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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to CISO Global Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| August 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission file number: 001-41227 CISO GLOBAL, INC. (Ex |
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| August 5, 2025 |
Exchange Agreement, dated August 4, 2025, by and between the Registrant and J C Associates, Inc. Exhibit 10.2 EXCHANGE AGREEMENT This Exchange Agreement (this “Agreement”), dated as of August 4, 2025, is made by and between CISO Global, Inc., a Delaware corporation (the “Company”), and JC Associates, Inc., a Texas corporation, (the “Holder”). WHEREAS, on June 2, 2022, the Company issued an unsecured convertible note to Holder in the principal amount of $1,000,000 bearing an interest rate of 5 |
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| August 5, 2025 |
Certificate of Designations, Preferences and Rights of Series A Preferred Stock of the Registrant Exhibit 3.1 CERTIFICATE OF DESIGNATIONS, PREFERENCES AND RIGHTS OF SERIES A PREFERRED STOCK OF CISO GLOBAL, INC. Pursuant to Section 151 of the General Corporation Law of the State of Delaware The undersigned, pursuant to the provisions of Section 151 of the General Corporation Law of the State of Delaware (the “DGCL”), does hereby certify that, pursuant to the authority expressly vested in the Bo |
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| August 5, 2025 |
Exhibit 99.1 FOR IMMEDIATE RELEASE CISO Global Completes Balance Sheet Restructuring as Key Investors Exchange Over $9 Million of Debt into Preferred Shares Scottsdale, AZ — August 5, 2025 — CISO Global (NASDAQ: CISO), a premier provider of AI-powered cybersecurity software and compliance services, announced today a significant investor-driven financial restructuring. Over $9 million in convertibl |
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| August 5, 2025 |
Exhibit 10.1 EXCHANGE AGREEMENT This Exchange Agreement (this “Agreement”), dated as of August 4, 2025, is made by and between CISO Global, Inc., a Delaware corporation (the “Company”), and Hensley & Company, d/b/a Hensley Beverage Company, an Arizona corporation (“Holder”). WHEREAS, on March 20, 2023, the Company issued an unsecured convertible note to Holder in the principal amount of $5,000,000 |
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| August 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 4, 2025 CISO Global, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-41227 83-4210278 (State or other jurisdiction (Commission (IRS Employer of incorporati |
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| July 8, 2025 |
$10,380,600 CISO GLOBAL, INC. Common Stock Filed Pursuant to Rule 424(b)(5) Registration No. 333-288353 PROSPECTUS SUPPLEMENT $10,380,600 CISO GLOBAL, INC. Common Stock We entered into an At Market Issuance Sales Agreement (“ATM Sales Agreement”) with B. Riley Securities, Inc. (“B. Riley”), Stifel, Nicolaus & Company, Incorporated (“Stifel”) and Boustead Securities, LLC (“Boustead” and, together with B. Riley and Stifel, the “Sales Agents” |
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| July 2, 2025 |
CISO GLOBAL, INC. 6900 E. Camelback Road, Suite 900 Scottsdale, Arizona 85251 CISO GLOBAL, INC. 6900 E. Camelback Road, Suite 900 Scottsdale, Arizona 85251 July 1, 2025 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance Office of Trade & Services 100 F Street, N.E. Washington, D.C. 20549 Attention: Eddie Kim Re: CISO Global, Inc. Registration Statement on Form S-3 Filed June 26, 2025 File No. 333-288353 Dear Mr. Kim: In accordance with Rule 46 |
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| June 26, 2025 |
Exhibit 4.1 CISO GLOBAL, INC. and [ ], as Trustee INDENTURE Dated as of [ ], [ ] TABLE OF CONTENTS Article I. DEFINITIONS AND INCORPORATION BY REFERENCE 1 1.1 DEFINITIONS. 1 1.2 OTHER DEFINITIONS. 4 1.3 INCORPORATION BY REFERENCE OF TRUST INDENTURE ACT. 4 1.4 RULES OF CONSTRUCTION. 5 Article II. THE SECURITIES 5 2.1 ISSUABLE IN SERIES. 5 2.2 ESTABLISHMENT OF TERMS OF SERIES OF SECURITIES. 5 2.3 EX |
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| June 26, 2025 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) CISO Global, Inc. |
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| June 26, 2025 |
As filed with the Securities and Exchange Commission on June 26, 2025 As filed with the Securities and Exchange Commission on June 26, 2025 Registration No. |
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| June 3, 2025 |
CISO Global Receives NASDAQ Full Compliance Exhibit 99.1 CISO Global Receives NASDAQ Full Compliance Scottsdale, AZ — June 3, 2025 — CISO Global Inc. (NASDAQ: CISO), an industry leader in AI-powered security software, managed cybersecurity, and compliance, is pleased to announce it has received formal notifications from NASDAQ confirming that the company is in full compliance with all NASDAQ listing standards. The NASDAQ notifications verif |
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| June 3, 2025 |
Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 1, 2025 CISO GLOBAL, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-41227 83-4210278 (State or Other Jurisdiction (Commission (IRS Employer of Incorporation |
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| May 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission file number: 001-41227 CISO GLOBAL, INC. (E |
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| May 2, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 30, 2025 CISO GLOBAL, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-41227 83-4210278 (State or Other Jurisdiction (Commission (IRS Employer of Incorporati |
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| April 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 24, 2025 CISO GLOBAL, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-41227 83-4210278 (State or Other Jurisdiction (Commission (IRS Employer of Incorporati |
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| April 11, 2025 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 8, 2025 CISO GLOBAL, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-41227 83-4210278 (State or Other Jurisdiction (Commission (IRS Employer of Incorporatio |
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| March 31, 2025 |
Exhibit 10.7(a) |
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| March 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-41227 CISO GLOBAL, IN |
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| March 31, 2025 |
CISO Global, Inc. Insider Trading Policy Exhibit 19.1 |
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| March 31, 2025 |
Subsidiaries of the Registrant Exhibit 21.1 LIST OF SUBSIDIARIES OF THE REGISTRANT Name State or Jurisdiction of Incorporation or Organization ● GenResults, LLC Arizona ● TalaTek, LLC Virginia ● Technologyville, Inc. Illinois ● Clear Skies Security, LLC Georgia ● Alpine Security, LLC Illinois ● Catapult Acquisition Corporation dba VelocIT New Jersey ● Ocean Point Equities, Inc. British Virgin Islands ● RED74 LLC New Jersey ● At |
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| March 28, 2025 |
CISO GLOBAL, INC. Up to $5,781,792 Common Stock SUPPLEMENT NO. 1 TO Filed Pursuant to Rule 424(b)(5) PROSPECTUS SUPPLEMENT DATED JUNE 27, 2022 Registration No. 333-265574 (To Prospectus Dated June 27, 2022) CISO GLOBAL, INC. Up to $5,781,792 Common Stock This Prospectus Supplement supplements the prospectus supplement, dated June 27, 2022 (the “ATM Prospectus Supplement”), relating to the offer and sale of shares of our common stock having an a |
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| March 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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| January 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 8, 2025 CISO GLOBAL, INC. (Exact name of registrant as specified in its charter) Delaware 001-41227 83-4210278 (State or other jurisdiction of incorporatio |
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| January 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14C (Rule 14c-101) Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☐ Preliminary Information Statement ☒ Definitive Information Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) CISO Global, Inc. (Name of Compan |
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| January 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 8, 2025 CISO GLOBAL, INC. (Exact name of registrant as specified in its charter) Delaware 001-41227 83-4210278 (State or other jurisdiction of incorporation) (Commission File |
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| January 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14C (Rule 14c-101) Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☒ Preliminary Information Statement ☐ Definitive Information Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) CISO Global, Inc. (Name of Compan |
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| January 3, 2025 |
CISO GLOBAL, INC. 6900 E. Camelback Road, Suite 900 Scottsdale, AZ 85251 CISO GLOBAL, INC. 6900 E. Camelback Road, Suite 900 Scottsdale, AZ 85251 January 3, 2025 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance Office of Trade & Services 100 F Street, N.E. Washington, DC 20549 Re: CISO Global, Inc. Registration Statement on Form S-3, File No. 333-284002 REQUEST FOR ACCELERATION OF EFFECTIVENESS Requested Date: Monday January 6, 2025 Req |
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| December 23, 2024 |
As filed with the Securities and Exchange Commission on December 20, 2024 As filed with the Securities and Exchange Commission on December 20, 2024 Registration No. |
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| December 23, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) CISO Global, Inc. |
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| December 16, 2024 |
Form of Convertible Note by the Registrant and payable to Secure Net Capital, LLC. Exhibit 10.3 NEITHER THIS INSTRUMENT NOR THE INSTRUMENTS INTO WHICH THIS INSTRUMENT IS CONVERTIBLE HAS BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE R |
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| December 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14f-1 INFORMATION STATEMENT PURSUANT TO SECTION 14(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULE 14f-1 THEREUNDER CISO Global, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-41227 83-4210278 (State or other jurisdiction (Commission (IRS Employer of incorporation) File Number) Identification |
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| December 16, 2024 |
