Mga Batayang Estadistika
| CIK | 1780785 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to CN Energy Group. Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| August 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the Month of August 2025 Commission file number: 001-39978 CN ENERGY GROUP. INC. Building 2-B, Room 206, No. 268 Shiniu Road Liandu District, Lishui City, Zhejiang Province The People’s Republic of China (A |
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| August 14, 2025 |
Dali City People’s Court Enforcement Ruling EXHIBIT 10.1 Dali City People’s Court Enforcement Ruling (2025) Yun 2901 Enforcement No. 2467-1 Applicant for Enforcement: Jianquan LIU, male, born on May 3, 1963, Han ethnicity, residing in No. 118 Cangshan Middle Road, Cangshan West Town, Yangbi Yi Autonomous County, Dali Bai Autonomous Prefecture, Yunnan Province, Citizen ID number: 532922196305030017. Enforcement Respondent: Shenzhen Xiangfeng |
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| August 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the Month of August 2025 Commission file number: 001-39978 CN ENERGY GROUP. INC. Building 2-B, Room 206, No. 268 Shiniu Road Liandu District, Lishui City, Zhejiang Province The People’s Republic of China (A |
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| August 11, 2025 |
EXHIBIT 10.1 SECURITIES PURCHASE AGREEMENT THIS SECURITIES PURCHASE AGREEMENT (this “Agreement”) is entered into and made effective as of August 1, 2025, by and between CN Energy Group. Inc. a British Virgin Islands business company (Nasdaq: CNEY) (the “Company”), and the purchasers identified on the signature pages hereto (each a “Purchaser”). RECITALS WHEREAS, subject to the terms and conditions |
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| August 11, 2025 |
EXHIBIT 10.2 SECURITIES PURCHASE AGREEMENT THIS SECURITIES PURCHASE AGREEMENT (this “Agreement”) is entered into and made effective as of August 1, 2025, by and between CN Energy Group. Inc. a British Virgin Islands business company (Nasdaq: CNEY) (the “Company”), and the purchasers identified on the signature pages hereto (each a “Purchaser”). RECITALS WHEREAS, subject to the terms and conditions |
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| June 30, 2025 |
As filed with the Securities and Exchange Commission on June 30, 2025 As filed with the Securities and Exchange Commission on June 30, 2025 Registration No. |
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| June 30, 2025 |
EXHIBIT 107 Calculation of Filing Fee Tables Form F-3 (Form Type) CN ENERGY GROUP. |
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| June 20, 2025 |
EXHIBIT 99.1 GLOBAL AMENDMENT This Global Amendment (this “Amendment”) is entered into as of June 18, 2025, by and between STREETERVILLE CAPITAL, LLC, a Utah limited liability company (“Investor”), and CN ENERGY GROUP. INC., a British Virgin Islands company (“Company”). Capitalized terms used in this Amendment without definition shall have the meanings given to them in the Purchase Agreement. A. C |
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| June 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the Month of June 2025 Commission file number: 001-39978 CN ENERGY GROUP. INC. Building 2-B, Room 206, No. 268 Shiniu Road Liandu District, Lishui City, Zhejiang Province The People’s Republic of China (Add |
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| June 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the Month of June 2025 Commission file number: 001-39978 CN ENERGY GROUP. INC. Building 2-B, Room 206, No. 268 Shiniu Road Liandu District, Lishui City, Zhejiang Province The People’s Republic of China (Add |
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| May 19, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the Month of May 2025 Commission file number: 001-39978 CN ENERGY GROUP. INC. Building 2-B, Room 206, No. 268 Shiniu Road Liandu District, Lishui City, Zhejiang Province The People’s Republic of China (Addr |
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| May 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the Month of May 2025 Commission file number: 001-39978 CN ENERGY GROUP. INC. Building 2-B, Room 206, No. 268 Shiniu Road Liandu District, Lishui City, Zhejiang Province The People’s Republic of China (Addr |
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| April 30, 2025 |
AMENDMENT TO SHARE PURCHASE AGREEMENT EXHIBIT 10.2 AMENDMENT TO SHARE PURCHASE AGREEMENT THIS AMENDMENT TO SHARE PURCHASE AGREEMENT (this “Amendment”) to that certain Share Purchase Agreement dated as of March 31, 2025 (the “Purchase Agreement”), which was originally entered into by and among CN Energy Group. Inc., a British Virgin Islands company limited by shares (the “Parent”), Ewforest Group Limited, a Hong Kong private company li |
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| April 30, 2025 |
EXHIBIT 10.1 SHARE PURCHASE AGREEMENT BY AND BETWEEN CN ENERGY GROUP. INC., EWFOREST GROUP LIMITED, YNONG GROUP LIMITED, AND YNONG INTERNATIONAL GROUP LIMITED DATED AS OF MARCH 31, 2025 SHARE PURCHASE AGREEMENT THIS SHARE PURCHASE AGREEMENT (this “Agreement”) is entered into and made effective as of March 31, 2025 (the “Effective Date”), by and between CN ENERGY GROUP. INC., a British Virgin Islan |
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| April 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K/A REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the Month of April 2025 Commission file number: 001-39978 CN ENERGY GROUP. INC. Building 2-B, Room 206, No. 268 Shiniu Road Liandu District, Lishui City, Zhejiang Province The People’s Republic of China ( |
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| April 29, 2025 |
AMENDMENT TO SHARE PURCHASE AGREEMENT EXHIBIT 10.1 AMENDMENT TO SHARE PURCHASE AGREEMENT THIS AMENDMENT TO SHARE PURCHASE AGREEMENT (this “Amendment”) to that certain Share Purchase Agreement dated as of March 31, 2025 (the “Purchase Agreement”), which was originally entered into by and among CN Energy Group. Inc., a British Virgin Islands company limited by shares (the “Parent”), Ewforest Group Limited, a Hong Kong private company li |
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| April 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K/A REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the Month of April 2025 (March 2025) Commission file number: 001-39978 CN ENERGY GROUP. INC. Building 2-B, Room 206, No. 268 Shiniu Road Liandu District, Lishui City, Zhejiang Province The People’s Republ |
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| April 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the Month of April 2025 Commission file number: 001-39978 CN ENERGY GROUP. INC. Building 2-B, Room 206, No. 268 Shiniu Road Liandu District, Lishui City, Zhejiang Province The People’s Republic of China (Ad |
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| April 10, 2025 |
EXHIBIT 10.1 SECURITIESPURCHASE AGREEMENT THIS SECURITIES PURCHASE AGREEMENT (this “Agreement”), dated as of April 4, 2025, is entered into by and between CN ENERGY GROUP. INC., a British Virgin Islands corporation (“Company”), and STREETERVILLE CAPITAL, LLC, a Utah limited liability company, its successors and/or assigns (“Investor”). Capitalized terms used but not otherwise defined herein will h |
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| April 2, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the Month of March 2025 Commission file number: 001-39978 CN ENERGY GROUP. INC. Building 2-B, Room 206, No. 268 Shiniu Road Liandu District, Lishui City, Zhejiang Province The People’s Republic of China (Ad |
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| April 2, 2025 |
EXHIBIT 10.1 SHARE PURCHASE AGREEMENT BY AND BETWEEN CN ENERGY GROUP. INC., EWFOREST GROUP LIMITED, YNONG GROUP LIMITED, AND YNONG INTERNATIONAL GROUP LIMITED DATED AS OF MARCH 31, 2025 SHARE PURCHASE AGREEMENT THIS SHARE PURCHASE AGREEMENT (this “Agreement”) is entered into and made effective as of March 31, 2025 (the “Effective Date”), by and between CN ENERGY GROUP. INC., a British Virgin Islan |
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| February 18, 2025 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EXHIBIT 15.2 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in the Annual Report on Form 20-F on the consolidated financial statements of CN Energy Group. Inc. and its subsidiaries (the “Company”) of auditor’s opinion in the Report of Independent Registered Public Accounting Firm dated on February 18, 2025, relating to the consolidated |
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| February 18, 2025 |
EXHIBIT 12.1 CERTIFICATION OF THE CHIEF EXECUTIVE OFFICER PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Wenhua Liu, certify that: 1. I have reviewed this annual report on Form 20-F of CN ENERGY GROUP. INC. (the “Company”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements m |
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| February 18, 2025 |
UNIVERSAL LAW OFFICES OF HANGZHOU EXHIBIT 15.1 上海宇钧（杭州）律师事务所 UNIVERSAL LAW OFFICES OF HANGZHOU Date: February 12, 2025 To: CN ENERGY GROUP. INC. Building 1-B, Room 303, No. 268 Shiniu Road Liandu District, Lishui City, Zhejiang Province The People’s Republic of China Dear Mesdames/Sirs, As we has been acting as the company's “PRC Counsel” since February 6, 2024, we consent to the references to our firm under the mentions of “PRC C |
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| February 18, 2025 |
EXHIBIT 12.2 CERTIFICATION OF THE CHIEF FINANCIAL OFFICER PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Jinwu Huang, certify that: 1. I have reviewed this annual report on Form 20-F of CN ENERGY GROUP. INC. (the “Company”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements |
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| February 18, 2025 |
Insider Trading Compliance Manual CN Energy Group. Inc. Adopted April 15, 2020 EXHIBIT 11.2 Insider Trading Compliance Manual CN Energy Group. Inc. Adopted April 15, 2020 In order to take an active role in the prevention of insider trading violations by its officers, directors, employees, consultants, advisors, and other related individuals, the Board of Directors (the “Board”) of CN Energy Group. Inc., a British Virgin Islands company (the “Company”) has adopted the policie |
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| February 18, 2025 |
EXHIBIT 4.11 Lease Agreement Party A: Lishui Yonglian Startup Services Co., Ltd. Party B: CN Energy Industrial Development Co., Ltd. According to the Civil Code of the People's Republic of China and the relevant laws and regulations on housing management and leasing, and on the basis of mutual consensus, Party A and Party B reach the following agreement regarding the lease of the following houses: |
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| February 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT |
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| February 18, 2025 |
EXHIBIT 13.1 CERTIFICATION OF THE CHIEF EXECUTIVE OFFICER PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of CN ENERGY GROUP. INC. (the “Company”) on Form 20-F for the year ended September 30, 2024, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Wenhua Liu, Interim Chief Executive Officer of the Company, cer |
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| February 18, 2025 |
EXHIBIT 4.12 Lease Agreement Party A: Lishui Yonglian Startup Services Co., Ltd. Party B: Zhejiang CN Energy Technology Development Co., Ltd. According to the Civil Code of the People's Republic of China and the relevant laws and regulations on housing management and leasing, and on the basis of mutual consensus, Party A and Party B reach the following agreement regarding the lease of the followin |
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| February 18, 2025 |
EXHIBIT 13.2 CERTIFICATION OF THE CHIEF FINANCIAL OFFICER PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of CN ENERGY GROUP. INC. (the “Company”) on Form 20-F for the year ended September 30, 2024, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Jinwu Huang, Chief Financial Officer of the Company, certify, p |
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| February 18, 2025 |
CN ENERGY GROUP. INC. COMPENSATION RECOVERY POLICY Effective November 29, 2023 EXHIBIT 97.1 CN ENERGY GROUP. INC. COMPENSATION RECOVERY POLICY Effective November 29, 2023 In accordance with Section 10D of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), Exchange Act Rule 10D-1, and the listing standards of the national securities exchange (the “Exchange”) on which the securities of CN Energy Group. Inc. (the “Company”) are listed, the Company’s Board of |
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| February 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the Month of February 2025 Commission file number: 001-39978 CN ENERGY GROUP. INC. Building 2-B, Room 206, No. 268 Shiniu Road Liandu District, Lishui City, Zhejiang Province The People’s Republic of China |
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| February 5, 2025 |
