Jurisdict |
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| March 16, 2012 |
Entry into a Material Definitive Agreement 8-K 1 d317557d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 14, 2012 ENTROPIC COMMUNICATIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33844 33-0947630 (State or Other Jurisdict |
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| March 5, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K/A Amendment No. 1 10-K/A 1 d307540d10ka.htm FORM 10-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K/A Amendment No. 1 (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2011 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period |
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| February 15, 2012 |
SC 13G/A 1 d301326dsc13ga.htm SCHEDULE 13G AMENDMENT NO. 6 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b) (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 6)* Entropic Communications, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Titl |
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| February 3, 2012 |
S-8 1 d294833ds8.htm FORM S-8 As filed with the Securities and Exchange Commission on February 3, 2012 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Entropic Communications, Inc. (Exact name of registrant as specified in its charter) Delaware 33-0947630 (State or other jurisdiction of i |
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| February 3, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K 10-K 1 d268602d10k.htm FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 December 31, 2011 For the fiscal year ended December 31, 2011 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the trans |
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| February 3, 2012 |
Subsidiaries of Entropic Communications, Inc.: Subsidiaries of the Registrant Exhibit 21.1 Subsidiaries of Entropic Communications, Inc.: NAME: JURISDICTION OF INCORPORATION: RF Magic, Inc. Delaware RF Magic Ltd. United Kingdom Entropic Communications Israel Ltd. Israel Arabella Software, Inc. Delaware Entropic Communications (Hong Kong) Ltd. Hong Kong Entropic Communications (Shenzhen) Co., Limited China Entropic Semiconductor (Korea), LLC So |
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| February 1, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 d295317d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 1, 2012 ENTROPIC COMMUNICATIONS, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-33844 33-0947630 (State or Other Jurisdi |
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| February 1, 2012 |
EX-99.1 2 d295317dex991.htm PRESS RELEASE Exhibit 99.1 ENTROPIC COMMUNICATIONS REPORTS FOURTH QUARTER AND FISCAL YEAR 2011 RESULTS Revenue up 9% Quarter-over-Quarter to $56.2 Million, Record Annual Revenue of $241 Million Conference Call to be Webcast Today at 2:30 p.m. Pacific Time SAN DIEGO, Calif., February 1, 2012 — Entropic Communications, Inc. (Nasdaq: ENTR), a leading provider of silicon an |
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| January 20, 2012 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 d286418d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 18, 2012 ENTROPIC COMMUNICATIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33844 33-0947630 (State or Other Jurisdi |
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| January 20, 2012 |
AMENDMENT TO ASSET PURCHASE AGREEMENT EX-2.2 3 d286418dex22.htm AMENDMENT TO ASSET PURCHASE AGREEMENT Exhibit 2.2 EXECUTION VERSION AMENDMENT TO ASSET PURCHASE AGREEMENT THIS AMENDMENT TO ASSET PURCHASE AGREEMENT (this “Amendment”) dated January 18, 2012 is by and between ENTROPIC COMMUNICATIONS, INC., a Delaware corporation (“Purchaser”), and TRIDENT MICROSYSTEMS, INC., a Delaware corporation (the “Company”), and each of its Subsidia |
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| January 20, 2012 |
EX-2.1 2 d286418dex21.htm ASSET PURCHASE AGREEMENT Exhibit 2.1 ASSET PURCHASE AGREEMENT Dated as of January 18, 2012 By and Between ENTROPIC COMMUNICATIONS, INC. as Purchaser, and TRIDENT MICROSYSTEMS, INC. and specified TRIDENT MICROSYSTEMS Subsidiaries as Sellers. Table of Contents Page ARTICLE I SALE AND PURCHASE OF ASSETS 1 Section 1.1 Purchased Assets 1 Section 1.2 Excluded Assets 4 Section 1 |
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| January 5, 2012 |
EX-99.1 2 d277660dex991.htm ASSET PURCHASE AGREEMENT Exhibit 99.1 ASSET PURCHASE AGREEMENT Dated as of January , 2012 By and Between ENTROPIC COMMUNICATIONS, INC. as Purchaser, and TRIDENT MICROSYSTEMS, INC. and specified TRIDENT MICROSYSTEMS Subsidiaries as Sellers. Table of Contents Page ARTICLE I SALE AND PURCHASE OF ASSETS 1 Section 1.1 Purchased Assets 1 Section 1.2 Excluded Assets 4 Section |
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| January 5, 2012 |
