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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to BayCom Corp
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| August 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 21, 2025 BAYCOM CORP (Exact name of registrant as specified in its charter) California 001-38483 37-1849111 (State or other jurisdiction of incorporation or organization) (Commi |
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| August 21, 2025 |
BAYCOM CORP INCREASES QUARTERLY CASH DIVIDEND 25% TO $0.25 PER SHARE Exhibit 99.1 Press Release BAYCOM CORP INCREASES QUARTERLY CASH DIVIDEND 25% TO $0.25 PER SHARE WALNUT CREEK, California, August 21, 2025 – BayCom Corp (NASDAQ: BCML) (“BayCom” or the “Company”), the parent company of United Business Bank, today announced that its Board of Directors declared a quarterly cash dividend of $0.25 per share on the Company's common stock, which represents a 25% increase |
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| August 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K Current report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 15, 2025 BAYCOM CORP (Exact name of registrant as specified in its charter) California 001-38483 37-1849111 (State or other jurisdiction of incorporation or organization) (Commi |
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| August 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38483 BAY |
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| July 17, 2025 |
BayCom Corp Reports 2025 Second Quarter Earnings of $6.4 Million Exhibit 99.1 Press Release BayCom Corp Reports 2025 Second Quarter Earnings of $6.4 Million WALNUT CREEK, CA, July 17, 2025-(Business Wire) BayCom Corp (“BayCom” or the “Company”) (NASDAQ: BCML), the holding company for United Business Bank (the “Bank” or “UBB”), announced earnings of $6.4 million, or $0.58 per diluted common share, for the second quarter of 2025, compared to earnings of $5.7 mill |
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| July 17, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K Current report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 30, 2025 BAYCOM CORP (Exact name of registrant as specified in its charter) California 001-38483 37-1849111 (State or other jurisdiction of incorporation or organization) (Commiss |
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| June 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 17, 2025 BAYCOM CORP (Exact name of registrant as specified in its charter) California 001-38483 37-1849111 (State or other jurisdiction of incorporation) (Commission File No.) (I |
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| June 5, 2025 |
Letter from Moss Adams LLP dated June 3, 2025 Exhibit 16.1 June 3, 2025 U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Ladies and Gentlemen: We have read the statements made by the BayCom Corp included under Item 4.01 of its Current Report on Form 8-K dated June 3, 2025 to be filed with the Securities and Exchange Commission. We agree with the statements concerning our Firm contained therein. Sincerely, /s/ Moss |
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| June 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K Current report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 3, 2025 BAYCOM CORP (Exact name of registrant as specified in its charter) California 001-38483 37-1849111 (State or other jurisdiction of incorporation or organization) (Commissi |
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| May 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 21, 2025 BAYCOM CORP (Exact name of registrant as specified in its charter) California 001-38483 37-1849111 (State or other jurisdiction of incorporation or organization) (Commissi |
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| May 21, 2025 |
BAYCOM CORP INCREASES QUARTERLY CASH DIVIDEND 33% TO $0.20 PER SHARE Exhibit 99.1 Press Release BAYCOM CORP INCREASES QUARTERLY CASH DIVIDEND 33% TO $0.20 PER SHARE WALNUT CREEK, California, May 21, 2025 – BayCom Corp (NASDAQ: BCML) (“BayCom” or the “Company”), the parent company of United Business Bank, today announced that its Board of Directors declared a quarterly cash dividend of $0.20 per share on the Company's common stock, which represents a 33% increase (f |
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| May 9, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38483 BA |
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| April 25, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defini |
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| April 25, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defini |
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| April 17, 2025 |
BayCom Corp Reports 2025 First Quarter Earnings of $5.7 Million Exhibit 99.1 Press Release BayCom Corp Reports 2025 First Quarter Earnings of $5.7 Million WALNUT CREEK, CA, April 17, 2025-(Business Wire) BayCom Corp (“BayCom” or the “Company”) (NASDAQ: BCML), the holding company for United Business Bank (the “Bank” or “UBB”), announced earnings of $5.7 million, or $0.51 per diluted common share, for the first quarter of 2025, compared to earnings of $6.1 milli |
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| April 17, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K Current report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 17, 2025 BAYCOM CORP (Exact name of registrant as specified in its charter) California 001-38483 37-1849111 (State or other jurisdiction of incorporation or organization) (Commis |
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| March 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-3848 |
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| March 14, 2025 |
Exhibit 10.23 The attached Form of Change in Control Agreement was entered into by and between United Business Bank and each of Harrison Lee, Izabella Zhu Mitchell and Mary Theresa (Terry) Curley UNITED BUSINESS BANK CHANGE IN CONTROL AGREEMENT This Change in Control Agreement (the “Agreement”) dated as of January 21, 2025 is by and between United Business Bank, a California-chartered bank (the “B |
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| March 14, 2025 |
Insider trading policies and procedures Baycom corp POLICY and procedures Governing securities and confidentiality of inside information Functional area: FINANCE Board Approved: January 21, 2025 Last Revision: Officer responsible: January 14, 2022 Chief Financial Officer Policy and Procedures Governing Securities and Confidentiality of Inside Information BayCom Corp CONTENTS Purpose1 Persons Subject to the Policy2 Transactions Subject |
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| February 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 20, 2025 BAYCOM CORP (Exact name of registrant as specified in its charter) California 001-38483 37-1849111 (State or other jurisdiction of incorporation or organization) (Com |
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| February 21, 2025 |
BAYCOM CORP ANNOUNCES CASH DIVIDEND Exhibit 99.1 Press Release BAYCOM CORP ANNOUNCES CASH DIVIDEND WALNUT CREEK, California, February 20, 2025 – BayCom Corp (NASDAQ: BCML) (“BayCom” or the “Company”), the parent company of United Business Bank, today announced that its Board of Directors declared a quarterly cash dividend of $0.15 per share on the Company's common stock. The dividend is payable on April 10, 2025 to shareholders of r |
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| February 10, 2025 |
JOINT FILING AGREEMENT The undersigned hereby agree that this Schedule 13G (the “Schedule 13G”) with respect to the common stock of BayCom Corp is, and any additional amendment thereto signed by each of the undersigned shall be, filed on behalf of each undersigned pursuant to and in accordance with the provisions of 13d-1(k) under the Securities Exchange Act of 1934, as amended, and that all subsequent amendments to the Schedule 13G shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. |
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| January 23, 2025 |
BayCom Corp Reports 2024 Fourth Quarter Earnings of $6.1 Million Exhibit 99.1 Press Release BayCom Corp Reports 2024 Fourth Quarter Earnings of $6.1 Million WALNUT CREEK, CA, January 23, 2025-(Business Wire) BayCom Corp (“BayCom” or the “Company”) (NASDAQ: BCML), the holding company for United Business Bank (the “Bank” or “UBB”), announced earnings of $6.1 million, or $0.55 per diluted common share, for the fourth quarter of 2024, compared to earnings of $6.0 m |
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| January 23, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K Current report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 23, 2025 BAYCOM CORP (Exact name of registrant as specified in its charter) California 001-38483 37-1849111 (State or other jurisdiction of incorporation or organization) (Comm |
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| November 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 20, 2024 BAYCOM CORP (Exact name of registrant as specified in its charter) California 001-38483 37-1849111 (State or other jurisdiction of incorporation or organization) (Com |
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| November 20, 2024 |
BAYCOM CORP INCREASES QUARTERLY CASH DIVIDEND 50% TO $0.15 PER SHARE Exhibit 99.1 Press Release BAYCOM CORP INCREASES QUARTERLY CASH DIVIDEND 50% TO $0.15 PER SHARE WALNUT CREEK, California, November 20, 2024 – BayCom Corp (NASDAQ: BCML) (“BayCom” or the “Company”), the parent company of United Business Bank, today announced that its Board of Directors declared a quarterly cash dividend of $0.15 per share on the Company's outstanding common stock, which represents |
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| November 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-3848 |
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| October 31, 2024 |
BCML / BayCom Corp / DIMENSIONAL FUND ADVISORS LP - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* BayCom Corp (Name of Issuer) Common Stock (Title of Class of Securities) 07272M107 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is |
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| October 17, 2024 |
BayCom Corp Reports 2024 Third Quarter Earnings of $6.0 Million Exhibit 99.1 Press Release BayCom Corp Reports 2024 Third Quarter Earnings of $6.0 Million WALNUT CREEK, CA, October 17, 2024-(Business Wire) BayCom Corp (“BayCom” or the “Company”) (NASDAQ: BCML), the holding company for United Business Bank (the “Bank” or “UBB”), announced earnings of $6.0 million, or $0.54 per diluted common share, for the third quarter of 2024, compared to earnings of $5.6 mil |
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| October 17, 2024 |
BAYCOM CORP ANNOUNCES APPOINTMENTS OF TWO NEW HOLDING COMPANY DIRECTORS Exhibit 99.1 Press Release BAYCOM CORP ANNOUNCES APPOINTMENTS OF TWO NEW HOLDING COMPANY DIRECTORS WALNUT CREEK, California, October 17, 2024 – BayCom Corp (NASDAQ: BCML) (the “Company”), the holding company for United Business Bank (the “Bank”), today announced that Bhupen B. Amin and Dennis Guida were appointed as directors of the Company, effective November 1, 2024. Messrs. Amin and Guida, who |
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| October 17, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K Current report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 17, 2024 BAYCOM CORP (Exact name of registrant as specified in its charter) California 001-38483 37-1849111 (State or other jurisdiction of incorporation or organization) (Comm |