EXHIBIT 99.1 Portions of this exhibit, marked by [***], have been omitted pursuant to Item 601(b)(10)(iv) of Regulation S-K on the basis that the Company customarily and actually treats that information as private or confidential and the omitted information is not material. [This is an English translation of the original agreement written in Chinese] [Note] The Company assumes no responsibility fo |
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| January 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ☐ Form 10-K ☒ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: September 30, 2024 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q For the Transition P |
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| January 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the Month of January 2025 Commission file number: 001-39978 CN ENERGY GROUP. INC. Building 2-B, Room 206, No. 268 Shiniu Road Liandu District, Lishui City, Zhejiang Province The People’s Republic of China ( |
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| January 10, 2025 |
EXHIBIT 10.1 CN ENERGY GROUP. INC. Building 1-B, Room 303, No. 268 Shiniu Road Liandu District, Lishui City, Zhejiang Province 323010 The PRC +86-571-87555823 January 03, 2025 Mr. Ming Yi Re: Director Offer Letter for Independent Director Dear Mr. Ming Yi, CN ENERGY GROUP. INC., a British Virgin Islands company (the “Company”), is pleased to offer you a position as member of its board of directors |
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| January 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the Month of January 2025 Commission file number: 001-39978 CN ENERGY GROUP. INC. Building 2-B, Room 206, No. 268 Shiniu Road Liandu District, Lishui City, Zhejiang Province The People’s Republic of China ( |
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| January 8, 2025 |
Amendment to Warrant Inducement Agreement EXHIBIT 10.1 Amendment to Warrant Inducement Agreement This Amendment to Warrant Inducement Agreement (this “Agreement”) is made and entered into as of January 7, 2025, by and between CN ENERGY GROUP. INC. (the “Company”) and the party identified on the signature pages hereto (the “Holder”, together with the Company, collectively the “Parties” and each a “Party”), who is a holder of the Company’s |
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| December 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the Month of December 2024 Commission file number: 001-39978 CN ENERGY GROUP. INC. Building 2-B, Room 206, No. 268 Shiniu Road Liandu District, Lishui City, Zhejiang Province The People’s Republic of China |
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| December 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the Month of December 2024 Commission file number: 001-39978 CN ENERGY GROUP. INC. Building 2-B, Room 206, No. 268 Shiniu Road Liandu District, Lishui City, Zhejiang Province The People’s Republic of China |
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| December 5, 2024 |
EXHIBIT 10.1 CN ENERGY GROUP. INC. December 5, 2024 Holder of Ordinary Share Purchase Warrants Re: Inducement Offer to Exercise Ordinary Share Purchase Warrants Dear Holder: CN ENERGY GROUP. INC. (the “Company”) is pleased to offer to you (“Holder”, “you” or similar terminology) the opportunity to receive new warrants to purchase ordinary shares of the Company, no par value per share (the “Ordinar |
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| December 5, 2024 |
CNEY Entered into Warrant Inducement Agreements with Certain Holders EXHIBIT 99.1 CNEY Entered into Warrant Inducement Agreements with Certain Holders LISHUI, China, December 5, 2024 /PRNewswire/ - CN Energy Group. Inc. (NASDAQ: CNEY) (“CNEY” or the “Company”) today announced that it entered into Warrant Inducement Agreements with certain holders (each, a “Holder”) of the Company's existing ordinary share purchase warrants issued in January 2023 (the “Existing Warr |
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| December 5, 2024 |
COMMON STOCK PURCHASE WARRANT CN ENERGY GROUP. INC. EXHIBIT 10.2 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGIST |
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| December 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the Month of December 2024 Commission file number: 001-39978 CN ENERGY GROUP. INC. Building 2-B, Room 206, No. 268 Shiniu Road Liandu District, Lishui City, Zhejiang Province The People’s Republic of China |
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| December 4, 2024 |
CNEY Receives NASDAQ Minimum Bid Price Requirement Extension EXHIBIT 99.1 CNEY Receives NASDAQ Minimum Bid Price Requirement Extension LISHUI, China, December 3, 2024 /PRNewswire/ - CN Energy Group. Inc. (NASDAQ: CNEY) ("CNEY" or the "Company") today announced that on November 26, 2024, the Company received a written notice from the Listing Qualifications Staff of The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that, while the Company has not r |
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| October 17, 2024 |
EXHIBIT 10.2 CONVERTIBLE PROMISSORY NOTE Effective Date: October 10, 2024 Principal Amount: U.S. $3,149,750.00 FOR VALUE RECEIVED, CN ENERGY GROUP. INC., a British Virgin Islands company (“Borrower”), promises to pay to STREETERVILLE CAPITAL, LLC, a Utah limited liability company, or its successors or assigns (“Lender”), $3,149,750.00 and any interest, fees, charges, and late fees accrued hereunde |
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| October 17, 2024 |
EXHIBIT 10.1 SECURITIES PURCHASE AGREEMENT THIS SECURITIES PURCHASE AGREEMENT (this “Agreement”), dated as of October 10, 2024, is entered into by and between CN ENERGY GROUP. INC., a British Virgin Islands company (“Company”), and STREETERVILLE CAPITAL, LLC, a Utah limited liability company, its successors and/or assigns (“Investor”). A. Company and Investor are executing and delivering this Agre |
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| October 17, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the Month of October 2024 Commission file number: 001-39978 CN ENERGY GROUP. INC. Building 2-B, Room 206, No. 268 Shiniu Road Liandu District, Lishui City, Zhejiang Province The People’s Republic of China ( |
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| October 11, 2024 |
CNEY Regains Compliance with Nasdaq Minimum Market Value of Publicly Held Shares Requirement EXHIBIT 99.1 CNEY Regains Compliance with Nasdaq Minimum Market Value of Publicly Held Shares Requirement LISHUI, China, October 11, 2024 /PRNewswire/ - CN Energy Group. Inc. (the “Company”; NASDAQ: CNEY), today announced that on October 9, 2024, Company received a written notice from Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that it has rega |
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| October 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the Month of October 2024 Commission file number: 001-39978 CN ENERGY GROUP. INC. Building 2-B, Room 206, No. 268 Shiniu Road Liandu District, Lishui City, Zhejiang Province The People’s Republic of China ( |
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| October 11, 2024 |
Up to US$3,149,750 Class A Ordinary Shares Filed pursuant to Rule 424(b)(5) Registration No. 333-264579 Prospectus Supplement (To Prospectus dated June 13, 2022) Up to US$3,149,750 Class A Ordinary Shares Issuable upon the Conversion of Unsecured Convertible Promissory Note Due 2025 CN ENERGY GROUP. INC. (中北能源集团有限公司) This is an offering of the securities of CN Energy Group. Inc., a British Virgin Islands holding company. Unless otherwise s |
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| September 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of September 2024 Commission File Number: 001-39978 CN ENERGY GROUP. INC. Building 2-B, Room 206, No. 268 Shiniu Road Liandu District, Lishui City, Zhejiang Province The People’s Republic of China |
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| September 30, 2024 |
EXHIBIT 99.1 CN ENERGY GROUP. INC. UNAUDITED CONDENSED CONSOLIDATED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED MARCH 31, 2024 AND 2023 CN ENERGY GROUP. INC. INDEX TO UNAUDITED INTERIM CONDENSED CONSOLIDATED FINANCIAL STATEMENTS Table of contents Page Unaudited Condensed Consolidated Balance Sheets as of March 31, 2024 and September 30, 2023 F-2 Unaudited Condensed Consolidated Statements of Los |
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| September 30, 2024 |
MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS EXHIBIT 99.2 MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS The following discussion and analysis of our company’s financial condition and results of operations should be read in conjunction with our consolidated financial statements and the related notes included elsewhere in this report. This discussion contains forward-looking statements that involve risks |
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| September 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the Month of September 2024 Commission file number: 001-39978 CN ENERGY GROUP. INC. Building 2-B, Room 206, No. 268 Shiniu Road Liandu District, Lishui City, Zhejiang Province The People’s Republic of China |
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| September 26, 2024 |
[This is an English translation of the original agreement written in Chinese] EXHIBIT 99.1 Portions of this exhibit, marked by [***], have been omitted pursuant to Item 601(b)(10)(iv) of Regulation S-K on the basis that the Company customarily and actually treats that information as private or confidential and the omitted information is not material. [This is an English translation of the original agreement written in Chinese] [Note] The Company assumes no responsibility fo |
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| September 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the Month of September 2024 Commission file number: 001-39978 CN ENERGY GROUP. INC. Building 2-B, Room 206, No. 268 Shiniu Road Liandu District, Lishui City, Zhejiang Province The People’s Republic of China |
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| September 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the Month of September 2024 Commission file number: 001-39978 CN ENERGY GROUP. INC. Building 2-B, Room 206, No. 268 Shiniu Road Liandu District, Lishui City, Zhejiang Province The People’s Republic of China |
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| September 12, 2024 |
EXHIBIT 99.1 CNEY Receives Nasdaq Notifications Regarding Minimum Market Value of Publicly Held Shares Requirement LISHUI, China, September 11, 2024 /PRNewswire/ - CN Energy Group. Inc. (the “Company”; NASDAQ: CNEY), today announced that on September 6, 2024, the Company received a letter from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company tha |
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| May 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the Month of May 2024 Commission file number: 001-39978 CN ENERGY GROUP. INC. Building 2-B, Room 206, No. 268 Shiniu Road Liandu District, Lishui City, Zhejiang Province The People’s Republic of China (Addr |
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| May 20, 2024 |
CNEY / CN Energy Group. Inc. / Streeterville Capital LLC - NONE Passive Investment SC 13G/A 1 doc1.htm NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 01)* CN Energy Group Inc. (Name of Issuer) Class A ordinary shares, no par value per share (Title of Class of Securities) G2181K113 (CUSIP Number) Calendar Year 2024 (Date of Event Which Requires Filing of this Statement) Check the a |
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| May 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the Month May 2024 Commission file number: 001-39978 CN ENERGY GROUP. INC. Building 2-B, Room 206, No. 268 Shiniu Road Liandu District, Lishui City, Zhejiang Province The People’s Republic of China (Address |
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| February 16, 2024 |
CN Energy Group. Inc. Appoints Steven Berman as the Chief Executive Officer EXHIBIT 99.1 CN Energy Group. Inc. Appoints Steven Berman as the Chief Executive Officer LISHUI, China, Feb. 16, 2024 /PRNewswire/ - CN Energy Group. Inc. (NASDAQ: CNEY) (the "Company"), a high-tech enterprise specializing in cogeneration of high-quality wood-activated carbon and clean energy, today announced the appointment of Steven Berman as its new Chief Executive Officer, effective immediatel |
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| February 16, 2024 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EXHIBIT 15.2 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in the Registration Statement on Form F-3 (File No. 333-264579), as amended, of our report dated February 15, 2024, with respect to our audit of the consolidated financial statements of CNEY Energy Group. Inc. and its subsidiaries as of and for the years ended September 30, 202 |
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| February 16, 2024 |
