CREG / Smart Powerr Corp. - Pengajuan SECLaporan Tahunan, Pernyataan Proksi

Smart Powerr Corp.

Mga Batayang Estadistika
LEI 549300UTVWIHBTUTIY20
CIK 721693
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Smart Powerr Corp.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
August 14, 2025 EX-10.61

Exchange Agreement dated as of July 22, 2025 by and between the Company and Bucktown Capital, LLC

Exhibit 10.61 THE EXCHANGE CONTEMPLATED HEREIN IS INTENDED TO COMPORT WITH THE REQUIREMENTS OF SECTION 3(a)(9) OF THE SECURITIES ACT OF 1933, AS AMENDED. EXCHANGE AGREEMENT This Exchange Agreement (this “Agreement”) is entered into as of July 22, 2025 by and between Bucktown Capital, LLC, a Utah limited liability company (“Lender”), and Smart Powerr Corp. (f/k/a China Recycling Energy Corporation)

August 14, 2025 EX-10.63

Exchange Agreement dated as of August 8, 2025 by and between the Company and Bucktown Capital, LLC

Exhibit 10.63 THE EXCHANGE CONTEMPLATED HEREIN IS INTENDED TO COMPORT WITH THE REQUIREMENTS OF SECTION 3(a)(9) OF THE SECURITIES ACT OF 1933, AS AMENDED. EXCHANGE AGREEMENT This Exchange Agreement (this “Agreement”) is entered into as of August 8, 2025 by and between Bucktown Capital, LLC, a Utah limited liability company (“Lender”), and Smart Powerr Corp. (f/k/a China Recycling Energy Corporation

August 14, 2025 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 ☐ TRANSITION REPORT PU

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-34625 SMART POWE

August 14, 2025 EX-10.62

Exchange Agreement dated as of July 31, 2025 by and between the Company and Bucktown Capital, LLC

Exhibit 10.62 THE EXCHANGE CONTEMPLATED HEREIN IS INTENDED TO COMPORT WITH THE REQUIREMENTS OF SECTION 3(a)(9) OF THE SECURITIES ACT OF 1933, AS AMENDED. EXCHANGE AGREEMENT This Exchange Agreement (this “Agreement”) is entered into as of July 31, 2025 by and between Bucktown Capital, LLC, a Utah limited liability company (“Lender”), and Smart Powerr Corp. (f/k/a China Recycling Energy Corporation)

August 13, 2025 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidential, for use of the Commission only (as permitted by Rule 14a-6(e)(2)). ☒ Definitive Proxy Sta

August 6, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 1, 2025 SMART POWERR CORP.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 1, 2025 SMART POWERR CORP. (Exact name of registrant as specified in charter) Nevada 001-34625 90-0093373 (State or other jurisdiction of incorporation) (Commission File Number

August 6, 2025 EX-99.1

Smart Powerr Corp. Regains Compliance with Nasdaq Minimum Bid Price Requirement

Exhibit 99.1 Smart Powerr Corp. Regains Compliance with Nasdaq Minimum Bid Price Requirement XI’AN, China, Aug. 06, 2025 (GLOBE NEWSWIRE) - Smart Powerr Corp. (Nasdaq: CREG) (“CREG” or “the Company”), today announced that it received a letter from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”) on August 1, 2025, notifying the Company that it has regained compliance

August 1, 2025 PRE 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement. ☐ Confidential, for use of the Commission only (as permitted by Rule 14a-6(e)(2)). ☐ Definitive Proxy Sta

July 21, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 18, 2025 SMART POWERR CORP.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 18, 2025 SMART POWERR CORP. (Exact name of registrant as specified in charter) Nevada 001-34625 90-0093373 (State or other jurisdiction of incorporation) (Commission File Number)

July 21, 2025 EX-3.1

Certificate of Change filed with the Secretary of State of Nevada

Exhibit 3.1 Business Number C24461 - 2001 Filed in the Office of Filing Number 20254989538 Secretary of State State Of Nevada Filed On 6/24/2025 10:00:00 AM Number of Pages 1

July 21, 2025 EX-99.1

Smart Powerr Corp. Announces Effective Date of Reverse Stock Split

Exhibit 99.1 Smart Powerr Corp. Announces Effective Date of Reverse Stock Split XI’AN, China, July 16, 2025 (GLOBE NEWSWIRE) - Smart Powerr Corp. (Nasdaq: CREG) (“CREG” or “the Company”), today announced that it has resolved to effect a reverse stock split of the Company’s outstanding common stock, par value $0.001 per share (the “Common Stock”) with the split ratio set at 1-for-10 (the “Reverse S

June 16, 2025 CORRESP

SMART POWERR CORP.

