ZTR Pengajuan SEC - Virtus Global Dividend & Income Fund Inc.- Laporan Tahunan, Pernyataan Kuasa, Prospektus

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SEC Filings

All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Virtus Global Dividend & Income Fund Inc.

SEC Filings (Chronological Order)

Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.

April 8, 2025	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). ☒ Defi
February 12, 2025	EX-99.(A)(5)(V)	Virtus Total Return Fund Inc. Announces Final Results of Tender Offer EX-99.(A)(5)(V) 2 d891277dex99a5v.htm TEXT OF PRESS RELEASE DATED AND ISSUED JANUARY 12, 2025 News Release Virtus Total Return Fund Inc. Announces Final Results of Tender Offer HARTFORD, CT, February 12, 2025 – Virtus Total Return Fund Inc. (NYSE: ZTR) (the “Fund”) today announced final results of its previously announced tender offer to acquire 10% of its outstanding shares, which expired Febru
February 12, 2025	SC TO-I/A	As filed with the Securities and Exchange Commission February 12, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 193 SC TO-I/A As filed with the Securities and Exchange Commission February 12, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
February 7, 2025	EX-99.(A)(5)(IV)	Virtus Total Return Fund Inc. Announces Preliminary Results of Tender Offer News Release Virtus Total Return Fund Inc. Announces Preliminary Results of Tender Offer HARTFORD, CT, Friday, February 7, 2025 – Virtus Total Return Fund Inc. (NYSE: ZTR) (the “Fund”) today announced preliminary results of its previously announced tender offer (“Tender Offer”) to acquire 10% of the Fund’s outstanding shares, which expired on February 6, 2025 at 5 p.m. (Eastern). Approximately
February 7, 2025	SC TO-I/A	As filed with the Securities and Exchange Commission February 7, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 SC TO-I/A As filed with the Securities and Exchange Commission February 7, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
January 7, 2025	EX-99.(A)(1)(IV)	Offer by VIRTUS TOTAL RETURN FUND INC. To Purchase for Cash up to 10% of the Fund’s Outstanding Shares of Common Stock at 98% Net Asset Value THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M. EASTERN TIME FEBRUARY 6, 2025 THIS OFFER IS NOT CON Exhibit (a)(1)(iv) Offer by VIRTUS TOTAL RETURN FUND INC. To Purchase for Cash up to 10% of the Fund’s Outstanding Shares of Common Stock at 98% Net Asset Value THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M. EASTERN TIME FEBRUARY 6, 2025 THIS OFFER IS NOT CONDITIONED ON ANY MINIMUM NUMBER OF SHARES BEING TENDERED BUT IS SUBJECT TO OTHER CONDITIONS AS OUTLINED IN THE FUND’S ISSUER TENDER
January 7, 2025	EX-99.(A)(1)(V)	Offer by VIRTUS TOTAL RETURN FUND INC. To Purchase for Cash up to 10% of the Fund’s Outstanding Shares of Common Stock at 98% Net Asset Value THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M. EASTERN TIME FEBRUARY 6, 2025 THIS OFFER IS NOT CON Exhibit (a)(1)(v) Offer by VIRTUS TOTAL RETURN FUND INC. To Purchase for Cash up to 10% of the Fund’s Outstanding Shares of Common Stock at 98% Net Asset Value THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M. EASTERN TIME FEBRUARY 6, 2025 THIS OFFER IS NOT CONDITIONED ON ANY MINIMUM NUMBER OF SHARES BEING TENDERED BUT IS SUBJECT TO OTHER CONDITIONS AS OUTLINED IN THE FUND’S ISSUER TENDER O
January 7, 2025	EX-99.(D)(1)	AGREEMENT Exhibit (d)(1) AGREEMENT This Agreement (the “Agreement”) is made and entered into effective as of the 6th day of March, 2024 by and among Virtus Investment Advisers, Inc.
January 7, 2025	EX-99.(A)(5)(I)	Virtus Total Return Fund Inc. Announces First Conditional Tender Offer News Release Virtus Total Return Fund Inc. Announces First Conditional Tender Offer HARTFORD, CT, December 2, 2024 – Virtus Total Return Fund Inc. (NYSE: ZTR) (“the Fund”) today announced it met the conditions to trigger its first conditional tender offer (“Tender Offer”) to acquire another 10% of the Fund’s outstanding shares. This Tender Offer was triggered when the Average Trading Discount of
January 7, 2025	EX-99.(A)(1)(II)	PLACE AN ☐ IN ONE BOX ONLY See instruction number 2 and 3 on the reverse side of this form. Georgeson 1290 Avenue of the Americas, 9th Floor New York, NY 10104 (888) 755-4027 (Toll Free) LETTER OF TRANSMITTAL TO TENDER SHARES OF VIRTUS TOTAL RETURN FUND INC.
January 7, 2025	EX-99.(D)(2)	[Signature Page Follows] Exhibit (d)(2) AGREEMENT This Agreement (the “Agreement”) is made and entered into effective as of the 6th day of March, 2024 by and among Virtus Investment Advisers, Inc.
January 7, 2025	EX-FILING FEES	Calculation of Filing Fee Table Schedule TO-I (Form Type) Virtus Total Return Fund Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Transaction Valuation Transaction Valuation (in millions) Fee Rate (per million) Amount of Filing Exhibit 107 Calculation of Filing Fee Table Schedule TO-I (Form Type) Virtus Total Return Fund Inc.
January 7, 2025	EX-99.(A)(1)(III)	PLACE AN ☐ IN ONE BOX ONLY See instruction number 2 and 3 on the reverse side of this form. Georgeson 1290 Avenue of the Americas, 9th Floor New York, NY 10104 (888) 755-4027 (Toll Free) LETTER OF TRANSMITTAL TO TENDER SHARES OF VIRTUS TOTAL RETURN FUND INC.
January 7, 2025	EX-99.(A)(1)(VII)	January 7, 2025 Exhibit (a)(1)(vii) January 7, 2025 Dear Shareholder, Virtus Total Return Fund Inc.
January 7, 2025	EX-99.(A)(1)(I)	OFFER VIRTUS TOTAL RETURN FUND INC. TO PURCHASE FOR CASH UP TO 10% OF ITS ISSUED AND OUTSTANDING SHARES OF COMMON STOCK AT 98% OF NET ASSET VALUE PER SHARE THE OFFER AND WITHDRAWAL RIGHT WILL EXPIRE AT 5:00 P.M. EASTERN TIME ON FEBRUARY 6, 2025, UNLE Exhibit (a)(1)(i) OFFER BY VIRTUS TOTAL RETURN FUND INC. TO PURCHASE FOR CASH UP TO 10% OF ITS ISSUED AND OUTSTANDING SHARES OF COMMON STOCK AT 98% OF NET ASSET VALUE PER SHARE THE OFFER AND WITHDRAWAL RIGHT WILL EXPIRE AT 5:00 P.M. EASTERN TIME ON FEBRUARY 6, 2025, UNLESS THE OFFER IS EXTENDED This Issuer Tender Offer Statement and the accompanying Letter of Transmittal (which together constitute
January 7, 2025	EX-99.(A)(1)(VI)	Virtus Total Return Fund Inc. c/o Virtus Investment Advisers, Inc. One Financial Plaza Hartford, CT 06103 Exhibit (a)(1)(vi) Virtus Total Return Fund Inc. c/o Virtus Investment Advisers, Inc. One Financial Plaza Hartford, CT 06103 Dear Stockholder: At meetings held on January 23, 2024, February 28, 2024 and March 6, 2024, the Board of Directors (the “Board”) of Virtus Total Return Fund Inc. (the “Fund”) considered and voted in favor of a proposal to conduct a tender offer campaign comprised of one unc
January 7, 2025	EX-99.(A)(5)(II)	Virtus Total Return Fund Inc. Announces Commencement of Tender Offer News Release Virtus Total Return Fund Inc. Announces Commencement of Tender Offer HARTFORD, CT, January 7, 2025 – Virtus Total Return Fund Inc. (NYSE: ZTR) (the “Fund”) today announced the commencement of a tender offer (“Tender Offer”) that will begin on January 7, 2025, and expire at 5 p.m. (Eastern) on February 6, 2025 (the “Expiration Date”), which will also be the pricing date, unless the Te
January 7, 2025	EX-99.(A)(5)(III)	NOTICE OF GUARANTEED DELIVERY TENDER OF SHARES OF COMMON STOCK OF VIRTUS TOTAL RETURN FUND INC. Exhibit (a)(5)(iii) NOTICE OF GUARANTEED DELIVERY FOR TENDER OF SHARES OF COMMON STOCK OF VIRTUS TOTAL RETURN FUND INC.
January 7, 2025	SC TO-I	As filed with the Securities and Exchange Commission January 7, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 As filed with the Securities and Exchange Commission January 7, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
December 23, 2024	SC TO-C	As filed with the Securities and Exchange Commission December 23, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 193 As filed with the Securities and Exchange Commission December 23, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
August 14, 2024	SC 13G/A	ZTR / Virtus Global Dividend & Income Fund Inc. / SIT INVESTMENT ASSOCIATES INC - AMENDMENT NO. 2 TO SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2 *) Virtus Total Return Fund Inc. (ZTR) (Name of Issuer) Common Stock (Title of Class of Securities) 92835W107 (CUSIP Number) June 5, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to
July 2, 2024	CORRESP	One Financial Plaza, Hartford, CT 06103 \| 800.248.7971 \| Virtus.com One Financial Plaza, Hartford, CT 06103 \| 800.248.7971 \| Virtus.com July 2, 2024 Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Attention: Brian Szilagyi Re: Virtus Global Multi-Sector Income Fund (File No. 811-22608) (“VGI”), Virtus Total Return Fund Inc. (File No. 811-05620)(“ZTR”), Virtus Asset Trust (File No. 811-07705)(“VAT”) and Virtus Variable Insurance Trust (Fi
May 7, 2024	EX-99.(A)(5)(V)	Virtus Total Return Fund Inc. Announces Final Results of Tender Offer News Release Virtus Total Return Fund Inc. Announces Final Results of Tender Offer HARTFORD, CT, May 7, 2024 – Virtus Total Return Fund Inc. (NYSE: ZTR) (“the Fund”) today announced final results of its tender offer (“Tender Offer”) to acquire 10% of its outstanding shares, which expired May 1, 2024 at 5:00 p.m. eastern time. The Fund accepted 6,857,832 shares, representing 10% of its outstanding
May 7, 2024	SC TO-I/A	As filed with the Securities and Exchange Commission May 7, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 Virt As filed with the Securities and Exchange Commission May 7, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
May 2, 2024	SC TO-I/A	As filed with the Securities and Exchange Commission May 2, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 Virt As filed with the Securities and Exchange Commission May 2, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
May 2, 2024	EX-99.(A)(5)(IV)	Virtus Total Return Fund Inc. Announces Preliminary Results of Tender Offer News Release Virtus Total Return Fund Inc. Announces Preliminary Results of Tender Offer HARTFORD, CT, May 2, 2024 – Virtus Total Return Fund Inc. (NYSE: ZTR) (“the Fund”) today announced preliminary results of its tender offer (“Tender Offer”) to acquire 10% of the Fund’s outstanding shares, which expired on May 1, 2024 at 5 p.m. (Eastern). Approximately 23,600,666.85 shares were tendered, inclu
April 9, 2024	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). ☒ Def
April 8, 2024	EX-99.(A)(1)(VI)	Virtus Total Return Fund Inc. c/o Virtus Investment Advisers, Inc. One Financial Plaza Hartford, CT 06103 Exhibit (a)(1)(vi) Virtus Total Return Fund Inc. c/o Virtus Investment Advisers, Inc. One Financial Plaza Hartford, CT 06103 Dear Stockholder: At meetings held on January 23, 2024, February 28, 2024 and March 6, 2024, the Board of Directors (the “Board”) of Virtus Total Return Fund Inc. (the “Fund”) considered and voted in favor of a proposal to conduct a tender offer campaign comprised of one unc
April 8, 2024	SC TO-I/A	As filed with the Securities and Exchange Commission April 8, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 Vi As filed with the Securities and Exchange Commission April 8, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
April 2, 2024	EX-FILING FEES	Calculation of Filing Fee Table Schedule TO-I (Form Type) Virtus Total Return Fund Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Transaction Valuation Transaction Valuation (in millions) Fee Rate (per million) Amount Exhibit 107 Calculation of Filing Fee Table Schedule TO-I (Form Type) Virtus Total Return Fund Inc.
April 2, 2024	EX-99.(D)(1)	AGREEMENT Exhibit (d)(1) AGREEMENT This Agreement (the “Agreement”) is made and entered into effective as of the 6th day of March, 2024 by and among Virtus Investment Advisers, Inc.
