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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Alleghany Corp.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| February 6, 2023 |
Y / Alleghany Corporation / VICTORY CAPITAL MANAGEMENT INC Passive Investment SC 13G/A 1 alleghany13ga1123122.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 ( Amendment No.1)* Alleghany Corp. (Name of Issuer) Common Stock (Title of Class of Securities) 017175100 (CUSIP Number) December 31, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the |
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| October 31, 2022 |
OMB APPROVAL OMB Number: 3235-0167 Expires: July 31, 2024 Estimated average burden hours per response 1. |
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| October 19, 2022 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on October 31, 2022, pursuant to the provisions of Rule 12d2-2 (a). |
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| October 19, 2022 |
As filed with the Securities and Exchange Commission on October 19, 2022 As filed with the Securities and Exchange Commission on October 19, 2022 Registration No. |
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| October 19, 2022 |
As filed with the Securities and Exchange Commission on October 19, 2022 POS AM 1 d292600dposam.htm POS AM As filed with the Securities and Exchange Commission on October 19, 2022 Registration No. 033-55707 Registration No. 033-62477 Registration No. 333-09881 Registration No. 333-13971 Registration No. 333-134996 Registration No. 333-169373 Registration No. 333-198489 Registration No. 333-238047 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 P |
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| October 19, 2022 |
As filed with the Securities and Exchange Commission on October 19, 2022 As filed with the Securities and Exchange Commission on October 19, 2022 Registration No. |
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| October 19, 2022 |
As filed with the Securities and Exchange Commission on October 19, 2022 As filed with the Securities and Exchange Commission on October 19, 2022 Registration Statement No. |
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| October 19, 2022 |
As filed with the Securities and Exchange Commission on October 19, 2022 As filed with the Securities and Exchange Commission on October 19, 2022 Registration No. |
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| October 19, 2022 |
As filed with the Securities and Exchange Commission on October 19, 2022 As filed with the Securities and Exchange Commission on October 19, 2022 Registration No. |
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| October 19, 2022 |
As filed with the Securities and Exchange Commission on October 19, 2022 As filed with the Securities and Exchange Commission on October 19, 2022 Registration No. |
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| October 19, 2022 |
As filed with the Securities and Exchange Commission on October 19, 2022 As filed with the Securities and Exchange Commission on October 19, 2022 Registration Statement No. |
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| October 19, 2022 |
As filed with the Securities and Exchange Commission on October 19, 2022 As filed with the Securities and Exchange Commission on October 19, 2022 Registration Statement No. |
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| October 19, 2022 |
As filed with the Securities and Exchange Commission on October 19, 2022 As filed with the Securities and Exchange Commission on October 19, 2022 Registration Statement No. |
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| October 19, 2022 |
As filed with the Securities and Exchange Commission on October 19, 2022 As filed with the Securities and Exchange Commission on October 19, 2022 Registration Statement No. |
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| October 19, 2022 |
Amended and Restated Certificate of Incorporation of Alleghany Corporation Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF ALLEGHANY CORPORATION FIRST. The name of the corporation is Alleghany Corporation (the ?Corporation?). SECOND. The address of the Company?s registered office in the State of Delaware is 1209 Orange Street, Wilmington, Delaware 19801, in the County of New Castle. The name of its registered agent at such address is The Corporation Trus |
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| October 19, 2022 |
Amended and Restated Bylaws of Alleghany Corporation, dated as of October 19, 2022 Exhibit 3.2 BYLAWS OF ALLEGHANY CORPORATION a Delaware corporation ARTICLE I - OFFICES SECTION 1. REGISTERED OFFICE. The registered office shall be established and maintained at 1209 Orange Street, Wilmington, Delaware 19801, in the County of New Castle. The name of its registered agent at such address is The Corporation Trust Company. SECTION 2. OTHER OFFICES. The corporation may have other offic |
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| October 19, 2022 |
As filed with the Securities and Exchange Commission on October 19, 2022 As filed with the Securities and Exchange Commission on October 19, 2022 Registration Statement No. |
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| October 19, 2022 |
As filed with the Securities and Exchange Commission on October 19, 2022 As filed with the Securities and Exchange Commission on October 19, 2022 Registration Statement No. |
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| October 19, 2022 |
As filed with the Securities and Exchange Commission on October 19, 2022 As filed with the Securities and Exchange Commission on October 19, 2022 Registration Statement No. |
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| October 19, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 19, 2022 ALLEGHANY CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-9371 51-0283071 (State or other jurisdiction of incorporation) (Commission Fil |
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| October 19, 2022 |
As filed with the Securities and Exchange Commission on October 19, 2022 As filed with the Securities and Exchange Commission on October 19, 2022 Registration No. |
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| October 19, 2022 |
As filed with the Securities and Exchange Commission on October 19, 2022 As filed with the Securities and Exchange Commission on October 19, 2022 Registration No. |
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| August 4, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 4, 2022 Alleghany Corporation (Exact name of registrant as specified in its charter) Delaware 1-9371 51-0283071 (State or other jurisdiction (Commission File Number) (IRS Emplo |
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| August 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-9371 ALLEGHANY CORP |
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| August 4, 2022 |
ALLEGHANY CORPORATION REPORTS 2022 SECOND QUARTER RESULTS Exhibit 99.1 ALLEGHANY CORPORATION 1411 Broadway, 34th Floor New York, NY 10018 ALLEGHANY CORPORATION REPORTS 2022 SECOND QUARTER RESULTS NEW YORK, NY, August 4, 2022 ? Alleghany Corporation (NYSE-Y) announced its financial results for the second quarter of 2022. Book value per share was $587.62 at June 30, 2022, a decrease of 8.0% and 13.0% from March 31, 2022 and December 31, 2021, respectively. |
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| June 27, 2022 |
Exhibit 10.1 [***] Certain information has been excluded pursuant to Item 601(b)(10)(iv) of Regulation S-K from this document because it is both not material and is the type that the registrant treats as private or confidential. FIRST AMENDMENT TO CREDIT AGREEMENT This FIRST AMENDMENT TO CREDIT AGREEMENT (this ?First Amendment?), dated as of June 22, 2022 is entered into among ALLEGHANY CORPORATIO |
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| June 27, 2022 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 22, 2022 ALLEGHANY CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-9371 51-0283071 (State or other jurisdiction of incorporation) (Commission File N |
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| June 9, 2022 |
Alleghany Corporation Stockholders Approve Acquisition By Berkshire Hathaway Exhibit 99.1 Alleghany Corporation Stockholders Approve Acquisition By Berkshire Hathaway NEW YORK, June 9, 2022 ? Alleghany Corporation (NYSE: Y) today announced that its stockholders voted to approve and adopt the Agreement and Plan of Merger, dated as of March 20, 2022 (the ?Merger Agreement?), pursuant to which Alleghany will be acquired by Berkshire Hathaway Inc. (NYSE: BRK.A; BRK.B) for $848 |
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| June 9, 2022 |
Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 9, 2022 ALLEGHANY CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-9371 51-0283071 (State or other jurisdiction of incorporation) (Commission File Nu |
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| May 27, 2022 |
Alleghany Corporation Conflict Minerals Report For the Year Ended December 31, 2021 EX-1.01 2 d284925dex101.htm EX-1.01 Exhibit 1.01 Alleghany Corporation Conflict Minerals Report For the Year Ended December 31, 2021 Overview This report has been prepared by Alleghany Corporation pursuant to Rule 13p-1 (the “Rule”) promulgated under the Securities Exchange Act of 1934, as amended. The Rule currently designates columbite-tantalite or coltan (the metal ore from which tantalum is ex |
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| May 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a6(e)(2)) ? Defini |
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| May 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT ALLEGHANY CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-9371 51-0283071 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I.R.S. Employer Identification Number) 1411 Broadway, 34th Floor, New York, New York 10018 (Addre |
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| May 5, 2022 |
