YUME Pengajuan SEC - YuMe, Inc.- Laporan Tahunan, Pernyataan Kuasa, Prospektus

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SEC Filings

All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to YuMe, Inc.

SEC Filings (Chronological Order)

Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.

February 16, 2018	15-12B	YUME / YuMe, Inc. 15-12B 15-12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(G) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 001-36039 Redwood Merger Sub II, Inc. (successor in interest to YuMe
February 12, 2018	SC 13G/A	YUME / YuMe, Inc. / KHOSLA VINOD - SC 13 Passive Investment SC 13 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.
February 12, 2018	EX-99.1	JOINT FILING AGREEMENT EX-99.1 2 d535373dex991.htm EX-99.1 Exhibit 99.1 JOINT FILING AGREEMENT Pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree that only one statement containing the information required by Schedule 13G need be filed with respect to the ownership by each of the undersigned of the shares of Common Stock of YuMe, Inc. Dated: February 12, 2018
February 6, 2018	SC 13D/A	YUME / YuMe, Inc. / AVI Partners, LLC - YUME, INC. Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 10)1 YuMe, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 98872B104 (CUSIP Number) DARREN C. WALLIS AVI PA
February 5, 2018	EX-99.1	POWER OF ATTORNEY EX-99.1 2 tv484714ex99-1.htm POWER OF ATTORNEY Exhibit 99.1 POWER OF ATTORNEY Each of the undersigned constitutes and appoints Anne G. Plimpton and Michael Boykins as the undersigned’s true and lawful attorneys-in-fact and agents, with full power of substitution and resubstitution, for the undersigned and in the undersigned’s name, place and stead, to sign any and all Securities and Exchange Commi
February 5, 2018	SC 13G/A	YUME / YuMe, Inc. / Toscafund Asset Management LLP - SC 13G/A Passive Investment SC 13G/A 1 tv484712sc-13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.1 ) YuMe, Inc. (Name of Issuer) Common Stock, par value $0.001 (Title of Class of Securities) 98872B104 (CUSIP Number) January 30, 2018 (Date of Event which Requires Filing of this Statement) Check the appropriate box t
February 5, 2018	SC 13D/A	YUME / YuMe, Inc. / VIEX Capital Advisors, LLC Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 10)1 YuMe, Inc. (Name of Issuer) Common Stock, $.001 par value per share (Title of Class of Securities) 98872B104 (CUSIP Number) ERIC SINGER VIEX Capital A
February 2, 2018	EX-99.25	EX-99.25 EX-99.25 2 ruleprovisionnotice.htm NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on February 13, 2018, pursuant to the provisions of Rule 12d2-2 (a). [ X ] 17 CFR 240.12
February 2, 2018	EX-10.1	Separation Agreement dated as of February 1, 2018, by and between YuMe and Paul Porrini. EX-10.1 4 d726926dex101.htm EX-10.1 Exhibit 10.1 Separation Agreement This Separation Agreement (“Agreement”) is made by and between Paul Porrini, an individual (the “Executive”) and YuMe, Inc. (the “Company”) (collectively the “Parties”), effective on the eighth calendar day after the date this Agreement is signed by the Executive (the “Effective Date”). The Executive must sign and return this Ag
February 2, 2018	EX-10.2	Separation Agreement dated as of February 1, 2018, by and between YuMe and Ayyappan Sankaran. EX-10.2 Exhibit 10.2 Separation Agreement This Separation Agreement (?Agreement?) is made by and between Ayyappan Sankaran, an individual (the ?Executive?) and YuMe, Inc. (the ?Company?) (collectively the ?Parties?), effective on the eighth calendar day after the date this Agreement is signed by the Executive (the ?Effective Date?). The Executive must sign and return this Agreement within forty-fi
February 2, 2018	EX-3.2	Amended and Restated Bylaws of Redwood Merger Sub II, Inc. EX-3.2 3 d726926dex32.htm EX-3.2 Exhibit 3.2 Adopted February 1, 2018 REDWOOD MERGER SUB II, INC. (the “Corporation”) BY-LAWS OFFICES The registered office of the Corporation shall be in the City of Wilmington, County of New Castle, State of Delaware or such other place as may be determined by the board of directors. The Corporation may also have offices at such other places, both within and outsi
February 2, 2018	SC 14D9/A	YUME / YuMe, Inc. AMENDMENT NO. 3 TO SCHEDULE 14D9 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14D-9 Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 (Amendment No.
February 2, 2018	S-8 POS	YUME / YuMe, Inc. S-8 POS S-8 POS As filed with the Securities and Exchange Commission on February 2, 2018 Registration No.
February 2, 2018	S-8 POS	YUME / YuMe, Inc. S-8 POS S-8 POS 1 d726920ds8pos.htm S-8 POS As filed with the Securities and Exchange Commission on February 2, 2018 Registration No. 333-190419 Registration No. 333-194842 Registration No. 333-202031 Registration No. 333-210088 Registration No. 333-216623 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-19041
February 2, 2018	S-8 POS	YUME / YuMe, Inc. S-8 POS S-8 POS As filed with the Securities and Exchange Commission on February 2, 2018 Registration No.
February 2, 2018	EX-3.1	Amended and Restated Certificate of Incorporation of Redwood Merger Sub II, Inc. EX-3.1 Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF REDWOOD MERGER SUB II, INC. A Delaware Corporation Redwood Merger Sub II, Inc., a corporation organized and existing under the General Corporation Law of the State of Delaware (the ?General Corporation Law?) hereby certifies as follows: 1. That this corporation was originally incorporated on August 29, 2017 under the name Redw
February 2, 2018	S-8 POS	YUME / YuMe, Inc. S-8 POS S-8 POS As filed with the Securities and Exchange Commission on February 2, 2018 Registration No.
February 2, 2018	EX-99.A5XVII	3 Metric Q1 2017 Q2 2017 Q3 2017 Q1 2018 Q2 2018 Q3 2018 Volume Billions 3,515.5 3,953.9 6,101.4 7,817.4 8,933.0 8,263.8 Desktop2 % 50.0 52.5 48.8 36.0 41.2 42.1 Mobile2 % 50.0 47.5 51.2 64.1 58.8 58.0 Fill Rate3 % 0.52 0.64 0.30 0.20 0.30 0.35 Price EX-99.A5XVII 2 d533606dex99a5xvii.htm EXHIBIT (A)(5)(XVII) Exhibit (a)(5)(xvii) RHYTHMONE PLC SUCCESSFULLY COMPLETES EXCHANGE OFFER TO ACQUIRE YUME, INC., ANNOUNCES DIRECTORATE CHANGES AND Q3 TRADING UPDATE London, England and San Francisco, CA – 2 February 2018– RhythmOne plc (LSE AIM: RTHM, “Company” or “RhythmOne”), a global advertising technology company, is pleased to announce that the tender
February 2, 2018	EX-10.3	Separation Agreement dated as of February 1, 2018, by and between YuMe and Tony Carvalho. EX-10.3 Exhibit 10.3 Separation Agreement This Separation Agreement (?Agreement?) is made by and between Tony Carvalho, an individual (the ?Executive?) and YuMe, Inc. (the ?Company?) (collectively the ?Parties?), effective on the eighth calendar day after the date this Agreement is signed by the Executive (the ?Effective Date?). The Executive must sign and return this Agreement within forty-five (
February 2, 2018	SC TO-T/A	YUME / YuMe, Inc. SC TO-T/A SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO (RULE 14D-100) Amendment No. 4 Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 YUME, INC. (Name of Subject Company) REDWOOD MERGER SUB I, INC. (Offeror) RHYTHMONE PLC (Parent of Offeror) (Names of Filing Persons) COMMON STOCK, $0.001 PAR VALUE (Title
February 2, 2018	S-8 POS	YUME / YuMe, Inc. S-8 POS S-8 POS 1 d726920ds8pos.htm S-8 POS As filed with the Securities and Exchange Commission on February 2, 2018 Registration No. 333-190419 Registration No. 333-194842 Registration No. 333-202031 Registration No. 333-210088 Registration No. 333-216623 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-19041
February 2, 2018	8-K	Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Material Modification to Rights of Security Holders, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 1, 2018 Date of Report (date of earliest event reported) Redwood Merger Sub II, Inc.
January 29, 2018	SC TO-T/A	YUME / YuMe, Inc. SC TO-T/A SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO (RULE 14D-100) Amendment No. 3 Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 YUME, INC. (Name of Subject Company) REDWOOD MERGER SUB I, INC. (Offeror) RHYTHMONE PLC (Parent of Offeror) (Names of Filing Persons) COMMON STOCK, $0.001 PAR VALUE (Title
January 29, 2018	425	YUME / YuMe, Inc. 425 (Prospectus) 425 Filed by RhythmOne plc This communication is filed pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14d-2 of the Securities Exchange Act of 1934 Subject Company: YuMe, Inc.
