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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Simplify Exchange Traded Funds - Simplify China A Shares PLUS Income ETF
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| June 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 001-39728 CASCADE ACQUISITION CORP. (Exact name of registrant as specified |
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| June 8, 2022 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on June 21, 2022, pursuant to the provisions of Rule 12d2-2 (a). |
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| May 23, 2022 |
Exhibit 99.1 Cascade Acquisition Corp. Provides Update on its Intended Liquidation and Redemption of Class A Common Stock New York, NY, May 23, 2022 ? Cascade Acquisition Corp. (NYSE: CAS) (the ?Company?) today announced that, further to the prior announcement of its determination to liquidate, the effective date for the Company?s redemption of all of its outstanding shares of Class A common stock |
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| May 23, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-39728 Cascade Acquisit |
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| May 23, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 23, 2022 CASCADE ACQUISITION CORP. (Exact name of registrant as specified in its charter) Delaware 001-39728 85-2562068 (State or other jurisdiction of incorporation) (Commission |
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| May 18, 2022 |
Cascade Acquisition Corp. Announces Liquidation Exhibit 99.1 Cascade Acquisition Corp. Announces Liquidation New York, NY, May 18, 2022 (GLOBE NEWSWIRE) - Cascade Acquisition Corp. (NYSE: CAS) (the ?Company?) announced today that, due to its anticipated inability to consummate an initial business combination within the time period required by its Amended and Restated Certificate of Incorporation, the Company intends to dissolve and liquidate in |
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| May 18, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 18, 2022 Cascade Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware 001-39728 85-2562068 (State or other jurisdiction of incorporation) (Commission |
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| May 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING Commission File Number: 001-39728 (Check one): ? Form 10-K ? Form 20-F ? Form 11-K x Form 10-Q ? Form 10-D ? Form N-SAR ? Form N-CSR For Period Ended: March 31, 2022 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on |
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| April 4, 2022 |
CAS / Cascade Acquisition Corp / MILLENNIUM MANAGEMENT LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 CASCADE ACQUISITION CORP. (Name of Issuer) CLASS A COMMON STOCK, PAR VALUE $0.0001 PER SHARE (Title of Class of Securities) 147151104 (CUSIP Number) MARCH 29, 2022 (Date of event which requires filing of this statement) Check the appropriate box to designate the rule pursu |
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| March 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-39728 CASCADE ACQUISITI |
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| March 2, 2022 |
Page 10 of 10 EXHIBIT A JOINT FILING AGREEMENT The undersigned hereby agree that the statement on Schedule 13G with respect to the Class A Common Stock of Cascade Acquisition Corp. |
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| March 2, 2022 |
CAS / Cascade Acquisition Corp / Linden Capital L.P. - SC 13G Passive Investment SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Cascade Acquisition Corp. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 147151104 (CUSIP Number) February 22, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box |
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| February 14, 2022 |
CAS / Cascade Acquisition Corp / CITADEL ADVISORS LLC - CASCADE ACQUISITION CORP Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ? 240.13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO ? 240.13d-2 (Amendment No. 2)* Cascade Acquisition Corp (Name of Issuer) Class A common stock, $0.0001 par value per share (the ?Shares?) (Title of Class of Securities) 1 |
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| February 11, 2022 |
EXHIBIT 1 JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k) The undersigned acknowledge and agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G shall be filed on behalf of each of the undersigned without the necessity of filing additional joint acquisition statements. |
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| February 11, 2022 |
EXHIBIT 2 POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENT, that I, Michael Edward Platt, hereby make, constitute and appoint Steven Pariente, acting individually, as my agent and attorney-in-fact for the purpose of executing in my name, (a) in my personal capacity or (b) in my capacity as principal of, or in other capacities with, BlueCrest Capital Management Limited, a company organized under the |
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| February 11, 2022 |