ALLEGHANY CORPORATION REPORTS 2022 FIRST QUARTER RESULTS Exhibit 99.1 ALLEGHANY CORPORATION 1411 Broadway, 34th Floor New York, NY 10018 ALLEGHANY CORPORATION REPORTS 2022 FIRST QUARTER RESULTS NEW YORK, NY, May 5, 2022 ? Alleghany Corporation (NYSE-Y) announced its financial results for the first quarter of 2022. Book value per share was $638.83 at March 31, 2022, a decrease of 5.4% from December 31, 2021. Excluding the change in accumulated other comp |
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| May 5, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 5, 2022 Alleghany Corporation (Exact name of registrant as specified in its charter) Delaware 1-9371 51-0283071 (State or other jurisdiction (Commission File Number) (IRS Employer |
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| May 5, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-9371 ALLEGHANY COR |
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| April 29, 2022 |
DEFM14A 1 ny20003698x2defm14a.htm DEFM14A TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission O |
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| April 29, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K/A Amendment No. 1 ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number |
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| April 18, 2022 |
Alleghany Corporation Announces End of “Go-Shop” Period Exhibit 99.1 Alleghany Corporation Announces End of ?Go-Shop? Period NEW YORK, April 18, 2022 ? Alleghany Corporation (NYSE: Y) today announced the end of the ?go-shop? period under the previously announced definitive merger agreement with Berkshire Hathaway Inc. (NYSE:BRK.A; BRK.B). Under the terms of the agreement, Alleghany and its representatives were permitted to solicit and consider alternat |
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| April 18, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 18, 2022 ALLEGHANY CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-9371 51-0283071 (State or other jurisdiction of incorporation) (Commission File |
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| April 18, 2022 |
DEFA14A 1 d349736ddefa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 18, 2022 ALLEGHANY CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-9371 51-0283071 (State or other jurisdicti |
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| April 11, 2022 |
PREM14A 1 ny20003698x1prem14a.htm PREM14A TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission On |
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| April 11, 2022 |
Exhibit 107 Exhibit Fee Table Calculation of Filing Fee Tables SCHEDULE 14A (Form Type) Alleghany Corporation (Name of Registrant as Specified in its Charter) Table 1: Transaction Valuation Proposed Maximum Aggregate Value of Transaction Fee rate Amount of Filing Fee Fees to Be Paid $ 11,569,357,927. |
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| March 21, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 21, 2022 ALLEGHANY CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-9371 51-0283071 (State or other jurisdiction of incorporation) (Commission File |
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| March 21, 2022 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 20, 2022 ALLEGHANY CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-9371 51-0283071 (State or other jurisdiction of incorporation) (Commission File |
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| March 21, 2022 |
DEFA14A 1 d336331ddefa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 20, 2022 ALLEGHANY CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-9371 51-0283071 (State or other jurisdicti |
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| March 21, 2022 |
Exhibit 99.1 Berkshire Hathaway to Acquire Alleghany Corporation for $848.02 Per Share in $11.6 Billion Transaction ? All-cash transaction provides significant premium, delivering substantial and certain value for Alleghany stockholders ? Strong strategic fit between Berkshire Hathaway and Alleghany ? Alleghany and its subsidiaries will continue to operate as an independent entity with increased c |
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| March 21, 2022 |
Exhibit 2.1 Execution Version AGREEMENT AND PLAN OF MERGER by and among BERKSHIRE HATHAWAY INC., O&M ACQUISITION CORP. and ALLEGHANY CORPORATION dated as of March 20, 2022 Table of Contents Page ARTICLE I THE MERGER 1 Section 1.1 The Merger 1 Section 1.2 Closing 2 Section 1.3 Effective Time 2 Section 1.4 Effect of the Merger 2 Section 1.5 Certificate of Incorporation and Bylaws of the Surviving Co |
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| March 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 21, 2022 ALLEGHANY CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-9371 51-0283071 (State or other jurisdiction of incorporation) (Commission File |
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| March 21, 2022 |
Exhibit 99.1 ALLEGHANY CORPORATION 1411 Broadway 34TH FLOOR NEW YORK, NY 10018 JOSEPH P. BRANDON PRESIDENT AND 212-508-8118 CHIEF EXECUTIVE OFFICER [email protected] March 21, 2022 Dear Colleagues, I am pleased to share this morning?s news that Alleghany Corporation will be acquired by Berkshire Hathaway for $848.02 per share in cash, for a total transaction value of approximately $11.6 billi |
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| February 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 23, 2022 ALLEGHANY CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-9371 51-0283071 (State or other jurisdiction of incorporation) (Commission Fi |
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| February 28, 2022 |
Letter Agreement, dated February 23, 2022, between Alleghany Corporation and Joseph P. Brandon Exhibit 10.1 ALLEGHANY CORPORATION 1411 Broadway, 34th Floor New York, New York 10018 February 23, 2022 Joseph P. Brandon Dear Joe: This letter agreement will confirm the terms of your continued employment with Alleghany Corporation, a Delaware corporation (?Alleghany?), effective as of December 31, 2021 (the ?Effective Date?). Capitalized terms used but not defined herein shall have the meanings |
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| February 23, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-9371 ALLEGHANY CORPORATION (Exact |
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| February 23, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 23, 2022 Alleghany Corporation (Exact name of registrant as specified in its charter) Delaware 1-9371 51-0283071 (State or other jurisdiction (Commission File Number) (IRS Em |
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| February 23, 2022 |
List of subsidiaries of Alleghany. Exhibit 21 SUBSIDIARIES OF ALLEGHANY CORPORATION Alleghany Insurance Holdings LLC (Delaware) CapSpecialty, Inc. |
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| February 23, 2022 |
Exhibit 99.1 ALLEGHANY CORPORATION 1411 Broadway, 34th Floor New York, NY 10018 ALLEGHANY CORPORATION REPORTS 2021 FOURTH QUARTER AND FULL YEAR RESULTS Record earnings of $1,035 million and adjusted earnings1 of $619 million in 2021 Book value per share increased 8.3% in 2021 NEW YORK, NY, February 23, 2022 ? Alleghany Corporation (NYSE-Y) announced its financial results for the fourth quarter and |
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| February 9, 2022 |
Y / Alleghany Corporation / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 8)* Name of issuer: Alleghany Corp. Title of Class of Securities: Common Stock CUSIP Number: 017175100 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ??Rul |
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| February 2, 2022 |
Y / Alleghany Corporation / VICTORY CAPITAL MANAGEMENT INC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 ( Amendment No.)* Alleghany Corp. (Name of Issuer) Common Stock (Title of Class of Securities) 017175100 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule |
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| November 19, 2021 |
Letter Agreement, dated November 15, 2021, between the Company and Weston M. Hicks. Exhibit 10.2 November 15, 2021 Weston M. Hicks [Redacted] Re: Restricted Stock Unit and Performance Share Vesting Dear Weston: Reference is hereby made to (i) the Restricted Stock Unit Award Agreement by and between Alleghany Corporation (the ?Company?) and you dated as of January 15, 2019 (the ?RSU Agreement?), and (ii) the Performance Share Award Agreements by and between the Company and you dat |
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| November 19, 2021 |
Consulting Agreement, dated November 16, 2021, between the Company and Weston M. Hicks. Exhibit 10.1 CONSULTING AGREEMENT CONSULTING AGREEMENT (this ?Consulting Agreement?) dated as of this 16th day of November 2021 (the ?Agreement Date?), by and between Alleghany Corporation (?Alleghany? or the ?Company?) and Weston M. Hicks, located at [Redacted], (?Mr. Hicks?), his affiliates, successors and assigns (collectively, the ?Consultant?). WHEREAS, Mr. Hicks announced his intention to re |
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| November 19, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 15, 2021 ALLEGHANY CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-9371 51-0283071 (State or other jurisdiction of incorporation) (Commission Fi |
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| November 4, 2021 |
ALLEGHANY CORPORATION REPORTS 2021 THIRD QUARTER RESULTS Exhibit 99.1 ALLEGHANY CORPORATION 1411 Broadway, 34th Floor New York, NY 10018 ALLEGHANY CORPORATION REPORTS 2021 THIRD QUARTER RESULTS NEW YORK, NY, November 4, 2021 ? Alleghany Corporation (NYSE-Y) announced its financial results for the third quarter of 2021. Book value per share was $644.37, a decrease of (2.1%) from June 30, 2021 and an increase of 3.3% from December 31, 2020, respectively. |
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| November 4, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 4, 2021 Alleghany Corporation (Exact name of registrant as specified in its charter) Delaware 1-9371 51-0283071 (State or other jurisdiction (Commission File Number) (IRS Emp |