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| October 17, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K Current report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 15, 2024 BAYCOM CORP (Exact name of registrant as specified in its charter) California 001-38483 37-1849111 (State or other jurisdiction of incorporation or organization) (Comm |
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| October 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K Current report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 7, 2024 BAYCOM CORP (Exact name of registrant as specified in its charter) California 001-38483 37-1849111 (State or other jurisdiction of incorporation or organization) (Commi |
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| August 22, 2024 |
BAYCOM CORP ANNOUNCES CASH DIVIDEND Exhibit 99.1 Press Release BAYCOM CORP ANNOUNCES CASH DIVIDEND WALNUT CREEK, California, August 22, 2024 – BayCom Corp (NASDAQ: BCML) (“BayCom” or the “Company”), the parent company of United Business Bank, today announced that its Board of Directors declared a quarterly cash dividend of $0.10 per share on the Company's common stock. The dividend is payable on October 10, 2024 to shareholders of r |
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| August 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 22, 2024 BAYCOM CORP (Exact name of registrant as specified in its charter) California 001-38483 37-1849111 (State or other jurisdiction of incorporation or organization) (Commi |
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| August 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38483 BAY |
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| July 18, 2024 |
BayCom Corp Reports 2024 Second Quarter Earnings of $5.6 Million Exhibit 99.1 Press Release BayCom Corp Reports 2024 Second Quarter Earnings of $5.6 Million WALNUT CREEK, CA, July 18, 2024-(Business Wire) BayCom Corp (“BayCom” or the “Company”) (NASDAQ: BCML), the holding company for United Business Bank (the “Bank” or “UBB”), announced earnings of $5.6 million, or $0.50 per diluted common share, for the second quarter of 2024, compared to earnings of $5.9 mill |
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| July 18, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K Current report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 18, 2024 BAYCOM CORP (Exact name of registrant as specified in its charter) California 001-38483 37-1849111 (State or other jurisdiction of incorporation or organization) (Commiss |
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| June 24, 2024 |
Form of Non-Qualified Stock Option Agreement under the BayCom Corp 2024 Omnibus Incentive Plan(4) BAYCOM CORP 2024 OMNIBUS INCENTIVE PLAN NON-QUALIFIED STOCK OPTION AGREEMENT NQSO NO. |
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| June 24, 2024 |
Form of Incentive Stock Option Agreement under the BayCom Corp 2024 Omnibus Incentive Plan(4) BAYCOM CORP 2024 OMNIBUS INCENTIVE PLAN INCENTIVE STOCK OPTION AGREEMENT ISO NO. «GrantNumber» This option, intended to qualify as an Incentive Stock Option under Section 422 of the Internal Revenue Code of 1986, as amended, is granted as of «GrantDate» by BayCom Corp, a California corporation (the “Company”), to «FullName» (the “Optionee”), in accordance with the following terms and conditions: 1 |
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| June 24, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) BayCom Corp (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule(1) Amount Registered(2) Proposed Maximum Offering Price Per Share(3) Maximum Aggregate Offering Price(3) Fee Rate Amount of Registration Fee Equity Common Stock, no par value Other 500,000(3) $19. |
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| June 24, 2024 |
Form of Restricted Stock Agreement under the BayCom Corp 2024 Omnibus Incentive Plan(4) BAYCOM CORP 2024 OMNIBUS INCENTIVE PLAN RESTRICTED STOCK AGREEMENT [Time-based Vesting] Date of Grant: Participant: Restricted Stock is hereby awarded as of the above Date of Grant by BayCom Corp, a California corporation (the “Company”), to the above-named Participant pursuant to the BayCom Corp 2024 Omnibus Incentive Plan (as the same may from time to time be amended, the “Plan”), and upon the terms and conditions and subject to the restrictions set forth in the Plan and hereinafter set forth. |
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| June 24, 2024 |
As filed with the Securities and Exchange Commission on June 24, 2024 As filed with the Securities and Exchange Commission on June 24, 2024 Registration No. |
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| June 24, 2024 |
Form of Restricted Stock Unit Agreement under the BayCom Corp 2024 Omnibus Incentive Plan(4) BAYCOM CORP 2024 OMNIBUS INCENTIVE PLAN RESTRICTED STOCK UNIT AGREEMENT [Time-based Vesting] Date of Grant: Participant: This award of restricted stock units (“RSUs”) is granted as of the above Date of Grant by BayCom Corp, a California corporation (the “Company”), to the above-named Participant pursuant to the BayCom Corp 2024 Omnibus Incentive Plan (as the same may from time to time be amended, the “Plan”), and upon the terms and conditions and subject to the restrictions set forth in the Plan and hereinafter set forth. |
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| June 21, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 18, 2024 BAYCOM CORP (Exact name of registrant as specified in its charter) California 001-38483 37-1849111 (State or other jurisdiction of incorporation) (Commission File No.) (I |
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| May 24, 2024 |
BAYCOM CORP ANNOUNCES CASH DIVIDEND AND ADOPTION OF NEW STOCK REPURCHASE PROGRAM Exhibit 99.1 Press Release BAYCOM CORP ANNOUNCES CASH DIVIDEND AND ADOPTION OF NEW STOCK REPURCHASE PROGRAM WALNUT CREEK, California, May 24, 2024 – BayCom Corp (NASDAQ: BCML) (“BayCom” or the “Company”), the parent company of United Business Bank, today announced that its Board of Directors (the “Board”) declared a quarterly cash dividend of $0.10 per share on the Company's outstanding common sto |
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| May 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 24, 2024 BAYCOM CORP (Exact name of registrant as specified in its charter) California 001-38483 37-1849111 (State or other jurisdiction of incorporation or organization) (Commissi |
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| May 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38483 BA |
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| April 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defini |
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| April 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defini |
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| April 18, 2024 |
BayCom Corp Reports 2024 First Quarter Earnings of $5.9 Million Exhibit 99.1 Press Release BayCom Corp Reports 2024 First Quarter Earnings of $5.9 Million WALNUT CREEK, CA, April 18, 2024-(Business Wire) BayCom Corp (“BayCom” or the “Company”) (NASDAQ: BCML), the holding company for United Business Bank (the “Bank” or “UBB”), announced earnings of $5.9 million, or $0.51 per diluted common share, for the first quarter of 2024, compared to earnings of $6.4 milli |
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| April 18, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K Current report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 18, 2024 BAYCOM CORP (Exact name of registrant as specified in its charter) California 001-38483 37-1849111 (State or other jurisdiction of incorporation or organization) (Commis |
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| March 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K Current report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 18, 2024 BAYCOM CORP (Exact name of registrant as specified in its charter) California 001-38483 37-1849111 (State or other jurisdiction of incorporation or organization) (Commis |
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| March 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-3848 |
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| March 15, 2024 |
Policy relating to Recovery of Erroneously Awarded Compensation Exhibit 97 BAYCOM CORP COMPENSATION RECOVERY POLICY The Board of Directors (the “Board”) of BayCom Corp (the “Company”) believes that it is in the best interests of the Company and its shareholders to adopt this Compensation Recovery Policy (the “Policy”), which provides for the recovery of certain incentive compensation in the event of an Accounting Restatement (as defined below). |
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| March 15, 2024 |
Description of BayCom Corp’s Securities(3) EXHIBIT 4.2 Description of the Registrant’s Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934 The authorized capital stock of BayCom Corp, a California corporation (“BayCom,” the “Company,” “we,” “us” or “our”), currently consists of: ● 100,000,000 shares of common stock, no par value per share; and ● 10,000,000 shares of preferred stock, no par value per share. N |
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| March 15, 2024 |
Subsidiaries of the Registrant(11) EXHIBIT 21 SUBSIDIARIES OF BAYCOM CORP Subsidiary Ownership Jurisdiction United Business Bank Wholly owned subsidiary of BayCom Corp California First ULB Statutory Trust I BayCom Corp own 100% of the common securities of the trust Delaware Bethlehem Capital Trust BayCom Corp own 100% of the common securities of the trust Delaware |
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| March 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 6, 2024 BAYCOM CORP (Exact name of registrant as specified in its charter) California 001-38483 37-1849111 (State or other jurisdiction of incorporation or organization) (Commiss |
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| March 6, 2024 |
BAYCOM CORP ADJUSTS THE RECORD DATE FOR ITS RECENTLY ANNOUNCED QUARTERLY DIVIDEND Press Release BAYCOM CORP ADJUSTS THE RECORD DATE FOR ITS RECENTLY ANNOUNCED QUARTERLY DIVIDEND WALNUT CREEK, California, March 6, 2024 – BayCom Corp (NASDAQ: BCML) (“BayCom” or the “Company”), the parent company of United Business Bank, announced today that, due to regulatory and statutory requirements of the NASDAQ Global Select Market, the record date for the recently announced $0. |
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| February 22, 2024 |
BAYCOM CORP ANNOUNCES CASH DIVIDEND Press Release BAYCOM CORP ANNOUNCES CASH DIVIDEND WALNUT CREEK, California, February 22, 2024 – BayCom Corp (NASDAQ: BCML) (“BayCom” or the “Company”), the parent company of United Business Bank, today announced that its Board of Directors (“the Board”) declared a quarterly cash dividend of $0. |
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| February 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 22, 2024 BAYCOM CORP (Exact name of registrant as specified in its charter) California 001-38483 37-1849111 (State or other jurisdiction of incorporation or organization) (Com |
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| February 13, 2024 |
