Mga Batayang Estadistika
| CIK | 849706 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Aeries Technology, Inc - Equity Warrant
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| May 3, 2017 |
Advanced Environmental Recycling Technologies FORM 15-12G Blueprint UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 001-10367 Advanced Environmental Recycling Technologies, Inc. (Exact n |
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| May 2, 2017 |
SC 13D/A 1 d388554dsc13da.htm AMENDMENT NO.4 TO SCHEDULE 13D UNITED STATES SECURITIES & EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 4)* ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES, INC. (Name of Issuer) Class A Common Stock, par value $0.01 per share (Title of Class of Securities) 00794-71-04 (CUSIP Number) H.I.G. AERT, LLC H |
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| May 1, 2017 |
Advanced Environmental Recycling Technologies S-8 POS Blueprint As filed with the Securities and Exchange Commission on May 1, 2017 Registration No. |
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| May 1, 2017 |
Advanced Environmental Recycling Technologies S-8 POS Blueprint As filed with the Securities and Exchange Commission on May 1, 2017 Registration No. |
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| May 1, 2017 |
Advanced Environmental Recycling Technologies S-8 POS As filed with the Securities and Exchange Commission on May 1, 2017 Registration No. |
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| May 1, 2017 |
Advanced Environmental Recycling Technologies POS AM Blueprint As filed with the Securities and Exchange Commission on May 1, 2017 Registration No. |
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| May 1, 2017 |
Advanced Environmental Recycling Technologies POS AM Blueprint As filed with the Securities and Exchange Commission on May 1, 2017 Registration No. |
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| May 1, 2017 |
Advanced Environmental Recycling Technologies POS AM Blueprint As filed with the Securities and Exchange Commission on May 1, 2017 Registration No. |
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| May 1, 2017 |
Advanced Environmental Recycling Technologies POS AM Blueprint As filed with the Securities and Exchange Commission on May 1, 2017 Registration No. |
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| May 1, 2017 |
Blueprint Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES, INC. 1. The name of the corporation is Advanced Environmental Recycling Technologies, Inc. (the ?Corporation?). 2. The address of the registered office of the Corporation in the State of Delaware is 2711 Centerville Road, Suite 400, in the City of Wilmington, County of New Cast |
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| May 1, 2017 |
Advanced Environmental Recycling Technologies CURRENT REPORT (Current Report/Significant Event) Blueprint UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2017 Advanced Environmental Recycling Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 1-10367 71-0675758 (State or other jurisdicti |
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| April 21, 2017 |
Annual Report - AMENDMENT NO.1 TO ANNUAL REPORT 10-K/A 1 aert10ka.htm AMENDMENT NO.1 TO ANNUAL REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K/A (Amendment #1) ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number |
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| April 10, 2017 |
Advanced Environmental Recycling Technologies DEFINITIVE PROXY STATEMENT DEFM14C 1 aertdefm14c.htm DEFINITIVE PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14C Information Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☐ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ☒ Definitive Infor |
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| March 31, 2017 |
Advanced Environmental Recycling Technologies PREM14C Blueprint UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14C Information Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ? Preliminary Information Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ? Definitive Information Statement Advanced Environmental Rec |
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| March 17, 2017 |
Exhibit 4.2 CERTIFICATE OF AMENDMENT OF THE CERTIFICATE OF DESIGNATIONS, PREFERENCES AND RIGHTS OF THE SERIES E CONVERTIBLE PREFERRED STOCK OF ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES, INC. March 16, 2017 Advanced Environmental Recycling Technologies, Inc., a corporation organized and existing under the laws of the State of Delaware (the “Corporation”), hereby executes and adopts the followin |
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| March 17, 2017 |
Exhibit 10.27 ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES, INC. Key Employee Incentive Plan for Transaction Bonuses As Amended and Restated on March 16, 2017 1. Effective Date and Term. This Key Employee Incentive Plan for Transaction Bonuses (the “Plan”) of Advanced Environmental Recycling Technologies, Inc. and its subsidiaries (together, the “Company”) is effective on the date (the “Effective |
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| March 17, 2017 |
