AVK / Advent Convertible and Income Fund - Insider Trading and Ownership Report - SEC Form 3, 4, 5

Advent Convertible and Income Fund
US ˙ NYSE ˙ US00764C1099

Orang Dalam Sejati20
Skor Sentimen Orang Dalam

Skor Sentimen Orang Dalam mengidentifikasi perusahaan yang dibeli oleh orang dalam korporat.

Ini adalah hasil dari model kuantitatif multifaktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi internal tertinggi. Model penilaian ini menggunakan kombinasi dari jumlah bersih orang dalam yang membeli dalam 90 hari sebelumnya, total saham yang dibeli sebagai persentase dari jumlah saham yang beredar, dan total saham yang dimiliki oleh orang dalam. Angka tersebut berkisar dari 0 hingga 100, dengan angka yang lebih tinggi menunjukkan tingkat akumulasi yang lebih tinggi dibandingkan dengan perusahaan sejenis, dan 50 adalah rata-rata.

Frekuensi Pembaruan: Setiap Hari

Lihat Pilihan Teratas dari Orang Dalam, yang menyediakan daftar perusahaan dengan akumulasi orang dalam tertinggi.

Skor Sentimen Petugas

Skor Sentimen Pejabat menemukan perusahaan yang dibeli oleh Pejabat Korporat.

Menurut definisi, Pejabat Korporasi adalah Orang Dalam Korporasi, tetapi tidak seperti beberapa Orang Dalam lainnya (Pemegang Saham 10% dan Anggota Dewan), Pejabat bekerja untuk perusahaan setiap hari, dan mereka menggunakan uang mereka sendiri saat bertransaksi . (Pemegang Saham 10% dan Anggota Dewan seringkali adalah manajer dana yang mengelola uang orang lain.) Dengan demikian, transaksi orang dalam yang dilakukan oleh Pejabat jauh lebih signifikan dan harus ditangani dengan tepat.

Seperti Skor Sentimen Internal, Skor Sentimen Pejabat adalah hasil dari model kuantitatif multi-faktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi pejabat tertinggi.

Frekuensi Pembaruan: Setiap Hari

Lihat Pilihan Teratas dari Orang Dalam, yang menyediakan daftar perusahaan dengan sentimen orang dalam tertinggi.

Metrik Utama Orang Dalam

Kartu ini menunjukkan peringkat perusahaan berdasarkan berbagai metrik internal. Peringkat persentil menunjukkan bagaimana perusahaan ini dibandingkan dengan perusahaan lain di pasar AS. Peringkat yang lebih tinggi menunjukkan situasi yang lebih baik.

Sebagai contoh, secara umum diterima bahwa pembelian oleh orang dalam perusahaan adalah indikator positif, sehingga perusahaan dengan lebih banyak pembelian oleh orang dalam akan mendapat peringkat lebih tinggi daripada perusahaan dengan lebih sedikit pembelian oleh orang dalam (atau bahkan penjualan oleh orang dalam).

Jumlah Bersih Pembelian oleh Orang Dalam (Peringkat)

N/A

Jumlah Bersih Pembelian oleh Orang Dalam adalah total jumlah orang dalam yang membeli dikurangi total jumlah orang dalam yang menjual dalam 90 hari terakhir. Peringkat persentil ditunjukkan di sini (kisaran dari 0 hingga 100%).

Persentase Saham yang Dibeli oleh Orang Dalam (Peringkat)

N/A

Persentase Saham yang Dibeli oleh Orang Dalam adalah total jumlah saham yang dibeli oleh orang dalam dikurangi total jumlah saham yang dijual oleh orang dalam dalam 90 hari terakhir, dibagi dengan total jumlah saham yang beredar dan dikalikan dengan 100.

Grafik Perdagangan Orang Dalam

Grafik berikut menunjukkan Advent Convertible and Income Fund transaksi orang dalam. Orang dalam adalah pejabat, direktur, atau investor signifikan dalam suatu perusahaan. Secara umum, melakukan transaksi di perusahaan mereka berdasarkan informasi material yang belum dipublikasikan adalah ilegal bagi orang dalam. Ini tidak berarti bahwa mereka dilarang melakukan transaksi apa pun di perusahaan mereka sendiri. Namun, mereka wajib melaporkan semua transaksi kepada SEC melalui Formulir 4.

Daftar Orang Dalam dan Metrik Profitabilitas

Tabel ini menampilkan daftar orang dalam yang diketahui, dan dibuat secara otomatis dari pengajuan yang diungkapkan kepada SEC. Selain nama, jabatan terbaru, dan sebutan direktur, pejabat, atau pemilik 10%, kami memberikan kepemilikan terbaru yang diungkapkan. Selain itu, jika memungkinkan, kami memberikan kinerja perdagangan historis untuk orang dalam tersebut. Kinerja perdagangan historis adalah rata-rata tertimbang dari kinerja transaksi pembelian pasar terbuka aktual yang dilakukan oleh orang dalam tersebut. Untuk informasi lebih lanjut tentang bagaimana ini dihitung, tonton webinar YouTube ini.

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Orang Dalam Rata-rata Keuntungan (%) Saham
Dimiliki
Terbagi
Disesuaikan
Capital Management /de/ Advent - 0 0
Of America Corp /de/ Bank 10% Owner - [10%] 0 0
Of America Na Bank 10% Owner - [10%] 0 0
Randall C Barnes Director - [D] 15,140 15,140
Daniel Black Director - [D] 21,999 21,999
Blue Ridge Investments, L.L.C. 10% Owner - [10%] 0 0
Orang Dalam Rata-rata Keuntungan (%) Saham
Dimiliki
Terbagi
Disesuaikan
Edward C Delk 0
Tony Huang V.P. & Assistant Secretary - [O] 9,400 9,400
Paul Latronica - 4,072 4,072
Tracy V Maitland CHAIRMAN, PRESIDENT & CEO, Director - [D] [O] 12,719 12,719
Derek Medina Director - [D] 7,000 7,000
Merrill Lynch, Pierce, Fenner & Smith Inc. - 0 0
F Barry Nelson Vice President - [O] 11,812 11,812
Orang Dalam Rata-rata Keuntungan (%) Saham
Dimiliki
Terbagi
Disesuaikan
Ronald Nyberg Trustee, Director - [D] [O] 14,657 14,657
Gerald L Seizert Director - [D] 7,616 7,616
Michael A Smart Director - [D] 4,808 4,808
Saba Capital Management, L.P. 10% Owner - [10%] 2,357,824 2,357,824
Stuebe Nancy E. Director - [D] 7,906 7,906
Doug Teresko 0
Boaz Weinstein 10% Owner - [10%] 2,357,824 2,357,824

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Rekam Jejak Pembelian Orang Dalam - Analisis Keuntungan Jangka Pendek

Pada bagian ini, kami menganalisis profitabilitas setiap pembelian saham oleh orang dalam di pasar terbuka yang tidak direncanakan yang dilakukan di AVK / Advent Convertible and Income Fund. Analisis ini membantu memahami apakah orang dalam tersebut secara konsisten menghasilkan pengembalian abnormal, dan layak untuk diikuti. Analisis ini dilakukan selama satu tahun setelah setiap transaksi, dan hasilnya bersifat teoretis .

