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| CIK | 1760588 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Zacks Trust - Zacks Earnings Consistent Portfolio ETF
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| August 15, 2025 |
New York Stock Exchange 11 Wall Street New York, NY 10005 Tel: +1 212.656.3000 nyse.com August 15, 2025 Chief, Information Technology Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE MS 3040 Washington, DC 20549 To whom it may concern: The NYSE Arca certifies its approval for listing and registration of the Zacks Quality International ETF, a series of Zacks Trust, |
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| August 12, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Zacks Trust (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I. |
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| November 21, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Zacks Trust (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I. |
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| February 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-18F-1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-18F-1 NOTIFICATION OF ELECTION PURSUANT TO RULE 18f-1 UNDER THE INVESTMENT COMPANY ACT OF 1940. Zacks Trust NOTIFICATION OF ELECTION The undersigned registered open-end investment company hereby notifies the Securities and Exchange Commission that it elects to commit itself to pay in cash all redemptions by a shareholde |
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| November 15, 2023 |
November 15, 2023 VIA EDGAR ========== Samantha Brutlag Division of Investment Management Securities and Exchange Commission Filing Desk 100 F Street, N. |
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| September 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Zacks Trust (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I. |
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| September 18, 2023 |
September 18, 2023 VIA EDGAR ========== Samantha Brutlag Division of Investment Management Securities and Exchange Commission Filing Desk 100 F Street, N. |
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| July 31, 2023 |
July 31, 2023 VIA EDGAR ========== Samantha Brutlag Division of Investment Management Securities and Exchange Commission Filing Desk 100 F Street, N. |
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| December 28, 2022 |
NPORT-EX 2 zacksnport.htm ZACKS NQ ZACKS EARNINGS CONSISTENT PORTFOLIO ETF SCHEDULE OF INVESTMENTS (Unaudited) October 31, 2022 Shares Fair Value COMMON STOCKS — 97.7% AEROSPACE & DEFENSE - 0.8% 1,293 Raytheon Technologies Corporation $ 122,602 APPAREL & TEXTILE PRODUCTS - 1.0% 1,593 NIKE, Inc., Class B 147,639 ASSET MANAGEMENT - 2.5% 815 Ameriprise Financial, Inc. 251,932 183 BlackRock, Inc. 118, |
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| June 28, 2022 |
ZACKS EARNINGS CONSISTENT PORTFOLIO ETF ZACKS EARNINGS CONSISTENT PORTFOLIO ETF SCHEDULE OF INVESTMENTS (Unaudited) April 30, 2022 Shares Fair Value COMMON STOCKS — 98. |
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| December 30, 2021 |
Zacks Earnings Consistent Portfolio ETF SCHEDULE OF INVESTMENTS (Unaudited) October 31, 2021 Shares Fair Value COMMON STOCK - 98. |
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| August 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Zacks Trust (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I. |
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| August 5, 2021 |
August 5, 2021 VIA EDGAR ========== Mindy Rotter Division of Investment Management Securities and Exchange Commission Filing Desk 100 F Street, N. |
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| August 3, 2021 |
Fund Services Agreement [Portions of this exhibits have been omitted] EX-99.H OTH MAT CONT 6 ex99hi.htm [Certain identified information has been excluded from this exhibit because it is not material and would likely cause competitive harm to the registrant if publicly disclosed] ETF MASTER SERVICES AGREEMENT This ETF Master Services Agreement (this “Agreement”), dated April 26, 2021, is between Zacks Trust (the “Trust”), a Delaware statutory trust, and Ultimus Fund |
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| August 3, 2021 |
Custodial Agreement. Custodian and Transfer Agent Agreement filed herewith. CUSTODIAN AND TRANSFER AGENT AGREEMENT THIS AGREEMENT (this Agreement), dated as of May 19, 2021, between Zacks Trust (the Fund, including its separate series, the Portfolios), an open-end management investment company organized under the laws of the State of Delaware and registered with the Commission under the Investment Company Act of 1940 (the 1940 Act), and BROWN BROTHERS HARRIMAN & CO. |
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| August 3, 2021 |
Code of Ethics for the Trust filed herewith. 15.B Rule 17j-1 and Rule 204A-1 Code of Ethics The adviser in the Trust must adopt and maintain a Code of Ethics that is compliant with both Rule 17j-1 under the Investment Company Act of the 1940 Act and Rule 204A-1 under the Investment Advisers Act of 1940. The Trust adopted the Code of Ethics attached hereto as Appendix 15.B , which is compliant with Rule 17j-1. As stated in the attached Code o |
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| August 3, 2021 |
Code of Ethics for Zacks Investment Management, Inc. filed herewith. APPENDIX 1 Zacks Investment Management, Inc. Investment Adviser Code of Ethics February 2021 1 I. Overview. Zacks Investment Management, Inc. (“ZIM”) is a registered investment adviser with the Securities and Exchange Commission (the “SEC”). ZIM developed this Investment Adviser Code of Ethics (the “Code of Ethics”) to comply with Rule 204A-1 under the Investment Advisers Act of 1940, as amended, |
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| August 3, 2021 |
INVESTMENT ADVISORY AGREEMENT Between ZACKS TRUST and ZACKS INVESTMENT MANAGEMENT, INC. |
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| August 3, 2021 |
