BASE / Couchbase, Inc. - Pengajuan SECLaporan Tahunan, Pernyataan Proksi

Couchbase, Inc.
US ˙ NasdaqGS ˙ US22207T1016

Mga Batayang Estadistika
LEI 5493004VX52ODFMQLF07
CIK 1845022
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Couchbase, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
September 4, 2025 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2025 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 00

September 3, 2025 EX-99.1

Couchbase Announces Second Quarter Fiscal 2026 Financial Results

Exhibit 99.1 Couchbase Announces Second Quarter Fiscal 2026 Financial Results San Jose, Calif., September 3, 2025 – Couchbase, Inc. (NASDAQ: BASE), the developer data platform for critical applications in our AI world, today announced financial results for its second quarter ended July 31, 2025. “We had a great second quarter with all metrics exceeding the high end of our outlook,” said Matt Cain,

September 3, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 3, 2025 Couchbase, Inc.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 3, 2025 Couchbase, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40601 26-3576987 (State or other jurisdiction of incorporation) (Commission File

September 2, 2025 DEFR14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14A-101) PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14A-101) PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1) Filed by the Registrant ☒ Filed by a party other than the Registrant  ☐ Check the appropriate box:  ☐ Preliminary Proxy Statement  ☐ Confidential, for Use of the Commission Only (as permitted by Rule 1

August 7, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): August 7, 2025 Couchbase, Inc. (E

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): August 7, 2025 Couchbase, Inc. (Exact name of registrant as specified in charter) Delaware 001-40601 26-3576987 (State or other jurisdiction of Incorporation or organization) (Commiss

August 7, 2025 DEFM14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934

TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant  ☐ Check the appropriate box:  ☐ Preliminary Proxy Statement  ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ D

July 29, 2025 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14A-101) PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14A-101) PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definit

July 28, 2025 EX-FILING FEES

CALCULATION OF FILING FEE TABLES Schedule 14A (Form Type) Couchbase, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Transaction Valuation

CALCULATION OF FILING FEE TABLES Schedule 14A (Form Type) Couchbase, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Transaction Valuation Proposed Maximum Aggregate Value of Transaction Fee Rate Amount of Filing Fee Fees to be Paid 1 $1,587,747,931.88 0.0001531 $243,084.21 Fees Previously Paid $0.00 Total Transaction Valuation $1,587,747,931.88 Total Fees Due for Filing $243,

July 28, 2025 PREM14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934

TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant  ☐ Check the appropriate box: ☒ Preliminary Proxy Statement  ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))  ☐ D

June 30, 2025 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14A-101) PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14A-101) PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐

June 30, 2025 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14A-101) PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14A-101) PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐

June 24, 2025 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14A-101) PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14A-101) PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐

June 20, 2025 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14A-101) PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14A-101) PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definit

June 20, 2025 EX-10.1

VOTING AGREEMENT

EX-10.1 Exhibit 10.1 VOTING AGREEMENT This voting agreement (this “Agreement”) is dated June 20, 2025, and is between Couchbase, Inc., a Delaware corporation (the “Company”) and the stockholders of the Company listed on the signature pages hereto (each, a “Stockholder” and, collectively, the “Stockholders”). RECITALS A. The Stockholders Own certain shares of Company Common Stock. B. Concurrently w

June 20, 2025 EX-2.1

AGREEMENT AND PLAN OF MERGER CASCADE PARENT INC., CASCADE MERGER SUB INC. COUCHBASE, INC. Dated June 20, 2025

Exhibit 2.1 AGREEMENT AND PLAN OF MERGER between CASCADE PARENT INC., CASCADE MERGER SUB INC. and COUCHBASE, INC. Dated June 20, 2025 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS & INTERPRETATIONS 2 1.1 Certain Definitions 2 1.2 Additional Definitions 19 1.3 Certain Interpretations 21 1.4 Company Disclosure Letter 24 ARTICLE II THE MERGER 25 2.1 The Merger 25 2.2 The Effective Time 25 2.3 The Clos

June 20, 2025 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14A-101) PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14A-101) PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐

June 20, 2025 EX-99.1

Couchbase to be Acquired by Haveli Investments for $1.5 Billion Couchbase stockholders to receive $24.50 per share in cash Couchbase to become a privately held company upon completion of the transaction

Exhibit 99.1 Couchbase to be Acquired by Haveli Investments for $1.5 Billion Couchbase stockholders to receive $24.50 per share in cash Couchbase to become a privately held company upon completion of the transaction SAN JOSE, Calif. – June 20, 2025 – Couchbase, Inc. (NASDAQ: BASE), the developer data platform for critical applications in our AI world, today announced that it has entered into a def

June 20, 2025 EX-10.2

VOTING AGREEMENT

Exhibit 10.2 VOTING AGREEMENT This voting agreement (this “Agreement”) is dated June 20, 2025, and is between Couchbase, Inc., a Delaware corporation (the “Company”) and the stockholders of the Company listed on the signature pages hereto (each, a “Stockholder” and, collectively, the “Stockholders”). RECITALS A. The Stockholders Own certain shares of Company Common Stock. B. Concurrently with the

June 20, 2025 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): June 20, 2025 Couchbase, Inc. (Exact name of registrant as specified in charter) Delaware 001-40601 26-3576987 (State or other jurisdiction of Incorporation or organization) (Commissi

June 20, 2025 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): June 20, 2025 Couchbase, Inc. (Ex

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): June 20, 2025 Couchbase, Inc. (Exact name of registrant as specified in charter) Delaware 001-40601 26-3576987 (State or other jurisdiction of Incorporation or organization) (Commissi

June 20, 2025 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14A-101) PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14A-101) PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definit

June 4, 2025 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2025 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0

June 4, 2025 EX-10.1

Separation Agreement and Release, effective as of February 25, 2025, by and between Couchbase, Inc. and Gregory Henry

Exhibit 10.1 SEPARATION AGREEMENT AND RELEASE This Separation Agreement and Release (“Agreement”) is made by and between Gregory Henry (“Employee”) and Couchbase, Inc., its successors, predecessors and assigns (together, the “Company”) (collectively referred to as the “Parties” or individually referred to as a “Party”). RECITALS WHEREAS, Employee was employed by the Company; WHEREAS, Employee sign

June 4, 2025 EX-10.2

Service Provider Agreement, effective as of February 25, 2025, by and between Couchbase, Inc. and Gregory Henry

CERTAIN CONFIDENTIAL INFORMATION, MARKED BY [***], HAS BEEN EXCLUDED FROM THIS EXHIBIT BECAUSE (I) IT IS NOT MATERIAL AND (II) THE REGISTRANT CUSTOMARILY AND ACTUALLY TREATS THE INFORMATION AS PRIVATE AND CONFIDENTIAL.

June 3, 2025 EX-99.1

Couchbase Announces First Quarter Fiscal 2026 Financial Results

Exhibit 99.1 Couchbase Announces First Quarter Fiscal 2026 Financial Results San Jose, Calif., June 3, 2025 – Couchbase, Inc. (NASDAQ: BASE), the developer data platform for critical applications in our AI world, today announced financial results for its first quarter ended April 30, 2025. “We had a great start to fiscal 2026, delivering the highest first quarter net new ARR in company history,” s

June 3, 2025 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 29, 2025 Couchbase, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40601 26-3576987 (State or other jurisdiction of incorporation) (Commission File Numbe

April 16, 2025 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)

April 16, 2025 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant ý Filed by a party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitte

March 25, 2025 EX-21.1

List of subsidiaries of the registrant.

Exhibit 21.1 Subsidiaries of Couchbase, Inc. *As of January 31, 2025, Couchbase, Inc. has no significant subsidiaries as defined in Rule 1-02(w) of Regulation S-X.

March 25, 2025 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 31, 2025 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-0406

March 25, 2025 S-8

As filed with the Securities and Exchange Commission on March 25, 2025

As filed with the Securities and Exchange Commission on March 25, 2025 Registration No.

