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| CIK | 1617113 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Pacer Funds Trust - Pacer CSOP FTSE China A50 ETF
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| July 31, 2020 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM N-8F APPLICATION FOR DEREGISTRATION OF CERTAIN REGISTERED INVESTMENT COMPANIES I. |
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| February 26, 2020 |
AFTY / CSOP FTSE CHINA A50 ETF N-Q - Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act File number: 811-22998 CSOP ETF TRUST on behalf of the following series: CSOP FTSE China A50 ETF CSOP MSCI China A International Hedged ETF (Exact name of Registrant as specified in charter) 2801-2803, Two Exc |
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| February 26, 2020 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT Exhibit 99.CERT CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Ding Chen, certify that: 1. I have reviewed this report on Form N-Q of CSOP ETF Trust on behalf of CSOP FTSE China A50 ETF and CSOP MSCI China A International Hedged ETF; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to sta |
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| January 23, 2020 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on February 03, 2020, pursuant to the provisions of Rule 12d2-2 (a). |
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| January 10, 2020 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on January 21, 2020, pursuant to the provisions of Rule 12d2-2 (a). |
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| August 29, 2019 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT Exhibit 99.CERT CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Ding Chen, certify that: 1. I have reviewed this report on Form N-Q of CSOP ETF Trust on behalf of CSOP FTSE China A50 ETF and CSOP MSCI China A International Hedged ETF; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to sta |
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| August 29, 2019 |
Csop Etf Trust N-Q - Quarterly Schedule of Portfolio Holdings - N-Q N-Q 1 tv526496nq.htm N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act File number: 811-22998 CSOP ETF TRUST on behalf of the following series: CSOP FTSE China A50 ETF CSOP MSCI China A International Hedged ETF (Exact name of Registrant as specified in ch |
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| February 28, 2019 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT EX-99.CERT 2 tv510804ex99-cert.htm EXHIBIT 99.CERT Exhibit 99.CERT CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Ding Chen, certify that: 1. I have reviewed this report on Form N-Q of CSOP ETF Trust on behalf of CSOP FTSE China A50 ETF and CSOP MSCI China A International Hedged ETF; 2. Based on my knowledge, this report does not contain any |
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| February 28, 2019 |
Csop Etf Trust N-Q (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act File number: 811-22998 CSOP ETF TRUST on behalf of the following series: CSOP FTSE China A50 ETF CSOP MSCI China A International Hedged ETF (Exact name of Registrant as specified in charter) 2801-2803, Two Exc |
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| October 1, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on October 12, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
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| August 29, 2018 |
Csop Etf Trust N-Q (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act File number: 811-22998 CSOP ETF TRUST on behalf of the following series: CSOP FTSE China A50 ETF CSOP MSCI China A International Hedged ETF CSOP China CSI 300 A-H Dynamic ETF (Exact name of Registrant as speci |
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| August 29, 2018 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT Exhibit 99.CERT CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Ding Chen, certify that: 1. I have reviewed this report on Form N-Q of CSOP ETF Trust on behalf of CSOP FTSE China A50 ETF, CSOP China CSI 300 A-H Dynamic ETF and CSOP MSCI China A International Hedged ETF; 2. Based on my knowledge, this report does not contain any untrue stateme |