Tabel berikut menunjukkan pembelian pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Orang Dalam Dilaporkan
Saham
Dilaporkan
Harga
Disesuaikan
Saham
Disesuaikan
Harga
Dasar Biaya Hari-hari menuju
Maksimal
Harga di
Maksimal
Maksimal
Keuntungan ($)
Maksimum Pengembalian (%)
2025-05-01 Stuebe Nancy E. 600 11.2100 600 11.2100 6,726 105 12.5500 804 11.95
2025-02-14 Stuebe Nancy E. 500 12.2839 500 12.2839 6,142
2024-10-17 Huang Tony 2,300 11.2800 2,300 11.2800 25,944
2024-10-17 Black Daniel 1,000 11.2800 1,000 11.2800 11,280
2024-10-17 Barnes Randall C 3,785 11.2800 3,785 11.2800 42,695
2024-10-17 MAITLAND TRACY V 1,817 11.2800 1,817 11.2800 20,496
2024-10-17 MAITLAND TRACY V 11,362 11.2800 11,362 11.2800 128,163
2024-10-17 Stuebe Nancy E. 1,576 11.2800 1,576 11.2800 17,777
2024-10-17 NYBERG RONALD 3,671 11.2800 3,671 11.2800 41,409

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).

AVK / Advent Convertible and Income Fund Insider Trades
Rekam Jejak Penjualan Orang Dalam - Analisis Kerugian Jangka Pendek

Dalam bagian ini, kami menganalisis penghindaran kerugian jangka pendek dari setiap penjualan dalam pasar terbuka yang tidak direncanakan oleh orang dalam yang dilakukan di AVK / Advent Convertible and Income Fund. Pola penghindaran kerugian yang konsisten dapat menunjukkan bahwa transaksi penjualan di masa mendatang dapat memprediksi penurunan harga. Analisis ini berlaku untuk satu tahun setelah setiap perdagangan, dan hasilnya bersifat teoretis .

Tabel berikut menunjukkan penjualan pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Orang Dalam Dilaporkan
Saham
Dilaporkan
Harga
Disesuaikan
Saham
Disesuaikan
Harga
Dasar Biaya Hari-hari menuju
Menit
Harga di
Menit
Kerugian Maksimal
Dihindari ($)
Kerugian Maksimal
Dihindari (%)
2023-12-20 MAITLAND TRACY V 7,163 11.1700 7,163 11.1700 80,011 0 11.0500 -859 -1.07
2023-07-18 ADVENT CAPITAL MANAGEMENT /DE/ 19,048 11.7173 19,048 11.7173 223,191
2023-07-18 MAITLAND TRACY V 19,048 11.7173 19,048 11.7173 223,191
2023-07-17 ADVENT CAPITAL MANAGEMENT /DE/ 10,000 11.6780 10,000 11.6780 116,780
2023-07-17 MAITLAND TRACY V 10,000 11.6780 10,000 11.6780 116,780
2023-07-14 ADVENT CAPITAL MANAGEMENT /DE/ 30,000 11.6770 30,000 11.6770 350,310
2023-07-14 MAITLAND TRACY V 30,000 11.6770 30,000 11.6770 350,310
2021-12-29 ADVENT CAPITAL MANAGEMENT /DE/ 19,000 17.7677 19,000 17.7677 337,586
2021-12-29 MAITLAND TRACY V 19,000 17.7677 19,000 17.7677 337,586

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).

AVK / Advent Convertible and Income Fund Insider Trades
Riwayat Transaksi

Klik ikon tautan untuk melihat riwayat transaksi lengkap. Transaksi yang dilaporkan sebagai bagian dari rencana perdagangan otomatis 10b5-1 akan memiliki tanda X di kolom yang bertanda 10b-5.