January 26, 2018	SC 14D9/A	YUME / YuMe, Inc. AMENDMENT NO. 2 TO SCHEDULE 14D9 Amendment No. 2 to Schedule 14D9 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14D-9 Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 (Amendment No. 2) YuMe, Inc. (Name of Subject Company) YuMe, Inc. (Name of Person(s) Filing Statement) Common Stock, $0.001 par value per share (Title of Class of Securities) 98872B1
January 26, 2018	SC TO-T/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO (RULE 14D-100) Amendment No. 2 Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 YUME, INC. (Name of Subject Comp UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO (RULE 14D-100) Amendment No. 2 Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 YUME, INC. (Name of Subject Company) REDWOOD MERGER SUB I, INC. (Offeror) RHYTHMONE PLC (Parent of Offeror) (Names of Filing Persons) COMMON STOCK, $0.001 PAR VALUE (Title of Class o
January 16, 2018	EX-99.(A)(5)(G)	UNITED STATES DISTRICT COURT FOR THE NORTHERN DISTRICT OF CALIFORNIA DAVID FEUERBORN, an individual, Case No. 3:18-cv-00197 Plaintiff, COMPLAINT FOR VIOLATION OF THE FEDERAL SECURITIES LAWS v. YUME, INC., PAUL PORRINI, MITCHELL JURY TRIAL DEMANDED HA EX-99.(a)(5)(g) Exhibit (a)(5)(G) Rosemary M. Rivas (State Bar No. 209147) Email: [email protected] LEVI & KORSINSKY, LLP 44 Montgomery Street, Suite 650 San Francisco, California 94104 Telephone: (415) 291-2420 Facsimile: (415) 484-1294 Donald J. Enright (to be admitted pro hac vice) Email: [email protected] LEVI & KORSINSKY, LLP 1101 30th Street NW, Suite 115 Washington, DC 20007 Tel: (202) 524-4290
January 16, 2018	EX-99.(A)(5)(I)	UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF CALIFORNIA GORDON BRIGHT, Individually and on ) Case No.: Behalf of All Others Similarly Situated, ) ) Plaintiff, ) CLASS ACTION COMPLAINT FOR ) VIOLATIONS OF THE FEDERAL v. ) SECURITIES LAWS ) YUME, EX-99.(a)(5)(i) Exhibit (a)(5)(I) Lionel Z. Glancy (SBN 134180) Lesley F. Portnoy (SBN 304851) GLANCY PRONGAY & MURRAY LLP 1925 Century Park East, Suite 2100 Los Angeles, California 90067 Telephone: (310) 201-9150 Facsimile: (310) 201-9160 Email: [email protected] [email protected] [Additional Counsel on Signature Page] Attorneys for Plaintiff Gordon Bright UNITED STATES DISTRICT COURT NORTHE
January 16, 2018	SC 14D9/A	YUME / YuMe, Inc. AMENDMENT NO. 1 TO SCHEDULE 14D9 Amendment No. 1 to Schedule 14D9 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14D-9 Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 (Amendment No. 1) YuMe, Inc. (Name of Subject Company) YuMe, Inc. (Name of Person(s) Filing Statement) Common Stock, $0.001 par value per share (Title of Class of Securities) 98872B1
January 16, 2018	EX-99.(A)(5)(F)	UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF CALIFORNIA JOEL ROSENFELD, on Behalf of Himself ) Case No. and All Others Similarly Situated, ) ) ) CLASS ACTION Plaintiff, ) ) CLASS ACTION COMPLAINT vs. ) FOR VIOLATIONS OF THE ) FEDERAL SECURITIES EX-99.(a)(5)(f) Exhibit (a)(5)(F) Joel E. Elkins (SBN 256020) [email protected] WEISSLAW LLP 9107 Wilshire Blvd., Suite 450 Beverly Hills, CA 90210 Telephone: 310/208-2800 Facsimile: 310/209-2348 Attorneys for Plaintiff UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF CALIFORNIA JOEL ROSENFELD, on Behalf of Himself ) Case No. and All Others Similarly Situated, ) ) ) CLASS ACTION Plaintiff,
January 16, 2018	EX-99.(A)(5)(E)	UNITED STATES DISTRICT COURT FOR THE NORTHERN DISTRICT OF CALIFORNIA Civil Action No. LONNIE MCCRARY, Individually and on Behalf of All Others Similarly Situated, Plaintiff, CLASS ACTION COMPLAINT v. YUME, INC., ERIC B. SINGER, DEMAND FOR JURY TRIAL EX-99.(a)(5)(e) Exhibit (a)(5)(E) David E. Bower (SBN 119546) MONTEVERDE & ASSOCIATES PC 600 Corporate Pointe, Suite 1170 Culver City, CA 90230 Tel: (213) 446-6652 Fax: (212) 202-7880 Counsel for Plaintiff UNITED STATES DISTRICT COURT FOR THE NORTHERN DISTRICT OF CALIFORNIA Civil Action No. LONNIE MCCRARY, Individually and on Behalf of All Others Similarly Situated, Plaintiff, CLASS ACTION COMPLAI
January 16, 2018	EX-99.(A)(5)(H)	IN THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF DELAWARE ANTHONY FRANCHI, Individually and On ) Behalf of All Others Similarly Situated, ) ) Plaintiff, ) ) Case No. v. ) ) JURY TRIAL DEMANDED YUME, INC., MITCHELL HABIB, ADRIEL ) LARES, ELIAS EX-99.(a)(5)(h) Exhibit (a)(5)(H) IN THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF DELAWARE ANTHONY FRANCHI, Individually and On ) Behalf of All Others Similarly Situated, ) ) Plaintiff, ) ) Case No. v. ) ) JURY TRIAL DEMANDED YUME, INC., MITCHELL HABIB, ADRIEL ) LARES, ELIAS NADER, CHRISTOPHER ) CLASS ACTION PAISLEY, ERIC SINGER, JOHN MUTCH, ) BRIAN KELLEY, STEVE DOMENIK, ) RHYTHMONE, PLC,
January 16, 2018	EX-99.(A)(5)(I)	UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF CALIFORNIA GORDON BRIGHT, Individually and on ) Case No.: Behalf of All Others Similarly Situated, ) ) Plaintiff, ) CLASS ACTION COMPLAINT FOR ) VIOLATIONS OF THE FEDERAL v. ) SECURITIES LAWS ) YUME, EX-99.(A)(5)(I) 6 d523344dex99a5i.htm EX-99.(A)(5)(I) Exhibit (a)(5)(I) Lionel Z. Glancy (SBN 134180) Lesley F. Portnoy (SBN 304851) GLANCY PRONGAY & MURRAY LLP 1925 Century Park East, Suite 2100 Los Angeles, California 90067 Telephone: (310) 201-9150 Facsimile: (310) 201-9160 Email: [email protected] [email protected] [Additional Counsel on Signature Page] Attorneys for Plaintiff Gordon Brig
January 16, 2018	EX-99.(A)(5)(F)	UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF CALIFORNIA JOEL ROSENFELD, on Behalf of Himself ) Case No. and All Others Similarly Situated, ) ) ) CLASS ACTION Plaintiff, ) ) CLASS ACTION COMPLAINT vs. ) FOR VIOLATIONS OF THE ) FEDERAL SECURITIES EX-99.(A)(5)(F) 3 d523344dex99a5f.htm EX-99.(A)(5)(F) Exhibit (a)(5)(F) Joel E. Elkins (SBN 256020) [email protected] WEISSLAW LLP 9107 Wilshire Blvd., Suite 450 Beverly Hills, CA 90210 Telephone: 310/208-2800 Facsimile: 310/209-2348 Attorneys for Plaintiff UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF CALIFORNIA JOEL ROSENFELD, on Behalf of Himself ) Case No. and All Others Similarly Si
January 16, 2018	EX-99.(A)(5)(G)	UNITED STATES DISTRICT COURT FOR THE NORTHERN DISTRICT OF CALIFORNIA DAVID FEUERBORN, an individual, Case No. 3:18-cv-00197 Plaintiff, COMPLAINT FOR VIOLATION OF THE FEDERAL SECURITIES LAWS v. YUME, INC., PAUL PORRINI, MITCHELL JURY TRIAL DEMANDED HA EX-99.(A)(5)(G) 4 d523344dex99a5g.htm EX-99.(A)(5)(G) Exhibit (a)(5)(G) Rosemary M. Rivas (State Bar No. 209147) Email: [email protected] LEVI & KORSINSKY, LLP 44 Montgomery Street, Suite 650 San Francisco, California 94104 Telephone: (415) 291-2420 Facsimile: (415) 484-1294 Donald J. Enright (to be admitted pro hac vice) Email: [email protected] LEVI & KORSINSKY, LLP 1101 30th Street NW, Suite 115 Wa
January 16, 2018	EX-99.(A)(5)(H)	IN THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF DELAWARE ANTHONY FRANCHI, Individually and On ) Behalf of All Others Similarly Situated, ) ) Plaintiff, ) ) Case No. v. ) ) JURY TRIAL DEMANDED YUME, INC., MITCHELL HABIB, ADRIEL ) LARES, ELIAS EX-99.(A)(5)(H) 5 d523344dex99a5h.htm EX-99.(A)(5)(H) Exhibit (a)(5)(H) IN THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF DELAWARE ANTHONY FRANCHI, Individually and On ) Behalf of All Others Similarly Situated, ) ) Plaintiff, ) ) Case No. v. ) ) JURY TRIAL DEMANDED YUME, INC., MITCHELL HABIB, ADRIEL ) LARES, ELIAS NADER, CHRISTOPHER ) CLASS ACTION PAISLEY, ERIC SINGER, JOHN MUTCH, ) BRIAN KE
January 16, 2018	EX-99.(A)(5)(E)	UNITED STATES DISTRICT COURT FOR THE NORTHERN DISTRICT OF CALIFORNIA Civil Action No. LONNIE MCCRARY, Individually and on Behalf of All Others Similarly Situated, Plaintiff, CLASS ACTION COMPLAINT v. YUME, INC., ERIC B. SINGER, DEMAND FOR JURY TRIAL Exhibit (a)(5)(E) David E. Bower (SBN 119546) MONTEVERDE & ASSOCIATES PC 600 Corporate Pointe, Suite 1170 Culver City, CA 90230 Tel: (213) 446-6652 Fax: (212) 202-7880 Counsel for Plaintiff UNITED STATES DISTRICT COURT FOR THE NORTHERN DISTRICT OF CALIFORNIA Civil Action No. LONNIE MCCRARY, Individually and on Behalf of All Others Similarly Situated, Plaintiff, CLASS ACTION COMPLAINT v. YUME, INC.
January 16, 2018	SC TO-T/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO (RULE 14D-100) Amendment No. 1 Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 YUME, INC. (Name of Subject Comp UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO (RULE 14D-100) Amendment No. 1 Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 YUME, INC. (Name of Subject Company) REDWOOD MERGER SUB I, INC. (Offeror) RHYTHMONE PLC (Parent of Offeror) (Names of Filing Persons) COMMON STOCK, $0.001 PAR VALUE (Title of Class o
January 11, 2018	SC 13G	YUME / YuMe, Inc. / Toscafund Asset Management LLP - SC 13G Passive Investment SC 13G 1 tv483089sc13g.htm SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) YuMe, Inc. (Name of Issuer) Common Stock, par value $0.001 (Title of Class of Securities) 98872B104 (CUSIP Number) January 3, 2018 (Date of Event which Requires Filing of this Statement) the appropriate box to designate th
January 4, 2018	SC 14D9	YUME / YuMe, Inc. SC 14D9 SC 14D9 1 d453808dsc14d9.htm SC 14D9 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14D-9 Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 YuMe, Inc. (Name of Subject Company) YuMe, Inc. (Name of Person(s) Filing Statement) Common Stock, $0.001 par value per share (Title of Class of Securities) 988
January 4, 2018	EX-99.(A)(5)(XV)	RHYTHMONE PLC COMMENCES EXCHANGE OFFER TO ACQUIRE YUME, INC. EX-99.(A)(5)(XV) 2 d452999dex99a5xv.htm EX-99.(A)(5)(XV) Exhibit (a)(5)(xv) RHYTHMONE PLC COMMENCES EXCHANGE OFFER TO ACQUIRE YUME, INC. London, England and San Francisco, USA – 4 January 2018 – RhythmOne plc (LSE AIM: RTHM, “Company” or “RhythmOne”) today commenced an exchange offer (the “Offer”) for all of the outstanding shares of YuMe, Inc. (NYSE: YUME, “YuMe”), a leading digital video brand a
January 4, 2018	SC TO-T	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO (RULE 14D-100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 YUME, INC. (Name of Subject Company) REDWOOD MER UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO (RULE 14D-100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 YUME, INC. (Name of Subject Company) REDWOOD MERGER SUB I, INC. (Offeror) RHYTHMONE PLC (Parent of Offeror) (Names of Filing Persons) COMMON STOCK, $0.001 PAR VALUE (Title of Class of Securities) 98
December 27, 2017	425	RHYTHMONE PLC PUBLICLY FILES FORM F-4 WITH U.S. SECURITIES AND EXCHANGE COMMISSION Filed by RhythmOne plc This communication is filed pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14d-2 of the Securities Exchange Act of 1934 Subject Company: YuMe, Inc.
December 21, 2017	SC 13D/A	YUME / YuMe, Inc. / Edenbrook Capital, LLC Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No.
December 21, 2017	425	Filed by RhythmOne plc 425 1 d493266d425.htm 425 Filed by RhythmOne plc This communication is filed pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14d-2 of the Securities Exchange Act of 1934 Subject Company: YuMe, Inc. Commission File Number: 001-36039 Date: December 21, 2017 Excerpt from ExchangeWire Q&A with Dan Slivjanovski, CMO, RhythmOne: RhythmOne has been on an acquisitio
December 5, 2017	425	RhythmOne plc December 4, 2017 425 Filed by RhythmOne plc This communication is filed pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14d-2 of the Securities Exchange Act of 1934 Subject Company: YuMe, Inc.
