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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Liberty All Star Equity Fund
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| June 16, 2025 |
UNITED STATES SECRUITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule14a-6(e)(2)) |
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| July 15, 2024 |
July 15, 2024 FILED VIA EDGAR Mr. Jeffrey W. Long Division of Investment Management Disclosure Review and Accounting Office U.S. Securities and Exchange Commission 100 F Street NW Washington DC 20549 Re: Liberty All-Star Equity Fund (File No. 811-04809) Liberty All-Star Growth Fund, Inc. (File No. 811-04537) Dear Mr. Long: On March 7, 2024, Liberty All-Star Equity Fund and Liberty All-Star Growth |
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| June 27, 2024 |
UNITED STATES SECRUITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule14a-6(e)(2)) [X] |
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| June 27, 2024 |
UNITED STATES SECRUITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule14a-6(e)(2)) [ ] D |
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| June 26, 2024 |
June 25, 2024 Clifford J Alexander [email protected] John Grzeskiewicz Senior Counsel T +1 202 778 9068 IM, DRAO, DRO1, Branch 22 F +1 202 778 9100 Securities and Exchange Commission 100 F St. NE Washington DC 20549 Mr. Grzeskiewicz: This is in response to your email and our telephone conversation on Friday, June 21. You requested that we clarify on page 1 the disclosure relating to c |
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| June 14, 2024 |
UNITED STATES SECRUITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule14a-6(e)(2)) [ ] D |
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| June 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [x] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule |
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| November 29, 2022 |
September 30, 2022 (Unaudited) Liberty All-Star® Equity Fund Schedule of Investments September 30, 2022 (Unaudited) SHARES VALUE COMMON STOCKS (98. |
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| June 30, 2022 |
DEF 14A 1 fp0077035def14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [x] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Co |
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| May 31, 2022 |
Liberty All-Star® Equity Fund Schedule of Investments March 31, 2022 (Unaudited) SHARES VALUE COMMON STOCKS (97. |
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| November 26, 2021 |
September 30, 2021 (Unaudited) Liberty All-Star® Equity Fund Schedule of Investments September 30, 2021 (Unaudited) SHARES VALUE COMMON STOCKS (97. |
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| October 15, 2021 |
PROSPECTUS DATED OCTOBER 13, 2021 LIBERTY ALL-STAR? EQUITY FUND 22,383,932 Shares of Beneficial Interest Issuable Upon Exercise of Rights to Subscribe for Such Shares The Liberty All-Star? Equity Fund (the ?Fund?) is issuing non-transferrable subscription rights (?Rights?) to its shareholders of record as of October 15, 2021 (the ?Record Date? and such shareholders, ?Record Date Shareholders?). |
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| June 30, 2021 |
UNITED STATES SECRUITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule14a-6(e)(2)) [X] D |
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| June 10, 2021 |
UNITED STATES SECRUITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule14a-6(e)(2)) [ ] D |
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| May 27, 2021 |
Liberty All-Star® Equity Fund Schedule of Investments March 31, 2021 (Unaudited) SHARES VALUE COMMON STOCKS (98. |
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| November 27, 2020 |
ee Notes to Schedule of Investments. Liberty All-Star® Equity Fund Schedule of Investments September 30, 2020 (Unaudited) SHARES MARKET VALUE COMMON STOCKS (97. |
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| September 21, 2020 |
DEFA14A 1 fp0057880defa14a.htm UNITED STATES SECRUITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as perm |
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| September 17, 2020 |
UNITED STATES SECRUITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule14a-6(e)(2)) [ ] D |
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| August 24, 2020 |
UNITED STATES SECRUITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule14a-6(e)(2)) [ ] D |
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| August 21, 2020 |
UNITED STATES SECRUITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule14a-6(e)(2)) [ ] D |
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| August 10, 2020 |
UNITED STATES SECRUITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule14a-6(e)(2)) [ ] D |
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| August 6, 2020 |
UNITED STATES SECRUITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule14a-6(e)(2)) [ ] D |
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| June 24, 2020 |
[K&L Gates LLP] June 24, 2020 David L. Orlic Disclosure Review and Accounting Office Division of Investment Management U.S. Securities and Exchange Commission Subject: Preliminary Proxy Material of Liberty All-Star Equity Fund and Liberty All-star Growth Fund, Inc. Dear Mr. Orlic: The follow are the responses of the Liberty All-Star Equity Fund and Liberty All-Star Growth Fund, Inc. (“Funds”) to t |
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| June 24, 2020 |
UNITED STATES SECRUITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule14a-6(e)(2)) [X] D |
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| June 12, 2020 |
UNITED STATES SECRUITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule14a-6(e)(2)) [ ] D |
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| June 12, 2020 |
June 12, 2020 VIA EDGAR TRANSMISSION Securities and Exchange Commission 450 Fifth Street, N. |
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| May 29, 2020 |
ee Notes to Schedule of Investments. Liberty All-Star® Equity Fund Schedule of Investments March 31, 2020 (Unaudited) SHARES MARKET VALUE COMMON STOCKS (97. |
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| November 26, 2019 |
USA / Liberty All-Star Equity Fund NPORT-EX - - Liberty All-Star® Equity Fund Schedule of Investments September 30, 2019 (Unaudited) SHARES MARKET VALUE COMMON STOCKS (97. |
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| June 28, 2019 |
USA / Liberty All-Star Equity Fund DEF 14A - - DEF 14A 1 fp0043572def14a.htm UNITED STATES SECRUITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permi |
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| May 28, 2019 |
USA / Liberty All-Star Equity Fund NPORT-EX - - Liberty All-Star® Equity Fund Schedule of Investments March 31, 2019 (Unaudited) SHARES MARKET VALUE COMMON STOCKS (97. |
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| February 14, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Liberty All-Star Equity Fund (Name of Issuer) Common (Title of Class of Securities) 530158104 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this S |
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| November 21, 2018 |
USA / Liberty All-Star Equity Fund N-Q (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-04809 LIBERTY ALL-STAR EQUITY FUND (Exact name of registrant as specified in charter) 1290 Broadway, Suite 1100, Denver, Colorado 80203 (Address of principal executive offices) (Zip code) Sareen |
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| November 21, 2018 |
EX-99.CERT 2 fp0037232ex99cert.htm Exhibit 99.Cert CERTIFICATION I, William Parmentier, certify that: 1. I have reviewed this report on Form N-Q of the Liberty All-Star Equity Fund (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances un |
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| June 28, 2018 |
USA / Liberty All-Star Equity Fund DEF 14A UNITED STATES SECRUITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule14a-6(e)(2)) [X] D |
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| May 24, 2018 |
USA / Liberty All-Star Equity Fund DEFA14A UNITED STATES SECRUITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule14a-6(e)(2)) [ ] D |
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| May 18, 2018 |
USA / Liberty All-Star Equity Fund FORM N-Q (Quarterly Schedule of Portfolio Holdings) FORM N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-04809 LIBERTY ALL-STAR EQUITY FUND (Exact name of registrant as specified in charter) 1290 Broadway, Suite 1100, Denver, Colorado 80203 (Address of principal executive offices) (Zip cod |
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| May 18, 2018 |
EX-99.CERT 2 d589335dex99cert.htm EX-99CERT Exhibit 99.Cert CERTIFICATION I, William Parmentier, certify that: 1. I have reviewed this report on Form N-Q of the Liberty All-Star Equity Fund (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circums |
