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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Auddia Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| August 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 25, 2025 AUDDIA INC. (Exact name of registrant as specified in its charter) Delaware 001-40071 45-4257218 (State or other jurisdiction of incorporation) (Commission File Number |
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| August 22, 2025 |
Auddia Inc. Common Stock (par value $0.001 per share) At-The-Market Issuance Sales Agreement Exhibit 1.1 Auddia Inc. Common Stock (par value $0.001 per share) At-The-Market Issuance Sales Agreement August 22, 2025 Ascendiant Capital Markets, LLC 110 Front Street, Suite 300 Jupiter, FL 33477 Attn: Bradley J. Wilhite Ladies and Gentlemen: This At-The-Market Issuance Sales Agreement replaces the agreement by the same name between the parties dated September 13, 2024. Auddia Inc., a Delaware |
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| August 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 22, 2025 (August 22, 2025) AUDDIA INC. (Exact name of registrant as specified in its charter) Delaware 001-40071 45-4257218 (State or other jurisdiction of incorporation) (Comm |
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| August 22, 2025 |
AUDDIA INC. Up to $3,042,500 Common Stock Filed pursuant to Rule 424(b)(5) Registration No. 333-288185 PROSPECTUS SUPPLEMENT (to Prospectus dated June 27, 2025) AUDDIA INC. Up to $3,042,500 Common Stock We have entered into an At-The-Market Issuance Sales Agreement (the “Sales Agreement”) with Ascendiant Capital Markets, LLC (the “Sales Agent” or “ACM”) relating to the sale of shares of our common stock, par value $0.001 per share, offere |
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| August 8, 2025 |
Form of Exchange Agreement dated August 5, 2025 Exhibit 10.35 EXCHANGE AGREEMENT This Exchange Agreement (the “Agreement”) is entered into as of the date set forth on the signature pages below, by and among Auddia Inc., a Delaware corporation (the “Company”) and the investor signatory hereto (the “Holder”), with reference to the following facts: A. Prior to the date hereof, (i) the Company and the Holder and/or certain other investors (the “Oth |
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| August 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly REPORT pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2025 Or ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File No. 001-40071 AUDDIA |
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| August 5, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitte |
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| August 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 5, 2025 AUDDIA INC. (Exact name of registrant as specified in its charter) Delaware 001-40071 45-4257218 (State or other jurisdiction of incorporation) (Commission File Number) |
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| August 5, 2025 |
Exhibit 99.1 Auddia Announces Non-binding Letter of Intent for Business Combination and Restructuring Restructuring into a holding company focused on delivering AI and web3 efficiencies to portfolio companies AI efficiencies include discounted AI compute costs, centralized AI model training and engineering, and utilization of AI tools to optimize operations Web3 efficiencies include leveraging tre |
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| August 4, 2025 |
As filed with the Securities and Exchange Commission on August 4, 2025. As filed with the Securities and Exchange Commission on August 4, 2025. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Auddia Inc. (Exact name of registrant as specified in its charter) Delaware 45-4257218 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Id |
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| August 4, 2025 |
Ex-Filing Fees CALCULATION OF FILING FEE TABLES S-3 Auddia Inc. Table 1: Newly Registered and Carry Forward Securities Line Item Type Security Type Security Class Title Notes Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Newly Registered Securities Fees to be Paid Equity Common Stock, $0.001 par |
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| July 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 30, 2025 AUDDIA INC. (Exact name of registrant as specified in its charter) Delaware 001-40071 45-4257218 (State or other jurisdiction of incorporation) (Commission File Number) |
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| July 30, 2025 |
Exhibit 10.1 AMENDMENT NO. 1 TO COMMON STOCK PURCHASE AGREEMENT BETWEEN Auddia Inc. AND WHITE LION CAPITAL LLC THIS AMENDMENT NO. 1 TO COMMON STOCK PURCHASE AGREEMENT (this “Amendment”), effective July 30, 2025 (the “Amendment Effective Date”), is by and between Auddia Inc., a Delaware corporation (the “Company”), and White Lion Capital, LLC, a Nevada limited liability company (the “Investor”), an |
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| July 25, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitte |
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| July 9, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 7, 2025 AUDDIA INC. (Exact name of registrant as specified in its charter) Delaware 001-40071 45-4257218 (State or other jurisdiction of incorporation) (Commission File Number) ( |
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| July 9, 2025 |
Exhibit 99.1 Auddia Announces Leadership Changes and Special Committee to Evaluate Business Combination and Restructuring as AI Native Holding Company Jeff Thramann, Executive Chairman of Auddia, has succeeded Michael Lawless, who is retiring, as CEO to oversee restructuring New independent board members with experience in AI infrastructure and the evaluation of entrepreneurial ventures added to f |
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| June 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 30, 2025 AUDDIA INC. (Exact name of registrant as specified in its charter) Delaware 001-40071 45-4257218 (State or other jurisdiction of incorporation) (Commission File Number) |
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| June 30, 2025 |
Form of Securities Purchase Agreement dated June 30, 2025 EXHIBIT 10.1 Execution Version SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of June 30, 2025, is by and among Auddia Inc., a Delaware corporation (the “Company”), and each of the investors listed on the Schedule of Buyers attached hereto (individually, a “Buyer” and collectively, the “Buyers”). RECITALS A. On April 23, 2024, the Company and certain o |
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| June 30, 2025 |
Form of Registration Rights Agreement dated June 30, 2025 EXHIBIT 10.4 REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of June [], 2025, is by and among Auddia Inc., a Delaware corporation (the “Company”), and the undersigned buyers (each, a “Buyer,” and collectively, the “Buyers”). RECITALS A. In connection with the Securities Purchase Agreement by and among the parties hereto, dated as of June 30, 2025 (the |
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| June 30, 2025 |
Form of Common Stock Warrant dated June 30, 2025 EXHIBIT 10.2 [FORM OF WARRANT] NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRAT |
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| June 30, 2025 |
Series C Convertible Preferred Stock Certificate of Designations dated June 30, 2025 EXHIBIT 3.1 Delaware The First State Page 1 5096256 8100 SR# 20253222811 You may verify this certificate online at corp.delaware.gov/authver.shtml Authentication: 204075001 Date: 06 - 30 - 25 I, CHARUNI PATIBANDA - SANCHEZ, SECRETARY OF STATE OF THE STATE OF DELAWARE, DO HEREBY CERTIFY THE ATTACHED IS A TRUE AND CORRECT COPY OF THE CERTIFICATE OF DESIGNATION OF “AUDDIA INC.”, FILED IN THIS OFFICE |
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| June 24, 2025 |
AUDDIA INC. 1680 38th Street, Suite 130 BOULDER, CO 80301 AUDDIA INC. 1680 38th Street, Suite 130 BOULDER, CO 80301 VIA EDGAR June 24, 2025 Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Auddia Inc. Registration Statement on Form S-3 (File No. 333-288185) Acceleration Request: Requested Date: June 27, 2025 Requested Time: 4:00 P.M. Eastern Time Dear Ladies and Gentlemen: Pursuant to Rule 4 |
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| June 20, 2025 |
Exhibit 4.16 AUDDIA INC. INDENTURE Dated as of [ · ], 20[ · ] [ · ] Trustee TABLE OF CONTENTS Page ARTICLE I. DEFINITIONS AND INCORPORATION BY REFERENCE 1 Section 1.1. Definitions 1 Section 1.2. Other Definitions 2 Section 1.3. Incorporation by Reference of Trust Indenture Act 2 Section 1.4. Rules of Construction 2 ARTICLE II. THE SECURITIES 5 Section 2.1. Issuable in Series 5 Section 2.2. Establi |
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| June 20, 2025 |
As filed with the Securities and Exchange Commission on June 20, 2025. Table of Contents As filed with the Securities and Exchange Commission on June 20, 2025. |
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| June 20, 2025 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Auddia Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered (1) Proposed Maximum Offering Price Per Unit (2) Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Car |
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| May 29, 2025 |
Goodwin Procter LLP 3025 John F. Kennedy Boulevard 8th Floor Philadelphia, PA 19104 goodwinlaw.com +1 445 207 7800 May 29, 2025 CONFIDENTIAL SUBMISSION VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F. Street, N.E. Washington, D.C. 20549 Re: Auddia, Inc. Draft Registration Statement on Form S-3 Ladies and Gentlemen: On behalf of Auddia, Inc. (the “Company”), |
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| May 29, 2025 |
Table of Contents As confidentially submitted to the Securities and Exchange Commission on May 29, 2025. |
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| May 23, 2025 |
VIA EDGAR May 23, 2025 Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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| May 16, 2025 |
As filed with the Securities and Exchange Commission on May 16, 2025. Table of Contents As filed with the Securities and Exchange Commission on May 16, 2025. |
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| May 16, 2025 |
Calculation of Filing Fee Table Exhibit 107 Calculation of Filing Fee Tables Form S-1 (Form Type) Auddia Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered (2) Proposed Maximum Offering Price Per Unit (1) Maximum Aggregate Offering Price (1) Fee Rate Amount of Registration Fee |
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| May 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly REPORT pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2025 Or ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File No. 001-40071 AUDDIA |
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| May 6, 2025 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 6, 2025 (May 2, 2025) AUDDIA INC. (Exact name of registrant as specified in its charter) Delaware 001-40071 45-4257218 (State or other jurisdiction of incorporation) (Commission F |
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| April 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-(e)(2)) ☒ Definitive Proxy Statem |
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| April 1, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 1, 2025 (March 27, 2025) AUDDIA INC. (Exact name of registrant as specified in its charter) Delaware 001-40071 45-4257218 (State or other jurisdiction of incorporation) (Commiss |
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| April 1, 2025 |