April 2, 2024	EX-99.(A)(1)(III)	(Toll Free) Pursuant to Virtus Total Return Fund Inc.’s (the “Fund”) Issuer Tender Offer dated April 2, 2024, the Fund has offered to purchase up to 6,857,832.80 shares of its shares of common stock (the “Offer”). The Offer expires at 5:00 p.m. Easte Exhibit (a)(1)(iii) . + Georgeson 1290 Avenue of the Americas, 9th Floor New York, NY 10104 (866) 356-2847 (Toll Free) Pursuant to Virtus Total Return Fund Inc.’s (the “Fund”) Issuer Tender Offer dated April 2, 2024, the Fund has offered to purchase up to 6,857,832.80 shares of its shares of common stock (the “Offer”). The Offer expires at 5:00 p.m. Eastern Time on May 1, 2024, unless extended (th
April 2, 2024	EX-99.(A)(5)(I)	Virtus Total Return Fund Inc. Announces Tender Offer Program Exhibit (a)(5)(i) News Release Virtus Total Return Fund Inc. Announces Tender Offer Program HARTFORD, CT, March 11, 2024 – Virtus Total Return Fund Inc. (NYSE: ZTR) (“the Fund”) today announced that its Board of Directors has approved a series of actions intended to enhance shareholder value, provide shareholders with an additional source of liquidity for their investment, and provide the potenti
April 2, 2024	EX-99.(A)(1)(VI)	Virtus Total Return Fund Inc. c/o Virtus Investment Advisers, Inc. One Financial Plaza Hartford, CT 06103 Exhibit (a)(1)(vi) Virtus Total Return Fund Inc. c/o Virtus Investment Advisers, Inc. One Financial Plaza Hartford, CT 06103 Dear Stockholder: At meetings held on January 23, 2024, February 28, 2024 and March 6, 2024, the Board of Directors (the “Board”) of Virtus Total Return Fund Inc. (the “Fund”) considered and voted in favor of a proposal to conduct a tender offer campaign comprised of one unc
April 2, 2024	EX-99.(A)(5)(II)	Virtus Total Return Fund Inc. Announces Commencement of Tender Offer Exhibit (a)(5)(ii) News Release Virtus Total Return Fund Inc. Announces Commencement of Tender Offer HARTFORD, CT, April 2, 2024 – Virtus Total Return Fund Inc. (NYSE: ZTR) (“the Fund”) today announced that it has commenced a tender offer (“Tender Offer”) to acquire up to 10% of the Fund’s outstanding shares in exchange for cash at a price equal to 98% of the Fund’s net asset value (NAV) as of the
April 2, 2024	EX-99.(A)(1)(VII)	April 2, 2024 Exhibit (a)(1)(vii) April 2, 2024 Dear Shareholder, Virtus Total Return Fund Inc. recently announced a tender offer for up to 10% of outstanding shares of common stock for cash at a price per share equal to 98% of the Fund’s net asset value per share, as further described in the Fund’s Offer to Purchase dated April 2, 2024 (the “Tender Offer”). Enclosed with this envelope are the materials needed
April 2, 2024	EX-99.(A)(1)(I)	OFFER VIRTUS TOTAL RETURN FUND INC. TO PURCHASE FOR CASH UP TO 10% OF ITS ISSUED AND OUTSTANDING SHARES OF COMMON STOCK AT 98% OF NET ASSET VALUE PER SHARE Table of Contents Exhibit (a)(1)(i) OFFER BY VIRTUS TOTAL RETURN FUND INC. TO PURCHASE FOR CASH UP TO 10% OF ITS ISSUED AND OUTSTANDING SHARES OF COMMON STOCK AT 98% OF NET ASSET VALUE PER SHARE THE OFFER AND WITHDRAWAL RIGHT WILL EXPIRE AT 5:00 P.M. EASTERN TIME ON MAY 1, 2024, UNLESS THE OFFER IS EXTENDED This Issuer Tender Offer Statement and the accompanying Letter of Transmittal (which togeth
April 2, 2024	EX-99.(A)(1)(V)	Offer by VIRTUS TOTAL RETURN FUND INC. To Purchase for Cash up to 10% of the Fund’s Outstanding Shares of Common Stock at 98% Net Asset Value Exhibit (a)(1)(v) Offer by VIRTUS TOTAL RETURN FUND INC. To Purchase for Cash up to 10% of the Fund’s Outstanding Shares of Common Stock at 98% Net Asset Value THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M. EASTERN TIME MAY 1, 2024 THIS OFFER IS NOT CONDITIONED ON ANY MINIMUM NUMBER OF SHARES BEING TENDERED BUT IS SUBJECT TO OTHER CONDITIONS AS OUTLINED IN THE FUND’S ISSUER TENDER OFFER
April 2, 2024	EX-99.(A)(1)(II)	(Toll Free) Pursuant to Virtus Total Return Fund Inc.’s (the “Fund”) Issuer Tender Offer dated April 2, 2024, the Fund has offered to purchase up to 6,857,832.80 shares of its shares of common stock (the “Offer”). The Offer expires at 5:00 p.m. Easte Exhibit (a)(1)(ii) . + Georgeson 1290 Avenue of the Americas, 9th Floor New York, NY 10104 (866) 356-2847 (Toll Free) Pursuant to Virtus Total Return Fund Inc.’s (the “Fund”) Issuer Tender Offer dated April 2, 2024, the Fund has offered to purchase up to 6,857,832.80 shares of its shares of common stock (the “Offer”). The Offer expires at 5:00 p.m. Eastern Time on May 1, 2024, unless extended (the
April 2, 2024	SC TO-I	As filed with the Securities and Exchange Commission April 2, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 Vi As filed with the Securities and Exchange Commission April 2, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
April 2, 2024	EX-99.(A)(1)(IV)	Offer by VIRTUS TOTAL RETURN FUND INC. To Purchase for Cash up to 10% of the Fund’s Outstanding Shares of Common Stock at 98% Net Asset Value THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M. EASTERN TIME MAY 1, 2024 THIS OFFER IS NOT CONDITIO Exhibit (a)(1)(iv) Offer by VIRTUS TOTAL RETURN FUND INC. To Purchase for Cash up to 10% of the Fund’s Outstanding Shares of Common Stock at 98% Net Asset Value THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M. EASTERN TIME MAY 1, 2024 THIS OFFER IS NOT CONDITIONED ON ANY MINIMUM NUMBER OF SHARES BEING TENDERED BUT IS SUBJECT TO OTHER CONDITIONS AS OUTLINED IN THE FUND’S ISSUER TENDER OFFER
April 2, 2024	EX-99.(D)(2)	[Signature Page Follows] Exhibit (d)(2) AGREEMENT This Agreement (the “Agreement”) is made and entered into effective as of the 6th day of March, 2024 by and among Virtus Investment Advisers, Inc.
April 2, 2024	EX-99.(A)(5)(III)	NOTICE OF GUARANTEED DELIVERY TENDER OF SHARES OF COMMON STOCK OF VIRTUS TOTAL RETURN FUND INC. Exhibit (a)(5)(iii) NOTICE OF GUARANTEED DELIVERY FOR TENDER OF SHARES OF COMMON STOCK OF VIRTUS TOTAL RETURN FUND INC.
March 11, 2024	SC TO-C	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 Virtus Total Return Fund Inc. (Name of Subject Company (Issuer)) Virt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 Virtus Total Return Fund Inc. (Name of Subject Company (Issuer)) Virtus Total Return Fund Inc. (Name of Filing Persons (Offeror)) Common Stock, Par Value $0.001 Per Share (Title of Class of Securities) 92835W107 (CUSIP
April 25, 2023	NPORT-EX	Virtus Total Return Fund Inc. SCHEDULE OF INVESTMENTS (Unaudited) February 28, 2023 NPORT-EX 2 VIPX601VIRTUS043023.htm Virtus Total Return Fund Inc. SCHEDULE OF INVESTMENTS (Unaudited) February 28, 2023 ($ reported in thousands) Par Value Value U.S. Government Securities—2.8% U.S. Treasury Bonds 1.875%, 11/15/51(1) $ 1,145 $ 745 4.000%, 11/15/52 4,725 4,809 U.S. Treasury Notes 2.500%, 4/30/24 1,375 1,334 4.125%, 1/31/25 1,390 1,372 0.625%, 12/31/27
April 11, 2023	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). ☒ Def
February 14, 2023	SC 13G	ZTR / Zweig Total Return Fund, Inc. / RIVERNORTH CAPITAL MANAGEMENT, LLC Passive Investment SC 13G 1 fp0082124-8sc13g.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 0)* Virtus Total Return Fund Inc. (Name of Issuer) Common (Title of Class of Securities) 92835W107 (CUSIP Number) Marcus Collins
October 27, 2022	NPORT-EX	VIRTUS TOTAL RETURN FUND INC. SCHEDULE OF INVESTMENTS (Unaudited) August 31, 2022 VIRTUS TOTAL RETURN FUND INC. SCHEDULE OF INVESTMENTS (Unaudited) August 31, 2022 ($ reported in thousands) Par Value Value U.S. Government Securities—5.0% U.S. Treasury Bonds 1.875%, 11/15/51(1) $ 1,145 $ 834 U.S. Treasury Notes 0.125%, 3/31/23(1) 990 972 0.125%, 4/30/23(1) 2,100 2,056 0.125%, 8/31/23(1) 2,270 2,195 2.500%, 4/30/24(1) 6,100 6,003 0.250%, 5/3
August 11, 2022	424B3	VIRTUS TOTAL RETURN FUND INC. 16,500,000 SHARES OF COMMON STOCK ISSUABLE UPON EXERCISE OF NON-TRANSFERABLE RIGHTS TO SUBSCRIBE FOR SUCH SHARES OF COMMON STOCK TABLE OF CONTENTS VIRTUS TOTAL RETURN FUND INC. PROSPECTUS? 16,500,000 SHARES OF COMMON STOCK ISSUABLE UPON EXERCISE OF NON-TRANSFERABLE RIGHTS TO SUBSCRIBE FOR SUCH SHARES OF COMMON STOCK? Virtus Total Return Fund Inc. (the ?Fund?) is issuing non-transferable rights (?Rights?) to its shareholders of record as of the close of business on August 9, 2022 (the ?Record Date?) entitling the holders of
August 3, 2022	424B3	Subject to Completion, Dated August 3, 2022 VIRTUS TOTAL RETURN FUND INC. 16,500,000 SHARES OF COMMON STOCK ISSUABLE UPON EXERCISE OF NON-TRANSFERABLE RIGHTS TO SUBSCRIBE FOR SUCH SHARES OF COMMON STOCK 424B3 1 tm228106-8424b3.htm 424B3 Subject to Completion, Dated August 3, 2022 VIRTUS TOTAL RETURN FUND INC. PROSPECTUS 16,500,000 SHARES OF COMMON STOCK ISSUABLE UPON EXERCISE OF NON-TRANSFERABLE RIGHTS TO SUBSCRIBE FOR SUCH SHARES OF COMMON STOCK Virtus Total Return Fund Inc. (the “Fund”) is issuing non-transferable rights (“Rights”) to its shareholders of record as of the close of business on Au
August 1, 2022	CORRESP	Securities distributed by VP Distributors, LLC CORRESP 1 filename1.htm One Financial Plaza, Hartford, CT 06103 \| 800.248.7971 \| Virtus.com August 1, 2022 Ms. Anu Dubey Division of Investment Management Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Virtus Total Return Fund Inc. Amended Registration Statement Filed on Form N-2 (File Nos. 333-263245 and 811-05620) Dear Ms. Dubey: Thank you for your additional te
August 1, 2022	POS EX	As filed with the Securities and Exchange Commission on August 1, 2022 POS EX 1 tm228106d6posex.htm POS EX As filed with the Securities and Exchange Commission on August 1, 2022 Investment Company Act File No. 811-05620 Securities Act File No. 333-263245 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-2 x REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ¨ Pre-effective Amendment No. x Post-Effective Amendment No. 1 and/or ¨ REGIS
August 1, 2022	EX-99.(L)	Opinion and Consent of Miles & Stockbridge.* Exhibit (l) July 29, 2022 Virtus Total Return Fund Inc. 101 Munson Street Greenfield, MA 01301-9683 Ladies and Gentlemen: We have acted as special Maryland counsel to Virtus Total Return Fund Inc., a Maryland corporation (the ?Company?), in connection with the registration under the Securities Act of 1933, as amended (the ?Act?), of certain non-transferable rights (the ?Rights?) to be issued to it
June 17, 2022	CORRESP	* * * June 17, 2022 VIA EDGAR EDGAR Operations Branch Division of Investment Management Securities and Exchange Commission 100 F Street, N.
June 7, 2022	CORRESP	Virtus Total Return Fund Inc. CIK 0000836412 (File No. 333-263245) June 7, 2022 VIA EDGAR EDGAR Operations Branch Division of Investment Management Securities and Exchange Commission 100 F Street, N.
April 25, 2022	NPORT-EX	Virtus Total Return Fund Inc. SCHEDULE OF INVESTMENTS (Unaudited) February 28, 2022 Virtus Total Return Fund Inc. SCHEDULE OF INVESTMENTS (Unaudited) February 28, 2022 ($ reported in thousands) Par Value Value U.S. Government Securities—0.7% U.S. Treasury Bond 1.875%, 11/15/51(1) $ 1,145 $ 1,068 U.S. Treasury Notes 0.250%, 5/31/25(1) 515 492 1.375%, 11/15/31(1) 1,680 1,610 Total U.S. Government Securities (Identified Cost $3,318) 3,170 Municipal Bonds—0.
