ZMSPF / Zecotek Photonics Inc. - Pengajuan SECLaporan Tahunan, Pernyataan Proksi

ZMSPF / Zecotek Photonics, Inc. 15-12G - - FORM 15

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File No. 000-55554 Worldwide Specialty Chemicals Inc. (Exact name of registrant as speci

TSXV:ZMS / Zecotek Photonics Inc. NT 10-Q FORM NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING OMB Number: 3235-0058 Expires: February 28, 2022 Estimated average burden hours per response . . . . . . 2.50 SEC FILE NUMBER CUSIP NUMBER (Check one): [] Form 10-K [] Form 20-F [] Form 11-K [X] Form 10-Q [] Form 10-D [] Form N-SAR [] Form N-CSR For Period Ended: March 31, 2019 [] Transi

TSXV:ZMS / Zecotek Photonics Inc. NOTICE OF LATEFILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING OMB Number: 3235-0058 Expires: February 28, 2022 Estimated average burden hours per response . . . . . . 2.50 SEC FILE NUMBER CUSIP NUMBER (Check one): [X] Form 10-K [] Form 20-F [] Form 11-K [] Form 10-Q [] Form 10-D [] Form N-SAR [] Form N-CSR For Period Ended: December 31, 2018 [] Tra

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 14, 2019 Worldwide Specialty Chemicals Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-55554 47-5048026

TSXV:ZMS / Zecotek Photonics Inc. QUARTERLY REPORT (Quarterly Report)

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED: September 30, 2018 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to COMMISSION FILE NUMBER: 000-555

TSXV:ZMS / Zecotek Photonics Inc. AMENDMENT NO. 1 (Annual Report)

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 [] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Worldwide Specialty Chemicals Inc. (Exact name of registrant as specified

TSXV:ZMS / Zecotek Photonics Inc. CORRESP

Worldwide Specialty Chemicals Inc. Downtown Republic Center, Suite 3100 325 N. Saint Paul Street Dallas, TX 75201 September 5, 2018 Division of Corporation Finance Office of Manufacturing and Construction U.S. Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE Washington, DC 20549 Re: Worldwide Specialty Chemicals Inc. Form 10-K for the Year Ended December 31, 2017 F

TSXV:ZMS / Zecotek Photonics Inc. QUARTERLY REPORT (Quarterly Report)

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED: June 30, 2018 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to COMMISSION FILE NUMBER: 000-55554 Wo

TSXV:ZMS / Zecotek Photonics Inc. FORM 10-Q (Quarterly Report)

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED: March 31, 2018 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to COMMISSION FILE NUMBER: 000-55554 W

TSXV:ZMS / Zecotek Photonics Inc. ANNUAL REPORT (Annual Report)

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 [] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Worldwide Specialty Chemicals Inc. (Exact name of registrant as specified i

TSXV:ZMS / Zecotek Photonics Inc. QUARTERLY REPORT (Quarterly Report)

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED: September 30, 2017 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to COMMISSION FILE NUMBER: 000-555

TSXV:ZMS / Zecotek Photonics Inc. QUARTERLY REPORT (Quarterly Report)

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED: June 30, 2017 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to COMMISSION FILE NUMBER: 000-55554 Wo

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 18, 2018 Worldwide Specialty Chemicals Inc. – (Exact name of registrant as specified in its charter) Delaware – (State or other jurisdiction of incorporation) 000-55554 47-5048026

KT CHEMICALS, INC. FINANCIAL STATEMENTS AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM DECEMBER 31, 2016 AND 2015 KT CHEMICALS, INC. DECEMBER 31, 2016 AND 2015 TABLE OF CONTENTS

Exhibit 99.1 KT CHEMICALS, INC. FINANCIAL STATEMENTS AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM DECEMBER 31, 2016 AND 2015 KT CHEMICALS, INC. DECEMBER 31, 2016 AND 2015 TABLE OF CONTENTS Page REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 2 FINANCIAL STATEMENTS BALANCE SHEETS 3 STATEMENTS OF OPERATIONS 4 STATEMENTS OF CHANGES IN STOCKHOLDERS’ DEFICIT 5 STATEMENTS OF CASH