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| November 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-9371 ALLEGHANY |
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| September 23, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 21, 2021 ALLEGHANY CORPORATION (Exact Name of Registrant as Specified in its Charter) Delaware 1-9371 51-0283071 (State or Other Jurisdiction of Incorporation) (Commission F |
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| September 23, 2021 |
Chris H. Cheesman Joins Alleghany Corporation Board of Directors EXHIBIT 99.1 ALLEGHANY CORPORATION 1411 Broadway, 34th Floor New York, NY 10018 Chris H. Cheesman Joins Alleghany Corporation Board of Directors NEW YORK, NY, September 21, 2021 - Alleghany Corporation (NYSE: Y) today announced that its Board of Directors has elected Chris H. Cheesman as a new independent director, increasing the size of the Board from eight to nine directors. Ms. Cheesman is a me |
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| August 13, 2021 |
Exhibit 1.1 ALLEGHANY CORPORATION $500,000,000 3.250% Senior Notes due 2051 UNDERWRITING AGREEMENT August 10, 2021 BMO Capital Markets Corp. 3 Times Square New York, NY 10036 Goldman Sachs & Co. LLC 200 West Street New York, NY 10282 U.S. Bancorp Investments, Inc. 214 N. Tryon Street, 26th Floor Charlotte, North Carolina 28202 Wells Fargo Securities, LLC 550 South Tryon Street Charlotte, NC 28202 |
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| August 13, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 10, 2021 ALLEGHANY CORPORATION (Exact Name of Registrant as Specified in its Charter) Delaware 1-9371 51-0283071 (State or Other Jurisdiction of Incorporation) (Commission File |
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| August 13, 2021 |
Exhibit 4.1 ALLEGHANY CORPORATION as Issuer AND THE BANK OF NEW YORK MELLON as Trustee FIFTH SUPPLEMENTAL INDENTURE Dated as of August 13, 2021 Supplement to Indenture dated as of September 20, 2010 Table of Contents Page ARTICLE 1 CREATION OF THE NOTES Section 1.01. Designation of Series 2 Section 1.02. Form of Note; Denomination 2 Section 1.03. Limit on Amount of Series 2 Section 1.04. Interest |
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| August 11, 2021 |
Table of Contents Filed Pursuant to Rule 424(b)(2) Registration No. 333-238047 CALCULATION OF REGISTRATION FEE Title of Each Class of Securities to be Registered Amount to be Registered Amount of Registration Fee(1) 3.250% Senior Notes due 2051 $500,000,000 $54,550 (1) Calculated in accordance with Rule 457(r) under the Securities Act of 1933, as amended. Table of Contents PROSPECTUS SUPPLEMENT (T |
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| August 10, 2021 |
SUBJECT TO COMPLETION, DATED AUGUST 10, 2021 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-238047 The information in this preliminary prospectus supplement is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell these securities, and they are not soliciting an offer to buy these securities in any jurisdiction where the offer or sale is not p |
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| August 10, 2021 |
Issuer Free Writing Prospectus dated August 10, 2021 Filed Pursuant to Rule 433 Relating to the Preliminary Prospectus Supplement dated August 10, 2021 (To Prospectus dated May 6, 2020) Registration Statement No. |
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| August 10, 2021 |
As filed with the Securities and Exchange Commission on August 10, 2021 As filed with the Securities and Exchange Commission on August 10, 2021 Registration No. |
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| August 5, 2021 |
ALLEGHANY CORPORATION REPORTS 2021 SECOND QUARTER RESULTS Exhibit 99.1 ALLEGHANY CORPORATION 1411 Broadway, 34th Floor New York, NY 10018 ALLEGHANY CORPORATION REPORTS 2021 SECOND QUARTER RESULTS NEW YORK, NY, August 5, 2021 ? Alleghany Corporation (NYSE-Y) announced its financial results for the second quarter of 2021. Book value per share was $658.23, an increase of 5.5% and 5.6% from March 31, 2021 and December 31, 2020, respectively. Excluding accumu |
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| August 5, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 5, 2021 ALLEGHANY CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-9371 51-0283071 (State or other jurisdiction of incorporation) (Commission File |
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| August 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-9371 ALLEGHANY CORP |
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| June 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 14, 2021 ALLEGHANY CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-9371 51-0283071 (State or other jurisdiction of incorporation) (Commission File N |
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| June 1, 2021 |
Conflict Minerals Report for the reporting period from January 1, 2020 to December 31, 2020. Exhibit 1.01 Alleghany Corporation Conflict Minerals Report For the Year Ended December 31, 2020 Overview This report has been prepared by Alleghany Corporation pursuant to Rule 13p-1 (the ?Rule?) promulgated under the Securities Exchange Act of 1934, as amended. The Rule currently designates columbite-tantalite or coltan (the metal ore from which tantalum is extracted), cassiterite (the metal ore |
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| June 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT ALLEGHANY CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-9371 51-0283071 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I.R.S. Employer Identification Number) 1411 Broadway, 34th Floor, New York, New York 10018 (Addre |
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| May 6, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 6, 2021 ALLEGHANY CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-9371 51-0283071 (State or other jurisdiction of incorporation) (Commission File Num |
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| May 6, 2021 |
ALLEGHANY CORPORATION REPORTS 2021 FIRST QUARTER RESULTS Exhibit 99.1 ALLEGHANY CORPORATION 1411 Broadway, 34th Floor New York, NY 10018 ALLEGHANY CORPORATION REPORTS 2021 FIRST QUARTER RESULTS NEW YORK, NY, May 6, 2021 ? Alleghany Corporation (NYSE-Y) announced its financial results for the first quarter of 2021. Book value per share was $623.78, approximately equal to book value per share at December 31, 2020, and an increase of 2.8% from the book val |
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| May 6, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-9371 ALLEGHANY COR |
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| April 26, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 23, 2021 ALLEGHANY CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-9371 51-0283071 (State or other jurisdiction of incorporation) (Commission File |
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| March 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 16, 2021 ALLEGHANY CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-9371 51-0283071 (State or other jurisdiction of incorporation) (Commission File |
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| March 15, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) ? Filed by the Registrant ? Filed by a Party other than the Registrant CHECK THE APPROPRIATE BOX: ? Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (as permitted by Rule 14 |
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| March 15, 2021 |
begin 644 ycourtesy-pdf.pdf M)5!$1BTQ+C<-"B6AL\77#0HQ(# @;V)J#0H\/"]086=E7!E M+U!A9V5S/CX-"F5N9&]B:@T*,R P(&]B:@T*/#PO0W)E871I;VY$871E*$0Z M,C R,3 S,3 R,30Q,3@I+T-R96%T;W(H4$1&:75M*2]0%L@," P(#4Y-" W-S1=+TUE9&EA0F]X6R P(# @-3DT(#^OF*,Y9-B=;(CA 3$I*1\M:PJ14T/")RT33!-0M7TWW?6IG$J.%#Y8&MV MWKSW'8>1?MR(>'N64@(X9P(^%B*SZ(?N!"?!3Y;>1?Q"HU*X4RA2CV$M4BVM[#8;5?W7[OF'29%&3]"E4R MFN6<*.;42#$6O(T!R3<:,]('"&)' |
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| March 3, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 1, 2021 ALLEGHANY CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-9371 51-0283071 (State or other jurisdiction of incorporation) (Commission File N |
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| March 3, 2021 |
ALLEGHANY CORPORATION ANNOUNCES CEO SUCCESSION AND EXECUTIVE APPOINTMENTS Exhibit 99.1 ALLEGHANY CORPORATION 1411 Broadway, 34th Floor New York, NY 10018 ALLEGHANY CORPORATION ANNOUNCES CEO SUCCESSION AND EXECUTIVE APPOINTMENTS NEW YORK, NY, March 3, 2021 ? Alleghany Corporation (NYSE: Y) announced today that Weston M. Hicks, President and Chief Executive Officer, has elected to retire as Chief Executive Officer and a director of Alleghany at year-end 2021. Joseph P. Br |
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| February 23, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ?ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 or ?TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-9371 ALLEGHANY CORPORATION (Exact na |
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| February 23, 2021 |
List of subsidiaries of Alleghany. Exhibit 21 SUBSIDIARIES OF ALLEGHANY CORPORATION Alleghany Insurance Holdings LLC (Delaware) CapSpecialty, Inc. |
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| February 23, 2021 |
ALLEGHANY CORPORATION REPORTS 2020 FOURTH QUARTER AND FULL YEAR RESULTS EX-99.1 Exhibit 99.1 ALLEGHANY CORPORATION 1411 Broadway, 34th Floor New York, NY 10018 ALLEGHANY CORPORATION REPORTS 2020 FOURTH QUARTER AND FULL YEAR RESULTS NEW YORK, NY, February 23, 2021 – Alleghany Corporation (NYSE-Y) announced its financial results for the three months and year ended December 31, 2020. Book value per share was $623.57, an increase of 2.9% from September 30, 2020 and an inc |
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| February 23, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 23, 2021 ALLEGHANY CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-9371 51-0283071 (State or other jurisdiction of incorporation) (Commission Fi |