EX-3.3 3 aertex3-3.htm ARTICLES OF INCORPORATION / BYLAWS Exhibit 3.3 Amendment No. 1 to the Bylaws of Advanced Environmental Recycling Technologies, Inc., a Delaware corporation (the “Corporation”) by Written Consent of the Board of Directors of the Company (the “Board”) Certain capitalized terms not otherwise defined herein shall have the meanings ascribed to such term in the Bylaws of the Corpo |
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| March 17, 2017 |
AERT, Inc. To Be Acquired by Oldcastle Architectural, Inc. Exhibit 99.1 AERT, Inc. To Be Acquired by Oldcastle Architectural, Inc. SPRINGDALE, AR., March 17, 2017 (GLOBE NEWSWIRE) - Advanced Environmental Recycling Technologies, Inc. (OTCQB: AERT) announced that on March 16, 2017, it entered into a definitive agreement to be acquired by Oldcastle Architectural, Inc. for total cash consideration of $117 million. At the effective time of the transaction, ea |
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| March 17, 2017 |
Exhibit 2.3 AGREEMENT AND PLAN OF MERGER among: OLDCASTLE ARCHITECTURAL, INC. a Delaware corporation; OLDCASTLE ASCENT MERGER SUB, INC., a Delaware corporation; and ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES, INC., a Delaware corporation Dated as of March 16, 2017 TABLE OF CONTENTS Page ARTICLE I. DEFINITIONS 1 1.1 Definitions 1 ARTICLE II. THE MERGER 13 2.1 The Merger 13 2.2 Closing; Effective |
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| March 17, 2017 |
EX-10.25 5 aertex10-25.htm WAIVER OF SERIES A & B INTEREST DATED DECEMBER 31, 2016 Exhibit 10.25 WAIVER December 31, 2016 Advanced Environmental Recycling Technologies, Inc. 914 N. Jefferson Springdale, Arkansas 72764 Attention: Chief Executive Officer Ladies and Gentlemen: Reference hereby is made to that certain Credit Agreement, dated as of March 18, 2011, as amended by that certain First Amend |
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| March 17, 2017 |
EX-10.26 6 aertex10-26.htm WAIVER OF TRIGGERING EVENT REDEMPTION NOTICE DATED DECEMBER 31, 2016 Exhibit 10.26 December 31, 2016 Advanced Environmental Recycling Technologies, Inc. 914 N. Jefferson Springdale, Arkansas 72764 Attention: Chief Executive Officer Ladies and Gentlemen: The undersigned, being the holder of all of the issued and outstanding shares of Series E Convertible Preferred Stock o |
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| March 17, 2017 |
10-K 1 aert10k.htm ANNUAL REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 1-10367 Advanced Environmental Recycl |
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| November 14, 2016 |
Blueprint Exhibit 10.2 September 30, 2016 Advanced Environmental Recycling Technologies, Inc. 914 N. Jefferson Springdale, Arkansas 72764 Attention: Chief Executive Officer Ladies and Gentlemen: The undersigned, being the holder of all of the issued and outstanding shares of Series E Convertible Preferred Stock of Advanced Environmental Recycling Technologies, Inc., a Delaware corporation (the ?Co |
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| November 14, 2016 |
Advanced Environmental Recycling Technologies QUARTERLY REPORT (Quarterly Report) 10-Q 1 aert10q.htm QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2016 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 1-10367 Advanced Environm |
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| November 14, 2016 |
EX-10.1 2 aertex101.htm WAIVER OF "SPECIAL EVENTS DEFAULT" PER SERIES A & B TERM LOAN INTEREST DATED SEPTEMBER 30, 2016 Exhibit 10.1 WAIVER September 30, 2016 Advanced Environmental Recycling Technologies, Inc. 914 N. Jefferson Springdale, Arkansas 72764 Attention: Chief Executive Officer Ladies and Gentlemen: Reference hereby is made to that certain Credit Agreement, dated as of March 18, 2011, a |
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| August 11, 2016 |
Advanced Environmental Recycling Technologies QUARTERLY REPORT (Quarterly Report) aert10q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 1-10367 Advanced Environmental Recycling Technologies, |
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| August 11, 2016 |
aertex101.htm Exhibit 10.1 |
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| July 5, 2016 |
Submission of Matters to a Vote of Security Holders aert8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 28, 2016 Advanced Environmental Recycling Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 1-10367 71-0675758 (State or other jurisdi |
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| May 13, 2016 |
Advanced Environmental Recycling Technologies QUARTERLY REPORT (Quarterly Report) 10-Q 1 aert10q.htm QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2016 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 1-10367 Advanced Environmenta |
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| May 13, 2016 |
aertex102.htm Exhibit 10.2 |
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| May 13, 2016 |
EX-10.1 2 aertex101.htm AMENDMENT NO. 1 TO CREDIT AND SECURITY AGREEMENT Exhibit 10.1 |
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| May 3, 2016 |
