APUE / Trust for Professional Managers - ActivePassive U.S. Equity ETF - Pengajuan SECLaporan Tahunan, Pernyataan Proksi

Column Small Cap Fund

Column Small Cap Fund Schedule of Investments May 31, 2025 (Unaudited) COMMON STOCKS - 94.

Column Small Cap Select Fund

Column Small Cap Select Fund Schedule of Investments May 31, 2025 (Unaudited) COMMON STOCKS - 92.

Column Mid Cap Fund

Column Mid Cap Fund Schedule of Investments May 31, 2025 (Unaudited) COMMON STOCKS - 94.

Column Mid Cap Select Fund

Column Mid Cap Select Fund Schedule of Investments May 31, 2025 (Unaudited) COMMON STOCKS - 93.

Mairs and Power Minnesota Municipal Bond ETF

Mairs and Power Minnesota Municipal Bond ETF Schedule of Investments September 30, 2024 (Unaudited) MUNICIPAL BONDS - 98.

ActivePassive International Equity ETF

ActivePassive International Equity ETF Schedule of Investments November 30, 2024 (Unaudited) COMMON STOCKS - 98.

ActivePassive U.S. Equity ETF

ActivePassive U.S. Equity ETF Schedule of Investments November 30, 2024 (Unaudited) COMMON STOCKS - 91.9% Shares Value Automobiles & Components - 1.9% General Motors Co. 67,137 $ 3,732,146 Tesla, Inc. (a) 82,873 28,604,445 32,336,591 Banks - 3.0% Bank of America Corp. 180,531 8,577,028 Citigroup, Inc. 93,427 6,621,171 JPMorgan Chase & Co. 105,032 26,228,591 Wells Fargo & Co. 141,548 10,781,711 52,

ActivePassive Intermediate Municipal Bond ETF

ActivePassive Intermediate Municipal Bond ETF Schedule of Investments November 30, 2024 (Unaudited) MUNICIPAL BONDS - 94.

ActivePassive Core Bond ETF

ActivePassive Core Bond ETF Schedule of Investments November 30, 2024 (Unaudited) U.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14C INFORMATION INFORMATION STATEMENT PURSUANT TO SECTION 14(c) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14C INFORMATION INFORMATION STATEMENT PURSUANT TO SECTION 14(c) OF THE SECURITIES EXCHANGE ACT OF 1934 Check the appropriate box: [ ] Preliminary Information Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) [X] Definitive Information Statement Trust for Professional Manager

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14C INFORMATION INFORMATION STATEMENT PURSUANT TO SECTION 14(c) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14C INFORMATION INFORMATION STATEMENT PURSUANT TO SECTION 14(c) OF THE SECURITIES EXCHANGE ACT OF 1934 Check the appropriate box: [ ] Preliminary Information Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) [X] Definitive Information Statement Trust for Professional Manager

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive

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U.S. Bank Global Fund Services 615 East Michigan Street Milwaukee, Wisconsin 53202 October 29, 2024 VIA EDGAR TRANSMISSION Ms. Valerie Lithotomos United States Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 RE: Trust for Professional Managers (the “Trust”) Securities Act Registration No: 333-62298 Investment Company Registration No: 8

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ☐ Check the appropriate box: x Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive

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U.S. Bank Global Fund Services 615 East Michigan Street Milwaukee, Wisconsin 53202 October 10, 2024 VIA EDGAR TRANSMISSION Ms. Valerie Lithotomos United States Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: Trust for Professional Managers (the “Trust”) Securities Act Registration No: 333-62298 Investment Company Act Registration N

October XX, 2024

October XX, 2024 Client Name Client Address Dear Client, We are sending you this letter because you are a shareholder of one or more of Jensen’s Funds (the Jensen Quality Growth Fund, the Jensen Quality Mid Cap Fund (formerly named the “Jensen Quality Value Fund”), the Jensen Global Quality Growth Fund, and/or the Jensen Quality Growth ETF).

Subject: Action Required: Upcoming Routine Voting Proxy

Subject: Action Required: Upcoming Routine Voting Proxy Dear [Client’s Name], I hope this message finds you well.

TRUST FOR PROFESSIONAL MANAGERS Jensen Quality Mid Cap Fund* Jensen Global Quality Growth Fund Jensen Quality Growth ETF

TRUST FOR PROFESSIONAL MANAGERS Jensen Quality Mid Cap Fund* Jensen Global Quality Growth Fund Jensen Quality Growth ETF Dear Financial Professional, We want to make you aware that your clients that hold shares in the above-mentioned Funds (the “Funds”) as of the record date of August 26, 2024 for the Jensen Quality Mid Cap Fund and Jensen Global Quality Growth Fund, and as of the record date of September 20, 2024 for the Jensen Quality Growth ETF, will soon be receiving proxy materials regarding the Special Meeting of Shareholders, slated for November 1, 2024.

September XX, 2024

September XX, 2024 Client Name Client Address Dear Client, As a shareholder of the Jensen Quality Growth Fund, the Jensen Quality Mid Cap Fund (formerly named the “Jensen Quality Value Fund”), the Jensen Global Quality Growth Fund, and/or the Jensen Quality Growth ETF (collectively, “Funds”), you will soon receive important materials containing proxy statements and details regarding the upcoming special meetings of shareholders.

IMPORTANT INFORMATION BELOW - PLEASE READ!

IMPORTANT INFORMATION BELOW - PLEASE READ! Dear Shareholder, I am writing to request your assistance as a valued shareholder of the Jensen Quality Mid Cap Fund*, Jensen Global Quality Growth Fund and/or Jensen Quality Growth ETF (each, a “Fund,” and collectively, the “Funds”).

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U.S. Bank Global Fund Services 615 East Michigan Street Milwaukee, Wisconsin 53202 September 24, 2024 VIA EDGAR TRANSMISSION Ms. Valerie Lithotomos United States Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: Trust for Professional Managers (the “Trust”) Securities Act Registration No: 333-62298 Investment Company Act Registration

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive

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U.S. Bank Global Fund Services 615 East Michigan Street Milwaukee, Wisconsin 53202 September 18, 2024 VIA EDGAR TRANSMISSION Ms. Valerie Lithomos United States Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: Trust for Professional Managers (the “Trust”) Securities Act Registration No: 333-62298 Investment Company Act Registration N

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U.S. Bank Global Fund Services 615 East Michigan Street Milwaukee, Wisconsin 53202 September 18, 2024 VIA EDGAR TRANSMISSION Ms. Valerie Lithomos United States Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: Trust for Professional Managers (the “Trust”) Securities Act Registration No: 333-62298 Investment Company Act Registration N

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Please note that this letter and other documents are in draft form, and in no way reflect the Trust’s or Fund management’s final intent with respect to the filing discussed herein.

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Please note that this letter and other documents are in draft form, and in no way reflect the Trust’s or Fund management’s final intent with respect to the filing discussed herein.

2

Trust for Professional Managers c/o U.S. Bank Global Fund Services 615 East Michigan Street Milwaukee, Wisconsin 53202 September 6, 2024 VIA EDGAR TRANSMISSION Ms. Megan Miller United States Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: Trust for Professional Managers (the “Trust”) Securities Act Registration No: 333-62298 Invest

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. __)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ☐ Check the appropriate box: x Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 TRUST FOR PROFESSIONAL MANAGERS (Exact name of

8-A12B 1 jensentpmetf8-a12b.htm JENSEN ETF 8-A12B As filed with the Securities and Exchange Commission on August 9, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 TRUST FOR PROFESSIONAL MANAGERS (Exact name of registrant as specified in it

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Trust for Professional Managers 615 East Michigan Street Milwaukee, WI 53202 August 8, 2024 VIA EDGAR TRANSMISSION Ms.

