EMO Insider Trading - ClearBridge Energy Midstream Opportunity Fund Inc

Orang Dalam Sejati

Skor Sentimen Orang Dalam

Skor Sentimen Orang Dalam mengidentifikasi perusahaan yang dibeli oleh orang dalam korporat.

Ini adalah hasil dari model kuantitatif multifaktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi internal tertinggi. Model penilaian ini menggunakan kombinasi dari jumlah bersih orang dalam yang membeli dalam 90 hari sebelumnya, total saham yang dibeli sebagai persentase dari jumlah saham yang beredar, dan total saham yang dimiliki oleh orang dalam. Angka tersebut berkisar dari 0 hingga 100, dengan angka yang lebih tinggi menunjukkan tingkat akumulasi yang lebih tinggi dibandingkan dengan perusahaan sejenis, dan 50 adalah rata-rata.

Frekuensi Pembaruan: Setiap Hari

Lihat Pilihan Teratas dari Orang Dalam, yang menyediakan daftar perusahaan dengan akumulasi orang dalam tertinggi.

Lihat Saham dengan Peringkat Tertinggi

Skor Sentimen Petugas

Skor Sentimen Pejabat menemukan perusahaan yang dibeli oleh Pejabat Korporat.

Menurut definisi, Pejabat Korporasi adalah Orang Dalam Korporasi, tetapi tidak seperti beberapa Orang Dalam lainnya (Pemegang Saham 10% dan Anggota Dewan), Pejabat bekerja untuk perusahaan setiap hari, dan mereka menggunakan uang mereka sendiri saat bertransaksi . (Pemegang Saham 10% dan Anggota Dewan seringkali adalah manajer dana yang mengelola uang orang lain.) Dengan demikian, transaksi orang dalam yang dilakukan oleh Pejabat jauh lebih signifikan dan harus ditangani dengan tepat.

Seperti Skor Sentimen Internal, Skor Sentimen Pejabat adalah hasil dari model kuantitatif multi-faktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi pejabat tertinggi.

Frekuensi Pembaruan: Setiap Hari

Lihat Pilihan Teratas dari Orang Dalam, yang menyediakan daftar perusahaan dengan sentimen orang dalam tertinggi.

Lihat Saham dengan Peringkat Tertinggi

Metrik Utama Orang Dalam

Kartu ini menunjukkan peringkat perusahaan berdasarkan berbagai metrik internal. Peringkat persentil menunjukkan bagaimana perusahaan ini dibandingkan dengan perusahaan lain di pasar AS. Peringkat yang lebih tinggi menunjukkan situasi yang lebih baik.

Sebagai contoh, secara umum diterima bahwa pembelian oleh orang dalam perusahaan adalah indikator positif, sehingga perusahaan dengan lebih banyak pembelian oleh orang dalam akan mendapat peringkat lebih tinggi daripada perusahaan dengan lebih sedikit pembelian oleh orang dalam (atau bahkan penjualan oleh orang dalam).

Jumlah Bersih Pembelian oleh Orang Dalam (Peringkat)

N/A

Jumlah Bersih Pembelian oleh Orang Dalam adalah total jumlah orang dalam yang membeli dikurangi total jumlah orang dalam yang menjual dalam 90 hari terakhir. Peringkat persentil ditunjukkan di sini (kisaran dari 0 hingga 100%).

Persentase Saham yang Dibeli oleh Orang Dalam (Peringkat)

N/A

Persentase Saham yang Dibeli oleh Orang Dalam adalah total jumlah saham yang dibeli oleh orang dalam dikurangi total jumlah saham yang dijual oleh orang dalam dalam 90 hari terakhir, dibagi dengan total jumlah saham yang beredar dan dikalikan dengan 100.

Grafik Perdagangan Orang Dalam

Grafik berikut menunjukkan ClearBridge Energy Midstream Opportunity Fund Inc transaksi orang dalam. Orang dalam adalah pejabat, direktur, atau investor signifikan dalam suatu perusahaan. Secara umum, melakukan transaksi di perusahaan mereka berdasarkan informasi material yang belum dipublikasikan adalah ilegal bagi orang dalam. Ini tidak berarti bahwa mereka dilarang melakukan transaksi apa pun di perusahaan mereka sendiri. Namun, mereka wajib melaporkan semua transaksi kepada SEC melalui Formulir 4.

Daftar Orang Dalam dan Metrik Profitabilitas

Tabel ini menampilkan daftar orang dalam yang diketahui, dan dibuat secara otomatis dari pengajuan yang diungkapkan kepada SEC. Selain nama, jabatan terbaru, dan sebutan direktur, pejabat, atau pemilik 10%, kami memberikan kepemilikan terbaru yang diungkapkan. Selain itu, jika memungkinkan, kami memberikan kinerja perdagangan historis untuk orang dalam tersebut. Kinerja perdagangan historis adalah rata-rata tertimbang dari kinerja transaksi pembelian pasar terbuka aktual yang dilakukan oleh orang dalam tersebut. Untuk informasi lebih lanjut tentang bagaimana ini dihitung, tonton webinar YouTube ini.

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Orang Dalam	Saham Dimiliki	Terbagi Disesuaikan
General Life Insurance Co American -	94	0
American International Group Inc -	23	23
Robert D Agdern Director - [D]	0	0
Christopher Berarducci Treas/Principal Finan Officer - [O]	0	0
Jennifer s Berg	0
Laura Boydston	0
Harry D Cohen -	0	0
Carol L Colman Director - [D]	400	400
Daniel P Cronin Director - [D]	0	0
Frances Cashman -	0	0
Michael Clarfeld -	6,691	1,338
Clearbridge Investments, LLC -	0	0
Corebridge Financial, Inc. -	0	0
Chris Eades -	14,384	14,384
Brian Eakes -	0	0
Justin Eede -	0	0
Franklin Resources Inc -	31,709	31,709
Laura F Fergerson	0
Richard A Freeman -	2,022	404

Orang Dalam	Saham Dimiliki	Terbagi Disesuaikan
Kenneth Fuller CEO, Pres. & Chairman, Director - [D] [O]	0	0
Anthony Grillo Director - [D]	250	250
Life Insurance Co Of America Guardian 10% Owner - [10%]	200,001	200,001
Scott Glasser -	0	0
Hinkle Matthew T. -	0	0
Hoyt George P.	0
Jennifer M Johnson	0
Fred Steven Jensen	0
Terence Johnson -	0	0
Eileen A Kamerick Director - [D]	0	0
John Kenney -	0	0
Todd F Kuehl Chief Compliance Officer - [O]	0	0
Nisha Kumar Director - [D]	0	0
Cynthia List -	0	0
Mutual Life Insurance Co Massachusetts 10% Owner - [10%]	4	4
Peter Daniel Charles Mason Director - [D]	0	0
Patrick McElroy -	0	0
Terrence Murphy -	0	0
of Omaha Insurance Co Mutual 10% Owner - [10%]	130	26