Berkas
Tanggal
Perdagangan
Tanggal
Formulir Orang Dalam Ticker Judul Keamanan Kode 10b5-1 Langsung Latihan
Harga
Satuan
Harga
Unit
Diubah
Nilai
Diubah (1 ribu)
Sisa
Pilihan
Sisa
Saham
2025-05-01 2025-05-01 4 Stuebe Nancy E. AVK Common Stock P - Purchase D 11.2100 600 7 7,906
2025-02-14 2025-02-14 4 Stuebe Nancy E. AVK Common Stock P - Purchase D 12.2839 500 6 7,093
2024-10-21 2024-10-17 4 SEIZERT GERALD L Candace C. Seizert 2012 Gift Trust AVK Common Stock P - Purchase I 11.2800 1 0 6,116
2024-10-21 2024-10-17 4 SEIZERT GERALD L AVK Common Stock P - Purchase D 11.2800 1 0 4,024
2024-10-21 2024-10-17 4 SEIZERT GERALD L AVK Common Stock P - Purchase D 11.2800 1 0 6,739
2024-10-21 2024-10-17 4 SEIZERT GERALD L Candace C Seizert Trust AVK Common Stock P - Purchase I 11.2800 2 0 3,757
2024-10-21 2024-10-17 4 SEIZERT GERALD L Laurel R Seizert AVK Common Stock P - Purchase I 11.2800 1,221 14 1,221
2024-10-21 2024-10-17 4 SEIZERT GERALD L Deak K Seizert Residuary Trust Acct for Donna L Henson AVK Common Stock P - Purchase I 11.2800 1 0 1,001
2024-10-21 2024-10-17 4 Stuebe Nancy E. AVK Common Stock P - Purchase D 11.2800 1,576 18 6,353
2024-10-21 2024-10-17 4 NYBERG RONALD AVK Common Stock P - Purchase D 11.2800 3,671 41 14,657
2024-10-21 2024-10-17 4 MAITLAND TRACY V AVK Common Stock P - Purchase D 11.2800 1,817 20 7,268
2024-10-21 2024-10-17 4 MAITLAND TRACY V AVK Common Stock P - Purchase D 11.2800 11,362 128 45,449
2024-10-21 2024-10-17 4 Barnes Randall C AVK Common Stock P - Purchase D 11.2800 3,785 43 15,140
2024-10-18 2024-10-17 4 Black Daniel AVK Common Stock P - Purchase D 11.2800 1,000 11 21,999
2024-10-18 2024-10-17 4 Huang Tony AVK Common Stock P - Purchase D 11.2800 2,300 26 9,400
2024-05-02 2024-05-02 4 Stuebe Nancy E. AVK Common Stock P - Purchase D 11.7099 500 6 4,552
2024-02-02 2024-02-02 4 Stuebe Nancy E. AVK Common Stock P - Purchase D 11.8636 400 5 3,933
2023-12-22 2023-12-20 4 MAITLAND TRACY V AVK Common Stock S - Sale D 11.1700 -7,163 -80 34,087
2023-11-08 2023-11-08 4 Stuebe Nancy E. AVK Common Stock P - Purchase D 10.2499 400 4 3,423
2023-08-02 2023-08-02 4 Stuebe Nancy E. AVK Common Stock P - Purchase D 11.8400 375 4 2,922
2023-07-18 2023-07-18 4 MAITLAND TRACY V AVK Common Stock S - Sale D 11.7173 -19,048 -223 41,250
2023-07-18 2023-07-17 4 MAITLAND TRACY V By Advent Capital Management, LLC. See Footnotes. AVK Common Stock S - Sale I 11.6780 -10,000 -117 60,298
2023-07-18 2023-07-14 4 MAITLAND TRACY V By Advent Capital Management, LLC. See Footnotes. AVK Common Stock S - Sale I 11.6770 -30,000 -350 70,298
2023-07-18 2023-07-18 4 ADVENT CAPITAL MANAGEMENT /DE/ AVK Common Stock S - Sale D 11.7173 -19,048 -223 0
2023-07-18 2023-07-17 4 ADVENT CAPITAL MANAGEMENT /DE/ AVK Common Stock S - Sale D 11.6780 -10,000 -117 19,048
2023-07-18 2023-07-14 4 ADVENT CAPITAL MANAGEMENT /DE/ AVK Common Stock S - Sale D 11.6770 -30,000 -350 29,048
2023-06-13 2023-05-16 4/A Stuebe Nancy E. AVK Common Stock P - Purchase D 11.5500 0 0 2,474
2023-06-13 2023-05-16 4/A Stuebe Nancy E. AVK Common Stock P - Purchase D 11.5850 345 4 2,473
2023-05-17 2023-05-16 4 Stuebe Nancy E. AVK Common Stock P - Purchase D 11.5500 0 0 2,819
2023-05-17 2023-05-16 4 Stuebe Nancy E. AVK Common Stock P - Purchase D 11.5850 345 4 2,819
2023-01-26 2023-01-26 4 Stuebe Nancy E. AVK Common Stock P - Purchase D 12.3640 400 5 2,050
2022-10-24 2022-10-24 4 Stuebe Nancy E. AVK Common Stock P - Purchase D 10.7100 450 5 1,605
2022-05-13 2022-05-13 4 Stuebe Nancy E. AVK Common Stock P - Purchase D 12.8443 275 4 1,104
2022-03-14 2022-03-11 4 Stuebe Nancy E. AVK Common Stock P - Purchase D 14.6786 258 4 816
2022-03-14 2022-03-11 4 Stuebe Nancy E. AVK Common Stock P - Purchase D 14.6690 1 0 558
2022-01-13 2022-01-13 4 Barnes Randall C AVK Common Stock P - Purchase D 17.8700 1,370 24 11,355
2022-01-11 2022-01-10 4 Barnes Randall C AVK Common Stock P - Purchase D 18.2000 1,000 18 9,985
2022-01-07 2021-12-30 4 Stuebe Nancy E. AVK Common Stock P - Purchase D 17.9550 195 4 549
2022-01-07 2021-09-20 4 Stuebe Nancy E. AVK Common Stock P - Purchase D 18.9000 185 3 354
2022-01-07 2021-06-07 4 Stuebe Nancy E. AVK Common Stock P - Purchase D 19.4600 169 3 169
2022-01-06 2022-01-05 4 SEIZERT GERALD L AVK Common Stock J - Other D 1,500 1,500
2022-01-05 2022-01-04 4 Barnes Randall C AVK Common Stock P - Purchase D 18.2500 1,000 18 8,985
2021-12-30 2021-12-30 4 Barnes Randall C AVK Common Stock P - Purchase D 17.7500 1,000 18 7,985
2021-12-29 2021-12-29 4 MAITLAND TRACY V By Advent Capital Management, LLC. See Footnotes. AVK Common Stock S - Sale I 17.7677 -19,000 -338 100,298