March 25, 2025 EX-19

Insider Trading Policy

Exhibit 19 COUCHBASE, INC. INSIDER TRADING POLICY (Adopted on June 16, 2021; Effective upon effectiveness of the registration statement related to Couchbase’s initial public offering; As amended on November 22, 2024) The Board of Directors (the “Board”) of Couchbase, Inc. (together with its affiliates and subsidiaries, “we,” “our,” or “Couchbase”) has adopted this Insider Trading Policy (this “Pol

March 25, 2025 EX-FILING FEES

Filing Fee Table.

Exhibit 107.1 Calculation of Filing Fee Tables Form S-8 (Form Type) Couchbase, Inc. (Exact name of registrant as specified in its charter) Table 1 – Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Common stock, $0.00001 par va

February 25, 2025 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 19, 2025 Couchbase, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40601 26-3576987 (State or other jurisdiction of incorporation) (Commission File

February 25, 2025 EX-99.1

Couchbase Announces Fourth Quarter and Fiscal 2025 Financial Results

Exhibit 99.1 Couchbase Announces Fourth Quarter and Fiscal 2025 Financial Results Santa Clara, Calif., - February 25, 2025 – Couchbase, Inc. (NASDAQ: BASE), the developer data platform for critical applications in our AI world, today announced financial results for its fourth quarter and fiscal year ended January 31, 2025. “We finished fiscal 2025 on a strong note, including the highest quarterly

December 12, 2024 EX-99.1

JOINT ACQUISITION STATEMENT PURSUANT TO RULE 13d-1(k)

EXHIBIT 99.1 JOINT ACQUISITION STATEMENT PURSUANT TO RULE 13d-1(k) The undersigned acknowledge and agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G shall be filed on behalf of each of the undersigned without the necessity of filing additional joint acquisition statements. The unders

December 4, 2024 EX-10.1

Change in Control and Severance Policy and related form agreements.

Exhibit 10.1 COUCHBASE, INC. CHANGE IN CONTROL AND SEVERANCE POLICY (As renewed, effective August 28, 2024) This Change in Control and Severance Policy (the “Policy”) is designed to provide certain protections to a select group of designated key employees of Couchbase, Inc. (“Couchbase” or the “Company”) or any of its subsidiaries if their employment is involuntarily terminated under the circumsta

December 4, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2024 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number:

December 3, 2024 EX-99.1

Couchbase Announces Third Quarter Fiscal 2025 Financial Results

Exhibit 99.1 Couchbase Announces Third Quarter Fiscal 2025 Financial Results Santa Clara, Calif., - December 3, 2024 – Couchbase, Inc. (NASDAQ: BASE), the developer data platform for critical applications in our AI world, today announced financial results for its third quarter ended October 31, 2024. “I’m pleased with the continued operational progress of the entire Couchbase team,” said Matt Cain

December 3, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 3, 2024 Couchbase, Inc.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 3, 2024 Couchbase, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40601 26-3576987 (State or other jurisdiction of incorporation) (Commission File N

November 14, 2024 SC 13G/A

BASE / Couchbase, Inc. / Solel Partners LP Passive Investment

SC 13G/A 1 couchbase13ga1.htm SC 13G 1 ef20021537sc13g.htm SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) * COUCHBASE, INC. COMMON STOCK, PAR VALUE $0.00001 PER SHARE (Title of Class of Securities) 22207T101 (CUSIP Number) September 30, 2024 (Date of Event which Requires Filing of this Statemen

September 5, 2024 EX-10.1

Amended Outside Director Compensation Policy

Exhibit 10.1 COUCHBASE, INC. OUTSIDE DIRECTOR COMPENSATION POLICY Adopted and approved by the Board of Directors on May 19, 2021 Couchbase, Inc. (the “Company”) believes that providing cash and equity compensation to its members of the Board of Directors (the “Board,” and members of the Board, the “Directors”) represents an effective tool to attract, retain and reward Directors who are not employe

September 5, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2024 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 00

September 5, 2024 EX-10.2

greement by and between the registrant and SR WINCHESTER, LLC

Exhibit 10.2 CERTAIN CONFIDENTIAL INFORMATION, MARKED BY [***], HAS BEEN EXCLUDED FROM THIS EXHIBIT BECAUSE (I) IT IS NOT MATERIAL AND (II) THE REGISTRANT CUSTOMARILY AND ACTUALLY TREATS THE INFORMATION AS PRIVATE AND CONFIDENTIAL. ONE SANTANA WEST OFFICE LEASE AGREEMENT BETWEEN SR WINCHESTER, LLC, LANDLORD AND COUCHBASE, INC., TENANT DATE: AUGUST 1, 2024 OFFICE LEASE AGREEMENT THIS OFFICE LEASE A

September 4, 2024 EX-99.1

Couchbase Announces Second Quarter Fiscal 2025 Financial Results

Exhibit 99.1 Couchbase Announces Second Quarter Fiscal 2025 Financial Results Santa Clara, Calif., - September 4, 2024 – Couchbase, Inc. (NASDAQ: BASE), the cloud database platform company, today announced financial results for its second quarter ended July 31, 2024. “I'm pleased with our hard work and execution in the quarter,” said Matt Cain, Chair, President and CEO of Couchbase. “We delivered

September 4, 2024 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 4, 2024 Couchbase, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40601 26-3576987 (State or other jurisdiction of incorporation) (Commission File

August 7, 2024 8-K

Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 1, 2024 Couchbase, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40601 26-3576987 (State or other jurisdiction of incorporation) (Commission File Num

June 6, 2024 EX-10.1

Loan and Security Agreement, dated as of February 7, 2024, between the Company and MUFG Ltd.

Exhibit 10.1 CERTAIN CONFIDENTIAL INFORMATION, MARKED BY [***], HAS BEEN EXCLUDED FROM THIS EXHIBIT BECAUSE (I) IT IS NOT MATERIAL AND (II) THE REGISTRANT CUSTOMARILY AND ACTUALLY TREATS THE INFORMATION AS PRIVATE AND CONFIDENTIAL. LOAN AND SECURITY AGREEMENT This LOAN AND SECURITY AGREEMENT (this “Agreement”), dated as of February 7, 2024 (the “Effective Date”), between MUFG BANK, LTD. (“Bank”),

June 6, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2024 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0

June 5, 2024 EX-99.1

Couchbase Announces First Quarter Fiscal 2025 Financial Results

Exhibit 99.1 Couchbase Announces First Quarter Fiscal 2025 Financial Results Santa Clara, Calif., - June 5, 2024 – Couchbase, Inc. (NASDAQ: BASE), the cloud database platform company, today announced financial results for its first quarter ended April 30, 2024. “We grew ARR by 21% year-over-year, continued to increase our Capella mix, and made meaningful progress in our efforts to improve our oper

June 5, 2024 EX-3.1

Certificate of Amendment to the

Exhibit 3.1 CERTIFICATE OF AMENDMENT TO THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF COUCHBASE, INC. Couchbase, Inc., a corporation organized and existing under the laws of the State of Delaware (the “Company”), does hereby certify as follows: 1.The Company was originally incorporated under the name of Northscale, Inc., and the original Certificate of Incorporation of the Company was f

June 5, 2024 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits, Results of Operations and Financial Condition, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 30, 2024 Couchbase, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40601 26-3576987 (State or other jurisdiction of incorporation) (Commission File Numbe

May 14, 2024 SC 13G/A

BASE / Couchbase, Inc. / GPI Capital Gemini HoldCo LP - SC 13G/A Passive Investment

SC 13G/A 1 tm2413338d1sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 3)* COUCHBASE, INC. (Name of Issuer) Common stock, par value $0.00001 per share (Title of Class of Securities) 22207T101 (CUSIP Number) March 8, 2024 (Date of Event Which Requires Filing of this Statement) Check the

May 14, 2024 EX-99.1

Joint Filing Agreement, dated as of February 14, 2022, by and among the Reporting Persons (filed herewith).

EX-99.1 2 tm2413338d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 EXHIBIT 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a Statement on Schedule 13G (including any and all amendments thereto) with respect to the Common Stock, $0.00001 par value per share, of Couchbase, I

April 17, 2024 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)

April 17, 2024 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant ý Filed by a party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitte

April 5, 2024 PRE 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant ý Filed by a party other than the Registrant ¨ Check the appropriate box: ☒ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitte

March 26, 2024 EX-21.1

List of subsidiaries of the registrant.