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| May 7, 2018 |
USA / Liberty All-Star Equity Fund DEFA14A UNITED STATES SECRUITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule14a-6(e)(2)) [ ] D |
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| April 11, 2018 |
ASG / Liberty All-Star Growth Fund, Inc. DEF 14A fp0032487 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Co-Registrants [X] Filed by a Party other than the Co-Registrants [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by |
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| April 4, 2018 |
EQL / Alps Etf Tr Equal Sector Weight Etf CORRESP Skadden, Arps, Slate, Meagher & Flom llp 155 North Wacker Drive Chicago, Illinois 60606-1720 TEL: (312) 407-0700 FAX: (312) 407-0411 www. |
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| March 23, 2018 |
USA / Liberty All-Star Equity Fund DEFA14A DEFA14A 1 fp0032153defa14a.htm UNITED STATES SECRUITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as perm |
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| March 23, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Co-Registrants [X] Filed by a Party other than the Co-Registrants [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a- |
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| March 23, 2018 |
[Letterhead of Skadden, Arps, Slate, Meagher & Flom LLP] [Letterhead of Skadden, Arps, Slate, Meagher & Flom LLP] March 23, 2018 Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 RE: Liberty All-Star Equity Fund (File No. |
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| March 1, 2018 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM libertyequity77b.htm - Generated by SEC Publisher for SEC Filing REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Directors of Liberty All-Star? Equity Fund: In planning and performing our audits of the financial statements of Liberty All-Star? Equity Fund (the ?Fund?), as of and for the year ended December 31, 2017, in accordance with the standards of the P |
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| March 1, 2018 |
Amended and Restated LIBERTY ALL-STAR EQUITY FUND As amended through December 7, 2017 ARTICLE I ex77q1alibertyequityfundamen.htm - Generated by SEC Publisher for SEC Filing Amended and Restated BY-LAWS OF LIBERTY ALL-STAR EQUITY FUND As amended through December 7, 2017 ARTICLE I DEFINITIONS The terms ?Commission,? ?Custodian,? ?Declaration,? ?Distributor,? ?Investment Adviser,? ?Majority Shareholder Vote,? ?1940 Act,? ?Shareholder,? ?Shares,? ?Transfer Agent,? ?Trust,? ?Trust Property,? and |
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| March 1, 2018 |
exhibit77cliberty2017shareho.htm - Generated by SEC Publisher for SEC Filing Item 77C: Submission of Matters to a Vote of Security Holders Shareholder Meeting Results On August 24, 2017, the Annual Meeting of Shareholders of the Fund was held to elect two Trustees and to consider a shareholder proposal. On June 12, 2017, the record date for the meeting, the Fund had outstanding 190,661,201shares o |
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| February 14, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Liberty All-Star Equity Fund (Name of Issuer) Common (Title of Class of Securities) 530158104 (CUSIP Number) December 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this S |
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| November 17, 2017 |
EX-99.CERT 2 fp0029214ex99cert.htm Exhibit 99.Cert CERTIFICATION I, William Parmentier, certify that: 1. I have reviewed this report on Form N-Q of the Liberty All-Star Equity Fund (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances un |
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| November 17, 2017 |
Liberty All Star Equity Fund - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-04809 LIBERTY ALL-STAR EQUITY FUND (Exact name of registrant as specified in charter) 1290 Broadway, Suite 1100, Denver, Colorado 80203 (Address of principal executive offices) (Zip code) Sareen |
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| August 16, 2017 |
Liberty All Star Equity Fund 14A DEFA14A 1 fp0027478defa14a.htm UNITED STATES SECRUITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as perm |
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| August 14, 2017 |
Liberty All Star Equity Fund 14A UNITED STATES SECRUITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule14a-6(e)(2)) [ ] D |
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| June 30, 2017 |
Liberty All Star Equity Fund 14A UNITED STATES SECRUITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule14a-6(e)(2)) [X] D |
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| May 24, 2017 |
Exhibit 99.Cert CERTIFICATION I, William Parmentier, certify that: 1. I have reviewed this report on Form N-Q of the Liberty All-Star Equity Fund (the ?registrant?); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made |
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| May 24, 2017 |
Liberty All Star Equity Fund - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-04809 LIBERTY ALL-STAR EQUITY FUND (Exact name of registrant as specified in charter) 1290 Broadway, Suite 1100, Denver, Colorado 80203 (Address of principal executive offices) (Zip code) Sareen |
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| February 27, 2017 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM item77busaauditorletter2016.htm - Generated by SEC Publisher for SEC Filing REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Directors of Liberty All-Star? Equity Fund: In planning and performing our audits of the financial statements of Liberty All-Star? Equity Fund (the ?Fund?), as of and for the year ended December 31, 2016, in accordance with the standar |
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| February 27, 2017 |
Item 77C: Submission of Matters to a Vote of Security Holders exhibit77cliberty2016shareho.htm - Generated by SEC Publisher for SEC Filing Item 77C: Submission of Matters to a Vote of Security Holders Shareholder Meeting Results On August 25, 2016, the Annual Meeting of Shareholders of the Fund was held to elect two Trustees and to approve a new Portfolio Management Agreement with Sustainable Growth Advisers, LP (?Sustainable?). On June 13, 2016, the record |
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| February 27, 2017 |
Section 16(a) Beneficial Ownership Reporting Compliance usa-exhibit77q2section16fili.htm - Generated by SEC Publisher for SEC Filing Exhibit 77Q.2 ? Liberty All Star Equity Fund Section 16(a) Beneficial Ownership Reporting Compliance Section 16(a) of the 1934 Act and Section 30(h) of the 1940 Act, and the rules thereunder, require the Liberty All Star Equity Fund?s (the ?Fund?) officers and Trustees, officers and directors of the investment adviser, af |
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| November 21, 2016 |
Liberty All Star Equity Fund (Quarterly Schedule of Portfolio Holdings) N-Q 1 fp0022512nq.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-04809 LIBERTY ALL-STAR EQUITY FUND (Exact name of registrant as specified in charter) 1290 Broadway, Suite 1100, Denver, Colorado 80203 (Address of principal executive offi |
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| November 21, 2016 |
EX-99.CERT 2 fp0022512ex99cert.htm Exhibit 99.Cert CERTIFICATION I, William Parmentier, certify that: 1. I have reviewed this report on Form N-Q of the Liberty All-Star Equity Fund (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances un |
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| August 25, 2016 |
Item 77C: Submission of Matters to a Vote of Security Holders exhibit77q3_usaspecialmeetin.htm - Generated by SEC Publisher for SEC Filing Item 77C: Submission of Matters to a Vote of Security Holders On February 25, 2016, the Special Meeting of Shareholders of the Fund was held to approve a new Portfolio Management Agreement with Aristotle Capital Management, LLC (“Aristotle”). On December 14, 2015, the record date for the meeting, the Fund had outstanding |
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| August 25, 2016 |
exhibit77q1elasequityfundpo.htm - Generated by SEC Publisher for SEC Filing LIBERTY ALL-STAR® EQUITY FUND PORTFOLIO MANAGEMENT AGREEMENT SUSTAINABLE GROWTH ADVISERS, LP June 3, 2016 Re: Portfolio Management Agreement Ladies and Gentlemen: Liberty All-Star Equity Fund (the “Fund”) is a diversified closed-end investment company registered under the Investment Company Act of 1940, as amended (the “Ac |
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| August 25, 2016 |
exhibit77q1elasequityfundpo.htm - Generated by SEC Publisher for SEC Filing LIBERTY ALL-STAR® EQUITY FUND PORTFOLIO MANAGEMENT AGREEMENT SUSTAINABLE GROWTH ADVISERS, LP June 3, 2016 Re: Portfolio Management Agreement Ladies and Gentlemen: Liberty All-Star Equity Fund (the “Fund”) is a diversified closed-end investment company registered under the Investment Company Act of 1940, as amended (the “Ac |