Worldwide Specialty Chemicals Inc. UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION DECEMBER 31, 2016 Worldwide Specialty Chemicals Inc. Unaudited Condensed Combined Financial Information

EX-99.2 3 worldwideex9902.htm PROFORMA FINANCIALS EXHIBIT 99.2 Worldwide Specialty Chemicals Inc. UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION DECEMBER 31, 2016 Worldwide Specialty Chemicals Inc. Unaudited Condensed Combined Financial Information The accompanying Unaudited Pro Forma Condensed Combined Balance Sheet as of December 31, 2016, and the Unaudited Pro Forma Condensed Comb

Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 17, 2018 Worldwide Specialty Chemicals Inc.– (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-55554– 47-5048026

TSXV:ZMS / Zecotek Photonics Inc. 12B-25

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING OMB Number: 3235-0058 Expires: October 31, 2018 Estimated average burden hours per response . . . . . . 2.50 SEC FILE NUMBER CUSIP NUMBER (Check one): [] Form 10-K [] Form 20-F [] Form 11-K [X] Form 10-Q [] Form 10-D [] Form N-SAR [] Form N-CSR For Period Ended: March 31, 2018 [] Transit

TSXV:ZMS / Zecotek Photonics Inc. QUARTERLY REPORT (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED: March 31, 2017 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to COMMISSION FILE NUMBER: 000-55554 Worldwide Specialty

TSXV:ZMS / Zecotek Photonics Inc. NOTICE OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING OMB Number: 3235-0058 Expires: October 31, 2018 Estimated average burden hours per response . . . . . . 2.50 SEC FILE NUMBER CUSIP NUMBER (Check one): [X] Form 10-K [] Form 20-F [] Form 11-K [] Form 10-Q [] Form 10-D [] Form N-SAR [] Form N-CSR For Period Ended: December 31, 2017 [] Tran

TSXV:ZMS / Zecotek Photonics Inc. FORM 10K/A (Annual Report)

10-K/A 1 zec10k12311610k.htm FORM 10K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Amendment No. 1) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 [] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Worldwide Specialty Chemicals Inc

Current Report

Converted by EDGARwiz UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

Current Report

Converted by EDGARwiz UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

Carr, Riggs & Ingram, LLC 12400 Coit Road, Suite 1000 Dallas, Texas 75251‐2005

EX-16.1 2 exhibit161ex16z1.htm EXHIBIT 16.1 EXHIBIT 16.1 Carr, Riggs & Ingram, LLC 12400 Coit Road, Suite 1000 Dallas, Texas 75251‐2005 December 20, 2017 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Ladies and Gentlemen: We have read Item 4.01 of Form 8‐K of Worldwide Specialty Chemicals, Inc. for the event that occurred on December 19, 2017, and we agree with the s

Amended & Restated Bylaws

Converted by EDGARwiz AMENDED AND RESTATED BYLAWS OF ZEC, INC. ***** ARTICLE I OFFICES Section 1.01. Registered Office. The address of the registered office of ZEC, Inc. (the ?Corporation?) in the State of Delaware is 1201 Orange Street, Suite 600, City of Wilmington, County of New Castle, Delaware 19899. Section 1.02. Other Offices. The Corporation may also have offices at such other places both

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 17, 2017 Worldwide Specialty Chemicals Inc. – (Exact name of registrant as specified in its charter) Delaware – (State or other jurisdiction of incorporation) 000-55554 – 47-50

Certificate of Amendment of Certificate of Incorporation

AMENDED AND RESTATED CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION of ZEC, INC.

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

8-K 1 f8kcharteramendment818178k.htm FORM 8K CERTIFICATE OF AMENDMENT-NAME CHANGE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 17, 2017 Worldwide Specialty Chemicals Inc. – (Exact name of registrant as specified in its ch

Form of Warrant Agreement

Translated by WordPort from WordPerfect 6.x (Dos/Windows) document 1197926.1 THIS WARRANT AND THE SECURITIES REPRESENTED HEREBY HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR THE SECURITIES LAWS OF ANY STATE, AND MAY NOT BE SOLD, TRANSFERRED, ASSIGNED, PLEDGED OR HYPOTHECATED UNLESS AND UNTIL REGISTERED UNDER SUCH ACT AND/OR APPLICABLE STATE SECURITIES LAWS, OR UNLESS TH

List of Subsidiaries

Converted by EDGARwiz Exhibit 21.1 List of Subsidiaries o KT Chemicals, Inc. (100%)

Code of Ethics

Converted by EDGARwiz CODE OF ETHICS FOR SENIOR FINANCIAL OFFICERS POLICY STATEMENT: Senior Financial Officers of ZEC, Inc.