Form of Common Stock Purchase Warrant by the Registrant and Target Capital 14, LLC. Exhibit 10.4 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGIST |
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| December 16, 2024 |
Form of Convertible Note by the Registrant and payable to Target Capital 14, LLC. Exhibit 10.2 NEITHER THIS INSTRUMENT NOR THE INSTRUMENTS INTO WHICH THIS INSTRUMENT IS CONVERTIBLE HAS BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE R |
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| December 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 16, 2024 CISO Global, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-41227 83-4210278 (State or other jurisdiction (Commission (IRS Employer of incorpor |
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| December 16, 2024 |
Form of Securities Purchase Agreement Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of December 10, 2024, between CISO Global, Inc., a Delaware corporation (the “Company”), and the purchaser identified on the Annex A hereto (each, including its successors and assigns, an “Investor” or “Holder”) and collectively, the “Investors”). WHEREAS, the Investors wish to purchase fro |
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| December 16, 2024 |
Form of Common Stock Purchase, Secure Net Capital, LLC Exhibit 10.5 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGIST |
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| December 16, 2024 |
Exhibit 10.7 |
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| December 16, 2024 |
Exhiibit 99.1 FOR IMMEDIATE RELEASE CISO Global Announces Strategic Investment to Accelerate Growth and Profitability Scottsdale, Ariz. – December 16, 2024 – CISO Global, Inc. (NASDAQ: CISO), an industry leader in proprietary software, managed cybersecurity, and compliance, today announced that it has received a strategic investment of $6,500,000 from Investors, led by Target Capital, in the form |
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| December 16, 2024 |
Form of Registration Rights Agreement Exhibit 10.6 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this “Agreement”) is made and entered into as of December 10, 2024, between CISO Global, Inc., a Delaware corporation (the “Company”), and each of the several purchasers signatory hereto (each such purchaser, a “Purchaser” or “Holder” and, collectively, the “Purchasers”). WHEREAS, This Agreement is made pursuant to the |
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| December 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 5, 2024 CISO GLOBAL, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-41227 83-4210278 (State or Other Jurisdiction (Commission (IRS Employer of Incorpora |
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| December 4, 2024 |
Exhibit 10.2 Promissory Note Issue Date: November 29, 2024 $1,020,000 (Eight Percent (8%) Note) 1. General (a) FOR VALUE RECEIVED, CISO Global, Inc. (the “Company”) promises to pay to the order of JC Associates, Inc. (the “Holder”) the principal sum of One Million Twenty Thousand Dollars ($1,020,000), in lawful currency of the United States (the “Principal Amount”) on November 29, 2025 (the “Matur |
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| December 4, 2024 |
Form of Intellectual Property Buy-Back Purchase Agreement Exhibit 10.1 INTELLECTUAL PROPERTY BUY-BACK PURCHASE AGREEMENT This Intellectual Property Purchase Agreement (the “Agreement”) is made and effective as of November 29, 2024 (the “Effective Date”), by and among CISO Global, Inc., a Delaware corporation (the “Purchaser” or “CISO”), and JC Associates, Inc., a Texas corporation (the “Seller” or “JC Associates”). The Seller and the Purchaser are someti |
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| December 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 29, 2024 CISO GLOBAL, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-41227 83-4210278 (State or Other Jurisdiction (Commission (IRS Employer of Incorpor |
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| November 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission file number: 001-41227 CISO GLOBAL, INC |
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| November 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: September 30, 2024 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report |
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| August 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission file number: 001-41227 CISO GLOBAL, INC. (Ex |
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| July 5, 2024 |
Exhibit 10.3 ITADA EQUITIES, INC. & CISO GLOBAL, INC. STOCK PURCHASE AGREEMENT This Stock Purchase Agreement (this “Agreement”) is made and entered into by and among Itada Equities, Inc., a Canadian limited partnership (“Itada” or “Buyers”), with individuals Lilian Andre Espinosa Villarroel and Lorenzo Espinoza Labra being the owners of Itada and CISO Global Inc., a Delaware corporation with a pri |
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| July 5, 2024 |
Exhibit 10.1 Arkavia Networks S.p.A. STOCK PURCHASE AGREEMENT This Stock Purchase Agreement (this “Agreement”) is made and entered into by and among Southford Equities, Inc., a British Islands based Company (“BVI NewCo 1”), with individuals David Esteban Alfaro Medina, Roberto Andrés Arriagada Poblete and Camilo Orlando Garrido Briones being the owners of BVI NewCo 1, and CISO Global Inc., a Delaw |
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| July 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 1, 2024 CISO Global, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-41227 83-4210278 (State or other jurisdiction (Commission (IRS Employer of incorporation |
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| July 5, 2024 |
Exhibit 10.2 CT GROUP, LP; DATADECK, LP; WOODFACE, LP; VMT TECHNOLOGY, LP; QUIJOTE VENTURES, LP; CT GROUP, LP; DATADECK, LP; WOODFACE, LP; VMT TECHNOLOGY, LP; QUIJOTE VENTURES, LP & CISO GLOBAL, INC. STOCK PURCHASE AGREEMENT This Stock Purchase Agreement (this “Agreement”) is made and entered into by and among the following entities: CT Group, LP; represented by Mr. Alejandro Torchio. Datadeck, LP |
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| June 28, 2024 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 24, 2024 CISO GLOBAL, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-41227 83-4210278 (State or Other (Commission File (IRS Employer Jurisdiction of Incorpo |
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| May 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission file number: 001-41227 CISO GLOBAL, INC. (E |
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| May 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: March 31, 2024 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report on F |
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| April 16, 2024 |
EXHIBIT 4.2 DESCRIPTION OF SECURITIES REGISTERED UNDER SECTION 12 OF THE EXCHANGE ACT The following description of the common stock, par value $0.00001 per share (the “Common Stock”) of Cerberus Cyber Sentinel Corporation (“us,” “our,” “we,” or “our company”), which is the only security of our company registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act |
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| April 16, 2024 |
CISO Global, Inc. Executive Officer Incentive Compensation Recovery Policy Exhibit 97.1 |
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| April 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-41227 CISO GLOBAL, IN |
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| April 16, 2024 |
Subsidiaries of the Registrant Exhibit 21.1 LIST OF SUBSIDIARIES OF THE REGISTRANT Name State or Jurisdiction of Incorporation or Organization ● GenResults, LLC Arizona ● TalaTek, LLC Virginia ● Technologyville, Inc. Illinois ● Clear Skies Security, LLC Georgia ● Alpine Security, LLC Illinois ● Catapult Acquisition Corporation dba VelocIT New Jersey ● Ocean Point Equities, Inc. British Virgin Islands ● RED74 LLC New Jersey ● At |
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| April 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: December 31, 2023 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report o |
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| March 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 26, 2024 CISO GLOBAL, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-41227 83-4210278 (State or Other (Commission File (IRS Employer Jurisdiction of Incorp |
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| March 26, 2024 |
CISO Global In Compliance with Nasdaq Bid Price Listing Requirement Exhibit 99.1 CISO Global In Compliance with Nasdaq Bid Price Listing Requirement Scottsdale, Ariz. March 26, 2024 – CISO Global (NASDAQCM: CISO), an industry leader in proprietary software, managed cybersecurity and compliance, announced that as of March 22, 2024, the Nasdaq Stock Market (“Nasdaq”) confirmed that the Company has sufficiently demonstrated compliance with the bid price requirement i |
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| March 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 7, 2024 CISO GLOBAL, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-41227 83-4210278 (State or Other (Commission File (IRS Employer Jurisdiction of Incorpo |
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| March 7, 2024 |
Certificate of Amendment of Amended and Restated By-Laws of the Registrant Exhibit 3.1 CERTIFICATE OF AMENDMENT OF AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF CISO GLOBAL, INC. CISO Global, Inc., a corporation duly organized and existing under the General Corporation Law of the State of Delaware (the “Corporation”), does hereby certify that: 1. The Amended and Restated Certificate of Incorporation of the Corporation is hereby amended by inserting the following n |
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| March 6, 2024 |
CISO GLOBAL ANNOUNCES EFFECTIVE DATE FOR REVERSE STOCK SPLIT Exhibit 99.1 CISO GLOBAL ANNOUNCES EFFECTIVE DATE FOR REVERSE STOCK SPLIT Scottsdale, Ariz. March 6, 2024 – CISO Global (NASDAQCM: CISO), an industry leader as a managed cybersecurity and compliance provider, will proceed with the 1-for-15 reverse stock split approved by CISO shareholders at the annual meeting held December 14, 2023. The reverse stock split will become effective after the close of |
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| March 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 6, 2024 CISO GLOBAL, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-41227 83-4210278 (State or Other (Commission File (IRS Employer Jurisdiction of Incorpo |
