BCAL Pengajuan SEC - California BanCorp.- Laporan Tahunan, Pernyataan Kuasa, Prospektus

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SEC Filings

All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to California BanCorp.

SEC Filings (Chronological Order)

Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.

August 22, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 20, 2025 California BanCor UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 20, 2025 California BanCorp \ CA CALIFORNIA BANCORP (Exact name of registrant as specified in its charter) California 001-41684 84-3288397 (State or other jurisdiction of incor
August 8, 2025	EX-32.0	Rule 13a-14(b) and 18 U.S.C. 1350 Certification Exhibit 32.0 SECTION 1350 CERTIFICATION Each of the undersigned hereby certifies in his capacity as an officer of California BanCorp (the “Company”) that this Quarterly Report of the Company on Form 10-Q for the quarter ended June 30, 2025 fully complies with the requirements of Section 13(a) or Section 15(d), as applicable, of the Securities Exchange Act of 1934, as amended, and that the informat
August 8, 2025	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) T QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 or £ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-41684 CALIFORNIA
July 28, 2025	EX-99.1	CALIFORNIA BANCORP REPORTS NET INCOME OF $14.1 MILLION FOR THE SECOND QUARTER OF 2025 Exhibit 99.1 CALIFORNIA BANCORP REPORTS NET INCOME OF $14.1 MILLION FOR THE SECOND QUARTER OF 2025 San Diego, Calif., July 28, 2025 – California BanCorp (“us,” “we,” “our,” or the “Company”) (NASDAQ: BCAL), the holding company for California Bank of Commerce, N.A. (the “Bank”) announces its consolidated financial results for the second quarter of 2025. The Company reported net income of $14.1 mill
July 28, 2025	EX-99.2	Investor Presentation, Second Quarter 2025 Exhibit 99.2
July 28, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 28, 2025 California BanCorp UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 28, 2025 California BanCorp \ CA CALIFORNIA BANCORP (Exact name of registrant as specified in its charter) California 001-41684 84-3288397 (State or other jurisdiction of incorpo
May 22, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 21, 2025 California BanCorp \ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 21, 2025 California BanCorp \ CA CALIFORNIA BANCORP (Exact name of registrant as specified in its charter) California 001-41684 84-3288397 (State or other jurisdiction of incorpor
May 9, 2025	DEFR14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State
May 9, 2025	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) T QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 or £ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-41684 CALIFORNIA
May 9, 2025	EX-32.0	Rule 13a-14(b) and 18 U.S.C. 1350 Certification Exhibit 32.0 SECTION 1350 CERTIFICATION Each of the undersigned hereby certifies in his capacity as an officer of California BanCorp (the “Company”) that this Quarterly Report of the Company on Form 10-Q for the quarter ended March 31, 2025 fully complies with the requirements of Section 13(a) or Section 15(d), as applicable, of the Securities Exchange Act of 1934, as amended, and that the informa
May 1, 2025	EX-99.1	CALIFORNIA BANCORP ANNOUNCES INCREASE IN SHARE REPURCHASE PROGRAM AND THE REDEMPTION OF SUBORDINATED NOTES Exhibit 99.1 CALIFORNIA BANCORP ANNOUNCES INCREASE IN SHARE REPURCHASE PROGRAM AND THE REDEMPTION OF SUBORDINATED NOTES San Diego, Calif., May 1, 2025 – California Bancorp (the “Company”) (Nasdaq: BCAL), the holding company for California Bank of Commerce, N.A. (the “Bank”), announces that its Board of Directors has authorized an increase in the number of shares of the Company’s common stock that
May 1, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2025 CALIFORNIA BANCORP Ca UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2025 CALIFORNIA BANCORP California BanCorp \ CA (Exact name of registrant as specified in its charter) California 001-41684 84-3288397 (State or other jurisdiction of incorpora
April 24, 2025	EX-99.2	Investor Presentation, First Quarter 2025 Exhibit 99.2
April 24, 2025	EX-99.1	CALIFORNIA BANCORP REPORTS NET INCOME OF $16.9 MILLION FOR THE FIRST QUARTER OF 2025 Exhibit 99.1 CALIFORNIA BANCORP REPORTS NET INCOME OF $16.9 MILLION FOR THE FIRST QUARTER OF 2025 San Diego, Calif., April 24, 2025 – California BanCorp (“us,” “we,” “our,” or the “Company”) (NASDAQ: BCAL), the holding company for California Bank of Commerce, N.A. (the “Bank”) announces its consolidated financial results for the first quarter of 2025. The Company reported net income of $16.9 milli
April 24, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 24, 2025 CALIFORNIA BANCORP UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 24, 2025 CALIFORNIA BANCORP California BanCorp \ CA (Exact name of registrant as specified in its charter) California 001-41684 84-3288397 (State or other jurisdiction of incorp
April 8, 2025	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State
April 8, 2025	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State
April 1, 2025	EX-10.11	Form of Change in Control Agreement by and among California BanCorp, California Bank of Commerce, N.A. and each of Thomas Dolan and Richard Hernandez* Exhibit 10.11 AMENDED CHANGE IN CONTROL AGREEMENT This Change in Control Agreement (“Agreement”) is entered into between California Bank of Commerce, N.A, a national banking association (“Bank”), and Bank’s parent corporation California BanCorp (the “Company”, and with Bank collectively and individually, “Employer”) with their principal offices in San Diego, CA and [Insert Name of Employee] (“Empl
April 1, 2025	EX-21.1	Subsidiaries of Exhibit 21.1 Subsidiaries California BanCorp Subsidiary: Name Jurisdiction of Incorporation California Bank of Commerce, National Association United States BCAL OREO1, LLC United States
April 1, 2025	EX-10.27	California BanCorp Management Incentive Plan* ** Exhibit 10.27 MANAGEMENT INCENTIVE PLAN California BanCorp – Management Incentive Plan (Approved as of December 18, 2024) (Updated for Plan Year 2024) Pg. 1 TABLE OF CONTENTS PAGE ARTICLE 1 PLAN OBJECTIVES 1 ARTICLE 2 PLAN DURATION 1 ARTICLE 3 DEFINITIONS 1 ARTICLE 4 ELIGIBILITY AND PARTICIPATION; TERMINATION OF 4 ARTICLE 5 PARTICIPATION; REPAYMENT 4 ARTICLE 5 AWARD OPPORTUNITY 5 ARTICLE 6 ESTABLI
April 1, 2025	EX-19.1	Insider Trading Policy** POLICY GOVERNING INSIDER TRADING AND TIPPING Policy Governing Insider Trading and Tipping Page 2 of 16 I.
April 1, 2025	EX-10.12	Form of Change in Control Agreement, by and among California BanCorp, Bank of Commerce, N.A. and certain of its executive officers* ** Exhibit 10.12 AMENDED CHANGE IN CONTROL AGREEMENT This Change in Control Agreement (“Agreement”) is entered into between California Bank of Commerce, N.A, a national banking association (“Bank”), and Bank’s parent corporation California BanCorp (the “Company”, and with Bank collectively and individually, “Employer”) with their principal offices in San Diego, CA and [Insert Name of Employee] (“Empl
April 1, 2025	EX-32.0	Certification of Chief Executive Officer and Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002** Exhibit 32.0 SECTION 1350 CERTIFICATION Each of the undersigned hereby certifies in his capacity as an officer of California BanCorp (the “Company”) that this Quarterly Report of the Company on Form 10-Q for the quarter ended December 31, 2024 fully complies with the requirements of Section 13(a) or Section 15(d), as applicable, of the Securities Exchange Act of 1934, as amended, and that the info
April 1, 2025	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-41684 CALIFORNIA BANC
March 17, 2025	EX-99.1	March 17, 2025 Exhibit 99.1 March 17, 2025 Mr. Steven E. Shelton Chief Executive Officer California BanCorp 12265 El Camino Real, Suite 210 San Diego, CA 92130 Dear Mr. Shelton: You have furnished us with a copy of the “Notification of Late Filing” on Form 12b-25, dated March 17, 2025, of California BanCorp (the “Company”). We are in agreement with the comments under Part III of the Form with respect to the reas
March 17, 2025	NT 10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC. FILE NUMBER 001-41684 CUSIP NUMBER 84252A106 NOTIFICATION OF LATE FILING (Check One): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: December 31, 2024 ☐Transition Report on Form 10-K ☐Transition Report on Form 20-F ☐Transition Report on Form 11-K ☐Transi
February 12, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 29, 2025 CALIFORNIA BANCO UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 29, 2025 CALIFORNIA BANCORP (Exact name of registrant as specified in its charter) California 001-41684 84-3288397 (State or other jurisdiction of incorporation) (Commission F
February 12, 2025	EX-99.2	Investor Presentation, Fourth Quarter 2024 Exhibit 99.2
February 12, 2025	EX-99.1	CALIFORNIA BANCORP REPORTS NET INCOME OF $16.8 MILLION FOR THE FOURTH QUARTER AND $5.4 MILLION FOR THE FULL YEAR OF 2024 Exhibit 99.1 CALIFORNIA BANCORP REPORTS NET INCOME OF $16.8 MILLION FOR THE FOURTH QUARTER AND $5.4 MILLION FOR THE FULL YEAR OF 2024 San Diego, Calif., January 29, 2025 – California BanCorp (“us,” “we,” “our,” or the “Company”) (NASDAQ: BCAL), the holding company for California Bank of Commerce, N.A. (the “Bank”) announces its consolidated financial results for the fourth quarter and full year of