Certificate of Amendment to the Certificate of Incorporation of the Company dated March 27, 2025 Exhibit 3.1 1 CERTIFICATE OF AMENDMENT to the CERTIFICATE OF INCORPORATION of AUDDIA INC. AUDDIA INC., a corporation organized and existing under the General Corporation Law of the State of Delaware (the "Corporation"), does hereby certify as follows: FIRST: The name of the Corporation is Auddia Inc. The Certificate of Incorporation was filed with the Secretary of State of the State of Delaware (t |
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| March 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-(e)(2)) ☐ Definitive Proxy Statem |
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| March 19, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 19, 2025 (March 19, 2025) AUDDIA INC. (Exact name of registrant as specified in its charter) Delaware 001-40071 45-4257218 (State or other jurisdiction of incorporation) (Commis |
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| March 19, 2025 |
Exhibit 99.1 MARCH 2025 | NASDAQ: AUUD 1 The information in this material is provided for general information purposes only and does not take into account the investment objectives, financial situation and particular needs of any individual or entity. This presentation contains forward - looking statements within the meaning of the Private Securities Litigation Reform Act of 1995, Section 27A of t |
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| March 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x AnNUAL REPORT pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2024 or ¨ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transaction period from to Commission File No. 001-40071 AUDDIA INC |
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| March 5, 2025 |
Exhibit 19.1 AUDDIA INC. Insider Trading Policy Adopted March 3, 2021 In order to take an active role in the prevention of insider trading violations by officers, directors, employees and other related individuals of Auddia Inc. (the “Company”) and its subsidiaries, the Company has adopted this Insider Trading Policy (the “Policy”). Statement of Intent The Company opposes the misuse of material no |
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| March 5, 2025 |
Second Amendment to 2020 Equity Incentive Plan Exhibit 10.5 AMENDMENT No. 2 TO AUDDIA INC. 2020 EQUITY INCENTIVE PLAN Approved by the Board of Directors: September 6, 2024. Approved by the Stockholders: December 30, 2024. The text of the amendment to Sections 3(a), 3(d) and 3(e) of the 2020 Plan is set forth below: 3. SHARES SUBJECT TO THE PLAN. (a) Share Reserve. Subject to Section 9(a) relating to Capitalization Adjustments, and the followin |
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| January 16, 2025 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 11.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the inclusion in this Pre-Qualified Amendment No. 4 to this Offering Statement on Form 1-A (No. 024-12472) of our report dated March 20, 2023, with respect to the financial statements of Auddia Inc. as of December 31, 2022 and for the year then ended. Our audit report includes an explanatory paragraph relating to A |
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| January 16, 2025 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 11.2 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the use of our report dated April 1, 2024, on the financial statements of Auddia, Inc. as of December 31, 2023 and for the year then ended included herein on the Regulation A Offering Circular of Auddia, Inc. in this Offering Circular on Form 1-A/A (No. 024-12472). Our audit report includes an explanatory pa |
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| January 16, 2025 |
PRELIMINARY OFFERING CIRCULAR DATED JANUARY 16, 2025 Table of Contents PRELIMINARY OFFERING CIRCULAR DATED JANUARY 16, 2025 An offering statement pursuant to Regulation A relating to these securities has been filed with the Securities and Exchange Commission. |
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| January 3, 2025 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 3, 2025 (December 30, 2024) AUDDIA INC. (Exact name of registrant as specified in its charter) Delaware 001-40071 45-4257218 (State or other jurisdiction of incorporation) (Co |
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| December 26, 2024 |
VIA EDGAR December 26, 2024 Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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| December 19, 2024 |
As filed with the Securities and Exchange Commission on December 19, 2024 Table of Contents As filed with the Securities and Exchange Commission on December 19, 2024 Registration No. |
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| December 19, 2024 |
Calculation of Filing Fee Table Exhibit 107 Calculation of Filing Fee Tables Form S-1 (Form Type) Auddia Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered (2) Proposed Maximum Offering Price Per Unit (1) Maximum Aggregate Offering Price (1) Fee Rate Amount of Registration Fee |
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| November 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 25, 2024 (November 25, 2024) AUDDIA INC. (Exact name of registrant as specified in its charter) Delaware 001-40071 45-4257218 (State or other jurisdiction of incorporation) ( |
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| November 25, 2024 |
Exhibit 10.1 COMMON STOCK PURCHASE AGREEMENT This Common Stock Purchase Agreement (this “Agreement”) is entered into effective as November 25, 2024 (the “Execution Date”), by and between Auddia Inc., a Delaware corporation (the “Company”), and White Lion Capital, LLC, a Nevada limited liability company (the “Investor”). WHEREAS, the parties desire that, upon the terms and subject to the conditions |
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| November 25, 2024 |
Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this “Agreement”) is entered into effective as November 25, 2024 (the “Execution Date”), by and between Auddia Inc., a Delaware corporation (the “Company”), and White Lion Capital, LLC, a Nevada limited liability company (the “Investor”). RECITALS A. The parties desire that, upon the terms and subject to the conditions |
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| November 25, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitte |
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| November 18, 2024 |
PRELIMINARY OFFERING CIRCULAR DATED NOVEMBER 18, 2024 Table of Contents PRELIMINARY OFFERING CIRCULAR DATED NOVEMBER 18, 2024 An offering statement pursuant to Regulation A relating to these securities has been filed with the Securities and Exchange Commission. |
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| November 18, 2024 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 11.2 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the use of our report dated April 1, 2024, on the financial statements of Auddia, Inc. as of December 31, 2023 and for the year then ended included herein on the Regulation A Offering Circular of Auddia, Inc. in this Pre-Qualified Amendment No. 3 to Offering Statement on Form 1-A/A (No. 024-12472) and to the |
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| November 18, 2024 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 11.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the inclusion in this Pre-Qualified Amendment No. 3 to this Offering Statement on Form 1-A (No. 024-12472) of our report dated March 20, 2023, with respect to the financial statements of Auddia Inc. as of December 31, 2022 and for the year then ended. Our audit report includes an explanatory paragraph relating to A |
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| November 12, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitte |
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| November 8, 2024 |
AUDDIA INC. Up to 5,905,898 Shares of Common Stock PROSPECTUS Filed Pursuant to Rule 424(b)(3) Registration No. 333-279683 AUDDIA INC. Up to 5,905,898 Shares of Common Stock This prospectus relates to the offer and resale, from time to time, of up to an aggregate of 5,905,898 shares of our common stock, par value $0.001 per share, consisting of, (a) up to 4,655,761 shares of common stock issuable upon conversion of our Series B Convertible Preferr |
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| November 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly REPORT pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2024 Or ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File No. 001-40071 AU |
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| November 7, 2024 |
VIA EDGAR November 7, 2024 Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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| October 23, 2024 |
As filed with the Securities and Exchange Commission on October 23, 2024 Table of Contents As filed with the Securities and Exchange Commission on October 23, 2024 Registration No. |
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| October 18, 2024 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 18, 2024 (October 16, 2024) AUDDIA INC. (Exact name of registrant as specified in its charter) Delaware 001-40071 45-4257218 (State or other jurisdiction of incorporation) (Co |
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| September 24, 2024 |
Carroll Legal LLC 1449 Wynkoop Street Suite 507 Denver, CO 80202 August 23, 2024 Exhibit 12.1 Carroll Legal LLC 1449 Wynkoop Street Suite 507 Denver, CO 80202 August 23, 2024 Auddia Inc. 1680 38th Street, Suite 130 Boulder, Colorado 80301 Re: Offering Statement on Form 1-A Ladies and Gentlemen: We have acted as special counsel to Auddia Inc., a Delaware corporation (the “Company”), in connection with the filing of the offering statement (the “Offering Statement”) on Form 1-A w |
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| September 24, 2024 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 11.2 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the use of our report dated April 1, 2024, on the financial statements of Auddia, Inc. as of December 31, 2023 and for the year then ended included herein on the Regulation A Offering Circular of Auddia, Inc. in this Pre-Qualified Amendment No. 2 to Offering Statement on Form 1-A/A (No. 024-12472) and to the |
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| September 24, 2024 |
PRELIMINARY OFFERING CIRCULAR DATED SEPTEMBER 23, 2024 Table of Contents PRELIMINARY OFFERING CIRCULAR DATED SEPTEMBER 23, 2024 An offering statement pursuant to Regulation A relating to these securities has been filed with the Securities and Exchange Commission. |
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| September 24, 2024 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 11.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the inclusion in this Pre-Qualified Amendment No. 2 to this Offering Statement on Form 1-A (No. 024-12472) of our report dated March 20, 2023, with respect to the financial statements of Auddia Inc. as of December 31, 2022 and for the year then ended. Our audit report includes an explanatory paragraph relating to A |
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| September 19, 2024 |
Amendment to Bylaws dated September 6, 2024 Exhibit 3.6 AMENDMENT DATED SEPTEMBER 6, 2024 TO THE BYLAWS OF AUDDIA INC. (A DELAWARE CORPORATION) Amendment adopted by the Board of Directors on September 6, 2024: Section 8 of the Bylaws is hereby amended and restated in its entirety to provide as follows: Section 8. Quorum. At all meetings of stockholders, except where otherwise provided by statute or by the Certificate of Incorporation, or by |
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| September 19, 2024 |