April 12, 2022	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). ?
October 26, 2021	NPORT-EX	Virtus Total Return Fund Inc. SCHEDULE OF INVESTMENTS (Unaudited) August 31, 2021 Virtus Total Return Fund Inc. SCHEDULE OF INVESTMENTS (Unaudited) August 31, 2021 ($ reported in thousands) Par Value Value U.S. Government Security—0.1% U.S. Treasury Notes 0.250%, 5/31/25(1) $ 485 $ 479 Total U.S. Government Security (Identified Cost $484) 479 Municipal Bonds—0.4% California—0.1% University of California, Series B-A, Taxable 4.428%, 5/15/48(1) 290 323 Id
July 13, 2021	CORRESP	Securities distributed by VP Distributors, LLC One Financial Plaza, Hartford, CT 06103 \| 800.248.7971 \| Virtus.com July 13, 2021 Securities and Exchange Commission Judiciary Plaza 100 F Street, NE Washington, D.C. 20549 Attention: Ken Ellington and Anu Dubey, Division of Investment Management Re: Virtus Funds Shareholder Reports Dear Mr. Ellington and Ms. Dubey: Thank you for the additional comments of the staff of the U.S. Securities and Exch
June 21, 2021	CORRESP	Securities distributed by VP Distributors, LLC One Financial Plaza, Hartford, CT 06103 \| 800.248.7971 \| Virtus.com June 21, 2021 Securities and Exchange Commission Judiciary Plaza 100 F Street, NE Washington, D.C. 20549 Attention: Ken Ellington, Division of Investment Management Re: Virtus Funds Shareholder Reports Dear Mr. Ellington: Thank you for the comments of the staff of the U.S. Securities and Exchange Commission (the ?Staff?) conveyed
April 26, 2021	NPORT-EX	Virtus Total Return Fund Inc. SCHEDULE OF INVESTMENTS (Unaudited) February 28, 2021 Virtus Total Return Fund Inc. SCHEDULE OF INVESTMENTS (Unaudited) February 28, 2021 ($ reported in thousands) Par Value Value U.S. Government Securities—0.5% U.S. Treasury Notes 0.250%, 5/31/25 $485 $478 0.875%, 11/15/30 1,815 1,731 Total U.S. Government Securities (Identified Cost $2,263) 2,209 Municipal Bonds—0.4% California—0.1% University of California, Series B-A, Taxable 4.428%, 5/15/48 290
April 9, 2021	DEF 14A	- VIRTUS TOTAL RETURN FUND INC. ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). ?
October 27, 2020	NPORT-EX	Virtus Total Return Fund Inc. SCHEDULE OF INVESTMENTS (Unaudited) August 31, 2020 Virtus Total Return Fund Inc. SCHEDULE OF INVESTMENTS (Unaudited) August 31, 2020 ($ reported in thousands) Par Value Value Municipal Bonds—0.4% California—0.1% University of California, Series B-A, Taxable 4.428%, 5/15/48 $290 $333 Idaho—0.1% Idaho Health Facilities Authority Saint Luke’s Health System Revenue Taxable 5.020%, 3/1/48 355 462 Illinois—0.0% Sales Tax Securitization Corp. Series B, S
April 28, 2020	NPORT-EX	Virtus Total Return Fund Inc. SCHEDULE OF INVESTMENTS (Unaudited) February 29, 2020 Virtus Total Return Fund Inc. SCHEDULE OF INVESTMENTS (Unaudited) February 29, 2020 ($ reported in thousands) Par Value Value U.S. Government Security—0.8% U.S. Treasury Bond 2.875%, 5/15/49 $ 3,075 $3,940 Total U.S. Government Security (Identified Cost $3,835) 3,940 Municipal Bonds—0.7% California—0.5% State of California, Build America Bonds Taxable 7.600%, 11/1/40 1,000 1,767 University of Cali
April 7, 2020	DEF 14A	ZTR / Zweig Total Return Fund, Inc. DEF 14A - - DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). ☒ Defi
October 28, 2019	DEFA14A	ZTR / Zweig Total Return Fund, Inc. DEFA14A - - VIRTUS GLOBAL DIVIDEND & INCOME FUND INC. United States Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defin
October 28, 2019	NPORT-EX	ZTR / Zweig Total Return Fund, Inc. NPORT-EX - - HTML VIRTUS GLOBAL DIVIDEND & INCOME FUND INC. SCHEDULE OF INVESTMENTS (Unaudited) AUGUST 31, 2019 ($ reported in thousands) Par Value Value U.S. GOVERNMENT SECURITIES—4.2% U.S. Treasury Bond 3.000%, 8/15/48 $ 7,745 $ 9,514 U.S. Treasury Note 2.250%, 3/31/21 125 126 2.000%, 2/15/25 135 139 2.625%, 2/15/29 950 1,044 TOTAL U.S. GOVERNMENT SECURITIES (Identified Cost $9,062) 10,823 MUNICIPAL BONDS—1.
October 8, 2019	DEFA14A	ZTR / Zweig Total Return Fund, Inc. DEFA14A - - DEFA14A United States Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defin
September 6, 2019	DEFA14A	ZTR / Zweig Total Return Fund, Inc. DEFA14A - - VIRTUS GLOBAL DIVIDEND & INCOME FUND INC. United States Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defin
August 20, 2019	EX-99.11	Opinion and consent of counsel. Filed herewith. EX-99.11 3 tv527967ex11.htm OPINION AND CONSENT OF COUNSEL Exhibit 11 250 West 55th Street New York, NY 10019-9601 Telephone: 212.468.8000 Facsimile: 212.468.7900 www.mofo.com morrison foerster llp beijing, berlin, brussels, denver, hong kong, london, los angeles, new york, northern virginia, palo alto, san diego, san francisco, shanghai, singapore, tokyo, washington, d.c. August 16, 2019 Virtus G
August 20, 2019	EX-99.14	Consent of PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm. Filed herewith. Exhibit 14 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of Virtus Global Dividend & Income Fund Inc.
August 20, 2019	N-14 8C/A	ZTR / Zweig Total Return Fund, Inc. N-14 8C/A - - VIRTUS GLOBAL DIVIDEND & INCOME FUND INC. As filed with the Securities and Exchange Commission on August 20, 2019 File No. 333-232525 File No. 811-05620 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Pre-Effective Amendment No. 2 Post-Effective Amendment No. Virtus Global Dividend & Income Fund Inc. (Exact Name of Registrant as Specified in Charter)
August 20, 2019	EX-99.17(B)	Form of Proxy Card for the Registrant. Filed herewith. EX-99.17(B) 7 tv527967ex17b.htm FORM OF PROXY CARD FOR THE REGISTRANT Exhibit 17(b) Every Vote is important Easy Voting Options VOTE ON THE INTERNET Log on to: www.proxy-direct.com or scan the QR code Follow the on-screen instructions available 24 hours VOTE BY PHONE Call 1-800-337-3503 Follow the recorded instructions available 24 hours VOTE BY MAIL Vote, sign and date this Proxy Card and return
August 20, 2019	EX-99.12	Tax opinion and consent of Sullivan & Worcester LLP. Filed herewith. EX-99.12 4 tv527967ex12.htm TAX OPINION AND CONSENT Exhibit 12 August 16, 2019 Virtus Global Dividend & Income Fund Inc. 101 Munson Street Greenfield, Massachusetts 01301 Virtus Total Return Fund Inc. 101 Munson Street Greenfield, Massachusetts 01301 Re: Acquisition of Assets of Virtus Total Return Fund Inc. Ladies and Gentlemen: You have asked for our opinion as to certain Federal income tax cons
August 20, 2019	EX-99.17(A)	Form of Proxy Card for Virtus Total Return Fund Inc. Filed herewith. Exhibit 17(a) EVERY VOTE IS IMPORTANT EASY VOTING OPTIONS: VOTE ON THE INTERNET Log on to: www.
August 20, 2019	CORRESP	ZTR / Zweig Total Return Fund, Inc. CORRESP - - Virtus Global Dividend & Income Fund Inc. 101 Munson Street Greenfield, MA 01301-9683 August 20, 2019 Anu Dubey, Esq. U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, DC 20549 Re: Virtus Global Dividend & Income Fund Inc. (the “Fund”) Registration Statement on Form N-14 (the “Registration Statement”) File Nos. 333-232525 and 811-05620 Dear Ms
August 16, 2019	EX-99.17(B)	Form of Proxy Card for the Registrant. Filed herewith. Exhibit 17(b) Every Vote is important Easy Voting Options VOTE ON THE INTERNET Log on to: www.
August 16, 2019	EX-99.14	Consent of PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm. Filed herewith. Exhibit 14 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of Virtus Global Dividend & Income Fund Inc.
August 16, 2019	N-14 8C/A	As filed with the Securities and Exchange Commission on August 16, 2019 As filed with the Securities and Exchange Commission on August 16, 2019 File No. 333-232525 File No. 811-05620 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Pre-Effective Amendment No. 1 Post-Effective Amendment No. Virtus Global Dividend & Income Fund Inc. (Exact Name of Registrant as Specified in Charter)
August 16, 2019	EX-99.17(A)	Form of Proxy Card for Virtus Total Return Fund Inc. Filed herewith. Exhibit 17(a) EVERY VOTE IS IMPORTANT EASY VOTING OPTIONS: VOTE ON THE INTERNET Log on to: www.
August 16, 2019	CORRESP	* * * August 16, 2019 VIA EDGAR EDGAR Operations Branch Division of Investment Management Securities and Exchange Commission 100 F Street, N.
August 16, 2019	EX-99.12	Tax opinion and consent of Sullivan & Worcester LLP. Filed herewith. EX-99.12 4 tv527722ex12.htm TAX OPINION AND CONSENT Exhibit 12 August 16, 2019 Virtus Global Dividend & Income Fund Inc. 101 Munson Street Greenfield, Massachusetts 01301 Virtus Total Return Fund Inc. 101 Munson Street Greenfield, Massachusetts 01301 Re: Acquisition of Assets of Virtus Total Return Fund Inc. Ladies and Gentlemen: You have asked for our opinion as to certain Federal income tax cons
August 16, 2019	EX-99.11	Opinion and consent of counsel. Filed herewith. Exhibit 11 250 West 55th Street New York, NY 10019-9601 Telephone: 212.468.8000 Facsimile: 212.468.7900 www.mofo.com morrison foerster llp beijing, berlin, brussels, denver, hong kong, london, los angeles, new york, northern virginia, palo alto, san diego, san francisco, shanghai, singapore, tokyo, washington, d.c. August 16, 2019 Virtus Global Dividend & Income Fund Inc. 101 Munson Street Greenfi
July 2, 2019	EX-99.13(G)	Amendment to Sub-Administration Services Agreement, dated June 16, 2017. (Incorporated by reference to Exhibit 13(g). to Form N-14 8C of the Registrant, filed on July 2, 2019 (File No. 333-232525)) Exhibit 13(g) AMENDMENT TO SUB-ADMINISTRATION SERVICES AGREEMENT This Amendment (“Amendment”) is made as of the 16th day of June, 2017, by and between VIRTUS FUND SERVICES, LLC (formerly, VP Distributors, LLC) (“Virtus”) and BNY MELLON INVESTMENT SERVICING (US) INC.
July 2, 2019	EX-99.1(E)	Amendment to Articles of Incorporation dated June 27, 2012. (Incorporated by reference to Exhibit 1(e). to Form N-14 8C of the Registrant, filed on July 2, 2019 (File No. 333-232525)) Exhibit 1(e) ARTICLES OF AMENDMENT OF THE ZWEIG TOTAL RETURN FUND, INC. The Zweig Total Return Fund, Inc., a Maryland corporation (the “Corporation”), hereby certifies to the State Department of Assessments and Taxation of Maryland that: FIRST: The Articles of Amendment and Restatement of the Corporation, as heretofore amended and supplemented (the “Charter”), are hereby further amended to decreas
July 2, 2019	EX-99.1(F)	Amendment to Articles of Incorporation dated September 16, 2016. (Incorporated by reference to Exhibit 1(d). to Form N-14 8C of the Registrant, filed on July 2, 2019 (File No. 333-232525)) Exhibit 1(f) THE ZWEIG TOTAL RETURN FUND, INC. ARTICLES OF AMENDMENT The Zweig Total Return Fund, Inc., a Maryland corporation (the “Corporation”), hereby certifies to the State Department of Assessments and Taxation of Maryland that: FIRST: Article II of the charter of the Corporation (the “Charter”) is hereby amended to change the name of the Corporation to: Virtus Global Dividend & Income Fund
July 2, 2019	EX-99.17(B)	Form of Proxy Card for the Registrant. Filed herewith. Exhibit 17(b) Virtus Global Dividend & Income Fund Inc. C123456789 IMPORTANT SPECIAL MEETING INFORMATION 000004 ENDORSEMENTLINESACKPACK MR A SAMPLE DESIGNATION (IF ANY) ADD 1 ADD 2 ADD 3 ADD 4 ADD 5 ADD 6 000000000.000000 ext 000000000.000000 ext 000000000.000000 ext 000000000.000000 ext 000000000.000000 ext 000000000.000000 ext Electronic Voting Instructions You can vote by Internet or telephone!