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| February 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* ALLEGHANY CORP (Name of Issuer) Common Stock (Title of Class of Securities) 017175100 (CUSIP Number) December 31, 2020 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule |
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| February 10, 2021 |
SC 13G/A 1 tv0172-alleghanycorp.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 7)* Name of issuer: Alleghany Corp. Title of Class of Securities: Common Stock CUSIP Number: 017175100 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the r |
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| November 3, 2020 |
ALLEGHANY CORPORATION REPORTS 2020 THIRD QUARTER RESULTS Book Value Per Share Increases 2.6% EX-99.1 2 d49118dex991.htm EX-99.1 Exhibit 99.1 ALLEGHANY CORPORATION 1411 Broadway, 34th Floor New York, NY 10018 ALLEGHANY CORPORATION REPORTS 2020 THIRD QUARTER RESULTS Book Value Per Share Increases 2.6% NEW YORK, NY, November 3, 2020 – Alleghany Corporation (NYSE-Y) announced its financial results for the third quarter and first nine months of 2020. Highlights are below. Consolidated • Book v |
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| November 3, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 3, 2020 ALLEGHANY CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-9371 51-0283071 (State or other jurisdiction of incorporation) (Commission Fil |
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| November 3, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-9371 ALLEGHANY |
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| November 3, 2020 |
Exhibit 3.1 AMENDED AND RESTATED BY-LAWS OF ALLEGHANY CORPORATION DELAWARE ARTICLE I. STOCKHOLDERS Section 1. Annual Meetings The annual meeting of stockholders for the election of directors and for the transaction of any other business that may properly come before the meeting in accordance with these by-laws of Alleghany Corporation (the “Corporation”) (as amended from time to time in accordance |
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| September 21, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 21, 2020 ALLEGHANY CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-9371 51-0283071 (State or other jurisdiction of incorporation) (Commission F |
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| August 10, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 10, 2020 ALLEGHANY CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-9371 51-0283071 (State or other jurisdiction of incorporation) (Commission File |
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| August 5, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-9371 ALLEGHANY CORP |
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| August 4, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 4, 2020 ALLEGHANY CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-9371 51-0283071 (State or other jurisdiction of incorporation) (Commission File |
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| August 4, 2020 |
ALLEGHANY CORPORATION REPORTS 2020 SECOND QUARTER RESULTS Book Value Per Share Increases 7.6% EX-99.1 Exhibit 99.1 ALLEGHANY CORPORATION 1411 Broadway, 34th Floor New York, NY 10018 ALLEGHANY CORPORATION REPORTS 2020 SECOND QUARTER RESULTS Book Value Per Share Increases 7.6% NEW YORK, NY, August 4, 2020 – Alleghany Corporation (NYSE-Y) announced its financial results for the second quarter and first six months of 2020. Highlights are below. Consolidated ● Book value per share1 was $590.85 |
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| June 1, 2020 |
Conflict Minerals Report for the reporting period from January 1, 2019 to December 31, 2019. EX-1.01 Exhibit 1.01 Alleghany Corporation Conflict Minerals Report For the Year Ended December 31, 2019 Overview This report has been prepared by Alleghany Corporation pursuant to Rule 13p-1 (the “Rule”) promulgated under the Securities Exchange Act of 1934, as amended. The Rule currently designates columbite-tantalite or coltan (the metal ore from which tantalum is extracted), cassiterite (the m |
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| June 1, 2020 |
Form SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT ALLEGHANY CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-9371 51-0283071 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I.R.S. Employer Identification Number) 1411 Broadway, 34th Floor, New York, New York 1001 |
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| May 18, 2020 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 13, 2020 ALLEGHANY CORPORATION (Exact Name of Registrant as Specified in its Charter) Delaware 1-9371 51-0283071 (State or Other Jurisdiction (Commission File Number) (IRS Employe |
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| May 18, 2020 |
EX-4.1 Exhibit 4.1 ALLEGHANY CORPORATION as Issuer AND THE BANK OF NEW YORK MELLON as Trustee FOURTH SUPPLEMENTAL INDENTURE Dated as of May 18, 2020 Supplement to Indenture dated as of September 20, 2010 Table of Contents Page ARTICLE 1 CREATION OF THE NOTES Section 1.01. Designation of Series 2 Section 1.02. Form of Note; Denomination 2 Section 1.03. Limit on Amount of Series 2 Section 1.04. Inte |
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| May 18, 2020 |
EX-1.1 Exhibit 1.1 EXECUTION VERSION ALLEGHANY CORPORATION $500,000,000 3.625% Senior Notes due 2030 UNDERWRITING AGREEMENT May 13, 2020 BMO Capital Markets Corp. 3 Times Square New York, NY 10036 Goldman Sachs & Co. LLC 200 West Street New York, NY 10282 U.S. Bancorp Investments, Inc. 214 N. Tryon Street, 26th Floor Charlotte, North Carolina 28202 Wells Fargo Securities, LLC 550 South Tryon Stree |
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| May 14, 2020 |
424B2 Table of Contents Filed Pursuant to Rule 424(b)(2) Registration No. 333-238047 CALCULATION OF REGISTRATION FEE Title of Each Class of Securities to be Registered Amount to be Registered Amount of Registration Fee(1) 3.625% Senior Notes due 2030 $500,000,000 $64,900 (1) Calculated in accordance with Rule 457(r) under the Securities Act of 1933, as amended. Table of Contents PROSPECTUS SUPPLEM |
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| May 14, 2020 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 8, 2020 ALLEGHANY CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-9371 51-0283071 (State or other jurisdiction (Commission File Number) (IRS Employer |
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| May 13, 2020 |
FWP Issuer Free Writing Prospectus Filed Pursuant to Rule 433 Registration Statement No. |
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| May 11, 2020 |
SUBJECT TO COMPLETION, DATED MAY 11, 2020 424B5 Table of Contents The information in this preliminary prospectus supplement is not complete and may be changed. |
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| May 6, 2020 |
EX-24.1 Exhibit 24.1 Power of Attorney KNOW ALL MEN BY THESE PRESENTS, that each person whose signature appears below constitutes and appoints Weston M. Hicks, his or her true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution, for him or her and in his or her name, place and stead, in any and all capacities (including his or her capacity as a director and/or |
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| May 6, 2020 |
EX-24.1 Exhibit 24.1 Power of Attorney KNOW ALL MEN BY THESE PRESENTS, that each person whose signature appears below constitutes and appoints Weston M. Hicks, his or her true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution, for him or her and in his or her name, place and stead, in any and all capacities (including his or her capacity as a director and/or |
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| May 6, 2020 |
EX-24.1 Exhibit 24.1 Power of Attorney KNOW ALL MEN BY THESE PRESENTS, that each person whose signature appears below constitutes and appoints Weston M. Hicks, his or her true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution, for him or her and in his or her name, place and stead, in any and all capacities (including his or her capacity as a director and/or |
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| May 6, 2020 |
S-8 POS As filed with the Securities and Exchange Commission on May 6, 2020 Registration Statement No. |
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| May 6, 2020 |
EX-24.1 Exhibit 24.1 Power of Attorney KNOW ALL MEN BY THESE PRESENTS, that each person whose signature appears below constitutes and appoints Weston M. Hicks, his or her true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution, for him or her and in his or her name, place and stead, in any and all capacities (including his or her capacity as a director and/or |
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| May 6, 2020 |
S-8 POS As filed with the Securities and Exchange Commission on May 6, 2020 Registration Statement No. |
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| May 6, 2020 |
EX-24.1 Exhibit 24.1 Power of Attorney KNOW ALL MEN BY THESE PRESENTS, that each person whose signature appears below constitutes and appoints Weston M. Hicks, his or her true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution, for him or her and in his or her name, place and stead, in any and all capacities (including his or her capacity as a director and/or |
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| May 6, 2020 |
S-8 POS As filed with the Securities and Exchange Commission on May 6, 2020 Registration Statement No. |
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| May 6, 2020 |
S-8 POS As filed with the Securities and Exchange Commission on May 6, 2020 Registration Statement No. |
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| May 6, 2020 |
EX-25.1 Exhibit 25.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as specified in its charter) New York 13-516 |
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| May 6, 2020 |
S-8 POS As filed with the Securities and Exchange Commission on May 6, 2020 Registration Statement No. |
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| May 6, 2020 |