As filed with the Securities and Exchange Commission on September 19, 2024 Table of Contents As filed with the Securities and Exchange Commission on September 19, 2024 Registration No. |
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| September 13, 2024 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 13, 2024 (September 13, 2024) AUDDIA INC. (Exact name of registrant as specified in its charter) Delaware 001-40071 45-4257218 (State or other jurisdiction of incorporation) |
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| September 13, 2024 |
Exhibit 1.1 Auddia Inc. Common Stock (par value $0.001 per share) At-The-Market Issuance Sales Agreement September 13, 2024 Ascendiant Capital Markets, LLC 110 Front Street, Suite 300 Jupiter, FL 33477 Ladies and Gentlemen: Auddia Inc., a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with Ascendiant Capital Markets, LLC (the “Agent”), as follows: 1. Issuance and S |
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| September 13, 2024 |
AUDDIA INC. Up to $2,600,000 Common Stock Table of Contents Filed pursuant to Rule 424(b)(5) Registration No. 333-264227 PROSPECTUS SUPPLEMENT (to Prospectus dated April 18, 2022) AUDDIA INC. Up to $2,600,000 Common Stock We have entered into an At-The-Market Issuance Sales Agreement (the “Sales Agreement”) with Ascendiant Capital Markets, LLC (the “Sales Agent” or “ACM”) relating to the sale of shares of our common stock, par value $0.00 |
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| September 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 12, 2024 (September 6, 2024) AUDDIA INC. (Exact name of registrant as specified in its charter) Delaware 001-40071 45-4257218 (State or other jurisdiction of incorporation) |
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| September 12, 2024 |
Amendment to Bylaws dated September 6, 2024 Exhibit 3.1 AMENDMENT DATED SEPTEMBER 6, 2024 TO THE BYLAWS OF ACLARION, INC. (A DELAWARE CORPORATION) Amendment adopted by the Board of Directors on September 6, 2024: Section 8 of the Bylaws is hereby amended and restated in its entirety to provide as follows: Section 8. Quorum. At all meetings of stockholders, except where otherwise provided by statute or by the Certificate of Incorporation, or |
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| September 6, 2024 |
Regulation FD Disclosure, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 6, 2024 (September 3, 2024) AUDDIA INC. (Exact name of registrant as specified in its charter) Delaware 001-40071 45-4257218 (State or other jurisdiction of incorporation) ( |
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| August 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 20, 2024 AUDDIA INC. (Exact name of registrant as specified in its charter) Delaware 001-40071 45-4257218 (State or other jurisdiction of incorporation) (Commission File Number |
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| August 23, 2024 |
Carroll Legal LLC 1449 Wynkoop Street Suite 507 Denver, CO 80202 August 23, 2024 Exhibit 12.1 Carroll Legal LLC 1449 Wynkoop Street Suite 507 Denver, CO 80202 August 23, 2024 Auddia Inc. 1680 38th Street, Suite 130 Boulder, Colorado 80301 Re: Offering Statement on Form 1-A Ladies and Gentlemen: We have acted as special counsel to Auddia Inc., a Delaware corporation (the “Company”), in connection with the filing of the offering statement (the “Offering Statement”) on Form 1-A w |
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| August 23, 2024 |
LICENSE AND SERVICES AGREEMENT Exhibit 6.8 CERTAIN INFORMATION CONTAINED IN THIS EXHIBIT, MARKED BY XXXXX, HAS BEEN EXCLUDED FROM THIS EXHIBIT BECAUSE THE REGISTRANT HAS DETERMINED THAT IT IS BOTH NOT MATERIAL AND IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. LICENSE AND SERVICES AGREEMENT This License and Services Agreement (this “Agreement”), is made and entered into as of this 1st day of March, 2019 (the |
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| August 23, 2024 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX1A-11 CONSENT 5 auddiaex1102.htm CONSENT OF HAYNIE & COMPANY, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 11.2 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the use of our report dated April 1, 2024, on the financial statements of Auddia, Inc. as of December 31, 2023 and for the year then ended included herein on the Regulation A Offering Circular of Aud |
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| August 23, 2024 |
PRELIMINARY OFFERING CIRCULAR DATED AUGUST 23, 2024 Table of Contents PRELIMINARY OFFERING CIRCULAR DATED AUGUST 23, 2024 An offering statement pursuant to Regulation A relating to these securities has been filed with the Securities and Exchange Commission. |
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| August 23, 2024 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 11.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the inclusion in this Pre-Qualified Amendment No. 1 to Offering Statement on Form 1-A/A (No. 024-12472)of our report dated March 20, 2023, with respect to the financial statements of Auddia Inc. as of December 31, 2022 and for the year then ended. Our audit report includes an explanatory paragraph relating to Auddi |
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| August 19, 2024 |
AUDDIA INC. Up to 2,105,263 Shares of Common Stock Filed Pursuant to Rule 424(b)(3) Registration No. 333-275441 PROSPECTUS SUPPLEMENT NO. 5 (To Prospectus Dated February 2, 2024) AUDDIA INC. Up to 2,105,263 Shares of Common Stock This prospectus supplement No. 5 updates, amends and supplements the prospectus dated February 2, 2024 (the “Prospectus”), relating to the offering and resale by White Lion Capital LLC (“White Lion” or the “Selling Securi |
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| August 19, 2024 |
AUDDIA INC. Up to 5,000,000 Shares of Common Stock Filed Pursuant to Rule 424(b)(3) Registration No. 333-278616 PROSPECTUS SUPPLEMENT NO. 2 (To Prospectus Dated April 23, 2024) AUDDIA INC. Up to 5,000,000 Shares of Common Stock This prospectus supplement No. 2 updates, amends and supplements the prospectus dated April 23, 2024 (the “Prospectus”), relating to the offering and resale by White Lion Capital LLC (“White Lion” or the “Selling Securityho |
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| August 19, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 19, 2024 AUDDIA INC. (Exact name of registrant as specified in its charter) Delaware 001-40071 45-4257218 (State or other jurisdiction of incorporation) (Commission File Number |
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| August 19, 2024 |
Exhibit 99.1 AUGUST 2024 | NASDAQ: AUUD The information in this material is provided for general information purposes only and does not take into account the investment objectives, financial situation and particular needs of any individual or entity. This presentation contains forward - looking statements within the meaning of the Private Securities Litigation Reform Act of 1995, Section 27A of th |
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| August 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly REPORT pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2024 Or ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File No. 001-40071 AUDDIA |
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| July 26, 2024 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 11.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the inclusion in this Offering Statement on Form 1-A of our report dated March 20, 2023, with respect to the financial statements of Auddia Inc. as of December 31, 2022 and for the year then ended. Our audit report includes an explanatory paragraph relating to Auddia Inc.’s ability to continue as a going concern. W |
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| July 26, 2024 |
Carroll Legal LLC 1449 Wynkoop Street Suite 507 Denver, CO 80202 July 26, 2024 Exhibit 12.1 Carroll Legal LLC 1449 Wynkoop Street Suite 507 Denver, CO 80202 July 26, 2024 Auddia Inc. 1680 38th Street, Suite 130 Boulder, Colorado 80301 Re: Offering Statement on Form 1-A Ladies and Gentlemen: We have acted as special counsel to Auddia Inc., a Delaware corporation (the “Company”), in connection with the filing of the offering statement (the “Offering Statement”) on Form 1-A wit |
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| July 26, 2024 |
Exhibit 4.1 NOTICE TO INVESTORS THIS INVESTMENT INVOLVES A HIGH DEGREE OF RISK, SUITABLE ONLY FOR PERSONS WHO CAN BEAR THE ECONOMIC RISK FOR AN INDEFINITE PERIOD OF TIME AND WHO CAN AFFORD TO LOSE THEIR ENTIRE INVESTMENT. INVESTORS SHOULD FURTHER UNDERSTAND THAT THIS INVESTMENT IS ILLIQUID AND IS EXPECTED TO CONTINUE TO BE ILLIQUID FOR AN INDEFINITE PERIOD OF TIME. THE SECURITIES OFFERED HEREBY HA |
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| July 26, 2024 |
PRELIMINARY OFFERING CIRCULAR DATED JULY 26, 2024 Table of Contents PRELIMINARY OFFERING CIRCULAR DATED JULY 26, 2024 An offering statement pursuant to Regulation A relating to these securities has been filed with the Securities and Exchange Commission. |
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| July 26, 2024 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 11.2 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the use of our report dated April 1, 2024, on the financial statements of Auddia, Inc. as of December 31, 2023 and for the year then ended included herein on the Regulation A Offering Circular of Auddia, Inc. on Form 1-A and to the reference to our firm under the heading “Experts”. /s/ Haynie & Company Salt |
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| May 23, 2024 |
Calculation of Filing Fee Table Exhibit 107 Calculation of Filing Fee Tables Form S-1 (Form Type) Auddia Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered (2) Proposed Maximum Offering Price Per Unit (1) Maximum Aggregate Offering Price (1) Fee Rate Amount of Registration Fee |
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| May 23, 2024 |
As filed with the Securities and Exchange Commission on May 23, 2024 Table of Contents As filed with the Securities and Exchange Commission on May 23, 2024 Registration No. |
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| May 17, 2024 |
AUDDIA INC. Up to 2,105,263 Shares of Common Stock Filed Pursuant to Rule 424(b)(3) Registration No. 333-275441 PROSPECTUS SUPPLEMENT NO. 4 (To Prospectus Dated February 2, 2024) AUDDIA INC. Up to 2,105,263 Shares of Common Stock This prospectus supplement No. 4 updates, amends and supplements the prospectus dated February 2, 2024 (the “Prospectus”), relating to the offering and resale by White Lion Capital LLC (“White Lion” or the “Selling Securi |
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| May 17, 2024 |
AUDDIA INC. Up to 5,000,000 Shares of Common Stock Filed Pursuant to Rule 424(b)(3) Registration No. 333-278616 PROSPECTUS SUPPLEMENT NO. 1 (To Prospectus Dated April 23, 2024) AUDDIA INC. Up to 5,000,000 Shares of Common Stock This prospectus supplement No. 1 updates, amends and supplements the prospectus dated April 23, 2024 (the “Prospectus”), relating to the offering and resale by White Lion Capital LLC (“White Lion” or the “Selling Securityho |
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| May 14, 2024 |
Form of Securities Purchase Agreement dated April 23, 2024 Exhibit 10.41 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of April 23, 2024, is by and among Auddia Inc., a Delaware corporation (the “Company”), and each of the investors listed on the Schedule of Buyers attached hereto (individually, a “Buyer” and collectively, the “Buyers”). RECITALS A.The Company and each Buyer is executing and delivering this A |