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Trust for Professional Managers 615 East Michigan Street Milwaukee, WI 53202 August 2, 2024 VIA EDGAR TRANSMISSION Ms.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Trust for Professional Managers (Exact name of

As filed with the Securities and Exchange Commission on March 13, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

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U.S. Bank Global Fund Services 615 East Michigan Street Milwaukee, Wisconsin 53202 July 25, 2023 VIA EDGAR TRANSMISSION Ms. Emily Rowland United States Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: Trust for Professional Managers (the “Trust”) Securities Act Registration No: 333-62298 Investment Company Act Registration No: 811-1

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U.S. Bank Global Fund Services 615 East Michigan Street Milwaukee, Wisconsin 53202 July 20, 2023 VIA EDGAR TRANSMISSION Ms. Emily Rowland United States Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: Trust for Professional Managers (the “Trust”) Securities Act Registration No: 333-62298 Investment Company Act Registration No: 811-1

Security Description

Mairs & Power Small Cap Fund SCHEDULE OF INVESTMENTS (unaudited) March 31, 2023 Shares Security Description Value COMMON STOCKS 100.

Security Description

Mairs & Power Growth Fund SCHEDULE OF INVESTMENTS (unaudited) March 31, 2023 Shares Security Description Value COMMON STOCKS 99.

Par Value

Mairs & Power Balanced Fund SCHEDULE OF INVESTMENTS (unaudited) March 31, 2023 Par Value Security Description Value FIXED INCOME SECURITIES 34.

Par Value

Mairs & Power Minnesota Municipal Bond ETF SCHEDULE OF INVESTMENTS (unaudited) March 31, 2023 Par Value Security Description Value FIXED INCOME SECURITIES 97.

Trust for Professional Managers

Trust for Professional Managers c/o U.S. Bank Global Fund Services 615 East Michigan Street Milwaukee, Wisconsin 53202 May 10, 2023 VIA EDGAR TRANSMISSION Mr. John Kernan United States Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: Trust for Professional Managers (the “Trust”) Securities Act Registration No: 333-62298 Investment C

Level 1

Terra Firma US Concentrated Realty Equity Fund Schedule of Investments March 31, 2023 (Unaudited) Shares Value COMMON STOCKS - 6.

(Proceeds $12,163,798)

1 Convergence Long/Short Equity ETF Schedule of Investments February 28, 2023 (Unaudited) Shares Value Common Stocks — 114 .

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Trust for Professional Managers (Exact name of

As filed with the Securities and Exchange Commission on April [...], 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Trust for Professional Managers (Exact name of registrant as specified in its charter) Delaware (State of incorporation or

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U.S. Bank Global Fund Services 615 East Michigan Street Milwaukee, Wisconsin 53202 April 13, 2023 VIA EDGAR TRANSMISSION Ms. Emily Rowland United States Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: Trust for Professional Managers (the “Trust”) Securities Act Registration No: 333-62298 Investment Company Act Registration No: 811-

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U.S. Bank Global Fund Services 615 East Michigan Street Milwaukee, Wisconsin 53202 March 30, 2023 VIA EDGAR TRANSMISSION Ms. Valerie Lithotmos United States Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: Trust for Professional Managers (the “Trust”) Securities Act Registration No: 333-270257 RiverPark Strategic Income Fund (S00008

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933

As filed with the Securities and Exchange Commission on March 3, 2023 1933 Act Registration File No.

Filed Herewith.

TRUST FOR PROFESSIONAL MANAGERS on behalf of the funds managed by CrossingBridge Advisors, LLC AMENDED AND RESTATED SHAREHOLDER SERVICING PLAN WHEREAS: Trust for Professional Managers (the “Trust”) is registered as an open-end investment company under the Investment Company Act of 1940, as amended (the “Act”).

Filed Herewith.

THIRD AMENDMENT TO THE TRUST FOR PROFESSIONAL MANAGERS OPERATING EXPENSE LIMITATION AGREEMENT with CROSSINGBRIDGE ADVISORS, LLC THIS THIRD AMENDMENT dated as of […], 2023, to the Operating Expense Limitation Agreement, dated as of November 3, 2017, as amended October 24, 2019 and February 19, 2021 (the “Agreement”), is entered into by and between TRUST FOR PROFESSIONAL MANAGERS (the “Trust”), on behalf of the series of the Trust as indicated on Schedule A to the Agreement, as may be amended from time to time (each a “Fund,” and collectively the “Funds”), and CROSSINGBRIDGE ADVISORS, LLC (hereinafter called the “Adviser”).

Filed Herewith.

March 3, 2023 Trust for Professional Managers 615 East Michigan Street, 2nd Floor Milwaukee, Wisconsin 53202 Ladies and Gentlemen: We have acted as counsel to Trust for Professional Managers, a Delaware statutory trust (the “Trust”), in connection with the preparation and filing with the U.

U.S. Bank Global Fund Services

U.S. Bank Global Fund Services 615 East Michigan Street Milwaukee, WI 53202 March 3, 2023 VIA EDGAR United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 RE: Trust for Professional Managers (the “Trust”) Securities Act Registration No: 333-261006 Investment Company Registration No: 811-10401 RiverPark Strategic Income Fund Ladies and Gentlemen: On behalf of the

Filed Herewith.

Trust for Professional Managers on behalf of CrossingBridge Low Duration High Yield Fund RiverPark Strategic Income Fund AMENDED AND RESTATED DISTRIBUTION PLAN (12b-1 Plan) The following Distribution Plan (the “Plan”) has been adopted pursuant to Rule 12b-1 under the Investment Company Act of 1940, as amended (the “Act”), by Trust for Professional Managers (the “Trust”), a Delaware statutory trust, on behalf of the Retail Class shares of the CrossingBridge Low Duration High Yield Fund and the RiverPark Strategic Income Fund (each a “Fund”, and together, the “Funds”), each a series of the Trust.

Filed Herewith.

SECOND AMENDMENT TO THE TRUST FOR PROFESSIONAL MANAGERS INVESTMENT ADVISORY AGREEMENT with CROSSINGBRIDGE ADVISORS, LLC THIS SECOND AMENDMENT dated as of […], 2023, to the Investment Advisory Agreement, dated as of November 3, 2017, as amended February 19, 2021 (the “Agreement”) is entered into by and between TRUST FOR PROFESSIONAL MANAGERS (the “Trust”), on behalf of the series of the Trust as indicated on Schedule A to the Agreement, as may be amended from time to time (each, a “Fund,” and collectively, the “Funds”), and CROSSINGBRIDGE ADVISORS, LLC (hereinafter called the “Adviser”).

Filed Herewith.

PROXY TABULATOR To vote by Internet 1) Read the Proxy Statement and have the proxy card below at hand.

Filed Herewith.

CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of our report dated November 29, 2022, relating to the financial statements and financial highlights of RiverPark Strategic Income Fund, a series of RiverPark Funds Trust, for the year ended September 30, 2022, and to the references to our firm under the heading “Comparison of Other Service Providers” in the Combined Proxy Statement and Prospectus.

Filed Herewith.

TRUST FOR PROFESSIONAL MANAGERS AMENDED AND RESTATED RULE 18f-3 MULTIPLE CLASS PLAN on behalf of CrossingBridge Low Duration High Yield Fund CrossingBridge Ultra-Short Duration Fund CrossingBridge Responsible Credit Fund RiverPark Strategic Income Fund Trust for Professional Managers (the “Trust”), on behalf of its series, the CrossingBridge Low Duration High Yield Fund, CrossingBridge Ultra-Short Duration Fund, CrossingBridge Responsible Credit Fund and RiverPark Strategic Income Fund (each, a Fund and together, the “Funds”), has elected to rely on Rule 18f‑3 under the Investment Company Act of 1940, as amended (the “1940 Act”), in offering multiple classes of shares of the Funds.

Face Amount†/

CrossingBridge Ultra-Short Duration Fund Schedule of Investments December 31, 2022 (Unaudited) Face Amount†/ Number of Shares Value Asset Backed Securities - 7.

Face Amount†/

NPORT-EX 2 hy-nport.htm NPORT-EX CrossingBridge Low Duration High Yield Fund Schedule of Investments December 31, 2022 (Unaudited) Face Amount†/ Number of Shares Value Asset Backed Securities - 2.56% Finance and Insurance - 0.43% HTS Fund I LLC 2021-1, 1.410%, 08/25/2036 (a) 1,000,000 985,049 MMAF Equipment Finance LLC 2022-B, 5.570%, 09/09/2025 (a) 941,000 942,370 1,927,419 Transportation and War

Face Amount†/

CrossingBridge Responsible Credit Fund Schedule of Investments December 31, 2022 (Unaudited) Face Amount†/ Number of Shares Value Asset Backed Securities - 6.