November 15, 2024	SC 13G/A	BCAL / California BanCorp. / ALLIANCEBERNSTEIN L.P. Passive Investment SC 13G/A 1 CaliforniaBanCorp.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3 )* California BanCorp (Name of Issuer) Common Stock (Title of Class of Securities) 84252A106 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate t
November 14, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) T QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 or £ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-41684 CALIFO
November 14, 2024	EX-32.0	Rule 13a-14(b) and 18 U.S.C. 1350 Certification Exhibit 32.0 SECTION 1350 CERTIFICATION Each of the undersigned hereby certifies in his capacity as an officer of California BanCorp (the “Company”) that this Quarterly Report of the Company on Form 10-Q for the quarter ended September 30, 2024 fully complies with the requirements of Section 13(a) or Section 15(d), as applicable, of the Securities Exchange Act of 1934, as amended, and that the inf
November 14, 2024	EX-10.6	Separation and Release Agreement dated as of September 20, 2024, by and among Thomas A. Sa, California BanCorp Exhibit 10.6 SEPARATION AND RELEASE AGREEMENT California BanCorp and California Bank of Commerce, N.A. (“Bank”) and Thomas A. Sa (“Employee”) hereby enter into this Separation and Release Agreement (the “Agreement”). The parties agree as follows: 1.Consideration for Release. On September 20, 2024 (“Separation Date”) Employee’s employment with the Bank and all of its affiliates terminated and Emplo
November 14, 2024	EX-3.1	Restated Articles of Incorporation of California BanCorp (incorporated by reference to Exhibit 3.1 to the Company’s Quarterly Report on Form 10-Q, filed on November 14, 2024)
October 29, 2024	8-K	Results of Operations and Financial Condition, Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 29, 2024 CALIFORNIA BANCORP (Exact name of registrant as specified in its charter) California 001-41684 84-3288397 (State or other jurisdiction of incorporation) (Commission F
October 29, 2024	EX-99.1	CALIFORNIA BANCORP REPORTS FINANCIAL RESULTS FOR THE THIRD QUARTER OF 2024 Exhibit 99.1 CALIFORNIA BANCORP REPORTS FINANCIAL RESULTS FOR THE THIRD QUARTER OF 2024 San Diego, Calif., October 29, 2024 – California BanCorp (“us,” “we,” “our,” or the “Company”) (NASDAQ: BCAL), the holding company for California Bank of Commerce, N.A. (the “Bank”) announces its consolidated financial results for the third quarter of 2024. The Company reported net loss of $16.5 million for the
October 29, 2024	EX-99.2	Investor Presentation, Third Quarter 2024 Exhibit 99-2
October 8, 2024	EX-99.2	CALIFORNIA BANCORP INDEX TO QUARTERLY FINANCIAL STATEMENTS (UNAUDITED) FOR THE QUARTER ENDED JUNE 30, 2024 Exhibit 99.2 CALIFORNIA BANCORP INDEX TO QUARTERLY FINANCIAL STATEMENTS (UNAUDITED) FOR THE QUARTER ENDED JUNE 30, 2024 Page Consolidated Financial Statements (Unaudited) Consolidated Statements of Financial Condition 2 Consolidated Statements of (Loss) Income for the Three and Six Months Ended June 30, 2024 and 2023 3 Consolidated Statements of Comprehensive (Loss) Income for the Three and Six Mo
October 8, 2024	8-K/A	Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2024 CALIFORNIA BANCORP (Exact name of registrant as specified in its charter) California 001-41684 84-3288397 (State or other jurisdiction of incorporation) (Commission Fi
October 8, 2024	EX-99.3	UNAUDITED PRO FORMA CONDENSED COMBINED CONSOLIDATED FINANCIAL INFORMATION Exhibit 99.3 UNAUDITED PRO FORMA CONDENSED COMBINED CONSOLIDATED FINANCIAL INFORMATION The following unaudited pro forma condensed combined consolidated financial information and explanatory notes present how the combined financial statements of California BanCorp (formerly Southern California Bancorp or “SCB” prior to the merger closing on July 31, 2024) and California Bancorp (“CBC”) may have ap
September 26, 2024	EX-99.1	California Bank of Commerce Names Michele Wirfel Chief Operating Officer Exhibit 99.1 California Bank of Commerce Names Michele Wirfel Chief Operating Officer San Diego, Calif., September 26, 2024 – California Bank of Commerce, N.A. (the “Bank”), the wholly owned subsidiary of California BanCorp (the “Company”) (Nasdaq: BCAL), announces the promotion of Michele Wirfel to Executive Vice President, Chief Operating Officer of the Company and Bank as of September 20, 2024.
September 26, 2024	8-K	Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 20, 2024 CALIFORNIA BANCORP (Exact name of registrant as specified in its charter) California 001-41684 84-3288397 (State or other jurisdiction of incorporation) (Commission
August 12, 2024	EX-32.0	Rule 13a-14(b) and 18 U.S.C. 1350 Certification Exhibit 32.0 SECTION 1350 CERTIFICATION Each of the undersigned hereby certifies in his capacity as an officer of California BanCorp (the “Company”) that this Quarterly Report of the Company on Form 10-Q for the quarter ended June 30, 2024 fully complies with the requirements of Section 13(a) or Section 15(d), as applicable, of the Securities Exchange Act of 1934, as amended, and that the informat
August 12, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) T QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 or £ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-41684 CALIFORNIA
July 31, 2024	8-K	Completion of Acquisition or Disposition of Assets, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2024 CALIFORNIA BANCORP (Exact name of registrant as specified in its charter) California 001-41684 84-3288397 (State or other jurisdiction of incorporation) (Commission File
July 31, 2024	EX-10.9	California Bank of Commerce Split-Dollar Agreement dated January 14, 2020 by and between California Bank of Exhibit 10.9 CALIFORNIA BANK OF COMMERCE SPLIT-DOLLAR AGREEMENT (By and Between California Bank of Commerce and Thomas A. Sa) This CALIFORNIA BANK OF COMMERCE SPLIT-DOLLAR AGREEMENT (“Agreement”) was executed on January 14, 2020 (“Execution Date”) by and between California Bank of Commerce, a California banking corporation having its main office in Lafayette, California (the “Bank” or “Employer”),
July 31, 2024	EX-FILING FEES	Calculation of Fee Table Exhibit 107 Calculation of Filing Fee Table Form S-8 (Form Type) California BanCorp (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered (1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity(1) Common Stock, no par value per share Rule 457(c) and Rule 457(h) 263,314 $ 15.
July 31, 2024	EX-3.2	Bylaws of California BanCorp (incorporated by reference to Exhibit 3.2 to the Company’s Current Report on Form 8-K, filed on July 31, 2024) Exhibit 3.2 BYLAWS OF CALIFORNIA BANCORP Amended and Restated as of July 31, 2024 TABLE OF CONTENTS Page ARTICLE I OFFICES 1 Section 1. Principal Offices 1 Section 2. Other Offices 1 ARTICLE II MEETINGS OF SHAREHOLDERS 1 Section 1. Place of Meetings 1 Section 2. Annual Meetings 1 Section 3. Special Meetings 1 Section 4. Notice of Shareholders’ Meetings 2 Section 5. The Record Date 3 Section 6. Quo
July 31, 2024	EX-99.1	SOUTHERN CALIFORNIA BANCORP AND CALIFORNIA BANCORP COMPLETE MERGER OF EQUALS Exhibit 99.1 SOUTHERN CALIFORNIA BANCORP AND CALIFORNIA BANCORP COMPLETE MERGER OF EQUALS San Diego, Calif. and Oakland, Calif., July 31, 2024 – Southern California Bancorp (NASDAQ: BCAL), the holding company for Bank of Southern California, N.A., and California BanCorp, the holding company for California Bank of Commerce, announce the successful closing of their previously announced merger of equ
July 31, 2024	EX-10.5	Amendment to Executive Supplemental Compensation Agreement by and between California Bank of Commerce, N.A. and Steven E. Shelton dated as of July 31, 2024 Exhibit 10.5 FIRST AMENDMENT TO THE EXECUTIVE SUPPLEMENTAL COMPENSATION AGREEMENT (By and Between California Bank of Commerce and Steven E. Shelton) This First Amendment (“Amendment”) to the Executive Supplemental Compensation Agreement dated as of May 7, 2018 (the “Agreement”), is made and entered into as of July 31, 2024, by and between California Bank of Commerce, N.A., a national association (
July 31, 2024	EX-3.1	Agreement of Merger dated as of July 31, 2024 Exhibit 3.1 AGREEMENT OF MERGER This Agreement of Merger, dated as of July 31, 2024 (“Agreement”), is made by and between Southern California Bancorp (“SCB”) and California BanCorp (“CBC”). WITNESSETH: WHEREAS, SCB is a California corporation, California Entity Number 4321159, which has its principal place of business in San Diego, California; WHEREAS, CBC is a California corporation, California E
July 31, 2024	EX-10.11	Agreement under the Amended and Restated California BanCorp 2017 Equity Incentive Plan* (incorporated by Exhibit 10.11 CALIFORNIA BANCORP RESTRICTED STOCK UNIT AGREEMENT California BanCorp, a California corporation, (the “Company” or “BanCorp”), hereby awards you a Restricted Stock Unit Award (the “Stock Units”). The terms and conditions of the Award are set forth in this cover sheet and the attached Restricted Stock Unit Agreement (together, this “Agreement”) and in the California BanCorp 2017 Equit
July 31, 2024	EX-10.10	California Bancorp 2017 Amended and Restated Equity Incentive Plan Exhibit 10.10 CALIFORNIA BANCORP 2017 EQUITY INCENTIVE PLAN Amended and Restated as of May 18, 2023 1. Preamble. The Board of Directors of California Bank of Commerce from time to time has adopted, and the shareholders of California Bank of Commerce have approved various long-term incentive compensation programs that have authorized grants of incentive stock options, nonqualified stock options, st
July 31, 2024	S-8	As filed with the Securities and Exchange Commission on July 31, 2024 As filed with the Securities and Exchange Commission on July 31, 2024 Registration No.