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| February 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 23, 2024 CISO GLOBAL, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-41227 83-4210278 (State or Other (Commission File (IRS Employer Jurisdiction of Inc |
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| February 27, 2024 |
Exhibit 99.1 CISO GLOBAL APPOINTS TECH VETERAN BRETT CHUGG TO BOARD OF DIRECTORS; CHUGG TO HELP USHER IN NEXT STAGE OF GROWTH Scottsdale, Ariz. February 27, 2024 – CISO Global (NASDAQCM: CISO), an industry leader as a managed cybersecurity and compliance provider, has named Brett Chugg to its Board of Directors. With the appointment of tech veteran Chugg, CISO Global is well positioned for its nex |
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| January 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 28, 2023 CISO Global, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-41227 83-4210278 (State or other jurisdiction (Commission (IRS Employer of inco |
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| December 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 14, 2023 CISO Global, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-41227 83-4210278 (State or other jurisdiction (Commission (IRS Employer of incorpor |
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| December 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defi |
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| November 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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| November 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| November 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission file number: 001-41227 CISO GLOBAL, INC |
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| October 31, 2023 |
Exhibit 10.2 CISO Global, Inc. 2023 EQUITY INCENTIVE PLAN CISO GLOBAL, INC. 2023 EQUITY INCENTIVE PLAN 1. Purpose 1 2. Definitions 1 3. Administration. 8 4. Shares Subject to Plan. 9 5. Specific Terms of Awards. 10 6. Certain Provisions Applicable to Awards. 22 7. Change in Control. 25 8. General Provisions. 27 CISO GLOBAL, INC. 2023 EQUITY INCENTIVE PLAN 1. Purpose. The purpose of this 2023 EQUIT |
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| October 31, 2023 |
As filed with the Securities and Exchange Commission on October 31, 2023 As filed with the Securities and Exchange Commission on October 31, 2023 Registration No. |
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| October 31, 2023 |
As filed with the Securities and Exchange Commission on October 31, 2023 As filed with the Securities and Exchange Commission on October 31, 2023 Registration No. |
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| October 31, 2023 |
Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) CISO Global, Inc. |
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| October 31, 2023 |
As filed with the Securities and Exchange Commission on October 31, 2023 As filed with the Securities and Exchange Commission on October 31, 2023 Registration No. |
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| October 24, 2023 |
Investor Presentation, dated October 23, 2023 Exhibit 99.1 |
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| October 24, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 24, 2023 CISO GLOBAL, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-41227 83-4210278 (State or Other (Commission File (IRS Employer Jurisdiction of Inco |
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| October 10, 2023 |
Second Amended and Restated By-laws of the Registrant Exhibit 3.1 SECOND AMENDED AND RESTATED BY-LAWS OF CISO GLOBAL, INC. a Delaware Corporation ARTICLE I OFFICES Section 1.1 PRINCIPAL OFFICE. The principal office of the corporation in the State of Arizona shall be located at 6900 E Camelback Road, Suite 900, Scottsdale, Arizona 85251 or in such other location as the Board of Directors from time to time determine or the business of the corporation m |
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| October 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 10, 2023 CISO Global, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-41227 83-4210278 (State or other jurisdiction (Commission (IRS Employer of incorpora |
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| October 3, 2023 |
Investor Presentation, dated October 3, 2023 Exhibit 99.1 |
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| October 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 3, 2023 CISO GLOBAL, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-41227 83-4210278 (State or Other (Commission File (IRS Employer Jurisdiction of Incor |
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| August 21, 2023 |
Form of 2023 Equity Incentive Plan Exhibit 10.1 CISO Global, Inc. 2023 EQUITY INCENTIVE PLAN CISO GLOBAL, INC. 2023 EQUITY INCENTIVE PLAN 1. Purpose 1 2. Definitions 1 3. Administration. 8 4. Shares Subject to Plan. 9 5. Specific Terms of Awards. 10 6. Certain Provisions Applicable to Awards. 22 7. Change in Control. 25 8. General Provisions. 27 CISO GLOBAL, INC. 2023 EQUITY INCENTIVE PLAN 1. Purpose. The purpose of this 2023 EQUIT |
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| August 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 15, 2023 CISO Global, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-41227 83-4210278 (State or other jurisdiction (Commission (IRS Employer of incorporat |
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| August 18, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION STATEMENT Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☐ Preliminary Information Statement ☐ Confidential, of the Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ☒ Definitive Information Statement CISO GLOBAL, INC. (Name |
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| August 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission file number: 001-41227 CISO GLOBAL, INC. (Ex |
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| August 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2023 CISO Global, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-41227 83-4210278 (State or other jurisdiction of incorporation) (Commission File Number |
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| July 19, 2023 |
Exhibit 99.1 NEWS RELEASE Public Relations Contact: Janet Brumfield 614.582.9636 [email protected] ideal PR+ for CISO Global CISO Global Acquires Veteran-Owned SB Cyber Technologies Top Managed Cybersecurity and Compliance Provider Expands Capabilities with Leading Endpoint Protection and Response Technology Scottsdale, Ariz. July 19, 2023 – CISO Global, Inc. (NASDAQ: CISO), an industry leader |
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| July 19, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 19, 2023 CISO Global, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-41227 83-4210278 (State or other jurisdiction (Commission (IRS Employer of incorporatio |
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| May 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 16, 2023 CISO GLOBAL, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-41227 83-4210278 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| May 17, 2023 |
CISO Global Inc. Announces Pricing of $4.0 Million Registered Direct Offering Exhibit 99.1 CISO Global Inc. Announces Pricing of $4.0 Million Registered Direct Offering Scottsdale, Ariz. May 16, 2023 - CISO Global Inc. (“CISO Global” or the “Company”) (NASDAQ: CISO), an industry leader as a managed cybersecurity and compliance provider, based in Scottsdale, Ariz., today announced it has entered into definitive agreements with investors for the purchase and sale of 20,000,00 |
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| May 17, 2023 |
Exhibit 10.2 PLACEMENT AGENCY AGREEMENT May 16, 2023 CISO Global, Inc. 6900 E. Camelback Road, Suite 900 Scottsdale, Arizona 85251 Ladies and Gentlemen: Introduction. Subject to the terms and conditions herein (this “Agreement”), CISO Global, Inc., a Delaware corporation (the “Company”), hereby agrees to sell up to an aggregate of $4,000,000 of securities of the Company, including, but not limited |
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| May 17, 2023 |
CISO Global, Inc. 20,000,000 Shares of Common Stock Filed Pursuant to Rule 424(b)(5) Registration No. 333-265574 PROSPECTUS SUPPLEMENT (To Prospectus Dated June 27, 2022) CISO Global, Inc. 20,000,000 Shares of Common Stock We are offering 20,000,000 shares of our common stock, par value $0.00001 per share, pursuant to this prospectus supplement and the accompanying prospectus. The shares of common stock are being sold directly to certain institutio |
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| May 17, 2023 |
Form of Placement Agent Warrant Exhibit 4.1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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| May 17, 2023 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of May 16, 2023, between CISO Global, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”). WHEREAS, subject to the terms and conditions set for |
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| May 16, 2023 |
Exhibit 99.2 NEWS RELEASE Company Contact: Public Relations Contact: Corporate Communications IBN (InvestorBrandNetwork) Los Angeles, California www.InvestorBrandNetwork.com 310-299-1717 Office [email protected] CISO Global Creates vCISO LLC to Hold Intellectual Property SaaS subsidiary will own and out-license next generation security software Scottsdale, Ariz. May 15, 2023 – CISO G |
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| May 16, 2023 |
CISO Global names CFO Deb Smith to Board of Directors Exhibit 99.1 NEWS RELEASE Company Contact: Public Relations Contact: Corporate Communications IBN (InvestorBrandNetwork) Los Angeles, California www.InvestorBrandNetwork.com 310-299-1717 Office [email protected] CISO Global names CFO Deb Smith to Board of Directors Scottsdale, Ariz. May 15, 2023 – CISO Global (NASDAQ: CISO), an industry leader as a managed cybersecurity and complianc |
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| May 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 10, 2023 CISO Global, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-41227 83-4210278 (State or Other (Commission File (IRS Employer Jurisdiction of Incorpor |
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| May 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission file number: 001-41227 CISO GLOBAL, INC. (E |
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| May 15, 2023 |
