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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Broadway Financial Corporation
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| August 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 21, 2025 BROADWAY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39043 95-4547287 (State or other jurisdiction of incorporation) (Com |
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| August 22, 2025 |
Broadway Financial Corporation Announces Notification from Nasdaq Regarding Late Filing of Form 10-Q Exhibit 99.1 News Release FOR IMMEDIATE RELEASE Broadway Financial Corporation Announces Notification from Nasdaq Regarding Late Filing of Form 10-Q LOS ANGELES – (PRNEWSWIRE) – Broadway Financial Corporation (“Broadway”, “we”, or the “Company”) (NASDAQ: BYFC), parent company of City First Bank, National Association, announced today it received a letter from The Nasdaq Stock Market LLC (“Nasdaq”), |
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| August 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: June 30, 2025 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q For the Transition Period |
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| July 31, 2025 |
Broadway Financial Corporation Announces Results of Operations for Second Quarter 2025 Exhibit 99.1 News Release FOR IMMEDIATE RELEASE Broadway Financial Corporation Announces Results of Operations for Second Quarter 2025 LOS ANGELES, CA – (PRNEWSWIRE) – July 31, 2025 – Broadway Financial Corporation (“Broadway”, “we”, or the “Company”) (NASDAQ: BYFC), parent company of City First Bank, National Association (the “Bank”, and collectively, with the Company, “City First Broadway”), rep |
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| July 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2025 BROADWAY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39043 95-4547287 (State or other jurisdiction of incorporation or orga |
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| July 30, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2025 BROADWAY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39043 95-4547287 (State or other jurisdiction of incorporation or o |
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| July 30, 2025 |
Broadway Financial Corporation Announces Revised Results of Operations for First Quarter 2025 Exhibit 99.1 News Release FOR IMMEDIATE RELEASE Broadway Financial Corporation Announces Revised Results of Operations for First Quarter 2025 LOS ANGELES, CA – (BUSINESS WIRE) – July 29, 2025 – Broadway Financial Corporation (“Broadway”, “we”, or the “Company”) (NASDAQ: BYFC), parent company of City First Bank, National Association (the “Bank”, and collectively, with the Company, “City First Broad |
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| July 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For transition period from to Commission file number 001-39043 BROADWAY FINANCIA |
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| July 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 30, 2025 BROADWAY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39043 95-4547287 (State or other jurisdiction of incorporation or or |
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| July 2, 2025 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 30, 2025 BROADWAY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39043 95-4547287 (State or other jurisdiction of incorporation) (Commi |
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| June 12, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 2, 2025 BROADWAY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39043 95-4547287 (State or other jurisdiction of incorporation) (Commis |
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| June 2, 2025 |
Broadway Financial Corporation Announces Notification from Nasdaq regarding late filing of Form 10-Q Exhibit 99.1 News Release FOR IMMEDIATE RELEASE Broadway Financial Corporation Announces Notification from Nasdaq regarding late filing of Form 10-Q LOS ANGELES – (BUSINESS WIRE) – Broadway Financial Corporation (“Broadway”, “we”, or the “Company”) (NASDAQ: BYFC), parent company of City First Bank, National Association, announced today it received a letter from The Nasdaq Stock Market LLC (“Nasdaq |
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| June 2, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 28, 2025 BROADWAY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39043 95-4547287 (State or other jurisdiction of incorporation) (Commis |
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| May 19, 2025 |
PRE 14AfalseBROADWAY FINANCIAL CORP \DE\000100117100010011712025-06-302025-06-30 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 19, 2025 |
DEFA14A 1 ef20049262defa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (a |
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| May 16, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: March 31, 2025 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q For the Transition Period |
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| May 9, 2025 |
PRE 14AfalseBROADWAY FINANCIAL CORP \DE\000100117100010011712025-06-302025-06-30 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 (Mark one) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-39043 |
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| April 28, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2025 BROADWAY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39043 95-4547287 (State or other jurisdiction of incorporation or org |
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| April 28, 2025 |
Exhibit 99.1 News Release FOR IMMEDIATE RELEASE Broadway Financial Corporation Announces Results of Operations for First Quarter 2025 LOS ANGELES, CA – (BUSINESS WIRE) – April 28, 2025 – Broadway Financial Corporation (“Broadway”, “we”, or the “Company”) (NASDAQ: BYFC), parent company of City First Bank, National Association (the “Bank”, and collectively, with the Company, “City First Broadway”), |
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| March 31, 2025 |
Broadway Financial Corporation List of Subsidiaries Exhibit 21.1 Broadway Financial Corporation List of Subsidiaries 1. City First Bank, National Association (a national banking association) 2. Broadway Service Corporation (a California corporation) 3. 1432 U Street, LLC (a District of Columbia limited liability company) 4. C.F. New Markets Advisors, LLC (a Delaware limited liability company) |
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| March 31, 2025 |
Exhibit 19.1 BROADWAY FINANCIAL CORPORATION INSIDER TRADING AND ANTI-HEDGING POLICY AND GUIDELINES WITH RESPECT TO CERTAIN TRANSACTIONS IN COMPANY SECURITIES January 17, 2025 This Insider Trading Policy (this “Policy”) provides guidelines to employees, officers and directors of Broadway Financial Corporation and its subsidiaries, including City First Bank, National Association (collectively, the “ |
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| March 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark one) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-39043 BROADWAY FINANCIAL |
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| March 10, 2025 |
Broadway Financial Corporation Announces New Board Member Exhibit 99.1 News Release FOR IMMEDIATE RELEASE March 10, 2025 Broadway Financial Corporation Announces New Board Member LOS ANGELES, CA – (PR NEWSWIRE) – March 10, 2025 – Broadway Financial Corporation (“Broadway” or the “Company”) (NASDAQ: BYFC), parent company of City First Bank, National Association (the “Bank”), is pleased to announce the appointment of Mary Hentges to its board of directors |
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| March 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 5, 2025 BROADWAY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39043 95-4547287 (State or other jurisdiction of incorporation) (Commi |
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| January 27, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 27, 2025 BROADWAY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39043 95-4547287 (State or other jurisdiction of incorporation or o |
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| January 27, 2025 |
Broadway Financial Corporation Announces Results for Fourth Quarter and Full Calendar Year 2024 Exhibit 99.1 News Release FOR IMMEDIATE RELEASE Broadway Financial Corporation Announces Results for Fourth Quarter and Full Calendar Year 2024 LOS ANGELES, CA – (PR NEWSWIRE) – January 27, 2025 – Broadway Financial Corporation (“Broadway” or the “Company”) (NASDAQ: BYFC), parent company of City First Bank, National Association (the “Bank”, and collectively with the Company, “we” or “City First Br |
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| January 16, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 13, 2025 BROADWAY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39043 95-4547287 (State or other jurisdiction of incorporation) (Co |
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| January 16, 2025 |
Exhibit 99.1 News Release FOR IMMEDIATE RELEASE January 15, 2025 Broadway Financial Corporation Announces New Chief Banking Officer Ruth McCloud, Chief Operating Officer, Retires After 10 Years of Service LOS ANGELES, CA – (PR NEWSWIRE) – January 15, 2025 – Broadway Financial Corporation (“Broadway” or the “Company”) (NASDAQ: BYFC), parent company of City First Bank, National Association (the “Ban |
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| December 23, 2024 |
Exhibit 16.1 December 23, 2024 U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Ladies and Gentlemen: We have read the statements made by Broadway Financial Corporation included under Item 4.01 of its Current Report on Form 8-K dated December 18, 2024 to be filed with the Securities and Exchange Commission. We agree with the statements concerning our Firm contained t |
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| December 23, 2024 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 18, 2024 BROADWAY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39043 95-4547287 (State or other jurisdiction of incorporation or |
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| November 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For transition period from to Commission file number 001-39043 BROADWAY FINA |
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| October 29, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 29, 2024 BROADWAY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39043 95-4547287 (State or other jurisdiction of incorporation or o |
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| October 29, 2024 |
Broadway Financial Corporation Announces Results for Third Quarter 2024 Exhibit 99.1 News Release FOR IMMEDIATE RELEASE Broadway Financial Corporation Announces Results for Third Quarter 2024 LOS ANGELES, CA – (BUSINESS WIRE) – October 29, 2024 – Broadway Financial Corporation (“Broadway” or the “Company”) (NASDAQ: BYFC), parent company of City First Bank, National Association (the “Bank”, and collectively, with the Company, “we” or “City First Broadway”), reported ne |
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| August 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For transition period from to Commission file number 001-39043 BROADWAY FINANCIAL |