July 2, 2019	EX-99.16	Power of Attorney for Philip R. McLoughlin, William R. Moyer, James M. Oates, James B. Rogers, Jr., R. Keith Walton, Brian T. Zino and George R. Aylward. Filed herewith. EX-99.16 27 tv524567ex16.htm POWER OF ATTORNEY Exhibit 16 POWER OF ATTORNEY Each of the undersigned directors of Virtus Global Dividend & Income Fund Inc., a corporation formed under the laws of the State of Maryland (the “Fund”), hereby constitutes and appoints George R. Aylward, William Renahan and Jennifer S. Fromm or any of them, with full power to act without the other and with full power of
July 2, 2019	EX-99.13(K)	Joinder Agreement to Accounting Services Agreement, dated December 2, 2016. (Incorporated by reference to Exhibit 13(k). to Form N-14 8C of the Registrant, filed on July 2, 2019 (File No. 333-232525)) EX-99.13(K) 22 tv524567ex13k.htm JOINDER AGREEMENT TO ACCOUNTING SERVICES AGREEMENT Exhibit 13(k) EXECUTION JOINDER AGREEMENT AND AMENDMENT TO ACCOUNTING SERVICES AGREEMENT This Joinder Agreement and Amendment dated December 2, 2016 by and among Virtus Total Return Fund, the investment companies listed on Schedule I (each, a “Fund” and together, the “Funds”) and BNY Mellon Investment Servicing (US
July 2, 2019	EX-99.13(D)	Amendment to Sub-Administration Services Agreement, dated September 7, 2016. (Incorporated by reference to Exhibit 13(d). to Form N-14 8C of the Registrant, filed on July 2, 2019 (File No. 333-232525)) Exhibit 13(d) EXECUTION AMENDMENT TO SUB-ADMINISTRATION SERVICES AGREEMENT This Amendment (‘'Amendment”) is made as of the 7th day of September, 2016, by and between VIRTUS FUND SERVICES, LLC (formerly, VP Distributors, LLC) (“Virtus”) and BNY MELLON INVESTMENT SERVICING (US) INC.
July 2, 2019	EX-99.13(A)	Amended and Restated Administration Agreement between Registrant and Virtus Fund Services, LLC, dated September 7, 2016. (Incorporated by reference to Exhibit 13(a). to Form N-14 8C of the Registrant, filed on July 2, 2019 (File No. 333-232525)) Exhibit 13(a) AMENDED AND RESTATED ADMINISTRATION AGREEMENT This Administration Agreement is made effective as of the 7th day of September, 2016, by and between The Zweig Total Return Fund, Inc.
July 2, 2019	EX-99.13(L)	Amendment to Accounting Services Agreement, dated June 16, 2017. (Incorporated by reference to Exhibit 13(l). to Form N-14 8C of the Registrant, filed on July 2, 2019 (File No. 333-232525)) Exhibit 13(l) AMENDMENT TO ACCOUNTING SERVICES AGREEMENT This Amendment (“Amendment”) is made as of the 16th day of June, 2017, by and between each of the registrants set out on Schedule I to the Agreement (as defined below) and that execute this Amendment (each, a “Fund” and collectively, the “Funds”) and BNY Mellon Investment Servicing (US) Inc.
July 2, 2019	EX-99.14	Consent of PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm. Filed herewith. Exhibit 14 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of Virtus Global Dividend & Income Fund Inc.
July 2, 2019	EX-99.9(B)	Joinder Agreement and Amendment to Custody Agreement. (Incorporated by reference to Exhibit 9(b). to Form N-14 8C of the Registrant, filed on July 2, 2019 (File No. 333-232525)) EX-99.9(B) 11 tv524567ex9b.htm JOINDER AGREEMENT AND AMENDMENT TO CUSTODY AGREEMENT Exhibit 9(b) EXECUTION JOINDER AGREEMENT AND AMENDMENT TO CUSTODY AGREEMENT This Joinder Agreement and Amendment (“Amendment”) dated September 5, 2017 and effective the 11th day of September, 2017 is by and between each of Duff & Phelps Select Energy MLP Fund Inc., Virtus Total Return Fund Inc., Virtus Global Divid
July 2, 2019	EX-99.13(B)	Transfer Agent and Service Agreement between Registrant and Computershare Trust Company NA, dated June 1, 2010. (Incorporated by reference to Exhibit 13(b). to Form N-14 8C of the Registrant, filed on July 2, 2019 (File No. 333-232525)) Exhibit 13(b) Transfer Agency and Service Agreement Between each of The Zweig Fund, Inc.
July 2, 2019	EX-99.13(F)	Notice of Assignment of Sub-Administration Services Agreement, dated May 11, 2017. (Incorporated by reference to Exhibit 13(f). to Form N-14 8C of the Registrant, filed on July 2, 2019 (File No. 333-232525)) Exhibit 13(f) BNY Mellon Investment Servicing (US) Inc. 301 Bellevue Parkway Wilmington, DE 19809 May 11, 2017 Amy Hackett Virtus Fund Services, LLC 100 Pearl Street Hartford, CT 06103 Re: Notice of Assignment from BNY Mellon Investment Servicing (US) Inc. to The Bank of New York Mellon Dear Amy, We refer to the Sub-Administration Agreement, dated as of December 9, 2011, (the “Agreement”), between
July 2, 2019	EX-99.13(N)	Amendment to Accounting Services Agreement, dated September 21, 2017. (Incorporated by reference to Exhibit 13(n). to Form N-14 8C of the Registrant, filed on July 2, 2019 (File No. 333-232525)) EX-99.13(N) 25 tv524567ex13n.htm AMENDMENT TO ACCOUNTING SERVICES AGREEMENT Exhibit 13(n) EXECUTION AMENDMENT TO ACCOUNTING SERVICES AGREEMENT This Amendment (“Amendment”) dated September 21, 2017 and effective October 9, 2017 by and between each of the registrants set out on Schedule I to the Agreement, as attached hereto, and that execute this Amendment (as defined below) (each, a “Fund” and col
July 2, 2019	EX-99.6(D)	Subadvisory Agreement between VIA and Rampart Investment Management Company, LLC (“Rampart”) dated October 15, 2018. Filed herewith. Exhibit 6(d) VIRTUS GLOBAL DIVIDEND & INCOME FUND INC. SUBADVISORY AGREEMENT October 15, 2018 Rampart Investment Management Company, LLC 100 Pearl Street Hartford, Connecticut 06103 RE: Subadvisory Agreement Ladies and Gentlemen: Virtus Global Dividend & Income Fund Inc. (the “Fund”) is a closed-end investment company registered under the Investment Company Act of 1940 (the “Act”), and is subject
July 2, 2019	N-14 8C	As filed with the Securities and Exchange Commission on July 2, 2019 As filed with the Securities and Exchange Commission on July 2, 2019 File No. 333- File No. 811-05620 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Pre-Effective Amendment No. Post-Effective Amendment No. Virtus Global Dividend & Income Fund Inc. (Exact Name of Registrant as Specified in Charter) 101 Munson
July 2, 2019	EX-99.13(J)	Joinder Agreement to Accounting Services Agreement, dated September 7, 2016. (Incorporated by reference to Exhibit 13(j). to Form N-14 8C of the Registrant, filed on July 2, 2019 (File No. 333-232525)) EX-99.13(J) 21 tv524567ex13j.htm JOINDER AGREEMENT TO ACCOUNTING SERVICES AGREEMENT Exhibit 13(j) EXECUTION JOINDER AGREEMENT TO ACCOUNTING SERVICES AGREEMENT This Joinder Agreement dated September 7, 2016 by and among Virtus Total Return Fund, the investment companies listed on Schedule I (each, a “Fund” and together, the “Funds”) and BNY Mellon Investment Servicing (US) Inc. (“BNY Mellon”). BACK
July 2, 2019	EX-99.6(B)	Subadvisory Agreement between VIA and Kayne Anderson Rudnick Investment Management, LLC (“Kayne”) dated November 18, 2016. Filed herewith. EX-99.6(B) 7 tv524567ex6b.htm SUBADVISORY AGREEMENT Exhibit 6(b) VIRTUS GLOBAL DIVIDEND & INCOME FUND INC. SUBADVISORY AGREEMENT November 18, 2016 Kayne Anderson Rudnick Investment Management, LLC 1800 Avenue of the Stars, 2nd Floor Los Angeles, California 90067 RE: Subadvisory Agreement Ladies and Gentlemen: Virtus Global Dividend & Income Fund Inc. (the “Fund”) is a closed-end investment company
July 2, 2019	EX-99.6(A)	Investment Advisory Agreement between Registrant and Virtus Investment Advisers, Inc. (“VIA”), dated November 18, 2016. (Incorporated by reference to Exhibit 6(a). to Form N-14 8C of the Registrant, filed on July 2, 2019 (File No. 333-232525)) EX-99.6(A) 6 tv524567ex6a.htm INVESTMENT ADVISORY AGREEMENT Exhibit 6(a) VIRTUS GLOBAL DIVIDEND & INCOME FUND Inc. INVESTMENT ADVISORY AGREEMENT THIS INVESTMENT ADVISORY AGREEMENT, effective as of the 18th day of November, 2016 (the “Contract Date”) by and between VIRTUS GLOBAL DIVIDEND & INCOME FUND INC., a Maryland Corporation (the “Fund”) and VIRTUS INVESTMENT ADVISERS, INC., a Massachusetts co
July 2, 2019	EX-99.13(M)	Notice of Assignment of Accounting Services Agreement, dated June 16, 2017. (Incorporated by reference to Exhibit 13(m). to Form N-14 8C of the Registrant, filed on July 2, 2019 (File No. 333-232525)) EX-99.13(M) 24 tv524567ex13m.htm NOTICE OF ASSIGNMENT OF ACCOUNTING SERVICES AGREEMENT Exhibit 13(m) BNY Mellon Investment Servicing (US) Inc. 301 Bellevue Parkway Wilmington, DE 19809 June 16, 2017 Amy Hackett Virtus Total Return Fund Inc. Virtus Global Dividend & Income Fund Inc. 100 Pearl Street Hartford, CT 06103 Re: Notice of Assignment from BNY Mellon Investment Servicing (US) Inc. to The Ba
July 2, 2019	EX-99.13(C)	Sub-Administration Services Agreement, dated December 9, 2011. (Incorporated by reference to Exhibit 13(c). to Form N-14 8C of the Registrant, filed on July 2, 2019 (File No. 333-232525)) EX-99.13(C) 14 tv524567ex13c.htm SUB-ADMINISTRATION SERVICES AGREEMENT Exhibit 13(c) EXECUTION COPY SUB-ADMINISTRATION SERVICES AGREEMENT This Sub-Administration Services Agreement (“Agreement”) is made effective as of December 9, 2011 by and between VP DISTRIBUTORS, LLC, a Delaware limited liability company (“VP Distributors”) and BNY MELLON INVESTMENT SERVICING (US) INC., a Massachusetts corpora
July 2, 2019	EX-99.13(I)	Accounting Services Agreement, dated December 9, 2011. (Incorporated by reference to Exhibit 13(i). to Form N-14 8C of the Registrant, filed on July 2, 2019 (File No. 333-232525)) EX-99.13(I) 20 tv524567ex13i.htm ACCOUNTING SERVICES AGREEMENT Exhibit 13(i) ACCOUNTING SERVICES AGREEMENT This Accounting Services Agreement (“Agreement”) is made effective as of December 9, 2011 by and between VIRTUS TOTAL RETURN FUND, a Delaware statutory trust (“Fund”) and BNY MELLON INVESTMENT SERVICING (US) INC., a Massachusetts corporation (“BNY Mellon”). BACKGROUND: A. The Fund is a closed
July 2, 2019	EX-99.9(A)	Custody Agreement between Duff & Phelps Energy MLP Total Return Fund Inc. and The Bank of New York Mellon, dated May 7, 2014. (Incorporated by reference to Exhibit 9(a). to Form N-14 8C of the Registrant, filed on July 2, 2019 (File No. 333-232525)) Exhibit 9(a) EXECUTION COPY CUSTODY AGREEMENT by and between DUFF & PHELPS ENERGY MLP TOTAL RETURN FUND INC.