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| August 25, 2016 |
Amended and Restated LIBERTY ALL-STAR EQUITY FUND As amended through June 2, 2016 ARTICLE I exhibit77q1aequityfundbylaw.htm - Generated by SEC Publisher for SEC Filing Amended and Restated BY-LAWS OF LIBERTY ALL-STAR EQUITY FUND As amended through June 2, 2016 ARTICLE I DEFINITIONS The terms ?Commission,? ?Custodian,? ?Declaration,? ?Distributor,? ?Investment Adviser,? ?Majority Shareholder Vote,? ?1940 Act,? ?Shareholder,? ?Shares,? ?Transfer Agent,? ?Trust,? ?Trust Property,? and ?Trus |
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| August 25, 2016 |
Item 77C: Submission of Matters to a Vote of Security Holders exhibit77q3_usaspecialmeetin.htm - Generated by SEC Publisher for SEC Filing Item 77C: Submission of Matters to a Vote of Security Holders On February 25, 2016, the Special Meeting of Shareholders of the Fund was held to approve a new Portfolio Management Agreement with Aristotle Capital Management, LLC (“Aristotle”). On December 14, 2015, the record date for the meeting, the Fund had outstanding |
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| August 25, 2016 |
Amended and Restated LIBERTY ALL-STAR EQUITY FUND As amended through June 2, 2016 ARTICLE I exhibit77q1aequityfundbylaw.htm - Generated by SEC Publisher for SEC Filing Amended and Restated BY-LAWS OF LIBERTY ALL-STAR EQUITY FUND As amended through June 2, 2016 ARTICLE I DEFINITIONS The terms ?Commission,? ?Custodian,? ?Declaration,? ?Distributor,? ?Investment Adviser,? ?Majority Shareholder Vote,? ?1940 Act,? ?Shareholder,? ?Shares,? ?Transfer Agent,? ?Trust,? ?Trust Property,? and ?Trus |
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| July 19, 2016 |
Liberty All Star Equity Fund 14A UNITED STATES SECRUITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule14a-6(e)(2)) [ ] D |
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| July 14, 2016 |
Liberty All Star Equity Fund 14A DEFA14A 1 fp0020315defa14a.htm UNITED STATES SECRUITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as perm |
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| July 1, 2016 |
Liberty All Star Equity Fund 14A UNITED STATES SECRUITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule14a-6(e)(2)) [ ] D |
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| July 1, 2016 |
Liberty All Star Equity Fund 14A UNITED STATES SECRUITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule14a-6(e)(2)) [X] D |
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| June 24, 2016 |
Liberty All Star Equity Fund ESP ALPS FUND SERVICES, INC. 1290 Broadway, Suite 1100 Denver, Colorado 80203 June 24, 2016 VIA EDGAR Sam Brutlag Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Liberty All-Star Equity Fund (File No. 811-04809) Dear Ms. Brutlag: The following are responses to the comments that I received from you by telephone on June 16, 2016 regarding the preliminary proxy statement (? |
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| June 10, 2016 |
ALPS FUND SERVICES, INC. 1290 Broadway, Suite 1100 Denver, Colorado 80203 ALPS FUND SERVICES, INC. 1290 Broadway, Suite 1100 Denver, Colorado 80203 June 10, 2016 Via EDGAR U.S. Securities and Exchange Commission 100 F Street N.E. Washington, DC 20549 Re: Liberty All-Star Equity Fund (811-04809 and 333-145600) To Whom It May Concern: On behalf of the Liberty All-Star Equity Fund (the “Equity Fund”), attached hereto is a preliminary proxy statement pursuant to Schedule 14 |
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| June 10, 2016 |
UNITED STATES SECRUITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule14a-6(e)(2)) [ ] D |
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| May 25, 2016 |
Exhibit 99.Cert CERTIFICATION I, William Parmentier, certify that: 1. I have reviewed this report on Form N-Q of the Liberty All-Star Equity Fund (the ?registrant?); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made |
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| May 25, 2016 |
Liberty All Star Equity Fund (Quarterly Schedule of Portfolio Holdings) N-Q 1 fp0019632nq.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-04809 LIBERTY ALL-STAR EQUITY FUND (Exact name of registrant as specified in charter) 1290 Broadway, Suite 1100, Denver, Colorado 80203 (Address of principal executive offi |
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| April 26, 2016 |
Liberty All Star Equity Fund ESP Reaves Utility Income fund Liberty All-Star Equity Fund 1290 Broadway Suite 1100 Denver CO 80203 April 26, 2016 VIA EDGAR U. |
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| February 24, 2016 |
Item 77Q1(e): Copies of any New or Amended Registrant Investment Advisory Agreements LIBERTY ALL-STAR? EQUITY FUND PORTFOLIO MANAGEMENT AGREEMENT ARISTOTLE CAPITAL MANAGEMENT, LLC December 14, 2015 Re: Portfolio Management Agreement Ladies and Gentlemen: Liberty All-Star Equity Fund (the ?Fund?) is a diversified closed-end investment company registered under the Investment Company Act of 1940, as amended (the ?Act?), and is subject to the rules and regulations promulgated thereunder. |
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| February 24, 2016 |
Item 77C: Submission of Matters to a Vote of Security Holders Converted by EDGARwiz Item 77C: Submission of Matters to a Vote of Security Holders On November 19, 2015, the Annual Meeting of Shareholders of the Fund was held to approve a new Portfolio Management Agreement with Delaware Investments Fund Advisers, a series of Delaware Business Management Trust (Delaware Investments). |
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| February 24, 2016 |
Converted by EDGARwiz Item 77Q1(e): Copies of any New or Amended Registrant Investment Advisory Agreements LIBERTY ALL-STAR? EQUITY FUND PORTFOLIO MANAGEMENT AGREEMENT DELAWARE INVESTMENTS FUND ADVISERS September 14, 2015 Re: Portfolio Management Agreement Ladies and Gentlemen: Liberty All-Star Equity Fund (the ?Fund?) is a diversified closed-end investment company registered under the Investment Company Act of 1940, as amended (the ?Act?), and is subject to the rules and regulations promulgated thereunder. |
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| February 24, 2016 |
Converted by EDGARwiz Item 77Q2 Exhibit Pursuant to Section 30(h) of the 1940 Act and Section 16 of the Securities and Exchange Act of 1934 (the ?Exchange Act?), investment advisers, or affiliated persons of investment advisers are subject to making certain filings (the ?Section 16 Filings?) with the U. |
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| February 24, 2016 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Converted by EDGARwiz REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Directors of Liberty All-Star® Equity Fund: In planning and performing our audits of the financial statements of Liberty All-Star® Equity Fund (the “Fund”), as of and for the year ended December 31, 2015, in accordance with the standards of the Public Company Accounting Oversight Board (U |
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| February 11, 2016 |
Liberty All Star Equity Fund 14A UNITED STATES SECRUITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule14a-6(e)(2)) [ ] D |
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| January 29, 2016 |
Liberty All Star Equity Fund 14A UNITED STATES SECRUITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No._) Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule14a-6(e)(2)) [ ] |
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| January 15, 2016 |
Liberty All Star Equity Fund 14A UNITED STATES SECRUITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule14a-6(e)(2)) [X] D |
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| January 15, 2016 |
Liberty All Star Equity Fund ESP Converted by EDGARwiz ALPS FUND SERVICES, INC. 1290 Broadway, Suite 1100 Denver, Colorado 80203 January 15, 2016 VIA EDGAR James O?Connor Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Liberty All-Star Equity Fund (File No. 811-04809) Dear Mr. O?Connor: The following are responses to the comments that I received from you by telephone on December 28, 2015 regarding t |
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| January 15, 2016 |
Liberty All Star Equity Fund 14A UNITED STATES SECRUITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule14a-6(e)(2)) [ ] D |
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| December 18, 2015 |
UNITED STATES SECRUITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule14a-6(e)(2)) [ ] D |
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| December 18, 2015 |