SMART POWERR CORP. June 16, 2025 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.C., 20549 Re: Smart Powerr Corp. Registration Statement on Form S-1 File No. 333-286858 Request for Acceleration of Effectiveness Ladies and Gentlemen: In accordance with Rule 461 of the General Rules and Regulations under the Securities Act of 1933, as

May 19, 2025 S-1/A

As filed with the Securities and Exchange Commission on May 19, 2025

As filed with the Securities and Exchange Commission on May 19, 2025 Registration No.

May 15, 2025 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 ☐ TRANSITION REPORT P

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-12536 SMART POW

May 12, 2025 S-1/A

As filed with the Securities and Exchange Commission on May 9, 2025

As filed with the Securities and Exchange Commission on May 9, 2025 Registration No.

April 30, 2025 EX-FILING FEES

Filing Fee Table

Exhibit 107 Calculation of Filing Fee Tables Form S-1 (Form Type) SMART POWERR CORP.

April 30, 2025 S-1

As filed with the Securities and Exchange Commission on April 30, 2025

As filed with the Securities and Exchange Commission on April 30, 2025 Registration No.

April 18, 2025 S-8

As filed with the Securities and Exchange Commission on April 18, 2025

As filed with the Securities and Exchange Commission on April 18, 2025 Registration No.

April 18, 2025 EX-FILING FEES

Filing fee table

Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) SMART POWERR CORP.

April 18, 2025 EX-99.1

China Recycling Energy Corporation Omnibus Equity Plan (filed as Exhibit 99.1 to the Company’s Registration Statement on Form S-8 dated April 18, 2025)

Exhibit 99.1 China Recycling Energy Corporation Omnibus Equity Plan CHINA RECYCLING ENERGY CORPORATION OMNIBUS EQUITY PLAN ARTICLE 1 GENERAL PROVISIONS 1.1. PURPOSE OF THE PLAN. The China Recycling Energy Corporation Omnibus Equity Plan has been established by China Recycling Energy Corporation to (a) attract and retain high caliber employees, directors, consultants and independent contractors; (b

April 18, 2025 EX-10.1

Form of Restricted Stock Award Agreement

Exhibit 10.1 FORM OF RESTRICTED STOCK AWARD AGREEMENT SMART POWERR CORP. OMNIBUS EQUITY PLAN RESTRICTED STOCK Award aGREEMENT THIS RESTRICTED STOCK AGREEMENT (“Agreement”) is entered into by and between Smart Powerr Corp., a Nevada corporation, (the “Corporation”) and the Grantee on the Grant Date. The Committee has authorized this grant of the Restricted Stock to the Grantee as set forth below. U

March 31, 2025 8-K

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 25, 2025 SMART POWERR CORP. (Exact name of Company as specified in charter) Nevada 001-34625 90-0093373 (State or other jurisdiction of incorporation) (Commission File No.) (IRS

March 28, 2025 EX-10.60

Form of Exchange Agreement between the Company and certain Lender, dated March 6, 2025

Exhibit 10.60 THE EXCHANGE CONTEMPLATED HEREIN IS INTENDED TO COMPORT WITH THE REQUIREMENTS OF SECTION 3(a)(9) OF THE SECURITIES ACT OF 1933, AS AMENDED. EXCHANGE AGREEMENT This Exchange Agreement (this “Agreement”) is entered into as of March 6, 2025 by and between Bucktown Capital, LLC, a Utah limited liability company (“Lender”), and Smart Powerr Corp. (f/k/a China Recycling Energy Corporation)

March 28, 2025 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2024 ☐ TRANSITION REPORT PURSU

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-34625 SMART POWERR

March 13, 2025 8-K

Entry into a Material Definitive Agreement

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 12, 2025 SMART POWERR CORP. (Exact name of Company as specified in charter) Nevada 001-34625 90-0093373 (State or other jurisdiction of incorporation) (Commission File No.) (IRS

March 10, 2025 EX-10.1

Form of Stock Purchase Agreement between the Company and certain Purchasers, dated March 4, 2025

Exhibit 10.1 STOCK PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of March 4, 2025, between Smart Powerr Corp., a Nevada corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”). WHEREAS, subject to the terms and conditions set forth i

March 10, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 4, 2025 SMART POWERR CORP.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 4, 2025 SMART POWERR CORP. (Exact name of Company as specified in charter) Nevada 001-34625 90-0093373 (State or other jurisdiction of incorporation) (Commission File No.) (IRS

March 7, 2025 424B5

4,060,000 Shares of Common Stock SMART POWERR CORP.