December 4, 2017	425	RHYTHMONE PLC ANNOUNCES UNAUDITED FIRST HALF FINANCIAL YEAR 2018 RESULTS Unified Programmatic Platform Continues to Lead Company Growth 425 1 d497517d425.htm 425 Filed by RhythmOne plc This communication is filed pursuant to Rule 425 under the United States Securities Act of 1933 and deemed filed pursuant to Rule 14d-2 of the Securities Exchange Act of 1934 Subject Company: YuMe, Inc. Subject Company’s Commission File Number: 001-36039 Date: December 4, 2017 RHYTHMONE PLC ANNOUNCES UNAUDITED FIRST HALF FINANCIAL YEAR 2018 RESULTS
December 4, 2017	425	Filed by RhythmOne plc 425 Filed by RhythmOne plc This communication is filed pursuant to Rule 425 under the United States Securities Act of 1933 and deemed filed pursuant to Rule 14d-2 of the Securities Exchange Act of 1934 Subject Company: YuMe, Inc.
November 30, 2017	SC 13D/A	YUME / YuMe, Inc. / Edenbrook Capital, LLC Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No.
November 8, 2017	10-Q	YUME / YuMe, Inc. FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2017 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 1-36039 YuMe, Inc.
November 8, 2017	EX-10.18	2017 Cash Incentive Plan EX-10.18 2 ex99501.htm EXHIBIT 10.18 EXHIBIT 10.18 YUME, INC. 2017 Cash Incentive Plan Purpose. The purpose of this 2017 Cash Incentive Plan (this “Plan”) is to motivate and reward eligible employees by making a portion of their cash compensation dependent on the achievement of certain performance goals related to the performance of YuMe, Inc. (the “Company”). The Plan is administered by the Commi
November 8, 2017	EX-99.1	Advertising Metrics EXHIBIT 99.1 YuMe (NYSE:YUME) - Advertising Customer Metrics November 8, 2017 FY13 Q1:14 LTM Q2:14 LTM Q3:14 LTM FY14 Q1:15 LTM Q2:15 LTM Q3:15 LTM FY15 Q1:16 LTM Q2:16 LTM Q3:16 LTM FY16 Q1:17 LTM Q2:17 LTM Q3:17 LTM Metrics Total Advertising Customers Total Advertising Customers 580 635 719 807 880 935 1,010 1,030 1,001 1,009 1,002 959 846 822 805 790 Average Spend $255,446 $249,957 $229,152 $21
November 8, 2017	EX-10.19	Amended and Restated Indemnification Agreement EX-10.19 3 ex99729.htm EXHIBIT 10.19 EXHIBIT 10.19 YUME, INC. AMENDED AND RESTATED INDEMNIFICATION AGREEMENT A. This Amended and Restated Indemnification Agreement (this “Agreement”) is effective as of the date of the last of the three signatures below (“Effective Date”) and is among YuMe, Inc., a Delaware corporation (the “Company”), Eric Singer (“Director”) and VIEX Capital Advisors LLC and its
November 7, 2017	425	Filed by RhythmOne plc 425 Filed by RhythmOne plc This communication is filed pursuant to Rule 425 under the United States Securities Act of 1933 and deemed filed pursuant to Rule 14d-2 of the Securities Exchange Act of 1934 Subject Company: YuMe, Inc.
October 17, 2017	425	H12018 TRADING UPDATE Filed by RhythmOne plc This communication is filed pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14d-2 of the Securities Exchange Act of 1934 Subject Company: YuMe, Inc.
October 6, 2017	8-K	Costs Associated with Exit or Disposal Activities 8-K 1 yume201710068k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 2, 2017 Date of Report (Date of earliest event reported) YuMe, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36039 27-0111478 (State or other jurisdiction (Commissi
October 3, 2017	8-K	Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 September 29, 2017 Date of Report (date of earliest event reported) YuMe, Inc.
October 3, 2017	425	YuMe 8-K (Prospectus) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 September 29, 2017 Date of Report (date of earliest event reported) YuMe, Inc.
September 28, 2017	8-K	Other Events 8-K 1 d438091d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 September 25, 2017 Date of Report (date of earliest event reported) YuMe, Inc. (Exact name of Registrant as specified in its charter) Delaware 001-36039 27-0111478 (State or other jurisdiction of incorporation
September 28, 2017	425	YuMe 8-K (Prospectus) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 September 25, 2017 Date of Report (date of earliest event reported) YuMe, Inc.
September 25, 2017	425	RHYTHMONE PLC RESULTS OF GENERAL MEETING Filed by RhythmOne plc This communication is filed pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14d-2 of the Securities Exchange Act of 1934 Subject Company: YuMe, Inc.
September 14, 2017	SC 13D	YUME / YuMe, Inc. / Rhythmone Plc - SC 13D Activist Investment SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. )* YuMe, Inc. (Name of Issuer) Common Stock, par value $0.001 (Title of Class of Securities) 98872B104 (CUSIP Number) Ted Hastings RhythmOne plc 251
September 14, 2017	EX-99.2	TENDER AND SUPPORT AGREEMENT EX-99.2 2 d458466dex992.htm EX-99.2 Exhibit 2 Execution Version TENDER AND SUPPORT AGREEMENT This TENDER AND SUPPORT AGREEMENT (this “Agreement”), dated as of September 4, 2017, is entered into by and among RhythmOne plc, a public limited company formed under the laws of England and Wales (“Parent”), Redwood Merger Sub I, a Delaware corporation and wholly owned subsidiary of Parent (“Purchaser”),
September 11, 2017	425	Filed by RhythmOne plc Filed by RhythmOne plc This communication is filed pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14d-2 of the Securities Exchange Act of 1934 Subject Company: YuMe, Inc.
September 7, 2017	SC 13D/A	YUME / YuMe, Inc. / AVI Partners, LLC - YUME INC Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 9)1 YuMe, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 98872B104 (CUSIP Number) DARREN C. WALLIS AVI PAR
September 7, 2017	425	RHYTHMONE PLC (Incorporated and registered in England and Wales with number 06223359) ACQUISITION OF YUME, INC., 10:1 SHARE CONSOLIDATION, AUTHORITY TO ALLOT ORDINARY SHARES NOTICE OF GENERAL MEETING Table of Contents Filed by RhythmOne plc This communication is filed pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14d-2 of the Securities Exchange Act of 1934 Subject Company: YuMe, Inc.
September 6, 2017	SC 13D/A	YUME / YuMe, Inc. / VIEX Capital Advisors, LLC Activist Investment SC 13D/A 1 sc13da91011401409062017.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 9)1 YuMe, Inc. (Name of Issuer) Common Stock, $.001 par value per share (Title of Class of Securities) 98872B104 (CU
September 5, 2017	425	YuMe 425 (Prospectus) Filed by YuMe, Inc. pursuant to Rule 425 under the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14d-9(a) of the Securities Exchange Act of 1934, as amended Subject Company: YuMe, Inc. Commission File No. 001-36039 YuMe Customer Letters (Advertiser & Publisher) Advertiser Letter XX, I am pleased to share that YuMe signed a definitive merger agreement with RhythmOne. RhythmOn
September 5, 2017	425	YuMe 425 (Prospectus) 425 Filed by YuMe, Inc. pursuant to Rule 425 under the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14d-9(a) of the Securities Exchange Act of 1934, as amended Subject Company: YuMe, Inc. Commission File No. 001-36039 Employee Letter, Employee FAQ Employee Letter All, I am pleased to share that YuMe has signed a definitive merger agreement with RhythmOne. RhythmOne is a tru
September 5, 2017	EX-99.1	TENDER AND SUPPORT AGREEMENT EX-99.1 3 d452876dex991.htm EX-99.1 Exhibit 99.1 Execution Version TENDER AND SUPPORT AGREEMENT This TENDER AND SUPPORT AGREEMENT (this “Agreement”), dated as of September 4, 2017, is entered into by and among RhythmOne, plc, a public limited company formed under the laws of England and Wales (“Parent”), Redwood Merger Sub I, a Delaware corporation and wholly owned subsidiary of Parent (“Purchaser
September 5, 2017	EX-2.1	Agreement and Plan of Merger and Reorganization, dated as of September 4, 2017, by and among RhythmOne, plc, Redwood Merger Sub I, Inc., Redwood Merger Sub II, Inc. and YuMe (incorporated by reference to Exhibit 2.1 to the Current Report on Form 8-K filed by YuMe on September 5, 2017)* EX-2.1 2 d452876dex21.htm EX-2.1 Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER AND REORGANIZATION dated as of September 4, 2017 by and among RHYTHMONE PLC, REDWOOD MERGER SUB I, INC., REDWOOD MERGER SUB II, INC. and YUME, INC. ARTICLE 1 THE OFFER AND THE MERGERS 2 Section 1.1 The Offer 2 Section 1.2 Company Actions 6 Section 1.3 The Mergers 7 Section 1.4 Effects of the Mergers 8 Secti
September 5, 2017	8-K	Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 d452876d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 September 4, 2017 Date of Report (date of earliest event reported) YuMe, Inc. (Exact name of Registrant as specified in its charter) Delaware 001-36039 27-0111478 (State or other jurisdiction of incorporation o
September 5, 2017	EX-99.2	RHYTHMONE PLC TO ACQUIRE YUME, INC., CREATING ONE OF THE LARGEST INDEPENDENT DIGITAL VIDEO ADVERTISING MARKETPLACES Combined entity will provide a fully-integrated, end-to-end online advertising solution, driving advertising efficiency and effectiven EX-99.2 Exhibit 99.2 RHYTHMONE PLC TO ACQUIRE YUME, INC., CREATING ONE OF THE LARGEST INDEPENDENT DIGITAL VIDEO ADVERTISING MARKETPLACES Combined entity will provide a fully-integrated, end-to-end online advertising solution, driving advertising efficiency and effectiveness YuMe Shareholders to Receive US $1.70 per Share in Cash and 7.325 shares of RhythmOne Stock which equates to total considerat
September 5, 2017	EX-99.1	TENDER AND SUPPORT AGREEMENT EX-99.1 Exhibit 99.1 Execution Version TENDER AND SUPPORT AGREEMENT This TENDER AND SUPPORT AGREEMENT (this ?Agreement?), dated as of September 4, 2017, is entered into by and among RhythmOne, plc, a public limited company formed under the laws of England and Wales (?Parent?), Redwood Merger Sub I, a Delaware corporation and wholly owned subsidiary of Parent (?Purchaser?), Redwood Merger Sub II, I
September 5, 2017	EX-99.2	RHYTHMONE PLC TO ACQUIRE YUME, INC., CREATING ONE OF THE LARGEST INDEPENDENT DIGITAL VIDEO ADVERTISING MARKETPLACES Combined entity will provide a fully-integrated, end-to-end online advertising solution, driving advertising efficiency and effectiven Exhibit 99.2 RHYTHMONE PLC TO ACQUIRE YUME, INC., CREATING ONE OF THE LARGEST INDEPENDENT DIGITAL VIDEO ADVERTISING MARKETPLACES Combined entity will provide a fully-integrated, end-to-end online advertising solution, driving advertising efficiency and effectiveness YuMe Shareholders to Receive US $1.70 per Share in Cash and 7.325 shares of RhythmOne Stock which equates to total consideration of a
September 5, 2017	425	YuMe 8-K (Prospectus) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 September 4, 2017 Date of Report (date of earliest event reported) YuMe, Inc.