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| July 30, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 30, 2024 BROADWAY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39043 95-4547287 (State or other jurisdiction of incorporation or orga |
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| July 30, 2024 |
Broadway Financial Corporation Announces Results for Second Quarter 2024 Exhibit 99.1 News Release FOR IMMEDIATE RELEASE Broadway Financial Corporation Announces Results for Second Quarter 2024 LOS ANGELES, CA – (BUSINESS WIRE) – July 30, 2024 – Broadway Financial Corporation (“Broadway” or the “Company”) (NASDAQ: BYFC), parent company of City First Bank, National Association (the “Bank”, and collectively, with the Company, “we” or “City First Broadway”), reported cons |
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| July 23, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 17, 2024 BROADWAY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39043 95-4547287 (State or other jurisdiction of incorporation) (Commi |
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| July 19, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 17, 2024 BROADWAY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39043 95-4547287 (State or other jurisdiction of incorporation or orga |
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| July 19, 2024 |
Exhibit 99.1 Cautionary Forward-Looking Statements This presentation is for informational purposes only and does not purport to include a complete discussion of the topics mentioned and should not be relied upon as a basis for making an investment decision in the Company’s securities. This presentation also includes “forward-looking statements” within the meaning of the safe harbor provisions of t |
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| June 11, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 11, 2024 BROADWAY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39043 95-4547287 (State or other jurisdiction of incorporation or orga |
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| June 11, 2024 |
Broadway Financial Corporation Announces Results for First Quarter 2024 Exhibit 99.1 News Release FOR IMMEDIATE RELEASE Broadway Financial Corporation Announces Results for First Quarter 2024 LOS ANGELES, CA – (BUSINESS WIRE) – June 11, 2024 – Broadway Financial Corporation (“Broadway”, “we”, or the “Company”) (NASDAQ: BYFC), parent company of City First Bank, National Association (the “Bank”, and collectively, with the Company, “Broadway” or “City First Broadway”), r |
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| June 6, 2024 |
Broadway Financial Corporation Announces Compliance Regarding Filing of Form 10-Q Exhibit 99.1 News Release FOR IMMEDIATE RELEASE Broadway Financial Corporation Announces Compliance Regarding Filing of Form 10-Q LOS ANGELES, CA – (BUSINESS WIRE) – June 6, 2024 – Broadway Financial Corporation (“Broadway,” “we”, or the “Company”) (NASDAQ: BYFC), parent company of City First Bank, National Association, announced today it received a letter from Nasdaq, Inc., dated May 30, 2024, in |
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| June 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 30, 2024 BROADWAY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39043 95-4547287 (State or other jurisdiction of incorporation) (Commis |
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| June 6, 2024 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| June 5, 2024 |
Broadway Financial Corporation Announces Results for Fourth Quarter and Full Year Calendar 2023 Exhibit 99.1 News Release FOR IMMEDIATE RELEASE Broadway Financial Corporation Announces Results for Fourth Quarter and Full Year Calendar 2023 LOS ANGELES, CA – (BUSINESS WIRE) – June 5, 2024 – Broadway Financial Corporation (“Broadway”, “we”, or the “Company”) (NASDAQ: BYFC), parent company of City First Bank, National Association (the “Bank”, and collectively, with the Company, “City First Broa |
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| June 5, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 5, 2024 BROADWAY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39043 95-4547287 (State or other jurisdiction of incorporation or organ |
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| May 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 22, 2024 BROADWAY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39043 95-4547287 (State or other jurisdiction of incorporation) (Commis |
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| May 29, 2024 |
Broadway Financial Corporation Announces Notification from Nasdaq regarding late filing of Form 10-Q Exhibit 99.1 News Release FOR IMMEDIATE RELEASE Broadway Financial Corporation Announces Notification from Nasdaq regarding late filing of Form 10-Q LOS ANGELES, CA – (BUSINESS WIRE) – May 29, 2024 – Broadway Financial Corporation (“Broadway”, “we”, or the “Company”) (Nasdaq Stock Market: BYFC), parent company of City First Bank, National Association, announced today it received a letter from the |
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| May 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For transition period from to Commission file number 001-39043 BROADWAY FINANCIA |
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| May 21, 2024 |
Broadway Financial Corporation Announces Four Additions to Senior Management Team Exhibit 99.1 News Release FOR IMMEDIATE RELEASE Broadway Financial Corporation Announces Four Additions to Senior Management Team LOS ANGELES, CA − (BUSINESS WIRE) − May 21, 2024 − Broadway Financial Corporation (the “Company” or “Broadway”) (NASDAQ Capital Market: BYFC), the holding company of City First Bank, National Association (the “Bank” and collectively with the Company, “City First Broadwa |
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| May 21, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2024 BROADWAY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39043 95-4547287 (State or other jurisdiction of incorporation) (Commis |
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| May 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark one) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-39043 BROADWAY FINANCIAL |
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| May 20, 2024 |
Compensation Clawback Policy Adopted October 18, 2023 Exhibit 97.1 Compensation Clawback Policy Adopted October 18, 2023 Purpose The Compensation Committee (the “Committee”) of the Board of Directors of Broadway Financial Corporation (the “Corporation”) believes that it is in the best interest of City First Bank, N.A. (the “Bank”) to reinforce the Corporation’s “total compensation” philosophy by adopting this Compensation Clawback policy (the “Policy |
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| May 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For transition period from to Commission file number 001-39043 BROADWAY FINA |
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| May 20, 2024 |
Exhibit 99.1 News Release FOR IMMEDIATE RELEASE Broadway Financial Corporation Announces Notification from Nasdaq regarding late filing of Form 10-Q and Form 10-K LOS ANGELES, CA – (BUSINESS WIRE) – May 20, 2024 – Broadway Financial Corporation (“Broadway,” “we”, or the “Company”) (Nasdaq Stock Market: BYFC), parent company of City First Bank, National Association, announced today it received a St |
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| May 20, 2024 |
BROADWAY FINANCIAL CORPORATION AMENDED AND RESTATED 2018 LONG-TERM INCENTIVE PLAN SECTION I Exhibit 10.4 BROADWAY FINANCIAL CORPORATION AMENDED AND RESTATED 2018 LONG-TERM INCENTIVE PLAN SECTION I GENERAL 1.1 Purpose. The Broadway Financial Corporation Amended and Restated 2018 Long-Term Incentive Plan (the “Plan”) has been established by Broadway Financial Corporation (the “Company”) to (a) attract and retain persons eligible to participate in the Plan; (b) motivate Participants, by mea |
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| May 20, 2024 |
Broadway Financial Corporation List of Subsidiaries Exhibit 21.1 Broadway Financial Corporation List of Subsidiaries 1. City First Bank, National Association (a national banking association) 2. Broadway Service Corporation (a California corporation) 3. 1432 U Street, LLC (a District of Columbia limited liability company) 4. C.F. New Markets Advisors, LLC (a Delaware limited liability company) |
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| May 20, 2024 |
Exhibit 10.5 Grantee: Covered Shares: Date of Grant: AWARD AGREEMENT Pursuant to the Broadway Financial Corporation Amended and Restated 2018 Long-Term Incentive Plan (the “Plan”), Broadway Financial Corporation (the “Company”) hereby grants a Full Value Award in the form of restricted stock to the Grantee named above covering [•] shares of Common Stock of the Company (the “Award”). Upon acceptanc |
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| May 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 20, 2024 BROADWAY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39043 95-4547287 (State or other jurisdiction of incorporation) (Commis |
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| May 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: March 31, 2024 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q For the Transition Period |
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| April 24, 2024 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 18, 2024 BROADWAY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39043 95-4547287 (State or other jurisdiction of incorporation) (Comm |
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| April 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: December 31, 2023 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q For the Transition Pe |
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| February 13, 2024 |
US1114447097 / BROADWAY FINANCIAL CORP / EJF Capital LLC Passive Investment SC 13G/A 1 ff296424713ga1-bwyfin.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) Broadway Financial Corporation (Name of Issuer) Class A Common Stock, par value $0.01 per share (Title of Class of Securities) 111444709 (CUSIP Number) December 31, 2023 (Date of Event which Requires Filing of this Sta |
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| January 29, 2024 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 26, 2024 BROADWAY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39043 95-4547287 (State or other jurisdiction of incorporation) (Co |
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| November 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 16, 2023 BROADWAY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39043 95-4547287 (State or other jurisdiction of incorporation) (C |
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| November 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: September 30, 2023 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q For the Transition P |
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| November 1, 2023 |