CAS / Cascade Acquisition Corp / BlueCrest Capital Management Ltd - SC 13GA Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Cascade Acquisition Corp. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 147151104 (CUSIP Number) 31 December 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to w |
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| February 2, 2022 |
CAS / Cascade Acquisition Corp / INTEGRATED CORE STRATEGIES (US) LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (AMENDMENT NO. 1) CASCADE ACQUISITION CORP. (Name of Issuer) CLASS A COMMON STOCK, PAR VALUE $0.0001 PER SHARE (Title of Class of Securities) 147151104 (CUSIP Number) DECEMBER 31, 2021 (Date of event which requires filing of this statement) Check the appropriate box to des |
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| December 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 2) (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-397 |
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| November 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 13, 2021 CASCADE ACQUISITION CORP. (Exact name of registrant as specified in its charter) Delaware 001-39728 85-2562068 (State or other jurisdiction of incorporation) (Commis |
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| November 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-39728 Cascade Acqu |
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| August 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-39728 Cascade Acquisiti |
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| June 29, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-39728 Cascade Acquisit |
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| June 29, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-397 |
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| June 2, 2021 |
Exhibit 99.1 Cascade Acquisition Corp. Announces Receipt of Notice from NYSE Regarding Late Filing of Quarterly Report on Form 10-Q New York, NY, June 2, 2021 (GLOBE NEWSWIRE) ? Cascade Acquisition Corp. (NYSE: CAS) (the ?Company?) today announced that it has received a notice (?Notice?) from the NYSE Regulation staff of the New York Stock Exchange (the ?NYSE?) as a result of its failure to file i |
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| June 2, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 2, 2021 (May 25, 2021) Cascade Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware 001-39728 85-2562068 (State or other jurisdiction of incorporatio |
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| May 27, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 16, 2021 CASCADE ACQUISITION CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 001-39728 85-2562068 (State or other jurisdiction of incorpor |
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| May 27, 2021 |
CASCADE ACQUISITION CORP. 1900 Sunset Harbour Dr. Suite 2102 Miami Beach, Florida 33139 CASCADE ACQUISITION CORP. 1900 Sunset Harbour Dr. Suite 2102 Miami Beach, Florida 33139 VIA EDGAR May 27, 2021 U.S. Securities & Exchange Commission Division of Corporation Finance Office of Real Estate and Construction 100 F Street, NE Washington, D.C. 20549 Attn: Mr. William Demarest Re: Cascade Acquisition Corp. Current Report on Form 8-K Submitted May 17, 2021 File No. 001-39728 Dear Mr. Demar |
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| May 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 16, 2021 CASCADE ACQUISITION CORP. (Exact Name of Registrant as Specified in its Charter) Delaware 001-39728 85-2562068 (State or other jurisdiction of incorporation) (Commission |
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| May 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING Commission File Number: 001-39728 (Check one): ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-SAR ? Form N-CSR For Period Ended: March 31, 2021 ?Transition Report on Form 10-K ?Transition Report on Form 20-F ?Transition Report on Form 11-K ?Transition Report on Form |
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| March 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-39728 CASCADE ACQUISITI |
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| March 30, 2021 |
Exhibit 10.8 Cascade Acquisition Corp. 1900 Sunset Harbour Dr. Suite 2102 Miami Beach, Florida 33139 January 30, 2021 Via Electronic Mail Philip Bulhon, Managing Member Bulhon Advisors, LLC Re: Independent Contractor Agreement Dear Philip: This letter agreement (this ?Agreement?) sets forth the terms and conditions whereby you (?you? or ?Consultant?) agree to provide certain services (as described |
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| March 30, 2021 |
Description of Registered Securities*** EX-4.5 2 f10k2020ex4-5cascadeacq.htm DESCRIPTION OF REGISTERED SECURITIES Exhibit 4.5 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED As of December 31, 2020, Cascade Acquisition Corp. (“we,” “our,” “us” or the “Company”) did not have any securities registered under the Securities Exchange Act of 1934, as amended (the |
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| February 26, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Cascade Acquisition Corp. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 147151104 (CUSIP Number) 17 February 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to wh |