aert8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2016 Advanced Environmental Recycling Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 1-10367 71-0675758 (State or other jurisd |
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| April 29, 2016 |
Advanced Environmental Recycling Technologies DEFINITIVE PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defini |
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| April 1, 2016 |
FOURTH AMENDMENT TO CREDIT AGREEMENT Exhibit 22 Exhibit 22 FOURTH AMENDMENT TO CREDIT AGREEMENT THIS FOURTH AMENDMENT TO CREDIT AGREEMENT (this “Amendment”) is entered into as of October 30, 2015 by and among ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES, INC. |
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| April 1, 2016 |
SC 13D/A UNITED STATES SECURITIES & EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES, INC. (Name of Issuer) Class A Common Stock, par value $0.01 per share (Title of Class of Securities) 00794-71-04 (CUSIP Number) H.I.G. AERT, LLC H.I.G. Capital Partners IV, L.P. Bayside Opportunity |
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| April 1, 2016 |
EX-99.24 4 d307599dex9924.htm EXHIBIT 24 Exhibit 24 January 20, 2016 Advanced Environmental Recycling Technologies, Inc. 914 N. Jefferson Springdale, Arkansas 72764 Attention: Chief Executive Officer Ladies and Gentlemen: The undersigned, being the holder of all of the issued and outstanding shares of Series E Convertible Preferred Stock of Advanced Environmental Recycling Technologies, Inc., a De |
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| April 1, 2016 |
Exhibit 23 Exhibit 23 WAIVER January 20, 2016 Advanced Environmental Recycling Technologies, Inc. |
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| April 1, 2016 |
Exhibit 25 Exhibit 25 WAIVER January 20, 2016 Advanced Environmental Recycling Technologies, Inc. |
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| March 30, 2016 |
Advanced Environmental Recycling Technologies FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 29, 2016 Advanced Environmental Recycling Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 1-10367 71-0675758 (State or other jurisdiction (Com |
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| March 10, 2016 |
Exhibit 10.23 |
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| March 10, 2016 |
EX-10.11 5 exh1011.htm EXHIBIT 10.11 Exhibit 10.11 |
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| March 10, 2016 |
EX-10.22 11 exh1022.htm EXHIBIT 10.22 Exhibit 10.22 |
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| March 10, 2016 |
Advanced Environmental Recycling Technologies FORM 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015 Or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 1-10367 Advanced Environmental Recycling Technologies, Inc. (Exact nam |
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| March 10, 2016 |
EX-10.20 9 exh1020.htm EXHIBIT 10.20 Exhibit 10.20 |
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| March 10, 2016 |
EX-3.2 3 exh32.htm EXHIBIT 3.2 Exhibit 3.2 |
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| March 10, 2016 |
EX-3.1 2 exh31.htm EXHIBIT 3.1 Exhibit 3.1 |
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| March 10, 2016 |
EX-10.12 6 exh1012.htm EXHIBIT 10.12 Exhibit 10.12 |
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| March 10, 2016 |
Exhibit 10.10 |
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| March 10, 2016 |
ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES, INC. 2011 STOCK INCENTIVE PLAN Plan Document EX-10.18 8 exh1018.htm EXHIBIT 10.18 Exhibit 10.18 ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES, INC. 2011 STOCK INCENTIVE PLAN ———————————————— Plan Document ———————————————— 1. Introduction. (a) Purpose. By resolution of its Board of Directors approved on , 2011, Advanced Environmental Recycling Technologies, Inc. (the “Company”) hereby establishes this equity-based incentive compensation plan |
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| March 10, 2016 |
EX-10.13 7 exh1013.htm EXHIBIT 10.13 Exhibit 10.13 |
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| March 10, 2016 |
EX-10.21 10 exh1021.htm EXHIBIT 10.21 Exhibit 10.21 |
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| November 3, 2015 |
Advanced Environmental Recycling Technologies FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 3, 2015 Advanced Environmental Recycling Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 1-10367 71-0675758 (State or other jurisdiction (C |
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| August 13, 2015 |
Advanced Environmental Recycling Technologies FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 13, 2015 Advanced Environmental Recycling Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 1-10367 71-0675758 (State or other jurisdiction (Co |
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| June 23, 2015 |
Advanced Environmental Recycling Technologies FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 23, 2015 Advanced Environmental Recycling Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 1-10367 71-0675758 (State or other jurisdiction (Comm |
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| April 23, 2015 |