CERTIFICATE OF AMENDMENT TO THE CERTIFICATE OF INCORPORATION OF BROADWAY FINANCIAL CORPORATION Exhibit 3.1 CERTIFICATE OF AMENDMENT TO THE CERTIFICATE OF INCORPORATION OF BROADWAY FINANCIAL CORPORATION Broadway Financial Corporation (the “Corporation”), a corporation organized and existing under and by virtue of the provisions of the General Corporation Law of the State of Delaware (the “General Corporation Law”), does hereby certify as follows: 1. The current name of the Corporation is Bro |
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| November 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 1, 2023 BROADWAY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39043 95-4547287 (State or other jurisdiction of incorporation) (Co |
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| September 29, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 29, 2023 BROADWAY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39043 95-4547287 (State or other jurisdiction of incorporation) ( |
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| September 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 25, 2023 BROADWAY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39043 95-4547287 (State or other jurisdiction of incorporation) ( |
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| August 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For transition period from to Commission file number 001-39043 BROADWAY FINANCIAL CORPORATION |
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| August 9, 2023 |
Broadway Financial Corporation Announces Results for Second Quarter 2023 Exhibit 99.1 News Release FOR IMMEDIATE RELEASE Broadway Financial Corporation Announces Results for Second Quarter 2023 LOS ANGELES, CA – (BUSINESS WIRE) – August 8, 2023 – Broadway Financial Corporation (“Broadway”, “we”, or the “Company”) (NASDAQ Capital Market: BYFC), parent company of City First Bank, National Association (the “Bank”, and collectively, with the Company, “City First Broadway”) |
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| August 9, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2023 BROADWAY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39043 95-4547287 (State or other jurisdiction of incorporation or org |
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| June 27, 2023 |
Exhibit 99.1 June 21, 2023 Annual Meeting Presentation 1 Cautionary Forward-Looking Statements This presentation is for informational purposes only and does not purport to include a complete discussion of the topics mentioned and should not be relied upon as a basis for making an investment decision in the Company’s securities. This presentation also includes “forward-looking statements” within th |
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| June 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 26, 2023 BROADWAY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39043 95-4547287 (State or other jurisdiction of incorporation or orga |
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| June 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 26, 2023 BROADWAY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39043 95-4547287 (State or other jurisdiction of incorporation) (Commi |
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| May 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For transition period from to Commission file number 001-39043 BROADWAY FINANCIAL CORPORATIO |
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| May 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 16, 2023 BROADWAY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39043 95-4547287 (State or other jurisdiction of incorporation or org |
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| May 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: March 31, 2023 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q For the Transition Perio |
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| May 16, 2023 |
Broadway Financial Corporation Announces Results for First Quarter 2023 Exhibit 99.1 News Release FOR IMMEDIATE RELEASE Broadway Financial Corporation Announces Results for First Quarter 2023 LOS ANGELES, CA – (BUSINESS WIRE) – May 16, 2023 – Broadway Financial Corporation (“Broadway”, “we”, or the “Company”) (NASDAQ Capital Market: BYFC), parent company of City First Bank, National Association (the “Bank”, and collectively, with the Company, “Broadway” or “City First |
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| May 5, 2023 |
Broadway Financial Corporation Announces Results for First Quarter 2023 Exhibit 99.1 News Release FOR IMMEDIATE RELEASE Broadway Financial Corporation Announces Results for First Quarter 2023 LOS ANGELES, CA – (BUSINESS WIRE) – May 5, 2023 – Broadway Financial Corporation (“Broadway”, “we”, or the “Company”) (NASDAQ Capital Market: BYFC), parent company of City First Bank, National Association (the “Bank”, and collectively, with the Company, “Broadway” or “City First |
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| May 5, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 5, 2023 BROADWAY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39043 95-4547287 (State or other jurisdiction of incorporation or organi |
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| May 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defi |
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| May 1, 2023 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rul |
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| April 19, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Def |
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| April 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark one) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-39043 BROADWAY FINANCIAL |
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| April 11, 2023 |
Broadway Financial Corporation List of Subsidiaries Exhibit 21.1 Broadway Financial Corporation List of Subsidiaries 1. City First Bank, National Association (a national banking association) 2. Broadway Service Corporation (a California corporation) 3. 1432 U Street, LLC (a District of Columbia limited liability company) 4. C.F. New Markets Advisors, LLC (a Delaware limited liability company) |
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| April 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: December 31, 2022 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q For the Transition Pe |
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| March 22, 2023 |
Other Events, Shareholder Director Nominations UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 15, 2023 BROADWAY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39043 95-4547287 (State or other jurisdiction (Commission (IRS Employ |
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| February 14, 2023 |
SC 13G/A 1 b27232sc13ga1.htm AMENDMENT NO. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* BROADWAY FINANCIAL CORPORATION (Name of Issuer) Class A Common Stock, par value $0.01 per share (Title of Class of Securities) 111444105 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of |
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| February 10, 2023 |
Broadway Financial Corporation Announces Results for Fourth Quarter and Full Year 2022 Exhibit 99.1 News Release FOR IMMEDIATE RELEASE Broadway Financial Corporation Announces Results for Fourth Quarter and Full Year 2022 LOS ANGELES, CA – (BUSINESS WIRE) – February 10, 2023 – Broadway Financial Corporation (“Broadway”, “we”, or the “Company”) (NASDAQ Capital Market: BYFC), parent company of City First Bank, National Association (the “Bank”, and collectively, with the Company, “Broa |
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| February 10, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 10, 2023 BROADWAY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39043 95-4547287 (State or other jurisdiction of incorporation or |
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| January 18, 2023 |
BYFC / Broadway Financial Corp / EJF Capital LLC Passive Investment SC 13G 1 ff168348913g-bwyfin.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Broadway Financial Corporation (Name of Issuer) Class A Common Stock, par value $0.01 per share (Title of Class of Securities) 111444105 (CUSIP Number) October 21, 2022 (Date of Event which Requires Filing of this Statement) Check the appro |
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| December 20, 2022 |
Broadway Financial Corporation Announces Credit Agreement with ESOP Exhibit 99.1 News Release FOR IMMEDIATE RELEASE Broadway Financial Corporation Announces Credit Agreement with ESOP LOS ANGELES, CA ? (BUSINESS WIRE) ? December 19, 2022 ? Broadway Financial Corporation (?Broadway?, ?we?, or the ?Company?) (NASDAQ Capital Market: BYFC), announced today that the Board of Directors of the Company (the ?Board of Directors?) has approved extending a series of loans fr |
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| December 20, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 19, 2022 BROADWAY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39043 95-4547287 (State or other jurisdiction of incorporation or |
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| November 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For transition period from to Commission file number 001-39043 BROADWAY FINANCIAL CORPORA |
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| November 3, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 2, 2022 BROADWAY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39043 95-4547287 (State or other jurisdiction of incorporation or o |
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| November 3, 2022 |
Broadway Financial Corporation Announces Results for 3rd Quarter 2022 Exhibit 99.1 News Release FOR IMMEDIATE RELEASE Broadway Financial Corporation Announces Results for 3rd Quarter 2022 LOS ANGELES, CA ? (BUSINESS WIRE) ? November 2, 2022 ? Broadway Financial Corporation (?Broadway?, ?we?, or the ?Company?) (NASDAQ Capital Market: BYFC), reported consolidated net earnings of $1.3 million, or $0.02 per diluted share, for the third quarter of 2022, compared to conso |
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| October 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 21, 2022 BROADWAY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39043 95-4547287 (State or other jurisdiction of incorporation) (Co |
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| October 21, 2022 |
Exhibit 99.1 October 19, 2022 Annual Meeting of Stockholders 1 Cautionary Forward-Looking Statements This presentation is for informational purposes only and does not purport to include a complete discussion of the topics mentioned and should not be relied upon as a basis for making an investment decision in the Company?s securities. This presentation also includes ?forward-looking statements? wit |
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| October 21, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 21, 2022 BROADWAY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39043 95-4547287 (State or other jurisdiction of incorporation) (Co |
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| September 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.??) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defi |
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| September 9, 2022 |