Number of

CrossingBridge Pre-Merger SPAC ETF Schedule of Investments December 31, 2022 (Unaudited) Number of Shares Value Special Purpose Acquisition Companies - 88.

Performance Trust Credit Fund

NPORT-EX 2 credit-nport.htm NPORT-EX Performance Trust Credit Fund Schedule of Investments November 30, 2022 (Unaudited) Principal Amount Value ASSET BACKED SECURITIES - 7.34% American Credit Acceptance Receivables Trust 2022-3, 4.860%, 10/13/2028 (a) $ 1,000,000 $ 961,648 Exeter Automobile Receivables Trust 2022-2A, 3.850%, 07/17/2028 1,000,000 948,286 2022-4A, 4.920%, 12/15/2028 1,000,000 941,55

Performance Trust Strategic Bond Fund

Performance Trust Strategic Bond Fund Schedule of Investments November 30, 2022 (Unaudited) Principal Amount Value ASSET BACKED SECURITIES - 3.

Performance Trust Municipal Bond Fund

NPORT-EX 2 municipal-nport.htm NPORT-EX Performance Trust Municipal Bond Fund Schedule of Investments November 30, 2022 (Unaudited) Principal Amount Value AGENCY COMMERCIAL MORTGAGE BACKED SECURITIES - 4.29% Freddie Mac Multifamily ML Certificates 0.953%, 07/25/2036 (a) $ 86,000,000 $ 5,012,940 0.984%, 09/25/2036 (a) 54,393,000 3,830,899 2020-ML07, 2.015%, 10/25/2036 (a)(b)(c) 15,346,849 2,482,199

Shares

Dearborn Partners Rising Dividend Fund Schedule of Investments November 30, 2022 (Unaudited) Shares Value COMMON STOCKS - 93.

Level 1

NPORT-EX 2 pmcde-nport.htm NPORT-EX PMC Diversified Equity Fund Schedule of Investments November 30, 2022 (Unaudited) Shares Value COMMON STOCKS - 95.92% Accommodation - 0.39% InterContinental Hotels Group PLC - ADR (c) 11,671 $ 686,488 Las Vegas Sands Corp. (a) 13,756 644,331 Marriott International, Inc. 3,899 644,700 MGM Resorts International 32,899 1,212,657 Red Rock Resorts, Inc. (c) 4,233 190

Level 1

PMC Core Fixed Income Fund Schedule of Investments November 30, 2022 (Unaudited) Principal Amount Value ASSET BACKED SECURITIES - 9.

Bright Rock Quality Large Cap Fund

NPORT-EX 2 largecap.htm Bright Rock Quality Large Cap Fund Schedule of Investments November 30, 2022 (Unaudited) Shares Value COMMON STOCKS - 87.88% Banks - 4.75% JPMorgan Chase & Co. 110,000 $ 15,199,800 Beverages - 3.48% PepsiCo, Inc. 60,000 11,130,600 Capital Markets - 5.24% BlackRock, Inc. 10,500 7,518,000 Moody's Corp. 11,000 3,280,970 T. Price Rowe Group, Inc. 48,000 5,995,680 16,794,650 Che

Bright Rock Mid Cap Growth Fund

NPORT-EX 2 midcap.htm Bright Rock Mid Cap Growth Fund Schedule of Investments November 30, 2022 (Unaudited) Shares Value COMMON STOCKS - 100.00% Air Freight & Logistics - 1.62% CH Robinson Worldwide, Inc. 15,000 $ 1,503,300 Auto Components - 1.87% Gentex Corp. 60,000 1,734,000 Beverages - 5.27% Brown-Forman Corp. - Class B 29,500 2,154,090 Monster Beverage Corp. (b) 26,500 2,725,790 4,879,880 Buil

Security Description

Mairs and Power Small Cap Fund SCHEDULE OF INVESTMENTS (unaudited) September 30, 2022 Shares Security Description Fair Value COMMON STOCKS 99.

Security Description

Mairs & Power Growth Fund SCHEDULE OF INVESTMENTS (unaudited) September 30, 2022 Shares Security Description Fair Value COMMON STOCKS 99.

Par Value

Mairs and Power Minnesota Municipal Bond ETF SCHEDULE OF INVESTMENTS (unaudited) September 30, 2022 Par Value Security Description Fair Value FIXED INCOME SECURITIES 98.

Par Value

Mairs and Power Balanced Fund SCHEDULE OF INVESTMENTS (unaudited) September 30, 2022 Par Value Security Description Fair Value FIXED INCOME SECURITIES 34.

by the

1 Convergence Long/Short Equity ETF Schedule of Investments August 31, 2022 (Unaudited) Shares Value Common Stocks — 117 .

SA (a)

1 Jensen Global Quality Growth Fund Schedule of Investments August 31, 2022 (Unaudited) Shares Value Common Stocks — 97.

by the

1 Jensen Quality Value Fund Schedule of Investments August 31, 2022 (Unaudited) Shares Value Common Stocks — 98.

September 30, 2022 (Unaudited)

Terra Firma US Concentrated Realty Equity Fund Schedule of Investments September 30, 2022 (Unaudited) Shares Value COMMON STOCKS - 6.

Inc. (a)

1 Rockefeller Climate Solutions Fund Schedule of Investments August 31, 2022 (Unaudited) Shares Value Common Stocks — 94.

by the

1 Barrett Growth Fund Schedule of Investments August 31, 2022 (Unaudited) Shares Value Common Stocks — 96 .

Face Amount† /

CrossingBridge Low Duration High Yield Fund Schedule of Investments June 30, 2022 (Unaudited) Face Amount† / Number of Shares Value Asset Backed Securities - 0.

Face Amount† /

CrossingBridge Responsible Credit Fund Schedule of Investments June 30, 2022 (Unaudited) Face Amount† / Number of Shares Value Asset Backed Securities - 9.

Number of

CrossingBridge Pre-Merger SPAC ETF Schedule of Investments June 30, 2022 (Unaudited) Number of Shares Value Special Purpose Acquisition Companies - 94.

Face Amount† /

CrossingBridge Ultra-Short Duration Fund Schedule of Investments June 30, 2022 (Unaudited) Face Amount† / Number of Shares Value Asset Backed Securities - 7.

Performance Trust Credit Fund

Performance Trust Credit Fund Schedule of Investments May 31, 2022 (Unaudited) Principal Amount Value ASSET BACKED SECURITIES - 1.

Performance Trust Strategic Bond Fund

Performance Trust Strategic Bond Fund Schedule of Investments May 31, 2022 (Unaudited) Principal Amount Value ASSET BACKED SECURITIES - 1.

Performance Trust Municipal Bond Fund

Performance Trust Municipal Bond Fund Schedule of Investments May 31, 2022 (Unaudited) Principal Amount Value AGENCY COMMERCIAL MORTGAGE BACKED SECURITIES - 2.

Level 1

PMC Core Fixed Income Fund Schedule of Investments May 31, 2022 (Unaudited) Principal Amount Value ASSET BACKED SECURITIES - 8.

Level 1

PMC Diversified Equity Fund Schedule of Investments May 31, 2022 (Unaudited) Shares Value COMMON STOCKS - 96.

Shares

Dearborn Partners Rising Dividend Fund Schedule of Investments May 31, 2022 (Unaudited) Shares Value COMMON STOCKS - 93.

Bright Rock Quality Large Cap Fund

Bright Rock Quality Large Cap Fund Schedule of Investments May 31, 2022 (Unaudited) Shares Value COMMON STOCKS - 88.

Bright Rock Mid Cap Growth Fund

Bright Rock Mid Cap Growth Fund Schedule of Investments May 31, 2022 (Unaudited) Shares Value COMMON STOCKS - 95.