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| February 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 Cascade Acquisition Corp. (Name of Issuer) Class A common stock, par value $0.0001 per share (Title of Class of Securities) 147151 104 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule p |
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| February 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G*/ (Rule 13d-102) Under the Securities Exchange Act of 1934 (Amendment No. 1)* Cascade Acquisition Corp. (Name of Issuer) Class A common stock, par value $0.0001 per share (Title of Class of Securities) 147151104 (CUSIP Number) December 31, 2020 Date of Event Which Requires Filing of the Statement Check the appropr |
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| February 16, 2021 |
EXHIBIT 99.1 JOINT FILING AGREEMENT The undersigned hereby agree that the Statement on Schedule 13G/A filed herewith (and any amendments thereto), relating to the Class A common stock of Cascade Acquisition Corp., a Delaware corporation, is being filed jointly with the Securities and Exchange Commission pursuant to Rule 13d-1(c) under the Securities Exchange Act of 1934, as amended, on behalf of e |
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| February 8, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Cascade Acquisition Corp. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 147151203 (CUSIP Number) December 31, 2020 (Date of Event which Requires Filing of this Statement) Check the appropriate box to des |
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| February 4, 2021 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 30, 2021 Cascade Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware 001-39728 85-2562068 (State or other jurisdiction of incorporation) (Commiss |
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| January 19, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 12, 2021 Cascade Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware 001-39728 85-2562068 (State or other jurisdiction of incorporation) (Commiss |
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| January 19, 2021 |
Exhibit 99.1 Cascade Acquisition Corp. Announces the Separate Trading of its Class A Common Stock and Warrants, Commencing January 15, 2021 NEW YORK, NY, January 12, 2021 - Cascade Acquisition Corp. (the “Company” or “CAS”) announced that, commencing January 15, 2021, holders of the units sold in the Company’s initial public offering may elect to separately trade shares of the Company’s Class A co |
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| December 11, 2020 |
Entry into a Material Definitive Agreement - CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 9, 2020 Cascade Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware 001-39728 85-2562068 (State or other jurisdiction of incorporation) (Commiss |
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| December 7, 2020 |
EXHIBIT 99.1 JOINT FILING AGREEMENT The undersigned hereby agree that the Statement on Schedule 13G filed herewith (and any amendments thereto), relating to the common stock of Cascade Acquisition Corp., a Delaware corporation, is being filed jointly with the Securities and Exchange Commission pursuant to Rule 13d-1(c) under the Securities Exchange Act of 1934, as amended, on behalf of each of the |
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| December 7, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G*/ (Rule 13d-102) Cascade Acquisition Corp. (Name of Issuer) Class A common stock, par value $0.0001 per share (Title of Class of Securities) 147151203** (CUSIP Number) November 25, 2020 Date of Event Which Requires Filing of the Statement Check the appropriate box to designate the rule pursuant to which this Sched |
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| December 1, 2020 |
Financial Statements and Exhibits, Other Events - CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 24, 2020 Cascade Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware 001-39728 85-2562068 (State or other jurisdiction of incorporation) (Commis |
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| December 1, 2020 |
Exhibit 99.1 INDEX TO FINANCIAL STATEMENT Page Audited Financial Statement of Cascade Acquisition Corp.: Report of Independent Registered Public Accounting Firm F-2 Balance Sheet as of November 24, 2020 F-3 Notes to Financial Statement F-4 F-1 REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Stockholders and the Board of Directors of Cascade Acquisition Corp. Opinion on the Financial |
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| November 27, 2020 |
SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 CASCADE ACQUISITION CORP. (Name of Issuer) CLASS A COMMON STOCK, PAR VALUE $0.0001 PER SHARE (Title of Class of Securities) 147151203** (CUSIP Number) NOVEMBER 20, 2020 (Date of event which requires filing of this statement) Check the appropriate box to design |
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| November 25, 2020 |