BCML / BayCom Corp / VANGUARD GROUP INC - SCHEDULE 13G Passive Investment SC 13G 1 tv0414-baycomcorp.htm SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 Name of issuer: BayCom Corp Title of Class of Securities: Common Stock CUSIP Number: 07272M107 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to designate the rule pursuant to which this Sche |
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| February 13, 2024 |
BCML / BayCom Corp / MANULIFE FINANCIAL CORP - SC 13G/A Passive Investment SC 13G/A 1 bcml4298301-sc13ga.htm SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2 )* BayCom Corp (Name of Issuer) Common Stock (Title of Class of Securities) 07272M107 (CUSIP Number) December 29, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule purs |
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| February 8, 2024 |
SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* BayCom Corp (Name of Issuer) Common Stock (Title of Class of Securities) 07272M107 (CUSIP Number) December 29, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designa |
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| February 8, 2024 |
BCML / BayCom Corp / Bay Pond Partners, L.P. - SEC SCHEDULE 13G Passive Investment SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* BayCom Corp (Name of Issuer) Common Stock (Title of Class of Securities) 07272M107 (CUSIP Number) December 29, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designa |
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| February 8, 2024 |
BCML / BayCom Corp / WELLINGTON MANAGEMENT GROUP LLP - SEC SCHEDULE 13G Passive Investment SC 13G 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* BayCom Corp (Name of Issuer) Common Stock (Title of Class of Securities) 07272M107 (CUSIP Number) December 29, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate t |
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| January 25, 2024 |
BayCom Corp Reports 2023 Fourth Quarter Earnings of $6.4 Million Exhibit 99.1 Press Release BayCom Corp Reports 2023 Fourth Quarter Earnings of $6.4 Million WALNUT CREEK, CA, January 25, 2024-(Business Wire) BayCom Corp (“BayCom” or the “Company”) (NASDAQ: BCML), the holding company for United Business Bank (the “Bank” or “UBB”), announced earnings of $6.4 million, or $0.55 per diluted common share, for the fourth quarter of 2023, compared to earnings of $6.6 m |
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| January 25, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K Current report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 25, 2024 BAYCOM CORP (Exact name of registrant as specified in its charter) California 001-38483 37-1849111 (State or other jurisdiction of incorporation or organization) (Comm |
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| January 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 17, 2024 BAYCOM CORP (Exact name of registrant as specified in its charter) California 001-38483 37-1849111 (State or other jurisdiction of incorporation) (Commission File No.) |
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| January 19, 2024 |
AMENDMENT NO. 1 to the AMENDED AND RESTATED EMPLOYMENT AGREEMENT With KEARY COLWELL This AMENDMENT NO. 1 (the “Amendment”) to the Amended and Restated Employment Agreement by and among United Business Bank (the “Bank”), BayCom Corp, a California corporation (the “Company”), and Keary Colwell (the “Executive”) dated as of March 5, 2021 (the “2021 Employment Agreement”), is made and entered into as |
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| January 19, 2024 |
AMENDMENT NO. 1 to the AMENDED AND RESTATED EMPLOYMENT AGREEMENT With GEORGE GUARINI This AMENDMENT NO. 1 (the “Amendment”) to the Amended and Restated Employment Agreement by and among United Business Bank (the “Bank”), BayCom Corp, a California corporation (the “Company”), and George Guarini (the “Executive”) dated as of March 5, 2021 (the “2021 Employment Agreement”), is made and entered into a |
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| January 19, 2024 |
AMENDMENT NO. 1 to the AMENDED AND RESTATED EMPLOYMENT AGREEMENT With JANET KING This AMENDMENT NO. 1 (the “Amendment”) to the Amended and Restated Employment Agreement by and among United Business Bank (the “Bank”), BayCom Corp, a California corporation (the “Company”), and Janet King (the “Executive”) dated as of March 5, 2021 (the “2021 Employment Agreement”), is made and entered into as of the |
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| November 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 28, 2023 BAYCOM CORP (Exact name of registrant as specified in its charter) California 001-38483 37-1849111 (State or other jurisdiction of incorporation or organization) (Com |
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| November 28, 2023 |
BAYCOM CORP ANNOUNCES CASH DIVIDEND Press Release BAYCOM CORP ANNOUNCES CASH DIVIDEND WALNUT CREEK, California, November 28, 2023 – BayCom Corp (NASDAQ: BCML) (“BayCom” or the “Company”), the parent company of United Business Bank, today announced that its Board of Directors (“the Board”) declared a quarterly cash dividend of $0. |
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| November 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-3848 |
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| October 19, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K Current report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 19, 2023 BAYCOM CORP (Exact name of registrant as specified in its charter) California 001-38483 37-1849111 (State or other jurisdiction of incorporation or organization) (Comm |
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| October 19, 2023 |
BayCom Corp Reports 2023 Third Quarter Earnings of $6.6 Million Exhibit 99.1 Press Release BayCom Corp Reports 2023 Third Quarter Earnings of $6.6 Million WALNUT CREEK, CA, October 19, 2023-(Business Wire) BayCom Corp (“BayCom” or the “Company”) (NASDAQ: BCML), the holding company for United Business Bank (the “Bank” or “UBB”), announced earnings of $6.6 million, or $0.56 per diluted common share, for the third quarter of 2023, compared to earnings of $7.2 mil |
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| August 18, 2023 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 18, 2023 BAYCOM CORP (Exact name of registrant as specified in its charter) California 001-38483 37-1849111 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| August 18, 2023 |
BAYCOM CORP ANNOUNCES CASH DIVIDEND AND ADOPTION OF STOCK REPURCHASE PROGRAM Exhibit 99.1 Press Release BAYCOM CORP ANNOUNCES CASH DIVIDEND AND ADOPTION OF STOCK REPURCHASE PROGRAM WALNUT CREEK, California, August 18, 2023 – BayCom Corp (NASDAQ: BCML) (“BayCom” or the “Company”), the parent company of United Business Bank, today announced that its Board of Directors (the “Board”) declared a quarterly cash dividend of $0.10 per share on the Company's outstanding common stoc |
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| August 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38483 BAY |
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| July 26, 2023 |
BayCom Corp Reports 2023 Second Quarter Earnings of $7.2 Million Exhibit 99.1 Press Release BayCom Corp Reports 2023 Second Quarter Earnings of $7.2 Million WALNUT CREEK, CA, July 26, 2023-(Business Wire) BayCom Corp (“BayCom” or the “Company”) (NASDAQ: BCML), the holding company for United Business Bank (the “Bank” or “UBB”), announced earnings of $7.2 million, or $0.59 per diluted common share, for the second quarter of 2023, compared to earnings of $7.2 mill |
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| July 26, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K Current report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 26, 2023 BAYCOM CORP (Exact name of registrant as specified in its charter) California 001-38483 37-1849111 (State or other jurisdiction of incorporation or organization) (Commiss |
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| July 25, 2023 |
Description of BayCom Corp’s Securities(3) EXHIBIT 4.2 Description of the Registrant’s Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934 The authorized capital stock of BayCom Corp, a California corporation (“BayCom,” the “Company,” “we,” “us” or “our”), currently consists of: ● 100,000,000 shares of common stock, no par value per share; and ● 10,000,000 shares of preferred stock, no par value per share. N |
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| July 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No.1) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No.1) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to COMMISSION FI |
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| July 25, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File |
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| July 25, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to COMMISSION FILE N |
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| July 25, 2023 |
Subsidiaries of the Registrant(9) EXHIBIT 21 SUBSIDIARIES OF BAYCOM CORP Subsidiary Ownership Jurisdiction United Business Bank Wholly owned subsidiary of BayCom Corp California First ULB Statutory Trust I BayCom Corp own 100% of the common securities of the trust Delaware Bethlehem Capital Trust BayCom Corp own 100% of the common securities of the trust Delaware |
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| July 25, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to COMMISSION FILE |
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| July 25, 2023 |
Exhibit 10.1 SUMMARY OF ANNUAL INCENTIVE BONUS PROGRAM The Company maintains an unwritten annual incentive bonus program which provides for annual cash bonuses to designated senior managers, including all of our named executive officers, upon the achievement of performance goals established by the Board of Directors. The purpose of this program is to provide an incentive for achieving defined targ |
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| July 25, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission F |
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| July 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 18, 2023 BAYCOM CORP (Exact name of registrant as specified in its charter) California 001-38483 37-1849111 (State or other jurisdiction of incorporation) (Commission File No.) (I |
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| June 23, 2023 |
UNITED BUSINESS BANK AMENDED AND RESTATED EXECUTIVE SUPPLEMENTAL COMPENSATION AGREEMENT (By and Between United Business Bank and George J. |
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| June 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 20, 2023 BAYCOM CORP (Exact name of registrant as specified in its charter) California 001-38483 37-1849111 (State or other jurisdiction of incorporation) (Commission File No.) (I |
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| June 23, 2023 |
AMENDMENT NO. 1 TO AMENDED AND RESTATED JOINT BENEFICIARY AGREEMENT THIS AMENDMENT NO. 1 (the “Amendment”) is adopted June 20, 2023 by and between United Business Bank (the “Bank”) and George J. Guarini (the “Insured”) and amends the Amended and Restated Joint Beneficiary Agreement by and between the Bank and the Insured dated April 17, 2018 (the “Agreement”). WHEREAS, the parties desire to amend |
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| June 23, 2023 |
AMENDMENT NO. 1 TO JOINT BENEFICIARY AGREEMENT THIS AMENDMENT NO. 1 (the “Amendment”) is adopted June 20, 2023 by and between United Business Bank (the “Bank”) and Janet King (the “Insured”) and amends the Joint Beneficiary Agreement by and between the Bank and the Insured dated April 17, 2018 (the “Agreement”). WHEREAS, the parties desire to amend the Agreement to increase the death benefit payab |