2021-12-29 2021-12-28 4 MAITLAND TRACY V By Advent Capital Management, LLC. See Footnotes. AVK Common Stock S - Sale I 17.7018 -25,000 -443 119,298
2021-12-29 2021-12-27 4 MAITLAND TRACY V By Advent Capital Management, LLC. See Footnotes. AVK Common Stock S - Sale I 17.8874 -50,000 -894 144,298
2021-12-29 2021-12-29 4 ADVENT CAPITAL MANAGEMENT /DE/ AVK Common Stock S - Sale D 17.7677 -19,000 -338 59,048
2021-12-29 2021-12-28 4 ADVENT CAPITAL MANAGEMENT /DE/ AVK Common Stock S - Sale D 17.7018 -25,000 -443 78,048
2021-12-29 2021-12-27 4 ADVENT CAPITAL MANAGEMENT /DE/ AVK Common Stock S - Sale D 17.8874 -50,000 -894 103,048
2021-11-24 2021-11-22 4 SEIZERT GERALD L AVK Common Stock S - Sale D 18.5234 -13,190 -244 10,763
2021-11-24 2021-11-22 4 SEIZERT GERALD L Dean K Seizert Residuary-Gerald Seizert & Donna Henson Trustees AVK Common Stock S - Sale I 18.5234 -700 -13 1,000
2021-11-24 2021-11-22 4 SEIZERT GERALD L Candace C Seizert 2012 Gift Trust-Gerald Seizert, Trustee AVK Common Stock S - Sale I 18.5234 -5,000 -93 6,115
2021-11-24 2021-11-22 4 SEIZERT GERALD L Seivest LLC-Gerald, Laurel & Paul Seizert as Authorized Agents AVK Common Stock S - Sale I 18.5234 -5,000 -93 6,115
2021-07-20 2021-07-19 4 Barnes Randall C AVK Common Stock P - Purchase D 18.1700 640 12 6,986
2020-12-09 3 Stuebe Nancy E. AVK Common Stock - Initial Filing D 0
2020-02-05 2020-01-31 4 SEIZERT GERALD L AVK Common Stock S - Sale D 15.4796 -15,395 -238 7,739
2020-02-05 2020-01-31 4 SEIZERT GERALD L Seivest LLC AVK Common Stock S - Sale I 15.4710 -13,124 -203 11,816
2020-01-31 2020-01-30 4 SEIZERT GERALD L Candace Seizert & P Seizert ttee Gerald L. Seizert Irrevocable Trust AVK Common Stock S - Sale I 15.4893 -27,072 -419 7,024
2020-01-31 2020-01-30 4 SEIZERT GERALD L Gerlad L. Seizert ttee, Seizert Capital Partners AVK Common Stock S - Sale I 15.5294 -14,289 -222 0
2020-01-31 2020-01-30 4 SEIZERT GERALD L Gerlad L. Seizert ttee, Seizert Capital Partners AVK Common Stock S - Sale I 15.5200 -1 -0 14,290
2020-01-31 2020-01-29 4 SEIZERT GERALD L AVK Common Stock S - Sale D 15.6369 -18,249 -285 0
2019-12-23 2019-01-16 4/A MAITLAND TRACY V By Advent Capital Management, LLC. See Footnotes. AVK Common Stock P - Purchase I 13.6077 21,000 286 192,758
2019-12-23 2019-01-16 4/A ADVENT CAPITAL MANAGEMENT /DE/ AVK Common Stock P - Purchase D 13.6077 21,000 286 151,508
2019-09-10 2019-09-10 4 SMART MICHAEL A AVK Common Stock P - Purchase D 14.2400 3 0 4,808
2019-09-03 2019-09-03 4 SMART MICHAEL A AVK Common Stock P - Purchase D 14.2373 4,697 67 4,805
2019-04-15 2019-04-12 4 SMART MICHAEL A AVK Common Stock S - Sale D 14.9500 -367 -5 108
2019-04-15 2019-04-11 4 SMART MICHAEL A AVK Common Stock S - Sale D 15.0000 -1,033 -15 475
2019-02-13 2019-02-13 4 SMART MICHAEL A AVK Common Stock S - Sale D 14.5000 -1,500 -22 1,508
2019-01-30 2019-01-29 4 SEIZERT GERALD L Seivest LLC, a family partnership AVK Common Stock J - Other I 13.7200 22,356 307 24,940
2019-01-30 2019-01-29 4 SEIZERT GERALD L The Gerald Lee Seizert Restated Trust AVK Common Stock J - Other I 13.7200 -22,356 -307 0
2019-01-16 2019-01-16 4 ADVENT CAPITAL MANAGEMENT /DE/ AVK Common Stock P - Purchase D 13.6077 21,000 286 136,000
2019-01-16 2019-01-16 4 MAITLAND TRACY V By Advent Capital Management, LLC. See Footnotes. AVK Common Stock P - Purchase I 13.6077 21,000 286 177,250
2019-01-11 2019-01-09 4 ADVENT CAPITAL MANAGEMENT /DE/ AVK Common Stock P - Purchase D 13.5340 15,000 203 115,000
2019-01-11 2019-01-09 4 MAITLAND TRACY V By Advent Capital Management, LLC. See Footnotes. AVK Common Stock P - Purchase I 13.5340 15,000 203 156,250
2018-12-31 2018-12-28 4 SMART MICHAEL A AVK Common Stock S - Sale D 12.4333 -140 -2 3,000
2018-12-28 2018-12-28 4 MEDINA DEREK AVK Common Stock P - Purchase D 12.5500 2,500 31 7,000
2018-12-28 2018-12-28 4 MEDINA DEREK AVK Common Stock P - Purchase D 12.5600 100 1 4,500
2018-12-28 2018-12-28 4 MEDINA DEREK AVK Common Stock P - Purchase D 12.5700 1,499 19 4,400
2018-12-27 2018-12-27 4 SMART MICHAEL A AVK Common Stock S - Sale D 12.2801 -260 -3 3,140
2018-12-27 2018-12-26 4 SMART MICHAEL A AVK Common Stock S - Sale D 12.2656 -240 -3 3,400
2018-10-12 2018-10-10 4 ADVENT CAPITAL MANAGEMENT /DE/ AVK Common Stock P - Purchase D 14.6979 20,000 294 100,000
2018-10-12 2018-10-10 4 MAITLAND TRACY V By Advent Capital Management, LLC. See Footnotes. AVK Common Stock P - Purchase I 14.6979 20,000 294 141,250
2018-10-01 2018-09-27 4 MAITLAND TRACY V By Advent Capital Management, LLC. See Footnotes. AVK Common Stock P - Purchase I 15.6923 6,000 94 121,250
2018-10-01 2018-09-27 4 ADVENT CAPITAL MANAGEMENT /DE/ AVK Common Stock P - Purchase D 15.6923 6,000 94 80,000