ALPS FUND SERVICES, INC. 1290 Broadway, Suite 1100 Denver, Colorado 80203 ALPS FUND SERVICES, INC. 1290 Broadway, Suite 1100 Denver, Colorado 80203 December 18, 2015 Via EDGAR U.S. Securities and Exchange Commission 100 F Street N.E. Washington, DC 20549 Re: Liberty All-Star Equity Fund (811-04809 and 333-145600) To Whom It May Concern: On behalf of the Liberty All-Star Equity Fund (the “Equity Fund”), attached hereto is a preliminary proxy statement pursuant to Schedul |
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| November 19, 2015 |
Liberty All Star Equity Fund (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-04809 LIBERTY ALL-STAR EQUITY FUND (Exact name of registrant as specified in charter) 1290 Broadway, Suite 1100, Denver, Colorado 80203 (Address of principal executive offices) (Zip code) Alex J |
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| November 19, 2015 |
Exhibit 99.Cert CERTIFICATION I, William Parmentier, certify that: 1. I have reviewed this report on Form N-Q of the Liberty All-Star Equity Fund (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made |
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| November 9, 2015 |
Liberty All Star Equity Fund 14A DEFA14A 1 fp0016714defa14a.htm UNITED STATES SECRUITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as perm |
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| October 27, 2015 |
Liberty All Star Equity Fund 14A UNITED STATES SECRUITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule14a-6(e)(2)) [ ] D |
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| October 26, 2015 |
Liberty All Star Equity Fund 14A UNITED STATES SECRUITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule14a-6(e)(2)) [ ] D |
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| October 9, 2015 |
Liberty All Star Equity Fund 14A UNITED STATES SECRUITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule14a-6(e)(2)) [ ] D |
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| October 9, 2015 |
Liberty All Star Equity Fund 14A DEFA14A 1 fp0016336defa14a.htm UNITED STATES SECRUITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as perm |
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| October 9, 2015 |
Liberty All Star Equity Fund 14A UNITED STATES SECRUITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule14a-6(e)(2)) [X] D |
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| October 9, 2015 |
Liberty All Star Equity Fund ESP ALPS FUND SERVICES, INC. 1290 Broadway, Suite 1100 Denver, Colorado 80203 October 9, 2015 VIA EDGAR Mark Cowan Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Liberty All-Star Equity Fund (File No. 811-04809) Dear Mr. Cowan: The following are responses to the comments that I received from you by telephone on October 1, 2015 regarding the preliminary proxy statement ( |
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| September 22, 2015 |
Liberty All Star Equity Fund R ALPS FUND SERVICES, INC. 1290 Broadway, Suite 1100 Denver, Colorado 80203 September 22, 2015 Via EDGAR U.S. Securities and Exchange Commission 100 F Street N.E. Washington, DC 20549 Re: Liberty All-Star Equity Fund (811-04809 and 333-145600) To Whom It May Concern: On behalf of the Liberty All-Star Equity Fund (the ?Equity Fund?), attached hereto is a preliminary proxy statement pursuant to Schedu |
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| September 22, 2015 |
Liberty All Star Equity Fund 14A PRE 14A 1 fp0016079pre14a.htm UNITED STATES SECRUITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permi |
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| July 6, 2015 |
Liberty All Star Equity Fund 14A UNITED STATES SECRUITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule14a-6(e)(2)) [X] D |
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| May 22, 2015 |
EX-99.CERT 2 fp0014475ex99cert.htm Exhibit 99.Cert CERTIFICATION I, William Parmentier, certify that: 1. I have reviewed this report on Form N-Q of the Liberty All-Star Equity Fund (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances un |
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| May 22, 2015 |
Liberty All Star Equity Fund (Quarterly Schedule of Portfolio Holdings) N-Q 1 fp0014475nq.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-04809 LIBERTY ALL-STAR EQUITY FUND (Exact name of registrant as specified in charter) 1290 Broadway, Suite 1100, Denver, Colorado 80203 (Address of principal executive offi |
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| February 26, 2015 |
Converted by EDGARwiz REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Trustees of Liberty All-Star® Equity Fund: In planning and performing our audit of the financial statements of Liberty All-Star® Equity Fund (the "Fund") as of and for the year ended December 31, 2014, in accordance with the standards of the Public Company Accounting Oversight Board (Unit |
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| November 26, 2014 |
Certifications Exhibit 99.Cert CERTIFICATION I, William Parmentier, certify that: 1. I have reviewed this report on Form N-Q of Liberty All-Star Equity Fund (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statement |
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| November 26, 2014 |
Liberty All Star Equity Fund - LIBERTY ALL STAR EQUITY FUND Liberty All Star Equity Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 25, 2014 |
- LIBERTY ALL-STAR EQUITY FUND DEF 14A 1 d744987ddef14a.htm LIBERTY ALL-STAR EQUITY FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of |
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| May 22, 2014 |
EX-99.CERT 2 d730223dex99cert.htm CERTIFICATIONS Exhibit 99.Cert CERTIFICATION I, William R. Parmentier, Jr., certify that: 1. I have reviewed this report on Form N-Q of Liberty All-Star Equity Fund (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of th |
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| May 22, 2014 |
Quarterly Schedule of Portfolio Holdings - LIBERTY ALL-STAR EQUITY FUND Liberty All-Star Equity Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 28, 2014 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Converted by EDGARwiz REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Board of Trustees and Shareholders of Liberty All-Star® Equity Fund: In planning and performing our audit of the financial statements of Liberty All-Star® Equity Fund, Inc. |
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| November 26, 2013 |
Quarterly Schedule of Portfolio Holdings - LIBERTY ALL-STAR EQUITY FUND N-Q 1 d624711dnq.htm LIBERTY ALL-STAR EQUITY FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-04809 LIBERTY ALL-STAR EQUITY FUND (Exact name of registrant as specified in charter) 1290 Broadway, Suite 1100, Denver, Colorado 80203 (Address |
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| November 26, 2013 |
EX-99.CERT 2 d624711dex99cert.htm CERTIFICATIONS Exhibit 99.Cert CERTIFICATION I, William Parmentier, certify that: 1. I have reviewed this report on Form N-Q of Liberty All-Star Equity Fund (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circum |
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| September 25, 2013 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act Of 1934 (Amendment No. 2) LIBERTY ALL-STAR EQUITY FUND (Name of Subject Company (Issuer)) LIBERTY ALL-STAR EQUITY FUND (Name of Filing Person (Issuer)) SHARES OF BENEFICIAL INTEREST (Title of Class of Securities) 530158104 (CUSIP Number of C |
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| September 25, 2013 |
LIBERTY ALL-STAR® EQUITY FUND ANNOUNCES FINAL RESULTS OF TENDER OFFER September 25, 2013 LIBERTY ALL-STAR® EQUITY FUND ANNOUNCES FINAL RESULTS OF TENDER OFFER Contact: Liberty All-Star Equity Fund 1-800-241-1850 www. |
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| September 24, 2013 |
LIBERTY ALL-STAR® EQUITY FUND ANNOUNCES EXPIRATION AND PRELIMINARY RESULTS OF TENDER OFFER September 24, 2013 LIBERTY ALL-STAR® EQUITY FUND ANNOUNCES EXPIRATION AND PRELIMINARY RESULTS OF TENDER OFFER Contact: Liberty All-Star Equity Fund 1-800-241-1850 www. |
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| September 24, 2013 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act Of 1934 (Amendment No. 1) LIBERTY ALL-STAR EQUITY FUND (Name of Subject Company (Issuer)) LIBERTY ALL-STAR EQUITY FUND (Name of Filing Person (Issuer)) SHARES OF BENEFICIAL INTEREST (Title of Class of Securities) 530158104 (CUSIP Number of C |
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| August 29, 2013 |
LIBERTY ALL-STAR EQUITY FUND PORTFOLIO MANAGEMENT AGREEMENT CORNERSTONE CAPITAL MANAGEMENT LLC January 11, 2013 Re: Portfolio Management Agreement Ladies and Gentlemen: Liberty All-Star Equity Fund (the “Fund”) is a diversified closed-end investment company registered under the Investment Company Act of 1940, as amended (the “Act”), and is subject to the rules and regulations promulgated thereunder. |
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| August 29, 2013 |