Filed pursuant to Rule 424(b)(5) Registration No. 333-281639 Prospectus Supplement (To Prospectus dated August 19, 2024) 4,060,000 Shares of Common Stock SMART POWERR CORP. This is an offering of the securities of SMART POWERR CORP. (the “Company”, “we”, “our”, “us”, “CREG”), a Nevada corporation. Our shares of common stock are listed on The Nasdaq Capital Market, or Nasdaq, under the symbol “CREG

February 25, 2025 8-K

Unregistered Sales of Equity Securities, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 19, 2025 SMART POWERR CORP. (Exact name of Company as specified in charter) Nevada 001-34625 90-0093373 (State or other jurisdiction of incorporation) (Commission File No.) (

February 25, 2025 EX-10.1

Form of Securities Purchase Agreement between the Company and certain Purchasers, dated February 18, 2025(filed as Exhibit 10.1 to the Company’s Current Report on Form 8-K dated February 25, 2025)

Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of February 18, 2025 (the “Effective Date”) by and between Smart Powerr Corp., a Nevada corporation (the “Company”) and [●], (the “Purchaser”). Each of the Company and the Purchaser is referred to herein individually as a “Party” and collectively as the “Parties.” RECITALS WHEREAS, subject

January 6, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 6, 2025 SMART POWERR CORP

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 6, 2025 SMART POWERR CORP. (Exact name of Company as specified in charter) Nevada 001-34625 90-0093373 (State or other jurisdiction of incorporation) (Commission File No.) (IR

December 31, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 31, 2024 SMART POWERR CO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 31, 2024 SMART POWERR CORP. (Exact name of Company as specified in charter) Nevada 001-34625 90-0093373 (State or other jurisdiction of incorporation) (Commission File No.) (

December 31, 2024 EX-4.1

Form of Pre-Funded Warrants (filed as Exhibit 4.1 to the Company’s Current Report on Form 8-K dated December 31, 2024)

Exhibit 4.1 PRE-FUNDED COMMON STOCK PURCHASE WARRANT Smart Powerr Corp. Warrant Shares: Initial Exercise Date: THIS PRE-FUNDED COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after December 25, 2024 (the “

December 31, 2024 424B5

900,000 Shares of Common Stock Pre-Funded Warrants to Purchase up to 2,340,000 Shares of Common Stock Up to 2,340,000 Shares of Common Stock issuable upon exercise of Pre-Funded Warrants SMART POWERR CORP.

Filed pursuant to Rule 424(b)(5) Registration No. 333-281639 Prospectus Supplement (To Prospectus dated August 19, 2024) 900,000 Shares of Common Stock Pre-Funded Warrants to Purchase up to 2,340,000 Shares of Common Stock Up to 2,340,000 Shares of Common Stock issuable upon exercise of Pre-Funded Warrants SMART POWERR CORP. This is an offering of the securities of SMART POWERR CORP. (the “Company

December 31, 2024 EX-10.1

Form of Securities Purchase Agreement between the Company and certain Purchasers, dated December 25, 2024 (filed as Exhibit 10.1 to the Company’s Current Report on Form 8-K dated December 31, 2024)

Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of December 25, 2024, between Smart Powerr Corp., a Nevada corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”). WHEREAS, subject to the terms and conditions se

December 30, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 30, 2024 SMART POWERR CO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 30, 2024 SMART POWERR CORP. (Exact name of registrant as specified in charter) Nevada 001-34625 90-0093373 (State or other jurisdiction of incorporation) (Commission File Num

November 13, 2024 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidential, for use of the Commission only (as permitted by Rule 14a-6(e)(2)). ☒ Definitive Proxy Sta

November 8, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2024 ☐ TRANSITION REP

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-12536 SMAR

September 27, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 25, 2024 SMART POWERR C

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 25, 2024 SMART POWERR CORP. (Exact name of registrant as specified in its charter) Nevada 001-34625 90-0093373 (State or other jurisdiction of Incorporation) (Commission Fil

August 27, 2024 CORRESP

Smart Powerr Corp.

Smart Powerr Corp. August 27, 2024 Via EDGAR Division of Corporation Finance Office of Trade and Services U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C., 20549 Attention: Kate Beukenkamp Re: Smart Powerr Corp. Registration Statement on Form S-3 Filed on August 19, 2024 File No. 333-281639 Dear Ms. Beukenkamp: In accordance with Rule 461 of the General Rules and Regulatio

August 19, 2024 EX-FILING FEES

Filing Fee Table

Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Smart Powerr Corp.

August 19, 2024 EX-4.1

Form of Senior Debt Indenture

Exhibit 4.1 SMART POWERR CORP. FORM OF SENIOR INDENTURE Dated as of [ ], 2024 [ ] Trustee TABLE OF CONTENTS PAGE ARTICLE I DEFINITIONS AND INCORPORATION BY REFERENCE 1 SECTION 1.01. Definitions. 1 SECTION 1.02. Other Definitions. 4 SECTION 1.03. Incorporation by Reference of Trust Indenture Act. 4 SECTION 1.04. Rules of Construction. 5 ARTICLE II THE SECURITIES 5 SECTION 2.01. Issuable in Series.