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| June 23, 2023 |
AMENDMENT NO. 1 TO JOINT BENEFICIARY AGREEMENT THIS AMENDMENT NO. 1 (the “Amendment”) is adopted June 20, 2023 by and between United Business Bank (the “Bank”) and Keary Colwell (the “Insured”) and amends the Joint Beneficiary Agreement by and between the Bank and the Insured dated April 17, 2018 (the “Agreement”). WHEREAS, the parties desire to amend the Agreement to increase the death benefit pa |
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| June 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 20, 2023 BAYCOM CORP (Exact name of registrant as specified in its charter) California 001-38483 37-1849111 (State or other jurisdiction of incorporation) (Commission File No.) (I |
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| June 16, 2023 |
BAYCOM CORP 500 Ygnacio Valley Road, Suite 200 Walnut Creek, California 94596 June 16, 2023 BAYCOM CORP 500 Ygnacio Valley Road, Suite 200 Walnut Creek, California 94596 June 16, 2023 Securities and Exchange Commission 100 F Street, N. |
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| June 9, 2023 |
Law Offices Silver, Freedman, Taff & Tiernan LLP A Limited Liability Partnership Including Professional Corporations 3299 K STREET, N. |
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| June 9, 2023 |
As filed with the Securities and Exchange Commission on June 9, 2023 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on June 9, 2023 Registration No. |
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| May 18, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 18, 2023 BAYCOM CORP (Exact name of registrant as specified in its charter) California 001-38483 37-1849111 (State or other jurisdiction of incorporation or organization) (Commissi |
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| May 18, 2023 |
BAYCOM CORP ANNOUNCES CASH DIVIDEND Press Release BAYCOM CORP ANNOUNCES CASH DIVIDEND WALNUT CREEK, California, May 18, 2023 – BayCom Corp (NASDAQ: BCML) (“BayCom” or the “Company”), the parent company of United Business Bank, today announced that its Board of Directors declared a quarterly cash dividend of $0. |
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| May 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38483 BA |
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| May 4, 2023 |
Exhibit 107 Calculation of Filing Fee Tables FORM S-3 (Form Type) BayCom Corp (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type(1) Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Fo |
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| May 4, 2023 |
Law Offices Silver, Freedman, Taff & Tiernan LLP A Limited Liability Partnership Including Professional Corporations 3299 K STREET, N. |
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| May 4, 2023 |
Power of attorney (set forth on signature page)* TABLE OF CONTENTS As filed with the Securities and Exchange Commission on May 4, 2023 Registration No. |
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| April 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defin |
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| April 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ |
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| April 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 21, 2023 BAYCOM CORP (Exact name of registrant as specified in its charter) California 001-38483 37-1849111 (State or other jurisdiction of incorporation) (Commission File No.) ( |
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| April 21, 2023 |
BayCom Corp Announces Adoption of Stock Repurchase Program Press Release BayCom Corp Announces Adoption of Stock Repurchase Program WALNUT CREEK, Calif. |
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| April 20, 2023 |
BayCom Corp Reports 2023 First Quarter Earnings of $7.0 Million Exhibit 99.1 Press Release BayCom Corp Reports 2023 First Quarter Earnings of $7.0 Million WALNUT CREEK, CA, April 20, 2023-(Business Wire) BayCom Corp (“BayCom” or the “Company”) (NASDAQ: BCML), the holding company for United Business Bank (the “Bank” or “UBB”), announced earnings of $7.0 million, or $0.55 per diluted common share, for the first quarter of 2023, compared to earnings of $8.1 milli |
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| April 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K Current report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 20, 2023 BAYCOM CORP (Exact name of registrant as specified in its charter) California 001-38483 37-1849111 (State or other jurisdiction of incorporation or organization) (Commis |
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| March 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-3848 |
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| March 31, 2023 |
Subsidiaries of the Registrant(9) EXHIBIT 21 SUBSIDIARIES OF BAYCOM CORP Subsidiary Ownership Jurisdiction United Business Bank Wholly owned subsidiary of BayCom Corp California First ULB Statutory Trust I BayCom Corp own 100% of the common securities of the trust Delaware Bethlehem Capital Trust BayCom Corp own 100% of the common securities of the trust Delaware |
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| March 31, 2023 |
Description of BayCom Corp’s Securities(3) EXHIBIT 4.2 Description of the Registrant’s Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934 The authorized capital stock of BayCom Corp, a California corporation (“BayCom,” the “Company,” “we,” “us” or “our”), currently consists of: ● 100,000,000 shares of common stock, no par value per share; and ● 10,000,000 shares of preferred stock, no par value per share. N |
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| March 14, 2023 |
BAYCOM CORP’S CAPITAL AND LIQUIDITY REMAIN STRONG BAYCOM CORP’S CAPITAL AND LIQUIDITY REMAIN STRONG Walnut Creek-(BUSINESS WIRE)-March 14, 2023—BayCom Corp (NASDAQ:BCML), and its wholly owned subsidiary United Business Bank (the “Bank”), a Western Regional bank, today confirmed its capital and liquidity positions remain strong. |
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| March 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 14, 2023 BAYCOM CORP (Exact name of registrant as specified in its charter) California 001-38483 37-1849111 (State or other jurisdiction of incorporation or organization) (Commis |
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| February 23, 2023 |
BCML / BayCom Corp / Bay Pond Partners, L.P. - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* BayCom Corp (Name of Issuer) Common Stock (Title of Class of Securities) 07272M107 (CUSIP Number) February 14, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is |
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| February 23, 2023 |
BAYCOM CORP INCREASES QUARTERLY CASH DIVIDEND 100% TO $0.10 PER SHARE Press Release BAYCOM CORP INCREASES QUARTERLY CASH DIVIDEND 100% TO $0.10 PER SHARE WALNUT CREEK, California, February 23, 2023 – BayCom Corp (NASDAQ: BCML) (“BayCom” or the “Company”), the parent company of United Business Bank, today announced that its Board of Directors declared a quarterly cash dividend of $0.10 per share on the Company's outstanding common stock, which represents an increase |
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| February 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 23, 2023 BAYCOM CORP (Exact name of registrant as specified in its charter) California 001-38483 37-1849111 (State or other jurisdiction of incorporation or organization) (Com |
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| February 14, 2023 |
SC 13G/A 1 bcml4164411-sc13ga.htm AMENDMENT TO SCHEDULE FILED TO REPORT ACQUISITION OF BENEFICIAL OWNERSHIP SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* BayCom Corp (Name of Issuer) Common Stock (Title of Class of Securities) 07272M107 (CUSIP Number) December 30, 2022 (Date of Event which Requires Filing of thi |
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| February 14, 2023 |
BCML / Bay Commercial Bank (Walnut Creek CA) / EJF Capital LLC Passive Investment SC 13G/A 1 ff170873913ga3-baycom.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3) BayCom Corp (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 07272M107 (CUSIP Number) December 31, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to des |
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| February 10, 2023 |
EX-99.1 2 b60538668b.htm THE IDENTITY AND THE ITEM 3 CLASSIFICATION OF THE RELEVANT SUBSIDIARY EXHIBIT 99.1 The identity and the Item 3 classification of the relevant subsidiary are: Basswood Capital Management, L.L.C., which is an Investment Adviser in accordance with Rule 13d-1(b)(1)(ii)(E). |
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| February 10, 2023 |
SC 13G/A 1 b60538668a.htm SCHEDULE 13G/A, AMENDMENT #1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* BayCom Corp (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 07272M107 (CUSIP Number) December 31, 2022 (Date of Event which Requires Filing of this Statement) Check the a |
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| February 6, 2023 |
SC 13G 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* BayCom Corp (Name of Issuer) Common Stock (Title of Class of Securities) 07272M107 (CUSIP Number) December 30, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate t |
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| January 26, 2023 |
BayCom Corp Reports 2022 Fourth Quarter Earnings of $8.1 Million Exhibit 99.1 Press Release BayCom Corp Reports 2022 Fourth Quarter Earnings of $8.1 Million WALNUT CREEK, CA, January 26, 2023-(Business Wire) BayCom Corp (“BayCom” or the “Company”) (NASDAQ: BCML), the holding company for United Business Bank (the “Bank” or “UBB”), announced earnings of $8.1 million, or $0.62 per diluted common share, for the fourth quarter of 2022, compared to earnings of $7.2 m |
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| January 26, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K Current report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 26, 2023 BAYCOM CORP (Exact name of registrant as specified in its charter) California 001-38483 37-1849111 (State or other jurisdiction of incorporation or organization) (Comm |
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| November 17, 2022 |
BAYCOM CORP ANNOUNCES CASH DIVIDEND Press Release BAYCOM CORP ANNOUNCES CASH DIVIDEND ? ? WALNUT CREEK, California, November 16, 2022 ? BayCom Corp (NASDAQ: BCML) (?BayCom? or the ?Company?), the parent company of United Business Bank, today announced that its Board of Directors declared a quarterly cash dividend of $. |
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| November 17, 2022 |
? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 ? ? FORM 8-K ? ? Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 16, 2022 ? ? BAYCOM CORP (Exact name of registrant as specified in its charter) ? ? ? ? California 001-38483 37-1849111 (State or other jurisdiction of incorporati |
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| November 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents ? ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 1, 2022 |