CERTIFICATE The undersigned, President and Principal Executive Officer of Zacks Trust, hereby certifies that the following resolution was duly adopted by a majority of the Board of Trustees at a meeting held on June 22, 2021, and is in full force and effect: WHEREAS, the Trust, a trust organized under the laws of the State of Delaware, has filed with the SEC under the provisions of the Securities Act of 1933, as amended (the “1933 Act”), and the 1940 Act, a Registration Statement on Form N-1A (the “Registration Statement”), with respect to the issuance and sale of the shares of the Trust. |
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| August 3, 2021 |
N-1A/A 1 zachstrustn1aa.htm N-1A/A Securities Act Registration No. 333-232634 Investment Company Act Registration No. 811-23435 As filed with the Securities and Exchange Commission on August 3, 2021 SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ý ý Pre-Effective Amendment No. 2 ¨ Post-Effective Amendment No. and/or REGISTRATION S |
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| August 3, 2021 |
Rule 12b-1 Plans. Plan of Distribution Pursuant to Rule 12b-1 filed herewith. ETF DISTRIBUTION PLAN PURSUANT TO RULE 12B-1 UNDER THE INVESTMENT COMPANY ACT OF 1940 ZACKS TRUST Adopted June 22, 2021 WHEREAS, Zacks Trust (the “Trust”) is an open-end management investment company registered as such under the Investment Company Act of 1940, as amended (the “1940 Act”), and organized as a series trust; and WHEREAS, the Board of Trustees of the Trust (“Trustees”) desires to adopt |
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| August 3, 2021 |
Other Opinions. Consent of Independent Registered Public Accounting Firm filed herewith. CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the inclusion in this Registration Statement on Form N-1A of our report dated July 30, 2021, relating to the financial statements of Zacks Trust comprising Zacks Earnings Consistent Portfolio ETF as of June 28, 2021, and to the references to our firm under the headings “Fund Service Providers” in the Prospectus and “Independent Registered Public Accounting Firm” in the Statement of Additional Information. |
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| August 3, 2021 |
Legal Opinion. Legal Opinion and Consent of Greenberg Traurig LLP filed herewith. August 3, 2021 Zacks Trust 227 West Monroe Street Suite 4350 Chicago, IL 60606 Dear Board Members: This letter is in response to your request for our opinion in connection with the filing of Pre-Effective Amendment No. |
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| August 3, 2021 |
ZACKS TRUST OPERATING EXPENSES LIMITATION AGREEMENT ZACKS INVESTMENT MANAGEMENT, INC. |
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| August 3, 2021 |
Underwriting Agreement. Underwriting Agreement filed herewith. ETF DISTRIBUTION AGREEMENT This Distribution Agreement (the “Agreement”) is made this day of August 2, 2021, by and between Zacks Trust, a Delaware statutory trust (the “Trust”) having its principal place of business at 227 West Monroe Street, Suite 4350, Chicago, Illinois 60606, and Foreside Financial Services, LLC, a Delaware limited liability company (the “Distributor”) having its principal place of business at Three Canal Plaza, Suite 100, Portland, ME 04101. |
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| August 2, 2021 |
August 2, 2021 VIA EDGAR ========== Samantha Brutlag Division of Investment Management Securities and Exchange Commission Filing Desk 100 F Street, N. |
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| July 23, 2021 |
July 23, 2021 VIA EDGAR ========== Samantha Brutlag Division of Investment Management Securities and Exchange Commission Filing Desk 100 F Street, N. |
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| March 18, 2021 |
N-1A/A 1 zachstrustn1aa.htm N-1A/A Securities Act Registration No. 333-232634 Investment Company Act Registration No. 811-23435 As filed with the Securities and Exchange Commission on March 17, 2021 SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ý ý Pre-Effective Amendment No. 1 ¨ Post-Effective Amendment No. and/or REGISTRATION S |
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| July 12, 2019 | ||
| July 12, 2019 |
Securities Act Registration No. 333- Investment Company Act Registration No. 811-23435 As filed with the Securities and Exchange Commission on July 12, 2019 SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ? ? Pre-Effective Amendment No. ? Post-Effective Amendment No. and/or REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF |
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| July 12, 2019 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-8A NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(A) OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned investment company hereby notifies the Securities and Exchange Commission that it registers under and pursuant to the provisions of Section 8(a) of the Investment Company Act of 1940 and in connection with such notific |
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| July 12, 2019 |
BY-LAWS ZACKS TRUST A Delaware Business Trust (Effective November 14, 2018) Article I. |
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| July 12, 2019 |
DRAFT AGREEMENT AND DECLARATION OF TRUST of Zacks Trust a Delaware Statutory Trust TABLE OF CONTENTS Page Article I Name and Definitions 1 Section 1. |
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| July 12, 2019 |
July 12, 2019 VIA EDGAR Securities and Exchange Commission Public Filing Desk 100 F Street, N. |
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| March 27, 2019 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-8A NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(A) OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned investment company hereby notifies the Securities and Exchange Commission that it registers under and pursuant to the provisions of Section 8(a) of the Investment Company Act of 1940 and in connection with such notific |