July 29, 2024	EX-99.2	Investor Presentation, Second Quarter 2024 Exhibit 99.2
July 29, 2024	425	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2024 SOUTHERN CALIFORNIA UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2024 SOUTHERN CALIFORNIA BANCORP (Exact name of registrant as specified in its charter) California 001-41684 84-3288397 (State or other jurisdiction of incorporation) (Commis
July 29, 2024	EX-99.1	SOUTHERN CALIFORNIA BANCORP REPORTS FINANCIAL RESULTS FOR THE SECOND QUARTER OF 2024 Exhibit 99.1 SOUTHERN CALIFORNIA BANCORP REPORTS FINANCIAL RESULTS FOR THE SECOND QUARTER OF 2024 San Diego, Calif., July 29, 2024 – Southern California Bancorp (“us,” “we,” “our,” or the “Company”) (NASDAQ: BCAL), the holding company for Bank of Southern California, N.A. (the “Bank”) announces its consolidated financial results for the second quarter of 2024. The Company reported net income of $1
July 29, 2024	EX-99.2	Investor Presentation, Second Quarter 2024 Exhibit 99.2
July 29, 2024	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2024 SOUTHERN CALIFORNIA BANCORP (Exact name of registrant as specified in its charter) California 001-41684 84-3288397 (State or other jurisdiction of incorporation) (Commis
July 29, 2024	EX-99.1	SOUTHERN CALIFORNIA BANCORP REPORTS FINANCIAL RESULTS FOR THE SECOND QUARTER OF 2024 Exhibit 99.1 SOUTHERN CALIFORNIA BANCORP REPORTS FINANCIAL RESULTS FOR THE SECOND QUARTER OF 2024 San Diego, Calif., July 29, 2024 – Southern California Bancorp (“us,” “we,” “our,” or the “Company”) (NASDAQ: BCAL), the holding company for Bank of Southern California, N.A. (the “Bank”) announces its consolidated financial results for the second quarter of 2024. The Company reported net income of $1
July 18, 2024	EX-99.1	SOUTHERN CALIFORNIA BANCORP AND CALIFORNIA BANCORP ANNOUNCE RECEIPT OF SHAREHOLDER APPROVALS FOR MERGER OF EQUALS Exhibit 99.1 SOUTHERN CALIFORNIA BANCORP AND CALIFORNIA BANCORP ANNOUNCE RECEIPT OF SHAREHOLDER APPROVALS FOR MERGER OF EQUALS San Diego, Calif. and Oakland, Calif., July 18, 2024 – Southern California Bancorp (Nasdaq: BCAL), the holding company for Bank of Southern California, N.A., and California BanCorp (Nasdaq: CALB), the holding company for California Bank of Commerce, announce that at meetin
July 18, 2024	425	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 17, 2024 SOUTHERN CALIFORNIA UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 17, 2024 SOUTHERN CALIFORNIA BANCORP (Exact name of registrant as specified in its charter) California 001-41684 84-3288397 (State or other jurisdiction of incorporation) (Commis
July 18, 2024	EX-3.1	As-Amended Bylaws Exhibit 3.1 BYLAWS OF SOUTHERN CALIFORNIA BANCORP Amended and Restated as of July 17, 2024 TABLE OF CONTENTS Page ARTICLE I OFFICES 1 Section 1. Principal Offices 1 Section 2. Other Offices 1 ARTICLE II MEETINGS OF SHAREHOLDERS 1 Section 1. Place of Meetings 1 Section 2. Annual Meetings 1 Section 3. Special Meetings 1 Section 4. Notice of Shareholders’ Meetings 2 Section 5. The Record Date 3 Secti
July 18, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 17, 2024 SOUTHERN CALIFORNIA UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 17, 2024 SOUTHERN CALIFORNIA BANCORP (Exact name of registrant as specified in its charter) California 001-41684 84-3288397 (State or other jurisdiction of incorporation) (Commis
July 18, 2024	EX-3.1	As-Amended Bylaws Exhibit 3.1 BYLAWS OF SOUTHERN CALIFORNIA BANCORP Amended and Restated as of July 17, 2024 TABLE OF CONTENTS Page ARTICLE I OFFICES 1 Section 1. Principal Offices 1 Section 2. Other Offices 1 ARTICLE II MEETINGS OF SHAREHOLDERS 1 Section 1. Place of Meetings 1 Section 2. Annual Meetings 1 Section 3. Special Meetings 1 Section 4. Notice of Shareholders’ Meetings 2 Section 5. The Record Date 3 Secti
July 18, 2024	EX-99.1	SOUTHERN CALIFORNIA BANCORP AND CALIFORNIA BANCORP ANNOUNCE RECEIPT OF SHAREHOLDER APPROVALS FOR MERGER OF EQUALS Exhibit 99.1 SOUTHERN CALIFORNIA BANCORP AND CALIFORNIA BANCORP ANNOUNCE RECEIPT OF SHAREHOLDER APPROVALS FOR MERGER OF EQUALS San Diego, Calif. and Oakland, Calif., July 18, 2024 – Southern California Bancorp (Nasdaq: BCAL), the holding company for Bank of Southern California, N.A., and California BanCorp (Nasdaq: CALB), the holding company for California Bank of Commerce, announce that at meetin
June 7, 2024	424B3	JOINT PROXY STATEMENT/PROSPECTUS PROPOSED MERGER — YOUR VOTE IS VERY IMPORTANT Filed pursuant to Rule 424(b)(3) Registration No. 333-279436 JOINT PROXY STATEMENT/PROSPECTUS PROPOSED MERGER — YOUR VOTE IS VERY IMPORTANT To the Shareholders of Southern California Bancorp (“SCB”) and California BanCorp (“CBC”): On behalf of the boards of directors of SCB and CBC, we are pleased to enclose the accompanying joint proxy statement/prospectus relating to the proposed combination of
June 5, 2024	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 4, 2024 SOUTHERN CALIFORNIA BANCORP (Exact name of registrant as specified in its charter) California 001-41684 84-3288397 (State or other jurisdiction of incorporation) (Commiss
June 4, 2024	CORRESP	12265 El Camino Real, Suite 210 San Diego, California June 4, 2024 12265 El Camino Real, Suite 210 San Diego, California June 4, 2024 VIA EDGAR Robert Arzonetti Staff Attorney United States Securities and Exchange Commission Division of Corporate Finance 100 F Street, N.
June 3, 2024	EX-99.02	Form of Proxy to be used by California BanCorp EXHIBIT 99.02
June 3, 2024	S-4/A	As filed with the Securities and Exchange Commission on June 3, 2024 As filed with the Securities and Exchange Commission on June 3, 2024 Registration No.
June 3, 2024	EX-99.01	Form of Proxy to be used by Southern California Bancorp EXHIBIT 99.01
June 3, 2024	EX-21.01	Subsidiaries of Southern California Bancorp EXHIBIT 21.01 Subsidiaries Southern California Bancorp Subsidiary: Name Jurisdiction of Incorporation Bank of Southern California, National Association United States BCAL OREO1, LLC United States
May 15, 2024	EX-23.03	Consent of Crowe, LLP EXHIBIT 23.03 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in this registration statement on Form S-4 of Southern California Bancorp of our report dated March 24, 2023 relating to the 2022 consolidated financial statements of California BanCorp included in the Form 10-K of California BanCorp for the year ended December 31, 2023, and to the r
May 15, 2024	EX-99.01	Form of Proxy to be used by Southern California Bancorp Exhibit 99.01
May 15, 2024	EX-99.04	Consent of Keefe, Bruyette & Woods, Inc. Exhibit 99.04 CONSENT OF KEEFE, BRUYETTE & WOODS, INC. We hereby consent to the inclusion of our opinion letter to the Board of Directors of California BanCorp (“CBC”), as Appendix C to the joint proxy statement/prospectus which forms a part of the Registration Statement on Form S-4 filed on the date hereof (the “Registration Statement”) relating to the proposed merger of CBC with and into Souther
May 15, 2024	EX-24.01	Power of Attorney EXHIBIT 24.01 POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that each of the undersigned directors of Southern California Bancorp, a California corporation (the “Company”), does hereby constitute and appoint David I. Rainer and Manisha K. Merchant, and each of them (with full power to each of them to act alone), as his/her true and lawful attorneys-in-fact and agents for him/her and on his/her
May 15, 2024	EX-8.02	Consent of Sheppard, Mullin, Richter & Hampton, LLP (included as part of the opinion filed as Exhibit 8.02) Exhibit 8.02 Sheppard, Mullin, Richter & Hampton LLP 650 Town Center Drive, 10th Floor Costa Mesa, California 92626-1993 714.513.5100 main 714.513.5130 fax www.sheppardmullin.com May 15, 2024 California BanCorp 1300 Clay Street, Suite 500 Oakland, CA 94612 Ladies and Gentlemen: This opinion is being delivered to you in connection with the Agreement and Plan of Merger and Reorganization, dated as o
May 15, 2024	EX-99.02	Form of Proxy to be used by California BanCorp EXHIBIT 99.02
May 15, 2024	S-4	As filed with the Securities and Exchange Commission on May 15, 2024 As filed with the Securities and Exchange Commission on May 15, 2024 Registration No.