EXHIBIT 12.1 CERTIFICATION OF THE CHIEF EXECUTIVE OFFICER PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Xinyang Wang, certify that: 1. I have reviewed this Amendment No. 1 to annual report on Form 20-F of CN ENERGY GROUP. INC. (the “Company”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to |
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| February 16, 2024 |
EXHIBIT 12.2 CERTIFICATION OF THE CHIEF FINANCIAL OFFICER PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Jinwu Huang, certify that: 1. I have reviewed this Amendment No. 1 to annual report on Form 20-F of CN ENERGY GROUP. INC. (the “Company”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to m |
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| February 16, 2024 |
EXHIBIT 13.2 CERTIFICATION OF THE CHIEF FINANCIAL OFFICER PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Amendment No. 1 to Annual Report of CN ENERGY GROUP. INC. (the “Company”) on Form 20-F for the year ended September 30, 2023, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Jinwu Huang, Chief Financial Officer of the |
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| February 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February 2024 Commission File Number: 001-39978 CN ENERGY GROUP. INC. Building 2-B, Room 206, No. 268 Shiniu Road Liandu District, Lishui City, Zhejiang Province The People’s Republic of China |
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| February 16, 2024 |
EXHIBIT 13.1 CERTIFICATION OF THE CHIEF EXECUTIVE OFFICER PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Amendment No. 1 to Annual Report of CN ENERGY GROUP. INC. (the “Company”) on Form 20-F for the year ended September 30, 2023, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Xinyang Wang, Chief Executive Officer of the |
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| February 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F/A (Amendment No. 1) ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECU |
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| February 15, 2024 |
Insider Trading Compliance Manual CN Energy Group. Inc. Adopted April 15, 2020 EXHIBIT 11.2 Insider Trading Compliance Manual CN Energy Group. Inc. Adopted April 15, 2020 In order to take an active role in the prevention of insider trading violations by its officers, directors, employees, consultants, advisors, and other related individuals, the Board of Directors (the “Board”) of CN Energy Group. Inc., a British Virgin Islands company (the “Company”) has adopted the policie |
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| February 15, 2024 |
CN ENERGY GROUP. INC. COMPENSATION RECOVERY POLICY Effective November 29, 2023 EXHIBIT 97.1 CN ENERGY GROUP. INC. COMPENSATION RECOVERY POLICY Effective November 29, 2023 In accordance with Section 10D of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), Exchange Act Rule 10D-1, and the listing standards of the national securities exchange (the “Exchange”) on which the securities of CN Energy Group. Inc. (the “Company”) are listed, the Company’s Board of |
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| February 15, 2024 |
EXHIBIT 12.1 CERTIFICATION OF THE CHIEF EXECUTIVE OFFICER PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Xinyang Wang, certify that: 1. I have reviewed this annual report on Form 20-F of CN ENERGY GROUP. INC. (the “Company”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements |
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| February 15, 2024 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EXHIBIT 15.3 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in the Registration Statement of CN Energy Group. Inc. on Form F-3 (File No. 333-264579) of our report dated February 15, 2022, which contains an explanatory paragraph regarding the effects of the adjustments to retrospectively apply the change in accounting related to the shar |
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| February 15, 2024 |
EXHIBIT 13.1 CERTIFICATION OF THE CHIEF EXECUTIVE OFFICER PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of CN ENERGY GROUP. INC. (the “Company”) on Form 20-F for the year ended September 30, 2023, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Xinyang Wang, Chief Executive Officer of the Company, certify, |
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| February 15, 2024 |
EXHIBIT 15.1 Date: February 15, 2024 To: CN ENERGY GROUP. INC. Building 1-B, Room 303, No. 268 Shiniu Road Liandu District, Lishui City, Zhejiang Province The People’s Republic of China Dear Mesdames/Sirs, As we has been acting as the company's “PRC Counsel” since February 6, 2024, we consent to the references to our firm under the mentions of “PRC Counsel” in connection with the annual report on |
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| February 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT |
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| February 15, 2024 |
EXHIBIT 4.12 Lease Agreement Party A：Lishui Yonglian Startup Services Co., Ltd. Party B：Zhejiang CN Energy Technology Development Co., Ltd. According to the Civil Code of the People's Republic of China and the relevant laws and regulations on housing management and leasing, and on the basis of mutual consensus, Party A and Party B reach the following agreement regarding the lease of the following |
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| February 15, 2024 |
EXHIBIT 4.11 Lease Agreement Party A：Lishui Yonglian Startup Services Co., Ltd. Party B：CN Energy Industrial Development Co., Ltd. According to the Civil Code of the People's Republic of China and the relevant laws and regulations on housing management and leasing, and on the basis of mutual consensus, Party A and Party B reach the following agreement regarding the lease of the following houses: 1 |
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| February 15, 2024 |
EXHIBIT 13.2 CERTIFICATION OF THE CHIEF FINANCIAL OFFICER PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of CN ENERGY GROUP. INC. (the “Company”) on Form 20-F for the year ended September 30, 2023, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Jinwu Huang, Chief Financial Officer of the Company, certify, p |
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| February 15, 2024 |
EXHIBIT 12.2 CERTIFICATION OF THE CHIEF FINANCIAL OFFICER PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Jinwu Huang, certify that: 1. I have reviewed this annual report on Form 20-F of CN ENERGY GROUP. INC. (the “Company”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements |
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| February 2, 2024 |
CNEY Regains Compliance with Nasdaq Minimum Bid Price Requirement EXHIBIT 99.1 CNEY Regains Compliance with Nasdaq Minimum Bid Price Requirement LISHUI, China, February 2, 2024 /PRNewswire/ - CN Energy Group. Inc. (NASDAQ: CNEY) today announced that on February 2, 2024, it received notification from the Nasdaq Office of General Counsel stating that the Company had regained compliance with the bid price requirement as set forth in Listing Rule 5550(a)(2). As a re |
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| February 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February 2024 Commission File Number: 001-39978 CN ENERGY GROUP. INC. Building 2-B, Room 206, No. 268 Shiniu Road Liandu District, Lishui City, Zhejiang Province The People’s Republic of China |
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| January 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ☐ Form 10-K ☒ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: September 30, 2023 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q For the Transition P |
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| January 17, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2024 Commission File Number: 001-39978 CN ENERGY GROUP. INC. Building 2-B, Room 206, No. 268 Shiniu Road Liandu District, Lishui City, Zhejiang Province The People’s Republic of China ( |
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| January 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2024 Commission File Number: 001-39978 CN ENERGY GROUP. INC. Building 2-B, Room 206, No. 268 Shiniu Road Liandu District, Lishui City, Zhejiang Province The People’s Republic of China ( |
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| December 4, 2023 |
EXHIBIT 10.1 FORBEARANCE AGREEMENT This Forbearance Agreement (this “Agreement”) is entered into as of November 29, 2023 by and between Streeterville Capital, LLC, a Utah limited liability company (“Lender”), and CN Energy Group, Inc., a British Virgin Islands company (“Borrower”). Capitalized terms used in this Agreement without definition shall have the meanings given to them in the Note (define |
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| December 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2023 Commission file number: 001-39978 CN ENERGY GROUP. INC. Building 2-B, Room 206, No. 268 Shiniu Road Liandu District, Lishui City, Zhejiang Province The People’s Republic of China |
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| September 18, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of September 2023 Commission File Number: 001-39978 CN Energy Group. Inc. Building 2-B, Room 206, No. 268 Shiniu Road Liandu District, Lishui City, Zhejiang Province The People’s Republic of China |
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| August 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2023 Commission File Number: 001-39978 CN ENERGY GROUP. INC. Building 2-B, Room 206, No. 268 Shiniu Road Liandu District, Lishui City, Zhejiang Province The People’s Republic of China (A |
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| August 28, 2023 |
CN Energy Group. Inc. Files Financial Results for the First Six Months of Fiscal Year 2023 EXHIBIT 99.2 CN Energy Group. Inc. Files Financial Results for the First Six Months of Fiscal Year 2023 LISHUI, China, August 28, 2023 /PRNewswire/ - CN Energy Group. Inc. (Nasdaq: CNEY) (the “Company”), a high-tech enterprise specializing in cogeneration of high-quality wood-activated carbon and clean energy, today filed its unaudited financial statements for the six months ended March 31, 2023. |
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| August 28, 2023 |
EXHIBIT 99.1 CN ENERGY GROUP. INC. UNAUDITED CONDENSED CONSOLIDATED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED MARCH 31, 2023 AND 2022 CN ENERGY GROUP. INC. TABLE OF CONTENTS Unaudited Condensed Consolidated Financial Statements Page Unaudited Condensed Consolidated Balance Sheets as of March 31, 2023 and September 30, 2022 F-2 Unaudited Condensed Consolidated Statements of Income and Comprehen |
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| August 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2023 Commission File Number: 001-39978 CN ENERGY GROUP. INC. Building 2-B, Room 206, No. 268 Shiniu Road Liandu District, Lishui City, Zhejiang Province The People’s Republic of China (A |
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| August 11, 2023 |
EXHIBIT 99.2 |
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| August 11, 2023 |
EXHIBIT 99.1 CN ENERGY GROUP. INC. (incorporated under the laws of the British Virgin Islands) (NASDAQ: CNEY) NOTICE OF ANNUAL GENERAL MEETING OF SHAREHOLDERS NOTICE IS HEREBY GIVEN THAT the annual general meeting of shareholders (the “Meeting”) of CN Energy Group. Inc. (the “Company”) will be held on September 15, 2023, at 9:00 p.m., Eastern Time, at Dikai Yinzuo, Room 1804-1, No. 29 Jiefang East |
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| July 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the Month of July 2023 Commission file number: 001-39978 CN ENERGY GROUP. INC. Building 2-B, Room 206, No. 268 Shiniu Road Liandu District, Lishui City, Zhejiang Province The People’s Republic of China (Add |
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| May 3, 2023 |
CNEY / CN Energy Group Inc - Class A / Streeterville Capital LLC - NONE Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. n/a )* CN Energy Group Inc. (Name of Issuer) Class A ordinary shares, no par value per share (Title of Class of Securities) G2181K105 (CUSIP Number) May 02, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box t |
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| March 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2023 Commission file number: 001-39978 CN ENERGY GROUP. INC. Building 2-B, Room 206, No. 268 Shiniu Road Liandu District, Lishui City, Zhejiang Province The People’s Republic of China (Ad |
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| March 10, 2023 |
Services Agreement by and between the Company and the Consultant Exhibit 10.1 SERVICES AGREEMENT This Agreement (this “Agreement”) is made and entered into by and between AA CORNERSTONE INC, with an address of 1920 Ocean Ave A, San Francisco, CA 94127 (the “Consultant”), and CN Energy Group. Inc., with an address of Building 2-B, Room 206, NO. 268 Shiniu Road, Liandu District, Lishui City, Zhejiang Province, the PRC (the “Company” or “Client”, and together with |