Par Value

Mairs & Power Minnesota Municipal Bond ETF SCHEDULE OF INVESTMENTS (Unaudited) March 31, 2022 Par Value Security Description Fair Value FIXED INCOME SECURITIES 98.

Level 1

Convergence Long/Short Equity ETF Schedule of Investments February 28, 2022 (Unaudited) Shares Value COMMON STOCKS* - 119.

Level 1

Barrett Growth Fund Schedule of Investments February 28, 2022 (Unaudited) Shares Value COMMON STOCKS - 94.

Level 1

Terra Firma US Concentrated Realty Equity Fund Schedule of Investments March 31, 2022 (Unaudited) Shares Value COMMON STOCKS - 2.

Level 1

Jensen Quality Value Fund Schedule of Investments February 28, 2022 (Unaudited) Shares Value COMMON STOCKS - 97.

Level 1

Jensen Global Quality Growth Fund Schedule of Investments February 28, 2022 (Unaudited) Shares Value COMMON STOCKS - 98.

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Trust for Professional Managers c/o U.S. Bank Global Fund Services 615 East Michigan Street Milwaukee, WI 53202 April 13, 2022 VIA EDGAR TRANSMISSION Mr. Jeremy Esperon United States Securities and Exchange Commission Division of Investment Management 100 F Street N.E. Washington, D.C. 20549 RE: Trust for Professional Managers (the ?Trust?) File Nos.: 333-62298 and 811-10401 Mairs & Power Small Ca

Level 1

Rockefeller Climate Solutions Fund Schedule of Investments February 28, 2022 (Unaudited) Shares Value Common Stocks - 96.

Level 1

Rockefeller Intermediate Tax Exempt New York Bond Fund Schedule of Investments February 28, 2022 (Unaudited) Principal Amount Value Municipal Bonds - 98.

Level 1

Rockefeller Intermediate Tax Exempt National Bond Fund Schedule of Investments February 28, 2022 (Unaudited) Principal Amount Value Municipal Bonds - 100.

Level 1

Rockefeller Equity Allocation Fund Schedule of Investments February 28, 2022 (Unaudited) Shares Value Common Stocks - 94.

Level 1

Rockefeller Core Taxable Bond Fund Schedule of Investments February 28, 2022 (Unaudited) Principal Amount Value Asset Backed Securities - 1.

Dear Valued Shareholder,

Mairs & Power W1520 332 Minnesota Street St. Paul, Minnesota 55101 Dear Valued Shareholder, Thank you for being an investor in the Mairs & Power Funds. You are a significant shareholder, and your proxy vote is critical. You were recently sent proxy materials for the upcoming Special Meeting of Shareholders scheduled for March 30th. If you have not yet cast your important proxy vote, please do so t

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. [ ])

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. [ ]) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement. [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)

Face Amount† /

CrossingBridge Low Duration High Yield Fund Schedule of Investments December 31, 2021 (Unaudited) Face Amount† / Number of Shares Value Asset Backed Securities - 1.

Number of

CrossingBridge Pre-Merger SPAC ETF Schedule of Investments December 31, 2021 (Unaudited) Number of Shares Value Special Purpose Acquisition Companies - 77.

Face Amount† /

CrossingBridge Ultra-Short Duration Fund Schedule of Investments December 31, 2021 (Unaudited) Face Amount† / Number of Shares Value Asset Backed Securities - 3.

Face Amount† /

CrossingBridge Responsible Credit Fund Schedule of Investments December 31, 2021 (Unaudited) Face Amount† / Number of Shares Value Bank Loans - 7.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURTIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Trust for Professional Managers (Exact name of r

As filed with the Securities and Exchange Commission on February 11, 2022 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

U.S. Bank Global Fund Services

U.S. Bank Global Fund Services 615 East Michigan Street Milwaukee, WI 53202 February 9, 2022 VIA EDGAR TRANSMISSION United States Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 RE: Withdrawal of Registration Statement on Form N-14 No. 333-262327 To Whom It May Concern: In accordance with Rule 477 under the Securities Act of 1933, as a

U.S. Bank Global Fund Services

U.S. Bank Global Fund Services 615 East Michigan Street Milwaukee, WI 53202 February 4, 2022 VIA EDGAR TRANSMISSION United States Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 RE: Trust for Professional Managers (the “Trust”) Securities Act Registration No: 333-62298 Investment Company Registration No: 811-10401 Dear Sir or Madam: Pu

Performance Trust Strategic Bond Fund

Performance Trust Strategic Bond Fund Schedule of Investments November 30, 2021 (Unaudited) Principal Amount Value ASSET BACKED SECURITIES - 0.

Performance Trust Credit Fund

Performance Trust Credit Fund Schedule of Investments November 30, 2021 (Unaudited) Principal Amount Value COLLATERALIZED LOAN OBLIGATIONS - 12.

Performance Trust Municipal Bond Fund

Performance Trust Municipal Bond Fund Schedule of Investments November 30, 2021 (Unaudited) Principal Amount Value AGENCY COMMERCIAL MORTGAGE BACKED SECURITIES - 2.

Email Sent to Certain Marketfield Fund Shareholders

Filed by Total Fund Solution (SEC File No. 333-261348) pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Company: Marketfield Fund SEC File No. 811-10401 Email Sent to Certain Marketfield Fund Shareholders January 21, 2022 Thank you for your continued support of the Marketfield Fu

Marketfield Fund → Cromwell Marketfield L/S Fund

Filed by Total Fund Solution (SEC File No. 333-261348) pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Company: Marketfield Fund SEC File No. 811-10401 Marketfield Fund A series of Trust for Professional Managers c/o U.S. Bank Global Fund Services 615 East Michigan Street Milwau

Shares

Dearborn Partners Rising Dividend Fund Schedule of Investments November 30, 2021 (Unaudited) Shares Value COMMON STOCKS - 92.

-Effective Amendment No. 1 to the Registrant

As filed with the SEC on January 24, 2022 Registration No. 333-261006 U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 / / Pre-Effective Amendment No. 1 / / Post-Effective Amendment No. TRUST FOR PROFESSIONAL MANAGERS (Exact Name of Registrant as Specified in Charter) 615 East Michigan Street Milwaukee, Wisconsin 53202

FORM OF SECOND AMENDMENT TO THE CUSTODY AGREEMENT

FORM OF SECOND AMENDMENT TO THE CUSTODY AGREEMENT THIS SECOND AMENDMENT, dated as of the last date on the signature block, to the Custody Agreement dated as of September 9, 2020 (the ?Agreement?), is entered into by and between TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust (the ?Trust?), and U.

Filed Herewith

FORM OF FIRST AMENDMENT TO ETF DISTRIBUTION AGREEMENT This First Amendment (?Amendment?) to the ETF Distribution Agreement (the ?Agreement?) dated as of September 30, 2021, by and between Trust for Professional Managers (the ?Trust?) and Foreside Fund Services, LLC (?Foreside?), is entered into as of January 24, 2022 (the ?Effective Date?).

led Herewith

FORM OF SECOND AMENDMENT TO THE FUND SERVICING AGREEMENT THIS SECOND AMENDMENT, dated as of the last date on the signature block, to the Fund Servicing Agreement dated as of September 9, 2020 (the ?Agreement?), is entered into by and between TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust (the ?Trust?), and U.

was previously filed with Registrant’s Pre-Effective Amendment No. 1 to its Registration Statement on Form N-1

CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of our report dated January 28, 2021, relating to the financial statements and financial highlights of Convergence Long/Short Equity Fund, a series of Trust for Professional Managers, for the year ended November 30, 2020, and to the references to our firm in the Additional Information, Financial Highlights, and Exhibit sections.

was previously filed with Registrant’s Pre-Effective Amendment No. 1 to its Registration Statement on Form N-1

January 25, 2022 Trust for Professional Managers 615 East Michigan Street, 2nd Floor Milwaukee, Wisconsin 53202 Ladies and Gentlemen: We have acted as counsel to Trust for Professional Managers, a Delaware statutory trust (the ?Trust?), in connection with the preparation and filing with the U.

