GNUS / Genius Brands International Inc - Insider Trading and Ownership Report - SEC Form 3, 4, 5

Genius Brands International Inc
US ˙ NASDAQ ˙ US37229T3014
HINDI NA ACTIVE ANG SIMBONG ITO

Saham Orang Dalam53,315,275 shares
Skor Sentimen Orang Dalam

Skor Sentimen Orang Dalam mengidentifikasi perusahaan yang dibeli oleh orang dalam korporat.

Ini adalah hasil dari model kuantitatif multifaktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi internal tertinggi. Model penilaian ini menggunakan kombinasi dari jumlah bersih orang dalam yang membeli dalam 90 hari sebelumnya, total saham yang dibeli sebagai persentase dari jumlah saham yang beredar, dan total saham yang dimiliki oleh orang dalam. Angka tersebut berkisar dari 0 hingga 100, dengan angka yang lebih tinggi menunjukkan tingkat akumulasi yang lebih tinggi dibandingkan dengan perusahaan sejenis, dan 50 adalah rata-rata.

Frekuensi Pembaruan: Setiap Hari

Lihat Pilihan Teratas dari Orang Dalam, yang menyediakan daftar perusahaan dengan akumulasi orang dalam tertinggi.

Skor Sentimen Petugas

Skor Sentimen Pejabat menemukan perusahaan yang dibeli oleh Pejabat Korporat.

Menurut definisi, Pejabat Korporasi adalah Orang Dalam Korporasi, tetapi tidak seperti beberapa Orang Dalam lainnya (Pemegang Saham 10% dan Anggota Dewan), Pejabat bekerja untuk perusahaan setiap hari, dan mereka menggunakan uang mereka sendiri saat bertransaksi . (Pemegang Saham 10% dan Anggota Dewan seringkali adalah manajer dana yang mengelola uang orang lain.) Dengan demikian, transaksi orang dalam yang dilakukan oleh Pejabat jauh lebih signifikan dan harus ditangani dengan tepat.

Seperti Skor Sentimen Internal, Skor Sentimen Pejabat adalah hasil dari model kuantitatif multi-faktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi pejabat tertinggi.

Frekuensi Pembaruan: Setiap Hari

Lihat Pilihan Teratas dari Orang Dalam, yang menyediakan daftar perusahaan dengan sentimen orang dalam tertinggi.

Metrik Utama Orang Dalam

Kartu ini menunjukkan peringkat perusahaan berdasarkan berbagai metrik internal. Peringkat persentil menunjukkan bagaimana perusahaan ini dibandingkan dengan perusahaan lain di pasar AS. Peringkat yang lebih tinggi menunjukkan situasi yang lebih baik.

Sebagai contoh, secara umum diterima bahwa pembelian oleh orang dalam perusahaan adalah indikator positif, sehingga perusahaan dengan lebih banyak pembelian oleh orang dalam akan mendapat peringkat lebih tinggi daripada perusahaan dengan lebih sedikit pembelian oleh orang dalam (atau bahkan penjualan oleh orang dalam).

Jumlah Bersih Pembelian oleh Orang Dalam (Peringkat)

N/A

Jumlah Bersih Pembelian oleh Orang Dalam adalah total jumlah orang dalam yang membeli dikurangi total jumlah orang dalam yang menjual dalam 90 hari terakhir. Peringkat persentil ditunjukkan di sini (kisaran dari 0 hingga 100%).

Persentase Saham yang Dibeli oleh Orang Dalam (Peringkat)

N/A

Persentase Saham yang Dibeli oleh Orang Dalam adalah total jumlah saham yang dibeli oleh orang dalam dikurangi total jumlah saham yang dijual oleh orang dalam dalam 90 hari terakhir, dibagi dengan total jumlah saham yang beredar dan dikalikan dengan 100.

Grafik Perdagangan Orang Dalam

Grafik berikut menunjukkan Genius Brands International Inc transaksi orang dalam. Orang dalam adalah pejabat, direktur, atau investor signifikan dalam suatu perusahaan. Secara umum, melakukan transaksi di perusahaan mereka berdasarkan informasi material yang belum dipublikasikan adalah ilegal bagi orang dalam. Ini tidak berarti bahwa mereka dilarang melakukan transaksi apa pun di perusahaan mereka sendiri. Namun, mereka wajib melaporkan semua transaksi kepada SEC melalui Formulir 4.

Daftar Orang Dalam dan Metrik Profitabilitas

Tabel ini menampilkan daftar orang dalam yang diketahui, dan dibuat secara otomatis dari pengajuan yang diungkapkan kepada SEC. Selain nama, jabatan terbaru, dan sebutan direktur, pejabat, atau pemilik 10%, kami memberikan kepemilikan terbaru yang diungkapkan. Selain itu, jika memungkinkan, kami memberikan kinerja perdagangan historis untuk orang dalam tersebut. Kinerja perdagangan historis adalah rata-rata tertimbang dari kinerja transaksi pembelian pasar terbuka aktual yang dilakukan oleh orang dalam tersebut. Untuk informasi lebih lanjut tentang bagaimana ini dihitung, tonton webinar YouTube ini.

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Orang Dalam Rata-rata Keuntungan (%) Saham
Dimiliki
Terbagi
Disesuaikan

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Rekam Jejak Pembelian Orang Dalam - Analisis Keuntungan Jangka Pendek

Pada bagian ini, kami menganalisis profitabilitas setiap pembelian saham oleh orang dalam di pasar terbuka yang tidak direncanakan yang dilakukan di GNUS / Genius Brands International Inc. Analisis ini membantu memahami apakah orang dalam tersebut secara konsisten menghasilkan pengembalian abnormal, dan layak untuk diikuti. Analisis ini dilakukan selama satu tahun setelah setiap transaksi, dan hasilnya bersifat teoretis .