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| March 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2023 Commission File Number: 001-39978 CN ENERGY GROUP. INC. Building 2-B, Room 206, No. 268 Shiniu Road Liandu District, Lishui City, Zhejiang Province The People’s Republic of China (Ad |
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| March 3, 2023 |
The Employment Agreement dated March 3, 2023 by and between the Company and Xinyang Wang Exhibit 10.1 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (the “Agreement”), is entered into as of March 3, 2023, by and between CN ENERGY GROUP. INC., a company incorporated and existing under the laws of British Virgin Islands (the “Company”), and Xinyang Wang, an individual (the “Executive”). The term “Company” as used herein with respect to all obligations of the Executive hereunder shall be |
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| February 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February 2023 Commission File Number: 001-39978 CN ENERGY GROUP. INC. Building 2-B, Room 206, No. 268 Shiniu Road Liandu District, Lishui City, Zhejiang Province People’s Republic of China (Add |
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| February 1, 2023 |
CN Energy Group. Inc. Announces Closing of $10 Million Underwritten Public Offering Exhibit 99.3 CN Energy Group. Inc. Announces Closing of $10 Million Underwritten Public Offering LISHUI, China, Feb. 1, 2023 /PRNewswire/ - CN Energy Group. Inc. (NASDAQ: CNEY) ("CNEY", or the "Company") today announced the closing of its previously announced underwritten public offering. The gross proceeds to the Company were approximately $10 million, before deducting underwriting discounts and |
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| February 1, 2023 |
Exhibit 4.1 CLASS A ORDINARY SHARE PURCHASE WARRANT CN ENERGY GROUP. INC. Warrant Shares: Initial Exercise Date: February 1, 2023 THIS CLASS A ORDINARY SHARE PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the da |
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| February 1, 2023 |
CNEY Announces Pricing of $10 Million Underwritten Public Offering Exhibit 99.2 CNEY Announces Pricing of $10 Million Underwritten Public Offering LISHUI, China, Jan. 30, 2023 /PRNewswire/ - CN Energy Group. Inc. (NASDAQ: CNEY) ("CNEY", or the "Company") today announced the pricing of an underwritten public offering with gross proceeds to the Company expected to be approximately $10 million, before deducting underwriting discounts and other expenses payable by th |
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| February 1, 2023 |
Exhibit 4.2 PRE-FUNDED CLASS A ORDINARY SHARE PURCHASE WARRANT CN ENERGY GROUP. INC. Warrant Shares: Initial Exercise Date: January 30, 2023 THIS PRE-FUNDED CLASS A ORDINARY SHARE PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any t |
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| February 1, 2023 |
6-K 1 tm235107d16k.htm FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February 2023 Commission File Number: 001-39978 CN ENERGY GROUP. INC. Building 2-B, Room 206, No. 268 Shiniu Road Liandu District, Lishui City, Zhejiang Province |
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| February 1, 2023 |
Exhibit 1.1 10,396,974 CLASS A ORDINARY SHARES 7,786,300 PRE-FUNDED Warrants TO PURCHASE 7,786,300 ORDINARY SHARES AND 18,183,274 Warrants of CN ENERGY GROUP. INC. UNDERWRITING AGREEMENT January 30, 2023 Aegis Capital Corp. 1345 Avenue of the Americas, 27th Floor New York, NY 10105 As the Representative of the several underwriters, if any, named in Schedule I hereto Ladies and Gentlemen: The under |
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| February 1, 2023 |
CNEY Announces Proposed Underwritten Public Offering of Securities Exhibit 99.1 CNEY Announces Proposed Underwritten Public Offering of Securities LISHUI, China, Jan. 27, 2023 /PRNewswire/ - CN Energy Group. Inc. (NASDAQ: CNEY) (“CNEY”, or the “Company”) today announced that it intends to offer its securities in a public offering. All of the securities are being offered by CNEY. In addition, CNEY intends to grant the underwriter in the offering a 45-day option to |
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| January 31, 2023 |
Filed pursuant to Rule 424(b)(5) Registration No. 333-264579 Prospectus Supplement (To Prospectus dated May 31, 2022) 10,396,974 Units, Each Consisting of One Class A Ordinary Share and One Warrant and 7,786,300 Pre-Funded Units, Each Consisting of One Pre-funded Warrant and One Warrant CN ENERGY GROUP. INC. (中北能源集团有限公司) This is an offering of the securities of CN Energy Group. Inc. (中北能源集团有限公司), |
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| January 30, 2023 |
Class A Ordinary Shares (or Pre-funded Warrants in lieu thereof) and CN ENERGY GROUP. INC. Filed pursuant to Rule 424(b)(5) Registration No. 333-264579 The information in this preliminary prospectus supplement is not complete and may be changed. We may not sell these securities until the registration statement filed with the U.S. Securities and Exchange Commission is effective. This preliminary prospectus supplement is not an offer to sell these securities and it is not soliciting offer |
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| January 27, 2023 |
EX-15.2 19 cney-20220930xex15d2.htm EX-15.2 Exhibit 15.2 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in the Registration Statement on Form F-3 (File No. 333-264579) of our report dated January 27, 2023, with respect to our audit of the consolidated financial statements of CNEY Energy Group. Inc. and its subsidiaries as of and for the |
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| January 27, 2023 |
Exhibit 4.16 Lease Agreement Party A：Lishui Yonglian Startup Services Co., Ltd. Party B：Zhejiang CN Energy Technology Development Co., Ltd. According to the Civil Code of the People’s Republic of China and the relevant laws and regulations on housing management and leasing, and on the basis of mutual consensus, Party A and Party B reach the following agreement regarding the lease of the following |
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| January 27, 2023 |
Exhibit 4.15 Working Capital Loan Agreement Lender: Hangzhou Xiaoshan Rural Commercial Bank Co., LTD. - Louta Branch Borrower: Hangzhou Forasen Technology Co., Ltd In accordance with the relevant national laws, regulations and rules, the borrower and lender have reached a consensus through full consultation and hereby enter into this contract for mutual compliance. Article 1 Amount, Type and Purpo |
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| January 27, 2023 |
Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Exhibit 12.2 CERTIFICATION OF THE CHIEF FINANCIAL OFFICER PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Jinwu Huang, certify that: 1. I have reviewed this annual report on Form 20-F of CN ENERGY GROUP. INC. (the “Company”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements |
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| January 27, 2023 |
Exhibit 4.13 Loan Agreement Contract Number: 30101000浙商银借字2022 No. 00435 Borrower: Hangzhou Forasen Technology Co., Ltd Lender: Zheshang Bank Co., Ltd - Hangzhou Qiantang Branch In accordance with the relevant national laws, regulations and rules, the borrower and lender have reached a consensus through full consultation and hereby enter into this contract for mutual compliance. Article 1 Borrower |
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| January 27, 2023 |
Exhibit 4.14 Loan Agreement Contract Number: 30101000浙商银借字2022 No. 00468 Borrower: Hangzhou Forasen Technology Co., Ltd Lender: Zheshang Bank Co., Ltd - Hangzhou Qiantang Branch In accordance with the relevant national laws, regulations and rules, the borrower and lender have reached a consensus through full consultation and hereby enter into this contract for mutual compliance. Article 1 Borrower |
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| January 27, 2023 |
Exhibit 13.1 CERTIFICATION OF THE CHIEF EXECUTIVE OFFICER PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of CN ENERGY GROUP. INC. (the “Company”) on Form 20-F for the year ended September 30, 2022, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Kangbin Zheng, Chief Executive Officer of the Company, certify, |
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| January 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the Month of January 2023 Commission file number: 001-39978 CN ENERGY GROUP. INC. Building 2-B, Room 206, No. 268 Shiniu Road Liandu District, Lishui City, Zhejiang Province The People’s Republic of China ( |
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| January 27, 2023 |
Consent of Yingke Wuxi Law Firm EX-15.1 18 cney-20220930xex15d1.htm EX-15.1 Exhibit 15.1 Date: January 27, 2023 To: CN ENERGY GROUP. INC. Building 1-B, Room 303, No. 268 Shiniu Road Liandu District, Lishui City, Zhejiang Province The People’s Republic of China Dear Mesdames/Sirs, We consent to the references to our firm under the mentions of “PRC Counsel” in connection with the annual report on Form 20-F of CN ENERGY GROUP. INC. |
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| January 27, 2023 |
Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Exhibit 12.1 CERTIFICATION OF THE CHIEF EXECUTIVE OFFICER PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Kangbin Zheng, certify that: 1. I have reviewed this annual report on Form 20-F of CN ENERGY GROUP. INC. (the “Company”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statement |
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| January 27, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURI |
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| January 27, 2023 |
Exhibit 13.2 CERTIFICATION OF THE CHIEF FINANCIAL OFFICER PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of CN ENERGY GROUP. INC. (the “Company”) on Form 20-F for the year ended September 30, 2022, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Jinwu Huang, Chief Financial Officer of the Company, certify, p |
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| January 27, 2023 |
Exhibit 4.18 Lease Agreement Party A：Sigma Holdings (Hangzhou) Co., Ltd Party B：Hangzhou Forasen Technology Co., Ltd The following agreements are reached after friendly negotiation based on the reciprocal principle of both parties： Article 1: Party A leases the real estate located at RM 1804-1 Dikai Ginza, No.29 East Jiefang Road, Jianggan District, Hangzhou with a construction area of 93.5 square |
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| January 27, 2023 |
Specimen Certificate for Class A Ordinary Shares Exhibit 2.1 SHARE CERTIFICATE OF CN ENERGY GROUP. INC. 中北能源集团有限公司 (the “Company”) INCORPORATED IN THE BRITISH VIRGIN ISLANDS Authorised to issue an unlimited number of no par value Shares divided into (a) Class A Ordinary Shares of no par value; and (b) Class B Ordinary Shares of no par value. THIS IS TO CERTIFY THAT THE UNDERMENTIONED PERSON IS THE REGISTERED HOLDER OF THE CLASS A ORDINARY SHARES |
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| January 27, 2023 |
CNEY Reports Its Audited Financial Results for Fiscal Year 2022 Exhibit 99.1 CNEY Reports Its Audited Financial Results for Fiscal Year 2022 LISHUI, China, January 27, 2023 /PRNewswire/ - CN Energy Group. Inc. (NASDAQ: CNEY) today reported to the public its audited annual financial statements for the fiscal year ended September 30, 2022 (FY2022). It is worthwhile to note that, while facing macroeconomic challenges and supply chain uncertainties caused by the C |
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| January 27, 2023 |
EX-2.4 4 cney-20220930xex2d4.htm EX-2.4 Exhibit 2.4 Description of Rights of Each Class of Securities Registered under Section 12 of the Securities Exchange Act of 1934, as Amended (the “Exchange Act”) Class A ordinary shares, no par value (“Class A Ordinary Shares”), of CN Energy Group. Inc. (“we,” “our,” “our company,” or “us”) are listed and traded on the Nasdaq Capital Market, and in connectio |
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| January 27, 2023 |
EX-15.3 20 cney-20220930xex15d3.htm EX-15.3 Exhibit 15.3 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in the Registration Statement of CN Energy Group. Inc. on Form F-3 (File No. 333-264579) of our report dated February 15, 2022, which contains an explanatory paragraph regarding the effects of the adjustments to retrospectively apply |
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| January 27, 2023 |
Third Amended and Restated Memorandum and Articles of Association Exhibit 1.1 Business Company No: 1999277 BRITISH VIRGIN ISLANDS BVI BUSINESS COMPANIES ACT, 2004 (AS AMENDED) Third Amended and Restated Memorandum and Articles of Association of CN ENERGY GROUP. INC. 中北能源集团有限公司 Incorporated on 23 November 2018 Amended and Restated on 11 September 2019 Amended and Restated on 20 April 2020 Amended and Restated on 22 July 22 1 BVI BUSINESS COMPANIES ACT, 2004 (AS A |
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| January 27, 2023 |
Exhibit 4.17 Lease Agreement Party A：Lishui Yonglian Startup Services Co., Ltd. Party B：CN Energy Industrial Development Co., Ltd. According to the Civil Code of the People’s Republic of China and the relevant laws and regulations on housing management and leasing, and on the basis of mutual consensus, Party A and Party B reach the following agreement regarding the lease of the following houses: 1 |