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| February 28, 2018 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT Exhibit 99.CERT CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Ding Chen, certify that: 1. I have reviewed this report on Form N-Q of CSOP ETF Trust on behalf of CSOP FTSE China A50 ETF, CSOP MSCI China A International Hedged ETF and CSOP China CSI 300 A-H Dynamic ETF; 2. Based on my knowledge, this report does not contain any untrue stateme |
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| February 28, 2018 |
Csop Etf Trust FORM N-Q (Quarterly Schedule of Portfolio Holdings) N-Q 1 tv484631nq.htm FORM N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act File number: 811-22998 CSOP ETF TRUST on behalf of the following series: CSOP FTSE China A50 ETF CSOP MSCI China A International Hedged ETF CSOP China CSI 300 A-H Dynamic ETF (Exa |
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| August 22, 2017 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT Exhibit 99.CERT CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Ding Chen, certify that: 1. I have reviewed this report on Form N-Q of CSOP ETF Trust on behalf of CSOP FTSE China A50 ETF, CSOP China CSI 300 A-H Dynamic ETF and CSOP MSCI China A International Hedged ETF; 2. Based on my knowledge, this report does not contain any untrue stateme |
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| August 22, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act File number: 811-22998 CSOP ETF TRUST on behalf of the following series: CSOP FTSE China A50 ETF CSOP MSCI China A International Hedged ETF CSOP China CSI 300 A-H Dynamic ETF (Exact name of Registrant as speci |
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| February 17, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act File number: 811-22998 CSOP ETF TRUST on behalf of the following series: CSOP FTSE China A50 ETF CSOP MSCI China A International Hedged ETF CSOP China CSI 300 A-H Dynamic ETF (Exact name of Registrant as speci |
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| February 17, 2017 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT Exhibit 99.cert. CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Ding Chen, certify that: 1. I have reviewed this report on Form N-Q of CSOP ETF Trust on behalf of CSOP FTSE China A50 ETF, CSOP MSCI China A International Hedged ETF and CSOP China CSI 300 A-H Dynamic ETF; 2. Based on my knowledge, this report does not contain any untrue statem |
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| August 22, 2016 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT Exhibit 99.CERT CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Ding Chen, certify that: 1. I have reviewed this report on Form N-Q of CSOP ETF Trust on behalf of CSOP FTSE China A50 ETF, CSOP China CSI 300 A-H Dynamic ETF and CSOP MSCI China A International Hedged ETF; 2. Based on my knowledge, this report does not contain any untrue stateme |
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| August 22, 2016 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT Exhibit 99.CERT CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Ding Chen, certify that: 1. I have reviewed this report on Form N-Q of CSOP ETF Trust on behalf of CSOP FTSE China A50 ETF, CSOP China CSI 300 A-H Dynamic ETF and CSOP MSCI China A International Hedged ETF; 2. Based on my knowledge, this report does not contain any untrue stateme |
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| August 22, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act File number: 811-22998 CSOP ETF TRUST on behalf of the following series: CSOP FTSE China A50 ETF CSOP MSCI China A International Hedged ETF CSOP China CSI 300 A-H Dynamic ETF (Exact name of Registrant as speci |
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| February 29, 2016 |
N-Q 1 v429402nq.htm N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act File number: 811-22998 CSOP ETF TRUST on behalf of the following series: CSOP FTSE China A50 ETF CSOP MSCI China A International Hedged ETF CSOP China CSI 300 A-H Dynamic ETF (Exact nam |
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| February 29, 2016 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT Exhibit 99.CERT CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Randall Hobbs, certify that: 1. I have reviewed this report on Form N-Q of CSOP ETF Trust on behalf of the CSOP FTSE China A50 ETF, CSOP MSCI China A International Hedged ETF and CSOP China CSI 300 A-H Dynamic ETF; 2. Based on my knowledge, this report does not contain any untrue |