Tabel berikut menunjukkan pembelian pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Orang Dalam Dilaporkan
Saham
Dilaporkan
Harga
Disesuaikan
Saham
Disesuaikan
Harga
Dasar Biaya Hari-hari menuju
Maksimal
Harga di
Maksimal
Maksimal
Keuntungan ($)
Maksimum Pengembalian (%)
2025-06-13 Davis Gray 6,200 0.8049 6,200 0.8049 4,990 82 0.8300 156 3.13
2025-05-29 Parisi Brian 6,100 0.8250 6,100 0.8250 5,032
2025-05-29 HEYWARD ANDREW A 5,927 0.8298 5,927 0.8298 4,918
2025-05-28 Jaffa Michael 7,000 0.8200 7,000 0.8200 5,740
2022-12-05 Turner-Graham Cynthia 5,000 0.7348 500 7.3480 3,674
2022-09-21 Hirsh Michael 5,460 0.6900 546 6.9000 3,767
2020-07-06 KLEIN MICHAEL G 25,000 2.8300 2,500 28.3000 70,750
2020-06-26 KLEIN MICHAEL G 5,000 2.7300 500 27.3000 13,650
2020-06-18 KLEIN MICHAEL G 10,000 2.7900 1,000 27.9000 27,900

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).

GNUS / Genius Brands International Inc Insider Trades
Rekam Jejak Penjualan Orang Dalam - Analisis Kerugian Jangka Pendek

Dalam bagian ini, kami menganalisis penghindaran kerugian jangka pendek dari setiap penjualan dalam pasar terbuka yang tidak direncanakan oleh orang dalam yang dilakukan di GNUS / Genius Brands International Inc. Pola penghindaran kerugian yang konsisten dapat menunjukkan bahwa transaksi penjualan di masa mendatang dapat memprediksi penurunan harga. Analisis ini berlaku untuk satu tahun setelah setiap perdagangan, dan hasilnya bersifat teoretis .

Tabel berikut menunjukkan penjualan pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Orang Dalam Dilaporkan
Saham
Dilaporkan
Harga
Disesuaikan
Saham
Disesuaikan
Harga
Dasar Biaya Hari-hari menuju
Menit
Harga di
Menit
Kerugian Maksimal
Dihindari ($)
Kerugian Maksimal
Dihindari (%)
2022-08-12 Hirsh Michael 5,460 0.9470 546 9.4700 5,171 182 0.4449 -4,927 -95.30
2021-12-21 Chizick Harold 419,335 1.1630 41,934 11.6300 487,687
2021-01-29 KLEIN MICHAEL G 400 0.6600 40 6.6000 264
2020-06-19 HEYWARD ANDREW A 448,029 2.9400 44,803 29.4000 1,317,205
2020-06-19 HEYWARD ANDREW A 12,545 2.9400 1,254 29.4000 36,882
2013-03-18 BALABAN HOWARD 312,500 0.0800 48,077 0.5200 25,000
2012-12-21 MOELLER KLAUS 1,230,566 0.0700 189,318 0.4550 86,140
2012-07-16 MOELLER KLAUS 120,000 0.2400 18,462 1.5600 28,800

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).

GNUS / Genius Brands International Inc Insider Trades
Riwayat Transaksi

Klik ikon tautan untuk melihat riwayat transaksi lengkap. Transaksi yang dilaporkan sebagai bagian dari rencana perdagangan otomatis 10b5-1 akan memiliki tanda X di kolom yang bertanda 10b-5.