Orang Dalam	Saham Dimiliki	Terbagi Disesuaikan
Jeffrey Allen Nattans -	0	0
Matthew Nicholls	0
Amy Olmert -	0	0
Prudential Financial Inc 10% Owner - [10%]	142,858	142,858
Legacy Insurance Co Of New Jersey Prudential 10% Owner - [10%]	235	166,667
Plafker Jed A.	0
Life Insurance Co Reliastar -	25	5
Life Of Denver Insurance Co Security -	34	7
Saba Capital Management, L.P. 10% Owner - [10%]	358,806	358,806
Hillary A Sale Director - [D]	0	0
Richard Sennett Principal Financial Officer - [O]	0	0
Gwen L Shaneyfelt	0
Nicole Tarallo -	0	0
Jane Trust -	0	0
Annuity Life Insurance Co /tx/ Variable -	0	200,001
INSURANCE & ANNUITY Co VOYA -	141	28
RETIREMENT INSURANCE & ANNUITY Co VOYA -	185	37
Peter Vanderlee -	2,400	480
Voya Financial, Inc. 10% Owner - [10%]	385	77
Voya Holdings, Inc. 10% Owner - [10%]	385	77

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Rekam Jejak Pembelian Orang Dalam - Analisis Keuntungan Jangka Pendek

Pada bagian ini, kami menganalisis profitabilitas setiap pembelian saham oleh orang dalam di pasar terbuka yang tidak direncanakan yang dilakukan di EMO / ClearBridge Energy Midstream Opportunity Fund Inc. Analisis ini membantu memahami apakah orang dalam tersebut secara konsisten menghasilkan pengembalian abnormal, dan layak untuk diikuti. Analisis ini dilakukan selama satu tahun setelah setiap transaksi, dan hasilnya bersifat teoretis .

Tabel berikut menunjukkan pembelian pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan	Orang Dalam	Dilaporkan Saham	Dilaporkan Harga	Disesuaikan Saham	Disesuaikan Harga	Dasar Biaya	Hari-hari menuju Maksimal	Harga di Maksimal	Maksimal Keuntungan ($)	Maksimum Pengembalian (%)
2025-05-27	GRILLO ANTHONY	250	45.8400	250	45.8400	11,460	52	49.2400	850	7.42
2023-12-06	Saba Capital Management, L.P.	25,253	33.7000	25,253	33.7000	851,026
2023-12-05	Saba Capital Management, L.P.	15,756	34.2400	15,756	34.2400	539,485
2023-12-04	Saba Capital Management, L.P.	1,736	34.3800	1,736	34.3800	59,684
2023-12-01	Saba Capital Management, L.P.	30,458	34.8500	30,458	34.8500	1,061,461
2023-11-30	Saba Capital Management, L.P.	12,698	34.3200	12,698	34.3200	435,795
2023-11-29	Saba Capital Management, L.P.	5,793	33.6100	5,793	33.6100	194,703
2023-11-28	Saba Capital Management, L.P.	32,400	33.0800	32,400	33.0800	1,071,792
2023-11-10	Saba Capital Management, L.P.	4,413	32.2100	4,413	32.2100	142,143

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).

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Rekam Jejak Penjualan Orang Dalam - Analisis Kerugian Jangka Pendek

Dalam bagian ini, kami menganalisis penghindaran kerugian jangka pendek dari setiap penjualan dalam pasar terbuka yang tidak direncanakan oleh orang dalam yang dilakukan di EMO / ClearBridge Energy Midstream Opportunity Fund Inc. Pola penghindaran kerugian yang konsisten dapat menunjukkan bahwa transaksi penjualan di masa mendatang dapat memprediksi penurunan harga. Analisis ini berlaku untuk satu tahun setelah setiap perdagangan, dan hasilnya bersifat teoretis .

Tabel berikut menunjukkan penjualan pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan	Orang Dalam	Dilaporkan Saham	Dilaporkan Harga	Disesuaikan Saham	Disesuaikan Harga	Dasar Biaya	Hari-hari menuju Menit	Harga di Menit	Kerugian Maksimal Dihindari ($)	Kerugian Maksimal Dihindari (%)
2025-01-03	FRANKLIN RESOURCES INC	8,772	47.0000	8,772	47.0000	412,284	95	41.0900	-51,843	-12.57
2024-12-27	FRANKLIN RESOURCES INC	1,124	46.0257	1,124	46.0257	51,733
2024-12-24	FRANKLIN RESOURCES INC	8,153	46.0133	8,153	46.0133	375,146
2024-12-20	FRANKLIN RESOURCES INC	1,747	45.0866	1,747	45.0866	78,766
2024-12-16	FRANKLIN RESOURCES INC	2,209	46.0420	2,209	46.0420	101,707
2024-12-11	FRANKLIN RESOURCES INC	2,700	47.4517	2,700	47.4517	128,120
2024-12-11	FRANKLIN RESOURCES INC	1,200	47.4517	1,200	47.4517	56,942

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).

Riwayat Transaksi

Klik ikon tautan untuk melihat riwayat transaksi lengkap. Transaksi yang dilaporkan sebagai bagian dari rencana perdagangan otomatis 10b5-1 akan memiliki tanda X di kolom yang bertanda 10b-5.