DEF 14A 1 ny20005138x2def14a.htm DEF 14A TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of |
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| August 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For transition period from to Commission file number 001-39043 BROADWAY FINANCIAL CORPORATION |
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| August 9, 2022 |
Broadway Financial Corporation Announces Results for 2nd Quarter 2022 Exhibit 99.1 News Release FOR IMMEDIATE RELEASE Broadway Financial Corporation Announces Results for 2nd Quarter 2022 LOS ANGELES, CA ? (BUSINESS WIRE) ? August 8, 2022 ? Broadway Financial Corporation (?Broadway?, ?we?, or the ?Company?) (NASDAQ Capital Market: BYFC), reported consolidated net earnings of $1.9 million, or $0.03 per diluted share, for the second quarter of 2022, compared to consol |
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| August 9, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 9, 2022 BROADWAY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39043 95-4547287 (State or other jurisdiction of incorporation or org |
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| June 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 2, 2022 Broadway Financial Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-39043 95-4547287 (State or Other Jurisdiction of Incorporation) (Commission |
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| June 8, 2022 |
UNITED STATES DEPARTMENT OF THE TREASURY 1500 PENNSYLVANIA AVENUE, NW WASHINGTON, D.C. 20220 Exhibit 10.1 UNITED STATES DEPARTMENT OF THE TREASURY 1500 PENNSYLVANIA AVENUE, NW WASHINGTON, D.C. 20220 Dear Ladies and Gentlemen: The company set forth on the signature page hereto (the ?Recipient?) intends to issue in a private placement the number of shares of a series of its preferred stock set forth on Schedule A hereto (the ?Preferred Shares?) and the United States Department of the Treasu |
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| June 8, 2022 |
Exhibit 3.1 CERTIFICATE OF DESIGNATIONS OF SENIOR NON-CUMULATIVE PERPETUAL PREFERRED STOCK, SERIES C OF BROADWAY FINANCIAL CORPORATION Broadway Financial Corporation, a corporation incorporated and existing under the laws of the State of Delaware and an Eligible Financial Institution (the ?Issuer?), in accordance with the provisions of Section 103, 151, and 158 of the General Corporation Law of th |
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| June 8, 2022 |
Exhibit 99.1 News Release FOR IMMEDIATE RELEASE Broadway Issues $150 million of Preferred Stock to the U.S. Department of the Treasury Under the Emergency Capital Investment Program LOS ANGELES, CA ? (BUSINESS WIRE) ? June 7, 2022 ? Broadway Financial Corporation (?Broadway?, ?we? or the ?Company?) (NASDAQ Capital Market: BYFC), announced that the Company completed a private placement of $150 mill |
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| May 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For transition period from to Commission file number 001-39043 BROADWAY FINANCIAL CORPORATION |
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| May 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 13, 2022 BROADWAY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39043 95-4547287 (State or other jurisdiction of incorporation) (Commis |
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| May 16, 2022 |
Broadway Financial Corporation Announces the Election of Mr. John Driver to the Board of Directors Exhibit 99.1 News Release FOR IMMEDIATE RELEASE Broadway Financial Corporation Announces the Election of Mr. John Driver to the Board of Directors LOS ANGELES, CA ? (BUSINESS WIRE) ? May 13, 2022 ? Broadway Financial Corporation (?Broadway? or the ?Company?) (NASDAQ Capital Market: BYFC) announced today that the Board of Directors (the ?Board?) of Broadway elected Mr. John Driver to the Board, eff |
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| May 11, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2022 BROADWAY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39043 95-4547287 (State or other jurisdiction of incorporation or organ |
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| May 11, 2022 |
Broadway Financial Corporation Announces Results for 1st Quarter 2022 Exhibit 99.1 News Release FOR IMMEDIATE RELEASE Broadway Financial Corporation Announces Results for 1st Quarter 2022 LOS ANGELES, CA ? (BUSINESS WIRE) ? May 10, 2022 ? Broadway Financial Corporation (?Broadway?, ?we?, or ?Company?) (NASDAQ Capital Market: BYFC), reported consolidated net earnings of $958 thousand or $0.01 per diluted share for the first quarter of 2022, compared to a consolidated |
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| May 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K/A Amendment No. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K/A Amendment No. |
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| April 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark one) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-39043 BROADWAY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 95-4547287 (State or other jurisdiction of incorporation or organization) (I. |
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| April 15, 2022 |
EX-4.1 2 brhc10036345ex4-1.htm EXHIBIT 4.1 Exhibit 4.1 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of December 31, 2021, Broadway Financial Corporation (the “Company”, “we”, “our” or “us”) had two classes of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”): (1) s |
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| April 15, 2022 |
Broadway Financial Corporation List of Subsidiaries Exhibit 21.1 Broadway Financial Corporation List of Subsidiaries 1. City First Bank, National Association (a national banking association) 2. Broadway Service Corporation (a California corporation) 3. 1432 U Street, LLC (a District of Columbia limited liability company) 4. C.F. New Markets Advisors, LLC (a Delaware limited liability company) 1432 U Street NW, Washington, DC 20009 |
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| April 1, 2022 |
Exhibit 99.1 April 1, 2022 Ms. Brenda Battey Executive Vice President and Chief Financial Officer Broadway Financial Corporation 4601 Wilshire Blvd, Suite 150 Los Angeles, CA 90010 Dear Ms. Battey: You have furnished us with a copy of the ?Notification of Late Filing? on Form 12b-25, dated April 1, 2022, of Broadway Financial Corporation (the ?Company?). We are in agreement with the comments under |
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| April 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-CEN ? Form N-CSR For Period Ended: December 31, 2021 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on Form 10-Q For the Transition Pe |
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| March 14, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 11, 2022 BROADWAY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39043 95-4547287 (State or other jurisdiction of incorporation or org |
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| March 14, 2022 |
Broadway Financial Corporation Reports Results for the Fourth Quarter and Full Year 2021 Exhibit 99.1 News Release FOR IMMEDIATE RELEASE Broadway Financial Corporation Reports Results for the Fourth Quarter and Full Year 2021 LOS ANGELES, CA ? (BUSINESS WIRE) ? March 11, 2022 ? Broadway Financial Corporation (?Broadway?, ?we? or the ?Company?) (NASDAQ Capital Market: BYFC), reported a consolidated net loss of $1.4 million, or ($0.02) per diluted share, for the fourth quarter of 2021, |
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| February 28, 2022 |
BYFC / Broadway Financial Corp / EJF Capital LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) Broadway Financial Corporation (Name of Issuer) Common Stock, par value $0.01 per share, voting (Title of Class of Securities) 111444105 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to |
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| February 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* BROADWAY FINANCIAL CORPORATION (Name of Issuer) Class A Common Stock, par value $0.01 per share (Title of Class of Securities) 111444105 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to |
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| January 3, 2022 |
BYFC / Broadway Financial Corp / HEDGEHOG CAPITAL LLC - AMENDMENT NO. 1 Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Broadway Financial Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 111444105 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to whi |
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| December 21, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 17, 2021 BROADWAY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39043 95-4547287 (State or other jurisdiction of incorporation) (C |
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| December 21, 2021 |
Exhibit 99.1 News Release FOR IMMEDIATE RELEASE U.S. Department of the Treasury Announces Broadway as one of the Recipients of Investments Under the Emergency Capital Investment Program LOS ANGELES, CA ? (BUSINESS WIRE) ? December 17, 2021 ? Broadway Financial Corporation (?Broadway?, ?we? or the ?Company?) (NASDAQ Capital Market: BYFC), announced that the United States Department of the Treasury |
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| December 1, 2021 |
BYFC / Broadway Financial Corp / City First Enterprises Inc. - NONE Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. n/a )* BROADWAY FINANCIAL CORP \DE\ (Name of Issuer) Class A Common Stock (Title of Class of Securities) 111444105 (CUSIP Number) April 01, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant |
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| November 18, 2021 |
Exhibit 10.1 EXECUTION VERSION EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (this ?Agreement?), dated and to be effective as of November 17, 2021, is entered into by and among Broadway Financial Corporation (?BFC?), City First Bank, National Association (the ?Bank?, and together with BFC, the ?Company?), and Brian Argrett (the ?Executive?). As used herein, the term Company shall refer to BFC in |
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| November 18, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 13, 2021 BROADWAY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39043 95-4547287 (State or other jurisdiction of incorporation) (C |
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| November 16, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 12, 2021 BROADWAY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39043 95-4547287 (State or other jurisdiction of incorporation or |
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| November 16, 2021 |
Broadway Financial Corporation Reports Results for the Third Quarter of 2021 Exhibit 99.1 News Release FOR IMMEDIATE RELEASE Broadway Financial Corporation Reports Results for the Third Quarter of 2021 LOS ANGELES, CA ? (BUSINESS WIRE) ? November 12, 2021 ? Broadway Financial Corporation (?Broadway?, ?we? or the ?Company?) (NASDAQ Capital Market: BYFC), reported consolidated net income of $182 thousand, or $0.00 per diluted share, for the third quarter of 2021, compared to |