August 19, 2024 EX-4.2

Form of Subordinated Debt Indenture

Exhibit 4.2 SMART POWERR CORP. FORM OF SUBORDINATED INDENTURE Dated as of [ ], 2024 [ ] Trustee TABLE OF CONTENTS PAGE ARTICLE I DEFINITIONS AND INCORPORATION BY REFERENCE 1 SECTION 1.01. Definitions. 1 SECTION 1.02. Other Definitions. 4 SECTION 1.03. Incorporation by Reference of Trust Indenture Act. 4 SECTION 1.04. Rules of Construction. 4 ARTICLE II THE SECURITIES 5 SECTION 2.01. Issuable in Se

August 19, 2024 S-3

As filed with the U.S. Securities and Exchange Commission on August 19, 2024

As filed with the U.S. Securities and Exchange Commission on August 19, 2024 Registration No. 333-[●] UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 SMART POWERR CORP. (Exact name of registrant as specified in its charter) Nevada 90-0093373 (State or other jurisdiction of (I.R.S. Employer incorporation or organ

August 14, 2024 EX-10.60

Exchange Agreement dated as of July 23, 2024 by and between China Recycling Energy Corporation and Bucktown Capital, LLC.

Exhibit 10.60 THE EXCHANGE CONTEMPLATED HEREIN IS INTENDED TO COMPORT WITH THE REQUIREMENTS OF SECTION 3(a)(9) OF THE SECURITIES ACT OF 1933, AS AMENDED. EXCHANGE AGREEMENT This Exchange Agreement (this “Agreement”) is entered into as of July 23, 2024 by and between Bucktown Capital, LLC, a Utah limited liability company (“Lender”), and Smart Powerr Corp. (f/k/a China Recycling Energy Corporation)

August 14, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2024 ☐ TRANSITION REPORT P

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-12536 SMART POW

May 14, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2024 ☐ TRANSITION REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-12536 SMART PO

April 11, 2024 EX-10.57

Exchange Agreements dated as of December 29, 2023 by and between China Recycling Energy Corporation and Bucktown Capital, LLC. (filed as Exhibit 10.57 to the Company’s annual report on Form 10-K dated April 11, 2024)

Exhibit 10.57 THE EXCHANGE CONTEMPLATED HEREIN IS INTENDED TO COMPORT WITH THE REQUIREMENTS OF SECTION 3(a)(9) OF THE SECURITIES ACT OF 1933, AS AMENDED. EXCHANGE AGREEMENT This Exchange Agreement (this “Agreement”) is entered into as of December 29, 2023 by and between Bucktown Capital, LLC, a Utah limited liability company (“Lender”), and Smart Powerr Corp. (f/k/a China Recycling Energy Corporat

April 11, 2024 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2023 ☐ TRANSITION REPORT PURSU

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to SMART POWERR CORP. (Exact name of registrant as

April 11, 2024 EX-97.1

Compensation Recovery Policy (filed as Exhibit 97 to the Company’s annual report on Form 10-K dated April 11, 2024)

Exhibit 97 SMART POWERR CORP. Executive Compensation Recovery Policy This policy covers the Covered Officers of SMART POWERR CORP. (the “Company”) and explains when the Company will be required or authorized, as applicable, to seek recovery of Incentive Compensation awarded or paid to Covered Officers. Please refer to Exhibit A attached hereto (the “Definitions Exhibit”) for the definitions of cap

April 1, 2024 NT 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: December 31, 2023 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q For the Transition Pe

December 28, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 26, 2023 SMART POWERR CO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 26, 2023 SMART POWERR CORP. (Exact name of registrant as specified in charter) Nevada 001-34625 90-0093373 (State or other jurisdiction of incorporation) (Commission File Num

November 13, 2023 EX-10.58

Exchange Agreements dated as of August 11, 2023 by and between China Recycling Energy Corporation and Bucktown Capital, LLC. (filed as Exhibit 10.58 to the Company’s quarterly report on Form 10-Q dated November 13, 2023).

Exhibit 10.58 THE EXCHANGE CONTEMPLATED HEREIN IS INTENDED TO COMPORT WITH THE REQUIREMENTS OF SECTION 3(a)(9) OF THE SECURITIES ACT OF 1933, AS AMENDED. EXCHANGE AGREEMENT This Exchange Agreement (this “Agreement”) is entered into as of August 11, 2023 by and between Bucktown Capital, LLC, a Utah limited liability company (“Lender”), and Smart Powerr Corp. (f/k/a China Recycling Energy Corporatio

November 13, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2023 ☐ TRANSITION REP

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-12536 SMAR

November 2, 2023 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidential, for use of the Commission only (as permitted by Rule 14a-6(e)(2)). ☒ Definitive Proxy Sta

August 11, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2023 ☐ TRANSITION REPORT P

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-12536 SMART POW

July 17, 2023 EX-16.1

Letter from Kreit & Chiu CPA LLP dated on July 14, 2023.