Berkas Tanggal	Perdagangan Tanggal	Formulir	Orang Dalam	Ticker	Judul Keamanan	Kode	Langsung	Satuan Harga	Unit Diubah	Nilai Diubah (1 ribu)	Sisa Saham
2025-06-13	2025-06-11	4	Corebridge Financial, Inc. Held through subsidiaries	EMO	3.46% Series M Senior Secured Notes due June 11, 2025	J - Other	I	569,291.4600	-559,610	-318,581,308
2025-06-13	2025-06-11	4	Corebridge Financial, Inc. Held through subsidiaries	EMO	Series O Mandatory Redeemable Preferred Stock	J - Other	I	35.0400	-125,716	-4,405	0
2025-05-28	2025-05-27	4	GRILLO ANTHONY	EMO	Common Stock	P - Purchase	D	45.8400	250	11	250
2025-04-01	2025-03-28	4	Corebridge Financial, Inc. Held through subsidiary	EMO	Series P Mandatory Redeemable Preferred Stock	S - Sale	I	33.6900	-74,286	-2,503	160,000
2025-04-01	2025-03-28	4	Corebridge Financial, Inc. Held through subsidiary	EMO	Series J Mandatory Redeemable Preferred Stock	S - Sale	I	34.3100	-65,715	-2,255	134,286
2025-03-06	2025-01-08	4	FRANKLIN RESOURCES INC	EMO	Common Stock	S - Sale	D	47.0624	-9,704	-457	0
2025-03-06	2024-12-11	4/A	FRANKLIN RESOURCES INC	EMO	Common Stock	S - Sale	D	47.4517	-1,200	-57	31,709
2025-01-07	2025-01-03	4	FRANKLIN RESOURCES INC	EMO	Common Stock	S - Sale	D	47.0000	-8,772	-412	8,204
2024-12-31	2024-12-27	4	FRANKLIN RESOURCES INC	EMO	Common Stock	S - Sale	D	46.0257	-1,124	-52	16,976
2024-12-27	2024-12-24	4	FRANKLIN RESOURCES INC	EMO	Common Stock	S - Sale	D	46.0133	-8,153	-375	18,100
2024-12-20	2024-12-20	4	FRANKLIN RESOURCES INC	EMO	Common Stock	S - Sale	D	45.0866	-1,747	-79	26,253
2024-12-18	2024-12-16	4	FRANKLIN RESOURCES INC	EMO	Common Stock	S - Sale	D	46.0420	-2,209	-102	28,000
2024-12-13	2024-12-11	4	FRANKLIN RESOURCES INC	EMO	Common Stock	S - Sale	D	47.4517	-2,700	-128	30,209
2024-12-10	2024-12-10	4	FRANKLIN RESOURCES INC	EMO	Common Stock	S - Sale	D	47.4310	-2,610	-124	32,909
2024-12-10	2024-12-09	4	FRANKLIN RESOURCES INC	EMO	Common Stock	S - Sale	D	48.0515	-1,000	-48	35,519
2024-11-22		3	Mason Peter Daniel Charles	EMO	Common Stock		D				0
2024-11-21		3	GRILLO ANTHONY	EMO	Common Stock		D				0
2024-11-21		3	Sale Hillary A	EMO	Common Stock		D				0
2024-11-01	2024-10-25	4	Eades Chris	EMO	Common Stock	S - Sale	D	43.9950	-23,500	-1,034	14,384
2024-10-18	2024-10-18	4	FRANKLIN RESOURCES INC	EMO	Common Stock	S - Sale	D	43.7108	-7,900	-345	36,519
2024-10-18	2024-10-17	4	FRANKLIN RESOURCES INC	EMO	Common Stock	S - Sale	D	43.6860	-6,600	-288	44,419
2024-10-18	2024-10-16	4	FRANKLIN RESOURCES INC	EMO	Common Stock	S - Sale	D	43.6923	-8,467	-370	51,019
2024-10-16	2024-10-15	4	FRANKLIN RESOURCES INC	EMO	Common Stock	S - Sale	D	43.4244	-6,376	-277	59,486
2024-10-16	2024-10-14	4	FRANKLIN RESOURCES INC	EMO	Common Stock	S - Sale	D	43.9027	-7,657	-336	65,862
2024-09-11	2024-09-09	4	PRUDENTIAL FINANCIAL INC By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person	EMO	Series L Mandatory Redeemable Preferred Stock (EMO)	J - Other	I	35.0000	142,858	5,000	142,858
2024-09-11	2024-09-09	4	PRUDENTIAL FINANCIAL INC By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person	EMO	Series L Mandatory Redeemable Preferred Stock (EMO)	J - Other	I	30.0000	-166,667	-5,000	0
2024-09-11	2024-09-09	4	PRUDENTIAL FINANCIAL INC By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person	EMO	Series R Mandatory Redeemable Preferred Stock (EMO)	J - Other	I	35.0000	285,715	10,000	285,715
2024-09-11	2024-09-09	4	PRUDENTIAL FINANCIAL INC By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person	EMO	Series N Mandatory Redeemable Preferred Stock (EMO)	J - Other	I	35.0000	457,143	16,000	457,143
2024-09-11	2024-09-09	4	PRUDENTIAL FINANCIAL INC By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person	EMO	Series M Mandatory Redeemable Preferred Stock (EMO)	J - Other	I	35.0000	314,286	11,000	314,286
2024-09-11	2024-09-09	4	Corebridge Financial, Inc. Held through subsidiaries	EMO	Series J Mandatory Redeemable Preferred Stock	J - Other	I		200,001		200,001
2024-09-11	2024-09-09	4	Corebridge Financial, Inc. Held through subsidiaries	EMO	Series J Mandatory Redeemable Preferred Stock	J - Other	I		-70		0
2024-09-11	2024-09-09	4	Corebridge Financial, Inc. Held through subsidiaries	EMO	3.76% Series O Senior Secured Notes due June 11, 2030	J - Other	I		2,051,904
2024-09-11	2024-09-09	4	Corebridge Financial, Inc. Held through subsidiaries	EMO	3.56% Series N Senior Secured Notes due June 11, 2027	J - Other	I		1,492,294
2024-09-11	2024-09-09	4	Corebridge Financial, Inc. Held through subsidiaries	EMO	3.46% Series M Senior Secured Notes due June 11, 2025	J - Other	I		559,610
2024-09-11	2024-09-09	4	Corebridge Financial, Inc. Held through subsidiaries	EMO	Series P Mandatory Redeemable Preferred Stock	J - Other	I		234,286		234,286
2024-09-11	2024-09-09	4	Corebridge Financial, Inc. Held through subsidiaries	EMO	Series O Mandatory Redeemable Preferred Stock	J - Other	I		125,716		125,716
2024-07-25	2024-07-23	4	Corebridge Financial, Inc. Held through subsidiaries	EMO	Series I Mandatory Redeemable Preferred Stock	J - Other	I	100,825.4400	-30	-3,025	0
2024-06-25	2024-06-21	4	Saba Capital Management, L.P. -	EMO	Common Stock	U - Other	I	44.4500	-2,648,311	-117,717	358,806
2024-06-11	2024-06-09	4	AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries	EMO	Series J Mandatory Redeemable Preferred Stock	J - Other	I		-47		23
2024-06-11	2024-06-09	4	AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries	EMO	Series I Mandatory Redeemable Preferred Stock	J - Other	I		-20		10
2024-06-11	2024-06-09	4	AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries	EMO	4.66% Series H Senior Secured Notes due October 15, 2025	J - Other	I		-3,749,859
2024-06-11		3	Corebridge Financial, Inc. Held through subsidiaries	EMO	Series I Mandatory Redeemable Preferred Stock		I				30
2024-06-11		3	Corebridge Financial, Inc. Held through subsidiaries	EMO	4.66% Series H Senior Secured Notes due October 15, 2025		I