July 2, 2019	EX-99.6(C)	Subadvisory Agreement between VIA and Newfleet Asset Management, LLC (“Newfleet”) dated November 18, 2016. (Incorporated by reference to Exhibit 6(c). to Form N-14 8C of the Registrant, filed on July 2, 2019 (File No. 333-232525)) EX-99.6(C) 8 tv524567ex6c.htm SUBADVISORY AGREEMENT Exhibit 6(c) VIRTUS GLOBAL DIVIDEND & INCOME FUND INC. SUBADVISORY AGREEMENT November 18, 2016 Newfleet Asset Management, LLC 100 Pearl Street Hartford, Connecticut 06103 RE: Subadvisory Agreement Ladies and Gentlemen: Virtus Global Dividend & Income Fund Inc. (the “Fund”) is a closed-end investment company registered under the Investment Company
July 2, 2019	EX-99.1(D)	Amendment to Articles of Incorporation dated June 26, 2012. (Incorporated by reference to Exhibit 1(d). to Form N-14 8C of the Registrant, filed on July 2, 2019 (File No. 333-232525)) Exhibit 1(d) ARTICLES OF AMENDMENT OF THE ZWEIG TOTAL RETURN FUND, INC. The Zweig Total Return Fund, Inc., a Maryland corporation (the “Corporation”), hereby certifies to the State Department of Assessments and Taxation of Maryland that the Corporation’s Charter, as heretofore amended and supplemented is hereby further amended in the manner set forth below. FIRST: The Charter of the Corporation is
July 2, 2019	COVER	July 2, 2019 COVER 48 filename48.htm July 2, 2019 VIA EDGAR EDGAR Operations Branch Division of Investment Management Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Virtus Global Dividend & Income Fund Inc. - Registration Statement on Form N-14 CIK 0000836412 Ladies and Gentlemen: Pursuant to the Securities Act of 1933, as amended, and the General Rules and Regulations thereunder, e
July 2, 2019	EX-99.17(A)	Form of Proxy Card for Virtus Total Return Fund Inc. Filed herewith. EX-99.17(A) 28 tv524567ex17a.htm FORM OF PROXY CARD Exhibit 17(a) Virtus Total Return Fund Inc. C123456789 IMPORTANT SPECIAL MEETING INFORMATION 000004 ENDORSEMENTLINESACKPACK MR A SAMPLE DESIGNATION (IF ANY) ADD 1 ADD 2 ADD 3 ADD 4 ADD 5 ADD 6 000000000.000000 ext 000000000.000000 ext 000000000.000000 ext 000000000.000000 ext 000000000.000000 ext 000000000.000000 ext Electronic Voting Instruction
July 2, 2019	EX-99.13(E)	Amendment to Sub-Administration Services Agreement, dated December 2, 2016. (Incorporated by reference to Exhibit 13(e). to Form N-14 8C of the Registrant, filed on July 2, 2019 (File No. 333-232525)) Exhibit 13(e) EXECUTION AMENDMENT TO SUB-ADMINISTRATION SERVICES AGREEMENT This Amendment (“Amendment”) is made as of the 2nd day of December, 2016, by and between VIRTUS FUND SERVICES, LLC (formerly, VP Distributors, LLC) (“Virtus”) and BNY MELLON INVESTMENT SERVICING (US) INC.
July 2, 2019	EX-99.13(H)	Amendment to Sub-Administration Services Agreement, dated September 21, 2017. (Incorporated by reference to Exhibit 13(h). to Form N-14 8C of the Registrant, filed on July 2, 2019 (File No. 333-232525)) EX-99.13(H) 19 tv524567ex13h.htm AMENDMENT TO SUB-ADMINISTRATION SERVICES AGREEMENT Exhibit 13(h) EXECUTION AMENDMENT TO SUB-ADMINISTRATION SERVICES AGREEMENT This Amendment (“Amendment”) dated September 21, 2017 and effective October 9, 2017, by and between Virtus Fund Services, LLC (“Virtus”) and The Bank of New York Mellon (as assigned from BNY Mellon Investment Servicing (US) Inc. on or about
April 29, 2019	EX-99.CERT	Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act Certification Pursuant to Section 302 Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, George R.
April 29, 2019	N-Q	ZTR / Zweig Total Return Fund, Inc. N-Q (Quarterly Schedule of Portfolio Holdings) VIRTUS GLOBAL DIVIDEND & INCOME FUND VIRTUS GLOBAL DIVIDEND & INCOME FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
April 16, 2019	DEF 14A	ZTR / Zweig Total Return Fund, Inc. DEF 14A United States Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin
October 30, 2018	EX-99.CERT	Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act Certification Pursuant to Section 302 Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, George R.
October 30, 2018	N-Q	ZTR / Zweig Total Return Fund, Inc. VIRTUS GLOBAL DIVIDEND & INCOME FUND (Quarterly Schedule of Portfolio Holdings) VIRTUS GLOBAL DIVIDEND & INCOME FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
October 17, 2018	CORRESP	DSE / Duff & Phelps Select Energy MLP Fund Inc. CORRESP 100 Pearl Street, Hartford, CT 06103 800.248.7971 VIRTUS.COM October 11, 2018 Securities and Exchange Commission Judiciary Plaza 100 F Street, NE Washington, D.C. 20549 Attention: Ken Ellington, Division of Investment Management Re: Virtus Funds Shareholder Reports Dear Mr. Ellington: Thank you for your telephonic comments on September 11, 2018, regarding the shareholder reports on Form N-CSR for
May 29, 2018	EX-99.CERT	Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act Certification Pursuant to Section 302 Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, George R.
May 29, 2018	N-Q	ZTR / Zweig Total Return Fund, Inc. VIRTUS GLOBAL DIVIDEND & INCOME FUND (Quarterly Schedule of Portfolio Holdings) N-Q 1 d547325dnq.htm VIRTUS GLOBAL DIVIDEND & INCOME FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-05620 Virtus Global Dividend & Income Fund Inc. (Exact name of registrant as specified in charter) 101 Munson Street Greenfield, MA 01301
April 17, 2018	DEF 14A	ZTR / Zweig Total Return Fund, Inc. DEF 14A United States Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin
November 29, 2017	N-Q	Virtus Global Dividend & Income Fund Inc. - VIRTUS GLOBAL DIVIDEND & INCOME FUND VIRTUS GLOBAL DIVIDEND & INCOME FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
November 29, 2017	EX-99.CERT	Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 d451647dex99cert.htm CERTIFICATION PURSUANT TO SECTION 302 Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, George R. Aylward, certify that: 1. I have reviewed this report on Form N-Q of Virtus Global Dividend & Income Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit
June 30, 2017	EX-99.(A)(5)(V)	VIRTUS GLOBAL DIVIDEND & INCOME FUND INC. ANNOUNCES FINAL RESULTS OF TENDER OFFER Exhibit (a)(5)(v) NEWS RELEASE VIRTUS GLOBAL DIVIDEND & INCOME FUND INC. ANNOUNCES FINAL RESULTS OF TENDER OFFER HARTFORD, CT, June 29, 2017 ? The Virtus Global Dividend & Income Fund Inc. (NYSE: ZTR) announced today that, in accordance with its tender offer for up to 5 percent of its issued and outstanding shares of common stock, which expired at 11:59 p.m., New York time, on June 23, 2017, the f
June 30, 2017	SC TO-I/A	Zweig Total Return Fund SC TO-I/A As filed with the Securities and Exchange Commission on June 30, 2017 Securities and Exchange Commission Washington, D.
June 26, 2017	EX-99.(A)(5)(IV)	VIRTUS GLOBAL DIVIDEND & INCOME FUND INC. ANNOUNCES PRELIMINARY RESULTS OF TENDER OFFER Exhibit (a)(5)(iv) NEWS RELEASE VIRTUS GLOBAL DIVIDEND & INCOME FUND INC. ANNOUNCES PRELIMINARY RESULTS OF TENDER OFFER HARTFORD, CT, June 26, 2017 ? The Virtus Global Dividend & Income Fund Inc. (NYSE: ZTR) announced today that its tender offer for 1,283,635.68 of its issued and outstanding shares of common stock, representing approximately 5 percent of its outstanding shares, expired at 11:59 p.
June 26, 2017	SC TO-I/A	Zweig Total Return Fund SC TO-I/A As filed with the Securities and Exchange Commission on June 26, 2017 Securities and Exchange Commission Washington, D.
May 26, 2017	EX-99.(A)(1)(II)	EX-99.(A)(1)(II) Exhibit (a)(1)(ii) Virtus Global Dividend & Income Fund Inc. Geogeson ZTR: (866) 821-0284 (Toll Free) MR A SAMPLE DESIGNATION (IF ANY) ADD 1 ADD 2 ADD 3 ADD 4 ADD 5 ADD 6 C 1234567890 J N T C 1234567890 J N T Tax ID certification on file: TOTAL SHARES 12345678901234 LETTER OF TRANSMITTAL TO TENDER SHARES OF VIRTUS GLOBAL DIVIDEND & INCOME FUND INC. Pursuant to the Fund?s Issuer Tender Offer Statem
May 26, 2017	EX-99.(A)(5)(III)	VIRTUS GLOBAL DIVIDEND & INCOME FUND INC., VIRTUS TOTAL RETURN FUND INC. COMMENCE TENDER OFFERS EX-99.(A)(5)(III) 9 t1701559ex99-a5iii.htm TEXT OF PRESS RELEASE DATED AND ISSUED MAY 26, 2017 Exhibit (a)(5)(iii) NEWS RELEASE VIRTUS GLOBAL DIVIDEND & INCOME FUND INC., VIRTUS TOTAL RETURN FUND INC. COMMENCE TENDER OFFERS HARTFORD, CT, May 26, 2017 – The Virtus Global Dividend & Income Fund Inc. (NYSE: ZTR) and The Virtus Total Return Fund Inc. (NYSE: ZF) have each commenced a tender offer to ac
May 26, 2017	EX-99.(A)(1)(V)	Offer by VIRTUS GLOBAL DIVIDEND & INCOME FUND INC. To Purchase for Cash up to 5% of the Fund’s Outstanding Shares of Common Stock at 98% Net Asset Value t1701559-sctoDIV03-ex-a1v - none - 1.7351735s ? ?Exhibit (a)(1)(v)? Offer by VIRTUS GLOBAL DIVIDEND & INCOME FUND INC. To Purchase for Cash up to 5% of the Fund?s Outstanding Shares of Common Stock at 98% Net Asset Value ? ? THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 11:59 P.M., NEW YORK TIME, ON JUNE 23, 2017 ? ? THIS OFFER IS NOT CONDITIONED ON ANY MINIMUM NUMBER OF SHARES BEING TENDERED, BU
May 26, 2017	EX-99.(A)(1)(IV)	Offer by VIRTUS GLOBAL DIVIDEND & INCOME FUND INC. To Purchase for Cash up to 5% of the Fund’s Outstanding Shares of Common Stock at 98% Net Asset Value EX-99.(A)(1)(IV) 5 t1701559ex-a1iv.htm FORM OF LETTER TO BROKERS, DEALERS, COMMERCIAL BANKS, TRUST COMPANIES AND OTHER NOMINEES Exhibit (a)(1)(iv) Offer by VIRTUS GLOBAL DIVIDEND & INCOME FUND INC. To Purchase for Cash up to 5% of the Fund’s Outstanding Shares of Common Stock at 98% Net Asset Value THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 11:59 P.M., NEW YORK TIME, ON JUNE 23, 2017 THIS OFF
May 26, 2017	EX-99.(A)(1)(VI)	Virtus Global Dividend & Income Fund Inc. c/o Virtus Investment Advisers, Inc. 100 Pearl Street Hartford, CT 06103 t1701559-sctoDIV04-ex-a1vi - none - 1.290129s ? ?Exhibit (a)(1)(vi)? Virtus Global Dividend & Income Fund Inc.? c/o Virtus Investment Advisers, Inc. 100 Pearl Street Hartford, CT 06103 Dear Stockholder: At meetings held on March 28, 2016 and April 19, 2016, the Board of Directors (the ?Board?) of Virtus Global Dividend & Income Fund Inc. (then known as The Zweig Total Return Fund, Inc.) (the ?Fund
May 26, 2017	SC TO-I	Zweig Total Return Fund VIRTUS GLOBAL DIVIDEND & INCOME FUND INC. As filed with the Securities and Exchange Commission on May 26, 2017 Securities and Exchange Commission Washington, D.
May 26, 2017	EX-99.(A)(1)(I)	OFFER VIRTUS GLOBAL DIVIDEND & INCOME FUND INC. TO PURCHASE FOR CASH UP TO 5% OF ITS ISSUED AND OUTSTANDING SHARES OF COMMON STOCK AT 98% OF NET ASSET VALUE PER SHARE t1701559-sctoDIV00-ex-a1i - none - 3.2523252s TABLE OF CONTENTS ?Exhibit (a)(1)(i)? OFFER BY VIRTUS GLOBAL DIVIDEND & INCOME FUND INC. TO PURCHASE FOR CASH UP TO 5% OF ITS ISSUED AND OUTSTANDING SHARES OF COMMON STOCK AT 98% OF NET ASSET VALUE PER SHARE ? ? THE OFFER AND WITHDRAWAL RIGHT WILL EXPIRE AT 11:59 P.M., NEW YORK TIME, ON JUNE 23, 2017, UNLESS THE OFFER IS EXTENDED ? ? This Issuer Tender
May 26, 2017	EX-99.(A)(1)(III)	NOTICE OF GUARANTEED DELIVERY FOR TENDER OF SHARES OF COMMON STOCK OF VIRTUS GLOBAL DIVIDEND & INCOME FUND INC. t1701559-sctoDIV01-ex-a1iii - none - 1.8381838s ? ?Exhibit (a)(1)(iii)? NOTICE OF GUARANTEED DELIVERY FOR TENDER OF SHARES OF COMMON STOCK OF VIRTUS GLOBAL DIVIDEND & INCOME FUND INC. This form, or one substantially equivalent hereto, must be used to accept the Offer (as defined below) if a stockholder?s certificates for shares of common stock, par value $0.001 per share (the ?Shares?) of Virtus G
May 26, 2017	EX-99.(D)	[Signature Page Follows] Exhibit (d) AGREEMENT This Agreement (the ?Agreement?) is made and entered into effective as of the 5th day of April, 2016 by and among Zweig Advisers, LLC (?Zweig?), a Delaware limited liability company having its principal places of business at 1540 Broadway, 16th Floor, New York, NY 10036, and Karpus Management, Inc.