Exhibit 21.1 Subsidiaries of Couchbase, Inc. *As of January 31, 2024, Couchbase, Inc. has no significant subsidiaries as defined in Rule 1-02(w) of Regulation S-X.

March 26, 2024 EX-97

Couchbase, Inc.

Exhibit 97 COUCHBASE, INC. COMPENSATION RECOVERY POLICY (Adopted on October 5, 2023) Couchbase, Inc. (the “Company”) is committed to strong corporate governance. As part of this commitment, the Company’s Board of Directors (the “Board”) has adopted this clawback policy called the Compensation Recovery Policy (the “Policy”). The Policy is intended to further the Company’s pay-for-performance philos

March 26, 2024 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 31, 2024 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-0406

March 26, 2024 EX-FILING FEES

Filing Fee Table.

Exhibit 107.1 Calculation of Filing Fee Tables Form S-8 (Form Type) Couchbase, Inc. (Exact name of registrant as specified in its charter) Table 1 – Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Common stock, $0.00001 par va

March 26, 2024 EX-99.5

Amendment to Restricted Stock Unit Agreement (employees)

Exhibit 99.5 COUCHBASE, INC. 2021 EQUITY INCENTIVE PLAN NOTICE OF AMENDMENT TO RESTRICTED STOCK UNIT AGREEMENT This Amendment (the “Amendment”) to Restricted Stock Unit Agreement is effective as of [DATE] (the “Effective Date”). WHEREAS, on January 26, 2022, Couchbase, Inc. (the “Company”) granted to [NAME] (“Participant”) an Award of Restricted Stock Units with vesting subject to satisfaction of

March 26, 2024 EX-99.4

Amendment to Restricted Stock Unit Agreement (executive employees)

Exhibit 99.4 COUCHBASE, INC. 2021 EQUITY INCENTIVE PLAN AMENDMENT TO RESTRICTED STOCK UNIT AGREEMENT This Amendment (the “Amendment”) to Restricted Stock Unit Agreement is made as of the date set forth below (the “Effective Date”) by [NAME] (“Participant”) and Couchbase, Inc. (the “Company”). WHEREAS, on January 26, 2022, the Company granted to Participant an Award of Restricted Stock Units with v

March 26, 2024 S-8

As filed with the Securities and Exchange Commission on March 26, 2024

As filed with the Securities and Exchange Commission on March 26, 2024 Registration No.

March 5, 2024 EX-99.1

Couchbase Announces Fourth Quarter and Fiscal 2024 Financial Results

Exhibit 99.1 Couchbase Announces Fourth Quarter and Fiscal 2024 Financial Results Santa Clara, Calif., - March 5, 2024 – Couchbase, Inc. (NASDAQ: BASE), the cloud database platform company, today announced financial results for its fourth quarter and fiscal year ended January 31, 2024. “We finished fiscal 2024 on a strong note, highlighted by 25% ARR growth, and marking a historical year for Couch

March 5, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 5, 2024 Couchbase, Inc. (Ex

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 5, 2024 Couchbase, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40601 26-3576987 (State or other jurisdiction of incorporation) (Commission File Numb

February 14, 2024 SC 13G/A

BASE / Couchbase, Inc. / EVR Research LP Passive Investment

SC 13G/A 1 p24-0649sc13ga.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Couchbase, Inc. (Name of Issuer) Common stock, par value $0.00001 per share (Title of Class of Securities) 22207T101 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to d

February 14, 2024 SC 13G

BASE / Couchbase, Inc. / Solel Partners LP - SC 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) * COUCHBASE, INC. COMMON STOCK, PAR VALUE $0.00001 PER SHARE (Title of Class of Securities) 22207T101 (CUSIP Number) December 31, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which

February 14, 2024 SC 13G/A

BASE / Couchbase, Inc. / BAMCO INC /NY/ - NONE Passive Investment

SC 13G/A 1 doc1.htm NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 01)* Couchbase, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 22207T101 (CUSIP Number) Calendar Year 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pur

February 13, 2024 SC 13G/A

BASE / Couchbase, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SC 13G/A 1 tv0693-couchbaseinc.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1)* Name of issuer: Couchbase Inc Title of Class of Securities: Common Stock CUSIP Number: 22207T101 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to designate the rule

February 12, 2024 SC 13G/A

BASE / Couchbase, Inc. / GPI Capital Gemini HoldCo LP - SC 13G/A Passive Investment

SC 13G/A 1 tm245252d1sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2)* COUCHBASE, INC. (Name of Issuer) Common stock, par value $0.00001 per share (Title of Class of Securities) 22207T101 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check t

February 12, 2024 SC 13G/A

BASE / Couchbase, Inc. / Accel X LP - SC 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b) (Amendment No. 2)* Couchbase, Inc. (Name of Issuer) Common Stock, $0.00001 par value per share (Title of Class of Securities) 22207T101 (CUSIP Number) December 31, 2023 (Date

February 12, 2024 EX-99.1

Joint Filing Agreement, dated as of February 14, 2022, by and among the Reporting Persons (filed herewith).

EX-99.1 2 tm245252d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 EXHIBIT 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a Statement on Schedule 13G (including any and all amendments thereto) with respect to the Common Stock, $0.00001 par value per share, of Couchbase, In

February 9, 2024 SC 13G/A

BASE / Couchbase, Inc. / WEST RIM CAPITAL ASSOCIATES II, L.P. - SC 13G/A Passive Investment

SC 13G/A 1 tm245776d1sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2 (Amendment No. 1 ) Couchbase, Inc. (Name of Issuer) Common Stock, $0.00001 par value (Title of Class of Securities) 22

February 9, 2024 SC 13G/A

BASE / Couchbase, Inc. / North Bridge Venture Management VI, L.P. - SC 13G/A Passive Investment

SC 13G/A 1 d597703dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Couchbase, Inc. (Name of Issuer) Common Stock, $0.00001 par value per share (Title of Class of Securities) 22207T101 (CUSIP Number) December 31, 2023 (Date of Event which Requires Filing of this Statement) Check the

February 9, 2024 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 7, 2024 Couchbase, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40601 26-3576987 (State or other jurisdiction of incorporation) (Commission File N

December 7, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2023 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number:

December 6, 2023 EX-99.1

Couchbase Announces Third Quarter Fiscal 2024 Financial Results

Exhibit 99.1 Couchbase Announces Third Quarter Fiscal 2024 Financial Results Santa Clara, Calif., - December 6, 2023 – Couchbase, Inc. (NASDAQ: BASE), the cloud database platform company, today announced financial results for its third quarter ended October 31, 2023. "We again delivered top line and profitability outcomes that exceeded the high end of our guidance range, highlighted by 24% ARR gro

December 6, 2023 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 6, 2023 Couchbase, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40601 26-3576987 (State or other jurisdiction of incorporation) (Commission File N

September 7, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2023 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 00

September 6, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 6, 2023 Couchbase, Inc.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 6, 2023 Couchbase, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40601 26-3576987 (State or other jurisdiction of incorporation) (Commission File

September 6, 2023 EX-99.1

Couchbase Announces Second Quarter Fiscal 2024 Financial Results

Exhibit 99.1 Couchbase Announces Second Quarter Fiscal 2024 Financial Results Santa Clara, Calif., - September 6, 2023 – Couchbase, Inc. (NASDAQ: BASE), the cloud database platform company, today announced financial results for its second quarter ended July 31, 2023. “We delivered revenue and profitability that exceeded the high end of our guidance range, highlighted by 24% ARR growth, strong rete

June 7, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2023 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0

June 7, 2023 EX-10.1

Employment Agreement between the registrant and Huw Owen, dated as of June 8, 2022.