Berkas
Tanggal
Perdagangan
Tanggal
Formulir Orang Dalam Ticker Judul Keamanan Kode 10b5-1 Langsung Latihan
Harga
Satuan
Harga
Unit
Diubah
Nilai
Diubah (1 ribu)
Sisa
Pilihan
Sisa
Saham
2025-08-05 2025-08-01 4 THOMOPOULOS ANTHONY D TOON Common Stock A - Award D 4,020 113,302
2025-07-02 2025-07-01 4 THOMOPOULOS ANTHONY D TOON Common Stock A - Award D 3,571 109,282
2025-06-30 2025-06-26 4 SEGALL LYNNE A TOON Common Stock A - Award D 6,805 81,511
2025-06-30 2025-06-26 4 SICIGNANO HENRY III TOON Common Stock A - Award D 6,805 56,019
2025-06-30 2025-06-26 4 LOESCH MARGARET TOON Common Stock A - Award D 6,805 57,368
2025-06-30 2025-06-26 4 Davis Gray TOON Common Stock A - Award D 6,805 71,403
2025-06-30 2025-06-26 4 Turner-Graham Cynthia TOON Common Stock A - Award D 6,805 52,884
2025-06-30 2025-06-26 4 THOMOPOULOS ANTHONY D TOON Common Stock A - Award D 6,805 105,711
2025-06-20 2025-06-19 4 Parisi Brian TOON Common Stock A - Award D 2,917 14,851
2025-06-13 2025-06-13 4 Davis Gray TOON Common Stock P - Purchase D 0.8049 6,200 5 64,598
2025-06-03 2025-06-02 4 THOMOPOULOS ANTHONY D TOON Common Stock A - Award D 3,186 98,906
2025-05-30 2025-05-29 4 HEYWARD ANDREW A TOON Common Stock, par value $0.001 per share P - Purchase D 0.8298 5,927 5 1,783,115
2025-05-30 2025-05-29 4 HEYWARD ANDREW A TOON Common Stock, par value $0.001 per share M - Exercise D 149,509 1,777,188
2025-05-29 2025-05-28 4/A Jaffa Michael TOON Common Stock, par value $0.001 per share P - Purchase D 0.8200 7,000 6 57,001
2025-05-29 2025-05-29 4 Parisi Brian TOON Common Stock P - Purchase D 0.8250 6,100 5 11,934
2025-05-29 2025-05-28 4 Jaffa Michael TOON Common Stock, par value $0.001 per share P - Purchase D 0.8200 0 0 7,000
2025-05-07 2025-05-02 4 THOMOPOULOS ANTHONY D TOON Common Stock A - Award D 4,332 95,720
2025-04-07 2025-04-04 4 THOMOPOULOS ANTHONY D TOON Common Stock A - Award D 4,140 91,388
2025-03-21 2025-03-20 4 LOESCH MARGARET TOON Common Stock A - Award D 8,228 50,563
2025-03-21 2025-03-20 4 SEGALL LYNNE A TOON Common Stock A - Award D 8,228 74,706
2025-03-21 2025-03-20 4 Davis Gray TOON Common Stock A - Award D 8,228 58,398
2025-03-21 2025-03-20 4 Turner-Graham Cynthia TOON Common Stock A - Award D 8,228 46,079
2025-03-21 2025-03-20 4 THOMOPOULOS ANTHONY D TOON Common Stock A - Award D 8,228 87,248
2025-03-21 2025-03-20 4 SICIGNANO HENRY III TOON Common Stock A - Award D 8,228 49,214
2025-03-18 2025-03-14 4 Parisi Brian TOON Common Stock A - Award D 2,917 5,834
2025-03-05 2025-03-03 4 THOMOPOULOS ANTHONY D TOON Common Stock A - Award D 4,916 79,020
2025-02-04 2025-02-03 4 THOMOPOULOS ANTHONY D TOON Common Stock A - Award D 5,140 74,104
2025-01-17 2025-01-01 4 THOMOPOULOS ANTHONY D TOON Common Stock A - Award D 4,934 68,964
2025-01-07 2025-01-03 4 SICIGNANO HENRY III TOON Common Stock A - Award D 8,475 40,986
2025-01-06 2025-01-03 4 Turner-Graham Cynthia TOON Common Stock A - Award D 4,237 37,851
2025-01-06 2025-01-03 4 Davis Gray TOON Common Stock A - Award D 8,475 50,170
2025-01-06 2025-01-03 4 SEGALL LYNNE A TOON Common Stock A - Award D 21,186 66,478
2025-01-06 2025-01-03 4 LOESCH MARGARET TOON Common Stock A - Award D 4,237 42,335
2025-01-06 2025-01-03 4 SICIGNANO HENRY III TOON Common Stock A - Award D 9,806 32,511
2025-01-06 2024-12-14 4 Parisi Brian TOON Common Stock A - Award D 2,917 2,917
2025-01-03 2025-01-03 4 LOESCH MARGARET TOON Common Stock A - Award D 9,806 38,098
2025-01-03 2025-01-03 4 SEGALL LYNNE A TOON Common Stock A - Award D 9,806 45,292
2025-01-03 2025-01-03 4 Davis Gray TOON Common Stock A - Award D 9,806 41,695
2025-01-03 2025-01-03 4 Turner-Graham Cynthia TOON Common Stock A - Award D 9,806 33,614
2025-01-03 2025-01-03 4 THOMOPOULOS ANTHONY D TOON Common Stock A - Award D 9,806 64,030
2024-12-04 2024-12-02 4 THOMOPOULOS ANTHONY D TOON Common Stock A - Award D 3,927 54,224
2024-11-08 2024-11-01 4 THOMOPOULOS ANTHONY D TOON Common Stock A - Award D 3,666 50,297
2024-10-03 2024-10-01 4 THOMOPOULOS ANTHONY D TOON Common Stock A - Award D 3,053 46,631
2024-09-23 2024-09-19 4 Davis Gray TOON Common Stock A - Award D 5,814 31,889
2024-09-23 2024-09-19 4 SICIGNANO HENRY III TOON Common Stock A - Award D 5,814 22,705
2024-09-23 2024-09-19 4 THOMOPOULOS ANTHONY D TOON Common Stock A - Award D 5,814 43,578
2024-09-23 2024-09-19 4 SEGALL LYNNE A TOON Common Stock A - Award D 5,814 35,486
2024-09-23 2024-09-19 4 LOESCH MARGARET TOON Common Stock A - Award D 5,814 28,292
2024-09-23 2024-09-19 4 Turner-Graham Cynthia TOON Common Stock A - Award D 5,814 23,808