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| January 27, 2023 |
Exhibit 4.11 Small Business Loan Agreement This contract is entered into by and between the lender and the borrower on an equal and voluntary basis according to law. In order to safeguard the legitimate rights and interests of the borrower, the lender hereby requests the borrower to pay full attention to all the provisions concerning the rights and obligations of both parties, especially the conte |
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| January 27, 2023 |
Exhibit 4.12 Business Express Loan Agreement This contract is entered into by and between the lender and the borrower on an equal and voluntary basis according to law. In order to safeguard the legitimate rights and interests of the borrower, the lender hereby requests the borrower to pay full attention to all the provisions concerning the rights and obligations of both parties, especially the con |
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| January 3, 2023 |
Convertible Promissory Note dated December 30, 2022, by and between the Company and the Investor EX-10.2 3 tm2233788d1ex10-2.htm EXHIBIT 10.2 Exhibit 10.2 CONVERTIBLE PROMISSORY NOTE December 30, 2022 U.S. $3,230,000.00 FOR VALUE RECEIVED, CN Energy Group. Inc., a British Virgin Islands company (“Borrower”), promises to pay to Streeterville Capital, LLC, a Utah limited liability company, or its successors or assigns (“Lender”), $3,230,000.00 and any interest, fees, charges, and late fees accr |
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| January 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2023 Commission file number: 001-39978 CN ENERGY GROUP. INC. Building 2-B, Room 206, No. 268 Shiniu Road Liandu District, Lishui City, Zhejiang Province The People?s Republic of China ( |
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| January 3, 2023 |
Securities Purchase Agreement dated December 30, 2022, by and between the Company and the Investor EX-10.1 2 tm2233788d1ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 Securities Purchase Agreement This Securities Purchase Agreement (this “Agreement”), dated as of December 30, 2022, is entered into by and between CN Energy Group. Inc., a British Virgin Islands company (“Company”), and Streeterville Capital, LLC, a Utah limited liability company, its successors and/or assigns (“Investor”). A. Company and I |
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| December 30, 2022 |
Filed pursuant to Rule 424(b)(5) Registration No. 333-264579 Prospectus Supplement (To Prospectus dated May 31, 2022) Up to US$3,230,000 Class A Ordinary Shares Issuable upon the conversion of 7% Convertible Note CN ENERGY GROUP. INC. This is an offering of the securities of CN Energy Group. Inc., a British Virgin Islands holding company. Unless otherwise stated, as used in this prospectus, refere |
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| November 18, 2022 |
EXHIBIT 99.1 THE FINANCIAL STATEMENTS OF Yunnan Honghao Forestry Development Co., Ltd AS OF AND FOR THE FISCAL YEARS ENDED SEPTEMBER 30, 2021 AND 2020 TABLE OF FINANCIAL STATEMENTS Report of Independent Registered Public Accounting Firm F-2 Financial Statements: Balance Sheets F-3 Statements of Income and Other Comprehensive Income F-4 Statements of Changes in Shareholder’s Equity F-5 Statements o |
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| November 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2022 Commission file number: 001-39978 CN ENERGY GROUP. INC. Building 2-B, Room 206, No. 268 Shiniu Road Liandu District, Lishui City, Zhejiang Province The People’s Republic of China |
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| October 13, 2022 |
10,514,018 Class A Ordinary Shares CN ENERGY GROUP. INC. Filed pursuant to Rule 424(b)(5) Registration No. 333-264579 Prospectus Supplement Amendment (To Prospectus Supplement dated October 3, 2022 and Prospectus dated May 31, 2022) 10,514,018 Class A Ordinary Shares CN ENERGY GROUP. INC. This Prospectus Supplement Amendment (this “Amendment”) amends and supplements the information contained in our Prospectus Supplement dated October 3, 2022 (the “Origi |
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| October 6, 2022 |
Exhibit 1.1 Equity Transfer Agreement This Agreement is signed in Lishui, China and by the following parties on this date, September 30, 2022. Party A(Transferor): Shenzhen Xiangfeng Trading Co., LTD Address: 804 Daxin Building, Nanxin Road, Honghuayuan Community, Nantou Street, Nanshan District, Shenzhen Legal Representative: Liping Ke Party B (Transferee) : CN Energy Group. Inc. Address: Buildin |
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| October 6, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2022 Commission file number: 001-39978 CN ENERGY GROUP. INC. Building 2-B, Room 206, No. 268 Shiniu Road Liandu District, Lishui City, Zhejiang Province The People?s Republic of China ( |
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| October 3, 2022 |
Form of Subscription Agreement Exhibit 10.1 Subscription Agreement This subscription agreement (this ?Subscription?) is dated , 2022, by and between the investor identified on the signature page hereto (the ?Investor?) and CN Energy Group. Inc., a British Virgin Islands company (the ?Company?). The parties agree as follows: 1. Subscription. Investor agrees to buy and the Company agrees to sell to Investor such number of the Com |
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| October 3, 2022 |
10,514,018 Class A Ordinary Shares CN ENERGY GROUP. INC. Filed pursuant to Rule 424(b)(5) Registration No. 333-264579 Prospectus Supplement (To Prospectus dated May 31, 2022) 10,514,018 Class A Ordinary Shares CN ENERGY GROUP. INC. This is an offering of the securities of CN Energy Group. Inc., a British Virgin Islands holding company. Unless otherwise stated, as used in this prospectus, references to ?we,? ?us,? ?our,? ?CN Energy,? and the ?Company? ar |
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| October 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2022 Commission file number: 001-39978 CN ENERGY GROUP. INC. Building 2-B, Room 206, No. 268 Shiniu Road Liandu District, Lishui City, Zhejiang Province The People?s Republic of China ( |
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| September 26, 2022 |
Letter of Friedman LLP to the U.S. Securities and Exchange Commission dated September 26, 2022 Exhibit 16.1 September 26, 2022 United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: CN ENERGY GROUP. INC. CIK Number: 1780785 Dear Sir or Madam: We have read Form 6-K dated September 26, 2022 of CN ENERGY GROUP. INC. (the ?Registrant?) and are in agreement with the statements contained therein as it pertains to our firm. We have no basis to agree or disag |
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| September 26, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of September 2022 Commission File Number: 001-39978 CN ENERGY GROUP. INC. Building 2-B, Room 206, No. 268 Shiniu Road Liandu District, Lishui City, Zhejiang Province The People?s Republic of China |
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| August 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2022 Commission File Number: 001-39978 CN ENERGY GROUP. INC. Building 2-B, Room 206, No. 268 Shiniu Road Liandu District, Lishui City, Zhejiang Province The People’s Republic of China (A |
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| August 31, 2022 |
Table of Contents Exhibit 99.1 CN ENERGY GROUP. INC. UNAUDITED CONDENSED CONSOLIDATED FINANCIAL STATEMENTS FOR THE SIX MONTHS ENDED MARCH 31, 2022 AND 2021 ? ? Table of Contents CN ENERGY GROUP. INC. TABLE OF CONTENTS ? Page Unaudited Condensed Consolidated Financial Statements ? ? ? Unaudited Condensed Consolidated Balance Sheets as of March 31, 2022 and September 30, 2021 F-2 Unaudited Condensed |
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| July 25, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July 2022 Commission File Number: 001-39978 CN ENERGY GROUP. INC. Building 2-B, Room 206, No. 268 Shiniu Road Liandu District, Lishui City, Zhejiang Province The People?s Republic of China (Add |
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| July 1, 2022 |
Exhibit 99.2 |
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| July 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July 2022 Commission File Number: 001-39978 CN ENERGY GROUP. INC. Building 2-B, Room 206, No. 268 Shiniu Road Liandu District, Lishui City, Zhejiang Province The People?s Republic of China (Add |
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| July 1, 2022 |
Exhibit 99.1 CN ENERGY GROUP. INC. (organized under the laws of the British Virgin Islands) (NASDAQ: CNEY) NOTICE OF ANNUAL GENERAL MEETING OF SHAREHOLDERS NOTICE IS HEREBY GIVEN THAT the annual general meeting of shareholders (the ?Meeting?) of CN Energy Group. Inc. (the ?Company?) will be held on July 22, 2022, at 10:00 p.m., Eastern Time, at Dikai Yinzuo, Room 1804-1, No. 29 Jiefang East Road, |
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| June 9, 2022 |
CORRESP 1 filename1.htm CN ENERGY GROUP. INC. Via EDGAR Division of Corporation Finance Office of Life Sciences U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C., 20549 Attention: Celeste Murphy Margaret Schwartz June 9, 2022 Re: CN ENERGY GROUP. INC. Registration Statement on Form F-3, as amended (File No. 333-264579) Initially Filed April 29, 2022 Request for Acceleration |
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| June 6, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2022 Commission File Number: 001-39978 CN ENERGY GROUP. INC. Building 2-B, Room 206, No. 268 Shiniu Road Liandu District, Lishui City, Zhejiang Province The PRC (Address of principal execu |
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| June 6, 2022 |
Director Offer Letter dated June 6, 2022 by and between the Company and Wenhua Liu Exhibit 10.1 CN ENERGY GROUP. INC. Building 2-B, Room 206, No. 268 Shiniu Road Liandu District, Lishui City, Zhejiang Province The PRC +86 571 87555823 June 6, 2022 Mr. Wenhua Liu 1-302 Jianqiaohuayuan Jianggan District, Hangzhou, Zhejiang Province The PRC Re: Director Offer Letter Dear Mr. Liu, CN ENERGY GROUP. INC., a British Virgin Islands company (the ?Company?), is pleased to offer you a posi |
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| May 31, 2022 |
As filed with the U.S. Securities and Exchange Commission on May 31, 2022 As filed with the U.S. Securities and Exchange Commission on May 31, 2022 Registration No. 333-264579 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 1 TO FORM F-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 CN ENERGY GROUP. INC. (Exact name of registrant as specified in its charter) British Virgin Islands Not Applicable (State or other jurisdictio |
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| May 31, 2022 |
CORRESP 1 filename1.htm CN ENERGY GROUP. INC. May 31, 2022 Via Edgar Division of Corporation Finance Office of Life Sciences U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C., 20549 Attention: Celeste Murphy Margaret Schwartz Re: CN ENERGY GROUP. INC. Registration Statement on Form F-3 Filed April 29, 2022 File No. 333-264579 Ladies and Gentlemen: This letter is in response |
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| April 29, 2022 |
Exhibit 4.7 CN ENERGY GROUP. INC. (the ?Issuer?) AND [TRUSTEE] (the ?Trustee?) INDENTURE Dated as of [?], 20[?] Subordinated Debt Securities TABLE OF CONTENTS ARTICLE 1 DEFINITIONS 1 Section 1.01 Definitions of Terms 1 ARTICLE 2 ISSUE, DESCRIPTION, TERMS, EXECUTION, REGISTRATION AND EXCHANGE OF SECURITIES 4 Section 2.01 Designation and Terms of Securities 4 Section 2.02 Form of Securities and Trus |
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| April 29, 2022 |
EX-FILING FEES 7 tm2212705d1ex-filingfees.htm EX-FILING FEES Exhibit 107 EX-FILING FEES Calculation of Filing Fee Tables FORM F-3 (Form Type) CN ENERGY GROUP. INC. (Exact Name of Registrant as Specified in its Charter) Not Applicable (Translation of Registrant’s Name into English) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry For |
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| April 29, 2022 |
As filed with the U.S. Securities and Exchange Commission on April 29, 2022 As filed with the U.S. Securities and Exchange Commission on April 29, 2022 Registration No. [?] UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 CN ENERGY GROUP. INC. (Exact name of registrant as specified in its charter) British Virgin Islands Not Applicable (State or other jurisdiction of incorporation or or |
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| April 29, 2022 |
Exhibit 4.6 CN ENERGY GROUP. INC. (the ?Issuer?) AND [TRUSTEE] (the ?Trustee?) INDENTURE Dated as of [?], 20[?] Senior Debt Securities TABLE OF CONTENTS Page ARTICLE 1 DEFINITIONS 1 Section 1.01 Definitions of Terms 1 ARTICLE 2 ISSUE, DESCRIPTION, TERMS, EXECUTION, REGISTRATION AND EXCHANGE OF SECURITIES 4 Section 2.01 Designation and Terms of Securities 4 Section 2.02 Form of Securities and Trust |