8-K 1 d277660d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 3, 2012 ENTROPIC COMMUNICATIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33844 33-0947630 (State or Other Jurisdic |
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| January 4, 2012 |
Results of Operations and Financial Condition 8-K 1 d275327d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 4, 2012 ENTROPIC COMMUNICATIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33844 33-0947630 (State or Other Jurisdic |
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| November 4, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q 10-Q 1 d237083d10q.htm FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2011 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition per |
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| November 3, 2011 |
Exhibit 99.1 ENTROPIC COMMUNICATIONS REPORTS THIRD QUARTER RESULTS Conference Call to be Webcast Today at 1:30 p.m. Pacific Time SAN DIEGO, November 3, 2011 — Entropic Communications, Inc. (Nasdaq: ENTR), a leading provider of silicon and software solutions to enable connected home entertainment, today reported its third quarter results for the period ended September 30, 2011. Entropic reported th |
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| November 3, 2011 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 3, 2011 ENTROPIC COMMUNICATIONS, INC. |
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| August 5, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q 10-Q 1 d10q.htm FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2011 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to |
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| August 3, 2011 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 3, 2011 ENTROPIC COMMUNICATIONS, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-33844 33-0947630 (State or Other Jurisdiction of |
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| August 3, 2011 |
Exhibit 99.1 ENTROPIC COMMUNICATIONS REPORTS SECOND QUARTER RESULTS Conference Call to be Webcast Today at 1:30 p.m. Pacific Time SAN DIEGO, August 3, 2011 — Entropic Communications, Inc. (Nasdaq: ENTR), a leading provider of silicon and software solutions to enable connected home entertainment, today reported its second quarter results for the period ended June 30, 2011. Entropic reported second |
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| July 13, 2011 |
LANCE W. BRIDGES (858) 768-3640 [email protected] VIA EDGAR July 13, 2011 United States Securities and Exchange Commission Division of Corporation Finance 100 F Street N.E. Mail Stop 3030 Washington, D.C. 20549 Attn: Gary Todd RE: Entropic Communications, Inc. Form 10-K for the fiscal year ended December 31, 2010 Filed February 3, 2011 File No. 001-33844 Dear Mr. Todd: On behalf of Entrop |
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| May 24, 2011 |
ENTROPIC COMMUNICATIONS, INC. RESTRICTED STOCK UNIT AWARD GRANT NOTICE (2007 EQUITY INCENTIVE PLAN) Exhibit 99.2 [Recipients Not Eligible Under Nonqualified Deferred Compensation Plan] ENTROPIC COMMUNICATIONS, INC. RESTRICTED STOCK UNIT AWARD GRANT NOTICE (2007 EQUITY INCENTIVE PLAN) Entropic Communications, Inc. (the “Company”), pursuant to its 2007 Equity Incentive Plan (the “Plan”), hereby awards to Participant a Restricted Stock Unit Award for the number of stock units set forth below (the “ |
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| May 24, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 24, 2011 (May 19, 2011) ENTROPIC COMMUNICATIONS, INC. |
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| May 24, 2011 |
ENTROPIC COMMUNICATIONS, INC. RESTRICTED STOCK UNIT AWARD GRANT NOTICE (2007 EQUITY INCENTIVE PLAN) Exhibit 99.3 [Recipients Eligible Under Nonqualified Deferred Compensation Plan] ENTROPIC COMMUNICATIONS, INC. RESTRICTED STOCK UNIT AWARD GRANT NOTICE (2007 EQUITY INCENTIVE PLAN) Entropic Communications, Inc. (the “Company”), pursuant to its 2007 Equity Incentive Plan (the “Plan”), hereby awards to Participant a Restricted Stock Unit Award for the number of stock units set forth below (the “Awar |
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| May 24, 2011 |
ENTROPIC COMMUNICATIONS, INC. NONQUALIFIED DEFERRED COMPENSATION PLAN Exhibit 99.1 ENTROPIC COMMUNICATIONS, INC. NONQUALIFIED DEFERRED COMPENSATION PLAN This document is drafted with the intent that it comply with Internal Revenue Code Section 409A and regulations promulgated thereunder. Renaissance Benefit Advisors has provided you this specimen document strictly in its capacity as an employee benefits consulting firm and plan recordkeeper. Renaissance Benefit Advi |
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| May 24, 2011 |