May 26, 2017	EX-99.(A)(5)(II)	Dear Shareholder, Exhibit (a)(5)(ii) Dear Shareholder, Virtus Global Dividend & Income Fund Inc. (formerly, The Zweig Total Return Fund, Inc.) recently announced a tender offer for up to 5% of its issued and outstanding shares of common stock for cash at a price per share equal to 98% of the net asset value per share, as further described in the Fund?s Offer to Purchase dated May 26, 2017 (the ?Tender Offer?). Encl
May 26, 2017	N-Q	Virtus Global Dividend & Income Fund Inc. - VIRTUS GLOBAL DIVIDEND & INCOME FUND VIRTUS GLOBAL DIVIDEND & INCOME FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
May 26, 2017	EX-99.CERT	Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act Certification Pursuant to Section 302 Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, George R.
April 28, 2017	DEF 14A	Zweig Total Return Fund DEF 14A t1701125-def14a - none - 2.9082908s ? United States Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as
March 20, 2017	SC TO-C	Zweig Total Return Fund SCHEDULE TO-C SC TO-C 1 t1700779sctoc.htm SCHEDULE TO-C As filed with the Securities and Exchange Commission on March 20, 2017 Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 Virtus Global Dividend & Income Fund Inc. (Name of Subject Company [Issuer]) Virtus Global Dividend & Income Fund Inc. (
January 3, 2017	EX-99.(A)(5)(V)	VIRTUS GLOBAL DIVIDEND & INCOME FUND ANNOUNCES FINAL RESULTS OF TENDER OFFER Exhibit (a)(5)(v) FOR IMMEDIATE RELEASE For Further Information: Shareholder Services (866) 270-7788 closedendfunds@virtus.
January 3, 2017	SC TO-I/A	Zweig Total Return Fund VIRTUS GLOBAL DIVIDEND & INCOME FUND INC. As filed with the Securities and Exchange Commission on January 3, 2017 Securities and Exchange Commission Washington, D.
December 27, 2016	EX-99.(A)(5)(IV)	VIRTUS GLOBAL DIVIDEND & INCOME FUND ANNOUNCES PRELIMINARY RESULTS OF TENDER OFFER Exhibit (a)(5)(iv) FOR IMMEDIATE RELEASE For Further Information: Shareholder Services (866) 270-7788 closedendfunds@virtus.
December 27, 2016	SC TO-I/A	Zweig Total Return Fund VIRTUS GLOBAL DIVIDEND & INCOME FUND INC. As filed with the Securities and Exchange Commission on December 27, 2016 Securities and Exchange Commission Washington, D.
November 29, 2016	N-Q	Zweig Total Return Fund VIRTUS GLOBAL DIVIDEND & INCOME FUND (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-05620 Virtus Global Dividend & Income Fund (fka, Zweig Total Return Fund, Inc.) (Exact name of registrant as specified in charter) 101 Munson Street Greenfield, MA 01301-9683 (Address of principa
November 29, 2016	EX-99.CERT	Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 d252500dex99cert.htm CERTIFICATION PURSUANT TO SECTION 302 Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, George R. Aylward, certify that: 1. I have reviewed this report on Form N-Q of Virtus Global Dividend & Income Fund (fka, Zweig Total Return Fund, Inc.); 2. Based on my knowledge, this report does not contain any untrue stat
November 25, 2016	EX-99.(A)(1)(II)	MRASAMPLE DESIGNATION {IF ANY) ADD 1ADD2ADD3ADD4ADDS ADD6c 1234567890JNT Tax ID certification on file: Cetified Y/NTOTAL SHARES 12345678901234LETTER OF TRANSMmAL TO TENDER SHARES OF VIRTUS GLOBAL DMDEND & INCOME FUND INC.(FKA: THE ZWEIG TOTAL RETURN EX-99.(A)(1)(II) 3 t1602764ex-a1ii.htm FORM OF LETTER OF TRANSMITTAL Exhibit (a)(1)(ii) MRASAMPLE DESIGNATION {IF ANY) ADD 1ADD2ADD3ADD4ADDS ADD6c 1234567890JNT Tax ID certification on file: Cetified Y/NTOTAL SHARES 12345678901234LETTER OF TRANSMmAL TO TENDER SHARES OF VIRTUS GLOBAL DMDEND & INCOME FUND INC.(FKA: THE ZWEIG TOTAL RETURN FUND,INC.)Pursuant to the Fund's Issuer Tender Offer Statement
November 25, 2016	EX-99.(D)	[Signature Page Follows] EX-99.(D) 10 t1602764ex-d.htm AGREEMENT BETWEEN KARPUS INVESTMENT MANAGEMENT & ZWEIG ADVISERS, LLC Exhibit (d) AGREEMENT This Agreement (the “Agreement”) is made and entered into effective as of the 5th day of April, 2016 by and among Zweig Advisers, LLC (“Zweig”), a Delaware limited liability company having its principal places of business at 1540 Broadway, 16th Floor, New York, NY 10036, and Kar
November 25, 2016	EX-99.(A)(5)(II)	Dear Shareholder, t1602764-sctoDIV08-ex-a5ii - none - 1.0141014s ? Exhibit (a)(5)(ii)? Dear Shareholder, Virtus Global Dividend & Income Fund Inc. (formerly, The Zweig Total Return Fund, Inc.) recently announced a tender offer for up to 5% of its issued and outstanding shares of common stock for cash at a price per share equal to 98% of the net asset value per share, as further described in the Fund?s Offer to Purc
November 25, 2016	EX-99.(A)(1)(I)	OFFER BY Virtus Global Dividend & Income Fund Inc. TO PURCHASE FOR CASH UP TO 5% OF ITS ISSUED AND OUTSTANDING SHARES OF COMMON STOCK AT 98% OF NET ASSET VALUE PER SHARE EX-99.(A)(1)(I) 2 t1602764ex-a1i.htm ISSUER TENDER OFFER STATEMENT TABLE OF CONTENTS Exhibit (a)(1)(i) OFFER BY Virtus Global Dividend & Income Fund Inc. TO PURCHASE FOR CASH UP TO 5% OF ITS ISSUED AND OUTSTANDING SHARES OF COMMON STOCK AT 98% OF NET ASSET VALUE PER SHARE THE OFFER AND WITHDRAWAL RIGHT WILL EXPIRE AT 11:59 P.M., NEW YORK TIME, ON DECEMBER 23, 2016, UNLESS THE OFFER IS EXTENDED Thi
November 25, 2016	EX-99.9(A)(1)(IV)	Offer by Virtus Global Dividend & Income Fund Inc. To Purchase for Cash up to 5% of the Fund’s Outstanding Shares of Common Stock at 98% Net Asset Value t1602764-sctoDIV05-ex-a1iv - none - 1.2771277s ? Exhibit (a)(1)(iv)? Offer by Virtus Global Dividend & Income Fund Inc. To Purchase for Cash up to 5% of the Fund?s Outstanding Shares of Common Stock at 98% Net Asset Value ? ? THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 11:59 P.M., NEW YORK TIME, ON DECEMBER 23, 2016 ? ? THIS OFFER IS NOT CONDITIONED ON ANY MINIMUM NUMBER OF SHARES BEING TENDERE
November 25, 2016	SC TO-I	Zweig Total Return Fund VIRTUS GLOBAL DIVIDEND & INCOME FUND INC. As filed with the Securities and Exchange Commission on November 25, 2016 Securities and Exchange Commission Washington, D.
November 25, 2016	EX-99.(A)(1)(III)	NOTICE OF GUARANTEED DELIVERY FOR TENDER OF SHARES OF COMMON STOCK OF Virtus Global Dividend & Income Fund Inc. t1602764-sctoDIV04-ex-a1iii - none - 1.430143s ? Exhibit (a)(1)(iii)? NOTICE OF GUARANTEED DELIVERY FOR TENDER OF SHARES OF COMMON STOCK OF Virtus Global Dividend & Income Fund Inc. This form, or one substantially equivalent hereto, must be used to accept the Offer (as defined below) if a stockholder?s certificates for shares of common stock, par value $0.004 per share (the ?Shares?) of Virtus Glo
November 25, 2016	EX-99.(A)(1)(V)	Offer by Virtus Global Dividend & Income Fund Inc. To Purchase for Cash up to 5% of the Fund’s Outstanding Shares of Common Stock at 98% Net Asset Value t1602764-sctoDIV06-ex-a1v - none - 1.3061306s ? Exhibit (a)(1)(v)? Offer by Virtus Global Dividend & Income Fund Inc. To Purchase for Cash up to 5% of the Fund?s Outstanding Shares of Common Stock at 98% Net Asset Value ? ? THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 11:59 P.M., NEW YORK TIME, ON DECEMBER 23, 2016 ? ? THIS OFFER IS NOT CONDITIONED ON ANY MINIMUM NUMBER OF SHARES BEING TENDERED,
November 25, 2016	EX-99.(A)(5)(III)	VIRTUS GLOBAL DIVIDEND & INCOME FUND, ZWEIG FUND COMMENCE TENDER OFFERS t1602764-sctoDIV09-ex-a5iii - none - 1.3721372s ? Exhibit (a)(5)(iii)? NEWS RELEASE VIRTUS GLOBAL DIVIDEND & INCOME FUND, ZWEIG FUND COMMENCE TENDER OFFERS HARTFORD, CT, November 25, 2016???The Virtus Global Dividend & Income Fund Inc. (NYSE: ZTR) and The Zweig Fund (NYSE: ZF) have each commenced a tender offer to acquire for cash up to 5 percent of its outstanding shares at a price equal to 98 pe
November 25, 2016	EX-99.(A)(1)(VI)	Virtus Global Dividend & Income Fund Inc. c/o Virtus Investment Advisers, Inc. 100 Pearl Street Hartford, CT 06103 t1602764-sctoDIV07-ex-a1vi - none - 1.1511151s ? Exhibit (a)(1)(vi)? Virtus Global Dividend & Income Fund Inc.? c/o Virtus Investment Advisers, Inc. 100 Pearl Street Hartford, CT 06103 Dear Stockholder: At meetings held on March 28, 2016 and April 19, 2016, the Board of Directors (the ?Board?) of Virtus Global Dividend & Income Fund Inc. (then known as The Zweig Total Return Fund, Inc.) (the ?Fund
November 21, 2016	EX-24	EX-24 POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Kevin J.
October 31, 2016	DEFA14A	Zweig Total Return Fund ADDITIONAL DEFINITIVE PROXY SOLICITING MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin
October 17, 2016	DEF 14A	Zweig Total Return Fund DEFINITIVE PROXY STATEMENT DEF 14A 1 t1602381-def14a.htm DEFINITIVE PROXY STATEMENT United States Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the C
October 17, 2016	CORRESP	Zweig Total Return Fund ESP VIRTUS GLOBAL DIVIDEND & INCOME Fund Inc. 101 Munson Street, Greenfield Massachusetts 01301-9683 October 17, 2016 Securities and Exchange Commission Judiciary Plaza 100 F Street, NE Washington, D.C. 20549 Attention: Anu Dubey, Division of Investment Management Re: Virtus Global Dividend & Income Fund Inc. File No. 811-05620 / CIK 0000836412 Preliminary Proxy Statement Dear Ms. Dubey: Thank you for
October 11, 2016	SC 13G	ZTR / Zweig Total Return Fund, Inc. / Karpus Management, Inc. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13 G Under the Securities Exchange Act of 1934 Zweig Total Return Fund (ZTR) (Name of Issuer) Common (Title of Class of Securities) 92835W107 (CUSIP Number) September 30, 2016 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is file
September 29, 2016	COVER	VIRTUS GLOBAL DIVIDEND & INCOME FUND INC. 101 Munson Street Greenfield, Massachusetts 01301 VIRTUS GLOBAL DIVIDEND & INCOME FUND INC. 101 Munson Street Greenfield, Massachusetts 01301 September 29, 2016 VIA EDGAR EDGAR Operations Branch Division of Investment Management Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Virtus Global Dividend & Income Fund Inc. (formerly known as, The Zweig Total Return Fund, Inc.) CIK 0000836412 (File No. 811-05620) Ladies and Ge
September 29, 2016	PRE 14A	United States Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) United States Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin
September 9, 2016	SC 13D/A	XZTRX / Zweig Total Return Fund Inc. / Karpus Management, Inc. Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 11) 1 Zweig Total Return Fund, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 989837208 (CUSIP Number) Daniel Lippincott, Senior Tax-Sen
August 22, 2016	SC TO-C	Zweig Total Return Fund THE ZWEIG TOTAL RETURN FUND, INC. As filed with the Securities and Exchange Commission on August 22, 2016 Securities and Exchange Commission Washington, D.