2018-09-11 2018-09-10 4 MAITLAND TRACY V By Advent Capital Management, LLC. See Footnotes. AVK Common Stock P - Purchase I 15.7053 12,000 188 115,250
2018-09-11 2018-09-07 4 MAITLAND TRACY V By Advent Capital Management, LLC. See Footnotes. AVK Common Stock P - Purchase I 15.6975 12,000 188 103,250
2018-09-11 2018-09-10 4 ADVENT CAPITAL MANAGEMENT /DE/ AVK Common Stock P - Purchase D 15.7053 12,000 188 74,000
2018-09-11 2018-09-07 4 ADVENT CAPITAL MANAGEMENT /DE/ AVK Common Stock P - Purchase D 15.6975 12,000 188 62,000
2018-09-07 2018-09-06 4 SEIZERT GERALD L Dean K Seizert Residuary Trust fbo Donna Henson (Sister) AVK Common Stock P - Purchase I 15.6569 1,700 27 141,281
2018-09-07 2018-09-06 4 SEIZERT GERALD L Candace Seizert 2012 Gift Trust AVK Common Stock P - Purchase I 15.6500 3,500 55 139,581
2018-09-07 2018-09-06 4 SEIZERT GERALD L Candace Seizert Trust AVK Common Stock P - Purchase I 15.6599 2,000 31 136,081
2018-09-07 2018-09-06 4 SEIZERT GERALD L AVK Common Stock P - Purchase D 15.6545 1,500 23 134,081
2018-09-07 2018-09-06 4 SEIZERT GERALD L AVK Common Stock P - Purchase D 15.7000 8,000 126 132,581
2018-09-07 2018-09-06 4 SEIZERT GERALD L AVK Common Stock P - Purchase D 15.6872 7,000 110 124,581
2018-09-06 2018-09-06 4 ADVENT CAPITAL MANAGEMENT /DE/ AVK Common Stock P - Purchase D 15.6836 38,000 596 50,000
2018-09-06 2018-09-05 4 ADVENT CAPITAL MANAGEMENT /DE/ AVK Common Stock P - Purchase D 15.6888 12,000 188 12,000
2018-09-06 2018-09-06 4 MAITLAND TRACY V By Advent Capital Management, LLC. See Footnotes. AVK Common Stock P - Purchase I 15.6836 38,000 596 91,250
2018-09-06 2018-09-05 4 MAITLAND TRACY V By Advent Capital Management, LLC. See Footnotes. AVK Common Stock P - Purchase I 15.6888 12,000 188 53,250
2018-09-05 2018-09-05 4 Huang Tony AVK Common Stock P - Purchase D 15.6641 2,066 32 7,100
2018-08-29 2018-08-27 4 MAITLAND TRACY V AVK Common Stock J - Other D 0.4951 19,806 10 41,251
2018-08-29 2018-08-27 4 MAITLAND TRACY V AVK Common Stock J - Other D 0.3630 5,808 2 21,445
2018-08-28 2018-08-27 4 MEDINA DEREK AVK Common Stock J - Other D 0.4951 891 0 2,902
2018-08-28 2018-08-27 4 MEDINA DEREK AVK Common Stock J - Other D 0.3630 860 0 2,010
2018-08-28 2018-08-27 4 Black Daniel AVK Common Stock J - Other D 0.4951 2,837 1 10,874
2018-08-28 2018-08-27 4 Black Daniel AVK Common Stock J - Other D 0.3630 3,003 1 8,037
2018-08-28 2018-08-27 4 Huang Tony AVK Common Stock J - Other D 0.4951 4,209 2 5,035
2018-08-28 2018-08-27 4 Huang Tony AVK Common Stock J - Other D 0.3630 726 0 826
2018-08-28 2018-08-27 4 LATRONICA PAUL AVK Common Stock J - Other D 0.4951 983 0 4,072
2018-08-28 2018-08-27 4 LATRONICA PAUL AVK Common Stock J - Other D 0.3630 2,700 1 3,088
2018-08-28 2018-08-27 4 SMART MICHAEL A AVK Common Stock J - Other D 0.4951 1,238 1 3,650
2018-08-28 2018-08-27 4 SMART MICHAEL A AVK Common Stock J - Other D 0.3630 1,162 0 2,412
2018-08-28 2018-08-27 4 SEIZERT GERALD L AVK Common Stock J - Other D 0.4951 26,946 13 117,581
2018-08-28 2018-08-27 4 SEIZERT GERALD L AVK Common Stock J - Other D 0.3630 35,741 13 90,635
2018-08-28 2018-08-27 4 NYBERG RONALD AVK Common Stock J - Other D 0.4951 868 0 3,350
2018-08-28 2018-08-27 4 NYBERG RONALD AVK Common Stock J - Other D 0.3630 567 0 2,482
2018-08-28 2018-08-27 4 Barnes Randall C AVK Common Stock J - Other D 0.4951 1,895 1 6,346
2018-08-28 2018-08-27 4 Barnes Randall C AVK Common Stock J - Other D 0.3630 2,069 1 4,450
2017-09-05 2017-09-01 4 Saba Capital Management, L.P. See notes AVK Common Stock S - Sale I 16.2100 -6,609 -107 2,357,824
2017-09-05 2017-08-31 4 Saba Capital Management, L.P. See notes AVK Common Stock S - Sale I 16.1700 -16,681 -270 2,364,433
2017-09-05 2017-08-30 4 Saba Capital Management, L.P. See notes AVK Common Stock S - Sale I 16.0700 -36,486 -586 2,381,114
2017-08-30 2017-08-29 4 Saba Capital Management, L.P. See notes AVK Common Stock S - Sale I 16.0200 -41,399 -663 2,417,600
2017-08-30 2017-08-28 4 Saba Capital Management, L.P. See notes AVK Common Stock S - Sale I 16.0400 -2,200 -35 2,458,999
2017-08-28 2017-08-25 4 Saba Capital Management, L.P. See notes AVK Common Stock S - Sale I 16.0700 -9,800 -157 2,461,199
2017-08-28 2017-08-24 4 Saba Capital Management, L.P. See notes AVK Common Stock S - Sale I 15.9900 -8,120 -130 2,470,999
2017-08-24 2017-08-23 4 Saba Capital Management, L.P. See notes AVK Common Stock S - Sale I 15.9800 -16,554 -265 2,479,119
2017-08-24 2017-08-22 4 Saba Capital Management, L.P. See notes AVK Common Stock S - Sale I 15.9900 -8,059 -129 2,495,673
2017-08-22 2017-08-21 4 Saba Capital Management, L.P. See notes AVK Common Stock S - Sale I 16.0000 -1,063 -17 2,503,732