Advanced Environmental Recycling Technologies DEFINITIVE PROXY STATEMENT DEF 14A 1 def14a042315.htm DEFINITIVE PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as p |
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| February 26, 2015 |
Exhibit 12 Exhibit 12 WAIVER January 15, 2014 Advanced Environmental Recycling Technologies, Inc. |
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| February 26, 2015 |
Exhibit 10 Exhibit 10 WAIVER January 15, 2014 Advanced Environmental Recycling Technologies, Inc. |
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| February 26, 2015 |
Exhibit 8 Exhibit 8 WAIVER January 25, 2013 Advanced Environmental Recycling Technologies, Inc. |
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| February 26, 2015 |
EX-99.11 6 d881678dex9911.htm EXHIBIT 11 Exhibit 11 January 15, 2014 Advanced Environmental Recycling Technologies, Inc. 914 N. Jefferson Springdale, Arkansas 72764 Attention: Chief Executive Officer Ladies and Gentlemen: The undersigned, being the holder of all of the issued and outstanding shares of Series E Convertible Preferred Stock of Advanced Environmental Recycling Technologies, Inc., a De |
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| February 26, 2015 |
SC 13D/A UNITED STATES SECURITIES & EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES, INC. (Name of Issuer) Class A Common Stock, par value $0.01 per share (Title of Class of Securities) 00794-71-04 (CUSIP Number) H.I.G. AERT, LLC H.I.G. Capital Partners IV, L.P. Bayside Opportunity |
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| February 26, 2015 |
Exhibit 9 Exhibit 9 February 20, 2013 Advanced Environmental Recycling Technologies, Inc. |
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| February 26, 2015 |
Exhibit 7 Exhibit 7 WAIVER February 29, 2012 Advanced Environmental Recycling Technologies, Inc. |
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| June 24, 2014 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 24, 2014 Advanced Environmental Recycling Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 1-10367 71-0675758 (State or other jurisdiction of in |
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| April 23, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) þ Definitive Proxy State |
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| March 6, 2014 |
Advanced Environmental Recycling Technologies FORM 10-K (Annual Report) f10k030614.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2013 Or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 1-10367 Advanced Environmental Recycling Technologies, |
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| March 6, 2014 |
EX-10.20 3 exh1020.htm EXHIBIT 10.20 Exhibit 10.20 WAIVER January 15, 2014 Advanced Environmental Recycling Technologies, Inc. 914 N. Jefferson Springdale, Arkansas 72764 Attention: Chief Executive Officer Ladies and Gentlemen: Reference hereby is made to that certain Credit Agreement, dated as of March 18, 2011, as amended by that certain First Amendment to Credit Agreement, dated as of May 23, 2 |
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| March 6, 2014 |
EX-10.19 2 exh1019.htm EXHIBIT 10.19 Exhibit 10.19 WAIVER January 15, 2014 Advanced Environmental Recycling Technologies, Inc. 914 N. Jefferson Springdale, Arkansas 72764 Attention: Chief Executive Officer Ladies and Gentlemen: Reference hereby is made to that certain Credit Agreement, dated as of March 18, 2011, as amended by that certain First Amendment to Credit Agreement, dated as of May 23, 2 |
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| March 6, 2014 |
exh1021.htm Exhibit 10.21 January 15, 2014 Advanced Environmental Recycling Technologies, Inc. 914 N. Jefferson Springdale, Arkansas 72764 Attention: Chief Executive Officer Ladies and Gentlemen: The undersigned, being the holder of all of the issued and outstanding shares of Series E Convertible Preferred Stock of Advanced Environmental Recycling Technologies, Inc., a Delaware corporation (the ?C |
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| December 11, 2013 |
Advanced Environmental Recycling Technologies, Inc 914 N. JEFFERSON STREET SPRINGDALE, AR 72764 Telephone: 479-756-7400 Fax: 479-756-7410 December 11, 2013 Mr. John Cash Accounting Branch Chief Division of Corporation Finance United States Securities and Exchange Commission 100 F Street, NE-MS 7010 Washington, D.C. 20549 RE: Advanced Environmental Recycling Technologies, Inc. Form 10-K for the Fis |
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| August 12, 2013 |
8-K 1 f8k081213.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 12, 2013 Advanced Environmental Recycling Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 1-10367 71-0675758 (St |
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| June 20, 2013 |
Submission of Matters to a Vote of Security Holders - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 20, 2013 Advanced Environmental Recycling Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 1-10367 71-0675758 (State or other jurisdiction of in |
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| April 24, 2013 |
DEF 14A 1 def14a042413.htm DEFINITIVE PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [x] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission On |