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| August 28, 2015 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Kaison Luk, certify that: 1. |
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| August 28, 2015 |
N-Q 1 v415994nq.htm N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act File number: 811-22998 CSOP ETF TRUST on behalf of the following series: CSOP FTSE China A50 ETF (Exact name of Registrant as specified in charter) 2801-2803, Two Exchange Square, 8 Con |
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| February 27, 2015 |
101 Park Avenue Morgan, Lewis New York, NY 10178 & Bockius LLP Tel.: 212.309.6000 Counselors at Law Fax: 212.309.6001 February 27, 2015 VIA EDGAR Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: CSOP ETF Trust: Pre-Effective Amendment No. 3 to the Registration Statement on Form N-1A (File Nos. 333-198810 and 812-22998) Ladies and Gentlemen: On behalf of our client, CS |
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| February 27, 2015 |
CSOP ETF TRUST ARTICLE 1 of Trust and Offices Exhibit (b) BY-LAWS OF CSOP ETF TRUST ARTICLE 1 Declaration of Trust and Offices 1. |
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| February 27, 2015 |
Exhibit (i) Morgan, Lewis & Bockius LLP 101 Park Avenue New York, NY 10178-0060 Tel: 212. |
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| February 27, 2015 |
Exhibit (l) INITIAL CAPITAL AGREEMENT CSOP ETF Trust (the "Trust"), a Delaware statutory trust, and CSOP Asset Management Limited ("Company"), a corporation organized and existing under the laws of Hong Kong, hereby agree as of 26 February, 2015 as follows: 1. |
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| February 27, 2015 |
Exhibit (d) ADVISORY AGREEMENT ADVISORY AGREEMENT (the “Agreement”) made as of this day of February, 2015 by and between CSOP ETF TRUST (the “Trust”), a Delaware statutory trust registered as an investment company under the Investment Company Act of 1940, as amended (the “1940 Act”), and CSOP ASSET MANAGEMENT LIMITED, a subsidiary of China Southern Asset Management Co. |
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| February 27, 2015 |
Exhibit 99.(g) CUSTODIAN AGREEMENT THIS AGREEMENT, dated as of February 23, 2015, between CSOP ETF Trust, a statutory trust organized under the laws of the State of Delaware (the Trust), on behalf of its portfolios listed on Schedule A attached hereto, severally and not jointly (each a Fund and, collectively, the Funds), registered with the Securities and Exchange Commission under the Investment C |
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| February 27, 2015 |
State of Delaware Certificate of Trust Exhibit (a)(1) State of Delaware Certificate of Trust This Certificate of Trust of CSOP ETF Trust, a statutory trust (the “Trust”), executed by the undersigned trustee, and filed under and in accordance with the provisions of the Delaware Statutory Trust Act (Title 12 of the Delaware Code, Section 3801 et seq. |
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| February 27, 2015 |
ADMINISTRATIVE AGENCY AGREEMENT Exhibit (h)(1) FINAL ADMINISTRATIVE AGENCY AGREEMENT THIS AGREEMENT is made as of February 25, 2015 by and between BROWN BROTHERS HARRIMAN & CO. |
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| February 27, 2015 |
Exhibit (h)(3) EXPENSE LIMITATION AGREEMENT EXPENSE LIMITATION AGREEMENT, effective as of February 27, 2015 by and between CSOP Asset Management Limited (the “Adviser”) and CSOP ETF Trust (the “Trust”) (the “Agreement”), on behalf of each series of the Trust set forth in Schedule A attached hereto (each a “Fund,” and collectively, the “Funds”). |
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| February 27, 2015 |
csop ETF Trust Code of Ethics Adopted Under Rule 17j-1 Exhibit (p)(1) csop ETF Trust Code of Ethics Adopted Under Rule 17j-1 CSOP ETF Trust (the “Trust”) is confident that their officers, Trustees and other persons involved with the business of the Trust and each of its series (the “Funds”) act with integrity and good faith. |