2017-08-18 2017-08-17 4 Saba Capital Management, L.P. See notes AVK Common Stock S - Sale I 16.0400 -7,210 -116 2,504,795
2017-08-14 2017-08-10 4 Saba Capital Management, L.P. See notes AVK Common Stock S - Sale I 16.1800 -8,500 -138 2,512,005
2017-08-10 2017-08-08 4 Saba Capital Management, L.P. See notes AVK Common Stock S - Sale I 16.3900 -36,803 -603 2,520,505
2017-08-08 2017-08-07 4 Saba Capital Management, L.P. See notes AVK Common Stock S - Sale I 16.4200 -2,000 -33 2,557,308
2017-08-08 2017-08-04 4 Saba Capital Management, L.P. See notes AVK Common Stock S - Sale I 16.4700 -2,185 -36 2,559,308
2017-08-03 2017-08-03 4 Saba Capital Management, L.P. See notes AVK Common Stock S - Sale I 16.4700 -31,032 -511 2,561,493
2017-08-03 2017-08-02 4 Saba Capital Management, L.P. See notes AVK Common Stock S - Sale I 16.5300 -2,120 -35 2,592,525
2017-08-03 2017-08-01 4 Saba Capital Management, L.P. See notes AVK Common Stock S - Sale I 16.7100 -30,684 -513 2,594,645
2017-01-19 2017-01-17 4 Saba Capital Management, L.P. See footnotes 1 and 2 AVK Common Stock P - Purchase I 15.0300 1,899 29 2,625,329
2017-01-10 2017-01-09 4 Saba Capital Management, L.P. See footnotes 1 and 2 AVK Common Stock P - Purchase I 15.2600 11,012 168 2,623,430
2017-01-10 2017-01-06 4 Saba Capital Management, L.P. See footnotes 1 and 2 AVK Common Stock P - Purchase I 15.2700 4,312 66 2,612,418
2017-01-06 2017-01-05 4 Saba Capital Management, L.P. See footnotes 1 and 2 AVK Common Stock P - Purchase I 14.9600 2,900 43 2,608,106
2017-01-06 2017-01-04 4 Saba Capital Management, L.P. See footnotes 1 and 2 AVK Common Stock P - Purchase I 14.8700 10,700 159 2,605,206
2017-01-03 2016-12-29 4 Saba Capital Management, L.P. See footnotes 1 and 2 AVK Common Stock P - Purchase I 14.6600 1,600 23 2,594,506
2016-12-22 2016-12-21 4 Saba Capital Management, L.P. See footnotes 1 and 2 AVK Common Stock P - Purchase I 14.6800 3,523 52 2,592,906
2016-12-22 2016-12-19 4 Saba Capital Management, L.P. See footnotes 1 and 2 AVK Common Stock P - Purchase I 14.6600 13,329 195 2,589,383
2016-12-19 2016-12-16 4 Saba Capital Management, L.P. See footnotes 1 and 2 AVK Common Stock P - Purchase I 14.6600 27,701 406 2,576,054
2016-12-19 2016-12-15 4 Saba Capital Management, L.P. See footnotes 1 and 2 AVK Common Stock P - Purchase I 14.6300 33,998 497 2,548,353
2016-12-15 2016-12-14 4 Saba Capital Management, L.P. See footnotes 1 and 2 AVK Common Stock P - Purchase I 14.6100 19,971 292 2,514,355
2016-12-15 2016-12-13 4 Saba Capital Management, L.P. See footnotes 1 and 2 AVK Common Stock P - Purchase I 14.4800 2,609 38 2,494,384
2016-12-13 2016-12-12 4 Saba Capital Management, L.P. See footnotes 1 and 2 AVK Common Stock P - Purchase I 14.4500 6,672 96 2,491,775
2016-12-13 2016-12-09 4 Saba Capital Management, L.P. See footnotes 1 and 2 AVK Common Stock P - Purchase I 14.4700 15,541 225 2,485,103
2016-12-09 2016-12-08 4 Saba Capital Management, L.P. See footnotes 1 and 2 AVK Common Stock P - Purchase I 14.4200 24,739 357 2,469,562
2016-11-07 2016-11-04 4 SEIZERT GERALD L C & P Seizert Trustees GLS Irrev. Trust AVK Common Stock P - Purchase I 13.4229 5,000 67 15,659
2016-11-07 2016-11-04 4 SEIZERT GERALD L Candace Seizert Trust AVK Common Stock P - Purchase I 13.4155 1,000 13 1,029
2016-11-07 2016-11-04 4 SEIZERT GERALD L AVK Common Stock P - Purchase D 13.4250 200 3 9,029
2016-11-07 2016-11-04 4 SEIZERT GERALD L AVK Common Stock P - Purchase D 13.4200 200 3 8,829
2016-11-07 2016-11-04 4 SEIZERT GERALD L AVK Common Stock P - Purchase D 13.4180 3,600 48 8,629
2016-11-03 2016-11-02 4 Saba Capital Management, L.P. See footnotes 1 and 2 AVK Common Stock P - Purchase I 13.6200 1,243 17 2,444,823
2016-09-06 2016-09-02 4 Saba Capital Management, L.P. See footnotes 1 and 2 AVK Common Stock P - Purchase I 15.1900 1,400 21 2,443,580
2016-09-06 2016-09-01 4 Saba Capital Management, L.P. See footnotes 1 and 2 AVK Common Stock P - Purchase I 15.0800 3,213 48 2,442,180
2016-08-15 2016-08-12 4 Saba Capital Management, L.P. See footnotes 1 and 2 AVK Common Stock P - Purchase I 14.6900 4,883 72 2,423,531
2016-08-15 2016-08-11 4 Saba Capital Management, L.P. See footnotes 1 and 2 AVK Common Stock P - Purchase I 14.6700 6,436 94 2,418,648
2016-08-15 2016-08-10 4 Saba Capital Management, L.P. See footnotes 1 and 2 AVK Common Stock P - Purchase I 14.6900 5,138 75 2,412,212
2016-08-04 3 Weinstein Boaz See footnotes 1 and 2 AVK Common Stock I 4,814,148
2016-08-04 3 Weinstein Boaz See footnotes 1 and 2 AVK Common Stock I 4,814,148
2016-08-04 3 Weinstein Boaz See footnotes 1 and 2 AVK Common Stock I 4,814,148