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| May 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly REPORT pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2024 Or ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File No. 001-40071 AUDDIA |
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| April 29, 2024 |
Form of Securities Purchase Agreement dated April 23, 2024 Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of April 23, 2024, is by and among Auddia Inc., a Delaware corporation (the “Company”), and each of the investors listed on the Schedule of Buyers attached hereto (individually, a “Buyer” and collectively, the “Buyers”). RECITALS A.The Company and each Buyer is executing and delivering this Ag |
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| April 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 29, 2024 (April 23, 2024) AUDDIA INC. (Exact name of registrant as specified in its charter) Delaware 001-40071 45-4257218 (State or other jurisdiction of incorporation) (Commis |
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| April 29, 2024 |
Form of Registration Rights Agreement dated April 23, 2024 Exhibit 10.3 REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of April 23, 2024, is by and among Auddia Inc., a Delaware corporation (the “Company”), and the undersigned buyers (each, a “Buyer,” and collectively, the “Buyers”). RECITALS A.In connection with the Securities Purchase Agreement by and among the parties hereto, dated as of April 23, 2024 (th |
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| April 29, 2024 |
Form of Common Stock Warrant dated April 23, 2024 Exhibit 10.2 [FORM OF WARRANT] NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRAT |
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| April 29, 2024 |
Series B Convertible Preferred Stock Certificate of Designations dated April 23, 2024 Exhibit 3.1 Delaware The First State I, JEFFREY W. BULLOCK, SECRETARY OF STATE OF THE STATE OF DELAWARE, DO HEREBY CERTIFY THE ATTACHED IS A TRUE AND CORRECT COPY OF THE CERTIFICATE OF DESIGNATION OF “AUDDIA INC.”, FILED IN THIS OFFICE ON THE TWENTY-THIRD DAY OF APRIL, A.D. 2024, AT 1:44 O`CLOCK P.M. 1 CERTIFICATE OF DESIGNATIONS OF RIGHTSAND PREFERENCESOF SERIES B CONVERTIBLE PREFERRED STOCK OF A |
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| April 23, 2024 |
AUDDIA INC. Up to 5,000,000 Shares of Common Stock PROSPECTUS Filed Pursuant to Rule 424(b)(3) Registration No. 333-278616 AUDDIA INC. Up to 5,000,000 Shares of Common Stock This prospectus relates to the offering and resale by White Lion Capital LLC (“White Lion” or the “Selling Securityholder”) of up to 5,000,000 shares of our common stock, par value $0.001 per share. The shares of common stock being offered by the Selling Securityholder have be |
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| April 22, 2024 |
Auddia Inc. 2100 Central Ave., Suite 200 Boulder, Colorado 80301 April 22, 2024 Auddia Inc. 2100 Central Ave., Suite 200 Boulder, Colorado 80301 April 22, 2024 VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attn: Uwem Bassey Re: Auddia Inc. Registration Statement on Form S-1 (File No. 333-278616) Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Act of 1933, as amended, Auddia Inc. (the “Company”) hereby requests that |
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| April 15, 2024 |
Amendment and Waiver dated April 9, 2024 Relating to Senior Secured Bridge Notes Exhibit 10.1 AMENDMENT AND WAIVER RELATING TO SENIOR SECURED BRIDGE NOTES This Amendment and Waiver (this “Waiver”), dated as of April 9, 2024, is entered into by and among Auddia Inc., a Delaware corporation (the “Company”), and the undersigned investor (the “Holder”). Unless otherwise specified herein, capitalized terms used and not otherwise defined herein shall have the meanings assigned to su |
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| April 15, 2024 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 15, 2024 (April 9, 2024) AUDDIA INC. (Exact name of registrant as specified in its charter) Delaware 001-40071 45-4257218 (State or other jurisdiction of incorporation) (Commiss |
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| April 11, 2024 |
As filed with the Securities and Exchange Commission on April 11, 2024 Table of Contents As filed with the Securities and Exchange Commission on April 11, 2024 Registration No. |
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| April 11, 2024 |
Calculation of Filing Fee Table Exhibit 107 Calculation of Filing Fee Tables Form S-1 (Form Type) Auddia Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered (2) Proposed Maximum Offering Price Per Unit (1) Maximum Aggregate Offering Price (1) Fee Rate Amount of Registration Fee |
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| April 8, 2024 |
AUDDIA INC. 2,105,263 Post Split Shares of Common Stock Filed Pursuant to Rule 424(b)(3) Registration No. 333-275441 PROSPECTUS SUPPLEMENT NO. 3 (To Prospectus Dated February 2, 2024) AUDDIA INC. 2,105,263 Post Split Shares of Common Stock This prospectus supplement No.3 updates, amends and supplements the prospectus dated February 2, 2024 (the “Prospectus”), relating to the offering and resale by White Lion Capital LLC (“White Lion” or the “Selling Se |
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| April 1, 2024 |
Exhibit 97.1 AUDDIA INC. POLICY REGARDING THE RECOUPMENT OF CERTAIN PERFORMANCE-BASED COMPENSATION PAYMENTS Effective as of December 1, 2023 (the “Effective Date”) Purpose and Scope. This policy sets forth the conditions under which Auddia Inc. (the “Company”) will seek reimbursement with respect to incentive-based compensation received by, and to recover profits realized from the sale of shares o |
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| April 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x AnNUAL REPORT pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2023 or ¨ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transaction period from to Commission File No. 001-40071 AUDDIA INC |
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| March 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 18, 2024 AUDDIA INC. (Exact name of registrant as specified in its charter) Delaware 001-40071 45-4257218 (State or other jurisdiction of incorporation) (Commission File Number) |
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| March 18, 2024 |
Exhibit 99.1 Auddia Announces New $3.5M Financing Proceeds will advance the recently announced enhanced podcast initiatives and support faidr 3.1 UX improvements New financing better positions the Company for its ongoing M&A strategy Financing secured without providing warrant coverage BOULDER, CO / March 18, 2024 / Auddia Inc. (NASDAQ:AUUD) (NASDAQ:AUUDW) ("Auddia" or the "Company"), developer of |
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| March 15, 2024 |
AUUD / Auddia Inc. / White Lion Capital LLC - SC 13G Passive Investment SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Act of 1934 AUDDIA INC. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 05072K206 (CUSIP Number) March 11, 2024 (Date of event which requires filing of this statement) Check the appropriate box to designate the rule pursuant to which this Schedul |
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| March 7, 2024 |
VIA EDGAR March 7, 2024 Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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| March 7, 2024 |
AUDDIA INC. 2,105,263 Post Split Shares of Common Stock Filed Pursuant to Rule 424(b)(3) Registration No. 333-275441 PROSPECTUS SUPPLEMENT NO. 2 (To Prospectus Dated February 2, 2024) AUDDIA INC. 2,105,263 Post Split Shares of Common Stock This prospectus supplement No. 1 updates, amends and supplements the prospectus dated February 2, 2024 (the “Prospectus”), relating to the offering and resale by White Lion Capital LLC (“White Lion” or the “Selling S |
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| February 27, 2024 |
Certificate of Amendment to the Certificate of Incorporation of the Company dated February 23, 2024 Exhibit 3.1 Delaware The First State I, JEFFREY W. BULLOCK, SECRETARY OF STATE OF THE STATE OF DELAWARE,DO HEREBY CERTIFY THE ATTACHED IS A TRUE AND CORRECT COPY OF THE CERTIFICATE OF AMENDMENT OF “AUDDIA INC.”, FILED IN THIS OFFICE ON THE TWENTY-THIRD DAY OF FEBRUARY, A.D. 2024, AT 6:24 O`CLOCK P.M. AND I DO HEREBY FURTHER CERTIFY THAT THE EFFECTIVE DATE OF THE AFORESAID CERTIFICATE OF AMENDMENT |
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| February 27, 2024 |
AUDDIA INC. 52,631,578 Pre-Split Shares of Common Stock 2,105,263 Post Split Shares of Common Stock Filed Pursuant to Rule 424(b)(3) Registration No. 333-275441 PROSPECTUS SUPPLEMENT NO. 1 (To Prospectus Dated February 2, 2024) AUDDIA INC. 52,631,578 Pre-Split Shares of Common Stock 2,105,263 Post Split Shares of Common Stock This prospectus supplement No. 1 updates, amends and supplements the prospectus dated February 2, 2024 (the “Prospectus”), relating to the offering and resale by White Lion |
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| February 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 27, 2024 (February 26, 2024) AUDDIA INC. (Exact name of registrant as specified in its charter) Delaware 001-40071 45-4257218 (State or other jurisdiction of incorporation) ( |
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| February 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 2, 2024 AUDDIA INC. (Exact name of registrant as specified in its charter) Delaware 001-40071 45-4257218 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| February 2, 2024 |
Exhibit 2.1 Execution Version PURCHASE AGREEMENT by and among the Sellers (as defined herein), the Buyer (as defined herein), and, solely for purposes of Article VIII, the Seller Partners (as defined herein) Dated as of January 26, 2024 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 1 Section 1.1 Specific Definitions 1 Section 1.2 Other Terms 1 Section 1.3 Other Definitional Provisions 1 ARTICLE II |
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| February 2, 2024 |
As filed with the Securities and Exchange Commission on February 2, 2024 Table of Contents As filed with the Securities and Exchange Commission on February 2, 2024 Registration No. |
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| January 26, 2024 |
As filed with the Securities and Exchange Commission on January 26, 2024 Table of Contents As filed with the Securities and Exchange Commission on January 26, 2024 Registration No. |
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| January 26, 2024 |
Calculation of Filing Fee Table Exhibit 107 Calculation of Filing Fee Table Form S-1 (Form Type) Auddia Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price(1) Fee Rate Amount of Registration Fee Fees to B |
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| January 26, 2024 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 26, 2024 (January 26, 2024) AUDDIA INC. (Exact name of registrant as specified in its charter) Delaware 001-40071 45-4257218 (State or other jurisdiction of incorporation) (Co |
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| December 29, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 29, 2023 (December 29, 2023) AUDDIA INC. (Exact name of registrant as specified in its charter) Delaware 001-40071 45-4257218 (State or other jurisdiction of incorporation) ( |
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| December 18, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 18, 2023 (December 12, 2023) AUDDIA INC. (Exact name of registrant as specified in its charter) Delaware 001-40071 45-4257218 (State or other jurisdiction of incorporation) ( |
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| December 18, 2023 |