LIBERTY ALL-STAR EQUITY FUND PORTFOLIO MANAGEMENT AGREEMENT TCW INVESTMENT MANAGEMENT COMPANY February 6, 2013 Re: Portfolio Management Agreement Ladies and Gentlemen: Liberty All-Star Equity Fund (the “Fund”) is a diversified closed-end investment company registered under the Investment Company Act of 1940, as amended (the “Act”), and is subject to the rules and regulations promulgated thereunder. |
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| August 23, 2013 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act Of 1934 LIBERTY ALL-STAR EQUITY FUND (Name of Subject Company (Issuer)) LIBERTY ALL-STAR EQUITY FUND (Name of Filing Person (Issuer)) SHARES OF BENEFICIAL INTEREST (Title of Class of Securities) 530158104 (CUSIP Number of Class of Securities |
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| August 23, 2013 |
LETTER OF TRANSMITTAL To Tender Shares of Beneficial Interest of Liberty All-Star® Equity Fund Pursuant to the Offer to Purchase dated August 23, 2013 THE OFFER, PRORATION PERIOD AND WITHDRAWAL RIGHTS EXPIRE AT 5:00 P. |
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| August 23, 2013 |
Offer by Liberty All-Star® Equity Fund to Purchase for Cash Up to 7.5% of Its Outstanding Shares of Beneficial Interest August 23, 2013 To Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees: We have been appointed to act as Depositary in connection with the offer by Liberty All-Star(R) Equity Fund, a Massachusetts business trust (the “Fund”), to purchase for cash up to 7.5% of |
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| August 23, 2013 |
LIBERTY ALL-STAR® EQUITY FUND COMMENCES TENDER OFFER August 23, 2013 LIBERTY ALL-STAR® EQUITY FUND COMMENCES TENDER OFFER Contact: For Immediate Release Liberty All-Star Equity Fund 1-800-241-1850 www. |
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| August 23, 2013 |
Offer by Liberty All-Star® Equity Fund to Purchase for Cash Up to 7.5% of Its Outstanding Shares EX-99.(A)(1)(V) 6 clientltr.htm Offer by Liberty All-Star® Equity Fund to Purchase for Cash Up to 7.5% of Its Outstanding Shares August 23, 2013 To Our Clients: Enclosed for your consideration is the Offer to Purchase dated August 23, 2013 in connection with the offer by Liberty All-Star® Equity Fund, a Massachusetts business trust (the “Fund”), to purchase for cash up to 7.5% of its outstanding s |
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| August 23, 2013 |
Offer by Liberty All-Star® Equity Fund to Purchase for Cash Up to 7.5% of Its Outstanding Shares Offer by Liberty All-Star® Equity Fund to Purchase for Cash Up to 7.5% of Its Outstanding Shares THE FUND’S OFFER, PRORATION PERIOD AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON MONDAY, SEPTEMBER 23, 2013, UNLESS THE OFFER IS EXTENDED. THE FUND’S OFFER (AS DEFINED HEREIN) IS NOT CONDITIONED UPON THE FUND OBTAINING FINANCING OR UPON ANY MINIMUM NUMBER OF SHARES OF BENEFICIA |
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| August 23, 2013 |
August 23, 2013 Dear Shareholder: Liberty All-Star® Equity Fund, a Massachusetts business trust (the “Fund”), is offering to purchase for cash up to 7. |
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| July 29, 2013 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act Of 1934 LIBERTY ALL-STAR EQUITY FUND (Name of Subject Company (Issuer)) LIBERTY ALL-STAR EQUITY FUND (Name of Filing Person (Issuer)) SHARES OF BENEFICIAL INTEREST, WITHOUT PAR VALUE (Title of Class of Securities) 530158104 (CUSIP Number of |
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| July 29, 2013 |
LIBERTY ALL-STAR® EQUITY FUND ANNOUNCES APPROVAL OF TENDER OFFER LIBERTY ALL-STAR® EQUITY FUND ANNOUNCES APPROVAL OF TENDER OFFER Contact: For Immediate Release Liberty All-Star Equity Fund 1-800-241-1850 www. |
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| June 28, 2013 |
- LIBERTY ALL-STAR EQUITY FUND DEF 14A 1 d558490ddef14a.htm LIBERTY ALL-STAR EQUITY FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of |
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| May 23, 2013 |
Quarterly Schedule of Portfolio Holdings - LIBERTY ALL-STAR EQUITY FUND NQ N-Q 1 d541389dnq.htm LIBERTY ALL-STAR EQUITY FUND NQ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-04809 LIBERTY ALL-STAR EQUITY FUND (Exact name of registrant as specified in charter) 1290 Broadway, Suite 1100, Denver, Colorado 80203 (Addr |
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| May 23, 2013 |
Certifications Exhibit 99.Cert CERTIFICATION I, William Parmentier, certify that: 1. I have reviewed this report on Form N-Q of Liberty All-Star Equity Fund (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statement |
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| February 27, 2013 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Converted by EDGARwiz REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Board of Directors and Shareholders of Liberty All-Star® Equity Fund, Inc. |
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| February 27, 2013 |
EX-99.77C VOTES 3 equity77c.htm LIBERTY ALL-STAR® EQUITY FUND RESULTS OF SHAREHOLDER MEETING (UNAUDITED) A Special Meeting of shareholders of the Liberty All-Star Equity Fund (the “Fund”) was held on December 20, 2012 (the “Meeting”). On October 10, 2012, the record date of the Meeting, the Fund had outstanding 183,864,812 shares of common stock. At the Meeting, the following matters were voted on |
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| December 5, 2012 |
Liberty All-Star Equity UNITED STATES SECRUITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 26, 2012 |
Certifications Exhibit 99.Cert CERTIFICATION I, William Parmentier, certify that: 1. I have reviewed this report on Form N-Q of Liberty All-Star Equity Fund (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statement |
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| November 26, 2012 |
Quarterly Schedule of Portfolio Holdings - LIBERTY ALL-STAR EQUITY FUND NQ N-Q 1 d442134dnq.htm LIBERTY ALL-STAR EQUITY FUND NQ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-04809 LIBERTY ALL-STAR EQUITY FUND (Exact name of registrant as specified in charter) 1290 Broadway, Suite 1100, Denver, Colorado 80203 (Addr |
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| November 21, 2012 |
DEFA14A 1 d442716ddefa14a.htm LIBERTY ALL-STAR EQUITY UNITED STATES SECRUITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the |
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| November 9, 2012 |
- LIBERTY ALL-STAR EQUITY GROWTH Liberty All-Star Equity Growth UNITED STATES SECRUITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 9, 2012 |
- LIBERTY ALL-STAR EQUITY FUND Liberty All-Star Equity Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| October 15, 2012 |
- LIBERTY ALL-STAR EQUITY GROWTH Liberty All-Star Equity Growth UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 29, 2012 |
Converted by EDGARwiz On May 14, 2012, the Annual Meeting of Shareholders of the Fund was held to elect two Trustees. |
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| May 30, 2012 |
Quarterly Schedule of Portfolio Holdings - LIBERTY ALL-STAR EQUITY FUND N-Q 1 d357230dnq.htm LIBERTY ALL-STAR EQUITY FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-04809 LIBERTY ALL-STAR EQUITY FUND (Exact name of registrant as specified in charter) 1290 Broadway, Suite 1100, Denver, Colorado 80203 (Address |
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| May 30, 2012 |
EX-99.CERT 2 d357230dex99cert.htm CERTIFICATIONS Exhibit 99.Cert CERTIFICATION I, William Parmentier, certify that: 1. I have reviewed this report on Form N-Q of Liberty All-Star Equity Fund (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circum |
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| February 28, 2012 |
LIBERTY ALL-STAR EQUITY FUND PORTFOLIO MANAGEMENT AGREEMENT MATRIX ASSET ADVISERS, INC. |
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| February 28, 2012 |
LIBERTY ALL-STAR EQUITY FUND PORTFOLIO MANAGEMENT AGREEMENT TCW INVESTMENT MANAGEMENT COMPANY , 2011 Re: Portfolio Management Agreement Ladies and Gentlemen: Liberty All-Star Equity Fund (the “Fund”) is a diversified closed-end investment company registered under the Investment Company Act of 1940, as amended (the “Act”), and is subject to the rules and regulations promulgated thereunder. |
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| February 28, 2012 |
LIBERTY ALL-STAR EQUITY FUND FUND MANAGEMENT AGREEMENT EX-99.77Q1 OTHR EXHB 4 q1.htm LIBERTY ALL-STAR EQUITY FUND FUND MANAGEMENT AGREEMENT FUND MANAGEMENT AGREEMENT dated November 1, 2011, between Liberty All-Star Equity Fund, a business trust organized under the laws of the Commonwealth of Massachusetts (the “Trust”), and ALPS Advisors, Inc., a corporation organized under the laws of the State of Colorado (“Manager”). WHEREAS the Trust will operate |
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| February 28, 2012 |