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| November 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For transition period from to Commission file number 001-39043 BROADWAY FINANCIAL CORPORA |
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| October 22, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 20, 2021 BROADWAY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39043 95-4547287 (State or other jurisdiction of incorporation) (Co |
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| October 20, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 20, 2021 BROADWAY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39043 95-4547287 (State or other jurisdiction of incorporation) (Co |
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| October 20, 2021 |
Exhibit 99.1 October 20, 2021 Annual Meeting of Stockholders 1 Cautionary Forward-Looking Statements This presentation is for informational purposes only and does not purport to be complete and should not be relied upon as a basis for making an investment decision in the Company?s securities. This presentation also includes ?forward-looking statements? within the meaning of the safe harbor provisi |
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| September 17, 2021 |
Broadway Financial Corporation Reports Board Change Exhibit 99.1 News Release FOR IMMEDIATE RELEASE Broadway Financial Corporation Reports Board Change LOS ANGELES, CA ? (BUSINESS WIRE) ? September 16, 2021 ? Broadway Financial Corporation (?Broadway? or the ?Company?) (NASDAQ Capital Market: BYFC), today announced that on September 15, 2021, Mr. Jack T. Thompson submitted his resignation from the Board of the Company and its subsidiary, City First |
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| September 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 15, 2021 BROADWAY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39043 95-4547287 (State or other jurisdiction of incorporation) ( |
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| September 9, 2021 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rul |
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| September 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ D |
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| August 23, 2021 |
CITY FIRST BANK DEFERRED COMPENSATION PLAN FOR BRIAN ARGRETT (Effective September __, 2018) Exhibit 10.2 CITY FIRST BANK DEFERRED COMPENSATION PLAN FOR BRIAN ARGRETT (Effective September , 2018) The City First Bank Deferred Compensation Plan for Brian Argrett is hereby adopted effective September , 2018 by City First Bank of D.C., National Association (the ?Bank?) to permit Executive to defer receipt of certain compensation pursuant to the terms and provisions set forth below. The Plan i |
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| August 23, 2021 |
Exhibit 10.1 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT, dated as of this 29th day of December, 2017 (the "Agreement Date"), is by and among CITY FIRST BANK OF D.C., NATIONAL ASSOCIATION (the "Bank"), CFBANC CORPORATION ("CF Bancorp") and BRIAN ARGRETT ("Executive"). RECITALS The Bank and CF Bancorp each desire to employ Executive and to have the benefit of his skills and services, and Executi |
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| August 23, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For transition period from to Commission file number 001-39043 BROADWAY FINANCIAL CORPORATION |
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| August 17, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 16, 2021 BROADWAY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39043 95-4547287 (State or other jurisdiction of incorporation or or |
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| August 17, 2021 |
Exhibit 99.1 News Release FOR IMMEDIATE RELEASE Broadway Financial Corporation Reports Results for the Second Quarter 2021 Results reflect the Merger with CFBanc Corporation on April 1 and Completion of Private Placements of Common Stock on April 6, 2021 LOS ANGELES, CA ? (BUSINESS WIRE) ? August 16, 2021 ? Broadway Financial Corporation (?Broadway?, ?we? or the ?Company?) (NASDAQ Capital Market: |
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| August 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-CEN ? Form N-CSR For Period Ended: June 30, 2021 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on Form 10-Q For the Transition Period |
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| June 29, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D/A (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) Under the Securities Exchange Act of 1934 (Amendment No. |
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| June 17, 2021 |
Other Events, Shareholder Director Nominations UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 16, 2021 BROADWAY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39043 95-4547287 (State or other jurisdiction of incorporation) (Commi |
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| June 15, 2021 |
UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL STATEMENTS Exhibit 99.2 UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL STATEMENTS The following unaudited pro forma condensed combined financial statements give effect to the merger (the ?merger?) of CFBanc Corporation (?CFBanc?) with and into Broadway Financial Corporation (?Broadway?) and include adjustments for the following: ? certain reclassifications to conform the historical financial statement pres |
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| June 15, 2021 |
Financial Statements and Exhibits, Other Events 8-K/A 1 brhc100255508ka.htm 8-KA UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT AMENDMENT NO. 1 Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 1, 2021 BROADWAY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39043 95-4547287 (S |
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| June 15, 2021 |
CFBanc Corporation and Subsidiaries Contents Exhibit 99.1 CFBanc Corportion and Subsidiaries Consolidated Financial Statements December 31, 2020 and 2019 The report accompanying these financial statements was issued by BDO USA, LLP, a Delaware limited liability partnership and the U.S. member of BDO International Limited, a UK company limited by guarantee. CFBanc Corporation and Subsidiaries Contents Independent Auditor?s Report 3 - 4 Consol |
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| May 14, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For transition period from to Commission file number 001-39043 BROADWAY FINANCIAL CORPORATION |
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| May 5, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2021 BROADWAY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39043 95-4547287 (State or other jurisdiction of incorporation or organi |
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| May 5, 2021 |
Exhibit 99.1 News Release FOR IMMEDIATE RELEASE Broadway Financial Corporation Announces Results for 1st Quarter 2021 Merger of Equals with CFBanc Corporation Closed April 1, 2021 LOS ANGELES, CA ? (BUSINESS WIRE) ? May 3, 2021 ? Broadway Financial Corporation (?Broadway?) (NASDAQ Capital Market: BYFC), reported a consolidated net loss of $3.5 million, or ($0.13) per share, for the first quarter o |
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| April 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10?K/A Amendment No. |
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| April 8, 2021 |
Exhibit 99.1 News Release FOR IMMEDIATE RELEASE CityFirstBroadway Completes Common Stock Capital Raise Total Equity Increased to Approximately $135 million Expands Capacity for Economic Investments in Underserved Communities LOS ANGELES, CA – (BUSINESS WIRE) – (April 7, 2021) Broadway Financial Corporation (“Broadway") (Nasdaq-CM: BYFC) announced today that it closed on the sale of 18,474,000 shar |
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| April 8, 2021 |
Unregistered Sales of Equity Securities, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 1, 2021 BROADWAY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39043 95-4547287 (State or other jurisdiction of incorporation or orga |
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| April 5, 2021 |
Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF BROADWAY FINANCIAL CORPORATION a public benefit corporation FIRST. The name of this corporation is ?Broadway Financial Corporation?. SECOND. The name and address of this corporation?s registered agent and registered office in the State of Delaware are Corporation Service Company, 251 Little Falls Drive, Wilmington, Delaware 19808-167 |
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| April 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 1, 2021 BROADWAY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39043 95-4547287 (State or other jurisdiction of incorporation or orga |
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| April 2, 2021 |
Exhibit 99.1 News Release FOR IMMEDIATE RELEASE Broadway Financial Corporation and CFBanc Corporation Complete Merger of Equals Merger Creates Largest Black-led Minority Depository Institution in the U.S. LOS ANGELES, CA and WASHINGTON, D.C. (April 1, 2021) Broadway Financial Corporation (?Broadway") (Nasdaq-CM: BYFC) and CFBanc Corporation (?CFB?) jointly announced that they closed their merger o |
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| April 2, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 1, 2021 BROADWAY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39043 95-4547287 (State or other jurisdiction of incorporation or orga |
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| March 31, 2021 |
BROADWAY FINANCIAL CORPORATION STOCK PURCHASE AGREEMENT February 19, 2021 TABLE OF CONTENTS EXECUTION VERSION Exhibit 10.24 BROADWAY FINANCIAL CORPORATION STOCK PURCHASE AGREEMENT February 19, 2021 TABLE OF CONTENTS Page ARTICLE 1. PURCHASE? CLOSING 2 1.1 Issuance, Sale and Purchase 2 1.2 Closing; Deliverables for the Closing; Conditions to the Closing 2 ARTICLE 2. REPRESENTATIONS AND WARRANTIES 5 2.1 Certain Terms 5 2.2 Representations and Warranties of the Company 6 2.3 Representations |
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| March 31, 2021 |
BROADWAY FINANCIAL CORPORATION STOCK PURCHASE AGREEMENT February 19, 2021 TABLE OF CONTENTS Exhibit 10.26 EXECUTION VERSION BROADWAY FINANCIAL CORPORATION STOCK PURCHASE AGREEMENT February 19, 2021 TABLE OF CONTENTS Page ARTICLE 1. PURCHASE? CLOSING 2 1.1 Issuance, Sale and Purchase 2 1.2 Closing; Deliverables for the Closing; Conditions to the Closing 2 ARTICLE 2. REPRESENTATIONS AND WARRANTIES 5 2.1 Certain Terms 5 2.2 Representations and Warranties of the Company 6 2.3 Representations |
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| March 31, 2021 |
Exhibit 4.1 DESCRIPTION OF THE REGISTRANT?S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of December 31, 2020, Broadway Financial Corporation (the ?Company?, ?we?, ?our? or ?us?) had two classes of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the ?Exchange Act?): (1) shares of our common stock, par value $0.01 |
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| March 31, 2021 |