Amended and Restated Certificate of Incorporation of the Registrant Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF CERBERUS CYBER SENTINEL CORPORATION The corporation was incorporated under the name “Cerberus Cyber Sentinel Corporation” by the filing of its original certificate of incorporation with the Secretary of State of the State of Delaware on March 5, 2019. This Amended and Restated Certificate of Incorporation of the corporation, which bo |
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| April 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 4, 2023 CISO Global, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-41227 83-4210278 (State or other jurisdiction of incorporation) (Commission File Number |
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| April 10, 2023 |
Amended and Restated By-Laws of the Registrant Exhibit 3.2 AMENDED AND RESTATED BY-LAWS OF CISO GLOBAL, INC. a Delaware Corporation ARTICLE I OFFICES Section 1.1 PRINCIPAL OFFICE. The principal office of the corporation in the State of Arizona shall be located at 6900 E Camelback Road, Suite 900, Scottsdale, Arizona 85251 or in such other location as the Board of Directors from time to time determine or the business of the corporation may requ |
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| April 10, 2023 |
Certificate of Amendment of Amended and Restated Certificate of Incorporation of the Registrant Exhibit 3.1 Certificate of Amendment of AMENDED AND RESTATED Certificate of Incorporation of CERBERUS CYBER SENTINEL CORPORATION Cerberus Cyber Sentinel Corporation, a corporation duly organized and existing under the General Corporation Law of the State of Delaware (the “Corporation”), does hereby certify that: 1. The Amended and Restated Certificate of Incorporation of the Corporation is hereby |
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| April 4, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 4, 2023 Cerberus Cyber Sentinel Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-41227 83-4210278 (State or Other Jurisdiction (Commission (IRS Employ |
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| April 4, 2023 |
Investor Presentation, dated April 2023 Exhibit 99.1 |
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| March 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-41227 CERBERUS CYBER |
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| March 31, 2023 |
Subsidiaries of the Registrant Exhibit 21.1 LIST OF SUBSIDIARIES OF THE REGISTRANT Name State or Jurisdiction of Incorporation or Organization ● GenResults, LLC Arizona ● TalaTek, LLC Virginia ● Technologyville, Inc. Illinois ● Clear Skies Security, LLC Georgia ● Alpine Security, LLC Illinois ● Catapult Acquisition Corporation dba VelocIT New Jersey ● Ocean Point Equities, Inc. British Virgin Islands ● RED74 LLC New Jersey ● At |
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| March 31, 2023 |
Letter Agreement between the Registrant and Neil Stinchcombe dated March 27, 2023 Exhibit 10.5 (a) |
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| March 31, 2023 |
Employment Agreement by and between Ashley N. Devoto and the Registrant dated December 23, 2021 Exhibit 10.8 |
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| March 31, 2023 |
Description of Securities Registered under Section 12 of the Exchange Act EXHIBIT 4.2 DESCRIPTION OF SECURITIES REGISTERED UNDER SECTION 12 OF THE EXCHANGE ACT The following description of the common stock, par value $0.00001 per share (the “Common Stock”) of Cerberus Cyber Sentinel Corporation (“us,” “our,” “we,” or “our company”), which is the only security of our company registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act |
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| March 31, 2023 |
Employment Agreement by and between Kyle J. Young and the Registrant dated March 30, 2023 Exhibit 10.12 |
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| March 31, 2023 |
Employment Agreement by and between David A. Bennett and the Registrant dated February 12, 2022 Exhibit 10.7 |
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| March 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 14, 2023 CERBERUS CYBER SENTINEL CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 001-41227 83-4210278 (State or Other Jurisdiction (Commission (IRS Emplo |
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| March 20, 2023 |
EX-10.1 2 ex10-1.htm Exhibit 10.1 PURCHASE AGREEMENT This Purchase Agreement (this “Agreement”), dated as of March 20, 2023, is between Cerberus Cyber Sentinel Corporation, a Delaware corporation (“Issuer”), and Hensley & Company dba Hensley Beverage Company (“Purchaser”). 1. Purchase 1.1 Subject to the terms and conditions set forth in this Agreement and in the form of Note attached as Exhibit B |
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| March 20, 2023 |
10% Unsecured Convertible Note by the Registrant payable to Hensley & Company, dated March 20, 2023 Exhibit 10.2 This Note and the securities issuable upon conversion of this Note have not been registered with the Securities and Exchange Commission or the securities commission of any state in reliance upon an exemption from registration under the Securities Act of 1933, as amended, and, accordingly, may not be transferred unless (i) such securities have been registered for sale pursuant to the S |
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| March 20, 2023 |
Exhibit 99.1 CERBERUS CYBER SENTINAL ANNOUNCES PRELIMINARY ESTIMATED FINANCIAL INFORMATION Receives $5.0 million from private convertible note offering Scottsdale, Ariz. Mar. 20, 2023 — Cerberus Cyber Sentinel Corporation (“Cerberus Sentinel” or the “Company”) (NASDAQ: CISO), an industry leader as a managed cybersecurity and compliance provider, based in Scottsdale, Ariz., today announced certain |
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| March 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 10, 2023 Cerberus Cyber Sentinel Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-41227 83-4210278 (State or Other Jurisdiction (Commission (IRS Emplo |
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| February 13, 2023 |
The information contained in this preliminary prospectus supplement and the accompanying prospectus is not complete and may be changed. |
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| January 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION STATEMENT Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☐ Preliminary Information Statement ☐ Confidential, of the Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ☒ Definitive Information Statement CERBERUS CYBER SENTINEL |
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| January 10, 2023 |
Exhibit 99.1 NEWS RELEASE Company Contact: Neil Stinchcombe, CMO Cerberus Sentinel 480-500-7294 [email protected] Public Relations Contact: Cathy Morley Foster Eskenzi PR 925-708-7893 [email protected] Corporate Communications IBN (InvestorBrandNetwork) Los Angeles, California www.InvestorBrandNetwork.com 310-299-1717 Office [email protected] Cerberus Sentinel t |
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| January 10, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 10, 2023 Cerberus Cyber Sentinel Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-41227 83-4210278 (State or other jurisdiction (Commission (IRS Emp |
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| January 6, 2023 |
PRE 14C 1 formpre14c.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION STATEMENT Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☒ Preliminary Information Statement ☐ Confidential, of the Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ☐ Definitive Information Statemen |
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| December 21, 2022 |
Exhibit 3.3(a) Certificate of Amendment of AMENDED AND RESTATED Certificate of Incorporation of CERBERUS CYBER SENTINEL CORPORATION Cerberus Cyber Sentinel Corporation, a corporation duly organized and existing under the General Corporation Law of the State of Delaware (the ?Corporation?), does hereby certify that: 1. The Amended and Restated Certificate of Incorporation of the Corporation is here |
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| December 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 21, 2022 Cerberus Cyber Sentinel Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-41227 83-4210278 (State or other jurisdiction (Commission (IRS Em |
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| November 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission file number: 001-41227 CERBERUS CYBER S |
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| October 17, 2022 |
Exhibit 4.1 CERBERUS CYBER SENTINEL CORPORATION 2019 EQUITY INCENTIVE PLAN (As of August 7, 2022) 1. PURPOSES. The purposes of the Plan are to (a) attract and retain for the Company and its Affiliates the best available personnel, (b) provide additional incentive to Employees, Directors and Consultants and to increase their interest in the Company?s welfare, and (c) promote the success of the busi |
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| October 17, 2022 |
Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) Cerberus Cyber Sentinel Corporation (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered (1) Proposed Maximum Offering Price Per Unit (2) Maximum Aggregate Offering Price (2) Fee Rate Amount of Registration Fee Equity Common Stock, par value $0. |
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| October 17, 2022 |
As filed with the Securities and Exchange Commission on October 17, 2022 As filed with the Securities and Exchange Commission on October 17, 2022 Registration No. |
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| September 6, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 6, 2022 Cerberus Cyber Sentinel Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-41227 83-4210278 (State or other jurisdiction (Commission (IRS Em |
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| September 6, 2022 |
Exhibit 99.1 NEWS RELEASE Company Contact: Neil Stinchcombe, CMO Cerberus Sentinel 480-500-7294 [email protected] Public Relations Contact: Cathy Morley Foster Eskenzi PR 925-708-7893 [email protected] Corporate Communications IBN (InvestorBrandNetwork) Los Angeles, California www.InvestorBrandNetwork.com 310-299-1717 Office [email protected] Cerberus Sentinel a |
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| August 29, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 29, 2022 Cerberus Cyber Sentinel Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-41227 83-4210278 (State or other jurisdiction (Commission (IRS Empl |
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| August 29, 2022 |