2024-06-11		3	Corebridge Financial, Inc. Held through subsidiaries	EMO	Series J Mandatory Redeemable Preferred Stock		I				70
2024-04-10		3	Tarallo Nicole	EMO	Common Stock		D				0
2024-01-03		3	Hinkle Matthew T.	EMO	Common Stock		D				0
2024-01-02		3	McElroy Patrick	EMO	Common Stock		D				0
2023-12-07	2023-12-06	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	33.7000	25,253	851	3,007,117
2023-12-07	2023-12-05	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	34.2400	15,756	539	2,981,864
2023-12-05	2023-12-04	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	34.3800	1,736	60	2,966,108
2023-12-05	2023-12-01	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	34.8500	30,458	1,061	2,964,372
2023-12-01	2023-11-30	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	34.3200	12,698	436	2,933,914
2023-12-01	2023-11-29	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	33.6100	5,793	195	2,921,216
2023-11-28	2023-11-28	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	33.0800	32,400	1,072	2,915,423
2023-11-13	2023-11-10	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	32.2100	4,413	142	2,883,023
2023-11-13	2023-11-09	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	31.6000	34,012	1,075	2,878,610
2023-11-09	2023-11-08	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	31.5200	9,993	315	2,844,598
2023-11-06	2023-11-03	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	33.0500	7,905	261	2,834,605
2023-11-03	2023-11-02	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	32.9100	25,187	829	2,826,700
2023-11-03	2023-11-01	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	31.2700	1,421	44	2,801,513
2023-10-31	2023-10-31	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	31.3300	77,446	2,426	2,794,917
2023-10-31	2023-10-30	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	30.9400	22,982	711	2,717,471
2023-10-30	2023-10-27	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	31.1300	7,732	241	2,694,489
2023-10-30	2023-10-26	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	31.5400	2,648	84	2,686,757
2023-10-25	2023-10-24	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	31.6100	12,665	400	2,684,109
2023-10-23	2023-10-23	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	31.2500	34,913	1,091	2,671,444
2023-10-18	2023-10-17	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	32.5100	30,344	986	2,636,531
2023-10-18	2023-10-16	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	32.5300	2,044	66	2,606,187
2023-10-17	2023-10-15	4	AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries	EMO	4.51% Series G Senior Secured Notes due October 15, 2023	J - Other	I	4,190,553.3400	-4,097,638	-17,171,371,697
2023-10-17		3	VARIABLE ANNUITY LIFE INSURANCE CO /TX/	EMO	4.66% Series H Senior Secured Notes due October 15, 2025		D
2023-10-16	2023-10-12	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	31.7400	22,077	701	2,604,143
2023-10-12	2023-10-11	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	31.6100	2,102	66	2,582,066
2023-10-12	2023-10-10	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	31.3000	1,210	38	2,579,964
2023-10-03	2023-10-02	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	31.3700	35,066	1,100	2,578,754
2023-09-25	2023-09-25	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	32.7700	11,812	387	2,543,688
2023-09-25	2023-09-22	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	32.5600	16,577	540	2,531,876
2023-09-22	2023-09-21	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	32.4200	13,985	453	2,515,299
2023-09-11	2023-09-07	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	31.4000	13,267	417	2,501,314
2023-09-11	2023-09-06	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	31.5200	24,679	778	2,488,047
2023-09-06	2023-09-05	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	32.0200	18,996	608	2,463,368
2023-09-06	2023-09-01	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	31.8600	3,813	121	2,444,372
2023-08-31	2023-08-31	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	31.5500	21,747	686	2,440,559
2023-08-29	2023-08-29	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	31.2400	1,847	58	2,418,812
2023-08-29	2023-08-28	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	31.1600	10,448	326	2,416,965
2023-08-29	2023-08-25	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	31.0100	20,167	625	2,406,517
2023-08-22	2023-08-21	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	31.5900	10,573	334	2,386,350
2023-08-21	2023-08-18	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	31.5200	9,368	295	2,375,777
2023-08-21	2023-08-17	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	31.2900	7,417	232	2,366,409
2023-08-07		3	AMERICAN GENERAL LIFE INSURANCE CO	EMO	Series J Mandatory Redeemable Preferred Stock		D				47
2023-08-07		3	AMERICAN GENERAL LIFE INSURANCE CO	EMO	4.66% Series H Senior Secured Notes due October 15, 2025		D
2023-08-07		3	AMERICAN GENERAL LIFE INSURANCE CO	EMO	4.51% Series G Senior Secured Notes due October 15, 2023		D
2023-08-07	2023-08-03	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	31.3700	2,192	69	2,358,992
2023-07-26	2023-07-26	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	31.8400	9,073	289	2,356,800
2023-07-25	2023-07-24	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	31.9000	9,161	292	2,347,727
2023-07-25	2023-07-21	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	31.3500	1,144	36	2,338,566
2023-07-19	2023-07-18	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	30.8700	1,297	40	2,337,422
2023-07-19	2023-07-17	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	30.5300	29,615	904	2,336,125
2023-07-17	2023-07-14	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	30.8800	20,000	618	2,306,510