S-3ASR Table of Contents As filed with the Securities and Exchange Commission on May 6, 2020 Registration No. |
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| May 6, 2020 |
EX-24.1 Exhibit 24.1 Power of Attorney KNOW ALL MEN BY THESE PRESENTS, that each person whose signature appears below constitutes and appoints Weston M. Hicks, his or her true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution, for him or her and in his or her name, place and stead, in any and all capacities (including his or her capacity as a director and/or |
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| May 5, 2020 |
ALLEGHANY CORPORATION REPORTS 2020 FIRST QUARTER RESULTS EXHIBIT 99.1 ALLEGHANY CORPORATION 1411 Broadway, 34th Floor New York, NY 10018 ALLEGHANY CORPORATION REPORTS 2020 FIRST QUARTER RESULTS NEW YORK, NY, May 5, 2020 – Alleghany Corporation (NYSE-Y) announced its financial results for the first quarter of 2020. Highlights are below. • Book value per share1 was $549.07 as of March 31, 2020, a decrease of 7.7% from year-end 2019 after adjusting for the |
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| May 5, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-9371 ALLEGHANY COR |
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| May 5, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 5, 2020 Alleghany Corporation (Exact name of registrant as specified in its charter) Delaware 1-9371 51-0283071 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| April 24, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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| April 13, 2020 |
Y / Alleghany Corp. DEFA14A - - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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| March 16, 2020 |
NOTICE OF 2020 Annual Meeting of Stockholders and Proxy StatementLetter from the Chairman Dear Alleghany Stockholder: Thank you for your continued ownership and support of Alleghany Corporation. |
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| March 16, 2020 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) ☑ Filed by the Registrant ☐ Filed by a Party other than the Registrant CHECK THE APPROPRIATE BOX: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14 |
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| February 19, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 19, 2020 Alleghany Corporation (Exact name of registrant as specified in its charter) Delaware 1-9371 51-0283071 (State or other jurisdiction of incorporation) (Commission Fi |
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| February 19, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-9371 ALLEGHANY CORPORATION (Exact |
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| February 19, 2020 |
Exhibit 4.06 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Alleghany Corporation (“Alleghany”) has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”): its common stock, par value $1.00 per share (“Common Stock”). The following is a summary of the material t |
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| February 19, 2020 |
EX-99.1 Exhibit 99.1 ALLEGHANY CORPORATION 1411 Broadway, 34th Floor New York, NY 10018 ALLEGHANY CORPORATION REPORTS 2019 FOURTH QUARTER AND FULL YEAR RESULTS Declares Special Dividend of $15 per Share Book Value Per Share Increases 15.8% in 2019 NEW YORK, NY, February 19, 2020 – Alleghany Corporation (NYSE-Y) announced its financial results for the three months and year ended December 31, 2019. |
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| February 12, 2020 |
Y / Alleghany Corp. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 6)* Name of issuer: Alleghany Corp Title of Class of Securities: Common Stock CUSIP Number: 017175100 Date of Event Which Requires Filing of this Statement: December 31, 2019 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule |
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| February 10, 2020 |
Y / Alleghany Corp. / Boston Partners - ROBECO INVESTMENT MANAGEMENT INC. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* ALLEGHANY CORP (Name of Issuer) Common Stock (Title of Class of Securities) 017175100 (CUSIP Number) December 31, 2019 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule |
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| January 2, 2020 |
Y / Alleghany Corp. CORRESP - - CORRESP ALLEGHANY CORPORATION 1411 Broadway New York, New York 10018 January 2, 2020 VIA EDGAR Division of Corporation Finance Securities and Exchange Commission 100 F Street, N. |
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| December 23, 2019 |
EX-10.1 Exhibit 10.1 AMENDMENT TO THE ALLEGHANY CORPORATION RETIREMENT PLAN (As Amended and Restated as of December 31, 2015) WHEREAS, Alleghany Corporation, a Delaware corporation (“Alleghany”), currently sponsors and maintains the Alleghany Corporation Retirement Plan (the “Plan”) primarily for the purpose of providing nonqualified deferred compensation retirement benefits for a select group of |
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| December 23, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 17, 2019 ALLEGHANY CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-9371 51-0283071 (State or other jurisdiction of incorporation) (Commission Fi |
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| December 12, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 12, 2019 ALLEGHANY CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-9371 51-0283071 (State or other jurisdiction of incorporation) (Commission Fi |
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| November 5, 2019 |
ALLEGHANY CORPORATION REPORTS 2019 THIRD QUARTER RESULTS Book value per share increases 1.8% EX-99.1 Exhibit 99.1 ALLEGHANY CORPORATION 1411 Broadway, 34th Floor New York, NY 10018 ALLEGHANY CORPORATION REPORTS 2019 THIRD QUARTER RESULTS Book value per share increases 1.8% NEW YORK, NY, November 5, 2019 – Alleghany Corporation (NYSE-Y) announced its financial results for the third quarter and first nine months of 2019. Highlights are below. ● Book value per share1 was $612.87 as of Septem |
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| November 5, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 5, 2019 Alleghany Corporation (Exact name of registrant as specified in its charter) Delaware 1-9371 51-0283071 (State or other jurisdiction of incorporation) (Commission Fil |
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| November 5, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-9371 ALLEGHANY |
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| October 28, 2019 |
EX-10.2 Exhibit 10.2 CAPSPECIALTY, INC. 2019 RESTRICTED SHARE PLAN This CapSpecialty, Inc. 2019 Restricted Share Plan (the “Plan”) has been adopted by the Board on October 22, 2019 and shall be effective immediately following the occurrence of the mandatory conversion contemplated by Section 5.1(b) of the Third Amended and Restated of Incorporation of the Company (the “Effective Time”). The Plan s |
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| October 28, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 22, 2019 ALLEGHANY CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-9371 51-0283071 (State or other jurisdiction of incorporation) (Commission Fil |
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| October 28, 2019 |
EX-10.1 Exhibit 10.1 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (the “Employment Agreement”) is made as of October 22, 2019 (the “Effective Date”), to be effective as of the date hereof, by and between Capitol Indemnity Corporation, a Wisconsin corporation (the “Company”), and John L. Sennott (the “Executive”). WHEREAS, the Company desires to employ Executive and to enter into this Employment |
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| August 6, 2019 |
ALLEGHANY CORPORATION REPORTS 2019 SECOND QUARTER RESULTS Book value per share increases 5.6% EX-99.1 Exhibit 99.1 ALLEGHANY CORPORATION 1411 Broadway, 34th Floor New York, NY 10018 ALLEGHANY CORPORATION REPORTS 2019 SECOND QUARTER RESULTS Book value per share increases 5.6% NEW YORK, NY, August 6, 2019 – Alleghany Corporation (NYSE-Y) announced its financial results for the second quarter and first six months of 2019. Highlights are below. ● Book value per share1 was $601.90 as of June 30 |
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| August 6, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 6, 2019 ALLEGHANY CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-9371 51-0283071 (State or other jurisdiction of incorporation) (Commiss |
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| August 6, 2019 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Numbe r 1- |
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| July 1, 2019 |
ALLEGHANY CORPORATION ANNOUNCES EXECUTIVE APPOINTMENTS EX-99.1 Exhibit 99.1 ALLEGHANY CORPORATION 1411 Broadway, 34th Floor New York, NY 10018 ALLEGHANY CORPORATION ANNOUNCES EXECUTIVE APPOINTMENTS NEW YORK, NY, July 1, 2019 – Alleghany Corporation (NYSE:Y) today announced that Mr. Jack Sennott has been appointed Chairman, Chief Executive Officer and President of Alleghany’s wholly-owned subsidiary, CapSpecialty, Inc., an underwriter of commercial pro |
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| July 1, 2019 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 1, 2019 ALLEGHANY CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-9371 51-0283071 (State or other jurisdiction of incorporation) (Commissio |
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| May 31, 2019 |
Alleghany Corporation Conflict Minerals Report For the Year Ended December 31, 2018 EX-1.01 Exhibit 1.01 Alleghany Corporation Conflict Minerals Report For the Year Ended December 31, 2018 Overview This report has been prepared by Alleghany Corporation pursuant to Rule 13p-1 (the “Rule”) promulgated under the Securities Exchange Act of 1934, as amended. The Rule currently designates columbite-tantalite or coltan (the metal ore from which tantalum is extracted), cassiterite (the m |
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| May 31, 2019 |