Exhibit 10.1 EMPLOYER: Couchbase Limited ADDRESS: 11-21 Paul Street London EC2A 4JU UK EMPLOYEE: Huw Owen (“you”) ADDRESS: **** EMPLOYMENT AGREEMENT (“AGREEMENT”) This Agreement is entered into between you and Couchbase Limited (the “Company”) effective as of June 8, 2022 (the “Effective Date”) to confirm the terms and conditions of your employment with the Company as of the Effective Date. This A

June 6, 2023 EX-99.1

Couchbase Announces First Quarter Fiscal 2024 Financial Results

Exhibit 99.1 Couchbase Announces First Quarter Fiscal 2024 Financial Results Santa Clara, Calif., - June 6, 2023 – Couchbase, Inc. (NASDAQ: BASE), the cloud database platform company, today announced financial results for its first quarter ended April 30, 2023. “We delivered a solid start to the fiscal year and are pleased that our results exceeded our guidance on all metrics,” said Matt Cain, Cha

June 6, 2023 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 1, 2023 Couchbase, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40601 26-3576987 (State or other jurisdiction of incorporation) (Commission File Numbe

April 19, 2023 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)

April 19, 2023 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant ý Filed by a party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitte

April 10, 2023 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 10, 2023 Couchbase, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40601 26-3576987 (State or other jurisdiction of incorporation) (Commission File Num

March 29, 2023 EX-FILING FEES

Filing Fee Table.

Exhibit 107.1 Calculation of Filing Fee Tables Form S-8 (Form Type) Couchbase, Inc. (Exact name of registrant as specified in its charter) Table 1 – Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Common stock, $0.00001 par va

March 29, 2023 10-K

Form 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 31, 2023 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-0406

March 29, 2023 EX-21.1

List of subsidiaries of the registrant.

Exhibit 21.1 Subsidiaries of Couchbase, Inc. *As of January 31, 2023, Couchbase, Inc. has no significant subsidiaries as defined in Rule 1-02(w) of Regulation S-X.

March 29, 2023 S-8

As filed with the Securities and Exchange Commission on March 29, 2023

As filed with the Securities and Exchange Commission on March 29, 2023 Registration No.

March 27, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 22, 2023 Couchbase, Inc. (E

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 22, 2023 Couchbase, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40601 26-3576987 (State or other jurisdiction of incorporation) (Commission File Num

March 7, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 1, 2023 Couchbase, Inc. (Ex

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 1, 2023 Couchbase, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40601 26-3576987 (State or other jurisdiction of incorporation) (Commission File Numb

March 7, 2023 EX-99.1

Couchbase Announces Fourth Quarter and Fiscal 2023 Financial Results

Exhibit 99.1 Couchbase Announces Fourth Quarter and Fiscal 2023 Financial Results Santa Clara, Calif., - March 7, 2023 – Couchbase, Inc. (NASDAQ: BASE), the cloud database platform company, today announced financial results for its fourth quarter and fiscal year ended January 31, 2023. “We delivered another strong quarter of sustained growth along with substantial operational progress in fiscal 20

February 14, 2023 SC 13G/A

BASE / Couchbase, Inc. / North Bridge Venture Management VI, L.P. - SC 13G/A Passive Investment

SC 13G/A 1 d431138dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Couchbase, Inc. (Name of Issuer) Common Stock, $0.00001 par value per share (Title of Class of Securities) 22207T101 (CUSIP Number) December 31, 2022 (Date of Event which Requires Filing of this Statement) Check the

February 14, 2023 SC 13G/A

BASE / Couchbase, Inc. / Accel X LP - SC 13G/A Passive Investment

SC 13G/A 1 tm236678d1sc13ga.htm SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b) (Amendment No. 1)* Couchbase, Inc. (Name of Issuer) Common Stock, $0.00001 par value per share (Title of Class of Securities) 22207T10

February 14, 2023 SC 13G

BASE / Couchbase, Inc. / BAMCO INC /NY/ - NONE Passive Investment

SC 13G 1 doc1.htm NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. n/a )* Couchbase, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 22207T101 (CUSIP Number) Calendar Year 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pur

February 13, 2023 SC 13G/A

BASE / Couchbase, Inc. / EVR Research LP - COUCHBASE, INC. Passive Investment

SC 13G/A 1 p23-0754sc13ga.htm COUCHBASE, INC. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Couchbase, Inc. (Name of Issuer) Common stock, par value $0.00001 per share (Title of Class of Securities) 22207T101 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of This Statement) Check the appr

February 13, 2023 SC 13G/A

BASE / Couchbase, Inc. / GPI Capital Gemini HoldCo LP - SC 13G/A Passive Investment

SC 13G/A 1 tm234203d1sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1)* COUCHBASE, INC. (Name of Issuer) Common stock, par value $0.00001 per share (Title of Class of Securities) 22207T101 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check t

February 13, 2023 EX-99.1

JOINT FILING AGREEMENT

EX-99.1 2 tm234203d1ex99-1.htm EXHIBIT 1 EXHIBIT 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a Statement on Schedule 13G (including any and all amendments thereto) with respect to the Common Stock, $0.00001 par value per share, of Couchbase, Inc., and further

February 9, 2023 SC 13G

BASE / Couchbase, Inc. / VANGUARD GROUP INC - SCHEDULE 13G Passive Investment

SC 13G 1 tv0668-couchbaseinc.htm SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 Name of issuer: Couchbase Inc. Title of Class of Securities: Common Stock CUSIP Number: 22207T101 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to designate the rule pursuant to which this

February 8, 2023 SC 13G/A

BASE / Couchbase, Inc. / Mayfield Xiii, A Cayman Islands Exempted Limited Partnership - SC 13G/A Passive Investment

SC 13G/A Securities and Exchange Commission Washington, D.C. 20549 Schedule 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to § 240.13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1)* Couchbase, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 22207T101 (CUSIP Number) De

January 13, 2023 S-8

As filed with the Securities and Exchange Commission on January 13, 2023

As filed with the Securities and Exchange Commission on January 13, 2023 Registration No.

January 13, 2023 EX-FILING FEES

Filing Fee Table.

Exhibit 107.1 Calculation of Filing Fee Tables Form S-8 (Form Type) Couchbase, Inc. (Exact name of registrant as specified in its charter) Table 1 – Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Common stock, $0.00001 par va

January 13, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 13, 2023 Couchbase, Inc.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 13, 2023 Couchbase, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40601 26-3576987 (State or other jurisdiction of incorporation) (Commission File N

January 13, 2023 EX-99.1

Couchbase, Inc. 2023 Inducement Equity Incentive Plan and related form agreements.

Exhibit 99.1 COUCHBASE, INC. 2023 INDUCEMENT EQUITY INCENTIVE PLAN 1.Purposes of the Plan. The purposes of this Plan are to attract and retain the best available personnel for positions of substantial responsibility by providing an inducement material to individuals entering into employment with the Company or any Parent or Subsidiary of the Company. The Plan permits the grant of Nonstatutory Stoc

January 13, 2023 EX-10.1

2023 Inducement Equity Incentive Plan

Exhibit 10.1 COUCHBASE, INC. 2023 INDUCEMENT EQUITY INCENTIVE PLAN 1.Purposes of the Plan. The purposes of this Plan are to attract and retain the best available personnel for positions of substantial responsibility by providing an inducement material to individuals entering into employment with the Company or any Parent or Subsidiary of the Company. The Plan permits the grant of Nonstatutory Stoc

December 12, 2022 SC 13G

BASE / Couchbase, Inc. / EVR Research LP - COUCHBASE, INC. Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Couchbase, Inc. (Name of Issuer) Common stock, par value $0.00001 per share (Title of Class of Securities) 22207T101 (CUSIP Number) December 1, 2022 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to whic

December 12, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2022 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number:

December 6, 2022 EX-99.1

Couchbase Announces Third Quarter Fiscal 2023 Financial Results

Exhibit 99.1 Couchbase Announces Third Quarter Fiscal 2023 Financial Results Santa Clara, Calif., - December 6, 2022 – Couchbase, Inc. (NASDAQ: BASE), the cloud database platform company, today announced financial results for its third quarter ended October 31, 2022. “We are proud to have delivered third quarter results ahead of all guidance metrics,” said Matt Cain, Chairperson and CEO of Couchba

December 6, 2022 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 6, 2022 Couchbase, Inc.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 6, 2022 Couchbase, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40601 26-3576987 (State or other jurisdiction of incorporation) (Commission File N

October 14, 2022 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 13, 2022 Couchbase, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40601 26-3576987 (State or other jurisdiction of incorporation) (Commission File N

September 9, 2022 EX-10.2

Separation Agreement by and between the registrant and D. Murphy, dated as of June 21, 2022.