Exhibit 16.1 July 14, 2023 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We have read the statements made by Smart Powerr Corp in the Form 8-K be filed with the Securities and Exchange Commission, pursuant to Item 4.01 of Form 8-K of Smart Powerr Corp dated July 14, 2023. We agree with the statements concerning our Firm contained therein. Very truly your

July 17, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 14, 2023 SMART POWERR CORP.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 14, 2023 SMART POWERR CORP. (Exact name of registrant as specified in charter) Nevada 001-34625 90-0093373 (State or other jurisdiction of incorporation) (Commission File Number)

June 26, 2023 EX-99.1

Smart Powerr Corp. Regains Compliance with NASDAQ

Exhibit 99.1 Smart Powerr Corp. Regains Compliance with NASDAQ XI'AN, China, June 26, 2023 (GLOBE NEWSWIRE) - Smart Powerr Corp. (NASDAQ: CREG) (“CREG” or the “Company”), an industrial waste-to-energy solution provider in China, today announced that it received a notification from the Listing Qualifications Department of The Nasdaq Stock Market LLC (the “Nasdaq”) that, based on the Company’s filin

June 26, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 22, 2023 SMART POWERR CORP.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 22, 2023 SMART POWERR CORP. (Exact name of registrant as specified in charter) Nevada 001-34625 90-0093373 (State or other jurisdiction of incorporation) (Commission File Number)

June 21, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2023 ☐ TRANSITION REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-12536 SMART PO

June 21, 2023 EX-10.57

Exchange Agreements dated as of May 11, 2023 by and between China Recycling Energy Corporation and Bucktown Capital, LLC. (filed as Exhibit 10.57 to the Company’s quarterly report on Form 10-Q dated June 21, 2023).

Exhibit 10.57 THE EXCHANGE CONTEMPLATED HEREIN IS INTENDED TO COMPORT WITH THE REQUIREMENTS OF SECTION 3(a)(9) OF THE SECURITIES ACT OF 1933, AS AMENDED. EXCHANGE AGREEMENT This Exchange Agreement (this “Agreement”) is entered into as of May 11, 2023 by and between Bucktown Capital, LLC, a Utah limited liability company (“Lender”), and Smart Powerr Corp. (f/k/a China Recycling Energy Corporation),

May 26, 2023 EX-99.1

Smart Powerr Corp. Receives Notice of Filing Delinquency From Nasdaq

Exhibit 99.1 Smart Powerr Corp. Receives Notice of Filing Delinquency From Nasdaq XI’AN, China, May 26, 2023 (GLOBE NEWSWIRE) – Smart Powerr Corp. (NASDAQ: CREG) (“CREG” or the “Company”), an industrial waste-to-energy solution provider in China, announced today that it received written notification from Listing Qualifications Department of The Nasdaq Stock Market LLC (the “Nasdaq”) that, as a res

May 26, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 23, 2023 SMART POWERR CORP. (

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 23, 2023 SMART POWERR CORP. (Exact name of registrant as specified in charter) Nevada 001-34625 90-0093373 (State or other jurisdiction of incorporation) (Commission File Number)

May 15, 2023 NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: March 31, 2023 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q For the Transition Perio

May 8, 2023 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2022 ☐ TRANSITION REPORT PURSU

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to SMART POWERR CORP. (Exact name of registrant as

May 8, 2023 EX-10.55

Exchange Agreements dated as of January 18, 2023 by and between China Recycling Energy Corporation and Bucktown Capital, LLC. (filed as Exhibit 10.55 to the Company’s annual report on Form 10-K dated May, 8, 2023)

Exhibit 10.55 THE EXCHANGE CONTEMPLATED HEREIN IS INTENDED TO COMPORT WITH THE REQUIREMENTS OF SECTION 3(a)(9) OF THE SECURITIES ACT OF 1933, AS AMENDED. EXCHANGE AGREEMENT This Exchange Agreement (this “Agreement”) is entered into as of January 18, 2023 by and between Bucktown Capital, LLC, a Utah limited liability company (“Lender”), and Smart Powerr Corp. (f/k/a China Recycling Energy Corporati

May 8, 2023 EX-10.53

Exchange Agreements dated as of November 7, 2022 by and between China Recycling Energy Corporation and Bucktown Capital, LLC. (filed as Exhibit 10.53 to the Company’s annual report on Form 10-K dated May, 8, 2023)

Exhibit 10.53 THE EXCHANGE CONTEMPLATED HEREIN IS INTENDED TO COMPORT WITH THE REQUIREMENTS OF SECTION 3(a)(9) OF THE SECURITIES ACT OF 1933, AS AMENDED. EXCHANGE AGREEMENT This Exchange Agreement (this “Agreement”) is entered into as of November 7, 2022 by and between Bucktown Capital, LLC, a Utah limited liability company (“Lender”), and Smart Powerr Corp. (f/k/a China Recycling Energy Corporati

May 8, 2023 EX-19.1

Insider Trading Policy, dated November 25, 2009. (filed as Exhibit 19.1 to the Company’s annual report on Form 10-K dated May, 8, 2023)