September 5, 2017	EX-2.1	AGREEMENT AND PLAN OF MERGER AND REORGANIZATION dated as of September 4, 2017 by and among RHYTHMONE PLC, REDWOOD MERGER SUB I, INC., REDWOOD MERGER SUB II, INC. YUME, INC. ARTICLE 1 THE OFFER AND THE MERGERS 2 Section 1.1 The Offer 2 Section 1.2 Com EX-2.1 Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER AND REORGANIZATION dated as of September 4, 2017 by and among RHYTHMONE PLC, REDWOOD MERGER SUB I, INC., REDWOOD MERGER SUB II, INC. and YUME, INC. ARTICLE 1 THE OFFER AND THE MERGERS 2 Section 1.1 The Offer 2 Section 1.2 Company Actions 6 Section 1.3 The Mergers 7 Section 1.4 Effects of the Mergers 8 Section 1.5 Closing 8 Section 1
September 5, 2017	425	1 Filed by RhythmOne plc This communication is filed pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14d-2 of the Securities Exchange Act of 1934 Subject Company: YuMe, Inc.
September 5, 2017	425	RHYTHMONE PLC TO ACQUIRE YUME, INC. AND CONSOLIDATION OF SHARE CAPITAL Filed by RhythmOne plc This communication is filed pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14d-2 of the Securities Exchange Act of 1934 Subject Company: YuMe, Inc.
September 5, 2017	425	Filed by RhythmOne plc 425 Filed by RhythmOne plc This communication is filed pursuant to Rule 425 under the United States Securities Act of 1933 and deemed filed pursuant to Rule 14d-2 of the Securities Exchange Act of 1934 Subject Company: YuMe, Inc.
September 5, 2017	425	RHYTHMONE EMPLOYEE LETTER Filed by RhythmOne plc This communication is filed pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14d-2 of the Securities Exchange Act of 1934 Subject Company: YuMe, Inc.
August 8, 2017	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 8, 2017 Date of Report (Date of earliest event reported) YuMe, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36039 27-0111478 (State or other jurisdiction (Commission (IRS Employer of incorporation)
August 8, 2017	EX-99.1	YuMe Reports Second Quarter 2017 Financial Results Reports Record Second Quarter Net Income of $4.4 Million and aEBITDA of $7.6 Million Reports Quarterly Total Revenue Growth of 5% Declares Quarterly Cash Dividend of $0.03 per Share ex99-1.htm EXHIBIT 99.1 YuMe Reports Second Quarter 2017 Financial Results Reports Record Second Quarter Net Income of $4.4 Million and aEBITDA of $7.6 Million Reports Quarterly Total Revenue Growth of 5% Declares Quarterly Cash Dividend of $0.03 per Share Redwood City, Calif. ? August 8, 2017 ? YuMe, Inc. (NYSE: YUME), a proven partner for video advertising leadership and innovation, today announ
August 8, 2017	EX-99.2	Q1:14 LTM ex99-2.htm Exhibit 99.2 YuMe (NYSE:YUME) - Advertising Customer Metrics August 8, 2017 FY13 Q1:14 LTM Q2:14 LTM Q3:14 LTM FY14 Q1:15 LTM Q2:15 LTM Q3:15 LTM FY15 Q1:16 LTM Q2:16 LTM Q3:16 LTM FY16 Q1:17 LTM Q2:17 LTM Metrics Total Advertising Customers Total Advertising Customers 580 635 719 807 880 935 1,010 1,030 1,001 1,009 1,002 959 846 822 805 Average Spend $ 255,446 $ 249,957 $ 229,152 $ 212
August 8, 2017	10-Q	YUME / YuMe, Inc. FORM 10-Q (Quarterly Report) 10-Q 1 yume2017063010q.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2017 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 1-36039 YuMe, Inc.
August 1, 2017	EX-24	POWER OF ATTORNEY domenikpoa.htm EXHIBIT 24 POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that the undersigned hereby constitutes and appoints Paul Porrini and Amy Rothstein, as his or her true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned?s capacity as a representative of YuMe, Inc. (?Company?), any and all Form ID, or Form 3, 4 or 5 reports and any amendm
August 1, 2017	EX-24	POWER OF ATTORNEY EX-24 2 kelleypoa.htm EXHIBIT 24 POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that the undersigned hereby constitutes and appoints Paul Porrini and Amy Rothstein, as his or her true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned’s capacity as a representative of YuMe, Inc. (“Company”), any and all Form ID, or Form 3, 4 or 5 reports and any
August 1, 2017	EX-24	POWER OF ATTORNEY mutchpoa.htm EXHIBIT 24 POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that the undersigned hereby constitutes and appoints Paul Porrini and Amy Rothstein, as his or her true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned?s capacity as a representative of YuMe, Inc. (?Company?), any and all Form ID, or Form 3, 4 or 5 reports and any amendmen
July 28, 2017	8-K	Submission of Matters to a Vote of Security Holders yume201707288k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 27, 2017 Date of Report (Date of earliest event reported) YuMe, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36039 27-0111478 (State or other jurisdiction (Commission (IRS Employer
June 22, 2017	8-K	YuMe FORM 8-K (Current Report/Significant Event) yume201706218k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 22, 2017 Date of Report (Date of earliest event reported) YuMe, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36039 27-0111478 (State or other jurisdiction (Commission (IRS Employer
June 22, 2017	EX-99.1	YUME DECLARES SPECIAL DIVIDEND AND QUARTERLY DIVIDEND Video Advertising Leader Reiterates Second Quarter Guidance and Continues to Evaluate Strategic Alternatives ex99-1.htm EXHIBIT 99.1 YUME DECLARES SPECIAL DIVIDEND AND QUARTERLY DIVIDEND Video Advertising Leader Reiterates Second Quarter Guidance and Continues to Evaluate Strategic Alternatives REDWOOD CITY, Calif.?June 22, 2017 - YuMe, Inc. (NYSE: YUME), a proven partner for video advertising leadership and innovation, today announced that its Board of Directors has declared a special dividend of $1.00
June 16, 2017	DEF 14A	YuMe FORM DEF 14A yume20170602pre14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ?
June 7, 2017	EX-99.1	EX-99.1 ex99-1.htm Exhibit 99.1
June 7, 2017	8-K	Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 yume201706078k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 6, 2017 Date of Report (Date of earliest event reported) YuMe, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36039 27-0111478 (State or other jurisdiction (Commission
June 5, 2017	PRE 14A	YuMe FORM PRE 14A PRE 14A 1 yume20170602pre14a.htm FORM PRE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted
May 11, 2017	SC 13D/A	YUME / YuMe, Inc. / Edenbrook Capital, LLC Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No.
May 10, 2017	10-Q	YuMe FORM 10-Q (Quarterly Report) 10-Q 1 yume2017050510q.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2017 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 1-36039 YuMe, Inc.
May 10, 2017	EX-10.10	Description of Director Compensation Exhibit 10.10 Description of Director Compensation Directors who are employees of YuMe, Inc. (“YuMe”) do not receive compensation from YuMe for the services they provide as directors. Each non-employee director will be eligible to receive compensation for his or her service consisting of annual cash retainers and equity awards as follows: Position Retainer Board Member $ 30,000 Lead Independent Di
May 9, 2017	EX-99.2	Q1:14 LTM ex99-2.htm EXHIBIT 99.2 YuMe (NYSE:YUME) - Advertising Customer Metrics May 9, 2017 FY13 Q1:14 LTM Q2:14 LTM Q3:14 LTM FY14 Q1:15 LTM Q2:15 LTM Q3:15 LTM FY15 Q1:16 LTM Q2:16 LTM Q3:16 LTM FY16 Q1:17 LTM Metrics Total Advertising Customers Total Advertising Customers 580 635 719 807 880 935 1,010 1,030 1,001 1,009 1,002 959 846 822 Average Spend $255,446 $249,957 $229,152 $212,409 $198,770 $190,35
May 9, 2017	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events 8-K 1 yume201705088k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 5, 2017 Date of Report (Date of earliest event reported) YuMe, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36039 27-0111478 (State or other jurisdiction (Commission (
May 9, 2017	EX-99.1	YuMe Reports First Quarter 2017 Financial Results Reports Record First Quarter Net Income of $1.2 Million and Adjusted EBITDA of $4.3 Million Reports Quarterly Programmatic Revenue Growth of 90% Year over Year Continues Evaluation of Strategic Altern ex99-1.htm EXHIBIT 99.1 YuMe Reports First Quarter 2017 Financial Results Reports Record First Quarter Net Income of $1.2 Million and Adjusted EBITDA of $4.3 Million Reports Quarterly Programmatic Revenue Growth of 90% Year over Year Continues Evaluation of Strategic Alternatives Redwood City, Calif. ? May 9, 2017 ? YuMe, Inc. (NYSE: YUME), a proven partner for video advertising leadership and inn
April 28, 2017	10-K/A	YuMe FORM 10-K/A (Annual Report) 10-K/A 1 yume2016123110ka.htm FORM 10-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-K/A Amendment No. 1 (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number:
April 27, 2017	SC 13D/A	YUME / YuMe, Inc. / Edenbrook Capital, LLC Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No.