Form of Warrant Agreement for investors

Converted by EDGARwiz THIS WARRANT AND THE SHARES ISSUABLE HEREUNDER HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND MAY NOT BE SOLD, PLEDGED, OR OTHERWISE TRANSFERRED WITHOUT AN EFFECTIVE REGISTRATION THEREOF UNDER SUCH ACT OR PURSUANT TO RULE 144 OR AN OPINION OF COUNSEL REASONABLY SATISFACTORY TO THE CORPORATION AND ITS COUNSEL, THAT SUCH REGISTRATION IS NOT REQUIRED.

Zecotek Photonics FORM 10K (Annual Report)

10-K 1 zecfy201610k10k.htm FORM 10K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2016 [] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ZEC, Inc. (Exact name of registrant as specified in its

Confidential Agreement between the Company and E. Thomas Layton dated May 1, 2016

Converted by EDGARwiz CONFIDENTIAL AGREEMENT Between ZEC, INC. (?ZEC?) and E. THOMAS LAYTON (?EXECUTIVE?) As of: MAY 1, 2016 (?Effective Date?) Summary: EXECUTIVE and ZEC (collectively, the ?PARTIES?) agree to work together as per the terms and conditions in this agreement (the ?AGREEMENT?) in the strategic development, business development, and financial planning of ZEC and ZEC?s affiliates in th

Zecotek Photonics FORM 12B-25 AMENDMENT #1

Converted by EDGARwiz UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

Zecotek Photonics FORM 12B-25 10K NT

Converted by EDGARwiz UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

Stock Pledge Agreement dated February 15, 2017, by ZEC, Inc., as pledgor, and Karl M. Taft III and Michelle L. Taft, as secured party

STOCK PLEDGE AGREEMENT STOCK PLEDGE AGREEMENT This STOCK PLEDGE AGREEMENT (this ?Agreement?) is entered into this 15th day of February, 2017 (the "Effective Date"), by and between ZEC, Inc.

STOCK PURCHASE AGREEMENT

PWLLP DRAFT OF 11/10/03 STOCK PURCHASE AGREEMENT This Stock Purchase Agreement (this ?Agreement?) is entered into as of February 15, 2017, by and among Karl M.

Security Agreement dated February 15, 2017, by KT Chemicals, Inc., as pledgor, Karl M. Taft III and Michelle L. Taft, as secured party, and ZEC, Inc.

Converted by EDGARwiz SECURITY AGREEMENT This SECURITY AGREEMENT (this ?Agreement?), dated as of February 15, 2017, is made by KT Chemicals, Inc.

Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets

8-K 1 zec1702208kkt8k.htm FORM 8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 15, 2017 ZEC, Inc. – (Exact name of registrant as specified in its charter) Delaware – (State or other jurisdiction of incorporation) 000-55

Secured Promissory Note dated February 15, 2017, in the principal amount of $2,506,248.00. payable by ZEC, Inc. to Karl M. Taft III and Michelle L. Taft

Amendment to Purchase and Sale Agreement SECURED PROMISSORY NOTE $2,506,248.00 Dallas, Texas February 15, 2017 FOR VALUE RECEIVED, the undersigned, ZEC, Inc., a Delaware corporation (?Maker?), promises to pay to the order of Karl M. Taft III and Michelle L. Taft (collectively, ?Holder?), the principal sum of TWO MILLION FIVE HUNDRED AND SIX THOUSAND TWO HUNDRED FORTY EIGHT DOLLARS ($2,506,248.00),

Employment Agreement dated February 15, 2017, between KT Chemicals, Inc. and Karl M. Taft III

EMPLOYMENT AGREEMENT EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this ?Agreement?) is made and entered into effective as of the Effective Date (as hereinafter defined) by and between KT CHEMICALS, INC.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED: September 30, 2016 COMMISSION FILE NUMBER: 000-5