Exhibit 10.2 SEPARATION AGREEMENT AND RELEASE This Separation Agreement and Release (?Agreement?) is made by and between Denis Murphy (?Employee?) and Couchbase, Inc., its successors, predecessors and assigns (together, the ?Company?) (collectively referred to as the ?Parties? or individually referred to as a ?Party?). RECITALS WHEREAS, Employee was employed by the Company; WHEREAS, Employee signe

September 9, 2022 EX-10.1

Letter Agreement Regarding Amended and Restated Loan and Security Agreement by and between the registrant and Silicon Valley Bank, dated as of August 1, 2022.

Exhibit 10.1 LETTER AGREEMENT REGARDING AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT August 1, 2022 COUCHBASE, INC. 3250 Olcott Street Santa Clara, CA 95054 Ladies and Gentlemen: Reference is made to that certain Amended and Restated Loan and Security Agreement dated as of January 29, 2021, by and among (i) SILICON VALLEY BANK, a California corporation (?Bank?), and (ii) COUCHBASE, INC., a Del

September 9, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2022 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 00

September 7, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 7, 2022 Couchbase, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40601 26-3576987 (State or other jurisdiction of incorporation) (Commission File

September 7, 2022 EX-99.1

Couchbase Announces Second Quarter Fiscal 2023 Financial Results

Exhibit 99.1 Couchbase Announces Second Quarter Fiscal 2023 Financial Results Santa Clara, Calif., - September 7, 2022 ? Couchbase, Inc. (NASDAQ: BASE), provider of a leading modern database for enterprise applications, today announced financial results for its second quarter ended July 31, 2022. ?I?m pleased to report that we delivered results above the high end of guidance, including another qua

June 24, 2022 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 23, 2022 Couchbase, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40601 26-3576987 (State or other jurisdiction of incorporation) (Commission File Numb

June 24, 2022 8-K/A

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 2, 2022 Couchbase, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40601 26-3576987 (State or other jurisdiction of incorporation) (C

June 10, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2022 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0

June 8, 2022 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 2, 2022 Couchbase, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40601 26-3576987 (State or other jurisdiction of incorporation) (Commission File Numbe

June 8, 2022 EX-99.1

Couchbase Announces First Quarter Fiscal 2023 Financial Results

Exhibit 99.1 Couchbase Announces First Quarter Fiscal 2023 Financial Results Santa Clara, Calif., - June 8, 2022 ? Couchbase, Inc. (NASDAQ: BASE), provider of a leading modern database for enterprise applications, today announced financial results for its first quarter ended April 30, 2022. ?We delivered a strong first quarter exceeding the high end of our guidance on all metrics, highlighted by t

May 11, 2022 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )

DEF 14A 1 couchbaseproxystatement.htm DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant ý Filed by a party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidentia

May 11, 2022 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant ? Filed by a party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)

April 15, 2022 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 11, 2022 Couchbase, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40601 26-3576987 (State or other jurisdiction of incorporation) (Commission File Num

March 31, 2022 S-8

As filed with the Securities and Exchange Commission on March 31, 2022

As filed with the Securities and Exchange Commission on March 31, 2022 Registration No.

March 31, 2022 EX-FILING FEES

Filing Fee Table.

Exhibit 107.1 Calculation of Filing Fee Tables Form S-8 (Form Type) Couchbase, Inc. (Exact name of registrant as specified in its charter) Table 1 ? Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Common stock, $0.00001 par va

March 31, 2022 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 31, 2022 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-0406

March 31, 2022 EX-4.3

Description of capital stock of the registrant.

Exhibit 4.3 DESCRIPTION OF CAPITAL STOCK OF THE REGISTRANT The following description of the capital stock of Couchbase, Inc. (?us,? ?our,? ?we? or the ?Company?) is based upon the Company?s amended and restated certificate of incorporation (the ?Certificate of Incorporation?), the Company?s amended and restated bylaws (the ?Bylaws?), the Company?s amended and restated investors? rights agreement d

March 9, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 9, 2022 Couchbase, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40601 26-3576987 (State or other jurisdiction of incorporation) (Commission File Numb

March 9, 2022 EX-99.1

Couchbase Announces Fourth Quarter and Fiscal 2022 Financial Results

Exhibit 99.1 Couchbase Announces Fourth Quarter and Fiscal 2022 Financial Results Santa Clara, Calif., - March 9, 2022 ? Couchbase, Inc. (NASDAQ: BASE), provider of a leading modern database for enterprise applications, today announced financial results for the fourth quarter and fiscal year ended January 31, 2022. ?We finished our first fiscal year as a public company with strong momentum includi

February 14, 2022 SC 13G

BASE / Couchbase, Inc. / Accel X LP - SC 13G Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b) (Amendment No. )* Couchbase, Inc. (Name of Issuer) Common Stock, $0.00001 par value per share (Title of Class of Securities) 22207T101 (CUSIP Number) December 31, 2021 (Date o

February 14, 2022 EX-99.1

JOINT FILING AGREEMENT

EXHIBIT 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a Statement on Schedule 13G (including any and all amendments thereto) with respect to the Common Stock, $0.

February 14, 2022 SC 13G

BASE / Couchbase, Inc. / GPI Capital Gemini HoldCo LP - SC 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 COUCHBASE, INC. (Name of Issuer) Common stock, par value $0.00001 per share (Title of Class of Securities) 22207T 101 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which

February 11, 2022 SC 13G

BASE / Couchbase, Inc. / WEST RIM CAPITAL ASSOCIATES II, L.P. - SC 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ? 240.13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO ? 240.13d-2 (Amendment No. ) Couchbase, Inc. (Name of Issuer) Common Stock, $0.00001 par value (Title of Class of Securities) 22207T101 (CUSIP Number) December 31, 2021 (D

February 10, 2022 EX-99

JOINT FILING AGREEMENT

Exhibit 99 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree that they are jointly filing this statement on Schedule 13G.

February 10, 2022 SC 13G

BASE / Couchbase, Inc. / Mayfield Xiii, A Cayman Islands Exempted Limited Partnership - SC 13G Passive Investment

United States Securities and Exchange Commission Washington, D.C. 20549 Schedule 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to ? 240.13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to ? 240.13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )* Couchbase, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 22207T101 (CUSIP Number

January 28, 2022 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 28, 2022 Couchbase, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40601 26-3576987 (State or other jurisdiction of incorporation) (Commission File N

January 28, 2022 EX-10.1

Global Form of Restricted Stock Unit Agreement for the Performance-Based Restricted Stock Unit Program

Exhibit 10.1 COUCHBASE, INC. 2021 EQUITY INCENTIVE PLAN GLOBAL FORM OF RESTRICTED STOCK UNIT AGREEMENT Unless otherwise defined herein, the terms defined in the Couchbase, Inc. 2021 Equity Incentive Plan (the ?Plan?) will have the same defined meanings in this Restricted Stock Unit Agreement which includes the Notice of Restricted Stock Unit Grant, the Terms and Conditions of Restricted Stock Unit

December 10, 2021 EX-10.1

Amended Outside Director Compensation Policy

Exhibit 10.1 COUCHBASE, INC. OUTSIDE DIRECTOR COMPENSATION POLICY Adopted and approved by the Board of Directors on May 19, 2021 Couchbase, Inc. (the ?Company?) believes that providing cash and equity compensation to its members of the Board of Directors (the ?Board,? and members of the Board, the ?Directors?) represents an effective tool to attract, retain and reward Directors who are not employe

December 10, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40601 Couchbase, Inc.