April 21, 2017	8-K	Current Report yume201704218k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 18, 2017 Date of Report (Date of earliest event reported) YuMe, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36039 27-0111478 (State or other jurisdiction (Commission (IRS Employer
April 21, 2017	EX-16.1	21, 2017 ex16-1.htm EXHIBIT 16.1 April 21, 2017 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We have read the statements made by YuMe, Inc. (copy attached), which we understand will be filed with the Securities and Exchange Commission, pursuant to Item 4.01 of Form 8-K, as part of the Form 8-K of Yume Inc. dated April 21, 2017. We agree with the statements conce
March 10, 2017	S-8	YuMe FORM S-8 S-8 1 yume20170310s8.htm FORM S-8 As filed with the Securities and Exchange Commission on March 10, 2017 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 YuMe, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 7311 27-0111478 (State or Other Jurisdiction of Incorporation
March 10, 2017	10-K	YuMe FORM 10-K (Annual Report) yume2016123110k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the annual period ended December 31, 2016 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 1-36039 YuMe, Inc. (Exact Name of Regi
March 10, 2017	EX-10.17	Scot McLernon, Special Advisor to the CEO EXHIBIT 10.17 Memo To: Scot McLernon, Special Advisor to the CEO From: Jayant Kadambi CC: HR Operations Date: July 1, 2016 Re: Change in salary The purpose of this memo is to outline the changes of your compensation with YuMe. Unless specifically listed below, all other aspects of your employment with the Company shall remain unchanged. Effective Date: July 1, 2016 Base Salary: Your only cash comp
March 6, 2017	8-K	Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 3, 2017 Date of Report (Date of earliest event reported) YuMe, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36039 27-0111478 (State or other jurisdiction (Commission (IRS Employer of incorporation) F
February 16, 2017	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events yume201702158k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 16, 2017 Date of Report (Date of earliest event reported) YuMe, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36039 27-0111478 (State or other jurisdiction (Commission (IRS Emplo
February 16, 2017	EX-99.1	YUME REPORTS FOURTH QUARTER AND FULL YEAR 2016 FINANCIAL RESULTS Reports $21.2 Million in Programmatic Revenue for Full Year 2016, and Quarterly Net Income of $2.8 Million Executes against Cost Reduction Initiatives and Achieves Best Quarterly Adjust ex99-1.htm EXHIBIT 99.1 YUME REPORTS FOURTH QUARTER AND FULL YEAR 2016 FINANCIAL RESULTS Reports $21.2 Million in Programmatic Revenue for Full Year 2016, and Quarterly Net Income of $2.8 Million Executes against Cost Reduction Initiatives and Achieves Best Quarterly Adjusted EBITDA Margin, 19.4%, in Four Years Continues Evaluation of Strategic Alternatives Redwood City, Calif. ? February 16, 2017
February 16, 2017	EX-99.2	Q1:14 LTM ex99-2.htm EXHIBIT 99.2 YuMe (NYSE:YUME) - Advertising Customer Metrics February 16, 2017 LTM: Last Twelve Months FY13 Q1:14 LTM Q2:14 LTM Q3:14 LTM FY14 Q1:15 LTM Q2:15 LTM Q3:15 LTM FY15 Q1:16 LTM Q2:16 LTM Q3:16 LTM FY16 Metrics Total Advertising Customers Total Advertising Customers 580 635 719 807 880 935 1,010 1,030 1,001 1,009 1,002 959 846 Average Spend $ 255,446 $ 249,957 $ 229,152 $ 212,
February 13, 2017	SC 13G/A	YUME / YuMe, Inc. / He Zhengxu - SEC13GA-YUME16 Passive Investment * UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G/A UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No.
February 10, 2017	EX-99.1	JOINT FILING AGREEMENT EX-99.1 Exhibit 99.1 JOINT FILING AGREEMENT Pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree that only one statement containing the information required by Schedule 13G need be filed with respect to the ownership by each of the undersigned of the shares of Common Stock of YuMe, Inc. Dated: February 10, 2017 KFT TRUST, VINOD KHOSLA AS
February 10, 2017	SC 13G/A	YUME / YuMe, Inc. / KHOSLA VINOD - SC 13G/A Passive Investment SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.
February 9, 2017	EX-99.1	AGREEMENT EX-99.1 CUSIP No. 98872B 10 4 13G Exhibit 99.1 AGREEMENT Pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree that only one statement containing the information required by Schedule 13G need be filed with respect to the ownership by each of the undersigned of Common Stock of YuMe, Inc. Dated: February 9, 2017 DAG VENTURES III-QP, L.P. BY:
February 9, 2017	SC 13G/A	YUME / YuMe, Inc. / DAG VENTURES III-QP LP - SC 13G/A Passive Investment SC 13G/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2 (Amendment No. 3)* YuMe, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 98872B 10 4 (CUSIP Number) December 31, 2016 (Date of Event Which Require
December 2, 2016	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 30, 2016 Date of Report (Date of earliest event reported) YuMe, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36039 27-0111478 (State or other jurisdiction (Commission (IRS Employer of incorporatio
November 18, 2016	EX-99.1	Paul T. Porrini Memo EXHIBIT 99.1 To: Paul T. Porrini From: Eric Singer, Chairman of the Board of Directors CC: Robin Steckhahn, Sr. Director of HR Date: November 18, 2016 Re: YuMe, Inc. Promotion The purpose of this memo is to outline the details of your promotion with YuMe, Inc. ("Company"). Unless specifically listed or modified below, all other aspects of your employment generally with the Company shall remai
November 18, 2016	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits 8-K 1 yume201611108k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 18, 2016 Date of Report (Date of earliest event reported) YuMe, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36039 27-0111478 (State or other jurisdiction (Commis
November 16, 2016	EX-24	POWER OF ATTORNEY POWER OF ATTORNEY KNOW ALL BY THESE PRESENTS, that the undersigned hereby constitutes and appoints Paul Porrini, Amy Rothstein and Nanette Agustines, as his or her true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as a representative of YuMe, Inc.
November 9, 2016	10-Q	YuMe FORM 10-Q (Quarterly Report) 10-Q 1 yume2016110110q.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2016 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 1-36039 YuMe,
November 9, 2016	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 8, 2016 Date of Report (Date of earliest event reported) YuMe, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36039 27-0111478 (State or other jurisdiction (Commission (IRS Employer of incorporation
November 9, 2016	EX-99.5	YUME REPORTS THIRD QUARTER 2016 FINANCIAL RESULTS Announces Executive and Board Changes and Restructuring Plan to Improve Profitability Board of Directors’ Special Committee to Explore Strategic Alternatives, Engages Deutsche Bank as Financial Adviso EX-99.5 6 ex99-6.htm EXHIBIT 99.5 EXHIBIT 99.5 YUME REPORTS THIRD QUARTER 2016 FINANCIAL RESULTS Announces Executive and Board Changes and Restructuring Plan to Improve Profitability Board of Directors’ Special Committee to Explore Strategic Alternatives, Engages Deutsche Bank as Financial Advisor Redwood City, Calif. – November 9, 2016 – YuMe, Inc. (NYSE: YUME), the global audience technology com
November 9, 2016	EX-99.4	Michael Hudes Memo EXHIBIT 99.4 To: Michael Hudes From: Paul Porrini CC: Robin Steckhahn, Sr. Director of HR Date: November 9, 2016 Re: YuMe Promotion The purpose of this memo is to outline the details of your promotion with YuMe. Unless specifically listed or modified, below, all other aspects of your [identify date of existing offer/employment agreement] and your employment generally with the Company shall re
November 9, 2016	EX-99.2	[INTENTIONALLY OMITTED] [INTENTIONALLY OMITTED] EX-99.2 3 ex99-2.htm EXHIBIT 99.2 November 9, 2016 EXHIBIT 99.2 James Soss 1099 23rd Street, Loft 5 San Francisco, CA 94107 Re: Terms of Separation Dear Mr. Soss: This letter confirms the agreement (“Agreement”) between you and YuMe, Inc. (the “Company”) concerning the terms of your separation and offers you the separation compensation we discussed in exchange for a general release of claims and c
November 9, 2016	EX-99.1	[INTENTIONALLY OMITTED] [INTENTIONALLY OMITTED] November 9, 2016 EXHIBIT 99.1 Jayant Kadambi 579 Kelly Way Palo Alto, CA 94306 Re: Terms of Separation Dear Mr. Kadambi: This letter confirms the agreement (?Agreement?) between you and YuMe, Inc. (the ?Company?) concerning the terms of your separation and offers you the separation compensation we discussed in exchange for a general release of claims and covenant not to sue. 1. Separation Date: No
November 9, 2016	EX-99.3	[INTENTIONALLY OMITTED] [INTENTIONALLY OMITTED] November 9, 2016 EXHIBIT 99.3 Hardeep Bindra 108 Drummond Drive Hayward, CA 94542 Re: Terms of Separation Dear Mr. Bindra: This letter confirms the agreement (?Agreement?) between you and YuMe, Inc. (the ?Company?) concerning the terms of your separation and offers you the separation compensation we discussed in exchange for a general release of claims and covenant not to sue. 1. Separation Date:
November 9, 2016	EX-99.6	YuMe (NYSE:YUME) - Advertising Customer Metrics EXHIBIT 99.6 YuMe (NYSE:YUME) - Advertising Customer Metrics November 9, 2016 FY12 Q1:13 LTM Q2:13 LTM Q3:13 LTM FY13 Q1:14 LTM Q2:14 LTM Q3:14 LTM FY14 Q1:15 LTM Q2:15 LTM Q3:15 LTM FY15 Q1:16 LTM Q2:16 LTM Q3:16 LTM Metrics Total Advertising Customers Total Advertising Customers 449 499 526 563 580 635 719 807 880 935 1,010 1,030 1,001 1,009 1,002 959 Average Spend $ 256,898 $ 243,359 $ 247,195
September 14, 2016	8-K	Regulation FD Disclosure UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 September 14, 2016 Date of Report (Date of earliest event reported) YuMe, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36039 27-0111478 (State or other jurisdiction (Commission (IRS Employer of incorporati
September 14, 2016	SC 13D/A	YUME / YuMe, Inc. / AVI Partners, LLC - YUME INC Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 8)1 YuMe, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 98872B104 (CUSIP Number) DARREN C. WALLIS AVI PAR
September 14, 2016	SC 13D/A	YUME / YuMe, Inc. / Edenbrook Capital, LLC Activist Investment SC 13D/A 1 d725937713d-a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 3)* YuMe, Inc. (Name of Issuer) Common Stock, par value $0.001 (Title of Class of Securities) 98872B104 (CUSIP Number) Jonathan Brolin 2 Depot Plaza Bedford Hills New York 10507 (914) 239-3117 (Name, Address and Telephone Number of Perso
September 8, 2016	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 September 8, 2016 Date of Report (Date of earliest event reported) YuMe, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36039 27-0111478 (State or other jurisdiction (Commission (IRS Employer of incorporatio
September 8, 2016	EX-99.1	EX-99.1 Exhibit 99.1
August 9, 2016	10-Q	YuMe FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 1-36039 YuMe, Inc.