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| February 27, 2015 |
AUTHORIZED PARTICIPANT AGREEMENT CSOP ETF TRUST Exhibit (h)(2) AUTHORIZED PARTICIPANT AGREEMENT FOR CSOP ETF TRUST This Authorized Participant Agreement (the “Agreement”) is entered into by and between ALPS Distributors, Inc. |
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| February 27, 2015 |
DECLARATION OF TRUST CSOP ETF Trust Exhibit (a)(2) DECLARATION OF TRUST OF CSOP ETF Trust THIS DECLARATION OF TRUST is made and entered into as of the date set forth below by the Trustee named hereunder. |
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| February 27, 2015 |
CSOP ASSET MANAGEMENT LIMITED – CODE OF ETHICS Exhibit (p)(2) CSOP ASSET MANAGEMENT LIMITED – CODE OF ETHICS CSOP Asset Management Limited (“CSOP”) stands as a fiduciary to each of its clients. |
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| February 27, 2015 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit (j) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the use in this Registration Statement on Form N-1A of our report dated February 27, 2015, relating to the Statement of Assets and Liabilities of CSOP FTSE China A50 ETF, which appears in such Registration Statement. |
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| February 27, 2015 |
Exhibit (e) DISTRIBUTION AGREEMENT THIS AGREEMENT is made as of February 5, 2015, between CSOP ETF Trust, a Delaware statutory trust (the “Fund”), on behalf of each series listed in Appendix A hereto, and ALPS Distributors, Inc. |
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| February 27, 2015 |
Csop Etf Trust N-1A/A - - N-1A/A AS FILED WITH THE U.S. SECURITIES AND EXCHANGE COMMISSION ON FEBRUARY 27, 2015 File No. 333-198810 File No. 812-22998 U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-1A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 // PRE-EFFECTIVE AMENDMENT NO. 3 /X/ AND REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 // AMENDMENT NO. 3 /X/ CSOP ETF TRUST (Exact Nam |
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| February 13, 2015 |
DECLARATION OF TRUST CSOP ETF Trust Exhibit (a)(2) DECLARATION OF TRUST OF CSOP ETF Trust THIS DECLARATION OF TRUST is made and entered into as of the date set forth below by the Trustee named hereunder. |
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| February 13, 2015 |
Csop Etf Trust N-1A/A - - N-1A/A AS FILED WITH THE U.S. SECURITIES AND EXCHANGE COMMISSION ON FEBRUARY 13, 2014 File No. 333-198810 File No. 811-22998 U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-1A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ¨ PRE-EFFECTIVE AMENDMENT NO. 2 x AND REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 ¨ AMENDMENT NO. 2 x CSOP ETF TRUST (Exact Name of R |
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| February 13, 2015 |
CSOP ETF TRUST ARTICLE 1 of Trust and Offices Exhibit (b) BY-LAWS OF CSOP ETF TRUST ARTICLE 1 Declaration of Trust and Offices 1. |
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| February 13, 2015 |
State of Delaware Certificate of Trust Exhibit (a)(1) State of Delaware Certificate of Trust This Certificate of Trust of CSOP ETF Trust, a statutory trust (the “Trust”), executed by the undersigned trustee, and filed under and in accordance with the provisions of the Delaware Statutory Trust Act (Title 12 of the Delaware Code, Section 3801 et seq. |
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| February 13, 2015 |
COVER 11 filename11.htm 101 Park Avenue Morgan, Lewis New York, NY 10178 & Bockius LLP Tel.: 212.309.6000 Counselors at Law Fax: 212.309.6001 February 13, 2015 VIA EDGAR Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: CSOP ETF Trust: Pre-Effective Amendment No. 2 to the Registration Statement on Form N-1A (File Nos. 333-198810 and 811-22998) Ladies and Gentlemen: On |
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| February 13, 2015 |
CSOP ASSET MANAGEMENT LIMITED – CODE OF ETHICS Exhibit (p)(2) CSOP ASSET MANAGEMENT LIMITED – CODE OF ETHICS CSOP Asset Management Limited (“CSOP”) stands as a fiduciary to each of its clients. |
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| February 13, 2015 |