2016-01-05 2016-01-05 4 Black Daniel AVK Common Stock P - Purchase D 13.7099 2,000 27 4,031
2015-08-27 2015-08-14 4/A SEIZERT GERALD L AVK Common Stock P - Purchase D 15.5500 30,912 481 41,600
2015-08-27 2015-08-26 4 SEIZERT GERALD L AVK Common Stock P - Purchase D 14.5600 2,600 38 48,100
2015-08-27 2015-08-26 4 SEIZERT GERALD L AVK Common Stock P - Purchase D 14.5500 3,900 57 45,500
2015-08-27 2015-08-14 4 SEIZERT GERALD L AVK Common Stock P - Purchase D 15.5500 30,912 481 61,671
2015-02-09 2015-01-12 4/A LATRONICA PAUL AVK Common Stock P - Purchase D 16.2400 300 5 300
2015-02-09 2015-01-12 4/A LATRONICA PAUL AVK Common Stock S - Sale D 16.2200 -300 -5 0
2015-01-26 3/A Huang Tony AVK Common Stock D 100
2015-01-26 2015-01-16 4/A Huang Tony AVK Common Stock P - Purchase D 0 100
2015-01-26 2015-01-16 4 Huang Tony AVK Common Stock P - Purchase D 6.2700 10,000 63 10,000
2015-01-26 3 Huang Tony AVK Common Stock D 0
2015-01-16 2015-01-12 4 LATRONICA PAUL AVK Common Stock P - Purchase D 16.2400 300 5 300
2015-01-16 2015-01-12 4 LATRONICA PAUL AVK Common Stock S - Sale D 16.2200 -300 -5 0
2014-12-30 2014-12-30 4 SEIZERT GERALD L AVK Common Stock P - Purchase D 16.2400 2,500 41 30,759
2014-12-30 2014-12-30 4 SEIZERT GERALD L AVK Common Stock P - Purchase D 16.2500 2,000 32 28,259
2014-10-14 2014-10-10 4 Barnes Randall C AVK Common Stock P - Purchase D 16.6590 1,000 17 2,382
2014-02-20 2014-02-18 4 Barnes Randall C Father's Roth IRA Account AVK Common Stock S - Sale I 18.7800 2,388 45 0
2014-01-22 2014-01-22 4 Barnes Randall C Children's Trust #1 AVK Common Stock S - Sale I 18.7600 -2,000 -38 0
2014-01-22 2014-01-22 4 Barnes Randall C Father's Roth IRA Account AVK Common Stock S - Sale I 18.7700 -1,000 -19 2,389
2014-01-22 2014-01-09 4 Barnes Randall C Father's Roth IRA Account AVK Common Stock S - Sale I 18.7400 -2,000 -37 3,389
2014-01-02 2014-01-02 4 SEIZERT GERALD L AVK Common Stock P - Purchase D 18.3274 3,000 55 25,414
2013-12-26 2013-12-23 4 NYBERG RONALD AVK Common Stock P - Purchase D 18.4500 451 8 1,973
2013-01-14 2013-01-14 4 SMART MICHAEL A AVK Common Stock P - Purchase D 16.8899 250 4 1,250
2012-12-27 2012-12-27 4 SMART MICHAEL A AVK Common Stock P - Purchase D 15.8155 300 5 1,000
2012-12-27 2012-12-27 4 SMART MICHAEL A AVK Common Stock P - Purchase D 15.8200 300 5 700
2012-12-26 2012-12-20 4 BANK OF AMERICA CORP /DE/ AVK Auction Rate Preferred J - Other I -4,108 0
2012-12-20 2012-12-18 4 SEIZERT GERALD L AVK Common Stock P - Purchase D 15.9580 1,500 24 22,058
2012-12-11 2012-12-11 4 Black Daniel AVK Common Stock S - Sale D 16.0400 -2,700 -43 1,775
2011-06-15 2011-06-13 4 MEDINA DEREK AVK Common Stock P - Purchase D 18.0200 600 11 1,150
2011-04-04 2011-03-23 4 NYBERG RONALD AVK Common Stock P - Purchase D 19.8500 305 6 1,266
2010-11-15 2010-11-15 4 Black Daniel AVK Common Stock S - Sale D 18.2200 -100 -2 4,475
2010-11-15 2010-11-15 4 Black Daniel AVK Common Stock S - Sale D 18.2000 -400 -7 4,575
2010-11-12 2010-11-11 4 Black Daniel AVK Common Stock S - Sale D 18.3000 -100 -2 4,975
2010-11-12 2010-11-11 4 Black Daniel AVK Common Stock S - Sale D 18.3074 -400 -7 4,875
2010-11-10 2010-11-10 4 Black Daniel AVK Common Stock S - Sale D 18.2511 -500 -9 5,475
2010-10-12 2010-10-07 4 Barnes Randall C Children's Trust Account AVK Common Stock S - Sale I 17.7600 -5,000 -89 8,440
2010-10-12 2010-10-07 4 Barnes Randall C AVK Common Stock S - Sale D 17.7600 -5,000 -89 13,440
2010-08-18 2010-08-13 4 Barnes Randall C AVK Common Stock S - Sale D 16.8800 -1 -0 18,511
2010-08-13 2010-08-12 4 MEDINA DEREK AVK Common Stock P - Purchase D 16.9300 450 8 550
2010-08-02 2010-07-30 4 SMART MICHAEL A AVK Common Stock P - Purchase D 16.8200 200 3 400
2010-08-02 2010-07-30 4 SMART MICHAEL A AVK Common Stock P - Purchase D 16.8100 200 3 200
2010-06-09 2010-06-03 4 SMART MICHAEL A AVK Common Stock S - Sale D 15.6970 -1,000 -16 0
2010-05-21 2010-05-21 4 NELSON F BARRY AVK Common Stock P - Purchase D 15.4700 300 5 11,812
2010-05-07 2010-05-07 4 NELSON F BARRY AVK Common Stock P - Purchase D 15.8665 300 5 11,512
2010-04-23 2010-04-21 4 SEIZERT GERALD L AVK Common Stock P - Purchase D 17.5300 700 12 17,200
2010-04-23 2010-04-21 4 SEIZERT GERALD L AVK Common Stock P - Purchase D 17.5280 500 9 16,500
2010-04-23 2010-04-14 4 SEIZERT GERALD L AVK Common Stock P - Purchase D 17.1989 1,500 26 16,000
2010-02-02 2007-10-01 4 Barnes Randall C Father's Roth IRA Account AVK Common Stock J - Other I 25.7600 -110 -3 3,786
2010-02-02 2007-10-01 4 Barnes Randall C Children's Trusts AVK Common Stock J - Other I 25.7600 -15,081 -388 2,000
2010-02-02 2007-10-01 4 Barnes Randall C AVK Common Stock J - Other D 25.7600 -733 -19 12,348