December 7, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 7, 2021 Couchbase, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40601 26-3576987 (State or other jurisdiction of incorporation) (Commission File N

December 7, 2021 EX-99.1

Couchbase Announces Third Quarter Fiscal 2022 Financial Results

Exhibit 99.1 Couchbase Announces Third Quarter Fiscal 2022 Financial Results Santa Clara, Calif., - December 7, 2021 ? Couchbase, Inc. (NASDAQ: BASE), provider of a leading modern database for enterprise applications, today announced financial results for its third quarter ended October 31, 2021. ?Our strong third quarter performance was driven by ongoing large deal momentum, including some signif

December 2, 2021 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 1, 2021 Couchbase, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40601 26-3576987 (State or other jurisdiction of incorporation) (Commission File N

December 2, 2021 EX-99.1

Couchbase Appoints Alvina Antar to Board of Directors

Exhibit 99.1 Couchbase Appoints Alvina Antar to Board of Directors Santa Clara, Calif. ? December 2, 2021 ? Couchbase, Inc. (NASDAQ: BASE), provider of a leading modern database for enterprise applications, today announced Alvina Antar, chief information officer at Okta, has joined its board of directors. Antar is an IT executive with over 20 years of experience in business acceleration, technolog

September 13, 2021 S-8

As filed with the Securities and Exchange Commission on September 13, 2021

Table of Contents As filed with the Securities and Exchange Commission on September 13, 2021 Registration No.

September 10, 2021 EX-3.2

Amended and Restated Bylaws of Couchbase, Inc.

Exhibit 3.2 AMENDED AND RESTATED BYLAWS OF COUCHBASE, INC. (as amended on June 16, 2021, effective upon the completion of the Company?s initial public offering) TABLE OF CONTENTS Page ARTICLE I - CORPORATE OFFICES 1 1.1 REGISTERED OFFICE 1 1.2 OTHER OFFICES 1 ARTICLE II - MEETINGS OF STOCKHOLDERS 1 2.1 PLACE OF MEETINGS 1 2.2 ANNUAL MEETING 1 2.3 SPECIAL MEETING 1 2.4 ADVANCE NOTICE PROCEDURES 2 2

September 10, 2021 EX-3.1

Amended and Restated Certificate of Incorporation of Couchbase, Inc.

Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF COUCHBASE, INC. a Delaware corporation Couchbase, Inc., a corporation organized and existing under the laws of the State of Delaware (the ?Company?), does hereby certify as follows: A.The Company was originally incorporated under the name of Northscale, Inc., and the original Certificate of Incorporation of the Company was filed with

September 10, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40601 Couchbase, Inc.

September 8, 2021 EX-99.1

Couchbase Announces Second Quarter Fiscal 2022 Financial Results

Exhibit 99.1 Couchbase Announces Second Quarter Fiscal 2022 Financial Results Santa Clara, Calif., - September 8, 2021 ? Couchbase, Inc. (NASDAQ: BASE), provider of a leading modern database for enterprise applications, today announced financial results for its second quarter ended July 31, 2021. ?We delivered strong performance and continued to gain momentum in our second quarter,? said Matt Cain

September 8, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 8, 2021 Couchbase, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40601 26-3576987 (State or other jurisdiction of incorporation) (Commission File

August 5, 2021 EX-99.1

JOINT FILING AGREEMENT

Exhibit 1 JOINT FILING AGREEMENT The undersigned hereby agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned, and any amendments thereto executed by the undersigned shall be filed on behalf of each of the undersigned without the necessity of filing any additional joint filing agreement.

August 5, 2021 SC 13G

BASE / Couchbase, Inc. / North Bridge Venture Management VI, L.P. - SC 13G Passive Investment

SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Couchbase, Inc. (Name of Issuer) Common Stock, $0.00001 par value per share (Title of Class of Securities) 22207T101 (CUSIP Number) July 26, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rul

July 22, 2021 S-8

As filed with the Securities and Exchange Commission on July 22, 2021

As filed with the Securities and Exchange Commission on July 22, 2021 Registration No.

July 22, 2021 EX-4.6

Form of Notice of Grant and Option Agreement.

Exhibit 4.6 NOTICE OF GRANT OF OPTION FOR SHARES OF COUCHBASE, INC. COMMON STOCK Couchbase, Inc., a Delaware corporation (together with any successor thereto, the ?Company?), has granted to Grantee a nonqualified stock option (the ?Option?) to purchase on or prior to the Expiration Date, or such earlier date as is specified herein, all or any part of the number of shares of Common Stock, par value

July 22, 2021 424B4

8,339,130 Shares Couchbase, Inc. Common Stock

Table of Contents Filed pursuant to Rule 424(b)(4) Registration No. 333-257205 Registration No. 333-258078 8,339,130 Shares Couchbase, Inc. Common Stock This is an initial public offering of 8,339,130 shares of common stock of Couchbase, Inc. Prior to this offering, there has been no public market for the common stock. The initial public offering price per share is $24.00. We have been approved to

July 21, 2021 S-1MEF

Form S-1

As filed with the Securities and Exchange Commission on July 21, 2021. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Couchbase, Inc. (Exact name of registrant as specified in its charter) Delaware 7372 26-3576987 (State or other jurisdiction of incorporation or organization) (Primary St

July 19, 2021 CORRESP

July 19, 2021

July 19, 2021 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance Office of Technology 100 F Street, N.E. Washington, D.C. 20549-3720 Attention: Alexandra Barone Jan Woo David Edgar Christine Dietz Re: Couchbase, Inc. Registration Statement on Form S-1 (File No. 333-257205) Acceleration Request Requested Date: Wednesday, July 21, 2021 Requested Time: 4:00 P.M. Eastern

July 19, 2021 CORRESP

[Signature Page Follows]

Morgan Stanley & Co. LLC 1585 Broadway New York, New York 10036 Goldman Sachs & Co. LLC 200 West Street New York, New York 10282 July 19, 2021 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Couchbase, Inc. Registration Statement on Form S-1, as amended (File No. 333-257205) Request for Acceleration of Effective Date L

July 13, 2021 8-A12B

Form 8-A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Couchbase, Inc. (Exact name of registrant as specified in its charter) Delaware 26-3576987 (State of incorporation or organization) (I.R.S. Employer Identification No.) 3250 Olcott Street Santa Cla

July 12, 2021 EX-10.2

Couchbase, Inc. 2021 Equity Incentive Plan and related form agreements.

Exhibit 10.2 COUCHBASE, INC. 2021 EQUITY INCENTIVE PLAN 1. Purposes of the Plan. The purposes of this Plan are: ? to attract and retain the best available personnel for positions of substantial responsibility, ? to provide additional incentive to Employees, Directors and Consultants, and ? to promote the success of the Company?s business. The Plan permits the grant of Incentive Stock Options, Nons

July 12, 2021 EX-1.1

Form of Underwriting Agreement.

EX-1.1 2 d73036dex11.htm EX-1.1 Exhibit 1.1 [•] Shares COUCHBASE, INC. COMMON STOCK, $0.00001 PAR VALUE PER SHARE UNDERWRITING AGREEMENT [•], 2021 [•], 2021 Morgan Stanley & Co. LLC Goldman Sachs & Co. LLC c/o Morgan Stanley & Co. LLC 1585 Broadway New York, New York 10036 c/o Goldman Sachs & Co. LLC 200 West Street New York, New York 10282 Ladies and Gentlemen: Couchbase, Inc., a Delaware corpora

July 12, 2021 EX-3.4

Form of Amended and Restated Bylaws of the registrant, as amended and currently in effect.

Exhibit 3.4 AMENDED AND RESTATED BYLAWS OF COUCHBASE, INC. (as amended on [], 2021, effective upon the completion of the Company?s initial public offering) TABLE OF CONTENTS Page ARTICLE I - CORPORATE OFFICES 1 1.1 REGISTERED OFFICE 1 1.2 OTHER OFFICES 1 ARTICLE II - MEETINGS OF STOCKHOLDERS 1 2.1 PLACE OF MEETINGS 1 2.2 ANNUAL MEETING 1 2.3 SPECIAL MEETING 1 2.4 ADVANCE NOTICE PROCEDURES 2 2.5 NO

July 12, 2021 EX-3.1

Tenth Amended and Restated Certificate of Incorporation of the registrant, as amended on June 30, 2021, as currently in effect.