TARP CERTIFICATION FOR YEAR 2020 Exhibit 99.4 TARP CERTIFICATION FOR YEAR 2020 I, Wayne-Kent A. Bradshaw, certify, based on my knowledge, that: (i) The compensation committee of Broadway Financial Corporation has discussed, reviewed, and evaluated with senior risk officers at least every six months during any part of the most recently completed fiscal year that was a TARP period, senior executive officer (?SEO?) compensation plan |
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| March 31, 2021 |
BROADWAY FINANCIAL CORPORATION STOCK PURCHASE AGREEMENT February 19, 2021 Exhibit 10.29 EXECUTION VERSION BROADWAY FINANCIAL CORPORATION STOCK PURCHASE AGREEMENT February 19, 2021 TABLE OF CONTENTS Page ARTICLE 1. PURCHASE? CLOSING 2 1.1 Issuance, Sale and Purchase 2 1.2 Closing; Deliverables for the Closing; Conditions to the Closing 2 ARTICLE 2. REPRESENTATIONS AND WARRANTIES 4 2.1 Certain Terms 4 2.2 Representations and Warranties of the Company 5 2.3 Representations |
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| March 31, 2021 |
PLAN DOCUMENT INCENTIVE COMPENSATION PLAN Exhibit 10.14 PLAN DOCUMENT INCENTIVE COMPENSATION PLAN PURPOSE The purpose of the Incentive Compensation Plan (?Plan?) is to provide a financial incentive to key exempt employees to improve Broadway Federal Bank?s (Bank) financial performance consistent with safe and sound policies and practices. Incentives are based on the achievement of board approved annual objectives consistent with the Bank? |
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| March 31, 2021 |
BROADWAY FINANCIAL CORPORATION STOCK PURCHASE AGREEMENT February 19, 2021 TABLE OF CONTENTS EXECUTION VERSION Exhibit 10.31 BROADWAY FINANCIAL CORPORATION STOCK PURCHASE AGREEMENT February 19, 2021 TABLE OF CONTENTS Page ARTICLE 1. PURCHASE? CLOSING 2 1.1 Issuance, Sale and Purchase 2 1.2 Closing; Deliverables for the Closing; Conditions to the Closing 2 ARTICLE 2. REPRESENTATIONS AND WARRANTIES 5 2.1 Certain Terms 5 2.2 Representations and Warranties of the Company 6 2.3 Representations |
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| March 31, 2021 |
STRICTLY CONFIDENTIAL Execution Version Exhibit 10.32 STOCK PURCHASE AGREEMENT BY AND BETWEEN BROADWAY FINANCIAL CORPORATION AND J.P. MORGAN CHASE COMMUNITY DEVELOPMENT CORPORATION February 20, 2021 TABLE OF CONTENTS Page ARTICLE 1. PURCHASE? CLOSING 2 1.1 Issuance, Sale and Purchase 2 1.2 Closing; Deliverables for the Closing; Conditions to the Closing 2 ARTICLE 2. REPRESENTATIONS AND WARRANTIES |
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| March 31, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10?K (Mark one) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001?39043 BROADWAY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 95?4547287 (State or other jurisdiction of incorporation or organization) (I. |
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| March 31, 2021 |
BROADWAY FINANCIAL CORPORATION STOCK PURCHASE AGREEMENT February 19, 2021 TABLE OF CONTENTS Execution Version Exhibit 10.30 BROADWAY FINANCIAL CORPORATION STOCK PURCHASE AGREEMENT February 19, 2021 TABLE OF CONTENTS Page ARTICLE 1. PURCHASE? CLOSING 2 1.1 Issuance, Sale and Purchase 2 1.2 Closing; Deliverables for the Closing; Conditions to the Closing 2 ARTICLE 2. REPRESENTATIONS AND WARRANTIES 5 2.1 Certain Terms 5 2.2 Representations and Warranties of the Company 5 2.3 Representations |
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| March 31, 2021 |
BROADWAY FINANCIAL CORPORATION STOCK PURCHASE AGREEMENT February 19, 2021 TABLE OF CONTENTS EXECUTION VERSION Exhibit 10.27 BROADWAY FINANCIAL CORPORATION STOCK PURCHASE AGREEMENT February 19, 2021 TABLE OF CONTENTS Page ARTICLE 1. PURCHASE? CLOSING 2 1.1 Issuance, Sale and Purchase 2 1.2 Closing; Deliverables for the Closing; Conditions to the Closing 2 ARTICLE 2. REPRESENTATIONS AND WARRANTIES 5 2.1 Certain Terms 5 2.2 Representations and Warranties of the Company 6 2.3 Representations |
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| March 31, 2021 |
BROADWAY FINANCIAL CORPORATION STOCK PURCHASE AGREEMENT February 19, 2021 TABLE OF CONTENTS Exhibit 10.25 EXECUTION VERSION BROADWAY FINANCIAL CORPORATION STOCK PURCHASE AGREEMENT February 19, 2021 TABLE OF CONTENTS Page ARTICLE 1. PURCHASE? CLOSING 2 1.1 Issuance, Sale and Purchase 2 1.2 Closing; Deliverables for the Closing; Conditions to the Closing 2 ARTICLE 2. REPRESENTATIONS AND WARRANTIES 4 2.1 Certain Terms 4 2.2 Representations and Warranties of the Company 5 2.3 Representations |
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| March 31, 2021 |
BROADWAY FINANCIAL CORPORATION STOCK PURCHASE AGREEMENT February 19, 2021 TABLE OF CONTENTS Exhibit 10.28 EXECUTION VERSION BROADWAY FINANCIAL CORPORATION STOCK PURCHASE AGREEMENT February 19, 2021 TABLE OF CONTENTS Page ARTICLE 1. PURCHASE? CLOSING 2 1.1 Issuance, Sale and Purchase 2 1.2 Closing; Deliverables for the Closing; Conditions to the Closing 2 ARTICLE 2. REPRESENTATIONS AND WARRANTIES 4 2.1 Certain Terms 4 2.2 Representations and Warranties of the Company 5 2.3 Representations |
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| March 31, 2021 |
TARP CERTIFICATION FOR YEAR 2020 Exhibit 99.5 TARP CERTIFICATION FOR YEAR 2020 I, Brenda Battey, certify, based on my knowledge, that: (i) The compensation committee of Broadway Financial Corporation has discussed, reviewed, and evaluated with senior risk officers at least every six months during any part of the most recently completed fiscal year that was a TARP period, senior executive officer (?SEO?) compensation plans and emp |
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| March 29, 2021 |
8-K 1 brhc100224248k.htm 8-K UNITED STATES SECURITIES AND EXCHANAGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 24, 2021 BROADWAY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39043 95-4547287 (State or other jurisdic |
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| March 29, 2021 |
SETTLEMENT AND RELEASE AGREEMENT Exhibit 10.1 SETTLEMENT AND RELEASE AGREEMENT This Settlement and Release Agreement ("Agreement") is entered into as of March 24, 2021 by and between Robert C. Davidson ("Davidson"), on the one hand, and Broadway Financial Corporation, a Delaware corporation, and its wholly-owned subsidiary, Broadway Federal Bank, f.s.b. (Broadway Financial Corporation and Broadway Federal Bank, f.s.b., being coll |
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| March 19, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 17, 2021 BROADWAY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39043 95-4547287 (State of Incorporation) (Commission File Number) ( |
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| March 18, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 17, 2021 BROADWAY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39043 95-4547287 (State or other jurisdiction of incorporation or org |
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| March 18, 2021 |
Exhibit 99.1 Brenda Battey [email protected] 323.556.3264 Gloria Nauden [email protected] 202.528.9005 Stockholders of Broadway Financial Corporation and CFBanc Corporation Approve Merger Merger of Equals Expected to Close April 1, 2021 Transaction Will Create the Largest Black-Led Minority Depository Institution in the U.S. WASHINGTON, DC and LOS ANGELES, CA(March 17, 2021) |
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| March 18, 2021 |
Exhibit 99.1 Brenda Battey [email protected] 323.556.3264 Gloria Nauden [email protected] 202.528.9005 Stockholders of Broadway Financial Corporation and CFBanc Corporation Approve Merger Merger of Equals Expected to Close April 1, 2021 Transaction Will Create the Largest Black-Led Minority Depository Institution in the U.S. WASHINGTON, DC and LOS ANGELES, CA(March 17, 2021) |
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| March 18, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 17, 2021 BROADWAY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39043 95-4547287 (State or other jurisdiction of incorporation or org |
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| March 17, 2021 |
Filed by: Broadway Financial Corporation (Registration No.: 333-252185) Pursuant to Rule 425 under the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934, as amended Subject Company: Broadway Financial Corporation (Commission File No.: 001-39043) Date: March 15, 2021 CITY FIRST BROADWAY CEO Townhall March 11, 2021 1 *This filing under |
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| March 15, 2021 |
Filed by: Broadway Financial Corporation (Registration No.: 333-252185) Pursuant to Rule 425 under the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934, as amended Subject Company: Broadway Financial Corporation (Commission File No.: 001-39043) Date: March 15, 2021 CITY FIRST BROADWAY CEO Townhall March 11, 2021 1 North Star ? Where |
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| March 11, 2021 |
EX-99.1 2 brhc10021633ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Leading Independent Proxy Advisory Firms Recommend That Broadway Financial Corporation Stockholders Vote “FOR” The Pending Merger of Equals with CFBanc Corporation Stockholders Are Reminded That the Broadway Special Stockholder Meeting Will Be Held Virtually on Wednesday, March 17th • All Broadway stockholders are encouraged to vote, no ma |
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| March 11, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 10, 2021 BROADWAY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39043 95-4547287 (State or other jurisdiction of incorporation or org |
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| March 11, 2021 |
Exhibit 99.1 Leading Independent Proxy Advisory Firms Recommend That Broadway Financial Corporation Stockholders Vote ?FOR? The Pending Merger of Equals with CFBanc Corporation Stockholders Are Reminded That the Broadway Special Stockholder Meeting Will Be Held Virtually on Wednesday, March 17th ? All Broadway stockholders are encouraged to vote, no matter how many or how few shares they own ? Vot |
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| March 11, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 10, 2021 BROADWAY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39043 95-4547287 (State or other jurisdiction of incorporation or org |
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| March 3, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Broadway Financial Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 111444105 (CUSIP Number) March 1, 2021 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which th |
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| March 2, 2021 |
Exhibit 99.1 News Release FOR IMMEDIATE RELEASE Broadway Financial Corporation Announces Results for Fourth Quarter and Full Year 2020 Received Regulatory Approvals Necessary for Pending Merger with CFBanc Corporation Special Meeting to Vote on Merger and Private Placements Set for March 17 LOS ANGELES, CA – (BUSINESS WIRE) – March 2, 2021 – Broadway Financial Corporation (the “Company”) (NASDAQ C |
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| March 2, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 2, 2021 BROADWAY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39043 95-4547287 (State or other jurisdiction of incorporation or orga |
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| March 2, 2021 |