AMENDED AND RESTATED RELOCATION AGREEMENT EX-99.5 6 dex995.htm EXHIBIT 99.5 Exhibit 99.5 AMENDED AND RESTATED RELOCATION AGREEMENT Date: May 19, 2011 Whereas Entropic Communications, Incorporated (“Entropic” or “Company”) wishes to offer employment to Mr. Michael Farese (“Employee”), and such employment will involve a relocation of Employee to the San Diego, CA area, and will involve Employee commuting to Employee’s place of work, the Com |
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| May 24, 2011 |
AMENDED AND RESTATED OFFER LETTER AND RELOCATION AGREEMENT Exhibit 99.4 AMENDED AND RESTATED OFFER LETTER AND RELOCATION AGREEMENT THIS AMENDED AND RESTATED OFFER LETTER, RELOCATION GUIDELINES AND RELOCATION AGREEMENT (the “Agreement”) is made effective as of May 19, 2011 (the “Effective Date”) between ENTROPIC COMMUNICATIONS, INC. (the “Company”) and Michael Farese (“Employee”). As of the Effective Date this Agreement amends, restates and supersedes in t |
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| April 27, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q 10-Q 1 d10q.htm FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2011 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to |
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| April 26, 2011 |
Exhibit 99.1 ENTROPIC COMMUNICATIONS REPORTS FIRST QUARTER RESULTS Conference Call to be Webcast Today at 2:30 p.m. Pacific Time SAN DIEGO, April 26, 2011 — Entropic Communications, Inc. (Nasdaq: ENTR), a leading provider of silicon and software solutions to enable connected home entertainment, today reported its first quarter results for the period ended March 31, 2011. Entropic reported first qu |
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| April 26, 2011 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 26, 2011 ENTROPIC COMMUNICATIONS, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-33844 33-0947630 (State or Other Jurisdiction of |
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| April 14, 2011 |
Table of Contents SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 10, 2011 |
8-K 1 d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 10, 2011 (March 5, 2011) ENTROPIC COMMUNICATIONS, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-33844 33-0947630 (State or Other |
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| February 25, 2011 |
SC 13G/A 1 dsc13ga.htm SCHEDULE 13G AMENDMENT NO. 5 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b) (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 5)* Entropic Communications, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Cl |
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| February 14, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Entropic Communications, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 29384R105 (CUSIP Number) December 31, 2010 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the r |
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| February 11, 2011 |
SC 13G/A 1 dsc13ga.htm SCHEDULE 13G AMENDMENT NO. 4 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b) (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 4)* Entropic Communications, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Cl |
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| February 9, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Entropic Communications, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 29384R 10 5 (CUSIP Number) December 31, 2010 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to desig |
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| February 9, 2011 |
EX-99.A 2 c11978exv99wa.htm EX-99.A EXHIBIT A JOINT FILING STATEMENT We, the undersigned, hereby express our agreement that the attached Schedule 13G (or any amendments thereto) relating to the Common Stock of Entropic Communications, Inc. is filed on behalf of each of us. Dated: February 8, 2011 REDPOINT VENTURES II, L.P. By its General Partner, Redpoint Ventures II, LLC /s/ John L. Walecka John |
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| February 4, 2011 |
As filed with the Securities and Exchange Commission on February 4, 2011 S-8 1 ds8.htm FORM S-8 As filed with the Securities and Exchange Commission on February 4, 2011 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Entropic Communications, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 33-0947630 (State or Other Jurisdiction of Incorpor |
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| February 3, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2010 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 001- |
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| February 3, 2011 |