Exhibit 99.1 NEWS RELEASE Company Contact: Neil Stinchcombe, CMO Cerberus Sentinel 480-500-7294 [email protected] Public Relations Contact: Cathy Morley Foster Eskenzi PR 925-708-7893 [email protected] Corporate Communications IBN (InvestorBrandNetwork) Los Angeles, California www.InvestorBrandNetwork.com 310-299-1717 Office [email protected] Cerberus Sentinel a |
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| August 15, 2022 |
2019 Equity Incentive Plan, as amended Exhibit 10.3 CERBERUS CYBER SENTINEL CORPORATION 2019 EQUITY INCENTIVE PLAN (As of August 7, 2022) 1. PURPOSES. The purposes of the Plan are to (a) attract and retain for the Company and its Affiliates the best available personnel, (b) provide additional incentive to Employees, Directors and Consultants and to increase their interest in the Company?s welfare, and (c) promote the success of the bus |
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| August 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission file number: 001-41227 CERBERUS CYBER SENTIN |
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| August 15, 2022 |
Amended and Restated Certificate of Incorporation of the Registrant Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF CERBERUS CYBER SENTINEL CORPORATION The corporation was incorporated under the name ?Cerberus Cyber Sentinel Corporation? by the filing of its original certificate of incorporation with the Secretary of State of the State of Delaware on March 5, 2019. This Amended and Restated Certificate of Incorporation of the corporation, which bo |
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| August 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2022 Cerberus Cyber Sentinel Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-41227 83-4210278 (State or other jurisdiction of incorporation) (Comm |
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| July 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION STATEMENT Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ? Preliminary Information Statement ? Confidential, of the Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ? Definitive Information Statement CERBERUS CYBER SENTINEL |
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| July 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-4 |
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| July 15, 2022 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 2) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 1, 2021 Cerberus Cyber Sentinel Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-41227 83-4210278 (State or other jurisdiction |
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| July 6, 2022 |
Exhibit 99.1 NEWS RELEASE Company Contact: Neil Stinchcombe, CMO Cerberus Sentinel 480-500-7294 [email protected] Public Relations Contact: Cathy Morley Foster Eskenzi PR 925-708-7893 [email protected] Investor Relations Contact: Matt Glover or Alex Kovtun Gateway Investor Relations 949-574-3860 [email protected] Cerberus Sentinel completes acquisition of CyberViking U.S. cy |
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| July 6, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 6, 2022 Cerberus Cyber Sentinel Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-41227 83-4210278 (State or other jurisdiction of incorporation) (Commi |
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| July 6, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION STATEMENT Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☒ Preliminary Information Statement ☐ Confidential, of the Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ☐ Definitive Information Statement CERBERUS CYBER SENTINEL |
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| July 1, 2022 |
Form of Amended and Restated Certificate of Incorporation of the Registrant Exhibit 3.3 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF CERBERUS CYBER SENTINEL CORPORATION The corporation was incorporated under the name ?Cerberus Cyber Sentinel Corporation? by the filing of its original certificate of incorporation with the Secretary of State of the State of Delaware on March 5, 2019. This Amended and Restated Certificate of Incorporation of the corporation, which bo |
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| July 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 27, 2022 Cerberus Cyber Sentinel Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-41227 83-4210278 (State or other jurisdiction (Commission (IRS Employ |
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| July 1, 2022 |
Form of 2019 Equity Incentive Plan, as amended Exhibit 10.3 CERBERUS CYBER SENTINEL CORPORATION 2019 EQUITY INCENTIVE PLAN (As of [●], 2022) 1. PURPOSES. The purposes of the Plan are to (a) attract and retain for the Company and its Affiliates the best available personnel, (b) provide additional incentive to Employees, Directors and Consultants and to increase their interest in the Company’s welfare, and (c) promote the success of the business |
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| June 28, 2022 |
$100,000,000 Cerberus Cyber Sentinel Corporation Common Stock PROSPECTUS SUPPLEMENT Filed Pursuant to Rule 424(b)(5) (To Prospectus Dated June 27, 2022) Registration No. |
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| June 24, 2022 |
As filed with the Securities and Exchange Commission on June 24, 2022 As filed with the Securities and Exchange Commission on June 24, 2022 Registration No. |
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| June 24, 2022 |
Exhibit 10.1 |
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| June 24, 2022 |
Exhibit 10.2 |
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| June 24, 2022 |
CERBERUS CYBER SENTINEL CORPORATION 6900 E. Camelback Road, Suite 240 Scottsdale, Arizona 85251 CERBERUS CYBER SENTINEL CORPORATION 6900 E. Camelback Road, Suite 240 Scottsdale, Arizona 85251 June 24, 2022 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Nicholas Nalbantian Re: Cerberus Cyber Sentinel Corporation Registration Statement on Form S-3 (File No. 333-265574) Request for Acceleration Dear Mr. Nalb |
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| June 16, 2022 |
Cerberus Cyber Sentinel Corporation 6900 E. Camelback Road, Suite 240 Scottsdale, Arizona 85251 Cerberus Cyber Sentinel Corporation 6900 E. Camelback Road, Suite 240 Scottsdale, Arizona 85251 June 16, 2022 Via EDGAR Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: Cerberus Cyber Sentinel Corporation Registration Statement on Form S-3 (File No. 333-265574) Ladies and Gentlemen: We are filing this letter in order to provide the staff of the Division of Corporation |
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| June 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 10, 2022 Cerberus Cyber Sentinel Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-41227 83-4210278 (State or other jurisdiction (Commission (IRS Employ |
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| June 14, 2022 |
Form of Amended and Restated Certificate of Incorporation of the Registrant Exhibit 3.2 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF CERBERUS CYBER SENTINEL CORPORATION The corporation was incorporated under the name ?Cerberus Cyber Sentinel Corporation? by the filing of its original certificate of incorporation with the Secretary of State of the State of Delaware on March 5, 2019. This Amended and Restated Certificate of Incorporation of the corporation, which bo |
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| June 14, 2022 |
Exhibit 1.2 CERBERUS CYBER SENTINEL CORPORATION Common Stock (par value $0.00001 per share) At Market Issuance Sales Agreement June 14, 2022 B. Riley Securities, Inc. 299 Park Avenue, 21st Floor New York, NY 10171 Stifel, Nicolaus & Company, Incorporated One Montgomery Street Suite 3700 San Francisco, CA 94104 Boustead Securities, LLC 6 Venture, Suite 395 Irvine, CA 92618 Ladies and Gentlemen: Cer |
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| June 14, 2022 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Cerberus Cyber Sentinel Corporation (Exact Name of Registrant as Specified in its Charter) Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered (1) Proposed Maximum Offering Price Per Unit (2) Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial effective date Filing Fee Previously Paid In Connection with Unsold Securities to be Carried Forward Newly Registered Securities Fees to Be Paid Equity Common Stock, par value $0. |
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| June 14, 2022 |
As filed with the Securities and Exchange Commission on June 14, 2022 As filed with the Securities and Exchange Commission on June 14, 2022 Registration No. |
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| June 14, 2022 |
Exhibit 4.1 CERBERUS CYBER SENTINEL CORPORATION and [ ], as Trustee INDENTURE Dated as of [ ], [ ] TABLE OF CONTENTS Article I. DEFINITIONS AND INCORPORATION BY REFERENCE 1 1.1 DEFINITIONS. 1 1.2 OTHER DEFINITIONS. 4 1.3 INCORPORATION BY REFERENCE OF TRUST INDENTURE ACT. 4 1.4 RULES OF CONSTRUCTION. 5 Article II. THE SECURITIES 5 2.1 ISSUABLE IN SERIES. 5 2.2 ESTABLISHMENT OF TERMS OF SERIES OF SE |
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| June 2, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 2, 2022 Cerberus Cyber Sentinel Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-41227 83-4210278 (State or other jurisdiction (Commission (IRS Employe |
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| June 2, 2022 |
Exhibit 99.1 NEWS RELEASE Company Contact: Neil Stinchcombe, CMO Cerberus Sentinel 480-500-7294 [email protected] Public Relations: Cathy Morley Foster Eskenzi PR 925-708-7893 [email protected] Investor Relations: Matt Glover or Alex Kovtun Gateway Investor Relations 949-574-3860 [email protected] Cerberus Sentinel completes acquisition of Creatrix, Inc. U.S. cybersecurity s |
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| May 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission file number: 001-41227 CERBERUS CYBER SENTI |
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| April 19, 2022 |
Investor Presentation, dated April 18, 2022 Exhibit 99.1 |
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| April 19, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 18, 2022 Cerberus Cyber Sentinel Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-41227 83-4210278 (State or other jurisdiction (Commission (IRS Emplo |
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| April 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-41227 CERBERUS CYBER |
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| April 15, 2022 |