May 15, 2024	EX-8.01	Consent of Katten Muchin Rosenman LLP (included as part of the opinion filed as Exhibit 8.01) Exhibit 8.01 May 15, 2024 Southern California Bancorp 355 S. Grand Avenue, Suite 1200 Los Angeles, CA 90071 Ladies and Gentlemen: This opinion is being delivered to you in connection with the Agreement and Plan of Merger and Reorganization, dated as of January 30, 2024 (the “Merger Agreement”), by and between Southern California Bancorp, a California corporation (“SCB”), and California BanCorp, a
May 15, 2024	EX-5.01	Consent of Stuart \| Moore \| Staub (included as part of the opinion filed as Exhibit 5.01) EXHIBIT 5.01 May 15, 2024 Board of Directors Southern California Bancorp 12265 El Camino Real, Suite 210 San Diego, California 92130 RE: Registration Statement on Form S-4 Ladies and Gentlemen: At your request, we have examined the Registration Statement on Form S-4 (the “Registration Statement”) being filed by Southern California Bancorp (the “Company”) with the Securities & Exchange Commission i
May 15, 2024	EX-99.03	Consent of MJC Partners, LLC EXHIBIT 99.03 CONSENT OF MJC PARTNERS, LLC We hereby consent to the inclusion of our opinion letter to the Board of Directors of Southern California Bancorp (the “Company”) as Appendix B to the Joint Proxy Statement/Prospectus relating to the proposed merger of the Company with California BanCorp contained in the Registration Statement on Form S-4, as filed with the Securities and Exchange Commiss
May 15, 2024	EX-99.05	Consent of Steven E. Shelton EXHIBIT 99.05 CONSENT OF PROSPECTIVE DIRECTOR In accordance with Rule 438 promulgated under the Securities Act of 1933, as amended, I hereby consent to my being named in the Registration Statement on Form S-4, to which this consent is an exhibit, filed by Southern California Bancorp (the “Registrant”) with the Securities and Exchange Commission, and all amendments (including post-effective amendme
May 15, 2024	EX-23.01	Consent of Eide Bailly LLP EXHIBIT 23.01 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in the Registration Statement on Form S-4 of Southern California Bancorp (the “Company”) of our report dated March 15, 2024, relating to the Company’s consolidated financial statements appearing in the Annual Report on Form 10-K of the Company for the year ended December 31, 2023, fi
May 15, 2024	EX-23.02	Consent of Elliott Davis, LLC EXHIBIT 23.02 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in this registration statement on Form S-4 of Southern California Bancorp of our report dated March 21, 2024 relating to the consolidated financial statements of California BanCorp and Subsidiary appearing in the Annual Report on Form 10-K of California BanCorp and Subsidiary for the
May 15, 2024	EX-FILING FEES	Filing Fee Table EXHIBIT 107 Calculation of Filing Fee Table Form S-4 (Form Type) Southern California Bancorp (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price(3) Fee Rate Amount of Registration Fee Equity Common stock, no par value per share 457(f)(1) 14,639,008 N/A $ 203,628,595.
May 15, 2024	EX-21.01	Subsidiaries of Southern California Bancorp Exhibit 21.01 Subsidiaries Southern California Bancorp Subsidiary: Name Jurisdiction of Incorporation Bank of Southern California, National Association United States BCAL OREO1, LLC United States
May 13, 2024	EX-99.1	SOUTHERN CALIFORNIA BANCORP AND CALIFORNIA BANCORP ANNOUNCE RECEIPT OF REGULATORY APPROVAL FOR MERGER OF EQUALS Exhibit 99.1 SOUTHERN CALIFORNIA BANCORP AND CALIFORNIA BANCORP ANNOUNCE RECEIPT OF REGULATORY APPROVAL FOR MERGER OF EQUALS San Diego, Calif. and Oakland, Calif., May 13, 2024 – Southern California Bancorp (Nasdaq: BCAL) and California BanCorp (Nasdaq: CALB) announce they have received required regulatory approvals from the Office of the Comptroller of the Currency and the Federal Reserve Bank of
May 13, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 13, 2024 SOUTHERN CALIFORNIA UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 13, 2024 SOUTHERN CALIFORNIA BANCORP (Exact name of registrant as specified in its charter) California 001-41684 84-3288397 (State or other jurisdiction of incorporation) (Commiss
May 13, 2024	425	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 13, 2024 SOUTHERN CALIFORNIA UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 13, 2024 SOUTHERN CALIFORNIA BANCORP (Exact name of registrant as specified in its charter) California 001-41684 84-3288397 (State or other jurisdiction of incorporation) (Commiss
May 13, 2024	EX-99.1	SOUTHERN CALIFORNIA BANCORP AND CALIFORNIA BANCORP ANNOUNCE RECEIPT OF REGULATORY APPROVAL FOR MERGER OF EQUALS Exhibit 99.1 SOUTHERN CALIFORNIA BANCORP AND CALIFORNIA BANCORP ANNOUNCE RECEIPT OF REGULATORY APPROVAL FOR MERGER OF EQUALS San Diego, Calif. and Oakland, Calif., May 13, 2024 – Southern California Bancorp (Nasdaq: BCAL) and California BanCorp (Nasdaq: CALB) announce they have received required regulatory approvals from the Office of the Comptroller of the Currency and the Federal Reserve Bank of
May 9, 2024	8-K/A	Changes in Registrant's Certifying Accountant, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 17, 2023 SOUTHERN CALIFORNIA BANCORP (Exact name of registrant as specified in its charter) California 001-41684 84-3288397 (State or other jurisdiction of incorporation) (
May 9, 2024	EX-16.1	Letter of Eide Bailly LLP, dated May 9, 2024.
May 8, 2024	EX-32.0	Rule 13a-14(b) and 18 U.S.C. 1350 Certification Exhibit 32.0 SECTION 1350 CERTIFICATION Each of the undersigned hereby certifies in his capacity as an officer of Southern California Bancorp (the “Company”) that this Quarterly Report of the Company on Form 10-Q for the quarter ended March 31, 2024 fully complies with the requirements of Section 13(a) or Section 15(d), as applicable, of the Securities Exchange Act of 1934, as amended, and that th
May 8, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) T QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 or £ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-41684 SOUTHERN C
April 29, 2024	EX-99.1	SOUTHERN CALIFORNIA BANCORP REPORTS NET INCOME OF $4.9 MILLION FOR THE FIRST QUARTER OF 2024 Exhibit 99.1 SOUTHERN CALIFORNIA BANCORP REPORTS NET INCOME OF $4.9 MILLION FOR THE FIRST QUARTER OF 2024 San Diego, Calif., April 29, 2024 – Southern California Bancorp (“us,” “we,” “our,” or the “Company”) (NASDAQ: BCAL), the holding company for Bank of Southern California, N.A. (the “Bank”) announces its consolidated financial results for the first quarter of 2024. Southern California Bancorp r
April 29, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 29, 2024 SOUTHERN CALIFORNI UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 29, 2024 SOUTHERN CALIFORNIA BANCORP (Exact name of registrant as specified in its charter) California 001-41684 84-3288397 (State or other jurisdiction of incorporation) (Commi
April 29, 2024	425	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 29, 2024 SOUTHERN CALIFORNI UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 29, 2024 SOUTHERN CALIFORNIA BANCORP (Exact name of registrant as specified in its charter) California 001-41684 84-3288397 (State or other jurisdiction of incorporation) (Commi
April 29, 2024	EX-99.1	SOUTHERN CALIFORNIA BANCORP REPORTS NET INCOME OF $4.9 MILLION FOR THE FIRST QUARTER OF 2024 Exhibit 99.1 SOUTHERN CALIFORNIA BANCORP REPORTS NET INCOME OF $4.9 MILLION FOR THE FIRST QUARTER OF 2024 San Diego, Calif., April 29, 2024 – Southern California Bancorp (“us,” “we,” “our,” or the “Company”) (NASDAQ: BCAL), the holding company for Bank of Southern California, N.A. (the “Bank”) announces its consolidated financial results for the first quarter of 2024. Southern California Bancorp r
April 29, 2024	EX-99.2	Investor Presentation, First Quarter 2024 Exhibit 99.2
April 29, 2024	EX-99.2	Investor Presentation, First Quarter 2024 Exhibit 99.2
April 18, 2024	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State
April 18, 2024	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State
April 3, 2024	8-K	Changes in Registrant's Certifying Accountant, Shareholder Director Nominations, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 2, 2024 SOUTHERN CALIFORNIA BANCORP (Exact name of registrant as specified in its charter) California 001-41684 84-3288397 (State or other jurisdiction of incorporation) (Commis
March 15, 2024	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-41684 SOUTHERN CALIFO
March 15, 2024	EX-21.1	Subsidiaries of Southern California Bancorp Exhibit 21.1 Subsidiaries Southern California Bancorp Subsidiary: Name Jurisdiction of Incorporation Bank of Southern California, National Association United States
March 15, 2024	EX-97.1	Clawback Policy** Exhibit 97.1 CLAWBACK POLICY Clawback Policy Page 2 of 8 I. Purpose and Scope The Board believes that it is in the best interests of Southern California Bancorp (the “Company”) and its shareholders to create and maintain a culture that emphasizes integrity and accountability and that reinforces the Company’s pay-for-performance compensation philosophy. The Board has therefore adopted this clawback
March 15, 2024	EX-32.0	pursuant to Section 906 of the Sarbanes-Oxley Act of 2002** Exhibit 32.0 SECTION 1350 CERTIFICATION Each of the undersigned hereby certifies in his capacity as an officer of Southern California Bancorp (the “Company”) that this Quarterly Report of the Company on Form 10-Q for the quarter ended December 31, 2023 fully complies with the requirements of Section 13(a) or Section 15(d), as applicable, of the Securities Exchange Act of 1934, as amended, and that
March 15, 2024	EX-3.2	Certificate of Amendment of Articles of Incorporation of Southern California Bancorp (incorporated by reference to Exhibit 3.2 to the Company’s Annual Report on Form 10-K, filed on March 15, 2024) Exhibit 3.2
March 15, 2024	EX-4.1	Description of Common Stock (incorporated by reference to Exhibit 4.1 to the Company’s Annual Report on Form 10-K, filed on March 15, 2024) DESCRIPTION OF REGISTRANT’S SECURITIES As of December 31, 2023, the authorized capital stock of Southern California Bancorp (the “Company”, “we,” or “us”) consists of 50,000,000 shares of common stock, no par value per share, and 50,000,000 shares of serial preferred stock, no par value per share.