August 22, 2016	SC TO-C	Zweig Total Return Fund THE ZWEIG TOTAL RETURN FUND, INC. As filed with the Securities and Exchange Commission on August 22, 2016 Securities and Exchange Commission Washington, D.
June 14, 2016	SC 13D/A	XZTRX / Zweig Total Return Fund Inc. / Karpus Management, Inc. Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 10) 1 Zweig Total Return Fund, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 989837208 (CUSIP Number) Daniel Lippincott, Senior Tax-Sen
June 3, 2016	SC TO-I/A	Zweig Total Return Fund ZWEIG TOTAL RETURN FUND As filed with the Securities and Exchange Commission on June 3, 2016 Securities and Exchange Commission Washington, D.
June 3, 2016	EX-99.(A)(5)(VI)	ZWEIG TOTAL RETURN FUND ANNOUNCES FINAL RESULTS OF TENDER OFFER Exhibit 99.(a)(5)(vi) FOR IMMEDIATE RELEASE For Further Information: Zweig Funds Shareholder Services (800) 272-2700 [email protected] ZWEIG TOTAL RETURN FUND ANNOUNCES FINAL RESULTS OF TENDER OFFER NEW YORK, June 3, 2016 ? The Zweig Total Return Fund, Inc. (NYSE: ZTR) (the ?Fund?) announced today that, in accordance with its tender offer for up to 15 percent of its issued and outstanding shares of
May 31, 2016	N-Q	Zweig Total Return Fund ZWEIG TOTAL RETURN FUND INC (Quarterly Schedule of Portfolio Holdings) ZWEIG TOTAL RETURN FUND INC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
May 31, 2016	EX-99.CERT	Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act Certification Pursuant to Section 302 Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, George R.
May 27, 2016	SC TO-I/A	Zweig Total Return Fund ZWEIG TOTAL RETURN FUND As filed with the Securities and Exchange Commission on May 27, 2016 Securities and Exchange Commission Washington, D.
May 27, 2016	EX-99.(A)(5)(V)	ZWEIG TOTAL RETURN FUND ANNOUNCES PRELIMINARY RESULTS OF TENDER OFFER Exhibit 99.(a)(5)(v) FOR IMMEDIATE RELEASE For Further Information: Zweig Funds Shareholder Services (800) 272-2700 [email protected] ZWEIG TOTAL RETURN FUND ANNOUNCES PRELIMINARY RESULTS OF TENDER OFFER NEW YORK, May 27, 2016 ? The Zweig Total Return Fund, Inc. (NYSE: ZTR) (the ?Fund?) announced today that the Fund?s tender offer for 4,768,925.10 of its issued and outstanding shares of common stoc
April 29, 2016	SC TO-I	Zweig Total Return Fund ZWEIG TOTAL RETURN FUND, INC. As filed with the Securities and Exchange Commission on April 29, 2016 Securities and Exchange Commission Washington, D.
April 29, 2016	EX-99.(A)(1)(IV)	Offer by THE ZWEIG TOTAL RETURN FUND, INC. To Purchase for Cash up to 15% of the Fund’s Outstanding Shares of Common Stock at 98% Net Asset Value t1601043-sctoDIV04-ex-a1iv - none - 1.2671267s ? Exhibit (a)(1)(iv)? Offer by THE ZWEIG TOTAL RETURN FUND, INC. To Purchase for Cash up to 15% of the Fund?s Outstanding Shares of Common Stock at 98% Net Asset Value ? ? THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 11:59 P.M., NEW YORK TIME, ON MAY 26, 2016 ? ? THIS OFFER IS NOT CONDITIONED ON ANY MINIMUM NUMBER OF SHARES BEING TENDERED, BUT IS SU
April 29, 2016	EX-99.(A)(1)(VI)	The Zweig Total Return Fund, Inc. c/o Zweig Advisers, LLC 1540 Broadway, 16th Floor New York, NY 10036 EX-99.(A)(1)(VI) 8 t1601043ex-a1vi.htm FORM OF LETTER TO STOCKHOLDERS Exhibit (a)(1)(vi) The Zweig Total Return Fund, Inc. c/o Zweig Advisers, LLC 1540 Broadway, 16th Floor New York, NY 10036 Dear Stockholder: At meetings held on March 28, 2016 and April 19, 2016, the Board of Directors (the “Board”) of The Zweig Total Return Fund, Inc. (the “Fund”) voted in favor of a proposal to conduct a tender
April 29, 2016	EX-99.(D)	[Signature Page Follows] EX-99.(D) 11 t1601043ex-d.htm AGREEMENT BETWEEN KARPUS INVESTMENT MANAGEMENT & ZWEIG ADVISERS, LLC Exhibit 99.(d) AGREEMENT This Agreement (the “Agreement”) is made and entered into effective as of the 5th day of April, 2016 by and among Zweig Advisers, LLC (“Zweig”), a Delaware limited liability company having its principal places of business at 1540 Broadway, 16th Floor, New York, NY 10036, and
April 29, 2016	EX-99.(A)(5)(IV)	ZWEIG FUND AND ZWEIG TOTAL RETURN FUND ANNOUNCE Commencement of TENDER OFFERS Exhibit (a)(5)(iv) FOR IMMEDIATE RELEASE For Further Information: Zweig Funds Shareholder Services (800) 272-2700 zweig@virtus.
April 29, 2016	EX-99.(A)(1)(I)	OFFER BY The Zweig Total Return Fund, Inc. to purchase for cash UP TO 15% OF ITS ISSUED AND OUTSTANDING SHARES OF COMMON STOCK AT 98% OF NET ASSET VALUE PER SHARE t1601043-sctoDIV02-ex-a1i - none - 3.0593059s TABLE OF CONTENTS Exhibit (a)(1)(i)? OFFER BY The Zweig Total Return Fund, Inc. to purchase for cash UP TO 15% OF ITS ISSUED AND OUTSTANDING SHARES OF COMMON STOCK AT 98% OF NET ASSET VALUE PER SHARE ? ? THE OFFER AND WITHDRAWAL RIGHT WILL EXPIRE AT 11:59 P.M., NEW YORK TIME, ON MAY 26, 2016, UNLESS THE OFFER IS EXTENDED ? ? This Issuer Tender Offer St
April 29, 2016	EX-99.(A)(1)(V)	Offer by THE ZWEIG TOTAL RETURN FUND, INC. To Purchase for Cash up to 15% of the Fund’s Outstanding Shares of Common Stock at 98% Net Asset Value t1601043-sctoDIV05-ex-a1v - none - 2.3612361s ? Exhibit (a)(1)(v)? Offer by THE ZWEIG TOTAL RETURN FUND, INC. To Purchase for Cash up to 15% of the Fund?s Outstanding Shares of Common Stock at 98% Net Asset Value ? ? THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 11:59 P.M., NEW YORK TIME, ON MAY 26, 2016 ? ? THIS OFFER IS NOT CONDITIONED ON ANY MINIMUM NUMBER OF SHARES BEING TENDERED, BUT IS SUBJ
April 29, 2016	EX-99.(A)(5)(III)	Dear Shareholder, EX-99.(A)(5)(III) 9 t1601043ex-a5iii.htm TEXT OF SHAREHOLDER LETTER DATED AND ISSUED ON APRIL 29, 2016 Exhibit (a)(5)(iii) Dear Shareholder, The Zweig Total Return Fund, Inc. recently announced a tender offer for up to 15% of its issued and outstanding shares of common stock for cash at a price per share equal to 98% of the net asset value per share, as further described in the Fund’s Offer to Pur
April 29, 2016	EX-99.(A)(1)(II)	ZTR: (888) 497-9677 (Toll Free) MR A SAMPLE DESIGNATION (IF ANY) ADD 1 ADD 2 ADD 3 ADD 4 ADD 5 ADD 6 C 1234567890 JNT Tax ID certification on file: <Certified Y/N> Exhibit 99.(a)(1)(ii) Georgeson ZTR: (888) 497-9677 (Toll Free) MR A SAMPLE DESIGNATION (IF ANY) ADD 1 ADD 2 ADD 3 ADD 4 ADD 5 ADD 6 C 1234567890 JNT Tax ID certification on file: total shares 12345678901234 LETTER OF TRANSMITTAL TO TENDER SHARES OF THE ZWEIG TOTAL RETURN FUND, INC. Pursuant to the Fund?s Issuer Tender Offer Statement dated April 29, 2016, The Zweig Total Return Fund, Inc. has off
April 29, 2016	EX-99.(A)(1)(III)	NOTICE OF GUARANTEED DELIVERY FOR TENDER OF SHARES OF COMMON STOCK OF THE ZWEIG TOTAL RETURN FUND, INC. t1601043-sctoDIV03-ex-a1iii - none - 2.4682468s ? Exhibit (a)(1)(iii)? NOTICE OF GUARANTEED DELIVERY FOR TENDER OF SHARES OF COMMON STOCK OF THE ZWEIG TOTAL RETURN FUND, INC. This form, or one substantially equivalent hereto, must be used to accept the Offer (as defined below) if a stockholder?s certificates for shares of common stock, par value $0.001 per share (the ?Shares?) of The Zweig Total R
April 20, 2016	DEF 14A	Zweig Total Return Fund THE ZWEIG TOTAL RETURN FUND, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin
April 19, 2016	SC TO-C	Zweig Total Return Fund ZWEIG TOTAL RETURN FUND INC. As filed with the Securities and Exchange Commission on April 20, 2016 Securities and Exchange Commission Washington, D.
April 6, 2016	SC 13D/A	ZTR / Zweig Total Return Fund, Inc. / Karpus Management, Inc. Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 9)1 The Zweig Total Return Fund (Name of Issuer) Common Stock, par value $0.10 per share (Title of Class of Securities) 989837 20 8 (CUSIP Number) Daniel L
April 5, 2016	SC TO-C	Zweig Total Return Fund ZWEIG TOTAL RETURN FUND, INC. As filed with the Securities and Exchange Commission on April 5, 2016 Securities and Exchange Commission Washington, D.
February 16, 2016	EX-99.1	JOINT FILING AND SOLICITATION AGREEMENT Exhibit 99.1 JOINT FILING AND SOLICITATION AGREEMENT WHEREAS, certain of the undersigned are stockholders, direct or beneficial, of The Zweig Total Return Fund, Inc., a Maryland corporation (the “Company”); WHEREAS, Karpus Investment Management Defined Benefit Plan, Karpus Management, Inc., George W. Karpus (collectively, “Karpus”), Glen T. Insley and Arthur Charles Regan wish to form a group for
February 16, 2016	SC 13D/A	ZTR / Zweig Total Return Fund, Inc. / Karpus Management, Inc. - AMENDMENT NO. 8 TO THE SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 8)1 Zweig Total Return Fund Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 989837 20 8 (CUSIP Number) Daniel
December 29, 2015	SC 13D/A	XZTRX / Zweig Total Return Fund Inc. / Karpus Management, Inc. Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 7)1 The Zweig Total Return Fund, Inc. (ZTR) (Name of Issuer) Common Stock (Title of Class of Securities) 989837208 (CUSIP Number) Daniel Lippincott, Senior
December 14, 2015	SC 13D/A	XZTRX / Zweig Total Return Fund Inc. / Karpus Management, Inc. Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Amendment No. 6) Under the Securities Exchange Act of 1934 Zweig Total Return Fund Inc. (ZTR) (Name of Issuer) Common Stock (Title of Class of Securities) 989837208 (CUSIP Number) George W. Karpus, President Karpus Management, Inc., d/b/a Karpus Investment Management 183 Sully's Trail Pittsford, New York 14534
November 27, 2015	EX-99.CERT	Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 d23992dex99cert.htm CERTIFICATION PURSUANT TO SECTION 302 Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, George R. Aylward, certify that: 1. I have reviewed this report on Form N-Q of The Zweig Total Return Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state
November 27, 2015	N-Q	Zweig Total Return Fund ZWEIG TOTAL RETURN FUND INC (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-05620 The Zweig Total Return Fund, Inc. (Exact name of registrant as specified in charter) 101 Munson Street Greenfield, MA 01301-9683 (Address of principal executive offices) (Zip code) William
November 25, 2015	SC 13D/A	XZTRX / Zweig Total Return Fund Inc. / Karpus Management, Inc. Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Amendment No. 5) Under the Securities Exchange Act of 1934 Zweig Total Return Fund Inc. (ZTR) (Name of Issuer) Common Stock (Title of Class of Securities) 989837208 (CUSIP Number) George W. Karpus, President Karpus Management, Inc., d/b/a Karpus Investment Management 183 Sully's Trail Pittsford, New York 14534
November 10, 2015	SC 13D/A	XZTRX / Zweig Total Return Fund Inc. / Karpus Management, Inc. Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Amendment No. 4) Under the Securities Exchange Act of 1934 Zweig Total Return Fund Inc. (ZTR) (Name of Issuer) Common Stock (Title of Class of Securities) 989837208 (CUSIP Number) George W. Karpus, President Karpus Management, Inc., d/b/a Karpus Investment Management 183 Sully's Trail Pittsford, New York 14534
May 29, 2015	EX-99.CERT	Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act Certification Pursuant to Section 302 Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, George R.