2023-07-17	2023-07-12	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	30.5800	2,361	72	2,286,510
2023-07-11	2023-07-11	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	30.2900	5,482	166	2,284,149
2023-07-11	2023-07-10	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	30.0000	7,476	224	2,278,667
2023-07-07	2023-07-05	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	29.9300	5,601	168	2,271,191
2023-06-26	2023-06-23	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	28.3000	8,655	245	2,265,590
2023-06-15	2023-06-14	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	28.7500	18,932	544	2,256,935
2023-06-13	2023-06-09	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	29.1500	503	15	2,238,003
2023-06-08	2023-06-07	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	28.8500	1,119	32	2,237,500
2023-06-07	2023-06-06	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	28.4000	5,013	142	2,236,381
2023-06-07	2023-06-05	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	28.4800	3,784	108	2,231,368
2023-06-01	2023-05-30	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	27.5800	1,756	48	2,227,584
2023-05-30	2023-05-26	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	27.7900	8,173	227	2,225,828
2023-05-30	2023-05-25	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	27.7300	4,514	125	2,217,655
2023-05-25	2023-05-24	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	28.1300	17,536	493	2,213,141
2023-05-25	2023-05-23	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	28.3400	2,671	76	2,195,605
2023-05-23	2023-05-19	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	28.9200	35,807	1,036	2,192,934
2023-05-19	2023-05-18	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	28.4400	31,955	909	2,157,127
2023-05-19	2023-05-17	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	28.0200	25,203	706	2,125,172
2023-05-17	2023-05-16	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	27.7800	26,976	749	2,099,969
2023-03-16	2023-02-28	4	Saba Capital Management, L.P. -	EMO	Common Stock	A - Award	I	29.9000	18	1	2,073,011
2023-02-14		3	GUARDIAN LIFE INSURANCE CO OF AMERICA	18469P 6@4	Mandatory Redeemable Preferred Stock		D				200,001
2023-02-14	2022-11-17	5	AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries	EMO	Series J Mandatory Redeemable Preferred Stock	J - Other	I		70		70
2023-02-14	2022-11-17	5	AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries	EMO	Series E Mandatory Redeemable Preferred Stock	J - Other	I		-70		0
2023-02-14	2022-11-17	5	AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries	EMO	Series I Mandatory Redeemable Preferred Stock	J - Other	I		30		30
2023-02-14	2022-11-17	5	AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries	EMO	Series D Mandatory Redeemable Preferred Stock	J - Other	I		-30		0
2023-02-02	2023-02-01	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	30.7600	5,005	154	2,072,993
2023-02-01	2023-01-30	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	31.0900	21,187	659	2,067,988
2023-01-30	2023-01-27	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	31.1900	6,124	191	2,046,801
2023-01-30	2023-01-26	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	30.9800	11,182	346	2,040,677
2023-01-26	2023-01-25	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	30.5100	57,426	1,752	2,029,495
2023-01-19	2023-01-17	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	29.8600	15,372	459	1,972,069
2023-01-19	2022-11-30	4	Saba Capital Management, L.P. -	EMO	Common Stock	A - Award	I	30.4300	17	1	1,956,697
2023-01-17	2023-01-12	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	29.8500	965	29	1,956,680
2023-01-17	2023-01-10	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	28.9600	10,630	308	1,955,715
2023-01-10	2023-01-09	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	29.0600	35,109	1,020	1,945,085
2023-01-10	2023-01-06	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	28.6200	20,649	591	1,909,976
2022-12-15	2022-12-13	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	28.8700	70,684	2,041	1,889,327
2022-12-12	2022-12-12	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	28.2900	8,679	246	1,818,643
2022-12-12	2022-12-09	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	28.2500	2,208	62	1,809,964
2022-12-09	2022-12-08	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	28.7200	12,863	369	1,807,756
2022-12-09	2022-12-07	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	28.7900	2,947	85	1,794,893
2022-12-07	2022-12-05	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	30.2600	100	3	1,791,946
2022-12-05	2022-12-01	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	30.2200	80	2	1,781,994
2022-12-05	2021-12-02	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	30.1000	9,852	297	1,791,846
2022-12-05	2022-12-02	4/A	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	30.1000	9,852	297	1,791,846
2022-12-01	2022-11-29	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	30.1500	46,044	1,388	1,781,914
2022-11-28	2022-11-25	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	30.0400	1,523	46	1,735,870
2022-11-25	2022-11-22	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	30.1900	4,238	128	1,734,347
2022-11-22	2022-11-18	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	30.2600	7,561	229	1,730,109
2022-11-21	2022-11-17	4	PRUDENTIAL FINANCIAL INC By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person	EMO	Series L Mandatory Redeemable Preferred Stock	P - Purchase	I	30.0000	166,667	5,000	166,667
2022-11-21	2022-11-17	4	PRUDENTIAL FINANCIAL INC By Prudential Legacy Insurance Company of New Jersey, a wholly-owned subsidiary of the Reporting Per	EMO	Series K Mandatory Redeemable Preferred Stock	J - Other	I	100,000.0000	85	8,500	85