Power of Attorney

POWER OF ATTORNEY Each undersigned Trustee of Trust for Professional Managers (the “'Trust”) hereby appoints Joseph C.

led Herewith

FORM OF SECOND AMENDMENT TO THE FUND SERVICING AGREEMENT THIS SECOND AMENDMENT, dated as of the last date on the signature block, to the Fund Servicing Agreement dated as of September 9, 2020 (the ?Agreement?), is entered into by and between TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust (the ?Trust?), and U.

Filed Herewith

EX-16.7B 4 firstamendmenttodistributi.htm EX-16.7B FORM OF FIRST AMENDMENT TO ETF DISTRIBUTION AGREEMENT FORM OF FIRST AMENDMENT TO ETF DISTRIBUTION AGREEMENT This First Amendment (“Amendment”) to the ETF Distribution Agreement (the “Agreement”) dated as of September 30, 2021, by and between Trust for Professional Managers (the “Trust”) and Foreside Fund Services, LLC (“Foreside”), is entered into

U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-14/A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933

As filed with the SEC on January 25, 2022 Registration No. 333-261006 U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-14/A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 / / Pre-Effective Amendment No. 1 / / Post-Effective Amendment No. TRUST FOR PROFESSIONAL MANAGERS (Exact Name of Registrant as Specified in Charter) 615 East Michigan Street Milwaukee, Wisconsin 532

Filed Herewith

Distribution Agreement THIS DISTRIBUTION AGREEMENT (?Agreement?), effective as of the closing of the Transaction (as defined below) (the ?Closing Date?), is by and between Quasar Distributors, LLC (the ?Distributor?) and Convergence Investment Partners, LLC, (f/k/a Mariner Quantitative Solutions, LLC) (?Adviser?).

was previously filed with Registrant’s Pre-Effective Amendment No. 1 to its Registration Statement on Form N-1

EX-16.9C 5 convergence-amendmenttoadd.htm EX-16.9C FORM OF AMENDMENT TO CUSTODY AGREEMENT FORM OF SECOND AMENDMENT TO THE CUSTODY AGREEMENT THIS SECOND AMENDMENT, dated as of the last date on the signature block, to the Custody Agreement dated as of September 9, 2020 (the “Agreement”), is entered into by and between TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust (the “Trust”), and U.S

TRUST FOR PROFESSIONAL MANAGERS INVESTMENT ADVISORY AGREEMENT CONVERGENCE INVESTMENT PARTNERS, LLC

TRUST FOR PROFESSIONAL MANAGERS INVESTMENT ADVISORY AGREEMENT with CONVERGENCE INVESTMENT PARTNERS, LLC THIS INVESTMENT ADVISORY AGREEMENT (the ?Agreement?) is made as of the 20th day of October, 2021, by and between Trust for Professional Managers, a Delaware statutory trust (hereinafter called the ?Trust?), on behalf of the series of the Trust as indicated on Schedule A attached hereto, as may be amended from time to time (each, individually, the ?Fund?), and Convergence Investment Partners, LLC (hereinafter called the ?Adviser?), a Delaware limited liability company.

Amendment No. 1 to its Registration Statement on Form N-1

TRUST FOR PROFESSIONAL MANAGERS INVESTMENT ADVISORY AGREEMENT with CONVERGENCE INVESTMENT PARTNERS, LLC THIS INVESTMENT ADVISORY AGREEMENT (the ?Agreement?) is made as of the 20th day of October, 2021, by and between Trust for Professional Managers, a Delaware statutory trust (hereinafter called the ?Trust?), on behalf of the series of the Trust as indicated on Schedule A attached hereto, as may be amended from time to time (each, individually, the ?Fund?), and Convergence Investment Partners, LLC (hereinafter called the ?Adviser?), a Delaware limited liability company.

CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of our report dated January 28, 2021, relating to the financial statements and financial highlights of Convergence Long/Short Equity Fund, a series of Trust for Professional Managers, for the year ended November 30, 2020, and to the references to our firm in the Additional Information, Financial Highlights, and Exhibit sections.

January 24, 2022

January 24, 2022 Trust for Professional Managers 615 East Michigan Street, 2nd Floor Milwaukee, Wisconsin 53202 Ladies and Gentlemen: We have acted as counsel to Trust for Professional Managers, a Delaware statutory trust (the ?Trust?), in connection with the preparation and filing with the U.

Power of Attorney

EX-16.16 9 convergenceetfpoan-14.htm EX-16.16 POWER OF ATTORNEY POWER OF ATTORNEY Each undersigned Trustee of Trust for Professional Managers (the “'Trust”) hereby appoints Joseph C. Neuberger, John P. Buckel and Jay S. Fitton, each an officer of the Trust, each individually with power of substitution or resubstitution, his or her true and lawful attorneys-in-fact and agents (each, an ”Attorney-in

Filed Herewith

EX-16.7A 3 convergencenovationagreeme.htm EX-16.7ANOVATION AGREEMENT TO ETF DISTRIBUTION AGREEMENT Distribution Agreement THIS DISTRIBUTION AGREEMENT (“Agreement”), effective as of the closing of the Transaction (as defined below) (the “Closing Date”), is by and between Quasar Distributors, LLC (the “Distributor”) and Convergence Investment Partners, LLC, (f/k/a Mariner Quantitative Solutions, LLC

Level 1

PMC Core Fixed Income Fund Schedule of Investments November 30, 2021 (Unaudited) Principal Amount Value ASSET BACKED SECURITIES - 9.

* * * * * *

CORRESP 1 filename1.htm Please note that this letter and other documents are in draft form, and in no way reflect the Trust’s or Fund management’s final intent with respect to the filing discussed herein. Trust for Professional Managers c/o U.S. Bank Global Fund Services 615 East Michigan Street Milwaukee, WI 53202 January 24, 2022 VIA EDGAR TRANSMISSION Mr. Jeremy Esperon United States Securities

Level 1

PMC Diversified Equity Fund Schedule of Investments November 30, 2021 (Unaudited) Shares Value COMMON STOCKS - 95.

Marketfied Fund → Cromwell Marketfield L/S Fund

Filed by Total Fund Solution (SEC File No. 333-261348) pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Company: Marketfield Fund SEC File No. 811-10401 Marketfield Fund A series of Trust for Professional Managers c/o U.S. Bank Global Fund Services 615 East Michigan Street Milwau

* * * * * *

CORRESP 1 filename1.htm Please note that this letter and other documents are in draft form, and in no way reflect the Trust’s or Fund management’s final intent with respect to the filing discussed herein. Trust for Professional Managers c/o U.S. Bank Global Fund Services 615 East Michigan Street Milwaukee, WI 53202 December 30, 2021 VIA EDGAR TRANSMISSION Mr. Jeremy Esperon United States Securitie

* * * * * *

Please note that this letter and other documents are in draft form, and in no way reflect the Trust?s or Fund management?s final intent with respect to the filing discussed herein.

Bright Rock Mid Cap Growth Fund

Bright Rock Mid Cap Growth Fund Schedule of Investments November 30, 2021 (Unaudited) Shares Value COMMON STOCKS - 95.

Bright Rock Quality Large Cap Fund

Bright Rock Quality Large Cap Fund Schedule of Investments November 30, 2021 (Unaudited) Shares Value COMMON STOCKS - 83.

Level 1

Marketfield Fund Schedule of Investments September 30, 2021 (Unaudited) Shares Value COMMON STOCKS - 65.

U.S. Bank Global Fund Services

U.S. Bank Global Fund Services 615 East Michigan Street Milwaukee, WI 53202 November 12, 2021 VIA EDGAR United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 RE: Trust for Professional Managers (the “Trust”) Securities Act Registration No: [ ] - [ ] Investment Company Registration No: 811-10401 Convergence Long/Short Equity Fund Ladies and Gentlemen: On behalf

U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933

N-14 1 convergencen-14.htm N-14 As filed with the SEC on November 12, 2021 Registration No. 333-[ ] U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 / / Pre-Effective Amendment No. / / Post-Effective Amendment No. TRUST FOR PROFESSIONAL MANAGERS (Exact Name of Registrant as Specified in Charter) 615 East Michigan Stree

CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of our report dated January 28, 2021, relating to the financial statements and financial highlights of Convergence Long/Short Equity Fund, a series of Trust for Professional Managers, for the year ended November 30, 2020.