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| April 20, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO §240.13d-2(a) UNDER THE SECURITIES ACT OF 1934 (Amendment No. )* CN Energy Group. Inc. (Name of Issuer) Ordinary Shares, no par value (Title of Class of Securities) G2181K 105 (CUSIP Nu |
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| April 11, 2022 |
6-K 1 tm2212289-16k.htm FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2022 Commission File Number: 001-39978 CN Energy Group. Inc. Building 2-B, Room 206, No. 268 Shiniu Road Liandu District, Lishui City, Zhejiang Province P |
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| April 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2022 Commission File Number: 001-39978 CN Energy Group. Inc. Building 2-B, Room 206, No. 268 Shiniu Road Liandu District, Lishui City, Zhejiang Province PRC +86-571-87555823 (Address of p |
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| April 4, 2022 |
Exhibit 10.1 THIS SUBSCRIPTION AGREEMENT (THIS "AGREEMENT") RELATES TO AN OFFER AND SALE OF SECURITIES IN AN OFFSHORE TRANSACTION TO PERSONS WHO ARE NOT U.S. PERSONS (AS DEFINED HEREIN) PURSUANT TO REGULATION S (AS DEFINED HEREIN) UNDER THE UNITED STATES SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT"). ?????????????????????????????????????????????1933??????????????????S??????????? NONE O |
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| March 17, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2022 Commission File Number: 001-39978 CN Energy Group. Inc. Building 2-B, Room 206, No. 268 Shiniu Road Liandu District, Lishui City, Zhejiang Province PRC +86-571-87555823 (Address of p |
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| March 17, 2022 |
Employment Agreement dated March 15, 2022 by and between CN Energy Group. Inc. and Jinwu Huang EX-10.1 2 tm229640d1ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (the “Agreement”), is entered into as of March 15, 2022, by and between CN ENERGY GROUP. INC., a company incorporated and existing under the laws of British Virgin Islands (the “Company”), and Jinwu Huang, an individual (the “Executive”). The term “Company” as used herein with respect to all obl |
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| February 18, 2022 |
CNEY / CN Energy Group Inc. / Zhang Yefang Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* CN Energy Group. Inc. (Name of Issuer) Ordinary Shares, no par value (Title of Class of Securities) G2181K 105 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant |
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| February 15, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2021 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURI |
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| February 15, 2022 |
EX-4.5 3 tmb-20210930xex4d5.htm EX-4.5 Exhibit 4.5 Biomass Electricity Sales Agreement Contract No: The Buyer: State Grid Heilongjiang Electric Power Company Limited Greater Khingan Range Power Company Address: West Side of Meteorological Bureau, Landscape Avenue, Jiagedaqi District, Greater Khingan Range, Heilongjiang Province Tel: Fax: Bank Name: Bank: Account No The Seller: Greater Khingan Rang |
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| February 15, 2022 |
Exhibit: 4.15 ? Small Business Loan Agreement ? ? ? ? This contract is entered into by and between the lender and the borrower on an equal and voluntary basis according to law. In order to safeguard the legitimate rights and interests of the borrower, the lender hereby requests the borrower to pay full attention to all the provisions concerning the rights and obligations of both parties, especiall |
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| February 15, 2022 |
Exhibit 4.18 Loan Agreement This contract is entered into by and between the lender and the borrower on an equal and voluntary basis according to law. In order to safeguard the legitimate rights and interests of the borrower, the lender hereby requests the borrower to pay full attention to all the provisions concerning the rights and obligations of both parties, especially the contents in bold typ |
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| February 15, 2022 |
Exhibit 4.19 Agreement No: [*] ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? Line of Credit ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? Party A (Lender): Bank of Beijing Hangzhou Branch ? Party B (Borrower): Hangzhou Forasen Technology Co., Ltd. ? Date: December 14, 2021 ? ? According to the guidance of the Civil Code of the People?s Republic of China, the lender and the borrower hereby make this agreement after ne |
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| February 15, 2022 |
Consent of Yingke Wuxi Law Firm EX-15.1 16 tmb-20210930xex15d1.htm EX-15.1 Exhibit 15.1 Date: February 15, 2022 To: CN ENERGY GROUP. INC. Building 1-B, Room 303, No. 268 Shiniu Road Liandu District, Lishui City, Zhejiang Province The People’s Republic of China Dear Mesdames/Sirs, We consent to the references to our firm under the mentions of “PRC Counsel” in connection with the annual report of CN ENERGY GROUP. INC. (the “Compan |
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| February 15, 2022 |
Exhibit 13.2 CERTIFICATION OF THE CHIEF FINANCIAL OFFICER PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of CN ENERGY GROUP. INC. (the “Company”) on Form 20-F for the year ended September 30, 2021, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Ye Ren, Chief Financial Officer of the Company, certify, pursua |
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| February 15, 2022 |
Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Exhibit 12.2 CERTIFICATION OF THE CHIEF FINANCIAL OFFICER PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Ye Ren, certify that: 1. I have reviewed this annual report on Form 20-F of CN ENERGY GROUP. INC. (the “Company”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, |
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| February 15, 2022 |
Exhibit 4.17 ? Contract No. * ? Account Supervision Agreement ? Party A: Industrial and Commercial Bank of China - Tahe Branch ? Party B: Greater Khingan Range Forasen Energy Technology Co., Ltd. ? In order to secure the obligation under small business loan agreement No.*, Party B agrees to provide repayment guarantee to Party A with income listed in the agreement. In the principle of equality and |
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| February 15, 2022 |
Exhibit 13.1 CERTIFICATION OF THE CHIEF EXECUTIVE OFFICER PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of CN ENERGY GROUP. INC. (the “Company”) on Form 20-F for the year ended September 30, 2021, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Kangbin Zheng, Chief Executive Officer of the Company, certify, |
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| February 15, 2022 |
Exhibit 2.3 ? Description of Rights of Each Class of Securities Registered under Section 12 of the Securities Exchange Act of 1934, as Amended (the ?Exchange Act?) ? Ordinary shares, no par value (?Ordinary Shares?), of CN Energy Group. Inc. (?we,? ?our,? ?our company,? or ?us?) are listed and traded on the Nasdaq Capital Market, and in connection with this listing (but not for trading), its Ordin |
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| February 15, 2022 |
Exhibit: 4.16 ? Loan Guaranty Agreement ? ? ? ? ? ? This contract is entered into by and between the creditor and the guarantor on an equal and voluntary basis according to law. In order to safeguard the legitimate rights and interests of the guarantor, the creditor hereby requests the guarantor to pay full attention to all the provisions concerning the rights and obligations of both parties, espe |
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| February 15, 2022 |
Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Exhibit 12.1 CERTIFICATION OF THE CHIEF EXECUTIVE OFFICER PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Kangbin Zheng, certify that: 1. I have reviewed this annual report on Form 20-F of CN ENERGY GROUP. INC. (the “Company”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statement |
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| February 15, 2022 |
Exhibit 4.8 Lease Agreement Lessor (Party A): Zhejiang Forasen Energy Technology Co., Ltd. ? Lessee (Party B): Zhejiang CN Energy New Material Co., Ltd. ? The following agreements are reached after friendly negotiation based on the reciprocal principle of both parties? ? 1. Party A leases to Party B the real estate located at Building No.7, 10 Censhan Road, Nanmingshan Street, Liandu District, Lis |
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| February 15, 2022 |
Exhibit 4.20 ? Agreement No: [*] ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? Loan Agreement ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? Borrower: Hangzhou Forasen Technology Co., Ltd. ? Lender: Bank of Beijing Hangzhou Branch ? Date: December 14, 2021 ? According to the guidance of the Civil Code of the People?s Republic of China, the lender and the borrower hereby make this agreement after negotiation on |
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| January 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ? Form 10-K x Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-CEN ? Form N-CSR For Period Ended: September 30, 2021 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on Form 10-Q For the Transition P |
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| January 26, 2022 |
CNEY / CN Energy Group Inc. / Ye Yiyue - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* CN Energy Group. Inc. (Name of Issuer) Ordinary Shares, no par value (Title of Class of Securities) G2181K 105 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant |
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| January 26, 2022 |
CNEY / CN Energy Group Inc. / Liu Kaiyu - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* CN Energy Group. Inc. (Name of Issuer) Ordinary Shares, no par value (Title of Class of Securities) G2181K 105 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant |
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| January 26, 2022 |
CNEY / CN Energy Group Inc. / Yan Wangfeng - SCHEDULE 13G Passive Investment SC 13G 1 tm224507d3sc13g.htm SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* CN Energy Group. Inc. (Name of Issuer) Ordinary Shares, no par value (Title of Class of Securities) G2181K 105 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of This Statement) Check the appr |
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| December 29, 2021 |
CN ENERGY GROUP. INC. December 29, 2021 Via Edgar Mr. Tim Buchmiller Division of Corporation Finance Office of Life Sciences U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C., 20549 Re: CN ENERGY GROUP. INC. Withdrawal of Registration Statement on Form F-1 (File No. 333-259451) Dear Mr. Buchmiller: Pursuant to Rule 477 under the Securities Act of 1933, as amended (the ?Secu |
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| October 13, 2021 |
EX-2.3 4 tm2120784d4ex2-3.htm EXHIBIT 2.3 Exhibit 2.3 Reorganization Agreement of CN Energy Group. Inc. The reorganization agreement “the agreement” has been signed in Hangzhou on August 12, 2019 by following parties: Party A1: Zhejiang Ruiyang Technology Co., Ltd. is a limited liability company effectively established under the laws of the People’s Republic of China (“China”, only in this agreeme |
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| October 13, 2021 |
Exhibit 2.2 Reorganization Agreement of CN Energy Group. Inc. The reorganization agreement ?the agreement? has been signed in Hangzhou on August 12, 2019 by following parties: Party A1: Zhejiang Ruiyang Technology Co., Ltd. is a limited liability company effectively established under the laws of the People?s Republic of China (?China?, only in this agreement, excluding Taiwan, Hong Kong and Macau |
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| October 13, 2021 |
As filed with the U.S. Securities and Exchange Commission on October 13, 2021. As filed with the U.S. Securities and Exchange Commission on October 13, 2021. Registration No. 333-259451 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 1 TO FORM F-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 CN ENERGY GROUP. INC. (Exact name of registrant as specified in its charter) British Virgin Islands 2860 Not Applicable (State or other j |
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| October 13, 2021 |
Exhibit 2.1 Reorganization Agreement of CN Energy Group. Inc. The reorganization agreement ?the agreement? has been signed in Hangzhou on August 12, 2019 by following parties: Party A: [Name of Khingan Forasen Shareholder], a company incorporated under the laws of the People's Republic of China (?China?, excluding Taiwan region, Hong Kong and Macao Special Administrative Region) with certification |
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| September 10, 2021 |