EX-10.29 4 dex1029.htm RELOCATION AGREEMENT Exhibit 10.29 RELOCATION AGREEMENT Date: April 14, 2010 Whereas Entropic Communications, Incorporated (“Entropic” or “Company”) wishes to offer employment to Mr. Michael Farese (“Candidate”), and such employment may involve a relocation of Candidate to the San Diego, CA area, and will involve Candidate commuting to Candidate’s place of work, the Company’ |
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| February 3, 2011 |
Exhibit 10.28 6290 Sequence Drive Ÿ San Diego, CA 92121 858/768-3600 main Ÿ 858/546-2411 fax April 13, 2010 Revised April 23, 2010 Mr. Michael Farese 9 Barrymeade Drive Lexington, MA 02421 Dear Mike: Entropic Communications, Inc. (the “Company”) is pleased to offer you employment on the terms set forth below. 1. Position. You will serve in a full-time capacity Senior Vice President, Engineering an |
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| February 3, 2011 |
Subsidiaries of Entropic Communications, Inc.: Exhibit 21.1 Subsidiaries of Entropic Communications, Inc.: NAME: JURISDICTION OF INCORPORATION: RF Magic, Inc. Delaware Entropic Communications LLC Delaware RF Magic Ltd. United Kingdom Entropic Communications Israel Ltd. Israel Entropic Communications (Hong Kong) Ltd. Hong Kong Entropic Communications (Shenzhen) Co., Limited China Entropic Semiconductor (Korea), LLC South Korea Entropic Communic |
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| February 3, 2011 |
EX-10.2 2 dex102.htm 2007 NON-EMPLOYEE DIRECTORS' STOCK OPTION PLAN Exhibit 10.2 ENTROPIC COMMUNICATIONS, INC. 2007 NON-EMPLOYEE DIRECTORS’ STOCK OPTION PLAN ADOPTED BY THE BOARD OF DIRECTORS: JULY 24, 2007 APPROVED BY THE STOCKHOLDERS: OCTOBER 8, 2007 AS AMENDED BY THE BOARD OF DIRECTORS ON DECEMBER 8, 2010 1. GENERAL. (a) Eligible Option Recipients. The persons eligible to receive Options are th |
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| February 3, 2011 |
Exhibit 10.30 CHANGE OF CONTROL AGREEMENT THIS CHANGE OF CONTROL AGREEMENT (the “Agreement”) is made effective as of June 1, 2010 (the “Effective Date”) between ENTROPIC COMMUNICATIONS, INC. (“Entropic”), and Michael Farese (“Employee”), subject to the approval of the Entropic Board of Directors. RECITALS A. Employee is employed as the Senior Vice President, Engineering and Operations of Entropic. |
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| February 2, 2011 |
Exhibit 99.1 ENTROPIC COMMUNICATIONS REPORTS FOURTH QUARTER AND FISCAL YEAR 2010 RESULTS Revenue up 15% Quarter-over-Quarter to $70.8 Million, Annual Revenue up 81% Conference Call to be Webcast Today at 1:30 p.m. Pacific Time SAN DIEGO, February 2, 2011 — Entropic Communications, Inc. (Nasdaq: ENTR), a leading provider of silicon and software solutions to enable connected home entertainment, toda |
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| February 2, 2011 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 2, 2011 ENTROPIC COMMUNICATIONS, INC. |
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| October 28, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2010 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file num |
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| October 27, 2010 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 27, 2010 ENTROPIC COMMUNICATIONS, INC. |
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| October 27, 2010 |
Press Release Exhibit 99.1 ENTROPIC COMMUNICATIONS REPORTS THIRD QUARTER RESULTS Revenue up 51% Quarter-over-Quarter to $61.3 Million Conference Call to be Webcast Today at 1:30 p.m. Pacific Time SAN DIEGO, October 27, 2010 — Entropic Communications, Inc. (Nasdaq: ENTR), a leading provider of silicon and software solutions to enable connected home entertainment, today reported its third quarter re |
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| October 26, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Entropic Communications, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 29384R105 (CUSIP Number) October 24, 2010 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule |
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| October 21, 2010 |
8-K 1 d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 21, 2010 (October 16, 2010) ENTROPIC COMMUNICATIONS, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-33844 33-0947630 (State or O |
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| September 30, 2010 |
10,750,000 Shares Common Stock 424B5 1 d424b5.htm FINAL PROSPECTUS SUPPLEMENT Table of Contents Filed Pursuant to Rule 424(b)(5) Registration Statement No. 333-168351 Prospectus Supplement (To Prospectus dated August 5, 2010) 10,750,000 Shares Common Stock We are offering 10,750,000 shares of common stock. Our common stock is listed on the NASDAQ Global Market under the symbol “ENTR.” On September 29, 2010, the closing price of |
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| September 30, 2010 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 29, 2010 ENTROPIC COMMUNICATIONS, INC. |