Form of Stock Option Agreement Exhibit 10.3(a) CERBERUS CYBER SENTINEL CORPORATION 2019 EQUITY INCENTIVE PLAN STOCK OPTION AGREEMENT Optionee: [[FIRSTNAME]] [[LASTNAME]] Total Shares Subject to Option: [[SHARESGRANTED]] Exercise Price Per Share: [[GRANTPRICE]] Date of Grant: [[GRANTDATE]] Vesting: [[ALLVESTSEGS]] Expiration Date: [[GRANTEXPIRATIONDATE]], or earlier upon a Change in Control or as otherwise provided herein Type o |
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| April 15, 2022 |
Subsidiaries of the Registrant Exhibit 21.1 CERBERUS CYBER SENTINEL CORPORATION List of Subsidiaries ? GenResults, LLC ? TalaTek, LLC ? Technologyville, Inc. ? Clear Skies Security, LLC ? Alpine Security, LLC ? Catapult Acquisition Corporation ? Southford Equities, Inc. ? RED74 LLC ? Atlantic Technology Systems, Inc. ? Atlantic Technology Enterprises, Inc. |
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| April 15, 2022 |
Employment Agreement by and between Bryce Hancock and the Registrant dated December 14, 2020 Exhibit 10.8 EMPLOYMENT AGREEMENT This Employment Agreement (?Agreement?) is made by and between Cerberus Cyber Sentinel Corporation, a Delaware corporation (the ?Company?), and Bryce Hancock (?Employee?). The Company and Employee are sometimes collectively referred to as the ?Parties? or individually as a ?Party.? RECITALS Bryce Hancock 6113 E Calle Del Norte Scottsdale, AZ 85251 Cerberus Cyber S |
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| April 15, 2022 |
Employment Agreement by and between Debra L. Smith and the Registrant dated December 31, 2020 Exhibit 10.10 12/30/2020 Re: Employment Offer Deb Smith 16334 N. 110th St Scottsdale, AZ 85255 Dear Deb Smith, Cerberus Cyber Sentinel Corporation (the ?Company?) is please to offer you the position of Executive Vice President (EVP) of Finance in the Company on the following terms. You will report to the COO and will be principally responsible for all day to day operations related to finance and a |
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| April 1, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 1, 2022 Cerberus Cyber Sentinel Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-41227 83-4210278 (State or other jurisdiction (Commission (IRS Employ |
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| April 1, 2022 |
Investor Presentation, dated April 1, 2022 Exhibit 99.1 |
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| April 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-SAR ? Form N-CSR For Period Ended: December 31, 2021 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on Form 10-Q ? Transition Report o |
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| March 21, 2022 |
Cerberus Cyber Sentinel Corporation Exhibit 99.1 Cerberus Cyber Sentinel Corporation U.S. cybersecurity services firm adds experienced CISO from Booz Allen SCOTTSDALE, Ariz., March 21, 2022 (GLOBE NEWSWIRE) ? via InvestorWire ? Cerberus Cyber Sentinel Corporation (NASDAQ: CISO), a Managed Compliance and Cybersecurity Provider (MCCP) based in Scottsdale, Ariz., announces that Ashley Devoto has been appointed chief information securit |
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| March 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 15, 2022 Cerberus Cyber Sentinel Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-41227 83-4210278 (State or other jurisdiction (Commission (IRS Emplo |
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| February 22, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 15, 2022 CERBERUS CYBER SENTINEL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-41227 83-4210278 (State or other jurisdiction (Commission (IR |
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| February 22, 2022 |
Cerberus Sentinel Names Dave Bennett Chief Operating Officer Exhibit 99.1 Cerberus Sentinel Names Dave Bennett Chief Operating Officer U.S. cybersecurity services firm appoints recognized operations leader to executive team for next stage of growth SCOTTSDALE, Ariz., Feb. 17, 2022 (GLOBE NEWSWIRE) ? Cerberus Cyber Sentinel Corporation (Nasdaq: CISO), a Managed Compliance and Cybersecurity Provider (MCCP) based in Scottsdale, Ariz., announces that Dave Benne |
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| February 14, 2022 |
SOUTHFORD EQUITIES, INC FINANCIAL STATEMENTS AS OF DECEMBER 31, 2020 AND 2019 TABLE OF CONTENTS Exhibit 99.1 SOUTHFORD EQUITIES, INC FINANCIAL STATEMENTS AS OF DECEMBER 31, 2020 AND 2019 TABLE OF CONTENTS Page REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM F-2 FINANCIAL STATEMENTS: Balance Sheets as of December 31, 2020 and 2019 F-5 Statements of Operations For the Years Ended December 31, 2020 and 2019 F-6 Statements of Changes in Members? Equity For the Years Ended December 31, 20 |
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| February 14, 2022 |
Exhibit 99.2 SOUTHFORD EQUITIES, INC FINANCIAL STATEMENTS FOR NINE MONTHS ENDED SEPTEMBER 30, 2021 AND 2020 TABLE OF CONTENTS Page FINANCIAL STATEMENTS: Condensed Balance Sheets as of September 30, 2021 (unaudited) and December 31, 2020 F-2 Condensed Statements of Operations for the Nine Months Ended September 30, 2021 and 2020 (unaudited) F-3 Condensed Statements of Changes in Members? Equity for |
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| February 14, 2022 |
Exhibit 99.3 CERBERUS CYBER SENTINEL CORPORATION AND SUBSIDIARIES UNAUDITED PRO FORMA CONDENSED CONSOLIDATED FINANCIAL STATEMENTS The following unaudited pro forma condensed consolidated balance sheet as of September 30, 2021 and the unaudited pro forma condensed consolidated statement of operations for the nine months ended September 30, 2021 and the year ended December 31, 2020 are based on the |
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| February 14, 2022 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 1, 2021 CERBERUS CYBER SENTINEL CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-56059 83-4210278 (State or other (Commissi |
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| February 7, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 1, 2022 CERBERUS CYBER SENTINEL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-41227 83-4210278 (State or other jurisdiction (Commission (IRS |
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| February 7, 2022 |
Cerberus Sentinel Names President to Leadership Team EX-99.1 2 ex99-1.htm Exhibit 99.1 Cerberus Sentinel Names President to Leadership Team U.S. cybersecurity services firm promotes experienced executive SCOTTSDALE, Ariz., Feb. 03, 2022 (GLOBE NEWSWIRE) — Cerberus Cyber Sentinel Corporation (NASDAQ: CISO), a Managed Compliance and Cybersecurity Provider (MCCP) based in Scottsdale, Ariz., announces that Rory Sanchez has been named president of the co |
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| January 21, 2022 |
Cerberus Cyber Sentinel Corporation Filed Pursuant to Rule 424(b)(3) Registration No. 333-261645 Prospectus Supplement No. 1 (To Prospectus dated January 14, 2022) Cerberus Cyber Sentinel Corporation This prospectus supplement updates and supplements the prospectus dated January 14, 2022 (the ?Prospectus?), which forms a part of the Registration Statement on Form S-1, as amended (Registration No. 333-261645), of Cerberus Cyber Senti |
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| January 20, 2022 |
SCOTTSDALE, Ariz., Jan. 13, 2022 (GLOBE NEWSWIRE) — Exhibit 99.1 SCOTTSDALE, Ariz., Jan. 13, 2022 (GLOBE NEWSWIRE) ? Cerberus Cyber Sentinel Corp. (Nasdaq: CISO), a managed cybersecurity and compliance (MCCP) company, today announced the pricing of its initial public offering of 2,000,000 shares of its common stock at a price of $5.00 per share to the public for a total of $10,000,000 of gross proceeds to Cerberus Cyber Sentinel Corp. The common st |
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| January 20, 2022 |
Cerberus Sentinel Reaches M&A Milestone EX-99.1 2 ex99-1.htm Exhibit 99.1 Cerberus Sentinel Reaches M&A Milestone True Digital Security acquisition close highlights U.S. cybersecurity services firm’s planned expansion by M&A SCOTTSDALE, Ariz., Jan. 20, 2022 (GLOBE NEWSWIRE) — Cerberus Cyber Sentinel Corporation (Nasdaq: CISO), a Managed Compliance and Cybersecurity Provider (MCCP) based in Scottsdale, Arizona, announced that with the co |
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| January 20, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 19, 2022 CERBERUS CYBER SENTINEL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-41227 83-4210278 (State or other jurisdiction (Commission (IRS |
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| January 20, 2022 |
Entry into a Material Definitive Agreement, Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 13, 2022 CERBERUS CYBER SENTINEL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-41227 83-4210278 (State or other (Commission File (IRS Employe |
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| January 18, 2022 |
$10,000,000 Cerberus Cyber Sentinel Corporation 2,000,000 shares of Common Stock at $5.00 per share 424B4 1 form424b4.htm Filed Pursuant to Rule 424(b)(4) Registration No. 333-261645 Prospectus $10,000,000 Cerberus Cyber Sentinel Corporation 2,000,000 shares of Common Stock at $5.00 per share This is a “firm commitment” underwritten public offering of 2,000,000 shares of common stock of Cerberus Cyber Sentinel Corporation, a Delaware corporation. Historically, our common stock has been quoted on |
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| January 13, 2022 |
As filed with the United States Securities and Exchange Commission on January 13, 2022. As filed with the United States Securities and Exchange Commission on January 13, 2022. |
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| January 13, 2022 |
Boustead Securities LLC 6 Venture #395 Irvine, CA 92618 January 13, 2022 Boustead Securities LLC 6 Venture #395 Irvine, CA 92618 January 13, 2022 U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549-3720 Attention: Cara Wirth Re: Cerberus Cyber Sentinel Corporation Registration Statement on Form S-1/A Filed January 13, 2022 Acceleration Request Requested Date: January 13, 2022 Requested Time: 4:00 PM Eastern |
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| January 13, 2022 |
8-A12B 1 form8a-12b.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 CERBERUS CYBER SENTINEL CORPORATION (Exact Name of Registrant as Specified in Its Charter) Delaware 83-4210278 (State of Incorporation or Organization) (IRS Employer Ident |
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| January 13, 2022 |
CORRESP 1 filename1.htm January 13, 2022 Via EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549-3720 Attention: Cara Wirth Re: Cerberus Cyber Sentinel Corporation Registration Statement on Form S-1/A Filed January 13, 2022 Acceleration Request Requested Date: January 13, 2022 Requested Time: 4:00 PM Eastern Time Ladies and Gentle |