10-Q 1 zecq210q.htm ZEC FORM 10Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED: September 30, 2016 COMMISSION FILE NUMBER: 000-55554 ZEC, INC. (Exact name of registrant as specified in its charter) Delaware 47-5048026 (State or other jurisdictio

Zecotek Photonics FORM 12B-25

Converted by EDGARwiz U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File Number: 000-55554 [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For period ended: September 30, 2016 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Tr

PLS CPA, A PROFESSIONAL CORP. t 4725MERCURY STREET #210 t SAN DIEGO t CALIFORNIA 92111t t TELEPHONE (858)722-5953 t FAX (858) 858-761-0341 t FAX (858) 433-2979

Converted by EDGARwiz PLS CPA, A PROFESSIONAL CORP. t 4725MERCURY STREET #210 t SAN DIEGO t CALIFORNIA 92111t t TELEPHONE (858)722-5953 t FAX (858) 858-761-0341 t FAX (858) 433-2979 EXHIBIT 16.1 October 7, 2016 Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-7561 Re: ZEC, Inc. Dear Madame or Sir: On October 6, 2016 our appointment as auditor for ZEC, Inc., ceased. We have

Current Report

Converted by EDGARwiz UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED: June 30, 2016 COMMISSION FILE NUMBER: 000-55554

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED: June 30, 2016 COMMISSION FILE NUMBER: 000-55554 ZEC, INC. (Exact name of registrant as specified in its charter) Delaware 47-5048026 (State or other jurisdiction of (I.R.S. Employer incorporation or

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED: June 30, 2016 COMMISSION FILE NUMBER: 000-55554

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED: June 30, 2016 COMMISSION FILE NUMBER: 000-55554 ZEC, INC. (Exact name of registrant as specified in its charter) Delaware 47-5048026 (State or other jurisdiction of (I.R.S. Employer incorporation or

Zecotek Photonics FORM 12B-25

Converted by EDGARwiz U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File Number: 000-55554 [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For period ended: June 30, 2016 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transit

Zecotek Photonics FORM 12B-25

Converted by EDGARwiz U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File Number: 000-55554 [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For period ended: June 30, 2016 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transit

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Amendment Number 2 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED: March 31, 2016 COMMISSION FIL

U UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Amendment Number 2 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED: March 31, 2016 COMMISSION FILE NUMBER: 000-55554 ZEC, INC. (Exact name of registrant as specified in its charter) Delaware 47-5048026 (State or other jurisdiction of (I.R.S. Emp

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Amendment Number 1 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED: March 31, 2016 COMMISSION FIL

U UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Amendment Number 1 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED: March 31, 2016 COMMISSION FILE NUMBER: 000-55554 ZEC, INC. (Exact name of registrant as specified in its charter) Delaware 47-5048026 (State or other jurisdiction of (I.R.S. Emp

Zecotek Photonics FORM 8K (Current Report/Significant Event)

Converted by EDGARwiz UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 13, 2016 ZEC, INC.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED: March 31, 2016 COMMISSION FILE NUMBER: 000-55554

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED: March 31, 2016 COMMISSION FILE NUMBER: 000-55554 ZEC, INC. (Exact name of registrant as specified in its charter) Delaware 47-5048026 (State or other jurisdiction of (I.R.S. Employer incorporation o

Zecotek Photonics FORM 12B-25

Converted by EDGARwiz U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File Number: 000-55554 [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For period ended: March 31, 2016 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transi

Exclusive License Agreement between the Company and CBI Polymers, Inc. dated April 13, 2016

EX-10.1 2 exhibit101cbipex10z1.htm EXHIBIT 10.1 EXCLUSIVE LICENSE AGREEMENT ("Agreement") Licensor: CBI POLYMERS, INC. (a Delaware corporation) Licensee: ZEC, INC. (a Delaware corporation) License Rights: Licensee shall have the exclusive, world-wide right to manufacture, contract manufacture, market, sell, and distribute or sublicense DeconGel, PrestorPro and all future products developed and/or

Zecotek Photonics FORM 8K (Current Report/Significant Event)

Converted by EDGARwiz UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORTPursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 21, 2016 ZEC, INC.