2022-11-21	2022-11-17	4	PRUDENTIAL FINANCIAL INC By Prudential Legacy Insurance Company of New Jersey, a wholly-owned subsidiary of the Reporting Per	EMO	Series G Mandatory Redeemable Preferred Stock	J - Other	I	100,000.0000	-85	-8,500	0
2022-11-21	2022-11-17	4	PRUDENTIAL FINANCIAL INC By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person	EMO	Series K Mandatory Redeemable Preferred Stock	J - Other	I	100,000.0000	24	2,400	24
2022-11-21	2022-11-17	4	PRUDENTIAL FINANCIAL INC By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person	EMO	Series G Mandatory Redeemable Preferred Stock	J - Other	I	100,000.0000	-24	-2,400	0
2022-11-18	2022-11-17	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	29.7200	18,493	550	1,722,548
2022-11-18	2022-11-16	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	30.2300	200	6	1,704,055
2022-11-17	2022-11-17	4	MASSACHUSETTS MUTUAL LIFE INSURANCE CO By C.M. Life Insurance Company	EMO	Series H Mandatory Redeemable Preferred Shares	J - Other	I	100,000.0000	4	400	4
2022-11-17	2022-11-17	4	MASSACHUSETTS MUTUAL LIFE INSURANCE CO	EMO	Series H Mandatory Redeemable Preferred Shares	J - Other	D	100,000.0000	66	6,600	66
2022-11-16	2022-11-14	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	30.9700	12,109	375	1,703,855
2022-11-14	2022-11-11	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	30.6000	6,896	211	1,691,746
2022-11-09	2022-11-08	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	30.5600	48,827	1,492	1,684,850
2022-11-09	2022-11-07	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	30.4500	25,451	775	1,636,023
2022-11-07	2022-11-03	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	29.4400	6,268	185	1,610,572
2022-10-31	2022-10-28	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	29.6300	3,239	96	1,604,304
2022-10-31	2022-10-27	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	29.5600	50,309	1,487	1,601,065
2022-10-27	2022-10-26	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	28.9000	34,557	999	1,550,756
2022-10-27	2022-10-25	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	28.2900	9,698	274	1,516,199
2022-10-21	2022-10-20	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	28.0900	35,282	991	1,506,501
2022-10-19	2022-10-17	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	27.0500	6,921	187	1,471,219
2022-10-13	2022-10-12	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	26.2800	44,476	1,169	1,464,298
2022-10-13	2022-10-11	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	26.1700	70,556	1,846	1,419,822
2022-10-11	2022-10-10	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	26.2600	24,496	643	1,349,266
2022-10-11	2022-10-07	4	Saba Capital Management, L.P. -	EMO	Common Stock	P - Purchase	I	26.4400	32,268	853	1,324,770
2022-09-26		3	Weinstein Boaz -	EMO	Common Stock		I				1,292,502
2021-06-09	2021-06-07	4	COLMAN CAROL L	EMO	Common Stock	S - Sale	D	24.0200	-600	-14	400
2020-11-20	2020-11-16	4	Eades Chris	EMO	Common Stock	P - Purchase	D	11.7856	8,700	103	14,610
2020-11-17	2020-11-13	4	Murphy Terrence	EMO	Common Stock	S - Sale	D	11.1100	-600	-7	0
2020-04-29		3	AMERICAN GENERAL LIFE INSURANCE CO	EMO	Series E Mandatory Redeemable Preferred Stock		D				94
2020-04-29		3	AMERICAN GENERAL LIFE INSURANCE CO	EMO	Series E Mandatory Redeemable Preferred Stock		D				94
2020-04-29		3	AMERICAN GENERAL LIFE INSURANCE CO	EMO	4.66% Series H Senior Secured Notes due October 15, 2025		D				141
2020-04-29		3	AMERICAN GENERAL LIFE INSURANCE CO	EMO	4.51% Series G Senior Secured Notes due October 15, 2023		D				141
2020-04-29		3	AMERICAN GENERAL LIFE INSURANCE CO	EMO	Series E Mandatory Redeemable Preferred Stock		D				94
2020-03-30	2020-03-27	4	AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries	EMO	4.66% Series H Senior Secured Notes due October 15, 2025	J - Other	I	7,048,726.7200	-6,836,985	-48,192,040,757	0
2020-03-30	2020-03-27	4	AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries	EMO	4.51% Series G Senior Secured Notes due October 15, 2023	J - Other	I	5,253,486.6800	-5,099,012	-26,787,592,201	0
2020-03-25	2020-03-23	4	AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries	EMO	4.66% Series H Senior Secured Notes due October 15, 2025	J - Other	I	10,729,346.1600	-10,312,195	-110,643,109,288	0
2020-03-25	2020-03-23	4	AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries	EMO	4.51% Series G Senior Secured Notes due October 15, 2023	J - Other	I	7,996,865.1900	-7,690,818	-61,502,432,028	0
2020-03-13	2020-03-13	4	Clarfeld Michael	EMO	Common Stock	P - Purchase	D	2.1600	5,000	11	6,691
2019-12-31	2019-12-30	4	COHEN HARRY D Shares purchased by Mr.Cohen for benefit of his son	EMO	Common Stock	S - Sale	I	8.4157	-4,000	-34	0
2019-09-30		3	Berarducci Christopher	EMO	Common Stock		D				0
2019-08-27	2019-08-26	4	CRONIN DANIEL P	EMO	Common Stock	S - Sale	D	8.1710	-5,653	-46	0
2019-01-09		3	Kumar Nisha	EMO	Common Stock		D				0
2019-01-02	2018-12-31	4	Glasser Scott	EMO	Common Stock	S - Sale	D	7.6411	-9,449	-72	0
2018-12-28	2018-12-26	4	Freeman Richard A	EMO	Common Stock	S - Sale	D	7.5862	-34,854	-264	2,022
2018-11-21		3	PRUDENTIAL LEGACY INSURANCE CO OF NEW JERSEY By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person	EMO	Series G Mandatory Redeemable Preferred Stock		I				174
2018-11-21		3	PRUDENTIAL LEGACY INSURANCE CO OF NEW JERSEY By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person	EMO	Series F Mandatory Redeemable Preferred Stock		I				191
2018-11-21		3	PRUDENTIAL LEGACY INSURANCE CO OF NEW JERSEY By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person	EMO	Series G Mandatory Redeemable Preferred Stock		I				174
2018-11-21		3	PRUDENTIAL LEGACY INSURANCE CO OF NEW JERSEY By Prudential Legacy Insurance Company of New Jersey, a wholly-owned subsidiary of the Reporting Per	EMO	Series G Mandatory Redeemable Preferred Stock		I				235
2018-11-21		3	PRUDENTIAL LEGACY INSURANCE CO OF NEW JERSEY By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person	EMO	Series F Mandatory Redeemable Preferred Stock		I				191