May 29, 2015	N-Q	Zweig Total Return Fund ZWEIG TOTAL RETURN FUND INC (Quarterly Schedule of Portfolio Holdings) ZWEIG TOTAL RETURN FUND INC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
April 23, 2015	DEF 14A	Zweig Total Return Fund THE ZWEIG TOTAL RETURN FUND, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin
January 9, 2015	SC 13D/A	XZTRX / Zweig Total Return Fund Inc. / Karpus Management, Inc. Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Amendment No. 3) Under the Securities Exchange Act of 1934 Zweig Total Return Fund Inc. (ZTR) (Name of Issuer) Common Stock (Title of Class of Securities) 989837208 (CUSIP Number) George W. Karpus, President Karpus Management, Inc., d/b/a Karpus Investment Management 183 Sully's Trail Pittsford, New York 14534
November 26, 2014	EX-99.CERT	Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act Certification Pursuant to Section 302 Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, George R.
November 26, 2014	N-Q	Virtus Global Dividend & Income Fund Inc. - ZWEIG TOTAL RETURN FUND INC ZWEIG TOTAL RETURN FUND INC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
September 10, 2014	SC 13D/A	XZTRX / Zweig Total Return Fund Inc. / Karpus Management, Inc. Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Amendment No. 2) Under the Securities Exchange Act of 1934 Zweig Total Return Fund Inc. (ZTR) (Name of Issuer) Common Stock (Title of Class of Securities) 989837208 (CUSIP Number) George W. Karpus, President Karpus Management, Inc., d/b/a Karpus Investment Management 183 Sully's Trail Pittsford, New York 14534
May 30, 2014	EX-99.CERT	Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act Certification Pursuant to Section 302 Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, George R.
May 30, 2014	N-Q	Quarterly Schedule of Portfolio Holdings - ZWEIG TOTAL RETURN FUND INC ZWEIG TOTAL RETURN FUND INC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
April 8, 2014	DEF 14A	- THE ZWEIG TOTAL RETURN FUND, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin
November 29, 2013	EX-99.CERT	Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 d599735dex99cert.htm CERTIFICATION PURSUANT TO SECTION 302 Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, George R. Aylward, certify that: 1. I have reviewed this report on Form N-Q of The Zweig Total Return Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to stat
November 29, 2013	N-Q	Quarterly Schedule of Portfolio Holdings - ZWEIG TOTAL RETURN FUND INC ZWEIG TOTAL RETURN FUND INC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
November 8, 2013	SC 13D/A	XZTRX / Zweig Total Return Fund Inc. / Karpus Management, Inc. Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Amendment No. 1) Under the Securities Exchange Act of 1934 Zweig Total Return Fund Inc. (ZTR) (Name of Issuer) Common Stock (Title of Class of Securities) 989837208 (CUSIP Number) George W. Karpus, President Karpus Management, Inc., d/b/a Karpus Investment Management 183 Sully's Trail Pittsford, New York 14534
June 4, 2013	SC 13D	XZTRX / Zweig Total Return Fund Inc. / Karpus Management, Inc. Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Zweig Total Return Fund (ZTR) (Name of Issuer) Common Stock (Title of Class of Securities) 989837208 (CUSIP Number) George W. Karpus, President Karpus Management, Inc., d/b/a Karpus Investment Management 183 Sully's Trail Pittsford, New York 14534 (585) 586-4680 (Name, Add
May 30, 2013	EX-99.CERT	Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act Certification Pursuant to Section 302 Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, George R.
May 30, 2013	N-Q	Quarterly Schedule of Portfolio Holdings - ZWEIG TOTAL RETURN FUND INC ZWEIG TOTAL RETURN FUND INC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
April 4, 2013	DEF 14A	- THE ZWEIG TOTAL RETURN FUND, INC. The Zweig Total Return Fund, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as perm
November 29, 2012	N-Q	Quarterly Schedule of Portfolio Holdings - ZWEIG TOTAL RETURN FUND INC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-05620 The Zweig Total Return Fund, Inc. (Exact name of registrant as specified in charter) 100 Pearl Street Hartford, CT 06103-4506 (Address of principal executive offices) (Zip code) Kevin J. Ca
November 29, 2012	EX-99.CERT	Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act Certification Pursuant to Section 302 Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, George R.
October 5, 2012	CORRESP	- The Zweig Fund Inc & The Zweig Total Return Fund, Inc. The Zweig Fund, Inc. The Zweig Total Return Fund, Inc. 101 Munson Street Greenfield, MA 01301-9683 October 5, 2012 United States Securities and Exchange Commission Attn: Jeff Long 100 F Street, NE Washington, D.C. 20549 Re: The Zweig Fund, Inc. Investment Company Act File No. 811-04739 The Zweig Total Return Fund, Inc. Investment Company Act F
May 30, 2012	N-Q	Quarterly Schedule of Portfolio Holdings - THE ZWEIG TOTAL RETURN FUND, INC. The Zweig Total Return Fund, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-05620 The Zweig Total Return Fund, Inc. (Exact name of registrant as specified in charter) 101 Munson Street Greenfield, MA 01301-9683 Kevin J. Carr, Esq. Vice P
May 30, 2012	EX-99.CERT	Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act Certification Pursuant to Rule 302 Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, George R.
May 11, 2012	DEFA14A	- ZWEIG TOTAL RETURN FUND, INC. Zweig Total Return Fund, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitte
March 29, 2012	DEF 14A	- THE ZWEIG TOTAL RETURN FUND, INC. The Zweig Total Return Fund, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as perm
March 29, 2012	DEFA14A	- ZWEIG TOTAL RETURN FUND, INC. Zweig Total Return Fund, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitte
March 29, 2012	CORRESP	- Zweig Comment & Response Letter 1095 Avenue of the Americas New York, NY 10036-6797 +1 212 698 3500 Main +1 212 698 3599 Fax www.
March 14, 2012	COVER	- SEC Cover Letter 1095 Avenue of the Americas New York, NY 10036-6797 +1 212 698 3500 Main +1 212 698 3599 Fax www.
March 14, 2012	PRE 14A	- THE ZWEIG TOTAL RETURN FUND, INC. The Zweig Total Return Fund, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as perm
April 7, 2011	DEF 14A	The Zweig Fund, Inc. The Zweig Total Return Fund, Inc. 900 Third Avenue, New York, New York 10022 NOTICE OF ANNUAL MEETING OF SHAREHOLDERS MAY 10, 2011 The Zweig Total Return Fund, Inc. The Zweig Fund, Inc. The Zweig Total Return Fund, Inc. 900 Third Avenue, New York, New York 10022 NOTICE OF ANNUAL MEETING OF SHAREHOLDERS MAY 10, 2011 TO THE SHAREHOLDERS: This Joint Proxy Statement is furnished in connection with the solicitation of proxies on behalf of the Boards of Directors of The Zweig Fund, Inc., a Maryland corporation (“ZF”), and The Zweig
November 4, 2010	CORRESP	- The Zweig Total Return Fund Inc New York, NY 10022-2585 212.940.8800 tel 212.940.8776 fax Daren R. Domina [email protected] 212.940.6517 direct 212.894.5517 fax November 4, 2010 Brion R. Thompson Senior Counsel Division of Investment Management U. S. Securities and Exchange Commission Washington, D.C. 20549 Re: The Zweig Total Return Fund, Inc. File Nos. 333-169516 and 811-05620 Dear Mr.
May 11, 2010	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Ame THE ZWEIG TOTAL RETURN FUND, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Pre
April 27, 2010	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Ame Zweig Total Return Fund, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Prelimi
April 1, 2010	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Ame UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confide
March 31, 2010	CORRESP	NEW YORK CHARLOTTE CHICAGO IRVING LONDON LOS ANGELES PALO ALTO WASHINGTON, DC WWW.KATTENLAW.COM LONDON AFFILIATE: KATTEN MUCHIN ROSENMAN CORNISH LLP A limited liability partnership including professional corporations The Zweig Total Return Fund, Inc. 575 Madison Avenue New York, NY 10022-2585 212.940.8800 tel 212.940.8776 fax Daren R. Domina [email protected] 212.940.6517 direct 212.894.5517 fax March 31, 2010 VIA EDGAR U.S. Securities and Exchange Commission Division of Investment Management 450 Fifth Street, N.W. Washington, D.C. 20549 Attn: Mr. Brion Thompson, Senior Counsel Mr. John Yoder, Senior
March 30, 2010	CORRESP	NEW YORK CHARLOTTE CHICAGO IRVING LONDON LOS ANGELES PALO ALTO WASHINGTON, DC WWW.KATTENLAW.COM LONDON AFFILIATE: KATTEN MUCHIN ROSENMAN CORNISH LLP A limited liability partnership including professional corporations 575 Madison Avenue New York, NY 10022-2585 212.940.8800 tel 212.940.8776 fax Daren R. Domina [email protected] 212.940.6517 direct 212.894.5517 fax March 30, 2010 VIA EDGAR U.S. Securities and Exchange Commission Division of Investment Management 450 Fifth Street, N.W. Washington, D.C. 20549 Attn: Mr. John Yoder, Senior Counsel Re: The Zweig Fund Inc.—SEC File No. 811-04739 The Zweig Tota
March 26, 2010	PRER14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Ame The Zweig Total Return Fund, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Pr
March 19, 2010	PRE 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Ame UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confide
March 19, 2010	CORRESP	NEW YORK CHARLOTTE CHICAGO IRVING LONDON LOS ANGELES PALO ALTO WASHINGTON, DC WWW.KATTENLAW.COM 575 Madison Avenue New York, NY 10022-2585 212.940.8800 tel 212.940.8776 fax DAREN R. DOMINA [email protected] 212.940.6517 direct 212.894.5517 fax March 19, 2010 VIA EDGAR Securities and Exchange Commission Judiciary Plaza 450 Fifth Street, N.W. Washington, D.C. 20549 Re: Preliminary Joint Proxy Statement of The Zweig Fund Inc. and The Zweig Total Return Fund, Inc., SEC File Nos. 811-047
August 28, 2009	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Ame Definitive Proxy Statement UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.
August 14, 2009	PRE 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Ame UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confide
August 14, 2009	CORRESP	NEW YORK CHARLOTTE CHICAGO IRVING LONDON LOS ANGELES PALO ALTO WASHINGTON, DC WWW.KATTENLAW.COM LONDON AFFILIATE: KATTEN MUCHIN ROSENMAN CORNISH LLP A limited liability partnership including professional corporations S.E.C. Correspondence Letter 575 Madison Avenue New York, NY 10022-2585 212.940.8800 tel 212.940.8776 fax DAREN R. DOMINA [email protected] 212.940.6517 direct 212.894.5517 fax August 14, 2009 VIA EDGAR Securities and Exchange Commission Judiciary Plaza 450 Fifth Street, N.W. Washington, D.C. 20549 Re: Preliminary Proxy Statement of The Zweig Total Return Fund, Inc., SEC File No. 811-0562
July 22, 2009	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Ame Zweig Total Return Fund Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Prelimin
February 25, 2009	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Ame Zweig Total Return UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.
February 13, 2009	PRE 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Ame UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confide
February 13, 2009	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Ame Zweig Total Return Fund Inc UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.
January 28, 2008	AW	THE ZWEIG TOTAL RETURN FUND, INC. 900 Third Avenue New York, New York 10022 (212) 451-1100 AW THE ZWEIG TOTAL RETURN FUND, INC. 900 Third Avenue New York, New York 10022 (212) 451-1100 VIA EDGAR January 25, 2008 United States Securities and Exchange Commission Division of Investment Management Washington, DC 20549 Re: The Zweig Total Return Fund, Inc. Application for Withdrawal of Post-Effective Amendment No. 1 (Accession No. 0000950123-07-016174) to Registration Statement on Form N-2 (
January 28, 2008	486BPOS	As filed with the Securities and Exchange Commission on January 28, 2008 486BPOS Table of Contents As filed with the Securities and Exchange Commission on January 28, 2008 Investment Company Act File No.
November 30, 2007	POS 8C	As filed with the Securities and Exchange Commission on November 30, 2007 As filed with the Securities and Exchange Commission on November 30, 2007 Investment Company Act File No.
April 18, 2007	CORRESP	The Zweig Total Return Fund, Inc. 900 Third Avenue New York, New York 10022 (212) 451-1100 The Zweig Total Return Fund, Inc. 900 Third Avenue New York, New York 10022 (212) 451-1100 April 18, 2007 VIA EDGAR United States Securities and Exchange Commission Division of Investment Management Washington, DC 20549 Attn: Mr. Christian T. Sandoe, Senior Counsel Re: Request for Acceleration of Effectiveness of Registration Statement of The Zweig Total Return Fund, Inc. on Form N-2, Pre-Effectiv
March 28, 2007	DEF 14A	UNITED STATES UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0059 Washington, D.
March 27, 2006	DEF 14A	UNITED STATES UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ý Defin

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