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| November 16, 2012 |
EXHIBIT 10.1 LOAN AND SECURITY AGREEMENT THIS LOAN AND SECURITY AGREEMENT (together with all schedules, riders and exhibits annexed hereto from time to time, this "Agreement") is entered into this 15th day of November, 2012, between ALOSTAR BANK OF COMMERCE, a state banking institution organized under the laws of the State of Alabama ("Lender"), and ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES, I |
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| November 16, 2012 |
8-K 1 f8k111612.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 15, 2012 Advanced Environmental Recycling Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 1-10367 71-0675758 ( |
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| June 29, 2012 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 27,2012 Advanced Environmental Recycling Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 1-10367 71-0675758 (State or other jurisdiction (Commi |
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| April 27, 2012 |
- DEFINITIVE ADDITIONAL MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy State |
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| April 19, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) þ Definitive Proxy State |
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| March 29, 2012 |
8-K 1 f8k032912.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 29, 2012 Advanced Environmental Recycling Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 1-10367 71-0675758 (Sta |
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| March 15, 2012 |
Exhibit 10.3 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (this “Agreement”) is made as of January 1, 2012, between Advanced Environmental Recycling Technologies, Inc., a Delaware corporation (the “Company”), and Brian Hanna (“Executive”). In consideration of the mutual covenants contained herein and other good and valuable consideration, the receipt and sufficiency of which are hereby acknowled |
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| March 15, 2012 |
Exhibit 10.1 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (this “Agreement”) is made as of March 12, 2012, between Advanced Environmental Recycling Technologies, Inc., a Delaware corporation (the “Company”), and Joe G. Brooks (“Executive”). In consideration of the mutual covenants contained herein and other good and valuable consideration, the receipt and sufficiency of which are hereby acknowle |
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| March 15, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 15, 2012 Advanced Environmental Recycling Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 1-10367 71-0675758 (State or other jurisdiction of i |
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| March 15, 2012 |
Exhibit 10.2 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (this “Agreement”) is made as of January 1, 2012, between Advanced Environmental Recycling Technologies, Inc., a Delaware corporation (the “Company”), and Tim Morrison (“Executive”). In consideration of the mutual covenants contained herein and other good and valuable consideration, the receipt and sufficiency of which are hereby acknowle |
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| February 23, 2012 |
Letter Exhibit 6 February 22, 2012 Advanced Environmental Recycling Technologies, Inc. |
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| February 23, 2012 |
SC 13D/A 1 d305828dsc13da.htm SCHEDULE 13D AMENDMENT NO. 1 UNITED STATES SECURITIES & EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* ADVANCED ENVIRONMENTAL RECYCLING TECHNOLOGIES, INC. (Name of Issuer) Class A Common Stock, par value $0.01 per share (Title of Class of Securities) 00794-71-04 (CUSIP Number) H.I.G. AERT, LLC H.I |
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| February 22, 2012 |
EXHIBIT 10.11 This instrument prepared by and when recorded mail to: Jason N. Bramlett, Esq. Friday, Eldredge & Clark, LLP 3425 N. Futrall Drive, Suite 103 Fayetteville, AR 72703 FIFTH MODIFICATION TO (A) MORTGAGE, SECURITY AGREEMENT AND FIXTURE FILING, AND (B) ASSIGNMENT OF LEASES AND RENTS (Washington County, Arkansas) THIS FIFTH MODIFICATION TO (A) MORTGAGE, SECURITY AGREEMENT AND FIXTURE FILIN |
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| February 22, 2012 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 f8k022212.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 20, 2012 Advanced Environmental Recycling Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 1-10367 71-0675758 ( |
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| February 22, 2012 |
SIXTEENTH LOAN MODIFICATION AGREEMENT EX-10.13 3 exh1013.htm EXHIBIT 10.13 EXHIBIT 10.13 SIXTEENTH LOAN MODIFICATION AGREEMENT THIS SIXTEENTH LOAN MODIFICATION AGREEMENT, executed and effective on the 15th day of February, 2012 (the “Agreement”), is made by and among LIBERTY BANK OF ARKANSAS, an Arkansas state chartered bank whose address is 4706 South Thompson, Suite 101, Springdale, Arkansas 72764, Attention: D. Scott Hancock, Execu |