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| September 30, 2010 |
ENTROPIC COMMUNICATIONS ANNOUNCES PRICING OF PUBLIC OFFERING OF COMMON STOCK Exhibit 99.1 ENTROPIC COMMUNICATIONS ANNOUNCES PRICING OF PUBLIC OFFERING OF COMMON STOCK SAN DIEGO, September 30, 2010 — Entropic Communications, Inc. (Nasdaq: ENTR), a leading provider of silicon and software solutions to enable connected home entertainment, today announced the pricing of an underwritten public offering of 10,750,000 shares of its common stock at a price to the public of $9.70 p |
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| September 30, 2010 |
Exhibit 1.1 10,750,000 Shares Entropic Communications, Inc. Common Stock (par value $0.001 per share) UNDERWRITING AGREEMENT September 29, 2010 BARCLAYS CAPITAL INC. J.P. MORGAN SECURITIES LLC As Representatives of the several Underwriters named in Schedule 1 attached hereto, c/o Barclays Capital Inc. 745 Seventh Avenue New York, New York 10019; and J.P. Morgan Securities LLC 383 Madison Avenue Ne |
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| September 29, 2010 |
As filed with the Securities and Exchange Commission on September 29, 2010 As filed with the Securities and Exchange Commission on September 29, 2010 Registration No. |
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| September 27, 2010 |
SUBJECT TO COMPLETION, DATED SEPTEMBER 27, 2010 10,000,000 Shares Common Stock 424B5 1 d424b5.htm PROSPECTUS SUPPLEMENT Table of Contents Filed Pursuant to Rule 424(b)(5) Registration Statement No. 333-168351 The information in this preliminary prospectus supplement and the accompanying prospectus relates to an effective registration statement under the Securities Act of 1933, as amended, but is not complete and may be changed. This preliminary prospectus supplement and the |
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| September 13, 2010 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 13, 2010 ENTROPIC COMMUNICATIONS, INC. |
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| September 13, 2010 |
Press Release Exhibit 99.1 ENTROPIC COMMUNICATIONS RAISES THIRD QUARTER FINANCIAL GUIDANCE Company Now Sees Sequential Revenue Growth of 47% to 50% SAN DIEGO, September 13, 2010 — Entropic Communications, Inc. (Nasdaq: ENTR), a leading provider of silicon and software solutions to enable connected home entertainment, today announced that expected revenue in the third quarter of 2010 will be strong |
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| September 7, 2010 |
6290 Sequence Drive — San Diego, CA 92121 — 858.768.3600 Main Page 1 Exhibit 99.2 September 1, 2010 Mr. Robert Bailey Dear Bob: Entropic Communications, Inc. (the “Company” or “Entropic”) is pleased to offer you an opportunity to join the Board of Directors (the “Board”) of the Company. This Letter Agreement outlines the terms of your proposed appointment to the Board. 1. Compensation. In connection with your appointment as a member of the Board, you will be entitl |
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| September 7, 2010 |
Exhibit 99.5 TED TEWKSBURY AND BOB BAILEY JOIN ENTROPIC COMMUNICATIONS’ BOARD OF DIRECTORS Senior Semiconductor Executives Add Analog/Mixed Signal Expertise and Broad Semiconductor Market Experience to Entropic Board SAN DIEGO, September 7, 2010 - Entropic Communications, Inc. (Nasdaq: ENTR), a leading provider of silicon and software solutions to enable connected home entertainment, announced tod |
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| September 7, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 7, 2010 (September 6, 2010) ENTROPIC COMMUNICATIONS, INC. |
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| September 7, 2010 |
6290 Sequence Drive • San Diego, CA 92121 • 858.768.3600 Main Page 1 Exhibit 99.1 August 29, 2010 Mr. Ted Tewksbury Dear Ted: Entropic Communications, Inc. (the “Company” or “Entropic”) is pleased to offer you an opportunity to join the Board of Directors (the “Board”) of the Company. This Letter Agreement outlines the terms of your proposed appointment to the Board. 1. Compensation. In connection with your appointment as a member of the Board, you will be entitled |
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| August 16, 2010 |
8-K 1 d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 16, 2010 ENTROPIC COMMUNICATIONS, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-33844 33-0947630 (State or Other Jurisdiction of |
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| August 5, 2010 |
424B3 1 d424b3.htm FINAL PROSPECTUS Table of Contents Filed Pursuant to Rule 424 (b)(3) Registration Statement No. 333-168351 PROSPECTUS $100,000,000 Common Stock Preferred Stock Debt Securities Warrants Units 2,500,000 Shares of Common Stock Offered by the Selling Stockholders From time to time, we may offer up to $100,000,000 of any combination of the securities described in this prospectus, eit |