Exhibit 1.1 20,000,000 Units Cascade Acquisition Corp. UNDERWRITING AGREEMENT November 19, 2020 Credit Suisse Securities (USA) LLC Morgan Stanley & Co. LLC As Representatives of the several Underwriters listed in Schedule I hereto c/o Credit Suisse Securities (USA) LLC Eleven Madison Avenue New York, New York 10010-3629 c/o Morgan Stanley & Co. LLC 1585 Broadway New York, New York 10036 Dear Ladie |
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| November 25, 2020 |
Amended and Restated Certificate of Incorporation. (4) Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF Cascade Acquisition Corp. November 19, 2020 Cascade Acquisition Corp., a corporation organized and existing under the laws of the State of Delaware (the “Corporation”), DOES HEREBY CERTIFY AS FOLLOWS: 1. The name of the Corporation is “Cascade Acquisition Corp.”. The original certificate of incorporation of the Corporation was filed |
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| November 25, 2020 |
Exhibit 10.5 PRIVATE PLACEMENT WARRANTS PURCHASE AGREEMENT THIS PRIVATE PLACEMENT WARRANTS PURCHASE AGREEMENT (as it may from time to time be amended, this “Agreement”), dated as of November 19, 2020, is entered into by and between Cascade Acquisition Corp., a Delaware corporation (the “Company”), and Cascade Acquisition Holdings LLC, a Delaware limited liability company (the “Purchaser”). WHEREAS |
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| November 25, 2020 |
Exhibit 10.4 REGISTRATION AND STOCKHOLDER RIGHTS AGREEMENT THIS REGISTRATION AND STOCKHOLDER RIGHTS AGREEMENT (this “Agreement”), dated as of November 19, 2020, is made and entered into by and among Cascade Acquisition Corp., a Delaware corporation (the “Company”), Cascade Acquisition Holdings LLC, a Delaware limited liability company (the “Sponsor”), and the undersigned parties listed under Holde |
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| November 25, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 19, 2020 Cascade Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware 001-39728 85-2562068 (State or other jurisdiction of incorporation) (Commis |
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| November 25, 2020 |
Exhibit 10.2 November 19, 2020 Cascade Acquisition Corp. 1900 Sunset Harbour Dr., Suite 2102 Miami Beach, Florida 33139 Credit Suisse Securities (USA) LLC Eleven Madison Avenue New York, NY 10010 Morgan Stanley & Co. LLC 1585 Broadway New York, New York 10036 Re: Initial Public Offering Ladies and Gentlemen: This letter (the “Letter Agreement”) is being delivered to you in accordance with the Unde |
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| November 25, 2020 |
Letter Agreement, dated November 19, 2020, by and among the Company and the Sponsor. (4) Exhibit 10.1 November 19, 2020 Cascade Acquisition Corp. 1900 Sunset Harbour Dr., Suite 2102 Miami Beach, Florida 33139 Credit Suisse Securities (USA) LLC Eleven Madison Avenue New York, NY 10010 Morgan Stanley & Co. LLC 1585 Broadway New York, New York 10036 Re: Initial Public Offering Ladies and Gentlemen: This letter (the “Letter Agreement”) is being delivered to you in accordance with the Unde |
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| November 25, 2020 |
Cascade Acquisition Corp. Announces Pricing of $200,000,000 Initial Public Offering Exhibit 99.1 Cascade Acquisition Corp. Announces Pricing of $200,000,000 Initial Public Offering New York, NY, November 19, 2020 (GLOBE NEWSWIRE) - Cascade Acquisition Corp. (the “Company”) announced today that it priced its initial public offering of 20,000,000 units, at $10.00 per unit. The units will be listed on the New York Stock Exchange (“NYSE”) and will begin trading on Friday, November 20 |
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| November 25, 2020 |
Exhibit 4.1 WARRANT AGREEMENT THIS WARRANT AGREEMENT (this “Agreement”), dated as of November 19, 2020, is by and between Cascade Acquisition Corp., a Delaware corporation (the “Company”), and Continental Stock Transfer & Trust Company, a New York limited purpose trust company, as warrant agent (the “Warrant Agent” and, in its capacity as transfer agent, referred to herein as the “Transfer Agent”) |
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| November 25, 2020 |
Exhibit 10.3 INVESTMENT MANAGEMENT TRUST AGREEMENT This Investment Management Trust Agreement (this “Agreement”) is made effective as of November 19, 2020, by and between Cascade Acquisition Corp., a Delaware corporation (the “Company”), and Continental Stock Transfer & Trust Company, a New York limited purpose trust company (the “Trustee”). WHEREAS, the Company’s registration statement on Form S- |
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| November 23, 2020 |
$200,000,000 Cascade Acquisition Corp. 20,000,000 Units Filed Pursuant to Rule 424(b)(4) Registration No. 333-249354 PROSPECTUS $200,000,000 Cascade Acquisition Corp. 20,000,000 Units Cascade Acquisition Corp. is a blank check company newly incorporated for the purpose of effecting a merger, capital stock exchange, asset acquisition, stock purchase, reorganization or similar business combination with one or more businesses, which we refer to as our ini |