Level 1

Convergence Long/Short Equity Fund Schedule of Investments August 31, 2021 (Unaudited) Shares Value COMMON STOCKS* - 126.

Par Value

Mairs & Power Minnesota Municipal Bond ETF SCHEDULE OF INVESTMENTS (Unaudited) September 30, 2021 Par Value Security Description Fair Value FIXED INCOME SECURITIES 99.

Level 1

Rockefeller Core Taxable Bond Fund Schedule of Investments August 31, 2021 (Unaudited) Principal Amount Value Asset Backed Securities - 3.

Level 1

Rockefeller Intermediate Tax Exempt National Bond Fund Schedule of Investments August 31, 2021 (Unaudited) Principal Amount Value Municipal Bonds - 98.

Level 1

Rockefeller Intermediate Tax Exempt New York Bond Fund Schedule of Investments August 31, 2021 (Unaudited) Principal Amount Value Municipal Bonds - 98.

Level 1

Rockefeller Climate Solutions Fund Schedule of Investments August 31, 2021 (Unaudited) Shares Value Common Stocks - 94.

Level 1

Rockefeller Equity Allocation Fund Schedule of Investments August 31, 2021 (Unaudited) Shares Value Common Stocks - 93.

Level 1

Terra Firma US Concentrated Realty Equity Fund Schedule of Investments September 30, 2021 (Unaudited) Shares Value COMMON STOCKS - 2.

U.S. Bank Global Fund Services

U.S. Bank Global Fund Services 615 East Michigan Street Milwaukee, WI 53202 October 13, 2021 VIA EDGAR TRANSMISSION United States Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 RE: Trust for Professional Managers (the “Trust”) File Nos.: 333-62298 and 811-10401 Dear Sir or Madam: Pursuant to Rule 485(a) of the Securities Act of 1933,

Level 1

Jensen Quality Value Fund Schedule of Investments August 31, 2021 (Unaudited) Shares Value COMMON STOCKS - 96.

Level 1

Jensen Global Quality Growth Fund Schedule of Investments August 31, 2021 (Unaudited) Shares Value COMMON STOCKS - 98.

Post-Effective Amendment Number

AW 1 letter-convergence.htm AW U.S. Bank Global Fund Services 615 East Michigan Street Milwaukee, WI 53202 October 12, 2021 VIA EDGAR TRANSMISSION United States Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 RE: TRUST FOR PROFESSIONAL MANAGERS (the “Trust”) Securities Act Registration No: 333-62298 Investment Company Registration No:

Level 1

Barrett Growth Fund Schedule of Investments August 31, 2021 (Unaudited) Shares Value COMMON STOCKS - 96.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURTIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Trust for Professional Managers (Exact name of r

As filed with the Securities and Exchange Commission on September 17, 2021 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

* * * * * *

Please note that this letter and other documents are in draft form, and in no way reflect the Trust?s or Fund management?s final intent with respect to the filing discussed herein.

One Year Three Years $82 $255

Please note that this letter and other documents are in draft form, and in no way reflect the Trust?s or Fund management?s final intent with respect to the filing discussed herein.

Face Amount/

CrossingBridge Low Duration High Yield Fund Schedule of Investments June 30, 2021 (Unaudited) Face Amount/ Shares Value Asset Backed Securities - 1.

Face Amount/

CrossingBridge Low Duration High Yield Fund Schedule of Investments June 30, 2021 (Unaudited) Face Amount/ Shares Value Asset Backed Securities - 1.

Face Amount/

CrossingBridge Low Duration High Yield Fund Schedule of Investments June 30, 2021 (Unaudited) Face Amount/ Shares Value Asset Backed Securities - 1.

Performance Trust Strategic Bond Fund

Performance Trust Strategic Bond Fund Schedule of Investments May 31, 2021 (Unaudited) Principal Amount Value ASSET BACKED SECURITIES - 0.

Performance Trust Credit Fund

Performance Trust Credit Fund Schedule of Investments May 31, 2021 (Unaudited) Principal Amount Value COLLATERALIZED LOAN OBLIGATIONS - 16.

Performance Trust Municipal Bond Fund

NPORT-EX 2 municipal-nport.htm NPORT-EX Performance Trust Municipal Bond Fund Schedule of Investments May 31, 2021 (Unaudited) Principal Amount Value AGENCY COMMERCIAL MORTGAGE BACKED SECURITIES - 1.41% Freddie Mac Multifamily ML Certificates 2020-ML07, 2.006%, 10/25/2036 (a)(b)(c) 15,608,393 $ 2,894,264 2019-ML06, 1.132%, 06/25/2037 (a)(b)(c) 10,099,139 1,077,922 2021-ML08, 1.846%, 07/25/2037 (b)

Level 1

Snow Capital Small Cap Value Fund Schedule of Investments May 31, 2021 (Unaudited) Shares Value COMMON STOCKS - 95.

Level 1

PMC Diversified Equity Fund Schedule of Investments May 31, 2021 (Unaudited) Shares Value COMMON STOCKS - 96.

Notional Value

Snow Capital Long/Short Opportunity Fund Schedule of Investments May 31, 2021 (Unaudited) Shares Value COMMON STOCKS - 88.

Level 1

PMC Core Fixed Income Fund Schedule of Investments May 31, 2021 (Unaudited) Principal Amount Value ASSET BACKED SECURITIES - 4.

Shares

Dearborn Partners Rising Dividend Fund Schedule of Investments May 31, 2021 (Unaudited) Shares Value COMMON STOCKS - 92.

* * * * * *

Please note that this letter and other documents are in draft form, and in no way reflect the Trust’s or Fund management’s final intent with respect to the filing discussed herein.

* * * * * *

Please note that this letter and other documents are in draft form, and in no way reflect the Trust’s or Fund management’s final intent with respect to the filing discussed herein.

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

DEF 14A 1 barretttpmproxy.htm BARRETT DEF 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitiv

* * * * * *

CORRESP 1 filename1.htm Please note that this letter and other documents are in draft form, and do not reflect the Trust’s or Fund management’s final intent with respect to the filing discussed herein. U.S. Bank Global Fund Services 615 East Michigan Street Milwaukee, Wisconsin 53202 June […], 2021 VIA EDGAR TRANSMISSION Mr. Quinn Kane United States Securities and Exchange Commission Division of I

* * * * * *

CORRESP 1 filename1.htm Please note that this letter and other documents are in draft form, and do not reflect the Trust’s or Fund management’s final intent with respect to the filing discussed herein. U.S. Bank Global Fund Services 615 East Michigan Street Milwaukee, Wisconsin 53202 June […], 2021 VIA EDGAR TRANSMISSION Mr. Quinn Kane United States Securities and Exchange Commission Division of I

Bright Rock Quality Large Cap Fund

Bright Rock Quality Large Cap Fund Schedule of Investments May 31, 2021 (Unaudited) Shares Value COMMON STOCKS - 84.

Bright Rock Mid Cap Growth Fund

Bright Rock Mid Cap Growth Fund Schedule of Investments May 31, 2021 (Unaudited) Shares Value COMMON STOCKS - 97.

U.S. Bank Global Fund Services

U.S. Bank Global Fund Services 615 East Michigan Street Milwaukee, WI 53202 June 21, 2021 VIA EDGAR TRANSMISSION United States Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 RE: Trust for Professional Managers (the “Trust”) Securities Act Registration No: 333-62298 Investment Company Registration No: 811-10401 Dear Sir or Madam: Pursu

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

Level 1

Marketfield Fund Schedule of Investments March 31, 2021 (Unaudited) Shares Value COMMON STOCKS - 69.

Par Value

Mairs & Power Minnesota Municipal Bond ETF SCHEDULE OF INVESTMENTS (Unaudited) March 31, 2021 Par Value Security Description Fair Value FIXED INCOME SECURITIES 60.

Level 1

Terra Firma US Concentrated Realty Equity Fund Schedule of Investments March 31, 2021 (Unaudited) Shares Value COMMON STOCKS - 3.