Exhibit 99.1 ? ? ? ? ? ? Presentation Disclosure This investor presentation has been prepared by BayCom Corp (?BCML? or the ?Company?) solely for informational purposes based on its own information, as well as information from public sources. This presentation has been prepared to assist interested parties in making their own evaluation of BCML and does not purport to contain all of the informatio |
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| November 1, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 ? ? FORM 8-K ? ? Current report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 1, 2022 ? ? BAYCOM CORP (Exact name of registrant as specified in its charter) ? ? ? ? California 001-38483 37-1849111 (State or other jurisdiction of incorporatio |
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| October 24, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported) October 24, 2022 BAYCOM CORP (Exact name of registrant as specified in its charter) ? ? California 001-38483 37-1849111 (State or other jurisdiction of incorporation) (Commission F |
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| October 24, 2022 |
BayCom Corp Announces Adoption of Stock Repurchase Program Press Release BayCom Corp Announces Adoption of Stock Repurchase Program ? WALNUT CREEK, Calif. |
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| October 20, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 ? ? FORM 8-K ? ? Current report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 20, 2022 ? ? BAYCOM CORP (Exact name of registrant as specified in its charter) ? ? ? ? California 001-38483 37-1849111 (State or other jurisdiction of incorporatio |
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| October 20, 2022 |
BayCom Corp Reports 2022 Third Quarter Earnings of $7.2 Million EX-99 2 bcml-20221020xex99.htm EX-99.1 Exhibit 99.1 Press Release BayCom Corp Reports 2022 Third Quarter Earnings of $7.2 Million WALNUT CREEK, CA, October 20, 2022-(Business Wire) BayCom Corp (“BayCom” or the “Company”) (NASDAQ: BCML), the holding company for United Business Bank (the “Bank” or “UBB”), announced earnings of $7.2 million, or $0.54 per diluted common share, for the third quarter of |
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| August 18, 2022 |
? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 ? ? FORM 8-K ? ? Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 18, 2022 ? ? BAYCOM CORP (Exact name of registrant as specified in its charter) ? ? ? ? California 001-38483 37-1849111 (State or other jurisdiction of incorporation |
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| August 18, 2022 |
BAYCOM CORP ANNOUNCES CASH DIVIDEND Press Release BAYCOM CORP ANNOUNCES CASH DIVIDEND ? ? WALNUT CREEK, California, August 18, 2022 ? BayCom Corp (NASDAQ: BCML) (?BayCom? or the ?Company?), the parent company of United Business Bank, today announced that its Board of Directors declared a quarterly cash dividend of $. |
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| August 15, 2022 |
? Exhibit 10.1 ? SUMMARY OF ANNUAL INCENTIVE BONUS PROGRAM ? The Company maintains an unwritten annual incentive bonus program which provides for annual cash bonuses to designated senior managers, including all of our named executive officers, upon the achievement of performance goals established by the Board of Directors. The purpose of this program is to provide an incentive for achieving define |
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| August 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents ? ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 12, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 ? ? FORM 8-K ? ? Current report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 12, 2022 ? ? BAYCOM CORP (Exact name of registrant as specified in its charter) ? ? ? ? California 001-38483 37-1849111 (State or other jurisdiction of incorporation |
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| August 12, 2022 |
Exhibit 99.1 1 Investor Presentation Q2 2022 NASDAQ: BCML 2 Presentation Disclosure ThisinvestorpresentationhasbeenpreparedbyBayComCorp(?BCML?orthe?Company?)solelyforinformationalpurposesbasedonitsowninformation,aswellas informationfrompublicsources.ThispresentationhasbeenpreparedtoassistinterestedpartiesinmakingtheirownevaluationofBCMLanddoesnotpurportto containalloftheinformationthatmayberelevan |
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| July 21, 2022 |
BayCom Corp Reports 2022 Second Quarter Earnings of $5.2 Million Exhibit 99.1 Press Release BayCom Corp Reports 2022 Second Quarter Earnings of $5.2 Million WALNUT CREEK, CA, July 21, 2022-(Business Wire) BayCom Corp (?BayCom? or the ?Company?) (NASDAQ: BCML), the holding company for United Business Bank (the ?Bank? or ?UBB?), announced earnings of $5.2 million, or $0.38 per diluted common share, for the second quarter of 2022, compared to earnings of $6.5 mill |
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| July 21, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 ? ? FORM 8-K ? ? Current report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 21, 2022 ? ? BAYCOM CORP (Exact name of registrant as specified in its charter) ? ? ? ? California 001-38483 37-1849111 (State or other jurisdiction of incorporation o |
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| June 24, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported) June 21, 2022 BAYCOM CORP (Exact name of registrant as specified in its charter) ? California 001-38483 37-1849111 (State or other jurisdiction of incorporation) (Commission File No. |
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| May 18, 2022 |
BAYCOM CORP ANNOUNCES CASH DIVIDEND Press Release BAYCOM CORP ANNOUNCES CASH DIVIDEND ? ? WALNUT CREEK, California, May 18, 2022 ? BayCom Corp (NASDAQ: BCML) (?BayCom? or the ?Company?), the parent company of United Business Bank, today announced that its Board of Directors declared a quarterly cash dividend of $. |
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| May 18, 2022 |
? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 ? ? FORM 8-K ? ? Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 18, 2022 ? ? BAYCOM CORP (Exact name of registrant as specified in its charter) ? ? ? ? California 001-38483 37-1849111 (State or other jurisdiction of incorporation or |
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| May 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents ? ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 4, 2022 |
BayCom Corp Reports 2022 First Quarter Earnings of $6.5 Million Exhibit 99.1 Press Release BayCom Corp Reports 2022 First Quarter Earnings of $6.5 Million WALNUT CREEK, CA, April 21, 2022-(Business Wire) BayCom Corp (?BayCom? or the ?Company?) (NASDAQ: BCML), the holding company for United Business Bank (the ?Bank? or ?UBB?), announced earnings of $6.5 million, or $0.51 per diluted common share, for the first quarter of 2022, compared to earnings of $5.4 milli |
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| May 4, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 ? ? FORM 8-K/A (Amendment No. 1) ? Current report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 21, 2022 ? ? BAYCOM CORP (Exact name of registrant as specified in its charter) ? ? ? ? California 001-38483 37-1849111 (State or other jurisdiction |
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| May 3, 2022 |
Exhibit 99.1 ? ? ? ? ? ? Presentation Disclosure This investor presentation has been prepared by BayCom Corp (?BCML? or the ?Company?) solely for informational purposes based on its own information, as well as information from public sources. This presentation has been prepared to assist interested parties in making their own evaluation of BCML and does not purport to contain all of the informatio |
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| May 3, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 ? ? FORM 8-K ? ? Current report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2022 ? ? BAYCOM CORP (Exact name of registrant as specified in its charter) ? ? ? ? California 001-38483 37-1849111 (State or other jurisdiction of incorporation or |
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| April 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ? Filed by a party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)( |
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| April 29, 2022 |
? ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.????) Filed by the Registrant ? Filed by a party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? ? Confidential, for Use of the Commission Only (as permitted by Ru |
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| April 21, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 ? ? FORM 8-K ? ? Current report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 21, 2022 ? ? BAYCOM CORP (Exact name of registrant as specified in its charter) ? ? ? ? California 001-38483 37-1849111 (State or other jurisdiction of incorporation |
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| April 21, 2022 |
BayCom Corp Reports 2022 First Quarter Earnings of $6.5 Million Exhibit 99.1 Press Release BayCom Corp Reports 2022 First Quarter Earnings of $6.5 Million WALNUT CREEK, CA, April 21, 2022-(Business Wire) BayCom Corp (?BayCom? or the ?Company?) (NASDAQ: BCML), the holding company for United Business Bank (the ?Bank? or ?UBB?), announced earnings of $6.5 million, or $0.51 per diluted common share, for the first quarter of 2022, compared to earnings of $5.4 milli |
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| April 11, 2022 |
? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 ? ? FORM 8-K/A (Amendment No. 1) ? Current report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 21, 2022 ? ? BAYCOM CORP (Exact name of registrant as specified in its charter) ? ? ? ? California 001-38483 37-1849111 (State or other jurisdiction |
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| March 31, 2022 |
Subsidiaries of the Registrant(10) EXHIBIT 21 SUBSIDIARIES OF BAYCOM CORP ? Subsidiary Ownership Jurisdiction United Business Bank ? Wholly owned subsidiary of BayCom Corp ? California First ULB Statutory Trust I ? BayCom Corp own 100% of the common securities of the trust ? Delaware Bethlehem Capital Trust ? BayCom Corp own 100% of the common securities of the trust ? Delaware ? |
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| March 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 31, 2022 |
Description of BayCom Corp’s Securities(4) EXHIBIT 4.2 ? Description of the Registrant?s Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934 ? The authorized capital stock of BayCom Corp, a California corporation (?BayCom,? the ?Company,? ?we,? ?us? or ?our?), currently consists of: ? ? 100,000,000 shares of common stock, no par value per share; and ? ? 10,000,000 shares of preferred stock, no par value per |
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| March 23, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 21, 2022 BAYCOM CORP (Exact name of registrant as specified in its charter) California 001-38483 37-1849111 (State or other jurisdiction of incorporation or organization) (Commis |
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| February 16, 2022 |
? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 ? ? FORM 8-K ? ? Current report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 16, 2022 ? ? BAYCOM CORP (Exact name of registrant as specified in its charter) ? ? ? ? California 001-38483 37-1849111 (State or other jurisdiction of incorporati |