SOLE SOURCE MANUFACTURING AND FULFILLMENT LICENSE CONTRACT

Converted by EDGARwiz SOLE SOURCE MANUFACTURING AND FULFILLMENT LICENSE CONTRACT (?Contract?) Effective Date: April 21, 2016 Licensor: KT CHEMICALS, INC.

Entry into a Material Definitive Agreement

8-K 1 f8kcbip8k.htm FORM 8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORTPursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 13, 2016 ZEC, INC. (Exact name of registrant as specified in its charter) Delaware(State or other jurisdictionof incorporation) 000-55554(Commission Fil

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

Converted by EDGARwiz UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORTPursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 8, 2016 ZEC, INC.

Zecotek Photonics FORM 10 AMENDMENT NO 3

Converted by EDGARwiz UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.

Form of First Amendment to Convertible Promissory Note Purchase Agreement dated effective February 29, 2016

Converted by EDGARwiz Exhibit 4.7 ZEC, INC. FIRST AMENDMENT TO CONVERTIBLE PROMISSORY NOTE PURCHASE AGREEMENT This First Amendment to the Convertible Promissory Note Purchase Agreement (?Amendment?) between ZEC, Inc., a Delaware corporation (the ?Company?), and Stephanie Hayashi, an individual residing in Honolulu, Hawaii (?Holder?), is dated effective as of February 29, 2016. Company and Holder e

CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

U EXHIBIT 32 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report on Form 10-K of ZEC, Inc. (the “Company”), for the year ended December 31, 2015, as filed with the Securities and Exchange Commission (the “Report”), the undersigned, E. Thomas Layton, Chief Executive Officer, Chief Financial Offic

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

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Exclusive Sales Representative Agreement

EX-10 2 exhibit102ex10z2.htm EXHIBIT 10.2 Exhibit 10.2 Exclusive Sales Representative Agreement THIS EXCLUSIVE SALES REPRESENTATIVE AGREEMENT (this “Agreement" or this “Exclusive Sales Representative Agreement) is entered into effective as of March 1, 2016 (the “Effective Date") by and between CBI Polymers, Inc., a Delaware corporation with offices in Dallas, Texas (“Company") and ZEC, Inc., a Del

Zecotek Photonics FORM 10-12G/A

Converted by EDGARwiz UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.

Zecotek Photonics ESP

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Form of Convertible Promissory Note Purchase Agreement

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Plan of reorganization authorizing formation of the Company

EX-21 3 exhibit21ex21.htm EXHIBIT 2.1 Daniel C. Masters (SBN 220729) EXHIBIT 2.1 P. O. Box 66 La Jolla, CA 92038 Telephone: (858) 459-1133 Facsimile: (858) 459-1103 Attorney for Debtor UNITED STATES BANKRUPTCY COURT SOUTHERN DISTRICT OF CALIFORNIA In re: PACIFIC SHORES DEVELOPMENT, INC., A CALIFORNIA CORPORATION, Debtor. ) ) ) ) ) ) ) ) ) ) ) Case No.: 10-11351-MM-11 DEBTOR’S SECOND & FINAL AMENDE

Zecotek Photonics ESP

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Form of “E” Warrant Agreement

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Form of “D” Warrant Agreement

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Zecotek Photonics FORM 10-12G

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Form of “C” Warrant Agreement

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Certificate of Incorporation

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Sales Representation Agreement

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CORPORATE BY-LAWS ZEC, INC.

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Form of “A” Warrant Agreement

IMAGENETIX, INC EXHIBIT 4.1 ZEC, INC. (A Delaware Corporation) ?A? WARRANT CERTIFICATE WARRANT NUMBER: NUMBER OF WARRANTS: CLASS A WARRANT CERTIFICATE FOR THE PURCHASE OF SHARES OF THE COMMON STOCK OF ZEC, INC. THESE SECURITIES WERE ISSUED EXEMPT FROM REGISTRATION UNDER TITLE 11, SECTION 1145, OF THE U.S. CODE. FOR VALUE RECEIVED, ZEC, Inc. (the "Company"), a Delaware corporation, hereby certifies

Stock Purchase Agreement dated February 15, 2017, among Karl M. Taft III and Michelle L. Taft, as sellers, and ZEC, Inc.

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Form of “B” Warrant Agreement

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