Exhibit 3.1 TENTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF COUCHBASE, INC. Couchbase, Inc., a Delaware corporation, hereby certifies that: 1. The name of the corporation is Couchbase, Inc. The date of filing its original Certificate of Incorporation with the Secretary of State was September 22, 2008 under the name of Northscale, Inc. 2. This Tenth Amended and Restated Certificate of In

July 12, 2021 EX-3.2

Form of Amended and Restated Certificate of Incorporation of the registrant, as amended and currently in effect.

Exhibit 3.2 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF COUCHBASE, INC. a Delaware corporation Couchbase, Inc., a corporation organized and existing under the laws of the State of Delaware (the ?Company?), does hereby certify as follows: A. The Company was originally incorporated under the name of Northscale, Inc., and the original Certificate of Incorporation of the Company was filed wit

July 12, 2021 EX-10.3

Couchbase, Inc. 2021 Employee Stock Purchase Plan and related form agreements.

Exhibit 10.3 COUCHBASE, INC. 2021 EMPLOYEE STOCK PURCHASE PLAN 1. Purpose. The purpose of the Plan is to provide employees of the Company and its Designated Companies with an opportunity to purchase Common Stock through accumulated Contributions. The Company intends for the Plan to have two components: a component that is intended to qualify as an ?employee stock purchase Plan? under Section 423 o

July 12, 2021 S-1/A

Form S-1

Table of Contents As filed with the Securities and Exchange Commission on July 12, 2021.

June 25, 2021 CORRESP

June 25, 2021

Wilson Sonsini Goodrich & Rosati Professional Corporation 650 Page Mill Road Palo Alto, California 94304-1050 O: 650.

June 21, 2021 EX-4.2

Seventh Amended and Restated Investors’ Rights Agreement among the registrant and certain holders of its capital stock, dated as of May 19, 2020.

EX-4.2 4 d73036dex42.htm EX-4.2 Exhibit 4.2 SEVENTH AMENDED AND RESTATED INVESTORS’ RIGHTS AGREEMENT This Seventh Amended and Restated Investors’ Rights Agreement (this “Agreement”) is made and entered into as of May 19, 2020, by and among Couchbase, Inc., a Delaware corporation (the “Company”), the persons and entities listed on Exhibit A attached hereto (the “Investors”) and the persons and enti

June 21, 2021 EX-10.9

Confirmatory Employment Letter between the registrant and Matthew M. Cain, dated as of June 17, 2021.

Exhibit 10.9 June 17, 2021 Matthew Cain c/o Couchbase, Inc. 3250 Olcott St Santa Clara, California 95054 Dear Mr. Cain, This letter agreement (the ?Agreement?) is entered into between Matthew Cain (?you?) and Couchbase, Inc. (the ?Company? or ?we?), effective as of June 17, 2021 (the ?Effective Date?), to confirm the terms and conditions of your employment with the Company as of the Effective Date

June 21, 2021 EX-4.1

Form of common stock certificate of the registrant.

EX-4.1 3 d73036dex41.htm EX-4.1 Exhibit 4.1 CB INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE CUSIP 22207T 10 1 SEE REVERSE FOR CERTAIN DEFINITIONS AND LEGENDS This certifies that is the record holder of FULLY PAID AND NONASSESSABLE SHARES OF COMMON STOCK, $0.00001 PAR VALUE PER SHARE, OF COUCHBASE, INC. transferable on the books of the Corporation in person or by duly authorized attorney up

June 21, 2021 EX-10.6

Couchbase, Inc. 2021 Executive Incentive Compensation Plan and related form agreements.

EX-10.6 8 d73036dex106.htm EX-10.6 Exhibit 10.6 COUCHBASE, INC. EXECUTIVE INCENTIVE COMPENSATION PLAN 1. Purposes of the Plan. The Plan is intended to increase stockholder value and the success of the Company by motivating Employees to (i) perform to the best of their abilities and (ii) achieve the Company’s objectives. 2. Definitions. (a) “Actual Award” means as to any Performance Period, the act

June 21, 2021 EX-10.10

Confirmatory Employment Letter between the registrant and Margaret Chow, dated as of June 17, 2021.

EX-10.10 12 d73036dex1010.htm EX-10.10 Exhibit 10.10 June 17, 2021 Margaret Chow c/o Couchbase, Inc. 3250 Olcott St Santa Clara, California 95054 Dear Ms. Chow, This letter agreement (the “Agreement”) is entered into between Margaret Chow (“you”) and Couchbase, Inc. (the “Company” or “we”), effective as of June 17, 2021 (the “Effective Date”), to confirm the terms and conditions of your employment

June 21, 2021 EX-10.7

Outside Director Compensation Policy.

Exhibit 10.7 COUCHBASE, INC. OUTSIDE DIRECTOR COMPENSATION POLICY Adopted and approved by the Board of Directors on June 16, 2021 Couchbase, Inc. (the ?Company?) believes that providing cash and equity compensation to its members of the Board of Directors (the ?Board,? and members of the Board, the ?Directors?) represents an effective tool to attract, retain and reward Directors who are not employ

June 21, 2021 EX-21.1

List of subsidiaries of the registrant.

EX-21.1 16 d73036dex211.htm EX-21.1 Exhibit 21.1 SUBSIDIARIES OF THE REGISTRANT* Name of Subsidiary Jurisdiction of Incorporation Couchbase France SAS France Couchbase Germany GmbH Germany Couchbase India Private Limited India Couchbase Israel Technologies Limited Israel Couchbase Japan K.K. Japan Couchbase Limited England and Wales Couchbase Middle East Limited Offshore Dubai Entity United Arab E

June 21, 2021 EX-10.11

Confirmatory Employment Letter between the registrant and Denis Murphy, dated as of June 17, 2021.

Exhibit 10.11 June 17, 2021 Denis Murphy c/o Couchbase, Inc. 3250 Olcott St Santa Clara, California 95054 Dear Mr. Murphy, This letter agreement (the ?Agreement?) is entered into between Denis Murphy (?you?) and Couchbase, Inc. (the ?Company? or ?we?), effective as of June 17, 2021 (the ?Effective Date?), to confirm the terms and conditions of your employment with the Company as of the Effective D

June 21, 2021 EX-10.12

Sublease by and between the registrant and Gigamon Inc., dated as of April 25, 2018.

EX-10.12 14 d73036dex1012.htm EX-10.12 Exhibit 10.12 SUBLEASE THIS SUBLEASE (this “Sublease”) is dated for reference purposes as of April 25, 2018, and is made by and between Gigamon Inc., a Delaware corporation (“Sublessor”), and Couchbase, Inc., a Delaware corporation (“Sublessee”). Sublessor and Sublessee hereby agree as follows: 1. Recitals: This Sublease is made with reference to the fact tha

June 21, 2021 S-1

Power of Attorney (included on page II-6 of the original filing of this registration statement on Form S-1).

Table of Contents As filed with the Securities and Exchange Commission on June 21, 2021.

June 21, 2021 EX-10.5

Couchbase, Inc. 2008 Equity Incentive Plan and related form agreements.

Exhibit 10.5 COUCHBASE, INC. 2008 EQUITY INCENTIVE PLAN As Adopted on October 21, 2008 and amended through February 18, 2018 1. PURPOSE. The purpose of this Plan is to provide incentives to attract, retain and motivate eligible persons whose present and potential contributions are important to the success of the Company, its Parent and Subsidiaries by offering eligible persons an opportunity to pa

June 21, 2021 EX-3.3

Amended and Restated Bylaws of the registrant, as currently in effect.

Exhibit 3.3 AMENDED AND RESTATED BYLAWS OF COUCHBASE INC. ARTICLE I STOCKHOLDERS 1.1 Place of Meetings. All meetings of stockholders shall be held at such place (if any) within or without the State of Delaware as may be designated from time to time by the Board of Directors, the President or the Chief Executive Officer. 1.2 Annual Meeting. The annual meeting of stockholders for the election of dir

June 21, 2021 EX-10.1

Form of Indemnification Agreement between the registrant and each of its directors and executive officers.