August 9, 2016	EX-99.1	YUME REPORTS SECOND QUARTER 2016 FINANCIAL RESULTS EXHIBIT 99.1 YUME REPORTS SECOND QUARTER 2016 FINANCIAL RESULTS Redwood City, Calif. ? August 9, 2016 ? YuMe, Inc. (NYSE: YUME), the global audience technology company powered by data-driven insights and cross-screen expertise, today announced its financial results for the second quarter ended June 30, 2016. Financial highlights include: ? Revenue of $40.7 million, compared to $40.4 million in the
August 9, 2016	EX-99.2	Q3:15 LTM EXHIBIT 99.2 YuMe (NYSE:YUME) - Advertising Customer Metrics August 9, 2016 FY12 Q1:13 LTM Q2:13 LTM Q3:13 LTM FY13 Q1:14 LTM Q2:14 LTM Q3:14 LTM FY14 Q1:15 LTM Q2:15 LTM Q3:15 LTM FY15 Q1:16 LTM Q2:16 LTM Metrics Total Advertising Customers Total Advertising Customers 449 499 526 563 580 635 719 807 880 935 1,010 1,030 1,001 1,009 1,002 Average Spend $ 256,898 $ 243,359 $ 247,195 $ 248,292 $ 255,
August 9, 2016	EX-99.1	YUME REPORTS SECOND QUARTER 2016 FINANCIAL RESULTS EXHIBIT 99.1 YUME REPORTS SECOND QUARTER 2016 FINANCIAL RESULTS Redwood City, Calif. ? August 9, 2016 ? YuMe, Inc. (NYSE: YUME), the global audience technology company powered by data-driven insights and cross-screen expertise, today announced its financial results for the second quarter ended June 30, 2016. Financial highlights include: ? Revenue of $40.7 million, compared to $40.4 million in the
August 9, 2016	8-K	YuMe FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 9, 2016 Date of Report (Date of earliest event reported) YuMe, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36039 27-0111478 (State or other jurisdiction (Commission (IRS Employer of incorporation)
August 9, 2016	EX-99.2	Q3:15 LTM EXHIBIT 99.2 YuMe (NYSE:YUME) - Advertising Customer Metrics August 9, 2016 FY12 Q1:13 LTM Q2:13 LTM Q3:13 LTM FY13 Q1:14 LTM Q2:14 LTM Q3:14 LTM FY14 Q1:15 LTM Q2:15 LTM Q3:15 LTM FY15 Q1:16 LTM Q2:16 LTM Metrics Total Advertising Customers Total Advertising Customers 449 499 526 563 580 635 719 807 880 935 1,010 1,030 1,001 1,009 1,002 Average Spend $ 256,898 $ 243,359 $ 247,195 $ 248,292 $ 255,
August 9, 2016	8-K	YuMe FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 9, 2016 Date of Report (Date of earliest event reported) YuMe, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36039 27-0111478 (State or other jurisdiction (Commission (IRS Employer of incorporation)
July 28, 2016	SC 13D/A	YUME / YuMe, Inc. / VIEX Capital Advisors, LLC - AMENDMENT NO. 8 TO THE SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 8)1 YuMe, Inc. (Name of Issuer) Common Stock, $.001 par value per share (Title of Class of Securities) 98872B104 (CUSIP Number) ERIC SINGER VIEX CAPITAL AD
July 6, 2016	SC 13D/A	YUME / YuMe, Inc. / VIEX Capital Advisors, LLC - AMENDMENT NO. 7 TO THE SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 7)1 YuMe, Inc. (Name of Issuer) Common Stock, $.001 par value per share (Title of Class of Securities) 98872B104 (CUSIP Number) ERIC SINGER VIEX CAPITAL AD
June 28, 2016	EX-99	June 28, 2016 EX-99 2 d7196306ex99-c.htm EXHIBIT C Exhibit C June 28, 2016 Board of Directors YuMe, Inc. 1204 Middlefield Road Redwood City, CA 94063 Dear YuMe Board of Directors: Edenbrook Capital, LLC currently owns 1,768,520 shares of YuMe, Inc. (the "Company"), representing approximately 5.1% of the outstanding common stock of the Company. As you know, Edenbrook is the Company's fourth largest shareholder a
June 28, 2016	SC 13D/A	YUME / YuMe, Inc. / Edenbrook Capital, LLC Activist Investment SC 13D/A 1 d719630613d-a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1)* YuMe, Inc. (Name of Issuer) Common Stock, par value $0.001 (Title of Class of Securities) 98872B104 (CUSIP Number) Jonathan Brolin 2 Depot Plaza Bedford Hills New York 10507 (914) 239-3117 (Name, Address and Telephone Number of Perso
June 24, 2016	SC 13D/A	YUME / YuMe, Inc. / AVI Partners, LLC - AMENDMENT NO. 7 TO THE SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 7)1 YuMe, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 98872B104 (CUSIP Number) DARREN C. WALLIS AVI PARTN
June 16, 2016	EX-99.2	IN THE COURT OF CHANCERY OF THE STATE OF DELAWARE EX-99.2 3 ex992to13da610114014061616.htm COMPLAINT Exhibit 99.2 IN THE COURT OF CHANCERY OF THE STATE OF DELAWARE ERIC SINGER, : : Plaintiff, : : v. : C.A. No. : YUME, INC., : a Delaware corporation, : : Defendant. : VERIFIED COMPLAINT PURSUANT TO SECTION 8 DEL. C. § 220(d) Plaintiff Eric Singer (“Plaintiff” or “Singer”), by and through his undersigned counsel, upon knowledge as to himself and upo
June 16, 2016	SC 13D/A	YUME / YuMe, Inc. / VIEX Capital Advisors, LLC - AMENDMENT NO. 6 TO THE SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 6)1 YuMe, Inc. (Name of Issuer) Common Stock, $.001 par value per share (Title of Class of Securities) 98872B104 (CUSIP Number) ERIC SINGER VIEX CAPITAL AD
June 16, 2016	EX-99.1	JOINT FILING AGREEMENT Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto) with respect to the shares of Common Stock, $.001 par value per share, of YuMe, Inc. This Joint Filing Agreement shall
June 3, 2016	8-K	YuMe FORM 8-K (Current Report/Significant Event) yume201606028k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 27, 2016 Date of Report (Date of earliest event reported) YuMe, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36039 27-0111478 (State or other jurisdiction (Commission (IRS Employer o
May 27, 2016	DFAN14A	YuMe 14A DFAN14A 1 dfan14a1011401405272016.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant o Filed by a Party other than the Registrant x Check the appropriate box: o
May 24, 2016	DFAN14A	YuMe 14A dfan14a1011401405242016.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant o Filed by a Party other than the Registrant x Check the appropriate box: o Prelimina
May 17, 2016	DEFA14A	YuMe DEFA14A DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement. ? Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)).
May 17, 2016	DFAN14A	YuMe 14A dfan14a1011401405172016.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant o Filed by a Party other than the Registrant x Check the appropriate box: o Prelimina
May 16, 2016	DEFA14A	YuMe DEFA14A DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement. ? Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)).
May 16, 2016	DFAN14A	YuMe 14A DFAN14A 1 dfan14a1011401405162016.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant o Filed by a Party other than the Registrant x Check the appropriate box: o
May 11, 2016	DFAN14A	YuMe 14A DFAN14A 1 dfan14a1011401405102016.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant o Filed by a Party other than the Registrant x Check the appropriate box: o
May 9, 2016	DEFA14A	YuMe DEFA14A DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement. ? Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)).
May 9, 2016	DFAN14A	YuMe 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant o Filed by a Party other than the Registrant x Check the appropriate box: o Preliminary Proxy Statement ¨ Confide
May 6, 2016	DEFA14A	YuMe DEFA14A DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement. ? Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)).
May 6, 2016	10-Q	YuMe FORM 10-Q (Quarterly Report) yume2016033110q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2016 OR ?? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 1-36039 YuMe, Inc. (Exact Name of
May 4, 2016	EX-99.1	YUME REPORTS FIRST QUARTER 2016 FINANCIAL RESULTS ex99-1.htm EXHIBIT 99.1 YUME REPORTS FIRST QUARTER 2016 FINANCIAL RESULTS Redwood City, Calif. ? May 4, 2016 ? YuMe, Inc. (NYSE: YUME), the global audience technology company powered by data-driven insights and cross-screen expertise, today announced its financial results for the first quarter ended March 31, 2016. Financial highlights include: ? Revenue of $39.2 million, compared to $40.1 million
May 4, 2016	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 2, 2016 Date of Report (Date of earliest event reported) YuMe, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36039 27-0111478 (State or other jurisdiction (Commission (IRS Employer of incorporation) Fil
May 4, 2016	EX-99.2	Q1:13 LTM EX-99.2 3 ex99-2.htm EXHIBIT 99.2 EXHIBIT 99.2 YuMe (NYSE:YUME) - Advertising Customer Metrics May 4, 2016 FY12 Q1:13 LTM Q2:13 LTM Q3:13 LTM FY13 Q1:14 LTM Q2:14 LTM Q3:14 LTM FY14 Q1:15 LTM Q2:15 LTM Q3:15 LTM FY15 Q1:16 LTM Metrics Total Advertising Customers Total Advertising Customers 449 499 526 563 580 635 719 807 880 935 1,010 1,030 1,001 1,009 Average Spend $ 256,898 $ 243,359 $ 247,195 $
May 4, 2016	EX-99.3	EX-99.3
April 29, 2016	SC 13D/A	YUME / YuMe, Inc. / Edenbrook Capital, LLC Activist Investment SC 13D/A 1 d714170113d-a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1)* YuMe, Inc. (Name of Issuer) Common Stock, par value $0.001 (Title of Class of Securities) 98872B104 (CUSIP Number) Jonathan Brolin 2 Depot Plaza Bedford Hills New York 10507 (914) 239-3117 (Name, Address and Telephone Number of Perso
April 25, 2016	DEFA14A	YuMe DEFA14A DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement. ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)).
April 18, 2016	DFAN14A	YuMe 14A dfan14a1011401404182016.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant o Filed by a Party other than the Registrant x Check the appropriate box: o Prelimina
April 15, 2016	DEFC14A	YuMe 14A defc14a1011401404082016.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant o Filed by a Party other than the Registrant x Check the appropriate box: o Prelimina
April 14, 2016	DEFA14A	YuMe DEFA14A DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement. ? Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)).
April 14, 2016	DEFA14A	YuMe DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement. ¨ Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)). ¨ Defin
April 14, 2016	DEFC14A	YuMe DEFC14A DEFC14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
April 1, 2016	PRER14A	YuMe FORM PRER14A PRER14A 1 yume20160325prer14a.htm FORM PRER14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission
April 1, 2016	CORRESP	YuMe ESP yume20160401corresp.htm Gordon K. Davidson Partner April 1, 2016 Email [email protected] Direct Dial (650) 335-7237 VIA OVERNIGHT COURIER AND EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Nicholas P. Panos, Senior Special Counsel Division of Corporation Finance Office of Mergers & Acquisitions Re: YuMe, Inc. Prelim
March 30, 2016	SC 13D/A	YUME / YuMe, Inc. / AVI Partners, LLC Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 6)1 YuMe, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 98872B104 (CUSIP Number) STEVE WOLOSKY, ESQ. OLSHAN
March 30, 2016	CORRESP	March 30, 2016 O L S H A N PARK AVENUE TOWER ● 65 EAST 55TH STREET ● NEW YORK, NEW YORK 10022 TELEPHONE: 212.
March 30, 2016	PRRN14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Ame UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant o Filed by a Party other than the Registrant x Check the appropriate box: x Preliminary Proxy Statement ¨ Confid
March 28, 2016	PREC14A	YuMe FORM PREC14A yume20160325pre14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ?
March 22, 2016	EX-24	POWER OF ATTORNEY Unassociated Document POWER OF ATTORNEY KNOW ALL BY THESE PRESENTS, that the undersigned hereby constitutes and appoints Paul Porrini, Amy Rothstein and Nanette Dove, as his or her true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned?s capacity as a representative of YuMe, Inc.