Level 1

Convergence Long/Short Equity Fund Schedule of Investments February 28, 2021 (Unaudited) Shares Value COMMON STOCKS - 129.

Level 1

Jensen Global Quality Growth Fund Schedule of Investments February 28, 2021 (Unaudited) Shares Value COMMON STOCKS - 97.

Level 1

Jensen Quality Value Fund Schedule of Investments February 28, 2021 (Unaudited) Shares Value COMMON STOCKS - 95.

Level 1

Rockefeller Intermediate Tax Exempt New York Bond Fund Schedule of Investments February 28, 2021 (Unaudited) Principal Amount Value Municipal Bonds - 97.

Level 1

Rockefeller Equity Allocation Fund Schedule of Investments February 28, 2021 (Unaudited) Shares Value Common Stocks - 92.

Level 1

Rockefeller Intermediate Tax Exempt National Bond Fund Schedule of Investments February 28, 2021 (Unaudited) Principal Amount Value Municipal Bonds - 97.

Level 1

Rockefeller Core Taxable Bond Fund Schedule of Investments February 28, 2021 (Unaudited) Principal Amount Value Asset Backed Securities - 5.

Level 1

Barrett Growth Fund Schedule of Investments February 28, 2021 (Unaudited) Shares Value COMMON STOCKS - 98.

U.S. Bank Global Fund Services

U.S. Bank Global Fund Services 615 East Michigan Street Milwaukee, WI 53202 March 26, 2021 VIA EDGAR TRANSMISSION United States Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: Trust for Professional Managers (the “Trust”) Securities Act Registration No: 333-62298 Investment Company Registration No: 811-10401 Dear Sir or Madam: Purs

- MAIRS & POWER (TPM) 8-A12B

8-A12B 1 mairspowerform8-a.htm MAIRS & POWER (TPM) 8-A12B As filed with the Securities and Exchange Commission on March 3, 2021 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURTIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Trust for Professional Managers (Exact name of registrant as specified

- MAIRS & POWER 8-A12B

8-A12B 1 mairspowerform8-a.htm MAIRS & POWER 8-A12B As filed with the Securities and Exchange Commission on March 3, 2021 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURTIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Trust for Professional Managers (Exact name of registrant as specified in it

* * * * * *

Please note that this letter and other documents are in draft form, and in no way reflect the Trust?s or Fund management?s final intent with respect to the filing discussed herein.

U.S. Bank Global Fund Services

U.S. Bank Global Fund Services 615 East Michigan Street Milwaukee, WI 53202 February 12, 2021 VIA EDGAR TRANSMISSION United States Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 RE: Trust for Professional Managers (the “Trust”) Securities Act Registration No: 333-62298 Investment Company Registration No: 811-10401 Dear Sir or Madam: P

Level 1

Performance Trust Municipal Bond Fund Schedule of Investments November 30, 2020 (Unaudited) Principal Amount Value AGENCY COMMERCIAL MORTGAGE BACKED SECURITIES - 0.

of Contracts

PMC Core Fixed Income Fund Schedule of Investments November 30, 2020 (Unaudited) Principal Amount Value ASSET BACKED SECURITIES - 5.

Level 1

PMC Diversified Equity Fund Schedule of Investments November 30, 2020 (Unaudited) Shares Value COMMON STOCKS - 97.

Notional Value

Snow Capital Long/Short Opportunity Fund Schedule of Investments November 30, 2020 (Unaudited) Shares Value COMMON STOCKS - 86.

Performance Trust Strategic Bond Fund

Performance Trust Strategic Bond Fund Schedule of Investments November 30, 2020 (Unaudited) Principal Amount Value ASSET BACKED SECURITIES - 0.

Level 1

Snow Capital Small Cap Value Fund Schedule of Investments November 30, 2020 (Unaudited) Shares Value COMMON STOCKS - 94.

Shares

Dearborn Partners Rising Dividend Fund Schedule of Investments November 30, 2020 (Unaudited) Shares Value COMMON STOCKS - 88.

- NPORT-EX

CrossingBridge Low Duration High Yield Fund Schedule of Investments December 31, 2020 (Unaudited) Face Amount / Number of Shares Value Asset Backed Securities - 2.

Bright Rock Mid Cap Growth Fund

Bright Rock Quality Large Cap Fund Schedule of Investments November 30, 2020 (Unaudited) Shares Value COMMON STOCKS - 86.

Bright Rock Mid Cap Growth Fund

Bright Rock Quality Large Cap Fund Schedule of Investments November 30, 2020 (Unaudited) Shares Value COMMON STOCKS - 86.

Level 1

Marketfield Fund Schedule of Investments September 30, 2020 (Unaudited) Shares Value COMMON STOCKS - 65.

Level 1

Convergence Market Neutral Fund Schedule of Investments August 31, 2020 (Unaudited) Shares Value COMMON STOCKS* - 93.

Level 1

Convergence Long/Short Equity Fund Schedule of Investments August 31, 2020 (Unaudited) Shares Value COMMON STOCKS* - 122.

Level 1

Jensen Global Quality Growth Fund Schedule of Investments August 31, 2020 (Unaudited) Shares Value COMMON STOCKS - 98.

Level 1

Jensen Quality Value Fund Schedule of Investments August 31, 2020 (Unaudited) Shares Value COMMON STOCKS - 92.

Level 1

Rockefeller Intermediate Tax Exempt National Bond Fund Schedule of Investments August 31, 2020 (Unaudited) Principal Amount Value Municipal Bonds - 98.

Level 1

Rockefeller Equity Allocation Fund Schedule of Investments August 31, 2020 (Unaudited) Shares Value Common Stocks - 91.

Level 1

Rockefeller Intermediate Tax Exempt New York Bond Fund Schedule of Investments August 31, 2020 (Unaudited) Principal Amount Value Municipal Bonds - 99.

Level 1

Rockefeller Core Taxable Bond Fund Schedule of Investments August 31, 2020 (Unaudited) Principal Amount Value Asset Backed Securities - 5.

Level 1

Barrett Growth Fund Schedule of Investments August 31, 2020 (Unaudited) Shares Value COMMON STOCKS - 97.

September 30, 2020 (Unaudited)

Terra Firma US Concentrated Realty Equity Fund Schedule of Investments September 30, 2020 (Unaudited) Shares Value COMMON STOCKS - 1.

Level 1

CrossingBridge Low Duration High Yield Fund Schedule of Investments June 30, 2020 (Unaudited) Amount/ Shares Value Asset Backed Securities - 2.

- NPORT-EX

Snow Capital Long/Short Opportunity Fund Schedule of Investments May 31, 2020 (Unaudited) Shares Value COMMON STOCKS - 70.

- NPORT-EX

Snow Capital Small Cap Value Fund Schedule of Investments May 31, 2020 (Unaudited) Shares Value COMMON STOCKS - 99.

- NPORT-EX

Performance Trust Strategic Bond Fund Schedule of Investments May 31, 2020 (Unaudited) Principal Amount Value ASSET BACKED SECURITIES - 1.

- NPORT-EX

Performance Trust Municipal Bond Fund Schedule of Investments May 31, 2020 (Unaudited) Principal Amount Value AGENCY COMMERCIAL MORTGAGE BACKED SECURITIES - 0.

Shares

Dearborn Partners Rising Dividend Fund Schedule of Investments May 31, 2020 (Unaudited) Shares Value COMMON STOCKS - 87.

- NPORT-EX

PMC Diversified Equity Fund Schedule of Investments May 31, 2020 (Unaudited) Shares Value COMMON STOCKS - 96.

- NPORT-EX

PMC Core Fixed Income Fund Schedule of Investments May 31, 2020 (Unaudited) Principal Amount Value ASSET BACKED SECURITIES - 6.