February 28, 2024	425	Filed by Southern California Bancorp Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: California BanCorp Commission File No.: 001-39242 Together We’ Filed by Southern California Bancorp Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: California BanCorp Commission File No.
February 14, 2024	SC 13G/A	BCAL / Southern California Bancorp / Fourthstone LLC - AMENDMENT TO FORM SC 13G Passive Investment SC 13G/A 1 bcal-sc13ga123123.htm AMENDMENT TO FORM SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Amendment No. 1)* Under the Securities Exchange Act of 1934 SOUTHERN CALIFORNIA BANCORP (Name of Issuer) Common Stock, no par value per share (Titles of Class of Securities) 84252A106 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing
February 9, 2024	SC 13G	BCAL / Southern California Bancorp / Castle Creek Capital Partners VI, LP - SC 13G Passive Investment SC 13G 1 tm245732d1sc13g.htm SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Southern California Bancorp (Name of Issuer) Common Stock, no par value per share (Title of Class of Securities) 84252A106 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check t
February 9, 2024	EX-99.1	Joint Filing Agreement, dated as of February 9, 2024, by and between Castle Creek Capital Partners VI, LP and Castle Creek Capital VI LLC. EX-99.1 2 tm245732d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 JOINT FILING AGREEMENT The undersigned hereby agree that this Schedule 13G, dated February 9, 2024, with respect to the common stock, no par value per share, of Southern California Bancorp, a California corporation, is, and any amendments hereto signed by each of the undersigned shall be, filed on behalf of each of us pursuant to and in acco
January 30, 2024	EX-10.3	Termination and Waiver Agreement by and among Thomas A. Sa, Southern California Bancorp and Bank of Southern California, N.A. dated as of January 30, 2024 Exhibit 10.3
January 30, 2024	EX-10.2	Employment Agreement by and among Steven Shelton, Southern California Bancorp and Bank of Southern California, N.A. dated as of January 30, 2024 Exhibit 10.2 Execution Version EMPLOYMENT AGREEMENT This Employment Agreement (this “Agreement”) is entered into by and among Southern California Bancorp, a California corporation (“Bancorp”), Bank of Southern California, N.A., a national banking association (the “Bank”, and together with Bancorp, the “Company”), and Steven E. Shelton (the “Executive”), with reference to the following: RECITALS A.
January 30, 2024	425	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 30, 2024 SOUTHERN CALIFOR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 30, 2024 SOUTHERN CALIFORNIA BANCORP (Exact name of registrant as specified in its charter) California 001-41684 84-3288397 (State or other jurisdiction of incorporation) (Com
January 30, 2024	425	Client Communication Filed by Southern California Bancorp Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: California BanCorp Commission File No.
January 30, 2024	425	Employee Communication Filed by Southern California Bancorp Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: California BanCorp Commission File No.
January 30, 2024	EX-99.2	Investor Presentation, Fourth Quarter 2023 Exhibit 99.2
January 30, 2024	EX-99.1	SOUTHERN CALIFORNIA BANCORP AND CALIFORNIA BANCORP ANNOUNCE A MERGER OF EQUALS TO CREATE A PREMIER CALIFORNIA BUSINESS BANK Exhibit 99.1 SOUTHERN CALIFORNIA BANCORP AND CALIFORNIA BANCORP ANNOUNCE A MERGER OF EQUALS TO CREATE A PREMIER CALIFORNIA BUSINESS BANK San Diego and Oakland, Calif., January 30, 2024 – Southern California Bancorp (NASDAQ: BCAL), the holding company for Bank of Southern California, N.A., and California BanCorp (NASDAQ: CALB), the holding company for California Bank of Commerce, jointly announce t
January 30, 2024	EX-10.3	Termination and Waiver Agreement by and among Thomas A. Sa, Southern California Bancorp and Bank of Southern California, N.A., dated as of January 30, 2024 (incorporated by reference to Exhibit 10.3 to the Company’s Current Report on Form 8-K, filed on January 30, 2024) Exhibit 10.3
January 30, 2024	EX-99.1	SOUTHERN CALIFORNIA BANCORP AND CALIFORNIA BANCORP ANNOUNCE A MERGER OF EQUALS TO CREATE A PREMIER CALIFORNIA BUSINESS BANK Exhibit 99.1 SOUTHERN CALIFORNIA BANCORP AND CALIFORNIA BANCORP ANNOUNCE A MERGER OF EQUALS TO CREATE A PREMIER CALIFORNIA BUSINESS BANK San Diego and Oakland, Calif., January 30, 2024 – Southern California Bancorp (NASDAQ: BCAL), the holding company for Bank of Southern California, N.A., and California BanCorp (NASDAQ: CALB), the holding company for California Bank of Commerce, jointly announce t
January 30, 2024	EX-99.1	SOUTHERN CALIFORNIA BANCORP REPORTS NET INCOME OF $4.4 MILLION FOR THE FOURTH QUARTER AND $25.9 MILLION FOR THE FULL YEAR OF 2023 — The Company Also Announced in a Separate Release that it has Entered into a Merger Agreement with California BanCorp Exhibit 99.1 SOUTHERN CALIFORNIA BANCORP REPORTS NET INCOME OF $4.4 MILLION FOR THE FOURTH QUARTER AND $25.9 MILLION FOR THE FULL YEAR OF 2023 — The Company Also Announced in a Separate Release that it has Entered into a Merger Agreement with California BanCorp San Diego, Calif., January 30, 2024 – Southern California Bancorp (“us,” “we,” “our,” or the “Company”) (NASDAQ: BCAL), the holding compan
January 30, 2024	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 30, 2024 SOUTHERN CALIFORNIA BANCORP (Exact name of registrant as specified in its charter) California 001-41684 84-3288397 (State or other jurisdiction of incorporation) (Com
January 30, 2024	EX-10.2	Employment Agreement by and among Steven E. Shelton, Southern California Bancorp and Bank of Southern California, N.A., dated as of January 30, 2024 (incorporated by reference to Exhibit 10.2 to the Company’s Current Report on Form 8-K, filed on January 30, 2024) Exhibit 10.2 Execution Version EMPLOYMENT AGREEMENT This Employment Agreement (this “Agreement”) is entered into by and among Southern California Bancorp, a California corporation (“Bancorp”), Bank of Southern California, N.A., a national banking association (the “Bank”, and together with Bancorp, the “Company”), and Steven E. Shelton (the “Executive”), with reference to the following: RECITALS A.