Employment Agreement, effective as of November 27, 2023, between Auddia Inc. and John E. Mahoney Exhibit 10.1 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this “Agreement”) is entered into as of November 27, 2023 (the “Effective Date”) by and between Auddia Inc. a Delaware corporation (the “Company”) and John Mahoney (“Executive”). RECITALS A. The Company considers it essential to its best interests to procure the employment of Executive by the Company from and after the date hereof. B. Ex |
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| November 28, 2023 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 28, 2023 (November 21, 2023) AUDDIA INC. (Exact name of registrant as specified in its charter) Delaware 001-40071 45-4257218 (State or other jurisdiction of incorporation) ( |
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| November 22, 2023 |
AUDDIA INC. Up to 52,631,578 Shares of Common Stock PROSPECTUS Filed Pursuant to Rule 424(b)(3) Registration No. 333-275441 AUDDIA INC. Up to 52,631,578 Shares of Common Stock This prospectus relates to the offering and resale by White Lion Capital LLC (“White Lion” or the “Selling Securityholder”) of up to 52,631,578 shares of our common stock, par value $0.001 per share. The shares of common stock being offered by the Selling Securityholder have |
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| November 20, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitte |
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| November 17, 2023 |
As filed with the Securities and Exchange Commission on November 17, 2023 Table of Contents As filed with the Securities and Exchange Commission on November 17, 2023 Registration No. |
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| November 17, 2023 |
Auddia Inc. 2100 Central Ave., Suite 200 Boulder, Colorado 80301 November 17, 2023 Auddia Inc. 2100 Central Ave., Suite 200 Boulder, Colorado 80301 November 17, 2023 VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attn: Austin Pattan Re: Auddia Inc. Registration Statement on Form S-1 (File No. 333-275441) Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Act of 1933, as amended, Auddia Inc. (the “Company”) hereby requests |
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| November 16, 2023 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of November 10, 2023, between Auddia Inc., a Delaware corporation (the “Company”), and the purchaser identified on the signature page hereto (the “Purchaser”). WHEREAS, subject to the terms and conditions set forth in this Agreement and pursuant to Section 4(a)(2) of the Securities Act of 1 |
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| November 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 16, 2023 (November 10, 2023) AUDDIA INC. (Exact name of registrant as specified in its charter) Delaware 001-40071 45-4257218 (State or other jurisdiction of incorporation) ( |
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| November 16, 2023 |
Certificate of Designation of Series A Preferred Stock filed November 13, 2023 Exhibit 3.1 1 State of Delaware Secretary of State Division of Corporations Delivered 09:27AM 11/13/2023 FILED 09:27AM11/13/2023 SR 20233953625 - File Number 5096256 AUDDIA INC. CERTIFICATE OF DESIGNATION OF SERIES A PREFERRED STOCK Pursuant to Section 151 of the General Corporation Law of the State of Delaware The following recital and resolution was duly adopted by the board of directors (the "B |
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| November 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly REPORT pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2023 Or ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File No. 001-40071 AU |
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| November 9, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitte |
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| November 9, 2023 |
As filed with the Securities and Exchange Commission on November 9, 2023 Table of Contents As filed with the Securities and Exchange Commission on November 9, 2023 Registration No. |
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| November 9, 2023 |
Calculation of Filing Fee Table Exhibit 107 Calculation of Filing Fee Table Form S-1 (Form Type) Auddia Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security type Security class title Fee calculation or carry forward rule Amount registered(2) Proposed maximum offering price per unit(1) Maximum aggregate offering price(1) Fee rate Amount of registration fee(1) Fees to Be Paid Eq |
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| November 9, 2023 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 9, 2023 AUDDIA INC. (Exact name of registrant as specified in its charter) Delaware 001-40071 45-4257218 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| November 6, 2023 |
Exhibit 10.1 COMMON STOCK PURCHASE AGREEMENT This Common Stock Purchase Agreement (this “Agreement”) is entered into effective as November 6, 2023 (the “Execution Date”), by and between Auddia, Inc., a Delaware corporation (the “Company”), and White Lion Capital, LLC, a Nevada limited liability company (the “Investor”). WHEREAS, the parties desire that, upon the terms and subject to the conditions |
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| November 6, 2023 |
Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this “Agreement”) is entered into effective as November 6, 2023 (the “Execution Date”), by and between Auddia, Inc., a Delaware corporation (the “Company”), and White Lion Capital, LLC, a Nevada limited liability company (the “Investor”). RECITALS A. The parties desire that, upon the terms and subject to the conditions |
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| November 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 6, 2023 AUDDIA INC. (Exact name of registrant as specified in its charter) Delaware 001-40071 45-4257218 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| October 30, 2023 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 24, 2023 (October 30, 2023) AUDDIA INC. (Exact name of registrant as specified in its charter) Delaware 001-40071 45-4257218 (State or other jurisdiction of incorporation) (Co |
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| October 2, 2023 |
Exhibit 99.2 SEPTEMBER 2023 | NASDAQ: AUUD 1 The information in this material is provided for general information purposes only and does not take into account the investment objectives, financial situation and particular needs of any individual or entity. This presentation contains forward - looking statements within the meaning of the Private Securities Litigation Reform Act of 1995, Section 27A |
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| October 2, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 2, 2023 AUDDIA INC. (Exact name of registrant as specified in its charter) Delaware 001-40071 45-4257218 (State or other jurisdiction of incorporation) (Commission File Number |
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| October 2, 2023 |
Exhibit 99.1 Auddia Inc. Releases New Investor Presentation October 2, 2023 Provides updated overview of the faidr 3.0 audio superapp. Includes strategy to exponentially grow the user base at a far greater cost efficiency through acquisition. Updated presentation can be heard at the LD Micro Main Event XVI 2023 on Wednesday, October 4 th at 12:00 PM ET or via webcast. BOULDER, CO, Oct. 02, 2023 (G |
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| August 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 30, 2023 (August 24, 2023) AUDDIA INC. (Exact name of registrant as specified in its charter) Delaware 001-40071 45-4257218 (State or other jurisdiction of incorporation) (Comm |
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| August 30, 2023 |
Haynie & Company letter dated August 30, 2023 Exhibit 16.2 August 30, 2023 U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Auddia Inc., Changes in Registrant’s Certifying Accountant We have read the statements made by Auddia Inc., which we understand will be filed with the Securities and Exchange Commission, pursuant to Item 4.01 of Form 8-K of the Company dated August 30, 2023, and agree with such statements |
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| August 30, 2023 |
CohnReznick LLP letter dated August 30, 2023 Exhibit 16.1 August 30, 2023 U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Auddia Inc., Changes in Registrant’s Certifying Accountant We have read the statements made by Auddia Inc., which we understand will be filed with the Securities and Exchange Commission, pursuant to Item 4.01 of Form 8-K of the Company dated August 30, 2023, and agree with such statements |
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| August 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 25, 2023 (August 23, 2023) AUDDIA INC. (Exact name of registrant as specified in its charter) Delaware 001-40071 45-4257218 (State or other jurisdiction of incorporation) (Comm |
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| August 25, 2023 |
Auddia Inc. Announces Filing of Delayed 10-Q Quarterly Report Exhibit 99.1 Auddia Inc. Announces Filing of Delayed 10-Q Quarterly Report BOULDER, CO, August 25, 2023 – Auddia Inc., (“Auddia” or the “Company”) (Nasdaq: AUUD, AUUDW), developer of a proprietary AI platform for audio and innovative technologies for podcasts that is reinventing how consumers engage with audio, announced today that it was not able to file its Quarterly Report for the quarter ended |
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| August 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly REPORT pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2023 Or ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File No. 001-40071 AUDDIA |
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| August 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form 10-D o Form N-CEN o N-CSR For Period Ended: June 30, 2023 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Form 10-Q For the Transition Period Ende |
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| July 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 14, 2023 (July 10, 2023) AUDDIA INC. (Exact name of registrant as specified in its charter) Delaware 001-40071 45-4257218 (State or other jurisdiction of incorporation) (Commissi |
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| July 14, 2023 |
CohnReznick LLP letter dated July 14, 2023 Exhibit 16.1 July 14, 2023 U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Ladies and Gentlemen: We have read the statements made by Auddia Inc., which we understand will be filed with the Securities and Exchange Commission, pursuant to Item 4.01 of Form 8-K of the Company dated July 14, 2023, and agree with such statements contained therein as they pertain to our f |
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| July 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 11, 2023 (July 10, 2023) AUDDIA INC. (Exact name of registrant as specified in its charter) Delaware 001-40071 45-4257218 (State or other jurisdiction of incorporation) (Commissi |
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| July 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 3, 2023 (June 30, 2023) AUDDIA INC. (Exact name of registrant as specified in its charter) Delaware 001-40071 45-4257218 (State or other jurisdiction of incorporation) (Commissio |
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| June 30, 2023 |
AUUD / Auddia Inc / White Lion Capital LLC - SC 13G/A Passive Investment SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Amendment No. 1) Under the Securities Act of 1934 AUDDIA INC. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 05072K107 (CUSIP Number) June 30, 2023 (Date of event which requires filing of this statement) Check the appropriate box to designate the rule pursuant |