Y / Alleghany Corp. SD - - FORM SD Form SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT ALLEGHANY CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-9371 51-0283071 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I.R.S. Employer Identification Number) 1411 Broadway, 34th Floor, New York, New York 1001 |
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| May 7, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 7, 2019 ALLEGHANY CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-9371 51-0283071 (State or other jurisdiction of incorporation) (Commission |
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| May 7, 2019 |
ALLEGHANY CORPORATION REPORTS 2019 FIRST QUARTER RESULTS Book value per common share increases 8.0% EX-99.1 Exhibit 99.1 ALLEGHANY CORPORATION 1411 Broadway, 34th Floor New York, NY 10018 ALLEGHANY CORPORATION REPORTS 2019 FIRST QUARTER RESULTS Book value per common share increases 8.0% NEW YORK, NY, May 7, 2019 – Alleghany Corporation (NYSE-Y) announced its financial results for the first quarter of 2019. Highlights are below. ● Book value per common share1 was $570.09 as of March 31, 2019, an |
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| May 7, 2019 |
Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 30, 2019 |
Submission of Matters to a Vote of Security Holders Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 26, 2019 ALLEGHANY CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-9371 51-0283071 (State or other jurisdiction of incorporation) (Commiss |
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| March 15, 2019 |
DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 20, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 20, 2019 ALLEGHANY CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-9371 51-0283071 (State or other jurisdiction of incorporation) (Comm |
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| February 20, 2019 |
ALLEGHANY CORPORATION REPORTS 2018 FOURTH QUARTER AND FULL YEAR RESULTS EX-99.1 Exhibit 99.1 ALLEGHANY CORPORATION 1411 Broadway, 34th Floor New York, NY 10018 ALLEGHANY CORPORATION REPORTS 2018 FOURTH QUARTER AND FULL YEAR RESULTS NEW YORK, NY, February 20, 2019 – Alleghany Corporation (NYSE-Y) announced today its financial results for the three months and year-ended December 31, 2018. Highlights are below. ● Book value per common share1 was $527.75 as of December 31 |
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| February 20, 2019 |
List of subsidiaries of Alleghany. EX-21 Exhibit 21 SUBSIDIARIES OF ALLEGHANY CORPORATION Alleghany Insurance Holdings LLC (Delaware) CapSpecialty, Inc. |
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| February 20, 2019 |
Y / Alleghany Corp. 10-K (Annual Report) 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 12, 2019 |
Y / Alleghany Corp. / Boston Partners - ROBECO INVESTMENT MANAGEMENT INC. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* ALLEGHANY CORP (Name of Issuer) Common Stock (Title of Class of Securities) 017175100 (CUSIP Number) December 31, 2018 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule |
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| February 11, 2019 |
ARES.PRA / Ares Management, L.P. / Alleghany Corp /DE - SC 13G Passive Investment SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Ares Management Corporation (Name of Issuer) Class A Common Stock (Title of Class of Securities) 03990B101 (CUSIP Number) December 31, 2018 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule purs |
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| February 11, 2019 |
Y / Alleghany Corp. / VANGUARD GROUP INC Passive Investment alleghanycorp.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 5 )* Name of issuer: Alleghany Corp Title of Class of Securities: Common Stock CUSIP Number: 017175100 Date of Event Which Requires Filing of this Statement: December 31, 2018 Check the appropriate box to desi |
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| January 18, 2019 |
LAUREN M. TYLER JOINS ALLEGHANY CORPORATION BOARD OF DIRECTORS EX-99.1 EXHIBIT 99.1 ALLEGHANY CORPORATION 1411 Broadway, 34th Floor New York, NY 10018 LAUREN M. TYLER JOINS ALLEGHANY CORPORATION BOARD OF DIRECTORS NEW YORK, NY, January 15, 2019 – Alleghany Corporation (NYSE:Y) today announced that its Board of Directors has elected Lauren M. Tyler as a new independent director, increasing the size of the Board from eight to nine directors. Ms. Tyler is curren |
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| January 18, 2019 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 15, 2019 ALLEGHANY CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-9371 51-0283071 (State or other jurisdiction of incorporation) (Commi |
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| November 1, 2018 |
EX-99.1 Exhibit 99.1 ALLEGHANY CORPORATION 1411 Broadway, 34th Floor New York, NY 10018 ALLEGHANY CORPORATION REPORTS 2018 THIRD QUARTER RESULTS Book value per common share increases 2.8% in the third quarter NEW YORK, NY, November 1, 2018 – Alleghany Corporation (NYSE-Y) announced today its financial results for the third quarter and first nine months of 2018. Weston Hicks, President and chief ex |
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| November 1, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 1, 2018 ALLEGHANY CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-9371 51-0283071 (State or other jurisdiction of incorporation) (Commi |
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| November 1, 2018 |
Y / Alleghany Corp. FORM 10-Q (Quarterly Report) Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| August 2, 2018 |
EX-99.1 Exhibit 99.1 ALLEGHANY CORPORATION 1411 Broadway, 34th Floor New York, NY 10018 ALLEGHANY CORPORATION REPORTS 2018 SECOND QUARTER RESULTS Book value per common share increases 2.8% in the second quarter NEW YORK, NY, August 2, 2018 – Alleghany Corporation (NYSE-Y) announced today its financial results for the second quarter and first six months of 2018. Weston Hicks, President and chief ex |
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| August 2, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 2, 2018 ALLEGHANY CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-9371 51-0283071 (State or other jurisdiction of incorporation) (Commiss |
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| August 2, 2018 |
Y / Alleghany Corp. 10-Q (Quarterly Report) 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| June 21, 2018 |
EX-99.1 Exhibit 99.1 Alleghany ALLEGHANY CORPORATION AND SUBSIDIARIES FINANCIAL SUPPLEMENT 2017 and 2016 Prior Period Results for Alleghany Capital Corporation Investor Contact: Kerry Jacobs This report is for informational purposes only. It should be read in conjunction with documents filed by Alleghany Corporation with the U.S. Securities and Exchange Commission, including the company’s Annual R |
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| June 21, 2018 |
Financial Statements and Exhibits, Other Events Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 21, 2018 ALLEGHANY CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-9371 51-0283071 (State or other jurisdiction of incorporation) (Commissi |
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| May 31, 2018 |
Alleghany Corporation Conflict Minerals Report For the Year Ended December 31, 2017 EX-1.01 Exhibit 1.01 Alleghany Corporation Conflict Minerals Report For the Year Ended December 31, 2017 Overview This report has been prepared by Alleghany Corporation pursuant to Rule 13p-1 (the “Rule”) promulgated under the Securities Exchange Act of 1934, as amended. The Rule currently designates columbite-tantalite or coltan (the metal ore from which tantalum is extracted), cassiterite (the m |
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| May 31, 2018 |
Form SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report ALLEGHANY CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-9371 51-0283071 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I.R.S. Employer Identification Number) 1411 Broadway, 34th Floor, New York, New York 1001 |
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| May 3, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 3, 2018 ALLEGHANY CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-9371 51-0283071 (State or other jurisdiction of incorporation) (Commission |
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| May 3, 2018 |
ALLEGHANY CORPORATION REPORTS 2018 FIRST QUARTER RESULTS EX-99.1 Exhibit 99.1 ALLEGHANY CORPORATION 1411 Broadway, 34th Floor New York, NY 10018 ALLEGHANY CORPORATION REPORTS 2018 FIRST QUARTER RESULTS NEW YORK, NY, May 3, 2018 – Alleghany Corporation (NYSE-Y) announced today its financial results for the first quarter of 2018. Highlights are below. ● Book value per common share1 was $545.07 as of March 31, 2018, a decrease of 1.5% from book value per c |
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| May 3, 2018 |
Y / Alleghany Corp. 10-Q (Quarterly Report) 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| May 1, 2018 |
Submission of Matters to a Vote of Security Holders Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 27, 2018 ALLEGHANY CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-9371 51-0283071 (State or other jurisdiction of incorporation) (Commiss |
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| April 20, 2018 |
CORRESP ALLEGHANY CORPORATION 1411 Broadway New York, New York 10018 April 20, 2018 VIA EDGAR Ms. |
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| March 16, 2018 |
DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 21, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 21, 2018 ALLEGHANY CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-9371 51-0283071 (State or other jurisdiction of incorporation) (Comm |
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| February 21, 2018 |
EX-99.1 Exhibit 99.1 ALLEGHANY CORPORATION 1411 Broadway, 34th Floor New York, NY 10018 ALLEGHANY CORPORATION REPORTS 2017 FOURTH QUARTER AND FULL-YEAR RESULTS -Declares Special Dividend of $10 per Share- NEW YORK, NY, February 21, 2018 ? Alleghany Corporation (NYSE-Y) announced today its financial results for the three months and year ended December 31, 2017. Highlights are below. ? Book value pe |