March 18, 2016	PREC14A	YuMe 14A prec14a1011401403182016.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant o Filed by a Party other than the Registrant x Check the appropriate box: x Prelimina
March 17, 2016	EX-99.1	March 16, 2016 ex10-1.htm Exhibit 99.1 March 16, 2016 James R. Soss San Francisco, CA Dear Jim: Subject to the requisite Board of Directors? approvals as we have discussed, I am pleased to offer you a position with YuMe, Inc. (the ?Company?), as its Executive Vice President, General Manager, North America. If you decide to join us, you will receive a yearly salary of $275,000.00 which will be paid semi-monthly i
March 17, 2016	EX-99.2	YUME NAMES JIM SOSS EXECUTIVE VICE PRESIDENT, GENERAL MANAGER OF NORTH AMERICA Will Oversee North American Sales, Business Development, and Customer Operations ex99-1.htm Exhibit 99.2 For Immediate Release YUME NAMES JIM SOSS EXECUTIVE VICE PRESIDENT, GENERAL MANAGER OF NORTH AMERICA Will Oversee North American Sales, Business Development, and Customer Operations Redwood City, Calif. ? March 17, 2016 ? YuMe, Inc. (NYSE: YUME), the global audience technology company powered by data-driven insights and multi-platform expertise, today announced the hiring o
March 17, 2016	8-K	YuMe FORM 8-K (Current Report/Significant Event) yume201603168k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 16, 2016 Date of Report (Date of earliest event reported) YuMe, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36039 27-0111478 (State or other jurisdiction (Commission (IRS Employer
March 10, 2016	S-8	YuMe FORM S-8 S-8 1 yume20160309s8.htm FORM S-8 As filed with the Securities and Exchange Commission on March 10, 2016 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 YuMe, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 7311 27-0111478 (State or Other Jurisdiction of Incorporation
March 10, 2016	10-K	YuMe FORM 10-K (Annual Report) 10-K 1 yume2015123110k.htm FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the annual period ended December 31, 2015 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 1-36039 YuMe, Inc. (E
March 4, 2016	DEFA14A	YuMe FORM DEFA14A yume20160304defa14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (RULE 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary proxy statement. ? Confidential, for use of the Commission O
March 4, 2016	EX-99.3	POWER OF ATTORNEY Exhibit 99.3 POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints Eric Singer the undersigned’s true and lawful attorney-in-fact to take any and all action in connection with (i) the undersigned’s beneficial ownership of, or participation in a group with respect to, securities of YuMe, Inc., a Delaware corporation (the “Company”) directly or indirectly
March 4, 2016	SC 13D/A	YUME / YuMe, Inc. / VIEX Capital Advisors, LLC - AMENDMENT NO. 5 TO THE SCHEDULE 13D Activist Investment SC 13D/A 1 sc13da51011401403042016.htm AMENDMENT NO. 5 TO THE SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 5)1 YuMe, Inc. (Name of Issuer) Common Stock, $.001 par value per share (Title o
March 4, 2016	EX-99.2	VIEX Opportunities Fund, LP 825 Third Avenue, 33rd Floor New York, NY 10022 Exhibit 99.2 VIEX Opportunities Fund, LP 825 Third Avenue, 33rd Floor New York, NY 10022 , 2016 [] Re: YuMe, Inc. Dear Nominee: Thank you for agreeing to serve as a nominee for election to the Board of Directors of YuMe, Inc. (the “Company”) in connection with the proxy solicitation that VIEX Opportunities Fund, LP – Series One and its affiliates (collectively, “VIEX”) are considering undertaking
March 4, 2016	EX-99.1	JOINT FILING AND SOLICITATION AGREEMENT Exhibit 99.1 JOINT FILING AND SOLICITATION AGREEMENT WHEREAS, certain of the undersigned are stockholders, direct or beneficial, of YuMe, Inc., a Delaware corporation (the “Company”); WHEREAS, VIEX Opportunities Fund, LP – Series One (“Series One”), VIEX Opportunities Fund, LP – Series Two, VIEX GP, LLC, VIEX Special Opportunities Fund II, LP, VIEX Special Opportunities GP II, LLC, VIEX Capital Ad
February 18, 2016	EX-99.3	Q1:13 LTM yume201602178k.htm
February 18, 2016	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events yume201602178k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 16, 2016 Date of Report (Date of earliest event reported) YuMe, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36039 27-0111478 (State or other jurisdiction (Commission (IRS Emplo
February 18, 2016	EX-99.2	YUME, INC. 2016 Cash Incentive Plan yume201602178k.htm EXHIBIT 99.2 YUME, INC. 2016 Cash Incentive Plan Purpose. The purpose of this 2016 Cash Incentive Plan (this ?Plan?) is to motivate and reward eligible employees by making a portion of their cash compensation dependent on the achievement of certain performance goals related to the performance of YuMe, Inc. (the ?Company?). The Plan is administered by the Committee, which shall h
February 18, 2016	EX-99.1	YUME REPORTS FOURTH QUARTER AND FULL YEAR 2015 FINANCIAL RESULTS Board Authorizes $10 Million Share Repurchase Program yume201602178k.htm EXHIBIT 99.1 YUME REPORTS FOURTH QUARTER AND FULL YEAR 2015 FINANCIAL RESULTS Board Authorizes $10 Million Share Repurchase Program Redwood City, Calif. ? February 18, 2016 ? YuMe, Inc. (NYSE: YUME), the global audience technology company powered by data-driven insights and multi-platform expertise, today announced its financial results for the fourth quarter and full year ended
February 16, 2016	SC 13G/A	YUME / YuMe, Inc. / Khosla Ventures II, L.P. - SC 13G/A Passive Investment SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.
February 16, 2016	SC 13G/A	YUME / YuMe, Inc. / ACCEL IX LP - SC 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b) (Amendment No. 2)* YuMe Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 98872B104 (CUSIP Number) December 31, 2015 (Date of Event Which Req
February 16, 2016	SC 13G/A	YUME / YuMe, Inc. / VNK Management, LLC - SC 13G/A Passive Investment SC 13G/A 1 d134249dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* YuMe, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 98872B 104 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropr
February 16, 2016	EX-99.1	JOINT FILING AGREEMENT EX-99.1 2 d142864dex991.htm EX-99.1 Exhibit 99.1 JOINT FILING AGREEMENT Pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree that only one statement containing the information required by Schedule 13G need be filed with respect to the ownership by each of the undersigned of the shares of Common Stock of YuMe, Inc. Dated: February 16, 2016
February 12, 2016	SC 13D	YUME / YuMe, Inc. / Edenbrook Capital, LLC Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No.
February 11, 2016	SC 13D/A	YUME / YuMe, Inc. / VIEX Capital Advisors, LLC - AMENDMENT NO. 4 TO THE SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 4)1 YuMe, Inc. (Name of Issuer) Common Stock, $.001 par value per share (Title of Class of Securities) 98872B104 (CUSIP Number) ERIC SINGER VIEX CAPITAL AD
February 10, 2016	EX-99.1	AGREEMENT EX-99.1 CUSIP NO. 98872B 10 4 13G Exhibit 99.1 AGREEMENT Pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree that only one statement containing the information required by Schedule 13G need be filed with respect to the ownership by each of the undersigned of Common Stock of YuMe, Inc. Dated: February 10, 2016 DAG VENTURES III-QP, L.P. BY
February 10, 2016	SC 13G/A	YUME / YuMe, Inc. / DAG VENTURES III-QP LP - SC 13G/A Passive Investment SC 13G/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2 (Amendment No. 2)* YuMe, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 98872B 10 4 (CUSIP Number) December 31, 2015 (Date of Event Which Require
February 3, 2016	SC 13G/A	YUME / YuMe, Inc. / DIKER MANAGEMENT LLC - SCHEDULE 13G AMENDMENT FILING Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No.
January 12, 2016	EX-99.1	EX-99.1 Exhibit 99.1
January 12, 2016	8-K	YuMe FORM 8-K (Current Report/Significant Event) yume201601118k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 January 12, 2016 Date of Report (Date of earliest event reported) YuMe, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36039 27-0111478 (State or other jurisdiction (Commission (IRS Employ
December 30, 2015	SC 13D/A	YUME / YuMe, Inc. / VIEX Capital Advisors, LLC Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 3)1 YuMe, Inc. (Name of Issuer) Common Stock, $.001 par value per share (Title of Class of Securities) 98872B104 (CUSIP Number) ERIC SINGER VIEX CAPITAL AD
December 14, 2015	CORRESP	YuMe ESP yume20151214corresp.htm YuMe, Inc. 1204 Middlefield Road Redwood City, CA 94063 Phone (650) 591-9400 www.yume.com December 14, 2015 Via EDGAR Carlos Pacho Senior Assistant Chief Accountant AD Office 11 - Telecommunications U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: YuMe, Inc. Form 10-K for the Fiscal Year Ended December 31,
December 8, 2015	CORRESP	YuMe ESP YuMe, Inc. 1204 Middlefield Road Redwood City, CA 94063 Phone (650) 591-9400 www.yume.com December 8, 2015 Via EDGAR Carlos Pacho Senior Assistant Chief Accountant AD Office 11 - Telecommunications U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: YuMe, Inc. Form 10-K for the Fiscal Year Ended December 31, 2014 Filed March 10, 201
November 19, 2015	SC 13D/A	YUME / YuMe, Inc. / VIEX Capital Advisors, LLC - AMENDMENT NO. 2 TO THE SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 2)1 YuMe, Inc. (Name of Issuer) Common Stock, $.001 par value per share (Title of Class of Securities) 98872B104 (CUSIP Number) ERIC SINGER VERTEX CAPITAL
November 19, 2015	EX-99.1	JOINT FILING AGREEMENT Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto) with respect to the shares of Common Stock, $.001 par value per share, of YuMe, Inc., a Delaware corporation. This Join
November 18, 2015	CORRESP	YuMe ESP yume20151118corresp.htm YuMe, Inc. 1204 Middlefield Road Redwood City, CA 94063 Phone (650) 591-9400 www.yume.com November 18, 2015 Via EDGAR Carlos Pacho Senior Assistant Chief Accountant AD Office 11 - Telecommunications U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: YuMe, Inc. Form 10-K for the Fiscal Year Ended December 31,
November 6, 2015	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2015 OR ?? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 1-36039 YuMe, Inc.
November 5, 2015	EX-99.1	YUME REPORTS THIRD QUARTER 2015 FINANCIAL RESULTS ex99-1.htm Exhibit 99.1 YUME REPORTS THIRD QUARTER 2015 FINANCIAL RESULTS Redwood City, Calif. ? November 5, 2015 ? YuMe, Inc. (NYSE: YUME), the global audience technology company powered by data-driven insights and multi-platform expertise, today announced its financial results for the third quarter ended September 30, 2015. Financial highlights include: ? Revenue of $38.9 million, compared to $4
November 5, 2015	SC 13D/A	YUME / YuMe, Inc. / VIEX Capital Advisors, LLC - AMENDMENT NO. 1 TO THE SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 1)1 YuMe, Inc. (Name of Issuer) Common Stock, $.001 par value per share (Title of Class of Securities) 98872B104 (CUSIP Number) ERIC SINGER VERTEX CAPITAL
November 5, 2015	8-K	YuMe FORM 8-K (Current Report/Significant Event) yume201511048k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 5, 2015 Date of Report (Date of earliest event reported) YuMe, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36039 27-0111478 (State or other jurisdiction (Commission (IRS Employ
November 5, 2015	EX-99.2	Q1:13 LTM ex99-2.htm EXHIBIT 99.2 YuMe (NYSE:YUME) - Advertising Customer Metrics November 5, 2015 FY12 Q1:13 LTM Q2:13 LTM Q3:13 LTM FY13 Q1:14 LTM Q2:14 LTM Q3:14 LTM FY14 Q1:15 LTM Q2:15 LTM Q3:15 LTM Metrics Total Advertising Customers Total Advertising Customers 449 499 526 563 580 635 719 807 880 935 1,010 1,030 Average Spend $ 256,898 $ 243,359 $ 247,195 $ 248,292 $ 255,446 $ 249,957 $ 229,152 $ 212,
October 7, 2015	SC 13D	YUME / YuMe, Inc. / VIEX Capital Advisors, LLC - THE SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. )1 YuMe, Inc. (Name of Issuer) Common Stock, $.001 par value per share (Title of Class of Securities) 98872B104 (CUSIP Number) ERIC SINGER VERTEX CAPITAL A
October 7, 2015	EX-99.1	JOINT FILING AGREEMENT Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto) with respect to the shares of Common Stock, $.001 par value per share, of YuMe, Inc., a Delaware corporation. This Join
October 6, 2015	SC 13D/A	YUME / YuMe, Inc. / AVI Partners, LLC - AMENDMENT NO. 5 TO THE SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 5)1 YuMe, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 98872B104 (CUSIP Number) STEVE WOLOSKY, ESQ. ANDREW
October 6, 2015	EX-24	POWER OF ATTORNEY Unassociated Document POWER OF ATTORNEY KNOW ALL BY THESE PRESENTS, that the undersigned hereby constitutes and appoints Paul Porrini and Amy Rothstein, as his or her true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned?s capacity as a representative of YuMe, Inc.