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| June 14, 2023 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of June, 2023, between Auddia Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”). WHEREAS, subject to the terms and conditions set forth in th |
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| June 14, 2023 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 14, 2023 (June 13, 2023) AUDDIA INC. (Exact name of registrant as specified in its charter) Delaware 001-40071 45-4257218 (State or other jurisdiction of incorporation) (Commissi |
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| June 14, 2023 |
Form of 2023 Placement Agency Agreement Exhibit 1.1 PLACEMENT AGENCY AGREEMENT June , 2023 Auddia, Inc. 2100 Central Ave., Suite 200 Boulder, Colorado 80301 Attention: Michael Lawless, President, Chief Executive Officer and Director Dear Mr. Lawless: This agreement (the “Agreement”) constitutes the agreement between Maxim Group LLC (the “Placement Agent”) and Auddia, Inc., a Delaware corporation (the “Company”), pursuant to which the Pl |
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| June 14, 2023 |
AUDDIA INC. 4,375,000 Shares of Common Stock Filed pursuant to Rule 424(b)(5) Registration No. 333-264227 PROSPECTUS SUPPLEMENT (to Prospectus dated April 18, 2021) AUDDIA INC. 4,375,000 Shares of Common Stock We are offering to a group of institutional investors 4,375,000 shares of our common stock, par value $0.001 per share (“common stock”) in a registered direct transaction. The public offering price is $0.65 per share. Our common stock |
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| June 14, 2023 |
Exhibit 99.1 Auddia Announces Pricing of $3.1 Million Registered Direct Offering of Common Stock Priced At-The-Market BOULDER, CO, June 13, 2023 (GLOBE NEWSWIRE) - via NewMediaWire– Auddia Inc. (Nasdaq: AUUD) ("Auddia" or the "Company"), developer of a proprietary AI platform for audio and innovative technologies for podcasts that is reinventing how consumers engage with audio, today announced tha |
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| June 13, 2023 |
Filed pursuant to Rule 424(b)(5) Registration No. 333-235891 PROSPECTUS SUPPLEMENT (to Prospectus dated April 18, 2021) (to Prospectus Supplement dated November 15, 2022) AUDDIA INC. This prospectus supplement amends and supplements the information in the prospectus dated April 18, 2021 (the “Prospectus”), filed with the Securities and Exchange Commission as part of our registration statement on F |
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| May 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 26, 2023 (May 23, 2023) AUDDIA INC. (Exact name of registrant as specified in its charter) Delaware 001-40071 45-4257218 (State or other jurisdiction of incorporation) (Commission |
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| May 19, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly REPORT pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2023 Or ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File No. 001-40071 AUDDIA |
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| May 16, 2023 |
NT 10-Q 1 auddia10qnt.htm NT 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form 10-D o Form N-CEN o N-CSR For Period Ended: March 31, 2023 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Form |
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| May 12, 2023 |
Auditor letter from CohnReznick LLP dated May 12, 2023 Exhibit 16.2 May 12, 2023 U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Auddia Inc., Changes in Registrant’s Certifying Accountant We have read the statements made by Auddia Inc., which we understand will be filed with the Securities and Exchange Commission, pursuant to Item 4.01 of Form 8-K of the Company dated May 12, 2023, and agree with such statements conta |
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| May 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 8, 2023 AUDDIA INC. (Exact name of registrant as specified in its charter) Delaware 001-40071 45-4257218 (State or other jurisdiction of incorporation) (Commission File Number |
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| May 12, 2023 |
Auditor letter from Daszkal Bolton LLP dated May 12, 2023 Exhibit 16.1 May 12, 2023 U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Auddia Inc. Changes in Registrant’s Certifying Accountant We have read the statements made by Auddia Inc., which we understand will be filed with the Securities and Exchange Commission, pursuant to Item 4.01 of Form 8-K of the Company dated May 12, 2023, and agree with such statements contai |
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| April 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 28, 2023 (April 24, 2023) AUDDIA INC. (Exact name of registrant as specified in its charter) Delaware 001-40071 45-4257218 (State or other jurisdiction of incorporation) (Commis |
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| April 21, 2023 |
Common Stock Warrant for 600,000 shares dated April 17, 2023 Exhibit 10.2 THIS WARRANT AND THE UNDERLYING SECURITIES HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”). THEY MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT AS TO SUCH SECURITIES UNDER THE ACT OR AN OPINION OF COUNSEL SATISFACTORY TO THE COMPANY THAT SUCH REGISTRATION IS NOT REQUIRED. AUDDIA INC. WA |
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| April 21, 2023 |
Secured Promissory Bridge Note dated April 17, 2023 Exhibit 10.1 THIS NOTE AND THE SECURITIES ISSUABLE UPON THE CONVERSION HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR UNDER THE SECURITIES LAWS OF ANY STATES IN THE UNITED STATES. THESE SECURITIES ARE SUBJECT TO RESTRICTIONS ON TRANSFERABILITY AND RESALE AND MAY NOT BE TRANSFERRED OR RESOLD EXCEPT AS PERMITTED UNDER THE ACT AND THE APPLICABLE STATE SEC |
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| April 21, 2023 |
AUUD / Auddia Inc / White Lion Capital LLC - SC 13G Passive Investment SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Act of 1934 AUDDIA INC. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 05072K107 (CUSIP Number) April 13, 2023 (Date of event which requires filing of this statement) Check the appropriate box to designate the rule pursuant to which this Schedul |
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| April 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 21, 2023 (April 17, 2023) AUDDIA INC. (Exact name of registrant as specified in its charter) Delaware 001-40071 45-4257218 (State or other jurisdiction of incorporation) (Commis |
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| April 21, 2023 |
Common Stock Warrant for 650,000 shares dated April 17, 2023 Exhibit 10.3 THIS WARRANT AND THE UNDERLYING SECURITIES HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”). THEY MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT AS TO SUCH SECURITIES UNDER THE ACT OR AN OPINION OF COUNSEL SATISFACTORY TO THE COMPANY THAT SUCH REGISTRATION IS NOT REQUIRED. AUDDIA INC. WA |
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| April 18, 2023 |
VIA EDGAR April 18, 2023 Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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| March 28, 2023 |
Form of Underwriting Agreement EX-1.1 2 auddiaex0101.htm FORM OF UNDERWRITING AGREEMENT Exhibit 1.1 SHARES of Common Stock PRE-FUNDED Warrants TO PURCHASE SHARES OF COMMON STOCK AND Warrants of AUDDIA INC. UNDERWRITING AGREEMENT , 2023 Ladenburg Thalmann & Co. Inc. As the Representative of the Several underwriters, if any, named in Schedule I hereto 640 Fifth Avenue, 4th Floor New York, New York 10019 Ladies and Gentlemen: The |
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| March 28, 2023 |
Exhibit 10.27 LOCK-UP AGREEMENT March , 2023 Ladenburg Thalmann & Co. Inc. 640 Fifth Avenue, 4th Floor New York, New York 10019 acting as representative to the several underwriters: Re: Underwriting Agreement, dated as of March , 2023 (the “Underwriting Agreement”), between Auddia Inc. (the “Company”) and Ladenburg Thalmann & Co. Inc., acting as representative to the several underwriters (the “Rep |
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| March 28, 2023 |
As filed with the Securities and Exchange Commission on March 28, 2023 Table of Contents As filed with the Securities and Exchange Commission on March 28, 2023 Registration No. |
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| March 28, 2023 |
Calculation of Filing Fee Table Exhibit 107 Calculation of Filing Fee Tables Form S-1 (Form Type) AUDDIA INC. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price(1)(2)(3) Fee Rate Amount of Registration Fee Equity Common stock, par value $0.001 |
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| March 28, 2023 |
Form of Warrant Agent Agreement Exhibit 10.10 AUDDIA INC. and vStock Transfer LLC, as Warrant Agent Warrant Agency Agreement Dated as of , 2023 1 WARRANT AGENCY AGREEMENT WARRANT AGENCY AGREEMENT, dated as of , 2023 (“Agreement”), between Auddia Inc., a corporation organized under the laws of the State of Delaware (the “Company”), and VStock Transfer LLC (the “Warrant Agent”). W I T N E S S E T H WHEREAS, pursuant to a registere |
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| March 28, 2023 |
Exhibit 4.4 PRE-FUNDED COMMON STOCK PURCHASE WARRANT auddia inc. Warrant Shares: Initial Exercise Date: , 2023 THIS PRE-FUNDED COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “In |
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| March 28, 2023 |
Exhibit 4.3 COMMON STOCK PURCHASE WARRANT auddia inc. Warrant Shares: Initial Exercise Date: , 2023 THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) |
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| March 23, 2023 |
Calculation of Filing Fee Table Exhibit 107 Calculation of Filing Fee Tables Form S-1 (Form Type) AUDDIA INC. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price(1)(2)(3) Fee Rate Amount of Registration Fee Equity Common stock, par value $0.001 |
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| March 23, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x AnNUAL REPORT pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2022 or ¨ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transaction period from to Commission File No. 001-40071 AUDDIA INC |
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| March 23, 2023 |
As filed with the Securities and Exchange Commission on March 23, 2023 Table of Contents As filed with the Securities and Exchange Commission on March 23, 2023 Registration No. |
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| March 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 9, 2023 (March 8, 2023) AUDDIA INC. (Exact name of registrant as specified in its charter) Delaware 001-40071 45-4257218 (State or other jurisdiction of incorporation) (Commissi |
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| March 9, 2023 |
Exhibit 16.1 March 8, 2023 U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Auddia Inc. Changes in Registrant’s Certifying Accountant We have read the statements made by Auddia Inc., which we understand will be filed with the Securities and Exchange Commission, pursuant to Item 4.01 of Form 8-K of the Company dated March 9, 2023, and agree with such statements cont |
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| February 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 16, 2023 (February 10, 2023) AUDDIA INC. (Exact name of registrant as specified in its charter) Delaware 001-40071 45-4257218 (State or other jurisdiction of incorporation) ( |
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| February 16, 2023 |