January 30, 2024	EX-99.1	SOUTHERN CALIFORNIA BANCORP REPORTS NET INCOME OF $4.4 MILLION FOR THE FOURTH QUARTER AND $25.9 MILLION FOR THE FULL YEAR OF 2023 — The Company Also Announced in a Separate Release that it has Entered into a Merger Agreement with California BanCorp Exhibit 99.1 SOUTHERN CALIFORNIA BANCORP REPORTS NET INCOME OF $4.4 MILLION FOR THE FOURTH QUARTER AND $25.9 MILLION FOR THE FULL YEAR OF 2023 — The Company Also Announced in a Separate Release that it has Entered into a Merger Agreement with California BanCorp San Diego, Calif., January 30, 2024 – Southern California Bancorp (“us,” “we,” “our,” or the “Company”) (NASDAQ: BCAL), the holding compan
January 30, 2024	425	Filed by Southern California Bancorp Filed by Southern California Bancorp Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: California BanCorp Commission File No.: 001-39242 Internal HUB External website
January 30, 2024	8-K	Regulation FD Disclosure UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 30, 2024 Southern California Bancorp (Exact name of Registrant as specified in its charter) California 001-41684 84-3288397 (State or other jurisdiction of incorporation) (Comm
January 30, 2024	EX-10.1	Employment Agreement by and among David Rainer, Southern California Bancorp and Bank of Southern California, N.A. dated as of January 30, 2024 Exhibit 10.1 Execution Version EMPLOYMENT AGREEMENT This Employment Agreement (this “Agreement”) is entered into by and among Southern California Bancorp, a California corporation (“Bancorp”), Bank of Southern California, N.A., a national banking association (the “Bank”, and together with Bancorp, the “Company”), and David I. Rainer (the “Executive”), with reference to the following: RECITALS A. W
January 30, 2024	EX-10.1	Employment Agreement by and among David I. Rainer, Southern California Bancorp and Bank of Southern California, N.A., dated as of January 30, 2024 (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K, filed on January 30, 2024) Exhibit 10.1 Execution Version EMPLOYMENT AGREEMENT This Employment Agreement (this “Agreement”) is entered into by and among Southern California Bancorp, a California corporation (“Bancorp”), Bank of Southern California, N.A., a national banking association (the “Bank”, and together with Bancorp, the “Company”), and David I. Rainer (the “Executive”), with reference to the following: RECITALS A. W
January 30, 2024	EX-2.1	Agreement and Plan of Merger and Reorganization, dated as of January 30, 2024 by and between Southern California Bancorp and California BanCorp (incorporated by reference to Exhibit 2.1 to the Company’s Current Report on Form 8-K, filed on January 30, 2024) Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER AND REORGANIZATION DATED AS OF JANUARY 30, 2024 BY AND BETWEEN SOUTHERN CALIFORNIA BANCORP AND CALIFORNIA BANCORP TABLE OF CONTENTS Page ARTICLE I CERTAIN DEFINITIONS 2 1.01 Certain Definitions 2 ARTICLE II THE MERGER 10 2.01 The Merger 10 2.02 Closing; Effective Time 11 2.03 Bank Merger 11 ARTICLE III CONSIDERATION AND EXCHANGE PROCEDURES
January 30, 2024	EX-99.2	Investor Presentation, dated January 30, 2024 Exhibit 99.2
January 30, 2024	EX-99.2	Investor Presentation, dated January 30, 2024 Exhibit 99.2
January 30, 2024	EX-99.2	Investor Presentation, Fourth Quarter 2023 Exhibit 99.2
January 30, 2024	EX-2.1	Agreement and Plan of Merger and Reorganization, dated as of January 30, 2024 by and between Southern California Bancorp and California BanCorp Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER AND REORGANIZATION DATED AS OF JANUARY 30, 2024 BY AND BETWEEN SOUTHERN CALIFORNIA BANCORP AND CALIFORNIA BANCORP TABLE OF CONTENTS Page ARTICLE I CERTAIN DEFINITIONS 2 1.01 Certain Definitions 2 ARTICLE II THE MERGER 10 2.01 The Merger 10 2.02 Closing; Effective Time 11 2.03 Bank Merger 11 ARTICLE III CONSIDERATION AND EXCHANGE PROCEDURES
January 30, 2024	425	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 30, 2024 Southern Californ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 30, 2024 Southern California Bancorp (Exact name of Registrant as specified in its charter) California 001-41684 84-3288397 (State or other jurisdiction of incorporation) (Comm
January 19, 2024	8-K	Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 16, 2024 SOUTHERN CALIFORNIA BANCORP (Exact name of registrant as specified in its charter) California 001-41684 84-3288397 (State or other jurisdiction of incorporation) (Com
January 19, 2024	EX-99.1	SOUTHERN CALIFORNIA BANCORP ANNOUNCES THE RETIREMENT OF CHAIRMAN EMERITUS AND DIRECTOR JOHN FARKASH Exhibit 99.1 SOUTHERN CALIFORNIA BANCORP ANNOUNCES THE RETIREMENT OF CHAIRMAN EMERITUS AND DIRECTOR JOHN FARKASH San Diego, Calif., January 19, 2024 – Southern California Bancorp (“us,” “we,” “our,” or the “Company”) (NASDAQ: BCAL), the holding company for Bank of Southern California, N.A. (the “Bank”) announces the retirement of Chairman Emeritus and Director John Farkash, effective Tuesday, Janu
November 21, 2023	EX-16.1	Eide Bailly’s letter dated November 20, 2023 EXHIBIT 16.1 November 20, 2023 Securities and Exchange Commission 100 F Street NE Washington, DC 20549 Commissioners: On November 17, 2023, we provided notice to Southern California Bancorp (the Company) of our decision to not stand for reelection as the Company’s independent registered public accounting firm. We have read the statements made by Southern California Bancorp, which we understand wil
November 21, 2023	8-K	Changes in Registrant's Certifying Accountant, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 17, 2023 SOUTHERN CALIFORNIA BANCORP (Exact name of registrant as specified in its charter) California 001-41684 84-3288397 (State or other jurisdiction of incorporation) (Co
November 13, 2023	EX-32.0	Rule 13a-14(b) and 18 U.S.C. 1350 Certification Exhibit 32.0 SECTION 1350 CERTIFICATION Each of the undersigned hereby certifies in his capacity as an officer of Southern California Bancorp (the “Company”) that this Quarterly Report of the Company on Form 10-Q for the quarter ended September 30, 2023 fully complies with the requirements of Section 13(a) or Section 15(d), as applicable, of the Securities Exchange Act of 1934, as amended, and tha
November 13, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) T QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 For the quarterly period ended September 30, 2023 or £ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-41684 SOUTHERN CALIFO
October 26, 2023	8-K	Results of Operations and Financial Condition, Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 26, 2023 SOUTHERN CALIFORNIA BANCORP (Exact name of registrant as specified in its charter) California 001-41684 84-3288397 (State or other jurisdiction of incorporation) (Com
October 26, 2023	EX-99.1	SOUTHERN CALIFORNIA BANCORP REPORTS NET INCOME OF $6.6 MILLION FOR THE THIRD QUARTER Exhibit 99.1 SOUTHERN CALIFORNIA BANCORP REPORTS NET INCOME OF $6.6 MILLION FOR THE THIRD QUARTER San Diego, Calif., October 26, 2023 – Southern California Bancorp (“us,” “we,” “our,” or the “Company”) (NASDAQ: BCAL), the holding company for Bank of Southern California, N.A. (the “Bank”) announces its consolidated financial results for the third quarter of 2023. Southern California Bancorp reporte
October 26, 2023	EX-99.2	Investor Presentation, Third Quarter 2023 Exhibit 99.2
August 9, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) T QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 For the quarterly period ended June 30, 2023 or £ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-41684 SOUTHERN CALIFORNIA
August 9, 2023	EX-32.0	Rule 13a-14(b) and 18 U.S.C. 1350 Certification Exhibit 32.0 SECTION 1350 CERTIFICATION Each of the undersigned hereby certifies in his capacity as an officer of Southern California Bancorp (the “Company”) that this Quarterly Report of the Company on Form 10-Q for the quarter ended June 30, 2023 fully complies with the requirements of Section 13(a) or Section 15(d), as applicable, of the Securities Exchange Act of 1934, as amended, and that the
July 27, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 26, 2023 SOUTHERN CALIFORNIA UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 26, 2023 SOUTHERN CALIFORNIA BANCORP (Exact name of registrant as specified in its charter) California 001-41684 84-3288397 (State or other jurisdiction of incorporation) (Commis
July 25, 2023	EX-99.1	SOUTHERN CALIFORNIA BANCORP REPORTS NET INCOME OF $6.7 MILLION FOR THE SECOND QUARTER Exhibit 99.1 SOUTHERN CALIFORNIA BANCORP REPORTS NET INCOME OF $6.7 MILLION FOR THE SECOND QUARTER San Diego, Calif., July 25, 2023 – Southern California Bancorp (“us,” “we,” “our,” or the “Company”) (NASDAQ: BCAL), the holding company for Bank of Southern California, N.A. (the “Bank”) announces its consolidated financial results for the second quarter of 2023. Southern California Bancorp reported
July 25, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2023 SOUTHERN CALIFORNIA UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2023 SOUTHERN CALIFORNIA BANCORP (Exact name of registrant as specified in its charter) California 001-41684 84-3288397 (State or other jurisdiction of incorporation) (Commis
July 25, 2023	EX-99.2	Investor Presentation, Second Quarter 2023 Exhibit 99.2
June 20, 2023	EX-32.0	Rule 13a-14(b) and 18 U.S.C. 1350 Certification Exhibit 32.0 SECTION 1350 CERTIFICATION Each of the undersigned hereby certifies in his capacity as an officer of Southern California Bancorp (the “Company”) that this Quarterly Report of the Company on Form 10-Q for the quarter ended March 31, 2023 fully complies with the requirements of Section 13(a) or Section 15(d), as applicable, of the Securities Exchange Act of 1934, as amended, and that th
June 20, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) T QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 For the quarterly period ended March 31, 2023 or £ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-41684 SOUTHERN CALIFORNIA
June 15, 2023	EX-99.1	SOUTHERN CALIFORNIA BANCORP ANNOUNCES SHARE REPURCHASE PROGRAM Exhibit 99.1 SOUTHERN CALIFORNIA BANCORP ANNOUNCES SHARE REPURCHASE PROGRAM San Diego, Calif., June 15, 2023 – Southern California Bancorp (the “Company”) (Nasdaq: BCAL), the holding company for Bank of Southern California, N.A. (the “Bank”), announces that its Board of Directors has authorized the Company to repurchase, from time to time, up to 550,000 shares of its common stock, or approximately
June 15, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 15, 2023 SOUTHERN CALIFORNIA UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 15, 2023 SOUTHERN CALIFORNIA BANCORP (Exact name of registrant as specified in its charter) California 001-41684 84-3288397 (State or other jurisdiction of incorporation) (Commis
June 13, 2023	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State
June 13, 2023	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State
May 24, 2023	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 18, 2023 SOUTHERN CALIFORNIA BANCORP (Exact name of registrant as specified in its charter) California 001-41684 84-3288397 (State or other jurisdiction of incorporation) (Commiss
May 19, 2023	EX-FILING FEES	Calculation of Fee Table EX-FILING FEES 4 ex107.htm Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) Southern California Bancorp (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered (1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee
May 19, 2023	S-8	As filed with the Securities and Exchange Commission on May 18, 2023 As filed with the Securities and Exchange Commission on May 18, 2023 Registration No.