October 5, 2015	EX-99.1	YUME NAMES DEREK HARRAR TO ITS BOARD OF DIRECTORS ex99-1.htm Exhibit 99.1 YUME NAMES DEREK HARRAR TO ITS BOARD OF DIRECTORS Redwood City, Calif. ? October 5, 2015 ? YuMe, Inc. (NYSE: YUME), the global audience technology company powered by data-driven insights and multi-platform expertise, today announced the appointment of Derek Harrar to its board of directors. ?We are excited to welcome Derek to YuMe?s board of directors,? said Jayant Kadambi,
October 5, 2015	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits yume201510028k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 2, 2015 Date of Report (Date of earliest event reported) YuMe, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36039 27-0111478 (State or other jurisdiction of incorporation) (Commi
October 5, 2015	SC 13D/A	YUME / YuMe, Inc. / AVI Partners, LLC - AMENDMENT NO. 5 TO THE SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 5)1 YuMe, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 98872B104 (CUSIP Number) STEVE WOLOSKY, ESQ. ANDREW
August 10, 2015	10-Q	___________________________________________________________________ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q yume2015063010q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2015 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 1-36039 YuMe, Inc. (Exact Name of R
August 10, 2015	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 10, 2015 Date of Report (Date of earliest event reported) YuMe, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36039 27-0111478 (State or other jurisdiction (Commission (IRS Employer of incorporation)
August 10, 2015	EX-99.2	Q1:13 LTM ex99-2.htm EXHIBIT 99.2 YuMe (NYSE:YUME) - Advertising Customer Metrics August 10, 2015 FY12 Q1:13 LTM Q2:13 LTM Q3:13 LTM FY13 Q1:14 LTM Q2:14 LTM Q3:14 LTM FY14 Q1:15 LTM Q2:15 LTM Metrics Total Advertising Customers Total Advertising Customers 449 499 526 563 580 634 719 807 880 935 1,010 Average Spend $256,898 $243,359 $247,195 $248,292 $255,446 $249,957 $229,152 $212,409 $198,770 $190,353 $17
August 10, 2015	EX-99.1	YUME REPORTS SECOND QUARTER 2015 FINANCIAL RESULTS yume201508068k.htm Exhibit 99.1 YUME REPORTS SECOND QUARTER 2015 FINANCIAL RESULTS Redwood City, Calif. ? August 10, 2015 ? YuMe, Inc. (NYSE: YUME), the global audience technology company powered by data-driven insights and multi-platform expertise, today announced its financial results for the second quarter ended June 30, 2015. Financial highlights include: ? Revenue of $40.4 million, compared t
July 21, 2015	SC 13D/A	YUME / YuMe, Inc. / AVI Partners, LLC - AMENDMENT NO. 4 TO THE SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 4)1 YuMe,Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 98872B104 (CUSIP Number) STEVE WOLOSKY, ESQ. ANDREW
July 7, 2015	EX-24	POWER OF ATTORNEY POWER OF ATTORNEY KNOW ALL BY THESE PRESENTS, that the undersigned hereby constitutes and appoints Paul Porrini and Amy Rothstein, as his or her true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned?s capacity as a representative of YuMe, Inc.
July 6, 2015	8-K	YuMe FORM 8-K (Current Report/Significant Event) yume201507028k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 3, 2015 Date of Report (Date of earliest event reported) YuMe, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36039 27-0111478 (State or other jurisdiction of incorporation) (Commissi
July 6, 2015	EX-99.1	YUME NAMES CRAIG FORMAN TO ITS BOARD OF DIRECTORS ex99-1.htm Exhibit 99.1 YUME NAMES CRAIG FORMAN TO ITS BOARD OF DIRECTORS Redwood City, Calif. ? July 6, 2015 ? YuMe, Inc. (NYSE: YUME), the global audience technology company powered by data-driven insights and multi-platform expertise, today announced the appointment of Craig Forman to its board of directors. Mr. Forman has extensive management and board experience in digital advertising, digita
May 27, 2015	8-K	YuMe FORM 8-K (Current Report/Significant Event) yume201505268k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 22, 2015 Date of Report (Date of earliest event reported) YuMe, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36039 27-0111478 (State or other jurisdiction (Commission (IRS Employer o
May 8, 2015	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2015 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 1-36039 YuMe, Inc.
May 8, 2015	EX-10.10	Description of Director Compensation EXHIBIT 10.10 Description of Director Compensation Directors who are employees of YuMe, Inc. (?YuMe?) do not receive compensation from YuMe for the services they provide as directors. Each non-employee director will be eligible to receive compensation for his or her service consisting of annual cash retainers and equity awards as follows: Position Retainer Board Member $ 30,000 Lead Independent Di
May 7, 2015	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events yume201505058k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 7, 2015 Date of Report (Date of earliest event reported) YuMe, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36039 27-0111478 (State or other jurisdiction (Commission (IRS Employer of
May 7, 2015	EX-99.1	YUME REPORTS FIRST QUARTER 2015 FINANCIAL RESULTS EX-99.1 2 ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 YUME REPORTS FIRST QUARTER 2015 FINANCIAL RESULTS Redwood City, Calif. – May 7, 2015 – YuMe, Inc. (NYSE: YUME), a leading provider of digital video brand advertising solutions, today announced its financial results for the first quarter ended March 31, 2015. Financial highlights include: ● Revenue of $40.1 million, an increase of 7.7% from the first q
May 7, 2015	EX-99.2	Q1:13 LTM EX-99.2 3 ex99-2.htm EXHIBIT 99.2 EXHIBIT 99.2 YuMe (NYSE:YUME) - Advertising Customer Metrics May 7, 2015 FY12 Q1:13 LTM Q2:13 LTM Q3:13 LTM FY13 Q1:14 LTM Q2:14 LTM Q3:14 LTM FY14 Q1:15 LTM Metrics Total Advertising Customers Total Advertising Customers 449 499 526 563 580 634 719 807 880 935 Average Spend $256,898 $243,359 $247,195 $248,292 $255,446 $249,957 $229,152 $212,409 $198,770 $190,353
April 10, 2015	EX-99.1	Joint Filing Agreement Exhibit 99.1 Joint Filing Agreement In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of Amendment No. 3 to the Schedule 13D (including amendments thereto) with respect to securities of YuMe, Inc. This Joint Filing Agreement shall be filed as an Exhibit to such Statement. Dated
April 10, 2015	SC 13D/A	YUME / YuMe, Inc. / AVI Partners, LLC - AMENDMENT NO. 3 TO THE SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 3)1 YuMe, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 98872B104 (CUSIP Number) STEVE WOLOSKY, ESQ. ANDREW
April 9, 2015	DEFA14A	YuMe FORM DEFA14A yume20150404def14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ?
April 9, 2015	DEF 14A	YuMe FORM DEF 14A yume20150404def14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ?
March 10, 2015	EX-99.3	POWER OF ATTORNEY Exhibit 99.3 POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints Darren C. Wallis, the undersigned’s true and lawful attorney-in-fact, to take any and all action in connection with (i) the undersigned’s beneficial ownership of, or participation in a group with respect to, securities of YuMe, Inc. (the “Company”) directly or indirectly beneficially own
March 10, 2015	SC 13D/A	YUME / YuMe, Inc. / AVI Partners, LLC - AMENDMENT NO. 2 TO THE SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 2)1 YuMe, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 98872B104 (CUSIP Number) STEVE WOLOSKY, ESQ. ANDREW
March 10, 2015	EX-99.2	AVI CAPITAL YANKEE, LP c/o AVI Partners, LLC 555 E. Lancaster Avenue, Suite 520 Radnor, Pennsylvania 19087 EX-99.2 3 ex992to13da209789003030615.htm FORM OF INDEMNIFICATION LETTER AGREEMENT Exhibit 99.2 AVI CAPITAL YANKEE, LP c/o AVI Partners, LLC 555 E. Lancaster Avenue, Suite 520 Radnor, Pennsylvania 19087 March , 2015 Re: YuMe, Inc. Dear : Thank you for agreeing to serve as a nominee for election to the Board of Directors of YuMe, Inc. (the “Company”) in connection with the proxy solicitation that AV
March 10, 2015	EX-99.1	JOINT FILING AND SOLICITATION AGREEMENT Exhibit 99.1 JOINT FILING AND SOLICITATION AGREEMENT WHEREAS, certain of the undersigned are stockholders, direct or beneficial, of YuMe, Inc., a Delaware corporation (the “Company”); WHEREAS, AVI Capital Yankee, LP, a Delaware limited partnership (“AVI”), AVI Capital Partners, LP, a Delaware limited partnership, AVI Partners, LLC, a Delaware limited liability company, AVI Management, LLC, a Delaw
March 10, 2015	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K yume2014123110k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the annual period ended December 31, 2014 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 1-36039 YuMe, Inc. (Exact Name of Regi
February 23, 2015	SC 13D/A	YUME / YuMe, Inc. / AVI Partners, LLC - AMENDMENT NO. 1 TO THE SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 1)1 YuMe, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 98872B104 (CUSIP Number) STEVE WOLOSKY, ESQ. ANDREW
February 18, 2015	EX-99.1	YUME REPORTS FOURTH QUARTER AND FULL YEAR 2014 FINANCIAL RESULTS Company Reports Third Consecutive Year of Adjusted EBITDA Profitability ex99-1.htm Exhibit 99.1 YUME REPORTS FOURTH QUARTER AND FULL YEAR 2014 FINANCIAL RESULTS Company Reports Third Consecutive Year of Adjusted EBITDA Profitability Redwood City, Calif. – February 18, 2015 – YuMe, Inc. (NYSE: YUME), a leading provider of digital video brand advertising solutions, today announced its financial results for the fourth quarter and full year ended December 31, 2014. Financ
February 18, 2015	8-K	Financial Statements and Exhibits 8-K 1 yume201502178k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 18, 2015 Date of Report (Date of earliest event reported) YuMe, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36039 27-0111478 (State or other jurisdiction (Commis
February 17, 2015	EX-99.2	YUME, INC. EXECUTIVE SEVERANCE PLAN Effective February 13, 2015 yume201502128k.htm EXHIBIT 99.2 YUME, INC. EXECUTIVE SEVERANCE PLAN Effective February 13, 2015 I. Purpose The YuMe, Inc. Executive Severance Plan (this or the “Plan”) is intended to implement the Executive Severance Policy previously approved by the Board of Directors of YuMe, Inc. (the “Company”). The Plan is intended to provide assistance to eligible executives of the Company in the event of ce

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