2009-08-14 2009-08-13 4 SEIZERT GERALD L Wife's Trust Account AVK Common Shares P - Purchase I 13.9393 1,000 14 17,000
2009-08-14 2009-08-13 4 SEIZERT GERALD L AVK Common Shares P - Purchase D 13.9450 2,000 28 16,000
2009-03-19 2009-03-18 4 SEIZERT GERALD L AVK Common Stock P - Purchase D 9.5250 1,500 14 14,000
2009-03-19 2009-03-18 4 SEIZERT GERALD L Wife's Trust Account AVK Common Stock P - Purchase I 9.5180 1,500 14 12,500
2009-01-12 2009-01-08 4 SEIZERT GERALD L Wife's Trust Account AVK Common Stock P - Purchase I 11.5600 1,000 12 11,000
2008-12-19 2008-12-18 4 MAITLAND TRACY V AVK Common Stock P - Purchase D 8.8360 10,000 88 16,137
2008-10-10 2008-10-10 4 NELSON F BARRY AVK Common Stock P - Purchase D 7.9350 200 2 11,212
2008-10-08 2008-10-08 4 NELSON F BARRY AVK Common Stock P - Purchase D 10.8600 400 4 11,012
2008-09-08 2008-09-08 4 SEIZERT GERALD L AVK Common Stock P - Purchase D 19.0280 200 4 10,000
2008-09-08 2008-09-08 4 SEIZERT GERALD L AVK common Stock P - Purchase D 19.0370 100 2 9,800
2008-09-08 2008-09-08 4 SEIZERT GERALD L AVK Common Stock P - Purchase D 19.0460 700 13 9,700
2008-07-17 2008-07-16 4 NELSON F BARRY AVK Common Stock P - Purchase D 19.1733 300 6 10,612
2008-06-18 2008-06-18 4 NYBERG RONALD AVK Common Stock P - Purchase D 22.7700 -737 -17 13
2008-06-18 2008-06-18 4/A NYBERG RONALD AVK Common Stock S - Sale D 22.7700 -737 -17 13
2008-05-01 3 NYBERG RONALD AVK None D 0
2008-05-01 2008-05-01 4 NYBERG RONALD AVK Common Stock P - Purchase D 23.5700 750 18 750
2007-12-28 2007-12-28 4 Black Daniel AVK Common Stock P - Purchase D 23.1570 2,000 46 4,576
2007-12-26 2007-12-21 4 Barnes Randall C Barnes Children's Trust #1 AVK Common Stock P - Purchase I 22.5900 4,000 90 17,081
2007-12-26 2007-12-21 4 Barnes Randall C AVK Common Stock P - Purchase D 22.5200 5,000 113 13,081
2007-12-21 2007-12-21 4 SEIZERT GERALD L AVK Common Stock P - Purchase D 22.5800 1,500 34 9,000
2007-12-21 2007-12-21 4 SEIZERT GERALD L Wife's Trust Account AVK Common Stock P - Purchase I 22.5800 1,000 23 7,500
2007-10-04 2007-10-03 4 Black Daniel AVK Common Shares P - Purchase D 25.6000 100 3 2,576
2007-10-04 2007-10-03 4 Black Daniel AVK Common Shares P - Purchase D 25.6200 700 18 2,476
2007-08-15 2007-08-15 4 Barnes Randall C AVK Common Stock P - Purchase D 22.5250 6,000 135 12,581
2007-08-15 2007-08-14 4 Barnes Randall C Father and Mother Joint Account AVK Common Stock P - Purchase I 23.3700 1,000 23 6,581
2007-08-10 2007-08-10 4 NELSON F BARRY AVK Common Stock P - Purchase D 23.5300 300 7 10,312
2007-08-09 2007-08-08 4 SEIZERT GERALD L AVK Common Stock P - Purchase D 24.0400 1,500 36 6,500
2007-08-09 2007-08-07 4 SEIZERT GERALD L AVK Common Stock P - Purchase D 23.8190 1,000 24 5,000
2007-07-25 2007-07-24 4 NELSON F BARRY AVK Common Stock P - Purchase D 25.8300 500 13 10,012
2007-05-29 2007-05-29 4 Barnes Randall C AVK Common Stock P - Purchase D 27.5900 210 6 5,581
2007-03-30 2007-03-29 4 Black Daniel AVK Common Shares S - Sale D 27.8400 -1,500 -42 1,776
2007-01-30 2007-01-30 4 Barnes Randall C For the Czajka Trust (Sisters-in-Law) AVK Common Stock P - Purchase I 28.1000 1,475 41 5,371
2007-01-29 2007-01-26 4 Barnes Randall C For father's Roth IRA AVK Common Stock P - Purchase I 28.1200 3,000 84 3,896
2007-01-03 2007-01-03 4 Black Daniel AVK Common Stock S - Sale D 28.2600 -500 -14 3,235
2006-11-17 2006-11-17 4 Barnes Randall C AVK Common Shares P - Purchase D 26.2000 140 4 896
2006-11-17 2006-11-17 4 Barnes Randall C For Son's Roth IRA Account AVK Common Shares P - Purchase I 26.2000 156 4 756
2005-10-12 2005-10-11 4 Barnes Randall C AVK Common shares P - Purchase D 24.9100 600 15 600
2005-10-11 3 Barnes Randall C AVK Common shares D 0
2004-04-16 2004-04-15 4 LATRONICA PAUL AVK Common Shares P - Purchase D 24.8500 200 5 700
P
Pembelian sekuritas non-derivatif atau derivatif di pasar terbuka atau secara pribadi.
S
Penjualan terbuka atau penjualan pribadi atas sekuritas non-derivatif atau derivatif.
A
Hibah, penghargaan, atau perolehan sekuritas lainnya dari perusahaan (seperti opsi)
C
Konversi turunan
D
Penjualan atau pengalihan sekuritas kembali ke perusahaan.
F
Pembayaran harga pelaksanaan atau kewajiban pajak menggunakan sebagian sekuritas yang diterima dari perusahaan.
G
Pemberian sekuritas oleh atau kepada orang dalam.
K
Swap ekuitas dan transaksi lindung nilai serupa
M
Pelaksanaan atau konversi sekuritas derivatif yang diterima dari perusahaan (seperti opsi)
V
Transaksi yang dilaporkan secara sukarela pada Formulir 4.
J
Lainnya (disertai dengan catatan kaki yang menjelaskan transaksi tersebut)
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