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| November 19, 2020 |
8-A12B 1 ea130193-8a12bcascade.htm REGISTRATION OF CERTAIN CLASSES OF SECURITIES UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 CASCADE ACQUISITION CORP. (Exact Name of Registrant as Specified in Its Charter) Delaware 85-2562068 (State of Inc |
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| November 18, 2020 |
November 18, 2020 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Maryse Mills-Apenteng Re: Cascade Acquisition Corp. Registration Statement on Form S-1 Filed October 7, 2020, as amended File No. 333-249354 Dear Ms. Mills-Apenteng: Pursuant to Rule 461 of the General Rules and Regulations under the Securities Ac |
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| November 18, 2020 |
Cascade Acquisition Corp. 1900 Sunset Harbour Dr. Suite 2102 Miami Beach, Florida 33139 November 18, 2020 VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, N.E. Mail Stop 3030 Washington, D.C. 20549 Attention: Maryse Mills-Apenteng Re: Cascade Acquisition Corp. Registration Statement on Form S-1 Filed October 7, 2020, as amended File No. 333-249354 Dear Ms. Mills-Apenteng: Pursuant t |
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| November 16, 2020 |
Form of Letter Agreement between the Registrant and the Sponsor.* Exhibit 10.7 [ ], 2020 Cascade Acquisition Corp. 1900 Sunset Harbour Dr., Suite 2102 Miami Beach, Florida 33139 Credit Suisse Securities (USA) LLC Eleven Madison Avenue New York, NY 10010 Morgan Stanley & Co. LLC 1585 Broadway New York, New York 10036 Re: Initial Public Offering Ladies and Gentlemen: This letter (the ?Letter Agreement?) is being delivered to you in accordance with the Underwriting |
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| November 16, 2020 |
Form of Amended and Restated Certificate of Incorporation.* Exhibit 3.2 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF Cascade Acquisition Corp. , 2020 Cascade Acquisition Corp., a corporation organized and existing under the laws of the State of Delaware (the ?Corporation?), DOES HEREBY CERTIFY AS FOLLOWS: 1. The name of the Corporation is ?Cascade Acquisition Corp.?. The original certificate of incorporation of the Corporation was filed with the Se |
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| November 16, 2020 |
Form of Underwriting Agreement.* Exhibit 1.1 20,000,000 Units Cascade Acquisition Corp. UNDERWRITING AGREEMENT [?], 2020 Credit Suisse Securities (USA) LLC Morgan Stanley & Co. LLC As Representatives of the several Underwriters listed in Schedule I hereto c/o Credit Suisse Securities (USA) LLC Eleven Madison Avenue New York, New York 10010-3629 c/o Morgan Stanley & Co. LLC 1585 Broadway New York, New York 10036 Dear Ladies and Ge |
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| November 16, 2020 |
As filed with the U.S. Securities and Exchange Commission on November 16, 2020. As filed with the U.S. Securities and Exchange Commission on November 16, 2020. Registration No. 333-249354 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 4 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Cascade Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware 6770 85-2562068 (State or other jurisdiction o |
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| November 16, 2020 |
Exhibit 14.1 CODE OF ETHICS OF CASCADE ACQUISITION CORP. 1. Introduction The Board of Directors (the ?Board?) of Cascade Acquisition Corp. has adopted this code of ethics (this ?Code?), as amended from time to time by the Board and which is applicable to all of the Company?s directors, officers and employees to: ? promote honest and ethical conduct, including the ethical handling of actual or appa |
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| November 16, 2020 |
Form of Private Placement Warrants Purchase Agreement between the Registrant and the Sponsor.* Exhibit 10.3 PRIVATE PLACEMENT WARRANTS PURCHASE AGREEMENT THIS PRIVATE PLACEMENT WARRANTS PURCHASE AGREEMENT (as it may from time to time be amended, this ?Agreement?), dated as of [ ], 2020, is entered into by and between Cascade Acquisition Corp., a Delaware corporation (the ?Company?), and Cascade Acquisition Holdings LLC, a Delaware limited liability company (the ?Purchaser?). WHEREAS, the Co |
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| November 16, 2020 |
Exhibit 4.4 WARRANT AGREEMENT THIS WARRANT AGREEMENT (this ?Agreement?), dated as of [ ], 2020, is by and between Cascade Acquisition Corp., a Delaware corporation (the ?Company?), and Continental Stock Transfer & Trust Company, a New York limited purpose trust company, as warrant agent (the ?Warrant Agent? and, in its capacity as transfer agent, referred to herein as the ?Transfer Agent?). WHEREA |
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| November 16, 2020 |
Exhibit 10.8 [ ], 2020 Cascade Acquisition Corp. 1900 Sunset Harbour Dr., Suite 2102 Miami Beach, Florida 33139 Credit Suisse Securities (USA) LLC Eleven Madison Avenue New York, NY 10010 Morgan Stanley & Co. LLC 1585 Broadway New York, New York 10036 Re: Initial Public Offering Ladies and Gentlemen: This letter (the ?Letter Agreement?) is being delivered to you in accordance with the Underwriting |