Exhibit 10.15 Loan Guaranty Agreement This contract is entered into by and between the creditor and the guarantor on an equal and voluntary basis according to law. In order to safeguard the legitimate rights and interests of the guarantor, the creditor hereby requests the guarantor to pay full attention to all the provisions concerning the rights and obligations of both parties, especially the con |
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| September 10, 2021 |
Exhibit 10.17 Loan Agreement This contract is entered into by and between the lender and the borrower on an equal and voluntary basis according to law. In order to safeguard the legitimate rights and interests of the borrower, the lender hereby requests the borrower to pay full attention to all the provisions concerning the rights and obligations of both parties, especially the contents in bold ty |
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| September 10, 2021 |
CN ENERGY GROUP. INC. Subsidiaries of the Registrant Exhibit 21.1 CN ENERGY GROUP. INC. Subsidiaries of the Registrant Name of Subsidiary Jurisdiction of Incorporation or Organization CLEAN ENERGY HOLDINGS LIMITED Hong Kong Zhejiang CN Energy Technology Development Co., Ltd. People?s Republic of China Manzhouli CN Energy Industrial Co., Ltd. People?s Republic of China Manzhouli CN Energy Technology Co., Ltd. People?s Republic of China CN Energy Indu |
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| September 10, 2021 |
Exhibit 10.16 Contract No. * Account Supervision Agreement Party A: Industrial and Commercial Bank of China - Tahe Branch Party B: Greater Khingan Range Forasen Energy Technology Co., Ltd. In order to secure the obligation under small business loan agreement No.*, Party B agrees to provide repayment guarantee to Party A with income listed in the agreement. In the principle of equality and good fai |
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| September 10, 2021 |
Powers of Attorney (included on signature page) As filed with the U.S. Securities and Exchange Commission on September 10, 2021. Registration No. [?] UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 CN ENERGY GROUP. INC. (Exact name of registrant as specified in its charter) British Virgin Islands 2860 Not Applicable (State or other jurisdiction of incorpora |
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| September 10, 2021 |
Exhibit 10.14 Small Business Loan Agreement This contract is entered into by and between the lender and the borrower on an equal and voluntary basis according to law. In order to safeguard the legitimate rights and interests of the borrower, the lender hereby requests the borrower to pay full attention to all the provisions concerning the rights and obligations of both parties, especially the cont |
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| August 27, 2021 |
6-K 1 tm2126358d16k.htm FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2021 Commission File Number: 001-39978 CN Energy Group. Inc. Building 1-B, Room 303, No. 268 Shiniu Road Liandu District, Lishui City, Zhejiang Province |
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| August 27, 2021 |
Exhibit 99.1 CN ENERGY GROUP. INC. INDEX TO CONDENSED CONSOLIDATED FINANCIAL STATEMENTS (UNAUDITED) TABLE OF CONTENTS Page Condensed Consolidated Balance Sheets as of March 31, 2021 and September 30, 2020 (Unaudited) 2 Condensed Consolidated Statements of Income and Comprehensive Income for the Six Months Ended March 31, 2021 and 2020 (Unaudited) 3 Condensed Consolidated Statements of Changes in S |
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| June 30, 2021 |
This Draft Registration Statement is confidentially submitted to the U.S. Securities and Exchange Commission pursuant to Section 106(a) of the Jumpstart Our Business Startups Act of 2012 on June 30, 2021, and is not being filed publicly under the Securities Act of 1933, as amended. Registration No. [?] UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-1 REGISTRATION ST |
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| June 11, 2021 |
Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this “Agreement”) is made and entered into as of June , 2021, between CN Energy Group. Inc., a company organized under the laws of the British Virgin Islands (the “Company”), and each of the several purchasers signatory hereto (each such purchaser, a “Purchaser” and, collectively, the “Purchasers”). This Agreement is ma |
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| June 11, 2021 |
Exhibit 10.1 THIS SUBSCRIPTION AGREEMENT (THIS "AGREEMENT") RELATES TO AN OFFER AND SALE OF SECURITIES IN AN OFFSHORE TRANSACTION TO PERSONS WHO ARE NOT U.S. PERSONS (AS DEFINED HEREIN) PURSUANT TO REGULATION S (AS DEFINED HEREIN) UNDER THE UNITED STATES SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT"). ?????????????????????????????????????????????1933??????????????????S??????????? NONE O |
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| June 11, 2021 |
Exhibit 1.1 N E T W O R K 1 F I N A N C I A L S E C U R I T I E S , I N C . April 20, 2021 Kangbin Zheng, CEO CN Energy Group. Inc. Dikai Yinzuo, Room 1804-1, No. 29 Jiefang East Road Jianggan District, Hangzhou City, Zhejiang Province PRC Re: PLACEMENT AGENT?S AGREEMENT Dear Mr. Zheng: CN Energy Group. Inc. a British Virgin Islands company (hereinafter referred to as the ?Company? or ?You?), prop |
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| June 11, 2021 |
Exhibit 10.3 ESCROW AGREEMENT THIS ESCROW AGREEMENT (this ?Agreement?) is entered into as of April 20, 2021, by and among CN ENERGY GROUP. INC., a British Virgin Islands company (the ?Company?), NETWORK 1 FINANCIAL SECURITIES, INC. (?Placement Agent? and, together with the Company, sometimes referred to individually as ?Party? and collectively as the ?Parties?), and Hunter Taubman Fisher & Li LLC |
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| June 11, 2021 |
6-K 1 tm2119475d16k.htm FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2021 Commission File Number: 001-39978 CN Energy Group. Inc. Building 1-B, Room 303, No. 268 Shiniu Road Liandu District, Lishui City, Zhejiang Province 32 |
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| May 14, 2021 |
Share transfer agreement dated May 13, 2021 by and between CN Energy Development and Khingan Forasen Exhibit 10.3 SHARE TRANSFER AGREEMENT Transferor (Party A): Greater Khingan Range Forasen Energy Technology Co., Ltd. Transferee (Party B): CN Energy Industrial Development Co., Ltd. This agreement is made and entered into by and between Party A and Party B in Hangzhou on May 13, 2021, regarding the equity transfer of Hangzhou Forasen Technology Co., Ltd. Based on the principle of equality and mut |
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| May 14, 2021 |
Exhibit 10.1 SHARE TRANSFER AGREEMENT Transferor (Party A): Manzhouli CN Energy Technology Co., Ltd. Transferee (Party B): Zhejiang CN Energy Technology Development Co., Ltd. This agreement is made and entered into by and between Party A and Party B in Hangzhou on May 13, 2021, regarding the equity transfer of CN Energy Industrial Development Co., Ltd. Based on the principle of equality and mutual |
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| May 14, 2021 |
Share transfer agreement dated May 13, 2021 by and between CN Energy Development and Khingan Forasen Exhibit 10.2 SHARE TRANSFER AGREEMENT Transferor (Party A): Greater Khingan Range Forasen Energy Technology Co., Ltd. Transferee (Party B): CN Energy Industrial Development Co., Ltd. This agreement is made and entered into by and between Party A and Party B in Hangzhou on May 13, 2021, regarding the equity transfer of Manzhouli Zhongxing Energy Technology Co., Ltd. Based on the principle of equali |
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| May 14, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2021 Commission File Number: 001-39978 CN Energy Group. Inc. Building 1-B, Room 303, No. 268 Shiniu Road Liandu District, Lishui City, Zhejiang Province 323010 The PRC +86-571-87555823 (Add |
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| February 17, 2021 |
CN Energy Group. Inc. Announces Full Exercise of Underwriters’ Over-Allotment Option Exhibit 99.1 CN Energy Group. Inc. Announces Full Exercise of Underwriters? Over-Allotment Option Lishui, China, February 17, 2021 ? CN Energy Group. Inc. (the ?Company?), a China-based manufacturer and supplier of wood-based activated carbon and a producer of biomass electricity, today announced that the underwriters of its initial public offering (the ?Offering?) had exercised in full their opti |
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| February 17, 2021 |
Current Report of Foreign Issuer - 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February 2021 Commission File Number: 001-39978 CN Energy Group. Inc. Building 1-B, Room 303, No. 268 Shiniu Road Liandu District, Lishui City, Zhejiang Province 323010 The PRC +86-571-87555823 |
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| February 9, 2021 |
CN Energy Group. Inc. Announces Closing of Initial Public Offering EX-99.2 3 tm215834d1ex99-2.htm EXHIBIT 99.2 Exhibit 99.2 CN Energy Group. Inc. Announces Closing of Initial Public Offering Lishui, China, February 9, 2021 – CN Energy Group. Inc. (the “Company”), a China-based manufacturer and supplier of wood-based activated carbon and a producer of biomass electricity, today announced the closing of its initial public offering (“Offering”) of 5,000,000 ordinary |
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| February 9, 2021 |
Current Report of Foreign Issuer - 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February 2021 Commission File Number: 001-39978 CN Energy Group. Inc. Building 1-B, Room 303, No. 268 Shiniu Road Liandu District, Lishui City, Zhejiang Province 323010 The PRC +86-571-87555823 |
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| February 9, 2021 |
CN Energy Group. Inc. Announces Pricing of Initial Public Offering Exhibit 99.1 CN Energy Group. Inc. Announces Pricing of Initial Public Offering Lishui, China, February 4, 2021 – CN Energy Group. Inc. (the “Company”), a China-based manufacturer and supplier of wood-based activated carbon and a producer of biomass electricity, today announced the pricing of its initial public offering (“Offering”) of 5,000,000 ordinary shares at a public offering price of US$4.0 |
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| February 5, 2021 |
5,000,000 Ordinary Shares CN ENERGY GROUP. INC. Filed pursuant to Rule 424(b)(4) Registration No. 333-239659 5,000,000 Ordinary Shares CN ENERGY GROUP. INC. This is an initial public offering of our ordinary shares, no par value (“Ordinary Shares”). We are offering 5,000,000 Ordinary Shares on a firm commitment basis by Network 1 Financial Securities, Inc., the representative (the “Representative”) of the underwriters (the “Underwriters”). See |
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| February 1, 2021 |
February 1, 2021 Ms. Mary Beth Breslin Division of Corporation Finance Office of Life Sciences U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C., 20549 Re: CN ENERGY GROUP. INC. Registration Statement on Form F-1, as amended (File No. 333-239659) Request for Acceleration of Effectiveness VIA EDGAR Dear Ms. Breslin: Pursuant to Rule 461 of the General Rules and Regulations o |
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| February 1, 2021 |
Form 8-A, filed with the SEC on February 1, 2021 8-A12B 1 tm214906d18a12b.htm 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 CN ENERGY GROUP. INC. (Exact name of registrant as specified in its charter) British Virgin Islands Not applicable (State or other jurisdiction of incorporatio |
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| February 1, 2021 |
CN ENERGY GROUP. INC. February 1, 2021 Via Edgar Ms. Mary Beth Breslin Division of Corporation Finance Office of Life Sciences U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C., 20549 Re: CN ENERGY GROUP. INC. Registration Statement on Form F-1, as amended (File No. 333-239659) Request for Acceleration of Effectiveness Dear Ms. Breslin: In accordance with Rule 461 of the Ge |
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| January 25, 2021 |
CN ENERGY GROUP. INC. January 25, 2021 Via Edgar Ms. Mary Beth Breslin Division of Corporation Finance Office of Life Sciences U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C., 20549 Re: CN ENERGY GROUP. INC. Amendment No. 2 to Registration Statement on Form F-1 Filed on January 15, 2021 File No. 333-239659 Dear Ms. Breslin: This letter is in response to the letter dated J |
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| January 25, 2021 |
As filed with the Securities and Exchange Commission on January 25, 2021. Registration No. 333-239659 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 3 TO FORM F-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 CN ENERGY GROUP. INC. (Exact name of registrant as specified in its charter) British Virgin Islands 2860 Not Applicable (State or other jurisd |
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| January 15, 2021 |