2018-11-21		3	PRUDENTIAL LEGACY INSURANCE CO OF NEW JERSEY By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person	EMO	Series G Mandatory Redeemable Preferred Stock		I				174
2018-11-21		3	PRUDENTIAL LEGACY INSURANCE CO OF NEW JERSEY By Prudential Legacy Insurance Company of New Jersey, a wholly-owned subsidiary of the Reporting Per	EMO	Series G Mandatory Redeemable Preferred Stock		I				235
2018-11-21		3	PRUDENTIAL LEGACY INSURANCE CO OF NEW JERSEY By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person	EMO	Series F Mandatory Redeemable Preferred Stock		I				191
2018-11-21		3	PRUDENTIAL LEGACY INSURANCE CO OF NEW JERSEY By Prudential Legacy Insurance Company of New Jersey, a wholly-owned subsidiary of the Reporting Per	EMO	Series G Mandatory Redeemable Preferred Stock		I				235
2018-11-21		3	PRUDENTIAL LEGACY INSURANCE CO OF NEW JERSEY By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person	EMO	Series F Mandatory Redeemable Preferred Stock		I				191
2018-11-21		3	PRUDENTIAL LEGACY INSURANCE CO OF NEW JERSEY By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person	EMO	Series G Mandatory Redeemable Preferred Stock		I				174
2018-11-21		3	PRUDENTIAL LEGACY INSURANCE CO OF NEW JERSEY By Prudential Legacy Insurance Company of New Jersey, a wholly-owned subsidiary of the Reporting Per	EMO	Series G Mandatory Redeemable Preferred Stock		I				235
2018-11-19		3	AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries	EMO	Series E Mandatory Redeemable Preferred Stock		I				39,531,116
2018-11-19		3	AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries	EMO	4.51% Series C Senior Secured Notes due October 15, 2023		I				56,418,514
2018-11-19		3	AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries	EMO	4.66% Series D Senior Secured Notes due October 15, 2025		I				62,174,524
2018-11-19		3	AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries	EMO	4.51% Series C Senior Secured Notes due October 15, 2023		I				56,418,514
2018-11-19		3	AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries	EMO	4.66% Series D Senior Secured Notes due October 15, 2025		I				62,174,524
2018-11-19		3	AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries	EMO	Series E Mandatory Redeemable Preferred Stock		I				39,531,116
2018-11-19		3	AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries	EMO	4.51% Series C Senior Secured Notes due October 15, 2023		I				56,418,514
2018-11-19		3	AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries	EMO	4.66% Series D Senior Secured Notes due October 15, 2025		I				62,174,524
2018-11-19		3	AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries	EMO	Series D Mandatory Redeemable Preferred Stock		I				39,531,076
2018-11-19		3	AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries	EMO	Series D Mandatory Redeemable Preferred Stock		I				39,531,076
2018-11-19		3	AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries	EMO	Series E Mandatory Redeemable Preferred Stock		I				39,531,116
2018-11-19		3	AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries	EMO	Series D Mandatory Redeemable Preferred Stock		I				39,531,076
2018-03-12	2018-03-12	4	COLMAN CAROL L	EMO	Common Stock	P - Purchase	D	10.8400	2,000	22	5,000
2018-03-12	2018-03-08	4	COLMAN CAROL L	EMO	Common Stock	P - Purchase	D	10.6795	3,000	32	3,000
2017-12-12	2017-12-11	4	Eades Chris	EMO	Common Stock	P - Purchase	D	11.0471	2,270	25	8,527
2017-12-11		3/A	Glasser Scott	EMO	Common Stock		D				6,042
2017-12-11	2017-12-08	4	Murphy Terrence	EMO	Common Stock	P - Purchase	D	10.8630	3,000	33	3,000
2017-12-11	2017-12-08	4	Glasser Scott	EMO	Common Stock	S - Sale	D	10.8600	-8,220	-89	0
2017-12-08	2017-12-07	4	Vanderlee Peter	EMO	Common Stock	S - Sale	D	10.3900	-500	-5	2,400
2017-09-14	2017-09-13	4	Eades Chris	EMO	Common Stock	P - Purchase	D	11.9190	1,250	15	6,257
2017-06-02		3	Cashman Frances	EMO	Common Stock		D				0
2017-06-01	2017-05-31	4	Eades Chris	EMO	Common Stock	P - Purchase	D	12.6900	2,000	25	5,007
2017-05-16		3	Kuehl Todd F	EMO	Common Stock		D				0
2016-12-22	2016-12-20	4	Vanderlee Peter	EMO	Common Stock	P - Purchase	D	13.1249	400	5	2,900
2016-12-21	2016-12-19	4	Freeman Richard A	EMO	Common Stock	S - Sale	D	12.8490	-3,155	-41	26,088
2016-03-29		3	Eakes Brian	EMO	Common Stock		D				0
2016-03-29		3	Johnson Terence	EMO	Common Stock		D				0
2016-03-29		3	Kenney John	EMO	Common Stock		D				0
2016-03-29		3	Eede Justin	EMO	Common Stock		D				0
2016-02-16		3	Voya Holdings, Inc. By Subsidiary	EMO	Series B Mandatory Redeemable Preferred Stock		I				315
2016-02-16		3	Voya Holdings, Inc. By Subsidiary	EMO	Series A Mandatory Redeemable Preferred Stock		I				300
2016-02-16		3	Voya Holdings, Inc. By Subsidiary	EMO	Series B Mandatory Redeemable Preferred Stock		I				315
2016-02-16		3	Voya Holdings, Inc. By Subsidiary	EMO	Series C Mandatory Redeemable Preferred Stock		I				385
2016-02-16		3	Voya Holdings, Inc. By Subsidiary	EMO	Series A Mandatory Redeemable Preferred Stock		I				300
2016-02-16		3	Voya Holdings, Inc. By Subsidiary	EMO	Series C Mandatory Redeemable Preferred Stock		I				385
2016-02-16		3	Voya Holdings, Inc. By Subsidiary	EMO	Series C Mandatory Redeemable Preferred Stock		I				385
2016-02-16		3	Voya Holdings, Inc. By Subsidiary	EMO	Series B Mandatory Redeemable Preferred Stock		I				315
2016-02-16		3	Voya Holdings, Inc. By Subsidiary	EMO	Series A Mandatory Redeemable Preferred Stock		I				300
2015-12-09	2015-12-07	4	COHEN HARRY D	EMO	Common Stock	S - Sale	D	11.3180	-1,692	-19	0
2015-12-03	2015-12-01	4	COHEN HARRY D	EMO	Common Stock	S - Sale	D	14.5060	-15,000	-218	1,259
2015-07-29	2015-07-28	4	Vanderlee Peter	EMO	Common Stock	P - Purchase	D	17.8500	500	9	2,500
2015-06-22		3	Mutual of Omaha Insurance Co By United of Omaha Life Insurance Company	EMO	Series A Mandatorily Redeemable Preferred Shares		I				150