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| November 16, 2020 |
Exhibit 10.1 INVESTMENT MANAGEMENT TRUST AGREEMENT This Investment Management Trust Agreement (this ?Agreement?) is made effective as of [ ], 2020, by and between Cascade Acquisition Corp., a Delaware corporation (the ?Company?), and Continental Stock Transfer & Trust Company, a New York limited purpose trust company (the ?Trustee?). WHEREAS, the Company?s registration statement on Form S-1, File |
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| November 16, 2020 |
EX-10.2 6 fs12020a4ex10-2cascade.htm FORM OF REGISTRATION AND STOCKHOLDER RIGHTS AGREEMENT AMONG THE REGISTRANT, THE SPONSOR AND CERTAIN SECURITYHOLDERS SIGNATORY THERETO Exhibit 10.2 REGISTRATION AND STOCKHOLDER RIGHTS AGREEMENT THIS REGISTRATION AND STOCKHOLDER RIGHTS AGREEMENT (this “Agreement”), dated as of [ ], 2020, is made and entered into by and among Cascade Acquisition Corp., a Delaware |
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| October 22, 2020 |
Power of Attorney (included on signature page).** As filed with the U.S. Securities and Exchange Commission on October 22, 2020. Registration No. 333-249354 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 3 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Cascade Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware 6770 85-2562068 (State or other jurisdiction of |
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| October 22, 2020 |
Form of Amended and Restated Certificate of Incorporation.* Exhibit 3.2 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF Cascade Acquisition Corp. , 2020 Cascade Acquisition Corp., a corporation organized and existing under the laws of the State of Delaware (the “Corporation”), DOES HEREBY CERTIFY AS FOLLOWS: 1. The name of the Corporation is “Cascade Acquisition Corp.”. The original certificate of incorporation of the Corporation was filed with the Se |
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| October 20, 2020 |
Form of Compensation Committee Charter.** Exhibit 99.2 CASCADE ACQUISITION CORP. Compensation Committee Charter I. Purpose The purposes of the Compensation Committee (the “Committee”) of the Board of Directors (the “Board”) of Cascade Acquisition Corp. (the “Company”) shall be to oversee the Company’s compensation and employee benefit plans and practices, including its executive compensation plans, and its incentive-compensation and equit |
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| October 20, 2020 |
As filed with the U.S. Securities and Exchange Commission on October 20, 2020. Registration No. 333-249354 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 2 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Cascade Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware 6770 85-2562068 (State or other jurisdiction of |
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| October 20, 2020 |
Exhibit 10.2 REGISTRATION AND STOCKHOLDER RIGHTS AGREEMENT THIS REGISTRATION AND STOCKHOLDER RIGHTS AGREEMENT (this “Agreement”), dated as of [ ], 2020, is made and entered into by and among Cascade Acquisition Corp., a Delaware corporation (the “Company”), Cascade Acquisition Holdings LLC, a Delaware limited liability company (the “Sponsor”), and the undersigned parties listed under Holder on the |
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| October 20, 2020 |
Form of Corporate Governance and Nominating Committee Charter** Exhibit 99.3 Cascade Acquisition Corp. Corporate Governance AND Nominating Committee CHARTER I. Purpose The purposes of the Corporate Governance and Nominating Committee (the “Committee”) of the Board of Directors (the “Board”) of Cascade Acquisition Corp. (the “Company”) shall be to: (a) identify and to recommend individuals qualified to serve as directors of the Company and on committees of the |
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| October 20, 2020 |
Form of Indemnity Agreement.** Exhibit 10.4 INDEMNITY AGREEMENT THIS INDEMNITY AGREEMENT (this "Agreement") is made as of , 2020, by and between Cascade Acquisition Corp., a Delaware corporation (the "Company"), and ("Indemnitee"). RECITALS WHEREAS, highly competent persons have become more reluctant to serve publicly-held corporations as directors, officers or in other capacities unless they are provided with adequate protecti |
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| October 20, 2020 |
Form of Audit Committee Charter.** Exhibit 99.1 CASCADE ACQUISITION CORP. Audit Committee CHARTER I. Purpose The purposes of the Audit Committee (the “Committee”) of the Board of Directors (the “Board”) of Cascade Acquisition Corp. (the “Company”) shall be to provide assistance to the Board in fulfilling its legal and fiduciary obligations to oversee: A. the quality and integrity of the Company’s financial statements and other fina |
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| October 20, 2020 |
As filed with the U.S. Securities and Exchange Commission on October 19, 2020. Registration No. 333-249354 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Cascade Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware 6770 85-2562068 (State or other jurisdiction of |