Form of Underwriting Agreement Exhibit 1.1 UNDERWRITING AGREEMENT [●], 2021 Network 1 Financial Securities, Inc. The Galleria, Building 2 Penthouse 2 Bridge Avenue Red Bank, New Jersey 07701-1106 As the Underwriter Ladies and Gentlemen: The undersigned, CN Energy Group. Inc., a British Virgin Islands company (the “Company”), hereby confirms its agreement (this “Agreement”) with Network 1 Financial Securities, Inc. (hereinafter |
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| January 15, 2021 |
As filed with the Securities and Exchange Commission on January 15, 2021. Registration No. 333-239659 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 2 TO FORM F-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 CN ENERGY GROUP. INC. (Exact name of registrant as specified in its charter) British Virgin Islands 2860 Not Applicable (State or other jurisd |
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| January 15, 2021 |
Exhibit 3.1 Business Company No: 1999277 BRITISH VIRGIN ISLANDS BVI BUSINESS COMPANIES ACT, 2004 (AS AMENDED) Second Amended and Restated Memorandum and Articles of Association of CN ENERGY GROUP. INC. 中北能源集团有限公司 Incorporated on 23 November 2018 Amended and Restated on 11 September 2019 Amended and Restated on 20 April 2020 BVI BUSINESS COMPANIES ACT, 2004 (AS AMENDED) MEMORANDUM OF ASSOCIATION OF |
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| January 15, 2021 |
Exhibit 10.5 Biomass Electricity Sales Agreement Contract No: The Buyer: State Grid Heilongjiang Electric Power Company Limited Greater Khingan Range Power Company Address: West Side of Meteorological Bureau, Landscape Avenue, Jiagedaqi District, Greater Khingan Range, Heilongjiang Province Tel: Fax: Bank Name: Bank: Account No The Seller: Greater Khingan Range Forasen Energy Technology Co., Ltd. |
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| December 18, 2020 |
CN ENERGY GROUP. INC. Issuer Free Writing Prospectus dated December 18, 2020 Filed Pursuant to Rule 433 of the Securities Act of 1933, as amended Relating to Preliminary Prospectus dated November 25, 2020 Registration Statement No. 333 - 239659 December 2020 (Nasdaq: CNEY) This free writing prospectus relates to the proposed initial public offering of ordinary shares of CN Energy Group. Inc. (the |
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| November 25, 2020 |
Exhibit 10.8 Loan Agreement This contract is entered into by and between the lender and the borrower on an equal and voluntary basis according to law. In order to safeguard the legitimate rights and interests of the borrower, the lender hereby requests the borrower to pay full attention to all the provisions concerning the rights and obligations of both parties, especially the contents in bold typ |
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| November 25, 2020 |
Exhibit 10.12 Line of Credit Agreement Party A (Lender): Webank Co., Ltd. Party B (Borrower): Hangzhou Forasen Technology Co., Ltd. Party B applies for line of credit from Party A. In accordance with the relevant laws, regulations and rules, Party A and Party B, upon negotiation, hereby enter into this Contract. Article 1 Party A agrees to grant line of credit to Party B. The quotas of the loan pr |
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| November 25, 2020 |
Request for Waiver and Representation under Item 8.A.4 of Form 20-F Exhibit 99.5 November 25, 2020 VIA EDGAR Ms. Mary Beth Breslin Division of Corporation Finance Office of Life Sciences U.S. Securities and Exchange Commission 100 F. Street, N.E. Washington, D.C. 20549 Re: CN ENERGY GROUP. INC. Amendment No. 1 to the Registration Statement on Form F-1 CIK No. 0001780785 Request for Waiver and Representation under Item 8.A.4 of Form 20-F Dear Ms. Breslin: The under |
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| November 25, 2020 |
Exhibit 4.2 THE REGISTERED HOLDER OF THIS UNDERWRITER WARRANT BY ITS ACCEPTANCE HEREOF, AGREES THAT IT WILL NOT SELL, TRANSFER OR ASSIGN THIS UNDERWRITER WARRANT EXCEPT AS HEREIN PROVIDED AND THE REGISTERED HOLDER OF THIS UNDERWRITER WARRANT AGREES THAT IT WILL NOT SELL, TRANSFER, ASSIGN, PLEDGE OR HYPOTHECATE THIS UNDERWRITER WARRANT OR CAUSE IT TO BE THE SUBJECT OF ANY HEDGING, SHORT SALE, DERIV |
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| November 25, 2020 |
Form of Underwriting Agreement Exhibit 1.1 UNDERWRITING AGREEMENT [●], 2020 Network 1 Financial Securities, Inc. The Galleria, Building 2 Penthouse 2 Bridge Avenue Red Bank, New Jersey 07701-1106 As the Underwriter Ladies and Gentlemen: The undersigned, CN Energy Group. Inc., a British Virgin Islands company (the “Company”), hereby confirms its agreement (this “Agreement”) with Network 1 Financial Securities, Inc. (hereinafter |
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| November 25, 2020 |
Exhibit 10.7 Lease Agreement Lessor (Party A): Hangzhou Nongyuan Network Technology Co., Ltd. Leasee (Party B): Hangzhou Forasen Technology Co., Ltd. The following agreements are reached after friendly negotiation based on the reciprocal principle of both parties： Article 1: Party A leases the real estate located at Room 1804-1 Dikai Yinzuo, No. 29 East Jiefang Road, Jianggan District, Hangzhou wi |
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| November 25, 2020 |
Exhibit 10.6 Lease Agreement Lessor (Party A): Tahe Forestry Bureau Leasee (Party B): Greater Khingan Range Forasen Energy Technology Co., Ltd. Tahe Power Plant The following agreements are reached after friendly negotiation based on the reciprocal principle of both parties： Article 1: Party A leases the test center, maintenance workshop and garage located at Machine Tools Plant of Tahe County to |
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| November 25, 2020 |
As filed with the Securities and Exchange Commission on November 25, 2020. Registration No. 333-239659 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 1 TO FORM F-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 CN ENERGY GROUP. INC. (Exact name of registrant as specified in its charter) British Virgin Islands 2860 Not Applicable (State or other juris |
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| November 25, 2020 |
Exhibit 10.13 Loan Agreement Party A (Lender): Webank Co., Ltd. Party B (Borrower): Hangzhou Forasen Technology Co., Ltd. This contract is entered into by and between the lender and the borrower on an equal and voluntary basis according to law. This contract is a separate contact under the "line of credit agreement" (hereinafter referred to as "line of credit"). The guarantee method under the line |
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| July 2, 2020 |
Exhibit 10.10 Agreement No: [*] Small Business Loan Agreement This contract is entered into by and between the lender and the borrower on an equal and voluntary basis according to law. In order to safeguard the legitimate rights and interests of the borrower, the lender hereby requests the borrower to pay full attention to all the provisions concerning the rights and obligations of both parties, e |
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| July 2, 2020 |
Exhibit 10.3 Form of Supplying Agreement Party A: Greater Khingan Range Forasen Energy Technology Co., Ltd. - Tahe Biopower Plant Party B: The following agreements are reached after friendly negotiation based on the reciprocal principle of both parties. 1. The price of wood chips is subjected to the mutual agreement of both parties, the total payment for each purchase will be determined after deli |
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| July 2, 2020 |
Exhibit 99.1 CODE OF BUSINESS CONDUCT AND ETHICS OF CN ENERGY GROUP. INC. INTRODUCTION Purpose This Code of Business Conduct and Ethics contains general guidelines for conducting the business of CN ENERGY GROUP. INC., a British Virgin Islands company (the “Company”), consistent with the highest standards of business ethics. To the extent this Code requires a higher standard than required by commer |
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| July 2, 2020 |
Specimen Certificate for Ordinary Shares Exhibit 4.1 SHARE CERTIFICATE OF CN ENERGY GROUP. INC. 中北能源集团有限公司 (the “Company”) INCORPORATED IN THE BRITISH VIRGIN ISLANDS Authorised to issue an unlimited number of no par value Shares divided into (a) Ordinary Shares of no par value; and (b) Convertible Preferred Shares of no par value. THIS IS TO CERTIFY THAT THE UNDER MENTIONED PERSON IS THE REGISTERED HOLDER OF THE SHARES SPECIFIED HEREUNDE |
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| July 2, 2020 |
Exhibit 99.4 The PRC Activated Carbon Manufacturing Market and Biomass Energy Market Independent Research © 2019 Frost & Sullivan. All rights reserved. This document contains highly confidential information and is the sole property of Frost & Sullivan. No part of it may be circulated, quoted, copied or otherwise reproduced without the written approval of Frost & Sullivan. Highly Confidential July |
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| July 2, 2020 |
Exhibit 10.11 Agreement No: [*] Loan Guaranty Agreement This contract is entered into by and between the creditor and the guarantor on an equal and voluntary basis according to law. In order to safeguard the legitimate rights and interests of the guarantor, the creditor hereby requests the guarantor to pay full attention to all the provisions concerning the rights and obligations of both parties, |
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| July 2, 2020 |
Exhibit 10.1 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (the “Agreement”), is entered into as of [ ], by and between CN ENERGY GROUP. INC., a company incorporated and existing under the laws of British Virgin Islands (the “Company”), and [ ], an individual (the “Executive”). The term “Company” as used herein with respect to all obligations of the Executive hereunder shall be deemed to include |
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| July 2, 2020 |
Exhibit 10.5 Biomass Electricity Sales Agreement Contract No: The Buyer: State Grid Heilongjiang Electric Power Company Limited Greater Khingan Range Power Company Address: West Side of Meteorological Bureau, Landscape Avenue, Jiagedaqi District, Greater Khingan Range, Heilongjiang Province Tel: Fax: Bank Name: Bank: Account No The Seller: Greater Khingan Range Forasen Energy Technology Co., Ltd. |
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| July 2, 2020 |
Exhibit 10.8 Loan Agreement This contract is entered into by and between the lender and the borrower on an equal and voluntary basis according to law. In order to safeguard the legitimate rights and interests of the borrower, the lender hereby requests the borrower to pay full attention to all the provisions concerning the rights and obligations of both parties, especially the contents in bold typ |
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| July 2, 2020 |
Powers of Attorney (included on signature page) As filed with the Securities and Exchange Commission on July 2, 2020. Registration No. 333-[●] UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 CN ENERGY GROUP. INC. (Exact name of registrant as specified in its charter) British Virgin Islands 2860 Not Applicable (State or other jurisdiction of incorporation or |
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| July 2, 2020 |
CN ENERGY GROUP. INC. Subsidiaries of the Registrant EX-21.1 15 tm2023735d1ex21-1.htm EXHIBIT 21.1 Exhibit 21.1 CN ENERGY GROUP. INC. Subsidiaries of the Registrant Name of Subsidiary Jurisdiction of Incorporation or Organization CLEAN ENERGY HOLDINGS LIMITED Hong Kong Zhejiang CN Energy Technology Development Co., Ltd. People’s Republic of China Manzhouli CN Energy Industrial Co., Ltd. People’s Republic of China Manzhouli CN Energy Technology Co., |
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| July 2, 2020 |
Exhibit 10.9 THE PREFERRED SHARES BEING OFFERED HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”). THE PREFERRED SHARES MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED, OR HYPOTHECATED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT. INVESTMENT IN THE SECURITIES OFFERED HEREBY INVOLVES A HIGH DEGREE OF RISK AND IMMEDIATE SUBSTANTIAL DILUTION. THE OFFERIN |
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| July 2, 2020 |
Exhibit 99.2 Units 3409-3412 Guangzhou CTF Finance Center No. 6 Zhujiang Road East Zhujiang New Town Guangzhou, PRC 510623 Tel: 86-20-39829000 Fax: 86-20-83850222 www.gfelaw.com July 2, 2020 CN ENERGY GROUP. INC. FPI Center, Room A-901 No. 459 Qianmo Road Binjiang District, Hangzhou City Zhejiang Province, PRC RE: Legal Opinions on Certain PRC Law Matters Dear Sirs/Madams, We are qualified lawyers |
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| July 2, 2020 |
Exhibit 10.7 Lease Agreement Lessor (Party A): Hangzhou Focused Photonics Technology Park Limited Business License No: Legal Representative: Chen, Yingping Appointed Representative: Song, Yuehua Tel: Post Code: 310052 Business Address: No.459 Qianmo Rd, Binjiang District, Hangzhou City, Zhejiang Leasee (Party B): Hangzhou Forasen Technology Co., Ltd. Business License No: Legal Representative: Wang |