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| February 21, 2018 |
EX-10.05(c) Exhibit 10.05(c) Exhibit B ALLEGHANY CORPORATION Restricted Stock Unit Award Agreement This award of Restricted Stock Units (the “Award”) is made as of [●] (the “Award Date”), by and between Alleghany Corporation, a Delaware corporation (the “Corporation”), and [●] (the “Participant”), pursuant to the Alleghany Corporation 2017 Long-Term Incentive Plan (the “Plan”) and the following te |
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| February 21, 2018 |
Mine Safety Disclosure required under Regulation 104 of Item S-K. EX-95 11 d469642dex95.htm EX-95 Exhibit 95 MINE SAFETY DISCLOSURE Section 1503(a) of the Dodd-Frank Wall Street Reform and Consumer Protection Act and Item 104 of Regulation S-K (17 CFR § 229.104) require issuers that are operators, or that have a subsidiary that is an operator, of a coal or other mine to disclose certain information regarding specified health and safety violations, orders and cit |
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| February 21, 2018 |
List of subsidiaries of Alleghany. EX-21 5 d469642dex21.htm EX-21 Exhibit 21 SUBSIDIARIES OF ALLEGHANY CORPORATION Alleghany Insurance Holdings LLC (Delaware) CapSpecialty, Inc. (Wisconsin) Capitol Facilities Corporation (Wisconsin) Professional Risk Management Services, Inc. (Delaware) Capitol Indemnity Corporation (Wisconsin) Capitol Specialty Insurance Corporation (Wisconsin) Platte River Insurance Company (Nebraska) CATA Servic |
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| February 21, 2018 |
EX-10.05(b) Exhibit 10.05(b) ALLEGHANY CORPORATION Performance Share Award Agreement This award of Performance Shares (the “Award”) is made as of [●], by and between Alleghany Corporation, a Delaware corporation (the “Corporation”), and [●] (the “Participant”), pursuant to the Alleghany Corporation 2017 Long-Term Incentive Plan (the “Plan”) and the following terms and conditions of this agreement |
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| February 21, 2018 |
Statement regarding Calculation of Ratio of Earnings to Fixed Charges. EX-12.1 Exhibit 12.1 RATIO OF EARNINGS TO FIXED CHARGES Year Ended December 31, 2017 2016 2015 2014 2013 Ratio of Earnings to Fixed Charges* 1.4x 7.9x 8.2x 9.9x 9.9x * For purposes of calculating these ratios, “Earnings” consists of (i) earnings from continuing operations, before income taxes, (ii) fixed charges and (iii) amortization of any capitalized interest, and “Fixed Charges” consists of (i |
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| February 21, 2018 |
Y / Alleghany Corp. FORM 10-K (Annual Report) Form 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 13, 2018 |
Y / Alleghany Corp. / Boston Partners - ROBECO INVESTMENT MANAGEMENT INC. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 ALLEGHANY CORP (Name of Issuer) Common Stock (Title of Class of Securities) 017175100 (CUSIP Number) December 31, 2017 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule |
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| February 12, 2018 |
Y / Alleghany Corp. / VANGUARD GROUP INC Passive Investment alleghanycorp.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 4 )* Name of issuer: Alleghany Corp Title of Class of Securities: Common Stock CUSIP Number: 017175100 Date of Event Which Requires Filing of this Statement: December 31, 2017 Check the appropriate box to desi |
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| November 2, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 2, 2017 ALLEGHANY CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-9371 51-0283071 (State or other jurisdiction of incorporation) (Commi |
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| November 2, 2017 |
ALLEGHANY CORPORATION REPORTS 2017 THIRD QUARTER RESULTS EX-99.1 Exhibit 99.1 ALLEGHANY CORPORATION 1411 Broadway, 34th Floor New York, NY 10018 ALLEGHANY CORPORATION REPORTS 2017 THIRD QUARTER RESULTS NEW YORK, NY, November 2, 2017 ? Alleghany Corporation (NYSE-Y) announced today its financial results for the three and nine months ended September 30, 2017. Highlights are listed below. ? Book value per common share1 was $532.40 as of September 30, 2017, |
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| November 2, 2017 |
Exhibit 95 MINE SAFETY DISCLOSURE Section 1503(a) of the Dodd-Frank Wall Street Reform and Consumer Protection Act and Item 104 of Regulation S-K (17 CFR ? 229. |
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| November 2, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| October 27, 2017 |
ALLEGHANY CORPORATION 1411 Broadway New York, New York 10018 October 27, 2017 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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| September 15, 2017 |
CORRESP ALLEGHANY CORPORATION 1411 Broadway New York, New York 10018 September 15, 2017 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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| August 3, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 3, 2017 ALLEGHANY CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-9371 51-0283071 (State or other jurisdiction of incorporation) (Commiss |
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| August 3, 2017 |
ALLEGHANY CORPORATION REPORTS 2017 SECOND QUARTER RESULTS EX-99.1 Exhibit 99.1 ALLEGHANY CORPORATION 1411 Broadway, 34th Floor New York, NY 10018 ALLEGHANY CORPORATION REPORTS 2017 SECOND QUARTER RESULTS NEW YORK, NY, August 3, 2017 ? Alleghany Corporation (NYSE-Y) announced today its financial results for the three and six months ended June 30, 2017. Highlights are listed below. ? Book value per common share1 was $547.06 as of June 30, 2017, an increase |
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| August 3, 2017 |
Exhibit 95 MINE SAFETY DISCLOSURE Section 1503(a) of the Dodd-Frank Wall Street Reform and Consumer Protection Act and Item 104 of Regulation S-K (17 CFR ? 229. |
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| August 3, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| August 1, 2017 |
EX-10.1(b) Exhibit 10.1(b) LIST OF CONTENTS OF EXHIBITS AND SCHEDULES TO CREDIT AGREEMENT SCHEDULES: Schedule 1.01 ? Material Subsidiaries Schedule 2.01 ? Commitments Schedule 2.02 ? Rate Grid EXHIBITS: EXHIBIT A ? Form of Assignment and Acceptance |
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| August 1, 2017 |
EX-10.1(a) Exhibit 10.1(a) EXECUTION VERSION Deal CUSIP: 01717JAE0 Facility CUSIP: 01717JAF7 CREDIT AGREEMENT dated as of July 31, 2017 among ALLEGHANY CORPORATION, as Borrower, The LENDERS Party Hereto, and U.S. BANK NATIONAL ASSOCIATION, as Administrative Agent $300,000,000 Unsecured Revolving Credit Facility U.S. BANK NATIONAL ASSOCIATION, as Joint Lead Arranger and Sole Bookrunner BMO HARRIS B |
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| August 1, 2017 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 31, 2017 ALLEGHANY CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-9371 51-0283071 (State or other jurisdiction (Commission File Number) (I |
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| July 10, 2017 |
Submission of Matters to a Vote of Security Holders Amendment No. 1 to Form 8-k UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 28, 2017 ALLEGHANY CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-9371 51-0283071 (State or other |
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| July 6, 2017 |
ALLEGHANY CORPORATION 1411 Broadway New York, New York 10018 July 6, 2017 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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| June 20, 2017 |
Form S-8 As filed with the Securities and Exchange Commission on June 20, 2017 Registration No. |
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| May 31, 2017 |
Form SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT ALLEGHANY CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-9371 51-0283071 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I.R.S. Employer Identification Number) 1411 Broadway, 34th Floor, New York, New York 1001 |
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| May 31, 2017 |
Alleghany Corporation Conflict Minerals Report For the Year Ended December 31, 2016 EX-1.01 Exhibit 1.01 Alleghany Corporation Conflict Minerals Report For the Year Ended December 31, 2016 Overview This report has been prepared by Alleghany Corporation pursuant to Rule 13p-1 (the ?Rule?) promulgated under the Securities Exchange Act of 1934, as amended. The Rule currently designates columbite-tantalite or coltan (the metal ore from which tantalum is extracted), cassiterite (the m |
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| May 17, 2017 |
CORRESP ALLEGHANY CORPORATION 1411 Broadway New York, New York 10018 May 17, 2017 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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| May 4, 2017 |
Alleghany 10-Q (Quarterly Report) 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| May 4, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 4, 2017 ALLEGHANY CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-9371 51-0283071 (State or other jurisdiction of incorporation) (Commission |
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| May 4, 2017 |
ALLEGHANY CORPORATION REPORTS 2017 FIRST QUARTER RESULTS EX-99.1 Exhibit 99.1 ALLEGHANY CORPORATION 1411 Broadway, 34th Floor New York, NY 10018 ALLEGHANY CORPORATION REPORTS 2017 FIRST QUARTER RESULTS NEW YORK, NY, May 4, 2017 ? Alleghany Corporation (NYSE-Y) announced today its financial results for the first quarter of 2017. Highlights are listed below. ? Book value per common share1 was $530.86 as of March 31, 2017, an increase of 3.0% from book val |
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| May 4, 2017 |
EX-95 Exhibit 95 MINE SAFETY DISCLOSURE Section 1503(a) of the Dodd-Frank Wall Street Reform and Consumer Protection Act and Item 104 of Regulation S-K (17 CFR § 229. |