Exhibit 10.1 COUCHBASE, INC. INDEMNIFICATION AGREEMENT This Indemnification Agreement (this ?Agreement?) is dated as of [insert date], and is between Couchbase, Inc., a Delaware corporation (the ?Company?), and [insert name] (?Indemnitee?). RECITALS A. Indemnitee?s service to the Company substantially benefits the Company. B. Individuals are reluctant to serve as directors or officers of corporati

June 21, 2021 EX-10.4

Couchbase, Inc. 2018 Equity Incentive Plan and related form agreements.

Exhibit 10.4 COUCHBASE, INC. 2018 EQUITY INCENTIVE PLAN As Adopted on October 19, 2018 1. PURPOSE. The purpose of this Plan is to provide incentives to attract, retain and motivate eligible persons whose present and potential contributions are important to the success of the Company, its Parent and Subsidiaries by offering eligible persons an opportunity to participate in the ?Company?s future per

June 21, 2021 EX-10.8

Change in Control and Severance Policy and related form agreements.

EX-10.8 10 d73036dex108.htm EX-10.8 Exhibit 10.8 COUCHBASE, INC. CHANGE IN CONTROL AND SEVERANCE POLICY (Adopted and effective on June 16, 2021) This Change in Control and Severance Policy (the “Policy”) is designed to provide certain protections to a select group of designated key employees of Couchbase, Inc. (“Couchbase” or the “Company”) or any of its subsidiaries if their employment is involun

June 21, 2021 EX-10.13

Amended and Restated Loan and Security Agreement by and between the registrant and Silicon Valley Bank, dated as of January 29, 2021.

Exhibit 10.13 AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT THIS AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (this ?Agreement?) dated as of January 29, 2021 (the ?Effective Date?), between SILICON VALLEY BANK, a California corporation (?Bank?), and COUCHBASE, INC., a Delaware corporation (?Borrower?), provides the terms on which Bank shall lend to Borrower and Borrower shall repay Bank. A.

June 1, 2021 DRS/A

As confidentially submitted to the Securities and Exchange Commission on June 1, 2021. This draft registration statement has not been publicly filed with the Securities and Exchange Commission and all information herein remains strictly confidential.

Table of Contents As confidentially submitted to the Securities and Exchange Commission on June 1, 2021.

May 11, 2021 EX-3.1

NINTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION COUCHBASE, INC.

EX-3.1 2 filename2.htm Exhibit 3.1 NINTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF COUCHBASE, INC. Couchbase, Inc., a Delaware corporation, hereby certifies that: 1. The name of the corporation is Couchbase, Inc. The date of filing its original Certificate of Incorporation with the Secretary of State was September 22, 2008 under the name of Northscale, Inc. 2. This Ninth Amended and Res

May 11, 2021 DRS/A

As confidentially submitted to the Securities and Exchange Commission on May 11, 2021. This draft registration statement has not been publicly filed with the Securities and Exchange Commission and all information herein remains strictly confidential.

Table of Contents As confidentially submitted to the Securities and Exchange Commission on May 11, 2021.

April 19, 2021 DRS/A

As confidentially submitted to the Securities and Exchange Commission on April 19, 2021. This draft registration statement has not been publicly filed with the Securities and Exchange Commission and all information herein remains strictly confidentia

DRS/A 1 filename1.htm Table of Contents As confidentially submitted to the Securities and Exchange Commission on April 19, 2021. This draft registration statement has not been publicly filed with the Securities and Exchange Commission and all information herein remains strictly confidential. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 AMENDMENT NO.

April 19, 2021 DRSLTR

April 19, 2021

Wilson Sonsini Goodrich & Rosati Professional Corporation 650 Page Mill Road Palo Alto, California 94304-1050 O: 650.

March 25, 2021 DRSLTR

March 25, 2021

Wilson Sonsini Goodrich & Rosati Professional Corporation 650 Page Mill Road Palo Alto, California 94304-1050 O: 650.

March 25, 2021 EX-10.5

COUCHBASE, INC. 2008 EQUITY INCENTIVE PLAN As Adopted on October 21, 2008 and amended through February 18, 2018

EX-10.5 3 filename3.htm Exhibit 10.5 COUCHBASE, INC. 2008 EQUITY INCENTIVE PLAN As Adopted on October 21, 2008 and amended through February 18, 2018 1. PURPOSE. The purpose of this Plan is to provide incentives to attract, retain and motivate eligible persons whose present and potential contributions are important to the success of the Company, its Parent and Subsidiaries by offering eligible pers

March 25, 2021 DRS/A

As confidentially submitted to the Securities and Exchange Commission on March 25, 2021. This draft registration statement has not been publicly filed with the Securities and Exchange Commission and all information herein remains strictly confidentia

DRS/A 1 filename1.htm Table of Contents As confidentially submitted to the Securities and Exchange Commission on March 25, 2021. This draft registration statement has not been publicly filed with the Securities and Exchange Commission and all information herein remains strictly confidential. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 AMENDMENT NO.

March 25, 2021 EX-10.4

COUCHBASE, INC. 2018 EQUITY INCENTIVE PLAN As Adopted on October 19, 2018

EX-10.4 2 filename2.htm Exhibit 10.4 COUCHBASE, INC. 2018 EQUITY INCENTIVE PLAN As Adopted on October 19, 2018 1. PURPOSE. The purpose of this Plan is to provide incentives to attract, retain and motivate eligible persons whose present and potential contributions are important to the success of the Company, its Parent and Subsidiaries by offering eligible persons an opportunity to participate in t

February 10, 2021 EX-10.13

AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT

EX-10.13 5 filename5.htm Exhibit 10.13 AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT THIS AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (this “Agreement”) dated as of January 29, 2021 (the “Effective Date”), between SILICON VALLEY BANK, a California corporation (“Bank”), and COUCHBASE, INC., a Delaware corporation (“Borrower”), provides the terms on which Bank shall lend to Borrower and Borr

February 10, 2021 DRS

As confidentially submitted to the Securities and Exchange Commission on February 10, 2021. This draft registration statement has not been publicly filed with the Securities and Exchange Commission and all information herein remains strictly confiden

DRS 1 filename1.htm Table of Contents As confidentially submitted to the Securities and Exchange Commission on February 10, 2021. This draft registration statement has not been publicly filed with the Securities and Exchange Commission and all information herein remains strictly confidential. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-1 REG

February 10, 2021 EX-3.3

AMENDED AND RESTATED BYLAWS OF COUCHBASE INC. ARTICLE I

Exhibit 3.3 AMENDED AND RESTATED BYLAWS OF COUCHBASE INC. ARTICLE I STOCKHOLDERS 1.1 Place of Meetings. All meetings of stockholders shall be held at such place (if any) within or without the State of Delaware as may be designated from time to time by the Board of Directors, the President or the Chief Executive Officer. 1.2 Annual Meeting. The annual meeting of stockholders for the election of dir

February 10, 2021 EX-10.12

MASTER LEASE [See attached]

EX-10.12 4 filename4.htm Exhibit 10.12 SUBLEASE THIS SUBLEASE (this “Sublease”) is dated for reference purposes as of April 25, 2018, and is made by and between Gigamon Inc., a Delaware corporation (“Sublessor”), and Couchbase, Inc., a Delaware corporation (“Sublessee”). Sublessor and Sublessee hereby agree as follows: 1. Recitals: This Sublease is made with reference to the fact that American Nat

February 10, 2021 EX-3.1

NINTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION COUCHBASE, INC.

EX-3.1 2 filename2.htm Exhibit 3.1 NINTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF COUCHBASE, INC. Couchbase, Inc., a Delaware corporation, hereby certifies that: 1. The name of the corporation is Couchbase, Inc. The date of filing its original Certificate of Incorporation with the Secretary of State was September 22, 2008 under the name of Northscale, Inc. 2. This Ninth Amended and Res

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