2024-09-03 2024-09-03 4 THOMOPOULOS ANTHONY D TOON Common Stock A - Award D 0.8500 3,088 3 37,764
2024-08-02 2024-08-02 4 THOMOPOULOS ANTHONY D TOON Common Stock A - Award D 0.8900 2,949 3 34,676
2024-07-10 2024-07-10 4 THOMOPOULOS ANTHONY D TOON Common Stock A - Award D 2,599 31,727
2024-06-20 2024-06-20 4 THOMOPOULOS ANTHONY D TOON Common Stock A - Award D 5,263 29,128
2024-06-20 2024-06-20 4 Turner-Graham Cynthia TOON Common Stock A - Award D 5,263 17,994
2024-06-20 2024-06-20 4 SEGALL LYNNE A TOON Common Stock A - Award D 5,263 29,672
2024-06-20 2024-06-20 4 LOESCH MARGARET TOON Common Stock A - Award D 5,263 22,478
2024-06-20 2024-06-20 4 Davis Gray TOON Common Stock A - Award D 5,263 26,075
2024-06-11 2024-06-11 4 THOMOPOULOS ANTHONY D TOON Common Stock A - Award D 1.0300 2,549 3 23,865
2024-05-08 2024-05-03 4 THOMOPOULOS ANTHONY D TOON Common Stock A - Award D 2,408 21,316
2024-04-02 2024-04-01 4 THOMOPOULOS ANTHONY D TOON Common Stock A - Award D 1,786 18,908
2024-03-22 2024-03-21 4 Turner-Graham Cynthia TOON Common Stock A - Award D 3,704 12,731
2024-03-22 2024-03-21 4 THOMOPOULOS ANTHONY D TOON Common Stock A - Award D 3,704 17,122
2024-03-22 2024-03-06 4 THOMOPOULOS ANTHONY D TOON Common Stock A - Award D 1,694 13,418
2024-03-22 2024-03-21 4 SICIGNANO HENRY III TOON Common Stock A - Award D 3,704 16,891
2024-03-22 2024-03-21 4 SEGALL LYNNE A TOON Common Stock A - Award D 3,704 24,409
2024-03-22 2024-03-21 4 LOESCH MARGARET TOON Common Stock A - Award D 3,704 17,215
2024-03-22 2024-03-21 4 Davis Gray TOON Common Stock A - Award D 3,704 20,812
2024-01-09 2024-01-09 4 SICIGNANO HENRY III TOON Common Stock A - Award D 3,320 13,187
2024-01-09 2024-01-09 4 LOESCH MARGARET TOON Common Stock A - Award D 1,799 13,511
2024-01-09 2024-01-09 4 Davis Gray TOON Common Stock A - Award D 5,396 17,108
2024-01-09 2024-01-09 4 SEGALL LYNNE A TOON Common Stock A - Award D 8,993 20,705
2023-12-18 2023-12-14 4 THOMOPOULOS ANTHONY D TOON Common Stock A - Award D 3,497 11,724
2023-12-18 2023-12-14 4 SICIGNANO HENRY III TOON Common Stock A - Award D 3,497 9,867
2023-12-18 2023-12-14 4 SEGALL LYNNE A TOON Common Stock A - Award D 3,497 11,712
2023-12-18 2023-12-14 4 LOESCH MARGARET TOON Common Stock A - Award D 3,497 11,712
2023-12-18 2023-12-14 4 Turner-Graham Cynthia TOON Common Stock A - Award D 3,497 9,027
2023-12-18 2023-12-14 4 Davis Gray TOON Common Stock A - Award D 3,497 11,712
2023-12-13 2023-12-07 4 HEYWARD ANDREW A TOON Common Stock, par value $0.001 per share M - Exercise D 93,750 1,627,679
2023-12-13 2023-12-07 4 Jaffa Michael TOON Common Stock, par value $0.001 per share M - Exercise D 16,667 50,001
2023-09-27 2023-09-14 4 Davis Gray TOON Common Stock A - Award D 3,185 8,215
2023-09-27 2023-06-15 4 Davis Gray TOON Common Stock A - Award D 3,185 5,030
2023-09-27 2023-03-20 4 Davis Gray TOON Common Stock A - Award D 1,845 1,845
2023-09-27 2023-03-20 4 Hallren Patrick Clark By Clark P Halren and Kenneth R Wilson Revocable Trust TOON Common Stock A - Award I 1,845 1,845
2023-09-27 2023-07-27 4 Hirsh Michael TOON Common Stock A - Award D 1,938 6,865
2023-09-27 2023-09-14 4 LOESCH MARGARET TOON Common Stock A - Award D 3,185 8,215
2023-09-27 2023-06-15 4 LOESCH MARGARET TOON Common Stock A - Award D 3,185 5,030
2023-09-27 2023-03-20 4 LOESCH MARGARET TOON Common Stock A - Award D 1,845 1,845
2023-09-27 2023-09-14 4 SEGALL LYNNE A TOON Common Stock A - Award D 3,185 8,215
2023-09-27 2023-06-15 4 SEGALL LYNNE A TOON Common Stock A - Award D 3,185 5,030
2023-09-27 2023-03-20 4 SEGALL LYNNE A TOON Common Stock A - Award D 1,845 1,845
2023-09-27 2023-09-14 4 SICIGNANO HENRY III TOON Common Stock A - Award D 3,185 6,370
2023-09-27 2023-07-18 4 SICIGNANO HENRY III TOON Common Stock A - Award D 3,185 3,185
2023-09-27 2023-09-14 4 THOMOPOULOS ANTHONY D TOON Common Stock A - Award D 3,185 8,227
2023-09-27 2023-06-15 4 THOMOPOULOS ANTHONY D TOON Common Stock A - Award D 3,185 5,042
2023-09-27 2023-03-20 4 THOMOPOULOS ANTHONY D TOON Common Stock A - Award D 1,845 1,857
2023-09-27 2023-06-15 4 Turner-Graham Cynthia TOON Common Stock A - Award D 3,185 5,530
2023-09-27 2023-03-20 4 Turner-Graham Cynthia TOON Common Stock A - Award D 1,845 2,345
2022-12-09 2022-12-07 4 DENTON ROBERT L. GNUS Common Stock, par value $0.001 per share M - Exercise D 158,000 313,000
2022-12-09 2022-12-07 4 Jaffa Michael GNUS Common Stock, par value $0.001 per share M - Exercise D 166,666 333,332
2022-12-09 2022-12-07 4 HEYWARD ANDREW A GNUS Common Stock, par value $0.001 per share M - Exercise D 937,500 15,339,282