Executive Officer Employment Agreement for Timothy Ackerman effective as of February 6, 2023 Exhibit 10.1 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this “Agreement”) is entered into as of February 6, 2023 (the “Effective Date”) by and between Auddia Inc. a Delaware corporation (the “Company”) and Timothy J. Ackerman (“Executive”). RECITALS A. The Company considers it essential to its best interests to procure the employment of Executive by the Company from and after the date hereof. |
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| December 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 13, 2022 (December 9, 2022) AUDDIA INC. (Exact name of registrant as specified in its charter) Delaware 001-40071 45-4257218 (State or other jurisdiction of incorporation) (C |
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| November 15, 2022 |
AUDDIA INC. 140,186 Shares of Common Stock Up to $10,000,000 of Shares of Common Stock Filed pursuant to Rule 424(b)(5) Registration No. 333-235891 PROSPECTUS SUPPLEMENT (to Prospectus dated April 18, 2021) AUDDIA INC. 140,186 Shares of Common Stock Up to $10,000,000 of Shares of Common Stock This prospectus supplement relates to the issuance and sale of up to ten million dollars ($10,000,000) in shares of the common stock, $0.001 per share (?common stock?), of Auddia Inc., a Delawa |
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| November 14, 2022 |
Security Agreement dated November 14, 2022 Exhibit 10.3 SECURITY AGREEMENT This SECURITY AGREEMENT, dated as of November 14, 2022 (this ?Agreement?), among Auddia Inc., a Delaware corporation (the ?Company?), any subsidiary and affiliate of the Company that is a signatory hereto either now or joined in the future (such subsidiaries, the ?Guarantors? and, together with the Company, the ?Debtors?) and the holders of the Secured Notes (as def |
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| November 14, 2022 |
Secured Promissory Bridge Note dated November 14, 2022 Exhibit 10.1 THIS NOTE AND THE SECURITIES ISSUABLE UPON THE CONVERSION HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?ACT?), OR UNDER THE SECURITIES LAWS OF ANY STATES IN THE UNITED STATES. THESE SECURITIES ARE SUBJECT TO RESTRICTIONS ON TRANSFERABILITY AND RESALE AND MAY NOT BE TRANSFERRED OR RESOLD EXCEPT AS PERMITTED UNDER THE ACT AND THE APPLICABLE STATE SEC |
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| November 14, 2022 |
Exhibit 10.4 COMMON STOCK PURCHASE AGREEMENT This Common Stock Purchase Agreement (this ?Agreement?) is entered into effective as November 14, 2022 (the ?Execution Date?), by and between Auddia Inc., a Delaware corporation (the ?Company?), and White Lion Capital LLC, a Nevada limited liability company (the ?Investor?). WHEREAS, the parties desire that, upon the terms and subject to the conditions |
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| November 14, 2022 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 14, 2022 AUDDIA INC. (Exact name of registrant as specified in its charter) Delaware 001-40071 45-4257218 (State or other jurisdiction of incorporation) (Commission File Numb |
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| November 14, 2022 |
Common Stock Warrant dated November 14, 2022 Exhibit 10.2 THIS WARRANT AND THE UNDERLYING SECURITIES HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?ACT?). THEY MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT AS TO SUCH SECURITIES UNDER THE ACT OR AN OPINION OF COUNSEL SATISFACTORY TO THE COMPANY THAT SUCH REGISTRATION IS NOT REQUIRED. AUDDIA INC. WA |
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| November 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly REPORT pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2022 Or ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File No. 001-40071 AU |
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| November 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 31, 2022 AUDDIA INC. (Exact name of registrant as specified in its charter) Delaware 001-40071 45-4257218 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| October 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| October 21, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitte |
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| October 11, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitte |
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| August 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? Quarterly REPORT pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2022 Or ? Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File No. 001-40071 AUDDIA |
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| August 1, 2022 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 1, 2022 AUDDIA INC. (Exact name of registrant as specified in its charter) Delaware 001-40071 45-4257218 (State or other jurisdiction of incorporation) (Commission File Number) |
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| July 20, 2022 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 20, 2022 AUDDIA INC. (Exact name of registrant as specified in its charter) Delaware 001-40071 45-4257218 (State or other jurisdiction of incorporation) (Commission File Number) |
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| May 23, 2022 |
Exhibit 99.2 1 REINVENTING AUDIO May 2022 NASDAQ: AUUD 2 NASDAQ: AUUD AUDDIA | DISCLAIMER The information in this material is provided for general information purposes only and does not take into account the investm ent objectives, financial situation and particular needs of any individual or entity. This presentation contains forward - looking statements within the meaning of the Private Securiti |
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| May 23, 2022 |
Exhibit 99.1 Auddia Inc. Releases New Investor Presentation Updates include acquisition and usage metrics for the faidr and Vodacast platforms. BOULDER, CO May 23, 2022 / Auddia Inc. (NASDAQ: AUUD) (NASDAQ: AUUDW) ("Auddia" or the "Company?), developer of a proprietary AI platform for audio and innovative technologies for podcasts that is reinventing how consumers engage with radio, today announce |
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| May 23, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 23, 2022 AUDDIA INC. (Exact name of registrant as specified in its charter) Delaware 001-40071 45-4257218 (State or other jurisdiction of incorporation) (Commission File Number) |
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| May 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? Quarterly REPORT pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2022 Or ? Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File No. 001-40071 AUDDIA |
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| April 15, 2022 |
AUDDIA INC. 2100 CENTRAL AVENUE, SUITE 200 BOULDER, CO 80301 AUDDIA INC. 2100 CENTRAL AVENUE, SUITE 200 BOULDER, CO 80301 VIA EDGAR April 15, 2022 Securities and Exchange Commission 100 F Street, N.E. Judiciary Plaza Washington, D.C. 20549 Attn: Austin Pattan, Division of Corporation Finance Re: Auddia Inc. Registration Statement on Form S-3 (File No. 333-264227) Acceleration Request: Requested Date: April 18, 2022 Requested Time: 4:00 P.M. Eastern Time Dea |
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| April 11, 2022 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Auddia Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Type(1) Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry For |
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| April 11, 2022 |
Exhibit 4.5 AUDDIA INC., as ISSUER and [ ], as INDENTURE TRUSTEE INDENTURE Dated as of [ ] TABLE OF CONTENTS Page ARTICLE I DEFINITIONS AND INCORPORATION BY REFERENCE 1 Section 1.01 Definitions 1 Section 1.02 Other Definitions 4 Section 1.03 Incorporation by Reference of Trust Indenture Act 4 Section 1.04 Rules of Construction 5 ARTICLE II THE SECURITIES 6 Section 2.01 Issuable in Series 6 Section |
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| April 11, 2022 |
As filed with the Securities and Exchange Commission on April 11, 2022 As filed with the Securities and Exchange Commission on April 11, 2022 Registration No. |
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| February 17, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x AnNUAL REPORT pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2021 or ? Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transaction period from to Commission File No. 001-40071 AUDDIA INC |
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| November 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? Quarterly REPORT pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2021 Or ? Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File No. 001-40071 AU |
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| October 15, 2021 |
Executive Officer Employment Agreement for Peter Shoebridge dated October 13, 2021 Exhibit 10.2 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this ?Agreement?) is entered into as of October 13, 2021 (the ?Effective Date?) by and between Auddia Inc. a Delaware corporation (the ?Company?) and Peter Shoebridge (?Executive?). This agreement supersedes and replaces the previous employment agreement dated April 1, 2014 in its entirety. RECITALS A. The Company considers it essential |
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| October 15, 2021 |
Executive Officer Employment Agreement for Brian Hoff dated October 13, 2021 Exhibit 10.3 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this ?Agreement?) is entered into as of October 13, 2021 (the ?Effective Date?) by and between Auddia Inc. a Delaware corporation (the ?Company?) and Brian Hoff (?Executive?). RECITALS A. The Company considers it essential to its best interests to procure the employment of Executive by the Company from and after the date hereof. B. Execu |
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| October 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 15, 2021 (October 13, 2021) AUDDIA INC. (Exact name of registrant as specified in its charter) Delaware 001-40071 45-4257218 (State or other jurisdiction of incorporation) (Co |
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| October 15, 2021 |
Executive Officer Employment Agreement for Michael Lawless dated October 13, 2021 Exhibit 10.1 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this ?Agreement?) is entered into as of October 13, 2021 (the ?Effective Date?) by and between Auddia Inc. a Delaware corporation (the ?Company?) and Michael Lawless (?Executive?). This agreement supersedes and replaces the previous employment agreement dated February 6, 2012 in its entirety. RECITALS A. The Company considers it essentia |
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| August 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? Quarterly REPORT pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2021 Or ? Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File No. 001-40071 AUDDIA |
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| August 10, 2021 |
Form of Inducement Stock Option Grant Notice and Inducement Stock Option Agreement Exhibit 99.5 AUDDIA INC. STOCK OPTION GRANT NOTICE (INDUCEMENT GRANT AWARD) Auddia Inc. (the ?Company?), maintains its 2020 Equity Incentive Plan (the ?Plan?) which provides the general terms and restrictions for certain equity incentive awards to the Company?s employees, consultants and directors. This Option is not awarded pursuant to the Plan, but rather is intended to constitute a non-plan bas |
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| August 10, 2021 |