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| January 10, 2022 |
Filed pursuant to Rule 433 of the Securities Act of 1933, as amended FWP 1 formfwp.htm Filed pursuant to Rule 433 of the Securities Act of 1933, as amended Issuer Free Writing Prospectus dated January 7, 2022 Relating to the Preliminary Prospectus dated January 6, 2022 Registration File No. 333-261645 |
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| January 7, 2022 |
As filed with the United States Securities and Exchange Commission on January 6, 2022. As filed with the United States Securities and Exchange Commission on January 6, 2022. |
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| January 7, 2022 |
EX-10.14 2 ex10-14.htm Exhibit 10.14 LOCK-UP AGREEMENT THIS LOCK-UP AGREEMENT (this “Agreement”) is made as of the day of January, 2022 (the “Effective Date”) by and among Cerberus Cyber Sentinel Corporation, a Delaware corporation (the “Company”) and each of (collectively the “Stockholders”). The Company and the Stockholders are individually referred to herein as a “Party” and are collectively re |
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| January 6, 2022 |
EX-10.1 2 ex10-1.htm Exhibit 10.1 STOCk PURCHASE Agreement by and among CERBERUS CYBER SENTINEL CORPORATION, and Rory Sanchez, Madeline sanchez, rob schaffitzel, robert hochmuth, trebor Worthen, and jerald j. dawkins, Shareholders of TRUE DIGITAL SECURITY, INC., dated as of January 5, 2022 TABLE OF CONTENTS Page ARTICLE I PURCHASE AND SALE; CLOSING 1 Section I.1 Purchase and Sale 1 Section I.2 Pur |
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| January 6, 2022 |
Exhibit 10.2 Agreement AND PLAN OF MERGER by and among CERBERUS CYBER SENTINEL CORPORATION, TRUE DIGITAL SECURITY MERGER SUB, INC., true digital security, inc., and RORY SANCHEZ JERALD DAWKINS, PH.D. and all shareholders dated as of January 5, 2022 TABLE OF CONTENTS Page ARTICLE I THE MERGER 1 1.1 The Merger 1 1.2 Closing 1 1.3 Effective Time. 1 1.4 Effect of the Merger 2 1.5 Manager and Officers |
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| January 6, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 5, 2022 CERBERUS CYBER SENTINEL CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-56059 83-4210278 (State or other jurisdiction (Commission (IRS |
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| December 16, 2021 |
December 16, 2021 Via EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549-3720 Attention: Cara Wirth Re: Cerberus Cyber Sentinel Corporation Registration Statement on Form S-1 (333-261645) Filed December 14, 2021 Ladies and Gentlemen: Cerberus Cyber Sentinel Corporation (the “Company”) hereby requests that its request, made on Dec |
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| December 14, 2021 |
As filed with the United States Securities and Exchange Commission on December 14, 2021. As filed with the United States Securities and Exchange Commission on December 14, 2021. |
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| December 14, 2021 |
Exhibit 10.12 SHAREHOLDERS AGREEMENT THIS SHAREHOLDERS AGREEMENT (this “Agreement”) is made as of the day of , 2021 (the “Effective Date”) by and among Cerberus Cyber Sentinel Corporation, a Delaware corporation (the “Company”) and each of (collectively the “New Holders”) and David Jemmett and Stephen Scott (collectively the “Founders” and individually a “Founder) (the New Holders and the Founders |
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| December 14, 2021 |
Exhibit 1.1 UNDERWRITING AGREEMENT December , 2021 Boustead Securities, LLC 6 Venture, Suite 265 Irvine, CA 92618 As Representative of the several Underwriters named on Schedule 1 attached hereto Ladies and Gentlemen: The undersigned, Cerberus Cyber Sentinel Corporation, a Delaware corporation (the “Company”), hereby confirms its agreement (this “Agreement”) with Boustead Securities, LLC (hereinaf |
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| December 14, 2021 |
Subsidiaries of the Registrant EX-21.1 6 ex21-1.htm Exhibit 21.1 Subsidiaries of Cerberus Cyber Sentinel Corporation Subsidiary Name Jurisdiction of Incorporation GenResults, LLC Arizona Talatek, LLC Virgina Technologyville, Inc. Illinois Clear Skies Security, LLC Georgia Alpine Security, LLC Illinois Catapult Acquisition Corporation New Jersey Atlantic Technology Systems, Inc. New Jersey Atlantic Technology Enterprises, Inc. N |
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| December 14, 2021 |
EX-4.3 3 ex4-3.htm Exhibit 4.3 THE REGISTERED HOLDER OF THIS PURCHASE WARRANT BY ITS ACCEPTANCE HEREOF, AGREES THAT IT WILL NOT SELL, TRANSFER OR ASSIGN THIS PURCHASE WARRANT EXCEPT AS HEREIN PROVIDED AND THE REGISTERED HOLDER OF THIS PURCHASE WARRANT AGREES THAT IT WILL NOT SELL, TRANSFER, ASSIGN, PLEDGE OR HYPOTHECATE THIS PURCHASE WARRANT FOR A PERIOD OF ONE HUNDRED EIGHTY DAYS FOLLOWING [●] (T |
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| December 14, 2021 |
Boustead Securities LLC 6 Venture #395 Irvine, CA 92618 December 14, 2021 CORRESP 1 filename1.htm Boustead Securities LLC 6 Venture #395 Irvine, CA 92618 December 14, 2021 U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549-3720 Attention: Cara Wirth Re: Cerberus Cyber Sentinel Corporation Registration Statement on Form S-1 Filed December 14, 2021 Acceleration Request Requested Date: December 16, 2021 Request |
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| December 14, 2021 |
CORRESP 1 filename1.htm December 14, 2021 Via EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549-3720 Attention: Cara Wirth Re: Cerberus Cyber Sentinel Corporation Registration Statement on Form S-1 Filed December 14, 2021 Acceleration Request Requested Date: December 16, 2021 Requested Time: 5:25 PM Eastern Time Ladies and Gentl |
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| December 6, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 1, 2021 CERBERUS CYBER SENTINEL CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-56059 83-4210278 (State or other jurisdiction (Commission (IRS |
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| December 6, 2021 |
EX-10.1 2 ex10-1.htm Exhibit 10.1 STOCk PURCHASE Agreement by and among CERBERUS CYBER SENTINEL CORPORATION, SOUTHFORD EQUITIES, INC, David Esteban Alfaro Medina, RobErto AndrEs Arriagada Poblete and Camilo Orlando Garrido Briones dated as of December 1, 2021 TABLE OF CONTENTS Page ARTICLE I Purchase and Sale; Closing 1 Section 1.1 Purchase and Sale 1 Section 1.2 Purchase Price. 1 Section 1.3 Clos |
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| November 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 9, 2021 CERBERUS CYBER SENTINEL CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-56059 83-4210278 (State or other (Commission File (IRS Employe |
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| November 15, 2021 |
EX-10.1 2 ex10-1.htm Exhibit 10.1 Agreement AND PLAN OF MERGER by and among CERBERUS CYBER SENTINEL CORPORATION, RED74 MERGER SUB, LLC, RED74 LLC, TICATO Holdings, inc. and TIMOTHY D. COLEMAN dated as of October 18, 2021 TABLE OF CONTENTS Page ARTICLE I The Merger 1 1.1 The Merger 1 1.2 Closing 1 1.3 Effective Time. 1 1.4 Effect of the Merger 2 1.5 Manager and Officers 2 ARTICLE II Conversion of S |
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| November 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2021 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission file number: 000-56059 CERBERUS CYBER S |
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| November 2, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 27, 2021 CERBERUS CYBER SENTINEL CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-56059 83-4210278 (State or other jurisdiction (Commission (IRS |
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| November 2, 2021 |
EX-10.1 2 ex10-1.htm Exhibit 10.1 PURCHASE AGREEMENT This Purchase Agreement (this “Agreement”), dated as of October 27, 2021, is between Cerberus Cyber Sentinel Corporation, a Delaware corporation (“Issuer”), and Neil Stinchcombe, an individual (“Purchaser”). 1. Purchase 1.1 Subject to the terms and conditions set forth in this Agreement and in the form of Note attached as Exhibit B to this Agree |
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| October 28, 2021 |
Subsidiaries of Cerberus Cyber Sentinel Corporation Exhibit 21.1 Subsidiaries of Cerberus Cyber Sentinel Corporation Subsidiary Name Jurisdiction of Incorporation GenResults, LLC Arizona Talatek, LLC Virgina Technologyville, Inc. Illinois Clear Skies Security, LLC Georgia Alpine Security, LLC Illinois Catapult Acquisition Corporation New Jersey Atlantic Technology Systems, Inc. New Jersey Atlantic Technology Enterprises, Inc. New Jersey |
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| October 28, 2021 |
This is a confidential draft submission to the United States Securities and Exchange Commission under the Securities Act of 1933, as amended, on October 28, 2021. |
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| October 7, 2021 |
EX-10.1 2 ex10-1.htm Exhibit 10.1 STOCK PURCHASE AGREEMENT by and among CERBERUS CYDER SENTINEL CORPORATION, ATLANTIC TECHNOLOGY ENTERPRISES, INC. ATLANTIC TECHNOLOGY SYSTEMS, INC. and JAMES AND MIRIAM MONTAGNE dated as of October 1, 2021 TABLE OF CONTENTS Page ARTICLE I PURCHASE AND SALE; CLOSING 1 Section 1.1 Purchase and Sale 1 Section 1.2 Purchase Price 1 Section 1.3 Closing 1 ARTICLE II REPRE |
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| October 7, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 1, 2021 CERBERUS CYBER SENTINEL CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-56059 83-4210278 (State or other jurisdiction (Commission (IRS |
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| August 30, 2021 |
As filed with the Securities and Exchange Commission on August 30, 2021 As filed with the Securities and Exchange Commission on August 30, 2021 Registration No. |
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| August 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission file number: 000-56059 CERBERUS CYBER SENTIN |
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| August 2, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 26, 2021 CERBERUS CYBER SENTINEL CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-56059 83-4210278 (State or other jurisdiction (Commission (IRS Em |
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| August 2, 2021 |
EX-10.1 2 ex10-1.htm Exhibit 10.1 AMENDED AND RESTATED Agreement and Plan of Merger by and among CERBERUS CYBER SENTINEL CORPORATION, CATAPULT ACQUISITION MERGER SUB, LLC, CATAPULT ACQUISITION CORPORATION, THE SHAREHOLDERS OF CATAPULT ACQUISITION CORPORATION and the shareholder representative Dated as of July 26, 2021 TABLE OF CONTENTS Page ARTICLE I The Merger 1 Section 1.1 The Merger 1 Section 1 |