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| February 16, 2022 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 BayCom Corp (Name of Issuer) Common Stock (Title of Class of Securities) 07272M107 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: X Rule 13d-1(b) Rule 13d- |
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| February 16, 2022 |
BAYCOM CORP ANNOUNCES CASH DIVIDEND Press Release BAYCOM CORP ANNOUNCES CASH DIVIDEND ? ? WALNUT CREEK, California, February 16, 2022 ? BayCom Corp (NASDAQ: BCML) (?BayCom? or the ?Company?), the parent company of United Business Bank, today announced that its Board of Directors declared a quarterly cash dividend of $. |
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| February 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* BayCom Corp (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 07272M107 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which thi |
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| February 14, 2022 |
AGREEMENT OF REPORTING PERSONS EXHIBIT 99.2 AGREEMENT OF REPORTING PERSONS The undersigned acknowledge and agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. The undersigned acknowledge that each |
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| February 14, 2022 |
UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION ? UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION The following is the unaudited pro forma combined condensed consolidated financial information for BayCom Corp (?BayCom?) and Pacific Enterprise Bancorp (?PEB?), giving effect to the merger of PEB with and into BayCom. |
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| February 14, 2022 |
Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 ? ? FORM 8-K/A (Amendment No. 1) ? ? Current report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 2, 2022 ? ? BAYCOM CORP (Exact name of registrant as specified in its charter) ? ? ? ? California 001-38483 37-1849111 (State or other jurisdic |
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| February 14, 2022 |
PACIFIC ENTERPRISE BANCORP AND SUBSIDIARIES ? CONSOLIDATED BALANCE SHEETS SEPTEMBER 30, 2021 AND DECEMBER 31, 2020 (in thousands, except for share data) (unaudited) ? 1 ? PACIFIC ENTERPRISE BANCORP AND SUBSIDIARIES ? CONSOLIDATED BALANCE SHEETS SEPTEMBER 30, 2021 AND DECEMBER 31, 2020 (in thousands, except for share data) (unaudited) ? ? 2 ? PACIFIC ENTERPRISE BANCORP AND SUBSIDIARIES ? CONSOLIDAT |
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| February 14, 2022 |
EXHIBIT 99.1 The identity and the Item 3 classification of the relevant subsidiary are: Basswood Capital Management, L.L.C., which is an Investment Adviser in accordance with Rule 13d-1(b)(1)(ii)(E). |
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| February 9, 2022 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1)* Name of issuer: BayCom Corp. Title of Class of Securities: Common Stock CUSIP Number: 07272M107 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule 1 |
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| February 2, 2022 |
BayCom Corp Announces Completion of Acquisition of Pacific Enterprise Bancorp Exhibit 99.1 ? ? BayCom Corp Announces Completion of Acquisition of Pacific Enterprise Bancorp WALNUT CREEK, California, February 1, 2022 ? BayCom Corp (NASDAQ: BCML) (?BayCom? or the ?Company?), the parent company of United Business Bank, announced today that effective February 1, 2022, it completed its previously announced acquisition of Pacific Enterprise Bancorp (?PEB?), headquartered in Irvin |
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| February 2, 2022 |
Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K Current report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 2, 2022 BAYCOM CORP (Exact name of registrant as specified in its charter) California 001-38483 37-1849111 (State or other jurisdiction of incorporation or organization) (Comm |
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| February 1, 2022 | ||
| February 1, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 ? ? FORM 8-K ? ? Current report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 1, 2022 ? ? BAYCOM CORP (Exact name of registrant as specified in its charter) ? ? ? ? California 001-38483 37-1849111 (State or other jurisdiction of incorporatio |
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| January 27, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 ? ? FORM 8-K ? ? Current report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 27, 2022 ? ? BAYCOM CORP (Exact name of registrant as specified in its charter) ? ? ? ? California 001-38483 37-1849111 (State or other jurisdiction of incorporatio |
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| January 27, 2022 |
Exhibit 99.1 Press Release BayCom Corp Reports 2021 Fourth Quarter Earnings of $5.4 Million and Annual 2021 Earnings of $20.7 million WALNUT CREEK, CA, January 27, 2022-(Business Wire) BayCom Corp (?BayCom? or the ?Company?) (NASDAQ: BCML), the holding company for United Business Bank (the ?Bank? or ?UBB?), announced earnings of $5.4 million, or $0.51 per diluted share, for the fourth quarter of 2 |
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| December 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported) December 14, 2021 BAYCOM CORP (Exact name of registrant as specified in its charter) ? ? California 001-38483 37-1849111 (State or other jurisdiction of incorporation) (Commission |
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| December 15, 2021 |
BAYCOM CORP ANNOUNCES APPOINTMENT OF TWO NEW DIRECTORS BAYCOM CORP ANNOUNCES APPOINTMENT OF TWO NEW DIRECTORS ? ? WALNUT CREEK, CALIFORNIA (December 15, 2021) ? BayCom Corp (?Company?), the holding company for United Business Bank (the ?Bank?), announced today that it increased the size of the board of directors from nine to 11 members and appointed Janet L. |
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| December 15, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported) December 15, 2021 BAYCOM CORP (Exact name of registrant as specified in its charter) ? ? ? ? ? ? ? California 001-38483 37-1849111 (State or other jurisdiction of incorporation) (C |
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| December 15, 2021 |
BayCom Corp Announces Adoption of Stock Repurchase Program Press Release BayCom Corp Announces Adoption of Stock Repurchase Program ? WALNUT CREEK, Calif. |
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| December 14, 2021 |
Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? ? FORM 8-K ? ? CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 13, 2021 ? ? BAYCOM CORP (Exact name of registrant as specified in its charter) ? ? ? ? California 001-38483 37-1849111 (State or other jurisdiction of incorporati |
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| December 14, 2021 |
Merger Between BayCom Corp and Pacific Enterprise Bancorp Receives Shareholder Approval Exhibit 99.1 Merger Between BayCom Corp and Pacific Enterprise Bancorp Receives Shareholder Approval December 14, 2021 ? Walnut Creek, CA and Irvine, CA?BayCom Corp (?BayCom?) (NASDAQ: BCML) and Pacific Enterprise Bancorp (?PEB?) jointly announced that, at their respective special meetings of shareholders held yesterday, they each received the necessary shareholder approval for the consummation of |
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| December 9, 2021 |
425 1 tm2134962-1425.htm 425 Filed by BayCom Corp Pursuant to Rule 425 under the Securities Act of 1933 Subject Company: Pacific Enterprise Bancorp Filer’s SEC File Number: 001-38483 Date: December 8, 2021 Leading Independent Proxy Advisory Firm Recommends That Pacific Enterprise Bancorp Shareholders Vote “FOR” Proposed Merger with BayCom Corp December 8, 2021 – IRVINE, CA – (BUSINESS WIRE) – Paci |
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| November 29, 2021 |
AN IMPORTANT REMINDER TO OUR SHAREHOLDERS Filed by BayCom Corp Pursuant to Rule 425 under the Securities Act of 1933 Subject Company: Pacific Enterprise Bancorp Filer?s SEC File Number: 001-38483 Date: November 29, 2021 AN IMPORTANT REMINDER TO OUR SHAREHOLDERS November 29, 2021 A Special Meeting of the Shareholders of Pacific Enterprise Bancorp (?PEB?) is being held on Monday, December 13, 2021 to vote on the following matters: ? approval of the principal terms of the Agreement and Plan of Merger, dated as of September 7, 2021, by and between BayCom Corp (?BayCom?) and PEB (the ?merger agreement?); and ? a proposal of the PEB board of directors to adjourn or postpone the special meeting, if necessary or appropriate to solicit additional proxies in favor of the merger agreement. |
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| November 23, 2021 |
BayCom Corp Receives Final Regulatory Approval for Pacific Enterprise Bancorp Merger BayCom Corp Receives Final Regulatory Approval for Pacific Enterprise Bancorp Merger November 23, 2021 ? Walnut Creek, CA and Irvine, CA?BayCom Corp (?BayCom?) (NASDAQ: BCML) announced it has received all regulatory clearances for its proposed merger with Pacific Enterprise Bancorp (?PEB?). |
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| November 23, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported) November 23, 2021 BAYCOM CORP (Exact name of registrant as specified in its charter) ? California 001-38483 37-1849111 (State or other jurisdiction of incorporation) (Commission File |
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| November 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents ? ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 3, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K Current report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 3, 2021 BAYCOM CORP (Exact name of registrant as specified in its charter) California 001-38483 37-1849111 (State or other jurisdiction of incorporation or organization) (Comm |
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| November 3, 2021 |
Exhibit 99.1 1 3rd Quarter 2021 Investor Conference November 4 and 5, 2021 NASDAQ: BCML 2 Presentation Disclosure This investor presentation has been prepared by BayCom Corp (?BCML? or the ?Company?) solely for informational purposes based on its own information, as well as information from public sources. This presentation has been prepared to assist interested parties in making their own evaluat |
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| October 29, 2021 |
As filed with the Securities and Exchange Commission on October 29, 2021. As filed with the Securities and Exchange Commission on October 29, 2021. Registration No. 333-260336 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Amendment No. 1 to FORM S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 BAYCOM CORP (Exact name of registrant as specified in its charter) California 6022 37-1849111 (State or other jurisdiction of (Primary Standard Industrial ( |
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| October 29, 2021 |
Exhibit 99.2 October 29, 2021 Board of Directors Pacific Enterprise Bancorp Pacific Enterprise Bank 17748 Skypark Circle Suite 100 Irvine, California 92614 Dear Board of Directors: We hereby consent to the inclusion of our opinion letter to the Board of Directors of Pacific Enterpise Bancorp, which we refer to as PEB, as an Appendix to the Proxy Statement/Prospectus relating to BayCom Corp’s propo |
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| October 29, 2021 |
October 29, 2021 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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| October 29, 2021 |