U.S. Bank Global Fund Services

U.S. Bank Global Fund Services 615 East Michigan Street Milwaukee, WI 53202 June 30, 2020 VIA EDGAR TRANSMISSION United States Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 RE: Trust for Professional Managers (the “Trust”) Securities Act Registration No: 333-62298 Investment Company Registration No: 811-10401 Dear Sir or Madam: Pursu

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Trust for Professional Managers c/o U.S. Bank Global Fund Services 615 East Michigan Street Milwaukee, Wisconsin 53202 June 29, 2020 VIA EDGAR TRANSMISSION Mr. Jason Fox United States Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: Trust for Professional Managers (the ?Trust?) Securities Act Registration No: 333-62298 Investment Co

Shares

Bright Rock Mid Cap Growth Fund Schedule of Investments May 31, 2020 (Unaudited) Shares Value COMMON STOCKS - 98.

Bright Rock Mid Cap Growth Fund

Significant Accounting Policies The following is a summary of significant accounting policies consistently followed by the Funds in the preparation of these schedules of investments.

Shares

Bright Rock Quality Large Cap Fund Schedule of Investments May 31, 2020 (Unaudited) Shares Value COMMON STOCKS - 92.

Bright Rock Mid Cap Growth Fund

Significant Accounting Policies The following is a summary of significant accounting policies consistently followed by the Funds in the preparation of these schedules of investments.

May 21, 2020

May 21, 2020 VIA EDGAR RE: Trust for Professional Managers Terra Firma US Concentrated Realty Equity Fund Ladies and Gentlemen: We represent Trust for Professional Managers (the ?Trust?) in connection with its filing of Post-Effective Amendment No.

Number of

Marketfield Fund Schedule of Investments March 31, 2020 (Unaudited) Shares Value COMMON STOCKS - 59.

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U.S. Bank Global Fund Services 615 East Michigan Street Milwaukee, WI 53202 April 30, 2020 VIA EDGAR TRANSMISSION Ms. Elena Stojic U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 RE: Trust for Professional Managers (the “Trust”) Registration Statement on Form N-14: 333-237042 Dear Ms. Stojic, The purpose of this letter is to respo

SECRETARY’S CERTIFICATE TRUST FOR PROFESSIONAL MANAGERS A Delaware statutory trust

SECRETARY?S CERTIFICATE TRUST FOR PROFESSIONAL MANAGERS A Delaware statutory trust I, Jay S.

Operating Expense Limitation Agreement — Filed Herewith.

TRUST FOR PROFESSIONAL MANAGERS OPERATING EXPENSE LIMITATION AGREEMENT with TERRA FIRMA ASSET MANAGEMENT, LLC THIS OPERATING EXPENSE LIMITATION AGREEMENT (the “Agreement”) is made as of the 23rd day of April, 2020, by and between Trust for Professional Managers (the “Trust”), a Delaware statutory trust, on behalf of each series of the Trust listed in Schedule A hereto, as may be amended from time to time (the “Fund”), and the investment adviser to the Fund, Terra Firma Asset Management, LLC (the “Adviser”), a California limited liability company.

Fund Administration Servicing Agreement was previously filed with the Registrant’s Form N-14 on May 1, 2020, and is incorporated herein by reference.

FUND ADMINISTRATION SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of the last date on the signature block, by and between the TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust (the “Trust”), on behalf of its series named in Exhibit A hereto (each a “Fund “ and collectively the “Funds”) and U.

Custody Agreement was previously filed with the Registrant’s Form N-14 on May 1, 2020, and is incorporated herein by reference.

EX-99.9 4 ex9-terrafirmacustodyagrmt.htm EXHIBIT 99.9 CUSTODY AGREEMENT CUSTODY AGREEMENT THIS AGREEMENT is made and entered into as of this the last date on the signature page, by and between TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust (the “Trust” (the “Trust”) on behalf of its series named in Exhibit B hereto, (each a “Fund”, and collectively the “Funds”), and U.S. BANK NATIONAL

Code of Ethics for Adviser was previously filed with the Registrant’s Form N-14 on May 1, 2020, and is incorporated herein by reference.

TERRA FIRMA ASSET MANAGEMENT LLC CODE OF ETHICS General The Code of Ethics (the “Code”) of Terra Firma Asset Management LLC, a California-based, SEC-registered investment adviser (“Terra Firma”), is intended to fulfill the firm’s obligations under the Investment Advisers Act of 1940, as amended (the “Advisers Act”), and Rule 17j-1 under the Investment Company Act of 1940, as amended (the “Investment Company Act”), with respect to registered investment companies advised by Terra Firma (“Affiliated Mutual Funds”), to set forth standards of conduct and to require compliance with the federal securities laws.

I, John Buckel certify that:

EX-99.CERT 2 certs.htm OFFICER CERTIFICATIONS Exhibit 99.CERT CERTIFICATION I, John Buckel certify that: 1. I have reviewed this report on Form N-Q of Trust for Professional Managers; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such st

Fund Accounting Servicing Agreement was previously filed with the Registrant’s Form N-14 on May 1, 2020, and is incorporated herein by reference.

FUND ACCOUNTING SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of the last date on the signature page, by and between the TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust, (the “Trust”), on behalf of its series named in Exhibit A hereto, (each a “Fund”, and collectively the “Funds”) and U.

Quarterly Schedule of Portfolio Holdings - QUARTERLY NOTICE OF PORTFOLIO HOLDINGS

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY 811-10401 Investment Company Act file number: Trust for Professional Managers (Exact name of registrant as specified in charter) 615 East Michigan Street Milwaukee, WI 53202 (Address of principal executive offices) (Zip code) Jay Fitt

Consent of Independent Registered Public Accounting Firm — Filed Herewith.

CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in this Registration Statement on Form N-14 of our reports dated February 25, 2020, relating to the financial statements and financial highlights of Lazard US Realty Equity Portfolio, appearing in the Annual Report on Form N-CSR of Lazard Equity Funds for the year ended December 31, 2019.

Distribution Agreement — Filed Herewith.

DISTRIBUTION AGREEMENT THIS AGREEMENT is made and entered into as of the last date on the signature page, by and between the TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust (the “Trust”) on behalf of its series, and QUASAR DISTRIBUTORS, LLC, a Delaware limited liability company (the “Distributor”).

Transfer Agent Servicing Agreement was previously filed with the Registrant’s Form N-14 on May 1, 2020, and is incorporated herein by reference.

TRANSFER AGENT SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of the last date on the signature page, by and between TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust, (the “Trust”) on behalf of its series named in Exhibit A hereto, (each a “Fund”, and collectively the “Funds”) and U.

Investment Advisory Agreement was previously filed with the Registrant’s Registration Statement on Form N-14 with the SEC on May 1, 2020, and is incorporated by reference.

TRUST FOR PROFESSIONAL MANAGERS INVESTMENT ADVISORY AGREEMENT with TERRA FIRMA ASSET MANAGEMENT, LLC THIS INVESTMENT ADVISORY AGREEMENT (the “Agreement”) is made as of the 23rd day of April, 2020, by and between Trust for Professional Managers, a Delaware statutory trust (the “Trust”), on behalf of each series of the Trust as indicated on Schedule A attached hereto, as may be amended from time to time (the “Fund”), and Terra Firma Asset Management, LLC (the “Adviser”), a California limited liability company.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 [X] Pre-Effective Amendment No. 1 [X] Post-Effective Amendment No. [ ] TRUST FOR PROFESSIONAL MANAGERS (Exact Na

N-14/A 1 terrafirman14adoc.htm TERRA FIRMA N-14/A As filed with the Securities and Exchange Commission on April 29, 2020 1933 Act Registration File No. 333-237042 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 [X] Pre-Effective Amendment No. 1 [X] Post-Effective Amendment No. [ ] TRUST FOR PROFESSIONAL MANAG

Quarterly Schedule of Portfolio Holdings - QUARTERLY NOTICE OF PORTFOLIO HOLDINGS

N-Q 1 tpm-rockefellernq.htm QUARTERLY NOTICE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY 811-10401 Investment Company Act file number: Trust for Professional Managers (Exact name of registrant as specified in charter) 615 East Michigan Street Milwaukee, WI

I, John Buckel certify that:

Exhibit 99.CERT CERTIFICATION I, John Buckel certify that: 1. I have reviewed this report on Form N-Q of Trust for Professional Managers; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respec