2022-12-07 2022-12-05 4 Turner-Graham Cynthia GNUS Common Stock, par value $0.001 per share P - Purchase D 0.7348 5,000 4 5,000
2022-09-22 2022-09-21 4 Hirsh Michael By Spouse GNUS Common Stock, par value $0.001 per share P - Purchase I 0.6900 5,460 4 49,273
2022-09-22 2022-08-12 4 Hirsh Michael By Spouse GNUS Common Stock, par value $0.001 per share S - Sale I 0.9470 -5,460 -5 43,813
2022-08-10 2022-06-23 4 Hirsh Michael GNUS Common Stock, par value $0.001 per share A - Award D 0.7800 500,000 390 761,684
2022-08-03 3 Piech Stefan GNUS Common Stock, par value $0.001 per share D 2,581,269
2022-08-03 3 Hirsh Michael By Spouse GNUS Common Stock, par value $0.001 per share I 49,273
2022-08-03 3 Hirsh Michael GNUS Common Stock, par value $0.001 per share D 212,411
2022-01-21 2021-12-07 4 HEYWARD ANDREW A GNUS Restricted Stock Units M - Exercise D -937,500 14,062,500
2022-01-21 2021-12-07 4 HEYWARD ANDREW A GNUS Common Stock, par value $0.001 per share M - Exercise D 937,500 14,401,782
2021-12-29 2021-12-07 4 Jaffa Michael GNUS Restricted Stock Units M - Exercise D -166,666 333,334
2021-12-29 2021-12-07 4 Jaffa Michael GNUS Common Stock, par value $0.001 per share M - Exercise D 166,666 166,666
2021-12-29 2021-12-07 4 DENTON ROBERT L. GNUS Restricted Stock Units M - Exercise D -155,000 320,000
2021-12-29 2021-12-07 4 DENTON ROBERT L. GNUS Common Stock, par value $0.001 per share M - Exercise D 155,000 155,000
2021-12-23 2021-12-21 4 Chizick Harold By Wishing Thumbelina, Inc. GNUS Common Stock S - Sale I 1.1630 -419,335 -488 838,671
2021-12-21 2021-12-09 4 Dekic Zrinka GNUS Stock Option (right to buy) A - Award D 1.20 250,000 250,000
2021-08-30 3 Chizick Harold By Wishing Thumbelina, Inc. GNUS Common Stock I 1,258,006
2021-03-10 2021-01-27 4 THOMOPOULOS ANTHONY D GNUS Stock Option Right to Buy A - Award D 3.06 20,000 20,000
2021-03-10 2021-01-27 4 LOESCH MARGARET GNUS Stock Option Right to Buy A - Award D 3.06 20,000 20,000
2021-03-10 2021-01-27 4 McTier Karen GNUS Stock Option Right to Buy A - Award D 3.06 20,000 20,000
2021-03-10 2021-01-27 4 SEGALL LYNNE A GNUS Stock Option Right to Buy A - Award D 3.06 20,000 20,000
2021-03-10 2021-01-27 4 Davis Gray GNUS Stock Option Right to Buy A - Award D 3.06 20,000 20,000
2021-03-10 2021-01-27 4 Hallren Patrick Clark GNUS Stock Option Right to Buy A - Award D 3.06 20,000 20,000
2021-03-10 2021-01-27 4 KLEIN MICHAEL G GNUS Stock Option Right to Buy A - Award I 3.06 20,000 20,000
2021-02-01 2021-01-29 4 KLEIN MICHAEL G GNUS Common Stock, par value $0.001 per share S - Sale D 0.6600 -400 -0 44,600
2020-12-09 2020-12-07 4 DENTON ROBERT L. GNUS Restricted Stock Units A - Award D 475,000 475,000
2020-12-09 2020-12-07 4 DENTON ROBERT L. GNUS Employee Stock Option Grant (Right to Buy) A - Award D 1.39 950,000 950,000
2020-12-09 2019-03-07 4 DENTON ROBERT L. GNUS Employee Stock Option Grant (Right to Buy) A - Award D 1.99 15,000 15,000
2020-12-09 2018-09-25 4 DENTON ROBERT L. GNUS Employee Stock Option Grant (Right to Buy) A - Award D 2.09 85,088 85,088
2020-12-09 2020-12-07 4 Jaffa Michael GNUS Restricted Stock Units A - Award D 500,000 500,000
2020-12-09 2020-12-07 4 Jaffa Michael GNUS Employee Stock Option Grant (Right to Buy) A - Award D 1.39 1,000,000 1,000,000
2020-12-09 2019-03-07 4 Jaffa Michael GNUS Employee Stock Option Grant (Right to Buy) A - Award D 1.99 15,000 15,000
2020-12-09 2018-09-25 4 Jaffa Michael GNUS Employee Stock Option Grant (Right to Buy) A - Award D 2.09 85,088 85,088
2020-12-09 2020-12-07 4 HEYWARD ANDREW A GNUS Performance Shares A - Award D 7,500,000 7,500,000
2020-12-09 2020-12-07 4 HEYWARD ANDREW A GNUS Restricted Stock Units A - Award D 7,500,000 7,500,000
2020-12-09 2020-12-07 4 HEYWARD ANDREW A GNUS Employee Stock Option Grant (Right to Buy) A - Award D 1.39 5,000,000 5,000,000
2020-11-19 2020-11-17 4 HEYWARD ANDREW A GNUS 0% Series A Convertible Preferred Stock C - Conversion D 0.21 -100 0
2020-11-19 2020-11-17 4 HEYWARD ANDREW A GNUS Common Stock, par value $0.001 per share C - Conversion D 0.2100 476,190 100 13,464,282
2020-07-14 2020-07-06 4 KLEIN MICHAEL G GNUS Common Stock, par value $0.001 per share P - Purchase D 2.8300 25,000 71 45,000
2020-07-14 2020-06-26 4 KLEIN MICHAEL G GNUS Common Stock, par value $0.001 per share P - Purchase D 2.7300 5,000 14 20,000
2020-07-14 2020-06-18 4 KLEIN MICHAEL G GNUS Common Stock, par value $0.001 per share P - Purchase D 2.7900 10,000 28 15,000
2020-07-14 2020-05-19 4 KLEIN MICHAEL G GNUS Common Stock, par value $0.001 per share P - Purchase D 1.2800 5,000 6 5,000