May 11, 2023	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 11, 2023 SOUTHERN CALIFORNIA BANCORP (Exact name of registrant as specified in its charter) California 001-41684 84-3288397 (State or other jurisdiction of incorporation) (Commiss
May 11, 2023	EX-99.1	SOUTHERN CALIFORNIA BANCORP ANNOUNCES EFFECTIVENESS OF REGISTRATION STATEMENT ON FORM 10 AND LISTING ON NASDAQ CAPITAL MARKET Exhibit 99.1 SOUTHERN CALIFORNIA BANCORP ANNOUNCES EFFECTIVENESS OF REGISTRATION STATEMENT ON FORM 10 AND LISTING ON NASDAQ CAPITAL MARKET San Diego, Calif., May 11, 2023 – Southern California Bancorp (“us,” “we,” “our,” or the “Company”) (NASDAQ: BCAL), announced today that its Registration Statement on Form 10 has been declared effective by the U.S. Securities and Exchange Commission (the “SEC”)
May 11, 2023	EX-99.2	Investor Presentation, First Quarter 2023 Exhibit 99.2
May 8, 2023	CORRESP	SOUTHERN CALIFORNIA BANCORP 12265 El Camino Real, Suite 210 San Diego, California 92130 SOUTHERN CALIFORNIA BANCORP 12265 El Camino Real, Suite 210 San Diego, California 92130 May 8, 2023 VIA EDGAR Division of Corporation Finance U.
April 24, 2023	CORRESP	SOUTHERN CALIFORNIA BANCORP 12265 El Camino Real, Suite 210 San Diego, California 92130 CORRESP 1 filename1.htm SOUTHERN CALIFORNIA BANCORP 12265 El Camino Real, Suite 210 San Diego, California 92130 April 24, 2023 VIA EDGAR Division of Corporation Finance U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attention: Shannon Davis Michael Volley Madeleine Mateo Tonya Aldave Re: Southern California Bancorp Registration Statement on Form 10-12B Filed Apri
April 24, 2023	10-12B/A	As filed with the Securities and Exchange Commission on April 24, 2023 As filed with the Securities and Exchange Commission on April 24, 2023 File No. 001-41684 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to FORM 10 GENERAL FORM FOR REGISTRATION OF SECURITIES Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 SOUTHERN CALIFORNIA BANCORP (Exact name of registrant as specified in its charter) California 8
April 6, 2023	EX-10.7	Bank of Southern California 2011 Omnibus Equity Incentive Plan* (incorporated by reference to Exhibit 10.7 to the Company’s Registration Statement on Form 10, filed on April 6, 2023) Exhibit 10.7 BANK OF SOUTHERN CALIFORNIA, N.A. 2011 OMNIBUS EQUITY INCENTIVE PLAN TABLE OF CONTENTS ARTICLE I 1 GENERAL 1 1.1 Purpose 1 1.2 Definitions of Certain Terms 1 1.3 Administration 5 1.4 Persons Eligible for Awards 6 1.5 Types of Awards Under the Plan 7 1.6 Shares Available for Awards 7 1.7 Adjustments Upon Changes in Capitalization 7 1.8 Award Agreements 8 1.9 Rights of Participants 8 1.
April 6, 2023	EX-4.1	Form of Certificate of Common Stock of Southern California Bancorp (incorporated by reference to Exhibit 4.1 to the Company’s Registration Statement on Form 10, filed on April 6, 2023) Exhibit 4.1
April 6, 2023	EX-3.2	Bylaws of Southern California Bancorp Exhibit 3.2 BYLAWS OF SOUTHERN CALIFORNIA BANCORP Amended and Restated as of January 18, 2023 TABLE OF CONTENTS Page ARTICLE I OFFICES 1 Section 1. Principal Offices 1 Section 2. Other Offices 1 ARTICLE II MEETINGS OF SHAREHOLDERS 1 Section 1. Place of Meetings 1 Section 2. Annual Meetings 1 Section 3. Special Meetings 1 Section 4. Notice of Shareholders’ Meetings 2 Section 5. The Record Date 3 Se
April 6, 2023	EX-10.12	Supplemental Executive Retirement Agreement, dated as of July 14, 2021, by and between Bank of Southern California, N.A. and Thomas Dolan* Exhibit 10.12 BANK OF SOUTHERN CALIFORNIA SUPPLEMENTAL EXECUTIVE RETIREMENT AGREEMENT THIS SUPPLEMENTAL EXECUTIVE RETIREMENT AGREEMENT (“Agreement”) is made and entered into this 15 day of July, 2021 (“Effective Date”), by and between Bank of Southern California, N.A., a national bank located in San Diego, California (the “Bank”), and Thomas Dolan (the “Executive”). Article 1 Benefits Tables The f
April 6, 2023	EX-10.16	Stock Purchase Agreement, dated September 22, 2016, by and between Bank of Southern California, N.A. and Castle Creek Capital Partners VI, LP. (incorporated by reference to Exhibit 10.16 to the Company’s Registration Statement on Form 10, filed on April 6, 2023) Exhibit 10.16 STOCK PURCHASE AGREEMENT dated September 22, 2016 by and between BANK OF SOUTHERN CALIFORNIA, N.A. and CASTLE CREEK CAPITAL PARTNERS VI, LP STOCK PURCHASE AGREEMENT This Stock Purchase Agreement (this “Agreement”) is dated as of September 22, 2016, by and between Bank of Southern California, N.A., a national banking association (the “Bank”), and Castle Creek Capital Partners VI, L.P.
April 6, 2023	EX-10.11	Form of Change in Control Agreement, by and among Southern California Bancorp, Bank of Southern California, N.A. and certain of its executive officers* EX-10.11 16 ex10-11.htm Exhibit 10.11 CHANGE IN CONTROL AGREEMENT This Change in Control Agreement (“Agreement”) is entered into between Bank of Southern California, N.A, a national banking association (“Bank”), and Bank’s parent corporation Southern California Bancorp (the “Company”, and with Bank collectively and individually, “Employer”) with their principal offices in San Diego, CA and (“Emplo
April 6, 2023	10-12B	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10 GENERAL FORM FOR REGISTRATION OF SECURITIES Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 SOUTHERN CALIFORNIA BANCORP (Exact name of registrant 10-12B 1 form10-12b.htm File No. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10 GENERAL FORM FOR REGISTRATION OF SECURITIES Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 SOUTHERN CALIFORNIA BANCORP (Exact name of registrant as specified in its charter) California 84-3288397 (State or other jurisdiction of incorporation or organization) (I.
April 6, 2023	EX-10.9	Amended and Restated Employment Agreement, dated as of January 18, 2023, by and among Southern California Bancorp, Bank of Southern California, N.A. and David I. Rainer* Exhibit 10.9 AMENDED AND RESTATED EMPLOYMENT AGREEMENT This Amended and Restated Employment Agreement (this “Agreement”) is made on this 18th day of January, 2023 (the “Effective Date”), by and among Southern California Bancorp, a California corporation (“Bancorp”), Bank of Southern California, N.A., a national banking association (the “Bank”, and together with Bancorp, the “Company”), and David I
April 6, 2023	EX-10.1	Form of Indemnification Agreement by and between Southern California Bancorp and its directors and executive officers Exhibit 10.1 INDEMNIFICATION AGREEMENT This Indemnification Agreement, dated as of , is made by and between Southern California Bancorp, a California corporation (the “Company”), and (the “Indemnitee”). WHEREAS, it is essential to the Company to retain and attract as directors, officers and employees the most capable persons available; WHEREAS, the Indemnitee is an “agent” (as such term is defined
April 6, 2023	EX-10.10	Form of Change in Control Agreement by and among Southern California Bancorp, Bank of Southern California, N.A. and each of Thomas Dolan and Richard Hernandez* Exhibit 10.10 CHANGE IN CONTROL AGREEMENT This Change in Control Agreement (“Agreement”) is entered into between Bank of Southern California, N.A, a national banking association (“Bank”), and Bank’s parent corporation Southern California Bancorp (the “Company”, and with Bank collectively and individually, “Employer”) with their principal offices in San Diego, CA and (“Employee”). WHEREAS, Employee
April 6, 2023	EX-10.15	Employment Agreement, dated as of April 16, 2021, by and between Bank of Southern California, N.A. and Frank D. Di Tomaso* Exhibit 10.15 Execution Version EMPLOYMENT AGREEMENT This Employment Agreement (the “Agreement”), dated as of April 26, 2021 (the “Agreement Date”), is entered into by and between Bank of Southern California, N.A., a national banking association (the “Bank”) and Frank D. Di Tomaso, Jr. (the “Employee”) with regard to the following: RECITALS WHEREAS, simultaneously with the execution of this Agreem
April 6, 2023	EX-10.2	reference to Exhibit 10.2 to the Company’s Registration Statement on Form 10, filed on April 6, 2023) Exhibit 10.2 SOUTHERN CALIFORNIA BANCORP 2019 OMNIBUS EQUITY INCENTIVE PLAN TABLE OF CONTENTS Page ARTICLE I GENERAL 1 1.1 Purpose 1 1.2 Definitions of Certain Terms 1 1.3 Administration 5 1.4 Persons Eligible for Awards 6 1.5 Types of Awards Under the Plan 6 1.6 Shares Available for Awards 6 1.7 Adjustments Upon Changes in Capitalization 7 1.8 Award Agreements 7 1.9 Rights of Participants 8 1.10