LIBERTY ALL-STAR EQUITY FUND PORTFOLIO MANAGEMENT AGREEMENT PZENA INVESTMENT MANAGEMENT, LLC , 2011 Re: Portfolio Management Agreement Ladies and Gentlemen: Liberty All-Star Equity Fund (the “Fund”) is a diversified closed-end investment company registered under the Investment Company Act of 1940, as amended (the “Act”), and is subject to the rules and regulations promulgated thereunder. |
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| February 28, 2012 |
LIBERTY ALL-STAR EQUITY FUND PORTFOLIO MANAGEMENT AGREEMENT CORNERSTONE CAPITAL MANAGEMENT, INC. |
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| February 28, 2012 |
Converted by EDGARwiz REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Trustees of Liberty All-Star® Equity Fund: In planning and performing our audit of the financial statements of Liberty All-Star® Equity Fund (the “Fund”), as of and for the year ended December 31, 2011, in accordance with the standards of the Public Company Accounting Oversight Board (Uni |
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| February 28, 2012 |
Results of the Shareholder Meeting (Unaudited) EX-99.77Q1 OTHR EXHB 3 equ77q.htm Results of the Shareholder Meeting (Unaudited) A Special Meeting of shareholders of the Liberty All-Star Equity Fund (the “Fund”) was held on September 30, 2011 (the “Meeting”). The meeting was held as a result of the acquisition of ALPS Holdings, Inc., ALPS Advisors’ parent company, by DST Systems, Inc. On July 19, 2011, the record date of the Meeting, the Fund h |
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| February 28, 2012 |
LIBERTY ALL-STAR EQUITY FUND PORTFOLIO MANAGEMENT AGREEMENT SCHNEIDER CAPITAL MANAGEMENT CORPORATION , 2011 Re: Portfolio Management Agreement Ladies and Gentlemen: Liberty All-Star Equity Fund (the “Fund”) is a diversified closed-end investment company registered under the Investment Company Act of 1940, as amended (the “Act”), and is subject to the rules and regulations promulgated thereunder. |
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| February 24, 2012 |
- LIBERTY ALL-STAR EQUITY FUND, INC. PROXY STATEMENT Liberty All-Star Equity Fund, Inc. Proxy Statement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Com |
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| February 24, 2012 |
- LIBERTY ALL-STAR EQUITY FUND, INC. DEFA14A 1 d305122ddefa14a.htm LIBERTY ALL-STAR EQUITY FUND, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for |
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| December 30, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Liberty All-Star Equity Fund, Inc. (USA) (Name of Issuer) Common Stock (Title of Class of Securities) 530158104 (CUSIP Number) December 29, 2011 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this S |
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| November 29, 2011 |
EX-99.CERT 2 d257695dex99cert.htm CERTIFICATION Exhibit 99.Cert CERTIFICATION I, William Parmentier, certify that: 1. I have reviewed this report on Form N-Q of Liberty All-Star Equity Fund (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circums |
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| November 29, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-04809 LIBERTY ALL-STAR EQUITY FUND (Exact name of registrant as specified in charter) 1290 Broadway, Suite 1100, Denver, Colorado 80203 (Address of principal executive offices) (Zip code) Tan? T |
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| September 30, 2011 |
UNITED STATES SECRUITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule14a-6(e)(2)) [ ] D |
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| September 15, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Amendment No. 1) Under the Securities Exchange Act of 1934 Liberty All-Star Equity Fund (USA) (Name of Issuer) Common Shares (Title of Class of Securities) 530158104 (CUSIP Number) George W. Karpus, President Karpus Management, Inc., d/b/a Karpus Investment Management 183 Sully's Trail Pittsford, New York 14534 |
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| September 15, 2011 | ||
| September 8, 2011 |
DEFA14A 1 ddefa14a.htm LIBERTY ALL-STAR EQUITY FUND DEFA 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use |
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| September 1, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule14a-6(e)(2)) [ ] |
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| August 30, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule14a-6(e)(2)) [ ] |
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| August 26, 2011 |
USA – 6/30/2010 NSAR Filing exhibit USA – 6/30/2011 NSAR Filing exhibit Item 77c On April 14, 2011 the Annual Meeting of Shareholders of the Fund was held to elect two Trustees. |
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| August 22, 2011 |
August 22, 2011 VIA EDGAR Linda Sterling Securities and Exchange Commission 100 F Street, N. |
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| August 19, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule14a-6(e)(2)) [ ] |
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| August 19, 2011 |
DEFC14A 1 ddefc14a.htm LIBERTY ALL-STAR EQUITY FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Co |
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| August 18, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [ ] Filed by a Party other than the Registrant [ X ] Check the appropriate box: [ X ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| August 11, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Liberty All-Star Equity Fund (USA) (Name of Issuer) Common Shares (Title of Class of Securities) 530158104 (CUSIP Number) George W. Karpus, President Karpus Management, Inc., d/b/a Karpus Investment Management 183 Sully's Trail Pittsford, New York 14534 (585) 586-4680 (Nam |
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| August 8, 2011 |
SEC Response Letter August 8, 2011 VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Liberty All-Star Equity Fund File No. 811-04809 Liberty All-Star Growth Fund, Inc. File No. 811-04537 Preliminary Proxy Statement Dear Sir or Madam: On behalf of Liberty All-Star Equity Fund and Liberty All-Star Growth Fund, Inc. (the “Funds”), transmitted herewith for |
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| August 8, 2011 |
- LIBERTY ALL-STAR EQUITY FUND Liberty All-Star Equity Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 26, 2011 |
Liberty All-Star Equity Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 26, 2011 |
Certification Exhibit 99.Cert CERTIFICATION I, William Parmentier, certify that: 1. I have reviewed this report on Form N-Q of Liberty All-Star Equity Fund (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements |
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| February 25, 2011 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Board of Trustees and Shareholders of Liberty All-Star? Equity Fund: We have audited the accompanying statement of assets and liabilities of Liberty All-Star? Equity Fund (the "Fund"), including the schedule of investments, as of December 31, 2010, and the related statements of operations for the year then ended, the statements of changes in net assets for each of the two years in the period then ended, and the financial highlights for each of the four years in the period then ended. |
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| February 25, 2011 |
UNITED STATES SECRUITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule14a-6(e)(2)) [ ] |
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| February 25, 2011 |
UNITED STATES SECRUITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule14a-6(e)(2)) [X ] |
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| November 19, 2010 |
Exhibit 99.Cert CERTIFICATION I, William Parmentier, certify that: 1. I have reviewed this report on Form N-Q of Liberty All-Star Equity Fund (the ?registrant?); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, no |
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| November 19, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-04809 LIBERTY ALL-STAR EQUITY FUND (Exact name of registrant as specified in charter) 1290 Broadway, Suite 1100, Denver, Colorado 80203 (Address of principal executive offices) (Zip code) Tan? T |
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| August 27, 2010 |
EX-99.77C VOTES 2 item77ce.htm Item 77c On April 29, 2010 the Annual Meeting of Shareholders of the Fund was held to elect three Trustees and to approve the Fund's Portfolio Management Agreement with Cornerstone Capital Management, Inc. (“Cornerstone”). On February 12, 2010, the record date for the meeting, the Fund had outstanding 182,678,079 shares of common stock. The votes cast at the meeting |
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| May 21, 2010 |
Certifications Exhibit 99.Cert CERTIFICATION I, William Parmentier, certify that: 1. I have reviewed this report on Form N-Q of Liberty All-Star Equity Fund (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statement |