2020-07-02 2020-06-19 4/A HEYWARD ANDREW A GNUS Common Stock, par value $0.001 per share F - Taxes D 2.9400 -12,545 -37 7,035,711
2020-07-02 2020-06-19 4/A HEYWARD ANDREW A GNUS Common Stock, par value $0.001 per share F - Taxes D 2.9400 -448,029 -1,317 6,881,589
2020-06-25 2020-06-23 4 HEYWARD ANDREW A GNUS Senior Secured Convertible Note C - Conversion D 0.21 -1,250,000 0
2020-06-25 2020-06-23 4 HEYWARD ANDREW A GNUS Common Stock, par value $0.001 per share C - Conversion D 0.2100 5,952,381 1,250 12,988,092
2020-06-25 2020-06-19 4 HEYWARD ANDREW A GNUS Warrant to Purchase Common Stock M - Exercise D 1.10 -166,667 0
2020-06-25 2020-06-19 4 HEYWARD ANDREW A GNUS Warrant to Purchase Common Stock M - Exercise D 0.21 -5,952,381 0
2020-06-25 2020-06-19 4 HEYWARD ANDREW A GNUS Common Stock, par value $0.001 per share S - Sale D 2.9400 -12,545 -37 7,035,711
2020-06-25 2020-06-19 4 HEYWARD ANDREW A GNUS Common Stock, par value $0.001 per share M - Exercise D 1.1000 166,667 183 7,048,256
2020-06-25 2020-06-19 4 HEYWARD ANDREW A GNUS Common Stock, par value $0.001 per share S - Sale D 2.9400 -448,029 -1,317 6,881,589
2020-06-25 2020-06-19 4 HEYWARD ANDREW A GNUS Common Stock, par value $0.001 per share M - Exercise D 0.2100 5,952,381 1,250 7,329,618
2020-03-17 2020-03-13 4 HEYWARD ANDREW A GNUS Warrant to Purchase Common Stock P - Purchase D 0.26 5,952,381 5,952,381
2020-03-17 2020-03-13 4 HEYWARD ANDREW A GNUS Senior Secured Convertible Note P - Purchase D 1.38 1,250,000.0000 1,250,000
2019-10-03 2019-10-02 4 HEYWARD ANDREW A GNUS Common Stock, par value $0.001 per share A - Award D 0.7600 1,000,000 760 1,377,237
2019-09-18 2019-09-16 4 HEYWARD ANDREW A GNUS Secured Convertible Note P - Purchase D 1.52 500,000.0000 500,000 250,000,000
2019-03-18 3 KLEIN MICHAEL G See Note GNUS Common Stock, par value $0.001 per share I 110,000
2019-03-18 3 KLEIN MICHAEL G See Note GNUS Common Stock, par value $0.001 per share I 110,000
2019-03-18 3 KLEIN MICHAEL G See Note GNUS Common Stock, par value $0.001 per share I 110,000
2019-01-03 2018-12-31 4 HEYWARD ANDREW A GNUS 0% Series A Convertible Preferred Stock P - Purchase D 2.50 2.5000 50 0 100
2019-01-03 2018-12-31 4 HEYWARD ANDREW A See Note GNUS Common Stock, par value $0.001 per share P - Purchase I 3.1200 470,596 1,468 990,728
2019-01-03 2018-12-31 4 HEYWARD ANDREW A GNUS Common Stock, par value $0.001 per share P - Purchase D 3.1200 149,805 467 377,237
2018-09-27 2018-09-25 4 Jaffa Michael GNUS Stock Option A - Award D 2.09 85,088 85,088
2018-09-27 2018-09-25 4 DENTON ROBERT L. GNUS Stock Option A - Award D 2.09 85,088 85,088
2017-10-23 2017-10-20 4 HEYWARD ANDREW A GNUS Common Stock, par value $0.001 per share P - Purchase D 3.4000 20,000 68 377,237
2017-10-20 2017-10-19 4 HEYWARD ANDREW A GNUS Common Stock, par value $0.001 per share P - Purchase D 3.4400 8,897 31 357,237
2017-10-19 2017-10-18 4 HEYWARD ANDREW A GNUS Common Stock, par value $0.001 per share P - Purchase D 3.4200 2,300 8 348,340
2017-10-18 2017-10-17 4 HEYWARD ANDREW A GNUS Common Stock, par value $0.001 per share P - Purchase D 3.5100 17,200 60 346,040
2017-10-17 2017-10-16 4 HEYWARD ANDREW A GNUS Common Stock, par value $0.001 per share P - Purchase D 3.6800 17,200 63 328,840
2017-10-16 2017-10-13 4 HEYWARD ANDREW A GNUS Common Stock, par value $0.001 per share P - Purchase D 3.5300 25,000 88 311,640
2017-10-13 2017-10-12 4 HEYWARD ANDREW A GNUS Common Stock, par value $0.001 per share P - Purchase D 3.5200 14,700 52 286,640
2017-10-12 2017-10-11 4 HEYWARD ANDREW A GNUS Common Stock, par value $0.001 per share P - Purchase D 3.5100 14,700 52 271,940
2017-10-11 2017-10-10 4 HEYWARD ANDREW A GNUS Common Stock, par value $0.001 per share P - Purchase D 3.3200 900 3 257,240
2017-10-10 2017-10-09 4 HEYWARD ANDREW A GNUS Common Stock, par value $0.001 per share P - Purchase D 3.3900 7,500 25 256,340
2016-10-18 2016-09-13 4 Hershinger Rebecca D GNUS Stock Option A - Award D 2.00 60,008 60,008
2016-10-18 2016-09-13 4 Hershinger Rebecca D GNUS Stock Option A - Award D 2.00 195,250 195,250
2016-05-09 2016-05-05 4 HEYWARD ANDREW A GNUS Common Stock, par value $0.001 per share A - Award D 238,683 746,519
2016-02-04 2016-02-03 4 THOMOPOULOS ANTHONY D GNUS Stock Options A - Award D 2.00 25,000 25,000
2016-02-04 2016-02-03 4 SEGALL LYNNE A GNUS Stock Options A - Award D 2.00 25,000 25,000
2016-02-04 2016-02-03 4 Payne Gregory GNUS Stock Options A - Award D 2.00 220,000 220,000
2016-02-04 2016-02-03 4 LOESCH MARGARET GNUS Stock Options A - Award D 2.00 25,000 25,000
2016-02-04 2016-02-03 4 HEYWARD ANDREW A GNUS Stock Options A - Award D 2.00 1,500,000 1,500,000