Exhibit 99.4 AUDDIA INC. RESTRICTED STOCK UNIT GRANT NOTICE (2020 EQUITY INCENTIVE PLAN) Auddia Inc. (the ?Company?), pursuant to its 2020 Equity Incentive Plan (the ?Plan?), hereby awards to Participant a Restricted Stock Unit Award for the number of shares of the Company?s Common Stock (?Restricted Stock Units?) set forth below (the ?Award?). The Award is subject to all of the terms and conditio |
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| August 10, 2021 |
Form of Stock Option Grant Notice and Stock Option Agreement under 2020 Equity Incentive Plan Exhibit 99.3 AUDDIA INC. STOCK OPTION GRANT NOTICE (2020 EQUITY INCENTIVE PLAN) Auddia Inc. (the ?Company?), pursuant to its 2020 Equity Incentive Plan (the ?Plan?), hereby grants to Optionholder an option to purchase the number of shares of the Company?s Common Stock set forth below. This option is subject to all of the terms and conditions as set forth in this Stock Option Grant Notice, in the O |
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| August 10, 2021 |
As filed with the U.S. Securities and Exchange Commission on August 10, 2021 As filed with the U.S. Securities and Exchange Commission on August 10, 2021 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 AUDDIA INC. (Exact name of Registrant as specified in its charter) Delaware 45-4257218 (State or other jurisdiction of Incorporation or organization (I.R.S. Employe |
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| August 10, 2021 |
Clip Interactive, LLC 2013 Equity Incentive Plan Exhibit 99.6 Clip Interactive, LLC 2013 Equity Incentive Plan Adopted by the Board: June 30, 2013 Approved By Members: June 30, 2013 Termination Date: June 29, 2023 1. General. (a) Eligible Award Recipients. Employees, Directors, eligible Consultants and Other Service Providers of the Company and its Affiliates are eligible to receive Awards. (b) Available Awards. The Plan provides for the grant o |
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| August 10, 2021 |
Form of Stock Option Grant Notice and Stock Option Agreement under 2013 Equity Incentive Plan Exhibit 99.7 Clip Interactive, LLC Option Grant Notice (2013 Equity Incentive Plan) Clip Interactive, LLC (the ?Company?), pursuant to its 2013 Equity Incentive Plan (the ?Plan?), hereby grants to Optionholder an option to purchase the number of Series 1 Common Shares (the ?Shares?) set forth below. This option is subject to all of the terms and conditions as set forth in this notice, in the Optio |
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| August 10, 2021 |
First Amendment to 2020 Equity Incentive Plan Exhibit 99.2 AMENDMENT No. 1 TO AUDDIA INC. 2020 EQUITY INCENTIVE PLAN Approved by the Board of Directors: August 4, 2021. Approved by the Stockholders: , 2022. 1. Section 3(d)(i) of the Plan is hereby amended to read as follows: (i) A maximum of 500,000 [ 150,000 ] shares of Common Stock subject to Options, SARs and Other Stock Awards whose value is determined by reference to an increase over an |
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| July 14, 2021 |
AUDDIA INC. 1,568,182 shares Common Stock Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-235891 AUDDIA INC. 1,568,182 shares of Common Stock This prospectus relates to the offer for sale of shares of common stock, par value $0.001 per share, by the existing holders of the securities named in this prospectus, referred to as selling stockholders throughout this prospectus. We will not receive any of the proceeds from the sa |
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| July 14, 2021 |
Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-235891 AUDDIA INC. This prospectus relates to the issuance of up to (i) 3,991,818 shares of common stock upon the exercise of Series A Warrants that were issued as part of our initial public offering, exercisable immediately at an exercise price of $4.5375 per share, and which expire on February 19, 2026, or the Base Warrants, (ii) 59 |
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| July 9, 2021 |
As filed with the Securities and Exchange Commission on July 9, 2021 Table of Contents As filed with the Securities and Exchange Commission on July 9, 2021 Registration No. |
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| July 8, 2021 |
Termination of a Material Definitive Agreement, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 8, 2021 AUDDIA INC. (Exact name of registrant as specified in its charter) Delaware 001-40071 45-4257218 (State or other jurisdiction of incorporation) (Commission File Number) ( |
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| May 14, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly REPORT pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2021 Or ? Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transaction period from to Commission File No. 001-40071 AUDDI |
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| April 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 15, 2021 AUDDIA INC. (Exact name of registrant as specified in its charter) Delaware 001-40071 45-425218 (State or other jurisdiction of incorporation) (Commission File Number) |
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| March 31, 2021 |
Amended Business Loan Agreement with Bank of the West Exhibit 10.15 CHANGE IN TERMS AGREEMENT Principal Loan Date Maturity Loan No Call /Coll Account Officer Initials $2,000,000.00 04-10-2018 07-10-2021 XXXXXXXXXX XXXXXX XXXXXXXXXX XXXXX References in the boxes above are for Lender's use only and do not limit the applicability of this document to any particular loan or item. Any item above containing ?***" has been omitted due to text length limitati |
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| March 31, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x AnNUAL REPORT pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2020 or ? Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transaction period from to Commission File No. 001-40071 AUDDIA INC |
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| March 31, 2021 |
Exhibit 4.3 DESCRIPTION OF THE REGISTRANT?S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES AND EXCHANGE ACT OF 1934, AS AMENDED As of March 31, 2021, Auddia Inc. had two classes of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the ?Exchange Act?). Our shares of common stock are listed on The Nasdaq Stock Market under the trading symbol ? |
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| March 18, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 18, 2021 AUDDIA INC. (Exact name of registrant as specified in its charter) Delaware 001-40071 45-425218 (State or other jurisdiction of incorporation) (Commission File Number) |
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| February 26, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Auddia Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 05072K107 (CUSIP Number) Jeffrey J. Thramann c/o Auddia Inc. 5755 Central Avenue, Suite C Boulder, CO 80301 (303) 219-9771 (Name, Address and Telephone Number of Person Authorized to |
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| February 26, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Auddia Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 05072K107 (CUSIP Number) Richard M. Minicozzi c/o Auddia Inc. 5755 Central Avenue, Suite C Boulder, CO 80301 (303) 219-9771 (Name, Address and Telephone Number of Person Authorized t |
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| February 22, 2021 |
Auddia Inc. Announces Pricing of $16.5 Million Upsized Initial Public Offering Exhibit 99.1 Auddia Inc. Announces Pricing of $16.5 Million Upsized Initial Public Offering Boulder, CO – February 16, 2021 – Auddia Inc. (NASDAQ: AUUD, AUUD) (“Auddia” or the “Company), a technology company and developer of consumer apps and content platforms that change how audio media is consumed, interacted with and monetized, announced today the pricing of its upsized initial public offering |
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| February 22, 2021 |
Exhibit 3.2 BYLAWS OF AUDDIA INC. (A DELAWARE CORPORATION) ARTICLE I OFFICES Section 1. Registered Office. The registered office of the corporation in the State of Delaware shall be in the City of Wilmington, County of New Castle. Section 2. Other Offices. The corporation shall also have and maintain an office or principal place of business at such place as may be fixed by the Board of Directors, |
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| February 22, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 16, 2021 Auddia Inc. (Exact name of registrant as specified in its charter) Delaware 333-235891 45-425218 (State or other jurisdiction of incorporation) (Commission File Numb |
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| February 22, 2021 |
Form of Representative’s Common Stock Purchase Warrant Exhibit 4.1 REPRESENTATIVE COMMON STOCK PURCHASE WARRANT AUDDIA INC. Warrant Shares: 319,346 Initial Exercise Date: August 19, 2021 THIS COMMON STOCK PURCHASE WARRANT (the ?Warrant?) certifies that, for value received, Maxim Group LLC or its assigns (the ?Holder?) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or afte |
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| February 22, 2021 |
Auddia Inc. Announces Closing of $16.5 Million Upsized Initial Public Offering Exhibit 99.2 Auddia Inc. Announces Closing of $16.5 Million Upsized Initial Public Offering Boulder, CO – February 19, 2021 – Auddia Inc. (NASDAQ: AUUD, AUUDW) (“Auddia” or the “Company), a technology company and developer of consumer apps and content platforms that change how audio media is consumed, interacted with and monetized, announced today the closing of its previously announced upsized in |
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| February 22, 2021 |
Exhibit 2.1 PLAN OF CONVERSION This Plan of Conversion (this ?Plan of Conversion?) of Clip Interactive, LLC, a Colorado limited liability company (the ?LLC?), is made and entered into effective as of February 16, 2021, in accordance with the terms of the LLC?s Fourth Amended and Restated Limited Liability Company Operating Agreement, dated as of October 19, 2018, as amended (the ?LLC Agreement?), |
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| February 22, 2021 |
Certificate of Incorporation of the Company Exhibit 3.1 Delaware The First State I, JEFFREY W. BULLOCK, SECRETARY OF STATE OF THE STATE OF DELAWARE, DO HEREBY CERTIFY THE ATTACHED IS A TRUE AND CORRECT COPY OF THE CERTIFICATE OF CONVERSION OF A COLORADO LIMITED LIABILITY COMPANY UNDER THE NAME OF ?CLIP INTERACTIVE, LLC? TO A DELAWARE CORPORATION, CHANGING ITS NAME FROM "CLIP INTERACTIVE, LLC" TO "AUDDIA INC.",FILED IN THIS OFFICE ON THE SIX |
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| February 22, 2021 |
Underwriting Agreement, dated February 16, 2021, by and between the Company and Maxim Group LLC Exhibit 1.1 EXECUTION VERSION 3,991,818 SHARES OF COMMON STOCK AND 3,991,818 WARRANTS OF AUDDIA INC. UNDERWRITING AGREEMENT February 16, 2021 Maxim Group LLC As Representative of the Several underwriters, if any, named in Schedule I hereto 405 Lexington Avenue, 2nd Floor New York, NY 10174 Ladies and Gentlemen: The undersigned, Auddia Inc., a company incorporated under the laws of Delaware (collec |
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| February 22, 2021 |
Exhibit 10.1 AUDDIA INC. and VSTOCK TRANSFER LLC, as Warrant Agent Warrant Agency Agreement Dated as of February 19, 2021 1 WARRANT AGENCY AGREEMENT WARRANT AGENCY AGREEMENT, dated as of February 19, 2021 (?Agreement?), between Auddia Inc., a corporation organized under the laws of the State of Delaware (the ?Company?), and VStock Transfer LLC (the ?Warrant Agent?). W I T N E S S E T H WHEREAS, pu |
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| February 19, 2021 |
3,991,818 Units Each Unit Consisting of One Share of Common Stock and One Series A Warrant to Purchase One Share of Common Stock AUDDIA INC. |