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| October 20, 2020 |
Exhibit 10.8 [ ], 2020 Cascade Acquisition Corp. 1900 Sunset Harbour Dr., Suite 2102 Miami Beach, Florida 33139 Credit Suisse Securities (USA) LLC Eleven Madison Avenue New York, NY 10010 Morgan Stanley & Co. LLC 1585 Broadway New York, New York 10036 Re: Initial Public Offering Ladies and Gentlemen: This letter (the "Letter Agreement") is being delivered to you in accordance with the Underwriting |
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| October 20, 2020 |
Exhibit 10.1 INVESTMENT MANAGEMENT TRUST AGREEMENT This Investment Management Trust Agreement (this “Agreement”) is made effective as of [ ], 2020, by and between Cascade Acquisition Corp., a Delaware corporation (the “Company”), and Continental Stock Transfer & Trust Company, a New York limited purpose trust company (the “Trustee”). WHEREAS, the Company’s registration statement on Form S-1, File |
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| October 20, 2020 |
Form of Letter Agreement between the Registrant and the Sponsor.** Exhibit 10.7 [ ], 2020 Cascade Acquisition Corp. 1900 Sunset Harbour Dr., Suite 2102 Miami Beach, Florida 33139 Credit Suisse Securities (USA) LLC Eleven Madison Avenue New York, NY 10010 Morgan Stanley & Co. LLC 1585 Broadway New York, New York 10036 Re: Initial Public Offering Ladies and Gentlemen: This letter (the "Letter Agreement") is being delivered to you in accordance with the Underwriting |
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| October 20, 2020 |
Specimen Class A Common Stock Certificate (2) Exhibit 4.2 NUMBER SHARES C- CUSIP 147151 104 SEE REVERSE FOR CERTAIN DEFINITIONS Cascade Acquisition Corp. INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE CLASS A COMMON STOCK This Certifies that is the owner of FULLY PAID AND NON-ASSESSABLE SHARES OF THE PAR VALUE OF $0.0001 EACH OF THE CLASS A COMMON STOCK OF Cascade Acquisition Corp. (THE "COMPANY") transferable on the books of the Compan |
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| October 20, 2020 |
Specimen Warrant Certificate (2) Exhibit 4.3 [FACE] Number Warrants THIS WARRANT SHALL BE VOID IF NOT EXERCISED PRIOR TO THE EXPIRATION OF THE EXERCISE PERIOD PROVIDED FOR IN THE WARRANT AGREEMENT DESCRIBED BELOW Cascade Acquisition Corp. Incorporated Under the Laws of the State of Delaware CUSIP 147151 112 Warrant Certificate This Warrant Certificate certifies that , or its registered assigns, is the registered holder of warrant |
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| October 20, 2020 |
Form of Warrant Agreement between Continental Stock Transfer & Trust Company and the Registrant.** Exhibit 4.4 WARRANT AGREEMENT THIS WARRANT AGREEMENT (this “Agreement”), dated as of [ ], 2020, is by and between Cascade Acquisition Corp., a Delaware corporation (the “Company”), and Continental Stock Transfer & Trust Company, a New York limited purpose trust company, as warrant agent (the “Warrant Agent” and, in its capacity as transfer agent, referred to herein as the “Transfer Agent”). WHEREA |
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| October 20, 2020 |
Exhibit 4.1 Number U- Units CUSIP 147151 203 SEE REVERSE FOR CERTAIN DEFINITIONS Cascade Acquisition Corp. UNITS CONSISTING OF ONE SHARE OF CLASS A COMMON STOCK AND ONE- half OF ONE WARRANT, EACH WHOLE WARRANT ENTITLING THE HOLDER TO PURCHASE ONE SHARE OF CLASS A COMMON STOCK THIS CERTIFIES THAT is the owner of Units. Each Unit ("Unit") consists of one (1) share of Class A common stock, par value |
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| October 20, 2020 |
Form of Private Placement Warrants Purchase Agreement between the Registrant and the Sponsor.** Exhibit 10.3 PRIVATE PLACEMENT WARRANTS PURCHASE AGREEMENT THIS PRIVATE PLACEMENT WARRANTS PURCHASE AGREEMENT (as it may from time to time be amended, this “Agreement”), dated as of [ ], 2020, is entered into by and between Cascade Acquisition Corp., a Delaware corporation (the “Company”), and Cascade Acquisition Holdings LLC, a Delaware limited liability company (the “Purchaser”). WHEREAS, the Co |
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| October 20, 2020 |
Form of Amended and Restated Certificate of Incorporation.* Exhibit 3.2 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF Cascade Acquisition Corp. , 2020 Cascade Acquisition Corp., a corporation organized and existing under the laws of the State of Delaware (the “Corporation"), DOES HEREBY CERTIFY AS FOLLOWS: 1. The name of the Corporation is "Cascade Acquisition Corp.”. The original certificate of incorporation of the Corporation was filed with the Se |
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| October 20, 2020 |
Form of Underwriting Agreement.* Exhibit 1.1 20,000,000 Units Cascade Acquisition Corp. UNDERWRITING AGREEMENT [●], 2020 Credit Suisse Securities (USA) LLC Morgan Stanley & Co. LLC As Representatives of the several Underwriters listed in Schedule I hereto c/o Credit Suisse Securities (USA) LLC Eleven Madison Avenue New York, New York 10010-3629 c/o Morgan Stanley & Co. LLC 1585 Broadway New York, New York 10036 Dear Ladies and Ge |