CORRESP 1 filename1.htm LAW OFFICES Silver, Freedman, Taff & Tiernan LLP A LIMITED LIABILITY PARTNERSHIP INCLUDING PROFESSIONAL CORPORATIONS 3299 K STREET, N.W., SUITE 100 WASHINGTON, D.C. 20007 PHONE: (202) 295-4500 FAX: (202) 337-5502 or (202) 337-5503 WWW.SFTLAW.COM October 29, 2021 VIA EDGAR Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attention: David Gessert R |
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| October 29, 2021 |
Consent of Janney Montgomery Scott LLC. EX-99.1 4 tm2129683d2ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 October 29, 2021 BayCom Corp 500 Ygnacio Valley Road Walnut Creek, CA 94596 Re: Fairness Opinion Consent To whom it may concern, We hereby consent to the inclusion of our opinion letter to the board of directors of BayCom Corp (“BayCom”) as an Appendix to the Amendment No. 1 to the Form S-4, relating to the proposed merger of BayCom with Pa |
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| October 21, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 ? ? FORM 8-K ? ? Current report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 21, 2021 ? ? BAYCOM CORP (Exact name of registrant as specified in its charter) ? ? ? ? California 001-38483 37-1849111 (State or other jurisdiction of incorporatio |
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| October 21, 2021 |
BayCom Corp Reports 2021 Third Quarter Earnings of $5.4 Million Exhibit 99.1 Press Release BayCom Corp Reports 2021 Third Quarter Earnings of $5.4 Million WALNUT CREEK, CA, October 21, 2021-(Business Wire) BayCom Corp (?BayCom? or the ?Company?) (NASDAQ: BCML), the holding company for United Business Bank (the ?Bank? or ?UBB?), announced earnings of $5.4 million, or $0.51 per diluted share, for the third quarter of 2021, compared to earnings of $5.3 million, o |
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| October 18, 2021 |
Exhibit 99.2 October 18, 2021 Board of Directors Pacific Enterprise Bancorp Pacific Enterprise Bank 17748 Skypark Circle Suite 100 Irvine, California 92614 Dear Board of Directors: We hereby consent to the inclusion of our opinion letter to the Board of Directors of Pacific Enterpise Bancorp, which we refer to as PEB, as an Appendix to the Proxy Statement/Prospectus relating to BayCom Corp?s propo |
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| October 18, 2021 |
Form of proxy card for Pacific Enterprise Bancorp. EX-99.4 10 tm2129683d1ex99-4.htm EXHIBIT 99.4 Exhibit 99.4 |
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| October 18, 2021 |
Power of Attorney (included on signature page of the Registration Statement).* As filed with the Securities and Exchange Commission on October 18, 2021. Registration No. 333-[?] SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 BAYCOM CORP (Exact name of registrant as specified in its charter) California 6022 37-1849111 (State or other jurisdiction of (Primary Standard Industrial (I.R.S. Employer incorp |
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| October 18, 2021 |
Form of proxy card for BayCom Corp. EX-99.3 9 tm2129683d1ex99-3.htm EXHIBIT 99.3 Exhibit 99.3 Proxy for: TEST ISSUE REF 1999 REG Meeting date: Month 00, 2021, 0:00 p.m. Pacific Time Voting Instructions VOTE BY INTERNET https://ipst.pacificstocktransfer.com/pxlogin Use the Internet to transmit your voting instructions and for electronic delivery of information up until 11:59 p.m. Pacific Time on Month 00, 2021, the day before the spe |
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| October 18, 2021 |
Consent of Janney Montgomery Scott LLC. EX-99.1 7 tm2129683d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 October 18, 2021 BayCom Corp 500 Ygnacio Valley Road Walnut Creek, CA 94596 Re: Fairness Opinion Consent To whom it may concern, We hereby consent to the inclusion of our opinion letter to the board of directors of BayCom Corp (“BayCom”) as an Appendix to the Form S-4, relating to the proposed merger of BayCom with Pacific Enterprise Bancor |
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| September 30, 2021 |
? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 ? ? FORM 8-K ? ? Current report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 21, 2021 ? ? BAYCOM CORP (Exact name of registrant as specified in its charter) ? ? ? ? California 001-38483 37-1849111 (State or other jurisdiction of incorporat |
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| September 8, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 7, 2021 BAYCOM CORP (Exact name of registrant as specified in its charter) California 001-38483 37-1849111 (State or other jurisdiction of incorporation) (Commission File No. |
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| September 8, 2021 |
Exhibit 99.2 BayCom Corp and Pacific Enterprise Bancorp Announce Definitive Merger Agreement BayCom Corp Expands Commercial Banking Platform in Southern California Walnut Creek, California and Irvine, California, September 7, 2021 ? BayCom Corp (NASDAQ:BCML) (?BayCom? or the ?Company?), the holding company for United Business Bank, and Pacific Enterprise Bancorp (?PEB?), the holding company for Pa |
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| September 8, 2021 |
Exhibit 99.1 September 2021 Announces Expansion in Southern California Pacific Enterprise Bancorp Holding Company for 2 Forward Looking Statements This presentation contains "forward - looking statements" within the meaning of the Private Securities Litigation Reform Act of 1995 . Forward - looking statements include statements regarding anticipated future events and can be identified by the fact |
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| September 8, 2021 |
EXHIBIT 2.1 AGREEMENT AND PLAN OF MERGER by and between BAYCOM CORP and PACIFIC ENTERPRISE BANCORP Dated as of September 7, 2021 TABLE OF CONTENTS Page PREAMBLE 1 RECITALS 1 ARTICLE I THE MERGER 1 1.1 The Merger 1 1.2 Effective Time 2 1.3 Effects of the Merger 2 1.4 Conversion of Stock 2 1.5 PEB Stock Options 3 1.6 Incorporation Documents and By-Laws of the Surviving Company 4 1.7 Directors and Of |
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| September 8, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 7, 2021 BAYCOM CORP (Exact name of registrant as specified in its charter) California 001-38483 37-1849111 (State or other jurisdiction of incorporation) (Commission File No. |
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| September 8, 2021 |
Exhibit 99.1 September 2021 Announces Expansion in Southern California Pacific Enterprise Bancorp Holding Company for 2 Forward Looking Statements This presentation contains "forward - looking statements" within the meaning of the Private Securities Litigation Reform Act of 1995 . Forward - looking statements include statements regarding anticipated future events and can be identified by the fact |
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| September 8, 2021 |
EXHIBIT 2.1 AGREEMENT AND PLAN OF MERGER by and between BAYCOM CORP and PACIFIC ENTERPRISE BANCORP Dated as of September 7, 2021 TABLE OF CONTENTS Page PREAMBLE 1 RECITALS 1 ARTICLE I THE MERGER 1 1.1 The Merger 1 1.2 Effective Time 2 1.3 Effects of the Merger 2 1.4 Conversion of Stock 2 1.5 PEB Stock Options 3 1.6 Incorporation Documents and By-Laws of the Surviving Company 4 1.7 Directors and Of |
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| September 8, 2021 |
Exhibit 99.2 BayCom Corp and Pacific Enterprise Bancorp Announce Definitive Merger Agreement BayCom Corp Expands Commercial Banking Platform in Southern California Walnut Creek, California and Irvine, California, September 7, 2021 ? BayCom Corp (NASDAQ:BCML) (?BayCom? or the ?Company?), the holding company for United Business Bank, and Pacific Enterprise Bancorp (?PEB?), the holding company for Pa |
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| August 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents ? ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| July 22, 2021 |
BayCom Corp Reports 2021 Second Quarter Earnings of $5.3 Million EX-99.1 2 bcml-20210722xex99d1.htm EX-99.1 Exhibit 99.1 Press Release BayCom Corp Reports 2021 Second Quarter Earnings of $5.3 Million WALNUT CREEK, CA, July 22, 2021-(Business Wire) BayCom Corp (“BayCom” or the “Company”) (NASDAQ: BCML), the holding company for United Business Bank (the “Bank”), announced earnings of $5.3 million, or $0.49 per diluted share, for the second quarter of 2021, compar |
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| July 22, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 ? ? FORM 8-K ? ? Current report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 22, 2021 ? ? BAYCOM CORP (Exact name of registrant as specified in its charter) ? ? ? ? California 001-38483 37-1849111 (State or other jurisdiction of incorporation o |
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| July 15, 2021 |
? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 ? ? FORM 8-K ? ? Current report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 14, 2021 ? ? BAYCOM CORP (Exact name of registrant as specified in its charter) ? ? ? ? California 001-38483 37-1849111 (State or other jurisdiction of incorporation o |
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| June 17, 2021 |
Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? FORM 8-K ? CURRENT REPORT ? Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported) June 17, 2021 ? ? BAYCOM CORP (Exact name of registrant as specified in its charter) ? ? ? ? California 001-38483 37-1849111 (State or other jurisdiction of incorporation) |
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| May 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents ? ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 13, 2021 |
SUMMARY OF ANNUAL INCENTIVE BONUS PROGRAM ? Exhibit 10.1 ? SUMMARY OF ANNUAL INCENTIVE BONUS PROGRAM ? The Company maintains an unwritten annual incentive bonus program which provides for annual cash bonuses to designated senior managers, including all of our named executive officers, upon the achievement of performance goals established by the Board of Directors. The purpose of this program is to provide an incentive for achieving define |
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| April 29, 2021 |
? ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ???) Filed by the Registrant ? Filed by a party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? ? Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)( |
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| April 29, 2021 |
? ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ???) Filed by the Registrant ? Filed by a party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? ? Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)( |
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| April 22, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 ? ? FORM 8-K ? ? Current report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 22, 2021 ? ? BAYCOM CORP (Exact name of registrant as specified in its charter) ? ? ? ? California 001-38483 37-1849111 (State or other jurisdiction of incorporation |
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| April 22, 2021 |
BayCom Corp Reports 2021 First Quarter Earnings of $4.5 Million EX-99.1 2 bcml-20210422ex991143c79.htm EX-99.1 Exhibit 99.1 Press Release BayCom Corp Reports 2021 First Quarter Earnings of $4.5 Million WALNUT CREEK, CA, April 22, 2021-(Business Wire) BayCom Corp (“BayCom” or the “Company”) (NASDAQ: BCML), the holding company for United Business Bank (the “Bank”), announced earnings of $4.5 million, or $0.40 per diluted share, for the first quarter of 2021, com |