csop ETF Trust Code of Ethics Adopted Under Rule 17j-1 Exhibit (p)(1) csop ETF Trust Code of Ethics Adopted Under Rule 17j-1 CSOP ETF Trust (the “Trust”) is confident that their officers, Trustees and other persons involved with the business of the Trust and each of its series (the “Funds”) act with integrity and good faith. |
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| February 13, 2015 |
Exhibit (d) ADVISORY AGREEMENT ADVISORY AGREEMENT (the “Agreement”) made as of this day of February, 2015 by and between CSOP ETF TRUST (the “Trust”), a Delaware statutory trust registered as an investment company under the Investment Company Act of 1940, as amended (the “1940 Act”), and CSOP ASSET MANAGEMENT LIMITED, a subsidiary of China Southern Asset Management Co. |
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| November 17, 2014 |
101 Park Avenue Morgan, Lewis New York, NY 10178 & Bockius LLP Tel.: 212.309.6000 Counselors at Law Fax: 212.309.6001 Richard F. Morris Partner 212.309.6650 [email protected] November 17, 2014 FILED AS EDGAR CORRESPONDENCE John Grzeskiewicz Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, D.C. 20549-6010 Re: CSOP ETF Trust, File Nos. 33 |
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| November 17, 2014 |
Csop Etf Trust N-1A/A - - N-1A/A N-1A/A 1 v394494n1aa.htm N-1A/A AS FILED WITH THE U.S. SECURITIES AND EXCHANGE COMMISSION ON NOVEMBER 17, 2014 File No. 333-198810 File No. 812-22998 U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-1A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 x PRE-EFFECTIVE AMENDMENT NO. 1 x AND REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 x AMENDMENT NO. 1 x |
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| November 17, 2014 |
101 Park Avenue Morgan, Lewis New York, NY 10178 & Bockius LLP Tel.: 212.309.6000 Counselors at Law Fax: 212.309.6001 November 17, 2014 VIA EDGAR Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: CSOP ETF Trust: Pre-Effective Amendment No. 1 to the Registration Statement on Form N-1A (File Nos. 333-198810 and 812-14353) Ladies and Gentlemen: On behalf of our client, CS |
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| September 18, 2014 |
Csop Etf Trust N-1A - - REGISTRATION STATEMENT AS FILED WITH THE U.S. SECURITIES AND EXCHANGE COMMISSION ON SEPTEMBER 18, 2014 File No. 333- File No. 811-22998 U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-1A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 x POST-EFFECTIVE AMENDMENT NO. ¨ AND REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 x AMENDMENT NO. ¨ CSOP ETF TRUST (Exact Name of Registran |
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| September 18, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-8A NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(a) OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned investment company hereby notifies the U.S. Securities and Exchange Commission that it registers under and pursuant to the provisions of Section 8(a) of the Investment Company Act of 1940 and in connectio |
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| September 18, 2014 |
State of Delaware Certificate of Trust Exhibit (a)(1) State of Delaware Certificate of Trust This Certificate of Trust of CSOP ETF Trust, a statutory trust (the “Trust”), executed by the undersigned trustee, and filed under and in accordance with the provisions of the Delaware Statutory Trust Act (Title 12 of the Delaware Code, Section 3801 et seq. |
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| September 18, 2014 |
101 Park Avenue Morgan, Lewis New York, NY 10178 & Bockius LLP Tel.: 212.309.6000 Counselors at Law Fax: 212.309.6001 September 18, 2014 VIA EDGAR Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: CSOP ETF Trust: Initial Registration Statement on Form N-1A (File Nos. 333- and 811-22998) Ladies and Gentlemen: On behalf of our client, CSOP ETF Trust (the “Trust”), we are |
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| September 18, 2014 |
EX-99.(D) 3 v389404ex99-d.htm FORM OF INVESTMENT ADVISORY AGREEMENT Exhibit (d) FORM OF ADVISORY AGREEMENT ADVISORY AGREEMENT (the “Agreement”) made as of this day of , 20 by and between CSOP ETF TRUST (the “Trust”), a Delaware statutory trust registered as an investment company under the Investment Company Act of 1940, as amended (the “1940 Act”), and CSOP ASSET MANAGEMENT LIMITED, a subsidiary o |