2015-06-22		3	Mutual of Omaha Insurance Co By Companion Life Insurance Company	EMO	Series A Mandatorily Redeemable Preferred Shares		I				120
2015-06-22		3	Mutual of Omaha Insurance Co By United of Omaha Life Insurance Company	EMO	Series A Mandatorily Redeemable Preferred Shares		I				150
2015-06-22		3	Mutual of Omaha Insurance Co	EMO	Series B Mandatorily Redeemable Preferred Shares		D				130
2015-06-22		3	Mutual of Omaha Insurance Co By Companion Life Insurance Company	EMO	Series A Mandatorily Redeemable Preferred Shares		I				120
2015-06-22		3	Mutual of Omaha Insurance Co	EMO	Series B Mandatorily Redeemable Preferred Shares		D				130
2015-04-24		3	Trust Jane	EMO	Common Stock		D				0
2015-04-01		3	RELIASTAR LIFE INSURANCE CO	EMO	Series C Mandatory Redeemable Preferred Stock (9-year)		D				25
2015-04-01		3	RELIASTAR LIFE INSURANCE CO	EMO	Series B Mandatory Redeemable Preferred Stock (7-year)		D				20
2015-04-01		3	RELIASTAR LIFE INSURANCE CO	EMO	Series B Mandatory Redeemable Preferred Stock (7-year)		D				20
2015-04-01		3	RELIASTAR LIFE INSURANCE CO	EMO	Series C Mandatory Redeemable Preferred Stock (9-year)		D				25
2015-04-01		3	SECURITY LIFE OF DENVER INSURANCE CO	EMO	Series C Mandatory Redeemable Preferred Stock (9-year)		D				34
2015-04-01		3	SECURITY LIFE OF DENVER INSURANCE CO	EMO	Series B Mandatory Redeemable Preferred Stock (7-year)		D				29
2015-04-01		3	SECURITY LIFE OF DENVER INSURANCE CO	EMO	Series C Mandatory Redeemable Preferred Stock (9-year)		D				34
2015-04-01		3	SECURITY LIFE OF DENVER INSURANCE CO	EMO	Series B Mandatory Redeemable Preferred Stock (7-year)		D				29
2015-04-01		3	SECURITY LIFE OF DENVER INSURANCE CO	EMO	Series A Mandatory Redeemable Preferred Stock (5-year)		D				29
2015-04-01		3	SECURITY LIFE OF DENVER INSURANCE CO	EMO	Series A Mandatory Redeemable Preferred Stock (5-year)		D				29
2015-04-01		3	VOYA RETIREMENT INSURANCE & ANNUITY Co	EMO	Series B Mandatory Redeemable Preferred Stock (7-year)		D				150
2015-04-01		3	VOYA RETIREMENT INSURANCE & ANNUITY Co	EMO	Series A Mandatory Redeemable Preferred Stock (5-year)		D				137
2015-04-01		3	VOYA RETIREMENT INSURANCE & ANNUITY Co	EMO	Series B Mandatory Redeemable Preferred Stock (7-year)		D				150
2015-04-01		3	VOYA RETIREMENT INSURANCE & ANNUITY Co	EMO	Series C Mandatory Redeemable Preferred Stock (9-year)		D				185
2015-04-01		3	VOYA RETIREMENT INSURANCE & ANNUITY Co	EMO	Series A Mandatory Redeemable Preferred Stock (5-year)		D				137
2015-04-01		3	VOYA RETIREMENT INSURANCE & ANNUITY Co	EMO	Series C Mandatory Redeemable Preferred Stock (9-year)		D				185
2015-04-01		3	VOYA INSURANCE & ANNUITY Co	EMO	Series C Mandatory Redeemable Preferred Stock (9-year)		D				141
2015-04-01		3	VOYA INSURANCE & ANNUITY Co	EMO	Series C Mandatory Redeemable Preferred Stock (9-year)		D				141
2015-04-01		3	VOYA INSURANCE & ANNUITY Co	EMO	Series B Mandatory Redeemable Preferred Stock (7-year)		D				116
2015-04-01		3	VOYA INSURANCE & ANNUITY Co	EMO	Series A Mandatory Redeemable Preferred Stock (5-year)		D				119
2015-04-01		3	VOYA INSURANCE & ANNUITY Co	EMO	Series A Mandatory Redeemable Preferred Stock (5-year)		D				119
2015-04-01		3	VOYA INSURANCE & ANNUITY Co	EMO	Series B Mandatory Redeemable Preferred Stock (7-year)		D				116
2015-03-30	2015-03-26	4	MASSACHUSETTS MUTUAL LIFE INSURANCE CO By C.M. Life Insurance Company	EMO	MRP Shares	P - Purchase	I	100,000.0000	12	1,200	12
2015-03-30	2015-03-26	4	MASSACHUSETTS MUTUAL LIFE INSURANCE CO	EMO	MRP Shares	P - Purchase	D	100,000.0000	228	22,800	228
2015-01-09		3	Agdern Robert D	EMO	Common Stock		D				0
2014-12-12	2014-12-10	4	COHEN HARRY D	EMO	Common Stock	P - Purchase	D	21.3600	5,000	107	15,364
2014-10-09		3	Clearbridge Investments, LLC	EMO	Common Stock		D				0
2014-09-23		3	List Cynthia	EMO	Common Stock		D				0
2014-09-23		3	Olmert Amy	EMO	Common Stock		D				0
2014-09-23		3	Glasser Scott	EMO	Common Stock		D				0
2014-09-23		3	Nattans Jeffrey Allen	EMO	Common Stock		D				0
2013-06-28	2013-06-26	4	Eades Chris	EMO	Common Stock	P - Purchase	D	23.0966	1,000	23	2,232
2013-06-05		3	Fuller Kenneth	EMO	Common Stock		D				0
2013-02-11		3	MASSACHUSETTS MUTUAL LIFE INSURANCE CO	EMO	Senior Secured Notes		D				36,000,000
2013-02-11		3	MASSACHUSETTS MUTUAL LIFE INSURANCE CO By MassMutual Asia Limited	EMO	Senior Secured Notes		I				4,000,000
2013-02-07		3	KAMERICK EILEEN A	EMO	Common Stock		D				0
2013-01-10	2013-01-09	4	COHEN HARRY D	EMO	Common Stock	P - Purchase	I	21.7770	4,000	87	4,000
2013-01-04	2013-01-02	4	COHEN HARRY D	EMO	Common Stock	P - Purchase	D	21.3950	5,000	107	9,214
2012-05-29	2012-05-29	4	Vanderlee Peter	EMO	Common Stock	P - Purchase	D	18.9200	500	9	2,000
2012-03-13	2012-03-13	4	COHEN HARRY D	EMO	Common Stock	P - Purchase	D	20.2800	4,000	81	4,000
2012-02-16	2012-02-15	4	CRONIN DANIEL P	EMO	Common Stock	P - Purchase	D	19.9052	1,000	20	2,000
2011-12-02		3	Sennett Richard	EMO	Common Stock		D				0

Pembelian sekuritas non-derivatif atau derivatif di pasar terbuka atau secara pribadi.

Penjualan terbuka atau penjualan pribadi atas sekuritas non-derivatif atau derivatif.

Hibah, penghargaan, atau perolehan sekuritas lainnya dari perusahaan (seperti opsi)

Konversi turunan

Penjualan atau pengalihan sekuritas kembali ke perusahaan.

Pembayaran harga pelaksanaan atau kewajiban pajak menggunakan sebagian sekuritas yang diterima dari perusahaan.

Pemberian sekuritas oleh atau kepada orang dalam.

Swap ekuitas dan transaksi lindung nilai serupa

Pelaksanaan atau konversi sekuritas derivatif yang diterima dari perusahaan (seperti opsi)

Transaksi yang dilaporkan secara sukarela pada Formulir 4.

Lainnya (disertai dengan catatan kaki yang menjelaskan transaksi tersebut)

EMO / ClearBridge Energy Midstream Opportunity Fund Inc - Insider Trading and Ownership Report - SEC Form 3, 4, 5