EXHIBIT 19.1 CHINA RECYCLING ENERGY CORPORATION INSIDER TRADING POLICY THIS POLICY HAS BEEN APPROVED BY THE BOARD OF DIRECTORS OF CHINA RECYCLING ENERGY CORPORATION AND IS APPLICABLE TO ALL EMPLOYEES, OFFICERS AND DIRECTORS OF CHINA RECYCLING ENERGY CORPORATION The Need for a Policy Statement For many years, the Securities and Exchange Commission (the “SEC”) and the Justice Department have pursued

May 8, 2023 EX-10.56

Exchange Agreements dated as of February 13, 2023 by and between China Recycling Energy Corporation and Bucktown Capital, LLC. (filed as Exhibit 10.56 to the Company’s annual report on Form 10-K dated May, 8, 2023)

Exhibit 10.56 THE EXCHANGE CONTEMPLATED HEREIN IS INTENDED TO COMPORT WITH THE REQUIREMENTS OF SECTION 3(a)(9) OF THE SECURITIES ACT OF 1933, AS AMENDED. EXCHANGE AGREEMENT This Exchange Agreement (this “Agreement”) is entered into as of February 13, 2023 by and between Bucktown Capital, LLC, a Utah limited liability company (“Lender”), and Smart Powerr Corp. (f/k/a China Recycling Energy Corporat

May 8, 2023 EX-10.54

Exchange Agreements dated as of January 6, 2023 by and between China Recycling Energy Corporation and Bucktown Capital, LLC. (filed as Exhibit 10.54 to the Company’s annual report on Form 10-K dated May, 8, 2023)

Exhibit 10.54 THE EXCHANGE CONTEMPLATED HEREIN IS INTENDED TO COMPORT WITH THE REQUIREMENTS OF SECTION 3(a)(9) OF THE SECURITIES ACT OF 1933, AS AMENDED. EXCHANGE AGREEMENT This Exchange Agreement (this “Agreement”) is entered into as of January 6, 2023 by and between Bucktown Capital, LLC, a Utah limited liability company (“Lender”), and Smart Powerr Corp. (f/k/a China Recycling Energy Corporatio

April 24, 2023 EX-99.1

Smart Powerr Corp. Receives Notice of Filing Delinquency From NASDAQ

Exhibit 99.1 Smart Powerr Corp. Receives Notice of Filing Delinquency From NASDAQ XI’AN, China, April 24, 2023 (GLOBE NEWSWIRE) - Smart Powerr Corp. (NASDAQ: CREG) (“CREG” or the “Company”), an industrial waste-to-energy solution provider in China, announced today that it received written notification from Listing Qualifications Department of the Nasdaq Stock Market LLC (the “Nasdaq”) that, as a r

April 24, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 19, 2023 SMART POWERR CORP.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 19, 2023 SMART POWERR CORP. (Exact name of registrant as specified in charter) Nevada 001-34625 90-0093373 (State or other jurisdiction of incorporation) (Commission File Number

March 31, 2023 NT 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: December 31, 2022 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q For the Transition Pe

January 3, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 28, 2022 SMART POWERR CO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 28, 2022 SMART POWERR CORP. (Exact name of registrant as specified in charter) Nevada 001-34625 90-0093373 (State or other jurisdiction of incorporation) (Commission File Num

November 15, 2022 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

DEF 14A 1 def14a1122smartpowerr.htm DEFINITIVE PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidential, for use of the Commission

November 14, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2022 ☐ TRANSITION REP

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-12536 SMAR

October 13, 2022 EX-99.1

Smart Powerr Corp. Regains Compliance with NASDAQ

Exhibit 99.1 Smart Powerr Corp. Regains Compliance with NASDAQ XI’AN, China, October 13, 2022 (GLOBE NEWSWIRE) – Smart Powerr Corp. (NASDAQ: CREG) (“CREG” or the “Company”), an industrial waste-to-energy solution provider in China, today announced that it received a notification from the Listing Qualifications Department of The Nasdaq Stock Market LLC (the “Nasdaq”) that, based on the Company’s fi

October 13, 2022 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 12, 2022 SMART POWERR COR

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 12, 2022 SMART POWERR CORP. (Exact name of registrant as specified in charter) Nevada 001-34625 90-0093373 (State or other jurisdiction of incorporation) (Commission File Numb

October 11, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2022 ☐ TRANSITION REPORT P

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-12536 SMART POW

October 11, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2022 ☐ TRANSITION REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-12536 SMART PO

September 13, 2022 EX-10.4

English Translation of Employment Agreement between the Company and Guohua Ku, dated December 10, 2020 (filed as Exhibit 10.4 to the Company’s Form 10-K for the year ended December 31, 2022).