2016-02-04 2016-02-03 4 HEYWARD AMY MOYNIHAN GNUS Stock Options A - Award D 2.00 1,500,000 1,500,000
2016-02-04 2016-02-03 4 Handelman Michael D GNUS Stock Options A - Award D 2.00 110,000 110,000
2016-02-04 2016-02-03 4 Hallren Patrick Clark GNUS Stock Options A - Award D 2.00 25,000 25,000
2016-02-04 2016-02-03 4 Cahill Bernard Robert II GNUS Stock Options A - Award D 2.00 25,000 25,000
2016-02-04 2016-02-03 4 Davis Gray GNUS Stock Options A - Award D 2.00 25,000 25,000
2015-11-17 2015-11-16 4 Payne Gregory GNUS Common Stock, par value, $0.001 per share P - Purchase I 1.0000 250 0 250
2015-11-10 2015-10-19 4 Davis Gray GNUS Common Stock, par value, $0.001 per share A - Award D 15,000 15,000
2015-11-09 2015-10-19 4/A HEYWARD ANDREW A GNUS Common Stock, par value, $0.001 per share A - Award D 15,000 22,836
2015-11-09 2015-11-03 4 HEYWARD ANDREW A GNUS Warrants to Purchase Common Stock P - Purchase D 1.10 500,000 500,000
2015-11-09 2015-11-03 4 HEYWARD ANDREW A GNUS Common Stock, par value, $0.001 per share P - Purchase D 500,000 522,836
2015-11-02 2015-10-19 4 THOMOPOULOS ANTHONY D GNUS Common Stock, par value, $0.001 per share A - Award D 15,000 49,500
2015-10-29 2015-10-19 4 SEGALL LYNNE A GNUS Common Stock, par value, $0.001 per share A - Award D 15,000 15,000
2015-10-29 2015-10-19 4 HEYWARD ANDREW A GNUS Common Stock, par value, $0.001 per share A - Award D 15,000 22,936
2015-10-29 2015-10-19 4 HEYWARD AMY MOYNIHAN GNUS Common Stock, par value, $0.001 per share A - Award D 15,000 15,000
2015-10-28 2015-10-19 4 Payne Gregory GNUS Common Stock, par value, $0.001 per share A - Award D 60,007 60,007
2015-10-28 2015-10-19 4 Hallren Patrick Clark GNUS Common Stock, par value, $0.001 per share A - Award D 15,000 15,000
2015-10-28 2015-10-19 4 Cahill Bernard Robert II GNUS Common Stock, par value, $0.001 per share A - Award D 15,000 56,434
2015-10-28 2015-10-19 4 Handelman Michael D GNUS Common Stock A - Award D 15,007 15,007
2015-10-28 2015-10-19 4 LOESCH MARGARET GNUS Common Stock, par value, $0.001 per share A - Award D 15,000 15,000
2015-09-15 2015-09-11 4 HEYWARD AMY MOYNIHAN See note GNUS Common Stock, par value, $0.001 per share P - Purchase I 1.5900 500 1 3,700
2015-09-15 2015-09-11 4 HEYWARD ANDREW A See note GNUS Common Stock, par value, $0.001 per share P - Purchase I 1.5900 500 1 3,700
2015-09-01 2015-08-31 4 HEYWARD ANDREW A SEE NOTE GNUS Common Stock, par value, $0.001 per share P - Purchase I 1.9500 700 1 3,200
2015-09-01 2015-08-28 4 HEYWARD ANDREW A SEE NOTE GNUS Common Stock, par value, $0.001 per share P - Purchase I 2.0000 938 2 2,500
2015-09-01 2015-08-28 4 HEYWARD ANDREW A SEE NOTE GNUS Common Stock, par value, $0.001 per share P - Purchase I 1.9700 562 1 1,562
2015-09-01 2015-08-28 4 HEYWARD ANDREW A SEE NOTE GNUS Common Stock, par value, $0.001 per share P - Purchase I 1.8800 700 1 1,000
2015-09-01 2015-08-28 4 HEYWARD ANDREW A SEE NOTE GNUS Common Stock, par value, $0.001 per share P - Purchase I 1.7000 100 0 300
2015-09-01 2015-08-28 4 HEYWARD ANDREW A SEE NOTE GNUS Common Stock, par value, $0.001 per share P - Purchase I 1.6900 200 0 200
2015-09-01 2015-08-31 4 HEYWARD AMY MOYNIHAN SEE NOTE GNUS Common Stock, par value, $0.001 per share P - Purchase I 1.9500 700 1 3,200
2015-09-01 2015-08-28 4 HEYWARD AMY MOYNIHAN SEE NOTE GNUS Common Stock, par value, $0.001 per share P - Purchase I 2.0000 938 2 2,500
2015-09-01 2015-08-28 4 HEYWARD AMY MOYNIHAN SEE NOTE GNUS Common Stock, par value, $0.001 per share P - Purchase I 1.9700 562 1 1,562
2015-09-01 2015-08-28 4 HEYWARD AMY MOYNIHAN SEE NOTE GNUS Common Stock, par value, $0.001 per share P - Purchase I 1.8800 700 1 1,000
2015-09-01 2015-08-28 4 HEYWARD AMY MOYNIHAN SEE NOTE GNUS Common Stock, par value, $0.001 per share P - Purchase I 1.7000 100 0 300
2015-09-01 2015-08-28 4 HEYWARD AMY MOYNIHAN SEE NOTE GNUS Common Stock, par value, $0.001 per share P - Purchase I 1.6900 200 0 200
2015-03-31 2014-05-28 4 Cahill Bernard Robert II See note GNUS Common Stock J - Other I 41,434 53,934
2014-09-30 2014-09-30 4 HEYWARD ANDREW A GNUS Common Stock P - Purchase D 1.8659 2,636 5 2,980,019
2014-09-24 2014-09-24 4 HEYWARD ANDREW A GNUS Common Stock P - Purchase D 1.7700 1,000 2 2,977,383
2014-09-23 2014-09-23 4 HEYWARD ANDREW A GNUS Common Stock P - Purchase D 1.7400 965 2 2,976,383
2014-09-23 2014-09-23 4 HEYWARD ANDREW A GNUS Common Stock P - Purchase D 1.7500 35 0 2,975,418
2014-09-22 2014-09-22 4 HEYWARD ANDREW A GNUS Common Stock P - Purchase D 1.7500 1,000 2 2,975,383