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| March 23, 2021 |
Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 23, 2021 |
Subsidiaries of the Registrant(8) EXHIBIT 21 SUBSIDIARIES OF BAYCOM CORP Subsidiary Ownership Jurisdiction United Business Bank Wholly owned subsidiary of BayCom Corp California First ULB Statutory Trust I BayCom Corp own 100% of the common securities of the trust Delaware Bethlehem Capital Trust BayCom Corp own 100% of the common securities of the trust Delaware |
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| March 23, 2021 |
EXHIBIT 4.2 ? Description of the Registrant?s Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934 ? The authorized capital stock of BayCom Corp, a California corporation (?BayCom,? the ?Company,? ?we,? ?us? or ?our?), currently consists of: ? ? 100,000,000 shares of common stock, no par value per share; and ? ? 10,000,000 shares of preferred stock, no par value per |
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| March 9, 2021 |
Exhibit 10.3 Amended and Restated Employment Agreement This Amended and Restated Employment Agreement (?Agreement?) is made this 5th day of March 2021 (the ?Effective Date?), by and among United Business Bank (the ?Bank?), having a principal place of business at 500 Ygnacio Valley Road, Suite 200, Walnut Creek, California, BayCom Corp, a California corporation (the ?Company?) and the parent holdin |
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| March 9, 2021 |
EX-10.1 2 tm219137d1ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 Amended and Restated Employment Agreement This Amended and Restated Employment Agreement (“Agreement”) is made this 5th day of March 2021 (the “Effective Date”), by and among United Business Bank (the “Bank”), having a principal place of business at 500 Ygnacio Valley Road, Suite 200, Walnut Creek, California, BayCom Corp, a California corpo |
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| March 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 5, 2021 BAYCOM CORP (Exact name of registrant as specified in its charter) California 001-38483 37-1849111 (State or other jurisdiction of incorporation) (Commission File No.) (I |
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| March 9, 2021 |
EX-10.2 3 tm219137d1ex10-2.htm EXHIBIT 10.2 Exhibit 10.2 Amended and Restated Employment Agreement This Amended and Restated Employment Agreement (“Agreement”) is made this 5th day of March 2021 (the “Effective Date”), by and among United Business Bank (the “Bank”), having a principal place of business at 500 Ygnacio Valley Road, Suite 200, Walnut Creek, California, BayCom Corp, a California corpo |
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| February 22, 2021 |
BAYCOM CORP ANNOUNCES ADOPTION OF STOCK REPURCHASE PROGRAM Press Release BAYCOM CORP ANNOUNCES ADOPTION OF STOCK REPURCHASE PROGRAM WALNUT CREEK, California, February 22, 2021 – BayCom Corp (NASDAQ: BCML) (“BayCom” or the “Company”), the parent company of United Business Bank, today announced that its Board of Directors (the “Board”) approved a stock repurchase program for the repurchase of up to 560,000 shares of its common stock, or approximately 5% of its outstanding shares, over a one year period through open market purchases, privately-negotiated transactions, or otherwise in compliance with Rule 10b-18 under the Securities Exchange Act of 1934. |
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| February 22, 2021 |
Financial Statements and Exhibits, Other Events ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 ? ? FORM 8-K ? ? Current report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 22, 2021 ? ? BAYCOM CORP (Exact name of registrant as specified in its charter) ? ? ? ? California 001-38483 37-1849111 (State or other jurisdiction of incorporati |
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| February 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 10, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 Name of issuer: BayCom Corp. Title of Class of Securities: Common Stock CUSIP Number: 07272M107 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule 13d-1(b) ☐ Rule 13d-1 |
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| January 28, 2021 |
BayCom Corp Reports 2020 Fourth Quarter Earnings of $4.5 Million Exhibit 99.1 Press Release BayCom Corp Reports 2020 Fourth Quarter Earnings of $4.5 Million WALNUT CREEK, CA, January 28, 2021-(Business Wire) BayCom Corp (“BayCom” or the “Company”) (NASDAQ: BCML), the holding company for United Business Bank (the “Bank”), announced earnings of $4.5 million, or $0.39 per diluted share, for the fourth quarter of 2020, compared to earnings of $3.2 million, or $0.27 |
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| January 28, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K Current report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 28, 2021 BAYCOM CORP (Exact name of registrant as specified in its charter) California 001-38483 37-1849111 (State or other jurisdiction of incorporation or organization) (Comm |
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| November 6, 2020 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to COMMISSION FILE NUMBER 001-38483 |
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| October 29, 2020 |
BAYCOM CORP ANNOUNCES ADOPTION OF STOCK REPURCHASE PROGRAM Press Release BAYCOM CORP ANNOUNCES ADOPTION OF STOCK REPURCHASE PROGRAM WALNUT CREEK, California, October 29, 2020 – BayCom Corp (NASDAQ: BCML) (“BayCom” or the “Company”), the parent company of United Business Bank, today announced that its Board of Directors (the “Board”) approved a stock repurchase program for the repurchase of up to 590,000 shares of its common stock, or approximately 5% of its outstanding shares, over a one year period through open market purchases, privately-negotiated transactions, or otherwise in compliance with Rule 10b-18 under the Securities Exchange Act of 1934. |
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| October 29, 2020 |
Financial Statements and Exhibits, Other Events - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K Current report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 29, 2020 BAYCOM CORP (Exact name of registrant as specified in its charter) California 001-38483 37-1849111 (State or other jurisdiction of incorporation or organization) (Comm |
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| October 22, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K Current report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 22, 2020 BAYCOM CORP (Exact name of registrant as specified in its charter) California 001-38483 37-1849111 (State or other jurisdiction of incorporation or organization) (Comm |
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| October 22, 2020 |
BayCom Corp Reports 2020 Third Quarter Earnings of $3.2 Million Exhibit 99.1 Press Release BayCom Corp Reports 2020 Third Quarter Earnings of $3.2 Million WALNUT CREEK, CA, October 22, 2020-(Business Wire) BayCom Corp (“BayCom” or the “Company”) (NASDAQ: BCML), the holding company for United Business Bank (the “Bank”), announced earnings of $3.2 million, or $0.27 per diluted share, for the third quarter of 2020 compared to earnings of $3.1 million, or $0.26 pe |
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| August 10, 2020 |
BAYCOM CORP ANNOUNCES CLOSING OF SUBORDINATED NOTES OFFERING Exhibit 99.2 AUGUST 10, 2020 FOR IMMEDIATE RELEASE CONTACT: GEORGE J. GUARINI PRESIDENT & CEO KEARY L. COLWELL, CFO (925) 476-1800 BAYCOM CORP ANNOUNCES CLOSING OF SUBORDINATED NOTES OFFERING WALNUT CREEK, CA. – BayCom Corp (NASDAQ GSM: BCML) ("BayCom" or the “Company”), the parent company of United Business Bank (the “Bank”), today announced that it had completed its previously announced underwri |
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| August 10, 2020 |
BAYCOM CORP ANNOUNCES PRICING OF SUBORDINATED NOTES OFFERING Exhibit 99.1 AUGUST 6, 2020 FOR IMMEDIATE RELEASE CONTACT: GEORGE J. GUARINI PRESIDENT & CEO KEARY L. COLWELL, CFO (925) 476-1800 BAYCOM CORP ANNOUNCES PRICING OF SUBORDINATED NOTES OFFERING WALNUT CREEK, CA. – BayCom Corp (NASDAQ GSM: BCML) ("BayCom" or the “Company”), the parent company of United Business Bank (the “Bank”), today announced the pricing of its public offering of $65.0 million aggr |
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| August 10, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 6, 2020 BAYCOM CORP (Exact name of registrant as specified in its charter) California 001-38483 37-1849111 (State or other jurisdiction of incorporation or organization) (Commis |
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| August 10, 2020 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to COMMISSION FILE NUMBER 001-38483 BAYC |
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| August 10, 2020 |
Underwriting Agreement, dated August 6, 2020, between BayCom Corp and Janney Montgomery Scott LLC Exhibit 1.1 5.25% Fixed-to-Floating Subordinated Notes due 2030 BAYCOM CORP UNDERWRITING AGREEMENT August 6, 2020 Janney Montgomery Scott LLC 1717 Arch Street, Floor 22 Philadelphia, PA 19103 As Representative of the several Underwriters Ladies and Gentlemen: BayCom Corp, a California corporation (the “Company”), confirms its agreement with Janney Montgomery Scott LLC (“Janney”) and each of the ot |
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| August 10, 2020 |
Exhibit 4.2 FIRST SUPPLEMENTAL INDENTURE between BAYCOM CORP AND WILMINGTON TRUST, NATIONAL ASSOCIATION DATED AS OF AUGUST 10, 2020 First Supplement to Indenture dated as of August 10, 2020 (Subordinated Debt Securities) FIRST SUPPLEMENTAL INDENTURE, dated as of August 10, 2020 (this “Supplemental Indenture”), between BAYCOM CORP, a California corporation (the “Company”), and WILMINGTON TRUST, NAT |
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| August 10, 2020 |
EX-4.1 3 tm2026993d1ex4-1.htm EXHIBIT 4.1 Exhibit 4.1 BAYCOM CORP INDENTURE Dated as of August 10, 2020 WILMINGTON TRUST, NATIONAL ASSOCIATION Trustee Reconciliation and tie between Trust Indenture Act of 1939 and Indenture* Trust Indenture Act Section Indenture Section § 310(a) 11.04(a), 16.02 (b) 11.01(f), 11.04(b), 11.05(1), 16.02 (b)(1) 11.04(b), 16.02 § 311 11.01(f), 16.02 § 312 14.02(d), 16. |
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| August 6, 2020 |
$65,000,000 5.25% Fixed-to-Floating Rate Subordinated Notes due 2030 TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(5) Registration No. 333-237791 Prospectus Supplement (To Prospectus dated May 5, 2020) $65,000,000 5.25% Fixed-to-Floating Rate Subordinated Notes due 2030 We are offering $65,000,000 aggregate principal amount of our 5.25% Fixed-to-Floating Rate Subordinated Notes due 2030 (which we refer to as the “Notes”). The Notes will mature on September 15, |
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| August 6, 2020 |
5.25% Fixed to Floating Rate Subordinated Notes due 2030 Term Sheet Free Writing Prospectus Filed pursuant to Rule 433 Supplementing the Preliminary Prospectus Supplement, dated August 3, 2020 Registration No. |
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| August 3, 2020 |
SUBJECT TO COMPLETION, DATED AUGUST 3, 2020. TABLE OF CONTENTS The information contained in this preliminary prospectus supplement is not complete and may be changed. |