Exhibit 10.4 Employment Agreement Between Guohua KU and China Recycling Energy Corporation Date: December 10, 2020 Place: Xi?an, China Index 1. General Provision 2. Term of Employment 3. Job and Duty 4. Remuneration 5. Social Security and Labor Protection 6. Behavior Code 7. Termination by Company 8. Termination by Employee 9. Confidentiality 10. Training 11. Liability of Breach 12. Settlement of

September 13, 2022 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2021 ☐ TRANSITION REPORT PURSU

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-12536 SMART POWERR

September 13, 2022 EX-10.5

English Translation of Employment Agreement between the Company and Yongjiang Shi, dated December 16, 2021(filed as Exhibit 10.5 to the Company’s Form 10-K for the year ended December 31, 2022).

Exhibit 10.5 Employment Agreement Between Jackie (Yongjiang) Shi and China Recycling Energy Corporation Date: December 16, 2021 Place: Xi?an, China Index 1. General Provision 2. Term of Employment 3. Job and Duty 4. Remuneration 5. Social Security and Labor Protection 6. Behavior Code 7. Termination by Company 8. Termination by Employee 9. Confidentiality 10. Training 11. Liability of Breach 12. S

August 26, 2022 EX-99.1

Smart Powerr Corp. Receives Anticipated Notice of Additional Filing Delinquency from Nasdaq

Exhibit 99.1 Smart Powerr Corp. Receives Anticipated Notice of Additional Filing Delinquency from Nasdaq XI?AN, China, Aug. 25, 2022 (GLOBE NEWSWIRE) - Smart Powerr Corp. (NASDAQ: CREG) (?CREG? or the ?Company?), an industrial waste-to-energy solution provider in China, today announced that, as expected, the Company received an additional notice of non-compliance from the Listing Qualifications St

August 26, 2022 8-K

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 26, 2022 SMART POWERR CORP. (Exact name of registrant as specified in charter) Nevada 001-34625 90-0093373 (State or other jurisdiction of incorporation) (Commission File Numbe

May 24, 2022 EX-99.1

Smart Powerr Corp. Receives Notice of Filing Delinquency From Nasdaq

Exhibit 99.1 Smart Powerr Corp. Receives Notice of Filing Delinquency From Nasdaq XI?AN, China, May 24, 2022 (GLOBE NEWSWIRE) ? Smart Powerr Corp. (NASDAQ: CREG) (?CREG? or the ?Company?), an industrial waste-to-energy solution provider in China, announced today that it received written notification from Listing Qualifications Department of The Nasdaq Stock Market LLC (the ?Nasdaq?) that, as a res

May 24, 2022 8-K

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 20, 2022 SMART POWERR CORP. (Exact name of registrant as specified in charter) Nevada 001-34625 90-0093373 (State or other jurisdiction of incorporation) (Commission File Number)

April 22, 2022 EX-99.1

Smart Powerr Corp. Receives Notice of Filing Delinquency From NASDAQ

Exhibit 99.1 Smart Powerr Corp. Receives Notice of Filing Delinquency From NASDAQ XI?AN, China, April 20, 2022 (GLOBE NEWSWIRE) ? Smart Powerr Corp. (NASDAQ: CREG) (?CREG? or the ?Company?), an industrial waste-to-energy solution provider in China, announced today that it received written notification from Listing Qualifications Department of The Nasdaq Stock Market LLC (the ?Nasdaq?) that, as a r

April 22, 2022 8-K

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 19, 2022 SMART POWERR CORP. (Exact name of registrant as specified in charter) Nevada 001-34625 90-0093373 (State or other jurisdiction of incorporation) (Commission File Number

April 15, 2022 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 15, 2022 SMART POWERR CORP. (Exact name of registrant as specified in charter) Nevada 001-34625 90-0093373 (State or other jurisdiction of incorporation) (Commission File Number

March 31, 2022 NT 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING

NT 10-K 1 ea157692-nt10ksmartpowerr.htm NOTIFICATION OF LATE FILING OMB APPROVAL OMB Number: 3235-0058 Expires: March 31, 2022 Estimated average burden hours per response 2.50 SEC FILE NUMBER 001-34625 CUSIP NUMBER UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D

March 9, 2022 EX-3.1

Certificate of Amendment (filed as Exhibit 3.1 to the Company’s Current Report on Form 8-K dated March 9, 2022).

Exhibit 3.1

March 9, 2022 EX-3.2

Fifth Amended and Restated Bylaws (filed as Exhibit 3.2 to the Company’s Current Report on Form 8-K dated March 9, 2022).