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| May 21, 2010 |
Liberty All-Star Equity Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 16, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| February 24, 2010 |
77.B) Accountant’s Report on Internal Control EX-99.77B ACCT LTTR 2 f77beq.htm 77.B) Accountant’s Report on Internal Control Deloitte & Touche LLP Suite 3600 Denver, CO 80202-3942 Tel: 303-292-5400 Fax: 303-312-4000 www.deloitte.com REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Trustees of Liberty All-Star® Equity Fund: In planning and performing our audit of the financial statements of Liberty All-S |
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| February 24, 2010 |
77Q1)(e) Copies of any New or Amended Registrant Investment Advisory Contract LIBERTY ALL-STAR EQUITY FUND PORTFOLIO MANAGEMENT AGREEMENT CORNERSTONE CAPITAL MANAGEMENT, INC. |
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| February 23, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| February 23, 2010 |
PRER14A 1 a10-27361prer14a.htm PRER14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as |
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| February 17, 2010 |
WESMARK FUNDS LIBERTY ALL-STAR FUNDS 1290 Broadway, Suite 1100 Denver, Colorado 80203 February 17, 2010 Via EDGAR Ms. |
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| February 2, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| February 2, 2010 |
ALPS FUND SERVICES, INC. 1290 Broadway, Suite 1100 Denver, Colorado 80203 February 1, 2010 Via EDGAR U.S. Securities and Exchange Commission 100 F Street N.E. Washington, DC 20549 Re: Liberty All-Star Equity Fund (811-04809 and 333-145600) Liberty All-Star Growth Fund, Inc. (811-04537 and 333-106675) To Whom it May Concern: On behalf of Liberty All-Star Equity Fund and Liberty All-Star Growth Fund |
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| November 23, 2009 |
EX-99.CERT 2 a09-333531ex99dcert.htm EX-99.CERT Exhibit 99.Cert CERTIFICATION I, William Parmentier, certify that: 1. I have reviewed this report on Form N-Q of Liberty All-Star Equity Fund (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circums |
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| November 23, 2009 |
N-Q 1 a09-333531nq.htm N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-04809 LIBERTY ALL-STAR EQUITY FUND (Exact name of registrant as specified in charter) 1290 Broadway, Suite 1100, Denver, Colorado 80203 (Address of principal executive |
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| August 28, 2009 |
Restated LIBERTY ALL-STAR EQUITY FUND As amended through March 19, 2009 ARTICLE I Exhibit 77Q1(a) Amendments to the Registrants Charter or By-Laws Restated BY-LAWS OF LIBERTY ALL-STAR EQUITY FUND As amended through March 19, 2009 ARTICLE I DEFINITIONS The terms "Commission", "Custodian", "Declaration", "Distributor", "Investment Adviser", "Majority Shareholder Vote", "1940 Act", "Shareholder", "Shares", "Transfer Agent", "Trust", "Trust Property" and "Trustees" have the respective meanings given them in the Declaration of Trust of Liberty All-Star Equity Fund dated August 20, 1986, as amended from time to time. |
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| May 22, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-04809 LIBERTY ALL-STAR EQUITY FUND (Exact name of registrant as specified in charter) 1290 Broadway, Suite 1100, Denver, Colorado 80203 (Address of principal executive offices) (Zip code) Tan? T. |
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| May 22, 2009 |
Exhibit 99.Cert CERTIFICATION I, William Parmentier, certify that: 1. I have reviewed this report on Form N-Q of Liberty All-Star Equity Fund (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, no |
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| February 27, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| February 27, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| February 26, 2009 |
77.B) Accountant’s Report in Internal Control 77.B) Accountant?s Report in Internal Control REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Trustees of Liberty All-Star? Equity Fund: In planning and performing our audit of the financial statements of Liberty All-Star? Equity Fund (the "Fund") as of and for the year ended December 31, 2008, in accordance with the standards of the Public Company Accounti |
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| November 21, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-04809 LIBERTY ALL-STAR EQUITY FUND (Exact name of registrant as specified in charter) 1290 Broadway, Suite 1100, Denver, Colorado 80203 (Address of principal executive offices) (Zip code) Tané T. |
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| November 21, 2008 |
Exhibit 99.Cert CERTIFICATION I, William Parmentier, certify that: 1. I have reviewed this report on Form N-Q of Liberty All-Star Equity Fund (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, no |
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| August 20, 2008 |
LIBERTY ALL-STAR EQUITY FUND As amended through December 10, 2007 ARTICLE I EX-99.77Q1 OTHR EXHB 2 f77q1aequity.htm 77Q1 (a) Amendment to the registrant’s Charter or By-laws Restated BY-LAWS OF LIBERTY ALL-STAR EQUITY FUND As amended through December 10, 2007 ARTICLE I DEFINITIONS The terms "Commission", "Custodian", "Declaration", "Distributor", "Investment Adviser", "Majority Shareholder Vote", "1940 Act", "Shareholder", "Shares", "Transfer Agent", "Trust", "Trust Prope |
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| May 30, 2008 |
N-Q 1 a08-149781nq.htm N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-04809 LIBERTY ALL-STAR EQUITY FUND (Exact name of registrant as specified in charter) 1290 Broadway, Suite 1100, Denver, Colorado 80203 (Address of principal executive |
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| May 30, 2008 |
Exhibit 99.Cert CERTIFICATION I, William Parmentier, certify that: 1. I have reviewed this report on Form N-Q of Liberty All-Star Equity Fund (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, no |
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| March 11, 2008 |
EX-99.77K CHNG ACCNT 3 lase77ka.htm March 10, 2008 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Commissioners: We have read the statements made by Liberty All-Star Equity Fund (the "Fund") (copy attached), which we understand will be filed with the Commission as part of the Fund's Amendment to Form N-SAR filed with the Commission on March 10, 2008. We agree with the |
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| March 11, 2008 |
Sub-Item 77K: Changes in registrant?s certifying accountant Sub-Item 77K: Changes in registrant’s certifying accountant Sub-Item 77K: Changes in registrant’s certifying accountant The Board of Trustees of Liberty All-Star Equity Fund (the “Fund”) has selected Deloitte & Touche LLP (“D&T”) as independent registered public accountants for fiscal year ended December 31, 2007. |
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| March 11, 2008 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Trustees of Liberty All-Star? Equity Fund: In planning and performing our audit of the financial statements of Liberty All-Star? Equity Fund (the "Fund") as of and for the year ended December 31, 2007, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we conside |
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| March 3, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| February 29, 2008 |
February 29, 2008 Via EDGAR Ms. Laura Hatch Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Liberty All-Star Equity Fund, 811-04809 Liberty All-Star Growth Fund, Inc., 811-04537 Dear Ms. Hatch: On behalf of the Registrant, attached hereto is the definitive 14A filing for the Liberty All-Star Equity Fund and the Liberty All-Star Gr |
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| February 29, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| February 29, 2008 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM INDEPENDENT AUDITORS’ REPORT REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Trustees of Liberty All-Star® Equity Fund: In planning and performing our audit of the financial statements of Liberty All-Star® Equity Fund (the "Fund") as of and for the year ended December 31, 2007, in accordance with the standards of the Public Company Accounting Oversight Boar |
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| February 29, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| February 29, 2008 |
Sub-Item 77K: Changes in registrant?s certifying accountant Sub-Item 77K: Changes in registrant’s certifying accountant Sub-Item 77K: Changes in registrant’s certifying accountant The Boards of Trustees/Directors of the Funds have selected Deloitte & Touche LLP (“D&T”) as independent registered public accountants for fiscal year ended December 31, 2007. |