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| May 1, 2017 |
Submission of Matters to a Vote of Security Holders 8-K 1 d368594d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 28, 2017 ALLEGHANY CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-9371 51-0283071 (State or other jurisdiction of in |
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| March 17, 2017 |
DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 22, 2017 |
Alleghany FORM 10-K (Annual Report) Form 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 22, 2017 |
ALLEGHANY CORPORATION REPORTS 2016 FOURTH QUARTER AND FULL YEAR RESULTS EX-99.1 Exhibit 99.1 ALLEGHANY CORPORATION 1411 Broadway, 34th Floor New York, NY 10018 ALLEGHANY CORPORATION REPORTS 2016 FOURTH QUARTER AND FULL YEAR RESULTS NEW YORK, NY, February 22, 2017 ? Alleghany Corporation (NYSE-Y) announced today its financial results for the three months and year ended December 31, 2016. Highlights are listed below. ? Book value per common share1 was $515.24 as of Dece |
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| February 22, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 22, 2017 ALLEGHANY CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-9371 51-0283071 (State or other jurisdiction of incorporation) (Comm |
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| February 22, 2017 |
EX-21 Exhibit 21 SUBSIDIARIES OF ALLEGHANY CORPORATION Alleghany Insurance Holdings LLC (Delaware) CapSpecialty, Inc. |
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| February 22, 2017 |
RATIO OF EARNINGS TO FIXED CHARGES EX-12.1 Exhibit 12.1 RATIO OF EARNINGS TO FIXED CHARGES Year Ended December 31, 2016 2015 2014 2013 2012 Ratio of Earnings to Fixed Charges* 7.9 x 8.2 x 9.9 x 9.9 x 10.1 x * For purposes of calculating these ratios, “Earnings” consists of (i) earnings from continuing operations, before income taxes, (ii) fixed charges and (iii) amortization of any capitalized interest, and “Fixed Charges” consists |
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| February 22, 2017 |
EX-95 Exhibit 95 MINE SAFETY DISCLOSURE Section 1503(a) of the Dodd-Frank Wall Street Reform and Consumer Protection Act and Item 104 of Regulation S-K (17 CFR § 229. |
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| February 9, 2017 |
Y / Alleghany Corp. / VANGUARD GROUP INC Passive Investment alleghanycorp.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 3 )* Name of issuer: Alleghany Corp Title of Class of Securities: Common Stock CUSIP Number: 017175100 Date of Event Which Requires Filing of this Statement: December 31, 2016 Check the appropriate box to desi |
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| November 17, 2016 |
ALLEGHANY CORPORATION ANNOUNCES PRELIMINARY HURRICANE MATTHEW LOSS ESTIMATE EX-99.1 Exhibit 99.1 ALLEGHANY CORPORATION 1411 Broadway, 34th Floor New York, NY 10018 ALLEGHANY CORPORATION ANNOUNCES PRELIMINARY HURRICANE MATTHEW LOSS ESTIMATE NEW YORK, NY, November 17, 2016 ? Alleghany Corporation (NYSE-Y) today announced that its consolidated pre-tax loss related to Hurricane Matthew, net of reinsurance and reinstatement premiums, is estimated to be less than $75 million. A |
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| November 17, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 17, 2016 ALLEGHANY CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-9371 51-0283071 (State or other jurisdiction of incorporation) (Comm |
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| November 1, 2016 |
Alleghany FORM 10-Q (Quarterly Report) FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| November 1, 2016 |
ALLEGHANY CORPORATION REPORTS 2016 THIRD QUARTER RESULTS EX-99.1 Exhibit 99.1 ALLEGHANY CORPORATION 1411 Broadway, 34th Floor New York, NY 10018 ALLEGHANY CORPORATION REPORTS 2016 THIRD QUARTER RESULTS NEW YORK, NY, November 1, 2016 ? Alleghany Corporation (NYSE-Y) announced today its financial results for the three and nine months ended September 30, 2016. Highlights are listed below. ? Book value per common share1 was $525.13 as of September 30, 2016, |
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| November 1, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 1, 2016 ALLEGHANY CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-9371 51-0283071 (State or other jurisdiction (Commission File Number) (IRS Emp |
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| November 1, 2016 |
EX-95 Exhibit 95 MINE SAFETY DISCLOSURE Section 1503(a) of the Dodd-Frank Wall Street Reform and Consumer Protection Act and Item 104 of Regulation S-K (17 CFR § 229. |
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| August 2, 2016 |
Alleghany 10-Q (Quarterly Report) 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| August 2, 2016 |
ALLEGHANY CORPORATION REPORTS 2016 SECOND QUARTER RESULTS EX-99.1 Exhibit 99.1 ALLEGHANY CORPORATION 1411 Broadway, 34th Floor New York, NY 10018 ALLEGHANY CORPORATION REPORTS 2016 SECOND QUARTER RESULTS NEW YORK, NY, August 2, 2016 ? Alleghany Corporation (NYSE-Y) announced today its financial results for the three and six months ended June 30, 2016. Highlights are listed below. ? Book value per common share1 was $512.84 as of June 30, 2016, an increase |
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| August 2, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 2, 2016 ALLEGHANY CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-9371 51-0283071 (State or other jurisdiction of incorporation) (Commission File |
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| August 2, 2016 |
EX-95 Exhibit 95 MINE SAFETY DISCLOSURE Section 1503(a) of the Dodd-Frank Wall Street Reform and Consumer Protection Act and Item 104 of Regulation S-K (17 CFR § 229. |
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| July 5, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 5, 2016 ALLEGHANY CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-9371 51-0283071 (State or other jurisdiction of incorporation) (Commissio |
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| July 5, 2016 |
EX-99.1 Exhibit 99.1 Gen Re and TransRe Form Exclusive Broker Market Underwriting Relationship TransRe to Manage Gen Re?s Broker Market Treaty Business in U.S. and Canada Under 5-year Agreement NEW YORK, NY, July 5, 2016 ? General Reinsurance Corporation (?Gen Re?), a wholly owned subsidiary of Berkshire Hathaway Inc. (NYSE:BRK), and Transatlantic Reinsurance Company (?TransRe?), a wholly owned su |
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| May 5, 2016 |
Y / Alleghany Corp. 10-Q - Quarterly Report - 10-Q 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| May 5, 2016 |
EX-95 Exhibit 95 MINE SAFETY DISCLOSURE Section 1503(a) of the Dodd-Frank Wall Street Reform and Consumer Protection Act and Item 104 of Regulation S-K (17 CFR § 229. |
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| May 5, 2016 |
ALLEGHANY CORPORATION REPORTS 2016 FIRST QUARTER RESULTS EX-99.1 Exhibit 99.1 ALLEGHANY CORPORATION 7 Times Square Tower, 17th Floor New York, NY 10036 ALLEGHANY CORPORATION REPORTS 2016 FIRST QUARTER RESULTS NEW YORK, NY, May 5, 2016 ? Alleghany Corporation (NYSE-Y) announced today its financial results for the first quarter of 2016. Highlights are listed below. ? Book value per common share1 was $503.43 as of March 31, 2016, an increase of 3.6% from b |
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| May 5, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 5, 2016 ALLEGHANY CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-9371 51-0283071 (State or other jurisdiction of incorporation) (Commission |
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| April 26, 2016 |
Submission of Matters to a Vote of Security Holders Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 22, 2016 ALLEGHANY CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-9371 51-0283071 (State or other jurisdiction of incorporation) (Commiss |
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| March 17, 2016 |
DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 23, 2016 |
EX-95 Exhibit 95 MINE SAFETY DISCLOSURE Section 1503(a) of the Dodd-Frank Wall Street Reform and Consumer Protection Act and Item 104 of Regulation S-K (17 CFR § 229. |
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| February 23, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 23, 2016 ALLEGHANY CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-9371 51-0283071 (State or other jurisdiction of incorporation) (Comm |
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| February 23, 2016 |
Y / Alleghany Corp. 10-K - Annual Report - FORM 10-K Form 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 23, 2016 |
EX-10.03 Exhibit 10.03 ALLEGHANY CORPORATION OFFICERS AND HIGHLY COMPENSATED EMPLOYEES DEFERRED COMPENSATION PLAN (As Amended and Restated as of December 31, 2014) The Alleghany Corporation Officers and Highly Compensated Employees Deferred Compensation Plan (the “Plan”), as amended and restated (and further revised) as of December 31, 2014, provides for an unfunded savings benefit and an unfunded |
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| February 23, 2016 |
EX-10.06 Exhibit 10.06 ALLEGHANY CORPORATION RETIREMENT PLAN (As Amended Effective December 31, 2015) This document sets forth the Alleghany Corporation Retirement Plan, as amended and restated (and further revised) effective as of December 31, 2015. The retirement benefit of any Participant who has a Separation from Service on or after January 1, 2016 shall be determined under the terms of this P |
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| February 23, 2016 |
RATIO OF EARNINGS TO FIXED CHARGES EX-12.1 Exhibit 12.1 RATIO OF EARNINGS TO FIXED CHARGES Year Ended December 31, 2015 2014 2013 2012 2011 Ratio of Earnings to Fixed Charges* 8.2x 9.9x 9.9x 10.1x 10.1x * For purposes of calculating these ratios, “Earnings” consists of (i) earnings from continuing operations, before income taxes, (ii) fixed charges and (iii) amortization of any capitalized interest, and “Fixed Charges” consists of |