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| October 7, 2020 |
Exhibit 99.7 CONSENT OF KEVIN RYAN In connection with the filing by Cascade Acquisition Corp., of the Registration Statement on Form S-1 with the Securities and Exchange Commission under the Securities Act of 1933, as amended (the “Securities Act”), I hereby consent, pursuant to Rule 438 of the Securities Act, to being named as a nominee to the board of directors of Cascade Acquisition Corp. in th |
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| October 7, 2020 |
Exhibit 99.5 CONSENT OF JULIA GOUW In connection with the filing by Cascade Acquisition Corp., of the Registration Statement on Form S-1 with the Securities and Exchange Commission under the Securities Act of 1933, as amended (the “Securities Act”), I hereby consent, pursuant to Rule 438 of the Securities Act, to being named as a nominee to the board of directors of Cascade Acquisition Corp. in th |
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| October 7, 2020 |
Registration Statement - REGISTRATION STATEMENT ON FORM S-1 As filed with the U.S. Securities and Exchange Commission on October 6, 2020. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Cascade Acquisition Corp. (Exact name of registrant as specified in its charter) Delaware 6770 85-2562068 (State or other jurisdiction of incorporation or organiza |
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| October 7, 2020 |
EX-99.6 9 fs12020ex99-6cascade.htm CONSENT OF ROY GUTHRIE Exhibit 99.6 CONSENT OF ROY GUTHRIE In connection with the filing by Cascade Acquisition Corp., of the Registration Statement on Form S-1 with the Securities and Exchange Commission under the Securities Act of 1933, as amended (the “Securities Act”), I hereby consent, pursuant to Rule 438 of the Securities Act, to being named as a nominee t |
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| October 7, 2020 |
Exhibit 99.4 CONSENT OF CLAYTON DEUTSCH In connection with the filing by Cascade Acquisition Corp., of the Registration Statement on Form S-1 with the Securities and Exchange Commission under the Securities Act of 1933, as amended (the “Securities Act”), I hereby consent, pursuant to Rule 438 of the Securities Act, to being named as a nominee to the board of directors of Cascade Acquisition Corp. |
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| October 7, 2020 |
Promissory Note, dated August 14, 2020, issued to Cascade Acquisition Holdings LLC (1) Exhibit 10.5 THIS PROMISSORY NOTE (“NOTE”) HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”). THIS NOTE HAS BEEN ACQUIRED FOR INVESTMENT ONLY AND MAY NOT BE SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF REGISTRATION OF THE RESALE THEREOF UNDER THE SECURITIES ACT OR AN OPINION OF COUNSEL REASONABLY SATISFACTORY IN FORM, SCOPE AND SUBSTANCE TO THE COMPANY |
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| October 7, 2020 |
Securities Subscription Agreement, dated August 24, 2020, between the Registrant and the Sponsor.** Exhibit 10.6 Cascade Acquisition Corp. 1900 Sunset Harbor Drive Apt 2408 Miami Beach, FL 33139 August 24, 2020 Cascade Acquisition Holdings LLC 1900 Sunset Harbor Drive Apt 2408 Miami Beach, FL 33139 RE: Securities Subscription Agreement Ladies and Gentlemen: This agreement (the “Agreement”) is entered into on August 24, 2020 by and between Cascade Acquisition Holdings LLC, a Delaware limited liab |
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| October 7, 2020 |
Certificate of Incorporation.** Exhibit 3.1 CERTIFICATE OF INCORPORATION OF CASCADE ACQUISITION CORP. August 14, 2020 The undersigned, for the purposes of forming a corporation under the laws of the State of Delaware, does make, file, and record this Certificate of Incorporation (the “Certificate”), and does hereby certify as follows: ARTICLE I NAME The name of the corporation is Cascade Acquisition Corp. (the “Corporation”). AR |
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| October 7, 2020 |
Exhibit 3.3 BY LAWS OF CASCADE ACQUISITION CORP. (THE “CORPORATION”) ARTICLE I OFFICES Section 1.1. Registered Office. The registered office of the Corporation within the State of Delaware shall be located at either (a) the principal place of business of the Corporation in the State of Delaware or (b) the office of the corporation or individual acting as the Corporation’s registered agent in Delaw |
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| October 6, 2020 |
CORRESP 1 filename1.htm CASCADE ACQUISITION CORP. 1900 Sunset Harbour Dr. Suite 2102 Miami Beach, Florida 33139 VIA EDGAR October 6, 2020 U.S. Securities & Exchange Commission Division of Corporation Finance Office of Real Estate and Construction 100 F Street, NE Washington, D.C. 20549 Attn: Ms. Maryse Mills-Apenteng Re: Cascade Acquisition Corp. Draft Registration Statement on Form S-1 Submitted |
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| August 31, 2020 |
This confidential draft submission is being submitted confidentially to the U.S. Securities and Exchange Commission on August 31, 2020 and is not being filed under the Securities Act of 1933, as amended. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Cascade Acquisition Corp. (Exact name |