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| July 19, 2021 |
8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 16, 2021 CERBERUS CYBER SENTINEL CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-56059 83-4210278 (State or other jurisdiction ( |
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| July 7, 2021 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 30, 2021 CERBERUS CYBER SENTINEL CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-56059 83-4210278 (State or other jurisdiction (Commission File (I |
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| June 23, 2021 |
EX-99.1 2 ex99-1.htm Exhibit 99.1 Cerberus Sentinel Names Chief Financial Officer to Leadership Team U.S. cybersecurity services firm promotes experienced financial professional SCOTTSDALE, Ariz., June 22, 2021 (GLOBE NEWSWIRE) - Cerberus Cyber Sentinel Corporation (OTC: CISO) (“Cerberus Sentinel”), a cybersecurity consulting and managed services firm based in Scottsdale, Ariz., announced today th |
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| June 23, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 18, 2021 CERBERUS CYBER SENTINEL CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-56059 83-4210278 (State or other jurisdiction (Commission File (I |
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| May 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2021 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission file number: 000-56059 CERBERUS CYBER S |
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| May 11, 2021 |
Cerberus Sentinel announces addition of Kiki VanDeWeghe to Board of Directors Exhibit 99.1 Cerberus Sentinel announces addition of Kiki VanDeWeghe to Board of Directors SCOTTSDALE, Ariz., May 06, 2021 (GLOBE NEWSWIRE) ? Cerberus Cyber Sentinel Corporation (OTC: CISO) (?Cerberus Sentinel?), a cybersecurity consulting and managed services firm, announced today that E.M. ?Kiki? VanDeWeghe III has been appointed to its board of directors. VanDeWeghe adds significant executive a |
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| May 11, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 5, 2021 CERBERUS CYBER SENTINEL CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-56059 83-4210278 (State or other jurisdiction (Commission File (IRS |
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| March 31, 2021 |
Subsidiaries of the Registrant Exhibit 21.1 Subsidiaries of Cerberus Cyber Sentinel Corporation Subsidiary Name Jurisdiction of Incorporation GenResults, LLC Arizona Talatek, LLC Virgina Technologyville, Inc. Illinois Clear Skies Security, LLC Georgia Alpine Security, LLC Illinois |
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| March 31, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-56059 CERBERUS CY |
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| March 31, 2021 |
EX-10.13 2 ex10-13.htm Exhibit 10.13 EMPLOYMENT AGREEMENT This Employment Agreement (“Agreement”) is made by and between Cerberus Cyber Sentinel Corporation, a Delaware corporation (the “Company”), and Bryce Hancock (“Employee”). The Company and Employee are sometimes collectively referred to as the “Parties” or individually as a “Party.” RECITALS Bryce Hancock 6113 E Calle Del Norte Scottsdale, A |
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| February 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 1, 2021 CERBERUS CYBER SENTINEL CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-56059 83-4210278 (State or other jurisdiction (Commission (IRS |
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| February 4, 2021 |
Exhibit 99.1 Cerberus Sentinel announces Sandra Morgan to join Board of Directors U.S. cybersecurity services firm adds regulatory and compliance professional as director SCOTTSDALE, Ariz., Feb. 02, 2021 (GLOBE NEWSWIRE) — Cerberus Cyber Sentinel Corporation (OTC: CISO), a cybersecurity consulting and managed services firm based in Scottsdale, Ariz., announced that Sandra Morgan has joined its boa |
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| December 29, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 23, 2020 CERBERUS CYBER SENTINEL CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-56059 83-4210278 (State or other (Commission File (IRS Employ |
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| December 29, 2020 |
Exhibit 10.1 FORM OF NOTE THIS CONVERTIBLE NOTE (THE “NOTE”) AND THE SECURITIES ISSUABLE UPON THE CONVERSION HEREOF HAVE NOT BEEN REGISTERED OR QUALIFIED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), NOR UNDER ANY STATE SECURITIES LAWS AND MAY NOT BE OFFERED FOR SALE, PLEDGED, SOLD, ASSIGNED, TRANSFERRED, OR OTHERWISE DISPOSED OF UNLESS AN EXEMPTION EXISTS OR UNLESS SUCH DIS |
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| December 21, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 16, 2020 CERBERUS CYBER SENTINEL CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-56059 83-4210278 (State or other jurisdiction (Commission Fil |
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| December 21, 2020 |
Exhibit 10.1 Agreement and Plan of Merger by and among CERBERUS CYBER SENTINEL CORPORATION, ALPINE MERGER SUB, LLC, ALPINE SECURITY, LLC and CHRISTIAN Espinosa dated as of December 16, 2020 table of contents Page ARTICLE I The Merger 1 Section 1.1 The Merger 1 Section 1.2 Closing 1 Section 1.3 Effective Time 1 Section 1.4 Effect of the Merger 1 Section 1.5 Managers and Officers 2 ARTICLE II Conver |
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| November 16, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2020 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission file number: 000-56059 CERBERUS CYB |
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| October 16, 2020 |
Exhibit 99.2 CLEAR SKIES SECURITY LLC FINANCIAL STATEMENTS FOR SIX MONTHS ENDED JUNE 30, 2020 AND 2019 TABLE OF CONTENTS Page FINANCIAL STATEMENTS: Condensed Balance Sheets as of June 30, 2020 (unaudited) and December 31, 2019 F-2 Condensed Statements of Operations for the Six Months Ended June 30, 2020 and 2019 (unaudited) F-3 Condensed Statements of Changes in Members’ Equity for the Six Months |
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| October 16, 2020 |
Financial Statements and Exhibits 8-K/A 1 form8-ka.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2020 CERBERUS CYBER SENTINEL CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-56059 83-4210278 (State |
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| October 16, 2020 |
CLEAR SKIES SECURITY, LLC FINANCIAL STATEMENTS AS OF DECEMBER 31, 2019 AND 2018 TABLE OF CONTENTS EX-99.1 3 ex99-1.htm Exhibit 99.1 CLEAR SKIES SECURITY, LLC FINANCIAL STATEMENTS AS OF DECEMBER 31, 2019 AND 2018 TABLE OF CONTENTS Page REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM F-2 FINANCIAL STATEMENTS: Balance Sheets as of December 31, 2019 and 2018 F-3 Statements of Operations For the Years Ended December 31, 2019 and 2018 F-4 Statements of Changes in Members’ Equity For the Year |
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| October 16, 2020 |
Exhibit 99.3 CERBERUS CYBER SENTINEL CORPORATION AND SUBSIDIARIES UNAUDITED PRO FORMA CONDENSED CONSOLIDATED FINANCIAL STATEMENTS The following unaudited pro forma condensed consolidated balance sheet as of June 30, 2020 and the unaudited pro forma condensed consolidated statement of operations for the six months ended June 30, 2020 and the year ended December 31, 2019 are based on the historical |
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| August 17, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2020 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission file number: 000-56059 CERBERUS CYBER SE |
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| August 17, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC File Number: 000-56059 NOTIFICATION OF LATE FILING (Check One): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: June 30, 2020 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transit |
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| August 10, 2020 |
Exhibit 99.2 TECHNOLOGYVILLE, INC. FINANCIAL STATEMENTS FOR THE THREE MONTHS ENDED MARCH 31, 2020 AND 2019 TABLE OF CONTENTS Page FINANCIAL STATEMENTS: Condensed Balance Sheets as of March 31, 2020 (Unaudited) and December 31, 2019 F-2 Condensed Statements of Operations For the Three Months Ended March 31, 2020 and 2019 (unaudited) F-3 Condensed Statements of Changes in Stockholder’s Equity (Defic |
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| August 10, 2020 |
TECHNOLOGYVILLE, INC. FINANCIAL STATEMENTS AS OF DECEMBER 31, 2019 TABLE OF CONTENTS Exhibit 99.1 TECHNOLOGYVILLE, INC. FINANCIAL STATEMENTS AS OF DECEMBER 31, 2019 TABLE OF CONTENTS Page REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM F-2 FINANCIAL STATEMENTS: Balance Sheet as of December 31, 2019 F-3 Statement of Operations For the Year Ended December 31, 2019 F-4 Statement of Changes in Stockholder’s Equity For the Year Ended December 31, 2019 F-5 Statement of Cash Flow |
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| August 10, 2020 |
Exhibit 99.3 CERBERUS CYBER SENTINEL CORPORATION AND SUBSIDIARIES UNAUDITED PRO FORMA CONDENSED CONSOLIDATED FINANCIAL STATEMENTS The following unaudited pro forma condensed consolidated balance sheet as of March 31, 2020 and the unaudited pro forma condensed consolidated statement of operations for the three months ended March 31, 2020 and the year ended December 31, 2019 are based on the histori |
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| August 10, 2020 |
Financial Statements and Exhibits - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 25, 2020 CERBERUS CYBER SENTINEL CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-56059 83-4210278 (State or other jurisdiction |
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| August 6, 2020 |
Exhibit 10.1 SHARE PURCHASE AGREEMENT by and among CERBERUS CYBER SENTINEL CORPORATION, CLEAR SKIES SECURITY LLC and ALL OF ITS MEMBERS dated as of July 31, 2020 TABLE OF CONTENTS Page ARTICLE I PURCHASE AND SALE; CLOSING 1 Section 1.1 Purchase and Sale 1 Section 1.2 Purchase Price 1 Section 1.3 Closing 1 Section 1.4 Clear Skies Distribution of Retained Earnings 1 ARTICLE II REPRESENTATIONS AND WA |
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| August 6, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2020 CERBERUS CYBER SENTINEL CORPORATION (Exact name of registrant as specified in its charter) Delaware 000-56059 83-4210278 (State or other jurisdiction (Commission File (I |