2014-09-19 2014-09-19 4 HEYWARD ANDREW A GNUS Common Stock P - Purchase D 1.8100 1,200 2 2,974,383
2014-09-19 2014-09-19 4 HEYWARD ANDREW A GNUS Common Stock P - Purchase D 1.8100 1,000 2 2,973,183
2014-05-19 2014-05-15 4 HEYWARD AMY MOYNIHAN GNUS 0% Series A Convertible Presferred Stock P - Purchase D 2.0000 100 0 100
2014-05-19 2014-05-15 4 HEYWARD ANDREW A GNUS 0% Series A Convertible Preferred Stock P - Purchase D 2.0000 100 0 100
2014-03-07 3 THOMOPOULOS ANTHONY D GNUS Common Stock D 69,000
2014-03-07 3 THOMOPOULOS ANTHONY D GNUS Common Stock D 69,000
2013-11-19 2013-11-15 4 A-Squared Holdings, LLC GNUS Common Stock J - Other D 297,218,237 297,218,237
2013-11-19 2013-11-15 4 HEYWARD AMY MOYNIHAN See footnote 3. GNUS Common Stock J - Other I 297,218,237 297,218,237
2013-11-19 2013-11-15 4 HEYWARD ANDREW A See footnote 3. GNUS Common Stock J - Other I 297,218,237 297,218,237
2013-06-21 2013-05-15 4 BALABAN LARRY GNUS Options A - Award D 0.20 750,000 1,950,000
2013-06-21 2009-01-20 4 BALABAN LARRY GNUS Options D - Sale to Issuer D 0.44 2,000,000 1,200,000
2013-06-21 2013-05-15 4 BALABAN HOWARD GNUS Options A - Award D 0.20 750,000 1,950,000
2013-06-21 2009-01-20 4 BALABAN HOWARD GNUS Options D - Sale to Issuer D 0.44 2,000,000 1,200,000
2013-06-21 2013-05-15 4 MEADER MICHAEL GNUS Options A - Award D 0.20 750,000 1,950,000
2013-06-21 2009-01-20 4 MEADER MICHAEL GNUS Options D - Sale to Issuer D 0.44 2,000,000 1,200,000
2013-06-21 2013-05-15 4 MOELLER KLAUS GNUS Options A - Award D 0.20 750,000 1,950,000
2013-06-21 2009-01-20 4 MOELLER KLAUS GNUS Options D - Sale to Issuer D 0.44 2,000,000 1,200,000
2013-06-21 2013-05-15 4 Morgan Jeanene Grace GNUS Options A - Award D 0.20 750,000 1,650,000
2013-03-20 2013-03-18 4 BALABAN HOWARD GNUS Common Stock S - Sale D 0.0800 -312,500 -25 10,421,424
2013-03-07 2012-12-31 4 BALABAN LARRY GNUS Options A - Award D 0.20 100,000 3,200,000
2013-03-07 2012-12-31 4 BALABAN HOWARD GNUS Options A - Award D 0.20 100,000 3,200,000
2013-03-07 2012-12-31 4 MEADER MICHAEL GNUS Options A - Award D 0.20 100,000 3,200,000
2013-03-07 2012-12-31 4 MOELLER KLAUS GNUS Options A - Award D 0.20 100,000 3,200,000
2013-03-07 2012-12-31 4 Morgan Jeanene Grace GNUS Options A - Award D 0.20 100,000 900,000
2013-03-07 2012-05-02 4 Morgan Jeanene Grace GNUS Options A - Award D 0.44 200,000 800,000
2013-03-07 2012-12-31 4 Hyatt Saul GNUS Options A - Award D 0.20 25,000 25,000
2013-03-07 2011-12-31 4 Hyatt Saul GNUS Options A - Award D 0.22 25,000 25,000
2012-12-26 2012-12-21 4 MOELLER KLAUS GNUS Common Stock S - Sale D 0.0700 -1,230,566 -86 4,027,225
2012-12-03 2012-11-27 4 BALABAN HOWARD GNUS Common Stock G - Gift D -75,000 10,733,924
2012-12-03 2012-11-27 4 BALABAN HOWARD GNUS Common Stock G - Gift D -75,000 10,733,924
2012-07-18 2012-07-16 4 MOELLER KLAUS GNUS Common Stock S - Sale D 0.2400 -120,000 -29 5,257,791
2012-05-17 2012-05-02 4 MEADER MICHAEL See note GNUS Common Stock A - Award I 2,262,336 11,153,469
2012-05-17 2011-12-31 4 MEADER MICHAEL GNUS Options A - Award D 0.22 100,000 2,600,000
2012-05-17 2012-05-02 4 BALABAN HOWARD GNUS Common Stock A - Award D 2,209,041 10,883,924
2012-05-17 2011-12-31 4 BALABAN HOWARD GNUS Options A - Award D 0.22 100,000 2,600,000
2012-05-17 2012-05-16 4 BALABAN LARRY GNUS Common Stock J - Other D 0.2500 76,000 19 5,941,999
2012-05-17 2012-05-02 4 BALABAN LARRY GNUS Common Stock A - Award D 5,017,999 6,017,999
2012-05-17 2011-12-31 4 BALABAN LARRY GNUS Options A - Award D 0.22 100,000 2,600,000
2012-05-17 2012-05-02 4 MOELLER KLAUS GNUS Common Stock A - Award D 1,230,566 5,377,791
2012-05-17 2011-12-31 4 MOELLER KLAUS GNUS Options A - Award D 0.22 100,000 2,600,000
2012-05-17 2011-12-31 4 Morgan Jeanene Grace GNUS Options A - Award D 0.22 100,000 400,000
P
Pembelian sekuritas non-derivatif atau derivatif di pasar terbuka atau secara pribadi.
S
Penjualan terbuka atau penjualan pribadi atas sekuritas non-derivatif atau derivatif.
A
Hibah, penghargaan, atau perolehan sekuritas lainnya dari perusahaan (seperti opsi)
C
Konversi turunan
D
Penjualan atau pengalihan sekuritas kembali ke perusahaan.
F
Pembayaran harga pelaksanaan atau kewajiban pajak menggunakan sebagian sekuritas yang diterima dari perusahaan.
G
Pemberian sekuritas oleh atau kepada orang dalam.
K
Swap ekuitas dan transaksi lindung nilai serupa
M
Pelaksanaan atau konversi sekuritas derivatif yang diterima dari perusahaan (seperti opsi)
V
Transaksi yang dilaporkan secara sukarela pada Formulir 4.
J
Lainnya (disertai dengan catatan kaki yang menjelaskan transaksi tersebut)
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