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| July 29, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2010 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: |
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| July 28, 2010 |
As filed with the Securities and Exchange Commission on July 28, 2010 S-3 1 ds3.htm FORM S-3 Table of Contents As filed with the Securities and Exchange Commission on July 28, 2010 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ENTROPIC COMMUNICATIONS, INC. (Exact name of Registrant as specified in its charter) Delaware 33-0947630 (State or other jurisdict |
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| July 28, 2010 |
EXHIBIT 4.11 ENTROPIC COMMUNICATIONS, INC. and , AS WARRANT AGENT FORM OF DEBT SECURITIES WARRANT AGREEMENT DATED AS OF [ ], 20 ENTROPIC COMMUNICATIONS, INC. FORM OF DEBT SECURITIES WARRANT AGREEMENT DEBT SECURITIES WARRANT AGREEMENT (this “Agreement”), dated as of between ENTROPIC COMMUNICATIONS, INC., a Delaware corporation (the “Company”) and , a [corporation] [national banking association] org |
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| July 28, 2010 |
EXHIBIT 4.9 ENTROPIC COMMUNICATIONS, INC. and , AS WARRANT AGENT FORM OF COMMON STOCK WARRANT AGREEMENT DATED AS OF [ ], 20 ENTROPIC COMMUNICATIONS, INC. FORM OF COMMON STOCK WARRANT AGREEMENT COMMON STOCK WARRANT AGREEMENT (this “Agreement”), dated as of between ENTROPIC COMMUNICATIONS, INC., a Delaware corporation (the “Company”) and, a [corporation] [national banking association] organized and |
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| July 28, 2010 |
EXHIBIT 4.5 ENTROPIC COMMUNICATIONS, INC. ISSUER AND [TRUSTEE], TRUSTEE INDENTURE DATED AS OF [ ], 20 SENIOR DEBT SECURITIES TABLE OF CONTENTS Page ARTICLE 1 DEFINITIONS 1 Section 1.01 Definitions Of Terms 1 ARTICLE 2 ISSUE, DESCRIPTION, TERMS, EXECUTION, REGISTRATION AND EXCHANGE OF SECURITIES 4 Section 2.01 Designation And Terms Of Securities 4 Section 2.02 Form Of Securities And Trustee’s Certi |
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| July 28, 2010 |
EXHIBIT 4.10 ENTROPIC COMMUNICATIONS, INC. and , AS WARRANT AGENT FORM OF PREFERRED STOCK WARRANT AGREEMENT DATED AS OF [ ], 20 ENTROPIC COMMUNICATIONS, INC. FORM OF PREFERRED STOCK WARRANT AGREEMENT PREFERRED STOCK WARRANT AGREEMENT (this “Agreement”), dated as of between ENTROPIC COMMUNICATIONS, INC., a Delaware corporation (the “Company”) and , a [corporation] [national banking association] org |
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| July 28, 2010 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 28, 2010 ENTROPIC COMMUNICATIONS, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-33844 33-0947630 (State or Other Jurisdiction of I |
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| July 28, 2010 |
EX-99.1 2 dex991.htm PRESS RELEASE Exhibit 99.1 ENTROPIC COMMUNICATIONS REPORTS SECOND QUARTER RESULTS Conference Call to be Webcast Today at 2:00 p.m. Pacific Time SAN DIEGO, July 28, 2010 — Entropic Communications, Inc. (Nasdaq: ENTR), a leading provider of silicon and software solutions to enable connected home entertainment, today reported its second quarter results for the period ended June 3 |
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| July 28, 2010 |
EXHIBIT 4.6 ENTROPIC COMMUNICATIONS, INC. ISSUER AND [TRUSTEE], TRUSTEE INDENTURE DATED AS OF [ ], 20 SUBORDINATED DEBT SECURITIES TABLE OF CONTENTS PAGE ARTICLE 1 DEFINITIONS 1 Section 1.01 Definitions of Terms 1 ARTICLE 2 ISSUE, DESCRIPTION, TERMS, EXECUTION, REGISTRATION AND EXCHANGE OF SECURITIES 4 Section 2.01 Designation and Terms of Securities 4 Section 2.02 Form of Securities and Trustee’s |
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| May 24, 2010 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 20, 2010 ENTROPIC COMMUNICATIONS, INC. |
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| April 29, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2010 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: |
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| April 28, 2010 |
Exhibit 99.1 ENTROPIC COMMUNICATIONS REPORTS FIRST QUARTER RESULTS Conference Call to be Webcast Today at 2:00 p.m. Pacific Time SAN DIEGO, April 28, 2010 — Entropic Communications, Inc. (Nasdaq: ENTR), a leading provider of silicon and software solutions to enable connected home entertainment, today reported its first quarter results for the period ended March 31, 2010. Entropic reported first qu |
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| April 28, 2010 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 28, 2010 ENTROPIC COMMUNICATIONS, INC. |