Exhibit 99.1 News Release FOR IMMEDIATE RELEASE Broadway Financial Corporation Announces Results for Fourth Quarter and Full Year 2020 Received Regulatory Approvals Necessary for Pending Merger with CFBanc Corporation Special Meeting to Vote on Merger and Private Placements Set for March 17 LOS ANGELES, CA ? (BUSINESS WIRE) ? March 2, 2021 ? Broadway Financial Corporation (the ?Company?) (NASDAQ C |
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| March 2, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 2, 2021 BROADWAY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39043 95-4547287 (State or other jurisdiction of incorporation or orga |
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| February 23, 2021 |
Exhibit 99.1 FOR IMMEDIATE RELEASE BROADWAY FINANCIAL CORPORATION ANNOUNCES ADDITIONAL COMMITMENTS IN PRIVATE PLACEMENT OF COMMON STOCK Brings Total Commitments for New Equity Capital to $32.88 Million that Will Support Combined Institution to Result from Merger LOS ANGELES, CA, (February 23, 2021) – Broadway Financial Corporation (“Broadway”) (NASDAQ: BYFC) today announced the execution of additi |
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| February 23, 2021 |
8-K 1 brhc100207098k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 19, 2021 BROADWAY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39043 95-4547287 (State or other juri |
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| February 23, 2021 |
Exhibit 99.1 FOR IMMEDIATE RELEASE BROADWAY FINANCIAL CORPORATION ANNOUNCES ADDITIONAL COMMITMENTS IN PRIVATE PLACEMENT OF COMMON STOCK Brings Total Commitments for New Equity Capital to $32.88 Million that Will Support Combined Institution to Result from Merger LOS ANGELES, CA, (February 23, 2021) – Broadway Financial Corporation (“Broadway”) (NASDAQ: BYFC) today announced the execution of additi |
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| February 23, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 19, 2021 BROADWAY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39043 95-4547287 (State or other jurisdiction of incorporation or |
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| February 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) Broadway Financial Corporation (Name of Issuer) Common Stock, par value $0.01 per share, voting (Title of Class of Securities) 111444105 (CUSIP Number) December 31, 2020 (Date of Event which Requires Filing of this Statement) Check the appropriate box to |
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| February 11, 2021 |
MERGER PROPOSED—YOUR VOTE IS VERY IMPORTANT TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(3) Registration Statement No. 333-252185 MERGER PROPOSED—YOUR VOTE IS VERY IMPORTANT To the stockholders of Broadway Financial Corporation and CFBanc Corporation: The boards of directors of Broadway Financial Corporation (“Broadway”) and CFBanc Corporation (“CFBanc”) have each unanimously approved an agreement to merge our two companies in a me |
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| February 9, 2021 |
Consent of Raymond James & Associates, Inc. Exhibit 99.4 Consent of Raymond James & Associates, Inc. Raymond James & Associates, Inc. (“Raymond James”) consents to (i) the inclusion and description of our opinion letter dated August 25, 2020 to the Board of Directors of CFBanc Corporation (the “Company”) included as Annex C to the joint proxy statement/prospectus relating to the proposed merger of the Company with Broadway Financial Corpora |
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| February 9, 2021 |
BROADWAY FINANCIAL CORPORATION 5055 Wilshire Boulevard, Suite 500 Los Angeles, California 90036 February 9, 2021 VIA EDGAR U. |
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| February 9, 2021 |
Exhibit 99.1 |
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| February 9, 2021 |
TABLE OF CONTENTS As filed with the Securities and Exchange Commission on February 9, 2021 Registration No. |
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| February 9, 2021 |
Exhibit 99.2 |
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| February 9, 2021 |
CONSENT OF KEEFE, BRUYETTE & WOODS, INC. EX-99.3 8 nt10015880x2ex99-3.htm EXHIBIT 99.3 Exhibit 99.3 CONSENT OF KEEFE, BRUYETTE & WOODS, INC. We hereby consent to the inclusion of our opinion letter to the Board of Directors of Broadway Financial Corporation (“Broadway”), as Annex B to the Joint Proxy Statement/Prospectus which forms a part of Amendment No. 1 to the Registration Statement on Form S-4 filed on the date hereof (the “Registr |
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| January 29, 2021 |
Filed by: Broadway Financial Corporation (Registration No.: 333-252185) Pursuant to Rule 425 under the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934, as amended Subject Company: Broadway Financial Corporation (Commission File No.: 001-39043) Date: February 1, 2021 Merger Integration Update No. 6 Monday, February 1, 2021 | Interna |
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| January 27, 2021 |
Exhibit 10.1 BROADWAY FINANCIAL CORPORATION 5055 Wilshire Boulevard, Suite 500 Los Angeles, California 90036 January 14, 2021 Brenda J. Battey 5055 Wilshire Boulevard, Suite 500 Los Angeles, California 90036 Re: Employment Agreement Dear Brenda: Broadway Financial Corporation (“Broadway”) has entered into an Agreement and Plan of Merger with CFBanc Corporation (“CFB”), dated as of August 25, 2020 |
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| January 27, 2021 |
Financial Statements and Exhibits - 8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A Amendment No. 1 CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 14, 2021 BROADWAY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39043 95-4547287 (State or other jurisdiction of |
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| January 27, 2021 |
Exhibit 10.3 BROADWAY FINANCIAL CORPORATION 5055 Wilshire Boulevard, Suite 500 Los Angeles, California 90036 January 14, 2021 Ruth McCloud 5055 Wilshire Boulevard, Suite 500 Los Angeles, California 90036 Re: Employment Agreement Dear Ruth: Broadway Financial Corporation (“Broadway”) has entered into an Agreement and Plan of Merger with CFBanc Corporation (“CFB”), dated as of August 25, 2020 (such |
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| January 27, 2021 |
EX-10.3 4 brhc10019384ex10-3.htm EXHIBIT 10.3 Exhibit 10.3 BROADWAY FINANCIAL CORPORATION 5055 Wilshire Boulevard, Suite 500 Los Angeles, California 90036 January 14, 2021 Ruth McCloud 5055 Wilshire Boulevard, Suite 500 Los Angeles, California 90036 Re: Employment Agreement Dear Ruth: Broadway Financial Corporation (“Broadway”) has entered into an Agreement and Plan of Merger with CFBanc Corporati |
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| January 27, 2021 |
Exhibit 10.2 BROADWAY FINANCIAL CORPORATION 5055 Wilshire Boulevard, Suite 500 Los Angeles, California 90036 January 14, 2021 Norman Bellefeuille 5055 Wilshire Boulevard, Suite 500 Los Angeles, California 90036 Re: Employment Agreement Dear Norman: Broadway Financial Corporation (“Broadway”) has entered into an Agreement and Plan of Merger with CFBanc Corporation (“CFB”), dated as of August 25, 20 |
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| January 27, 2021 |
Exhibit 10.1 BROADWAY FINANCIAL CORPORATION 5055 Wilshire Boulevard, Suite 500 Los Angeles, California 90036 January 14, 2021 Brenda J. Battey 5055 Wilshire Boulevard, Suite 500 Los Angeles, California 90036 Re: Employment Agreement Dear Brenda: Broadway Financial Corporation (“Broadway”) has entered into an Agreement and Plan of Merger with CFBanc Corporation (“CFB”), dated as of August 25, 2020 |
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| January 27, 2021 |
Exhibit 10.2 BROADWAY FINANCIAL CORPORATION 5055 Wilshire Boulevard, Suite 500 Los Angeles, California 90036 January 14, 2021 Norman Bellefeuille 5055 Wilshire Boulevard, Suite 500 Los Angeles, California 90036 Re: Employment Agreement Dear Norman: Broadway Financial Corporation (“Broadway”) has entered into an Agreement and Plan of Merger with CFBanc Corporation (“CFB”), dated as of August 25, 20 |
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| January 27, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A Amendment No. 1 CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 14, 2021 BROADWAY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39043 95-4547287 (State or other jurisdiction of |
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| January 19, 2021 |
CONSENT OF BRIAN ARGRETT TO BE NAMED AS DIRECTOR Exhibit 99.5 CONSENT OF BRIAN ARGRETT TO BE NAMED AS DIRECTOR Pursuant to Rule 438 promulgated under the Securities Act of 1933, as amended (the “Securities Act”), the undersigned hereby consents to being named in the accompanying joint proxy statement/prospectus of Broadway Financial Corporation (“Broadway”) and CFBanc Corporation contained in the Registration Statement on Form S-4 to which this |
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| January 19, 2021 |
BROADWAY FINANCIAL CORPORATION STOCK PURCHASE AGREEMENT November 23, 2020 TABLE OF CONTENTS Exhibit 10.15 BROADWAY FINANCIAL CORPORATION STOCK PURCHASE AGREEMENT November 23, 2020 TABLE OF CONTENTS Page ARTICLE 1. PURCHASE; CLOSING 2 1.1 Issuance, Sale and Purchase 2 1.2 Closing; Deliverables for the Closing; Conditions to the Closing 2 ARTICLE 2. REPRESENTATIONS AND WARRANTIES 5 2.1 Certain Terms 5 2.2 Representations and Warranties of the Company 6 2.3 Representations and Warranties of |
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| January 19, 2021 |
CONSENT OF DAVID MCGRADY TO BE NAMED AS DIRECTOR Exhibit 99.9 CONSENT OF DAVID MCGRADY TO BE NAMED AS DIRECTOR Pursuant to Rule 438 promulgated under the Securities Act of 1933, as amended (the “Securities Act”), the undersigned hereby consents to being named in the accompanying joint proxy statement/prospectus of Broadway Financial Corporation (“Broadway”) and CFBanc Corporation contained in the Registration Statement on Form S-4 to which this |
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| January 19, 2021 |
Consent of Raymond James & Associates, Inc. Exhibit 99.4 Consent of Raymond James & Associates, Inc. Raymond James & Associates, Inc. (“Raymond James”) consents to (i) the inclusion and description of our opinion letter dated August 25, 2020 to the Board of Directors of CFBanc Corporation (the “Company”) included as Annex C to the joint proxy statement/prospectus relating to the proposed merger of the Company with Broadway Financial Corpora |
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| January 19, 2021 |
CONSENT OF MARIE JOHNS TO BE NAMED AS DIRECTOR Exhibit 99.7 CONSENT OF MARIE JOHNS TO BE NAMED AS DIRECTOR Pursuant to Rule 438 promulgated under the Securities Act of 1933, as amended (the “Securities Act”), the undersigned hereby consents to being named in the accompanying joint proxy statement/prospectus of Broadway Financial Corporation (“Broadway”) and CFBanc Corporation contained in the Registration Statement on Form S-4 to which this co |
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| January 19, 2021 |
TABLE OF CONTENTS As filed with the Securities and Exchange Commission on January 19, 2021 Registration No. |
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| January 19, 2021 |