April 6, 2023	EX-10.5	Restricted Shares Award Agreement (Performance Based), dated October 26, 2020, with David I. Rainer under the Southern California Bancorp 2019 Omnibus Equity Incentive Plan, as amended* (incorporated by reference to Exhibit 10.5 to the Company’s Registration Statement on Form 10, filed on April 6, 2023) Exhibit 10.5 UNLESS OTHERWISE STATED, ALL TERMS DEFINED IN THE PLAN SHALL HAVE THE SAME MEANING HEREIN AS SET FORTH IN THE PLAN. RESTRICTED SHARES AWARD AGREEMENT SOUTHERN CALIFORNIA BANCORP 2019 OMNIBUS EQUITY INCENTIVE PLAN ☐ Director ☒ Officer ☐ Key Employee ☐ Consultant Participant Award Date Total Shares Granted David Rainer 11/05/2020 211,765 Type of Award: ☐ Time Based ☒ Performance Based T
April 6, 2023	EX-10.8	Form of Stock Option Award Agreement under the Bank of Southern California 2011 Omnibus Equity Incentive Plan* (incorporated by reference to Exhibit 10.8 to the Company’s Registration Statement on Form 10, filed on April 6, 2023) Exhibit 10.8 PARTICIPANTS TO WHOM INCENTIVE STOCK OPTIONS ARE GRANTED MUST MEET CERTAIN HOLDING PERIOD AND EMPLOYMENT REQUIREMENTS FOR FAVORABLE TAX TREATMENT AND THE BANK’S 2011 OMNIBUS EQUITY INCENTIVE PLAN SHALL HAVE FIRST BEEN APPROVED BY THE SHAREHOLDERS OF THE BANK BEFORE DECEMBER 21, 2012. UNLESS OTHERWISE STATED, ALL TERMS DEFINED IN THE PLAN SHALL HAVE THE SAME MEANING HEREIN AS SET FORTH
April 6, 2023	EX-21.1	Subsidiaries of Southern California Bancorp Exhibit 21.1 Subsidiaries Southern California Bancorp Subsidiary: Name Jurisdiction of Incorporation Bank of Southern California, National Association United States
April 6, 2023	EX-3.1	Articles of Incorporation of Southern California Bancorp Exhibit 3.1 ARTICLES OF INCORPORATION OF SOUTHERN CALIFORNIA BANCORP Article One. NAME: The name of this Corporation is: Southern California Bancorp Article Two. PURPOSE: The purpose of this Corporation is to engage in any lawful act or activity for which a corporation may be organized under the General Corporation Law of California other than the banking business, the trust company business or th
April 6, 2023	EX-10.17	Side Letter, dated October 16, 2019, by and between Bank of Southern California, N.A. and Castle Creek Capital Partners, VI, LP. (incorporated by reference to Exhibit 10.17 to the Company’s Registration Statement on Form 10, filed on April 6, 2023) Exhibit 10.17 October 16, 2019 Re: Castle Creek Capital Partners VI, L.P. - Stock Purchase and Subscription Agreement Ladies and Gentlemen: Reference is made to that certain Stock Purchase and Subscription Agreement, dated as of the date of this side letter (the “Agreement”) between Bank of Southern California, National Association, a national banking association (the “Company”) and Castle Creek C
April 6, 2023	EX-2.1	Agreement and Plan of Merger, dated as of April 26, 2021, by and among Southern California Bancorp, Bank of Southern California, N.A., and Bank of Santa Clarita Exhibit 2.1 AGREEMENT AND PLAN OF MERGER DATED AS OF APRIL 26, 2021 BY AND AMONG SOUTHERN CALIFORNIA BANCORP, BANK OF SOUTHERN CALIFORNIA, NATIONAL ASSOCIATION AND BANK OF SANTA CLARITA TABLE OF CONTENTS Page ARTICLE I CERTAIN DEFINITIONS 2 1.1 Certain Definitions 2 1.2 Rules of Construction 12 ARTICLE II THE MERGER AND RELATED MATTERS 12 2.1 The Merger; Surviving Entity 12 2.2 Filing of Notice of
April 6, 2023	EX-10.3	Form of Restricted Shares Award Agreement under the Southern California Bancorp 2019 Omnibus Equity Incentive Plan, as amended* Exhibit 10.3 UNLESS OTHERWISE STATED, ALL TERMS DEFINED IN THE PLAN SHALL HAVE THE SAME MEANING HEREIN AS SET FORTH IN THE PLAN. RESTRICTED SHARES AWARD AGREEMENT SOUTHERN CALIFORNIA BANCORP 2019 OMNIBUS EQUITY INCENTIVE PLAN ☐ Director ☐ Officer ☐ Key Employee ☐ Consultant Total Award Shares Participant Date Granted Type of Award: ☐ Time Based ☐ Performance Based THIS RESTRICTED SHARES AWARD AGRE
April 6, 2023	CORRESP	SOUTHERN CALIFORNIA BANCORP 12265 El Camino Real, Suite 210 San Diego, California 92130 SOUTHERN CALIFORNIA BANCORP 12265 El Camino Real, Suite 210 San Diego, California 92130 April 6, 2023 VIA EDGAR Division of Corporation Finance U.
April 6, 2023	EX-10.4	Form of Stock Option Award Agreement under the Southern California Bancorp 2019 Omnibus Equity Incentive Plan, as amended* Exhibit 10.4 PARTICIPANTS TO WHOM INCENTIVE STOCK OPTIONS ARE GRANTED MUST MEET CERTAIN HOLDING PERIOD AND EMPLOYMENT REQUIREMENTS FOR FAVORABLE TAX TREATMENT AND THE SOUTHERN CALIFORNIA BANCORP 2019 OMNIBUS EQUITY INCENTIVE PLAN SHALL HAVE FIRST BEEN APPROVED BY THE SHAREHOLDERS OF THE COMPANY BEFORE , 2020. UNLESS OTHERWISE STATED, ALL TERMS DEFINED IN THE PLAN SHALL HAVE THE SAME MEANING HEREIN
April 6, 2023	EX-10.14	Southern California Bancorp Management Incentive Plan* Exhibit 10.14 MANAGEMENT INCENTIVE PLAN TABLE OF CONTENTS PAGE ARTICLE 1 PLAN OBJECTIVES 1 ARTICLE 2 PLAN DURATION 1 ARTICLE 3 DEFINITIONS 1 ARTICLE 4 ELIGIBILITY AND PARTICIPATION; TERMINATION OF PARTICIPATION; REPAYMENT 4 ARTICLE 5 AWARD OPPORTUNITY 5 ARTICLE 6 ESTABLISHMENT OF PERFORMANCE OBJECTIVES 5 ARTICLE 7 DETERMINATION AND PAYMENT OF AWARDS 6 ARTICLE 8 ADMINISTRATION 6 ARTICLE 9 AMENDMENT
April 6, 2023	EX-10.6	Restricted Shares Award Agreement (Performance Based), dated October 26, 2020, with Thomas G. Dolan, under the Southern California Bancorp 2019 Omnibus Equity Incentive Plan, as amended* (incorporated by reference to Exhibit 10.6 to the Company’s Registration Statement on Form 10, filed on April 6, 2023) Exhibit 10.6 UNLESS OTHERWISE STATED, ALL TERMS DEFINED IN THE PLAN SHALL HAVE THE SAME MEANING HEREIN AS SET FORTH IN THE PLAN. RESTRICTED SHARES AWARD AGREEMENT SOUTHERN CALIFORNIA BANCORP 2019 OMNIBUS EQUITY INCENTIVE PLAN ☐ Director ☒ Officer ☐ Key Employee ☐ Consultant Participant Total Date Award Shares Granted Tom Dolan 10/26/2020 42,353 Type of Award: ☐ Time Based ☒ Performance Based THIS
April 6, 2023	EX-10.13	Supplemental Executive Retirement Agreement, dated as of July 14, 2021, by and between Bank of Southern California, N.A. and Richard Hernandez* Exhibit 10.13 BANK OF SOUTHERN CALIFORNIA SUPPLEMENTAL EXECUTIVE RETIREMENT AGREEMENT THIS SUPPLEMENTAL EXECUTIVE RETIREMENT AGREEMENT (“Agreement”) is made and entered into this 14th day of July, 2021 (“Effective Date”), by and between Bank of Southern California, N.A., a national bank located in San Diego, California (the “Bank”), and Richard Hernandez (the “Executive”). Article 1 Benefits Table
March 2, 2023	DRS	This draft registration statement has not been publicly filed with the Securities and Exchange Commission, and all information herein remains strictly confidential. As Confidentially Submitted to the Securities and Exchange Commission on March 2, 202 This draft registration statement has not been publicly filed with the Securities and Exchange Commission, and all information herein remains strictly confidential.
March 2, 2023	DRSLTR	SOUTHERN CALIFORNIA BANCORP 12265 El Camino Real, Suite 210 San Diego, California 92130 SOUTHERN CALIFORNIA BANCORP 12265 El Camino Real, Suite 210 San Diego, California 92130 March 2, 2023 VIA EDGAR Division of Corporation Finance U.
February 14, 2023	SC 13G	Fourthstone LLC - SCHEDULE 13G SC 13G 1 bcal-sc13g123122.htm SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No.)* Under the Securities Exchange Act of 1934 SOUTHERN CALIFORNIA BANCORP (Name of Issuer) Common Stock, no par value per share (Titles of Class of Securities) 84252A106 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement)
February 10, 2022	SC 13G/A	MLVF / Malvern Bancorp Inc / BANC FUNDS CO LLC - NONE Passive Investment SC 13G/A 1 doc1.htm NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Southern California Bancorp \ CA (Name of Issuer) COMMON STOCK (Title of Class of Securities) 84252A106 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designa
February 11, 2021	SC 13G	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. n/a )* Southern California Bancorp \ CA (Name of Issuer) COMMON STOCK (Title of Class of Securities) (CUSIP SC 13G 1 doc1.htm NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. n/a )* Southern California Bancorp \ CA (Name of Issuer) COMMON STOCK (Title of Class of Securities) 84252A106 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to design

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