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| February 1, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| November 29, 2007 |
Exhibit 99.Cert CERTIFICATION I, William Parmentier, certify that: 1. I have reviewed this report on Form N-Q of Liberty All-Star Equity Fund (the ?registrant?); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, no |
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| November 29, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-04809 LIBERTY ALL-STAR EQUITY FUND (Exact name of registrant as specified in charter) 1290 Broadway, Suite 1100, Denver, Colorado 80203 (Address of principal executive offices) (Zip code) Tan? T. |
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| May 30, 2007 |
EX-99.CERT 2 a07-151811ex99dcert.htm EX-99.CERT Exhibit 99.Cert CERTIFICATION I, William Parmentier, certify that: 1. I have reviewed this report on Form N-Q of Liberty All-Star Equity Fund (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circums |
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| May 30, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-04809 LIBERTY ALL-STAR EQUITY FUND (Exact name of registrant as specified in charter) 1290 Broadway, Suite 1100, Denver, Colorado 80203 (Address of principal executive offices) (Zip code) Tan? T. |
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| March 1, 2007 |
EX-99.77Q1 OTHR EXHB 11 le77h06.htm N-SAR Sub-Item 77H Changes in control of Registrant File Number: 811-4809 On September 7, 2006, Banc of America Investment Advisors, Inc. (“BAIA”) entered into an asset purchase agreement with ALPS Holdings, Inc. (“ALPS”) and ALPS Advisers, Inc. (“ALPS Advisers”) whereby ALPS Advisers agreed to purchase certain assets related to BAIA’s business of providing inve |
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| March 1, 2007 |
DEF 14A 1 a07-51554def14a.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as |
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| March 1, 2007 |
LIBERTY ALL-STAR EQUITY FUND PORTFOLIO MANAGEMENT AGREEMENT MATRIX ASSET ADVISERS, INC. |
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| March 1, 2007 |
Converted by EDGARwiz |
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| March 1, 2007 |
LIBERTY ALL-STAR EQUITY FUND PORTFOLIO MANAGEMENT AGREEMENT CHASE INVESTMENT COUNSEL CORPORATION December 18, 2006 Re: Portfolio Management Agreement Ladies and Gentlemen: Liberty All-Star Equity Fund (the ?Fund?) is a diversified closed-end investment company registered under the Investment Company Act of 1940, as amended (the ?Act?), and is subject to the rules and regulations promulgated thereunder. |
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| March 1, 2007 |
EX-99.77C VOTES 3 le77c06.htm N-SAR Sub-Item 77C Matters submitted to a vote of security holders File Number: 811-4809 A Special Meeting of Shareholders of the Liberty All-Star Equity Fund was held on November 21, 2006 for the purpose of voting on the matters listed below. The final tabulation results of this meeting are as follows: The number of shares issued, outstanding and eligible to vote as |
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| March 1, 2007 |
EX-99.77Q1 OTHR EXHB 10 le77q16.htm LIBERTY ALL-STAR EQUITY FUND PORTFOLIO MANAGEMENT AGREEMENT TCW INVESTMENT MANAGEMENT COMPANY December 18, 2006 Re: Portfolio Management Agreement Ladies and Gentlemen: Liberty All-Star Equity Fund (the “Fund”) is a diversified closed-end investment company registered under the Investment Company Act of 1940, as amended (the “Act”), and is subject to the rules a |
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| March 1, 2007 |
LIBERTY ALL-STAR EQUITY FUND PORTFOLIO MANAGEMENT AGREEMENT PZENA INVESTMENT MANAGEMENT, LLC December 14, 2006 Re: Portfolio Management Agreement Ladies and Gentlemen: Liberty All-Star Equity Fund (the “Fund”) is a diversified closed-end investment company registered under the Investment Company Act of 1940, as amended (the “Act”), and is subject to the rules and regulations promulgated thereunder. |
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| March 1, 2007 |
EX-99.77O RULE 10F-3 4 le77o06.htm N-SAR Sub-Item 77O 10f-3 Transactions File Number: 811-4809 Liberty All-Equity Fund 10f-3 Transactions For Year Ended December 31, 2006 Trade Date Security Par Price Broker Transacted With Sub Adviser Secondary 2/8/2006 Avent, Inc. 2700 $24.00 Credit Suisse First Boston Corp. S.C.M Secondary 3/2/2006 Genworth Financial, Inc. 13450 $32.75 Merrill Lynch, Pierce, Fe |
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| March 1, 2007 |
LIBERTY ALL-STAR EQUITY FUND PORTFOLIO MANAGEMENT AGREEMENT SCHNEIDER CAPITAL MANAGEMENT CORPORATION December 18, 2006 Re: Portfolio Management Agreement Ladies and Gentlemen: Liberty All-Star Equity Fund (the ?Fund?) is a diversified closed-end investment company registered under the Investment Company Act of 1940, as amended (the ?Act?), and is subject to the rules and regulations promulgated thereunder. |
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| March 1, 2007 |
Report of Independent Registered Public Accounting Firm Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Trustees of Liberty All-Star Equity Fund In planning and performing our audits of the financial statements of Liberty All-Star Equity Fund (the ?Fund?) as of and for the year ended December 31, 2006, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we considere |
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| November 29, 2006 |
I, William R. Parmentier, Jr., certify that: Exhibit 99.CERT I, William R. Parmentier, Jr., certify that: 1. I have reviewed this report on Form N-Q of Liberty All-Star Equity Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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| November 29, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0578 Expires: May 31, 2007 Estimated average burden hours per response........21.09 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-4809 Liberty All-Star Equity Fund (Exact name of registrant as specified in chart |
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| September 29, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| May 30, 2006 |
I, William R. Parmentier, Jr., certify that: Exhibit 99.CERT I, William R. Parmentier, Jr., certify that: 1. I have reviewed this report on Form N-Q of Liberty All-Star Equity Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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| May 30, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0578 Expires: May 31, 2007 Estimated average burden hours per response........21.09 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-4809 Liberty All-Star Equity Fund (Exact name of registrant as specified in chart |
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| March 17, 2006 |
DEF 14A 1 a06-53952def14a.htm DEFINITIVE PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a Party other than the Registrant o Check the |
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| November 29, 2005 |
N-Q 1 a05-209026nq.htm QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0578 Expires: February 28, 2006 Estimated average burden hours per response........20.0 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-4809 Liberty |
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| November 29, 2005 |
I, William R. Parmentier, Jr., certify that: Exhibit 99.CERT I, William R. Parmentier, Jr., certify that: 1. I have reviewed this report on Form N-Q of Liberty All-Star Equity Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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| May 31, 2005 |
I, William R. Parmentier, Jr., certify that: EX-99.CERT 2 a05-90436ex99dcert.htm EX-99.CERT Exhibit 99.CERT I, William R. Parmentier, Jr., certify that: 1. I have reviewed this report on Form N-Q of Liberty All-Star Equity Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such st |
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| May 31, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0578 Expires: February 28, 2006 Estimated average burden hours per response........20.00 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-4809 Liberty All Star Equity Fund (Exact name of registrant as specified in |
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| November 29, 2004 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0578 Expires: February 28, 2006 Estimated average burden hours per response........20.00 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-4809 Liberty All Star Equity Fund (Exact name of registrant as specified in |
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| November 29, 2004 |
I, William R. Parmentier, Jr., certify that: Exhibit 99.Cert I, William R. Parmentier, Jr., certify that: 1. I have reviewed this report on Form N-Q of Liberty All-Star Equity Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