BROADWAY FINANCIAL CORPORATION STOCK PURCHASE AGREEMENT November 23, 2020 TABLE OF CONTENTS Exhibit 10.14 BROADWAY FINANCIAL CORPORATION STOCK PURCHASE AGREEMENT November 23, 2020 TABLE OF CONTENTS PAGE ARTICLE 1. PURCHASE; CLOSING 2 1.1 Issuance, Sale and Purchase 2 1.2 Closing; Deliverables for the Closing; Conditions to the Closing 4 ARTICLE 2. REPRESENTATIONS AND WARRANTIES 4 2.1 Certain Terms 4 2.2 Representations and Warranties of the Company 5 2.3 Representations and Warranties of |
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| January 19, 2021 |
CONSENT OF ANNIE DONOVAN TO BE NAMED AS DIRECTOR Exhibit 99.6 CONSENT OF ANNIE DONOVAN TO BE NAMED AS DIRECTOR Pursuant to Rule 438 promulgated under the Securities Act of 1933, as amended (the “Securities Act”), the undersigned hereby consents to being named in the accompanying joint proxy statement/prospectus of Broadway Financial Corporation (“Broadway”) and CFBanc Corporation contained in the Registration Statement on Form S-4 to which this |
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| January 19, 2021 |
CONSENT OF WILLIAM LONGBRAKE TO BE NAMED AS DIRECTOR Exhibit 99.8 CONSENT OF WILLIAM LONGBRAKE TO BE NAMED AS DIRECTOR Pursuant to Rule 438 promulgated under the Securities Act of 1933, as amended (the “Securities Act”), the undersigned hereby consents to being named in the accompanying joint proxy statement/prospectus of Broadway Financial Corporation (“Broadway”) and CFBanc Corporation contained in the Registration Statement on Form S-4 to which t |
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| January 19, 2021 |
CONSENT OF KEEFE, BRUYETTE & WOODS, INC. Exhibit 99.3 CONSENT OF KEEFE, BRUYETTE & WOODS, INC. We hereby consent to the inclusion of our opinion letter to the Board of Directors of Broadway Financial Corporation (“Broadway”), as Annex B to the Joint Proxy Statement/Prospectus which forms a part of the Registration Statement on Form S-4 filed on the date hereof (the “Registration Statement”) relating to the proposed merger of CFBanc Corpo |
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| January 19, 2021 |
Exhibit 10.16 STOCK PURCHASE AGREEMENT by and between BROADWAY FINANCIAL CORPORATION and WELLS FARGO CENTRAL PACIFIC HOLDINGS, INC. dated as of November 24, 2020 TABLE OF CONTENTS Page ARTICLE 1. PURCHASE; CLOSING 2 1.1 Issuance, Sale and Purchase 2 1.2 Closing; Deliverables for the Closing; Conditions to the Closing 2 ARTICLE 2. REPRESENTATIONS AND WARRANTIES 4 2.1 Certain Terms 4 2.2 Representat |
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| January 19, 2021 |
BYLAWS OF BROADWAY FINANCIAL CORPORATION ARTICLE I. Exhibit 3.3 BYLAWS OF BROADWAY FINANCIAL CORPORATION ARTICLE I. NAME Section 1.1 Name. The name of the corporation shall be “Broadway Financial Corporation.” ARTICLE II. OFFICES Section 2.1 Registered Office. The corporation shall at all times maintain a registered office in the State of Delaware, which, except as otherwise determined by the Board of Directors of the corporation (the “Board”), sha |
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| January 14, 2021 |
AMENDMENT NO. 1 TO AGREEMENT AND PLAN OF MERGER Exhibit 2.1 AMENDMENT NO. 1 TO AGREEMENT AND PLAN OF MERGER THIS AMENDMENT NO. 1 (“Amendment”) to the AGREEMENT AND PLAN OF MERGER (“Agreement”) is made and entered into as of January 14, 2021, by and among Broadway Financial Corporation, a Delaware corporation (“BYFC”) and CFBanc Corporation, a District of Columbia corporation (“CFB”). PREAMBLE BYFC and CFB entered into the Agreement on August 25 |
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| January 14, 2021 |
Exhibit 10.2 BROADWAY FINANCIAL CORPORATION 5055 Wilshire Boulevard, Suite 500 Los Angeles, California 90036 January 14, 2020 Norman Bellefeuille 5055 Wilshire Boulevard, Suite 500 Los Angeles, California 90036 Re: Employment Agreement Dear Norman: Broadway Financial Corporation (“Broadway”) has entered into an Agreement and Plan of Merger with CFBanc Corporation (“CFB”), dated as of August 25, 20 |
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| January 14, 2021 |
Exhibit 10.3 BROADWAY FINANCIAL CORPORATION 5055 Wilshire Boulevard, Suite 500 Los Angeles, California 90036 January 14, 2020 Ruth McCloud 5055 Wilshire Boulevard, Suite 500 Los Angeles, California 90036 Re: Employment Agreement Dear Ruth: Broadway Financial Corporation (“Broadway”) has entered into an Agreement and Plan of Merger with CFBanc Corporation (“CFB”), dated as of August 25, 2020 (such |
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| January 14, 2021 |
Exhibit 10.1 BROADWAY FINANCIAL CORPORATION 5055 Wilshire Boulevard, Suite 500 Los Angeles, California 90036 January 14, 2020 Brenda J. Battey 5055 Wilshire Boulevard, Suite 500 Los Angeles, California 90036 Re: Employment Agreement Dear Brenda: Broadway Financial Corporation (“Broadway”) has entered into an Agreement and Plan of Merger with CFBanc Corporation (“CFB”), dated as of August 25, 2020 |
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| January 14, 2021 |
AMENDMENT NO. 1 TO AGREEMENT AND PLAN OF MERGER Exhibit 2.1 AMENDMENT NO. 1 TO AGREEMENT AND PLAN OF MERGER THIS AMENDMENT NO. 1 (“Amendment”) to the AGREEMENT AND PLAN OF MERGER (“Agreement”) is made and entered into as of January 14, 2021, by and among Broadway Financial Corporation, a Delaware corporation (“BYFC”) and CFBanc Corporation, a District of Columbia corporation (“CFB”). PREAMBLE BYFC and CFB entered into the Agreement on August 25 |
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| January 14, 2021 |
Exhibit 10.2 BROADWAY FINANCIAL CORPORATION 5055 Wilshire Boulevard, Suite 500 Los Angeles, California 90036 January 14, 2020 Norman Bellefeuille 5055 Wilshire Boulevard, Suite 500 Los Angeles, California 90036 Re: Employment Agreement Dear Norman: Broadway Financial Corporation (“Broadway”) has entered into an Agreement and Plan of Merger with CFBanc Corporation (“CFB”), dated as of August 25, 20 |
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| January 14, 2021 |
Exhibit 10.1 BROADWAY FINANCIAL CORPORATION 5055 Wilshire Boulevard, Suite 500 Los Angeles, California 90036 January 14, 2020 Brenda J. Battey 5055 Wilshire Boulevard, Suite 500 Los Angeles, California 90036 Re: Employment Agreement Dear Brenda: Broadway Financial Corporation (“Broadway”) has entered into an Agreement and Plan of Merger with CFBanc Corporation (“CFB”), dated as of August 25, 2020 |
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| January 14, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 14, 2021 BROADWAY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39043 95-4547287 (State or other jurisdiction of incorporation or organization) (Commission File No. |
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| January 14, 2021 |
Exhibit 10.3 BROADWAY FINANCIAL CORPORATION 5055 Wilshire Boulevard, Suite 500 Los Angeles, California 90036 January 14, 2020 Ruth McCloud 5055 Wilshire Boulevard, Suite 500 Los Angeles, California 90036 Re: Employment Agreement Dear Ruth: Broadway Financial Corporation (“Broadway”) has entered into an Agreement and Plan of Merger with CFBanc Corporation (“CFB”), dated as of August 25, 2020 (such |
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| January 14, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 14, 2021 BROADWAY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39043 95-4547287 (State or other jurisdiction of incorporation or organization) (Commission File No. |
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| January 5, 2021 |
Exhibit 99.1 Media Contacts: Kerry-Ann Hamilton [email protected] 202.230.6219 Brenda Battey [email protected] 323-556-3264 Gloria Nauden [email protected] 202.528.9005 Broadway Financial Corporation and CFBanc Corporation Announce Receipt of Regulatory Approvals for Merger WASHINGTON, D.C. and LOS ANGELES, CA (January 4, 2021) – Broadway Financial Corporation (“Br |
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| January 5, 2021 |
Financial Statements and Exhibits, Other Events - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 4, 2021 BROADWAY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39043 95-4547287 (State or other jurisdiction of incorporation or or |
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| January 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 4, 2021 BROADWAY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39043 95-4547287 (State or other jurisdiction of incorporation or or |
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| January 5, 2021 |
Exhibit 99.1 Media Contacts: Kerry-Ann Hamilton [email protected] 202.230.6219 Brenda Battey [email protected] 323-556-3264 Gloria Nauden [email protected] 202.528.9005 Broadway Financial Corporation and CFBanc Corporation Announce Receipt of Regulatory Approvals for Merger WASHINGTON, D.C. and LOS ANGELES, CA (January 4, 2021) – Broadway Financial Corporation (“Br |
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| December 21, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Broadway Financial Corporation (Name of Issuer) Common Stock, par value $0.01 per share, voting (Title of Class of Securities) 111444105 (CUSIP Number) December 11, 2020 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule |
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| December 8, 2020 |
Filed by: Broadway Financial Corporation (Commission File No.: 001-39043) Pursuant to Rule 425 under the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934, as amended Subject Company: Broadway Financial Corporation (Commission File No.: 001-39043) Date: December 8, 2020 Integration Update No. 3 – Final TEAM DRAFT Tuesday, December 8, |
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| November 25, 2020 |
Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 23, 2020 BROADWAY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39043 95-4547287 (State or other jurisdiction of incorporation or |
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| November 25, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 23, 2020 BROADWAY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39043 95-4547287 (State or other jurisdiction of incorporation or |
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| November 23, 2020 |
Filed by: Broadway Financial Corporation (Commission File No.: 001-39043) Pursuant to Rule 425 under the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934, as amended Subject Company: Broadway Financial Corporation (Commission File No.: 001-39043) Date: November 23, 2020 Integration Update No. 2 Monday, November 23, 2020 | Internal & |
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| November 16, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For transition period from to Commission file number 001-39043 BROADWAY FINANCIAL CORPORA |
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| November 12, 2020 |
Broadway Financial Corporation Announces Results for 3rd Quarter 2020 Exhibit 99.1 News Release FOR IMMEDIATE RELEASE Broadway Financial Corporation Announces Results for 3rd Quarter 2020 LOS ANGELES, CA ? (BUSINESS WIRE) ? November 10, 2020 ? Broadway Financial Corporation (the ?Company?) (The Nasdaq Stock Market LLC: BYFC), parent company of Broadway Federal Bank, f.s.b. (the ?Bank?), today reported a net loss of $244 thousand, or ($0.01) per diluted share, for th |