Exhibit 3.2 FIFTH AMENDED AND RESTATED BYLAWS OF SMART POWERR CORP. ARTICLE I OFFICES Section 1.1 Registered Office. The registered office and registered agent of Smart Powerr Corp. (the ?Corporation?) will be as from time to time set forth in the Corporation?s Articles of Incorporation or in any certificate filed with the Secretary of State of the State of Nevada to amend such information. Sectio

March 9, 2022 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 3, 2022 Smart Powerr Corp. (Exact name of registrant as specified in charter) Nevada 001-34625 90-0093373 (State or other jurisdiction of incorporation) (Commission File Number)

February 28, 2022 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 22, 2022 China Recycling Energy Corporation (Exact name of registrant as specified in charter) Nevada 001-34625 90-0093373 (State or other jurisdiction of incorporation) (Com

February 3, 2022 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin

January 18, 2022 PRE 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

PRE 14A 1 ea154113-pre14achinarecyc.htm PRELIMINARY PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commiss

January 14, 2022 SC 13G

CREG / China Recycling Energy Corp. / Eastern Good Investments Ltd - SC 13G Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) China Recycling Energy Corp. (Name of Issuer) Common Stock (Title of Class of Securities) 168913309 (CUSIP Number) February 23, 2021 (Date of Event which Requires Filing of

January 14, 2022 SC 13G

CREG / China Recycling Energy Corp. / Keen Merit Investments Ltd - SC 13G Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) China Recycling Energy Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 168913309 (CUSIP Number) February 23, 2021 (Date of Event which Requires Fil

January 14, 2022 SC 13G

CREG / China Recycling Energy Corp. / Lead Crest Investments Ltd - SC 13G Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) China Recycling Energy Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 168913309 (CUSIP Number) February 23, 2021 (Date of Event which Requires Fil

December 6, 2021 EX-10.51

Exchange Agreements dated as of November 30, 2021 by and between China Recycling Energy Corporation and Streeterville Capital, LLC. (filed as Exhibit to the Company’s Amendment to Registration Statement on Form S1/A dated December 3, 2021)

Exhibit 10.51 THE EXCHANGE CONTEMPLATED HEREIN IS INTENDED TO COMPORT WITH THE REQUIREMENTS OF SECTION 3(a)(9) OF THE SECURITIES ACT OF 1933, AS AMENDED. EXCHANGE AGREEMENT This Exchange Agreement (this ?Agreement?) is entered into as of November 30, 2021 by and between Streeterville Capital, LLC, a Utah limited liability company (?Lender?), and China Recycling Energy Corporation, a Nevada corpora

December 6, 2021 EX-4.2

Form of Warrant to be offered in this offering

Exhibit 4.2 COMMON STOCK PURCHASE WARRANT China Recycling Energy Corporation Warrant Shares: [?] Initial Exercise Date: [?], 202[?] THIS COMMON STOCK PURCHASE WARRANT (the ?Warrant?) certifies that, for value received, [?] or its assigns (the ?Holder?) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date h

December 6, 2021 EX-99.1

Opinion of Shaanxi Yanta Law Firm, PRC counsel to the Registrant, regarding certain PRC law matters.

Exhibit 99.1 Date: December 3, 2021 To: China Recycling Energy Corp. 4/F Block C, Rong Cheng Yun Gu Building, Keji 3rd Road, Yanta District, Xi?an, People?s Republic of China Re: PRC Legal Opinion on Certain PRC Legal Matters We are qualified lawyers of the People?s Republic of China (the ?PRC?, for purposes of this legal Opinion, excluding Cayman Islands), and are qualified to issue this legal Op

December 6, 2021 S-1/A

As filed with the U.S. Securities and Exchange Commission on December 3, 2021

As filed with the U.S. Securities and Exchange Commission on December 3, 2021 Registration No. 333-258232 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 3 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 China Recycling Energy Corporation (Exact name of registrant as specified in its charter) Nevada 2870 90-1137640 (State or other jurisdict

November 12, 2021 EX-10.2

Exchange Agreements dated as of October 8, 2021 by and between China Recycling Energy Corporation and Streeterville Capital, LLC. (filed as Exhibit 10.2 to the Company’s quarterly report on Form 10-Q dated November 12, 2021)

Exhibit 10.2 THE EXCHANGE CONTEMPLATED HEREIN IS INTENDED TO COMPORT WITH THE REQUIREMENTS OF SECTION 3(a)(9) OF THE SECURITIES ACT OF 1933, AS AMENDED. EXCHANGE AGREEMENT This Exchange Agreement (this ?Agreement?) is entered into as of October 8, 2021 by and between Streeterville Capital, LLC, a Utah limited liability company (?Lender?), and China Recycling Energy Corporation, a Nevada corporatio

November 12, 2021 EX-10.3

Exchange Agreements dated as of October 21, 2021 by and between China Recycling Energy Corporation and Streeterville Capital, LLC. (filed as Exhibit 10.3 to the Company’s quarterly report on Form 10-Q dated November 12, 2021)

Exhibit 10.3 THE EXCHANGE CONTEMPLATED HEREIN IS INTENDED TO COMPORT WITH THE REQUIREMENTS OF SECTION 3(a)(9) OF THE SECURITIES ACT OF 1933, AS AMENDED. EXCHANGE AGREEMENT This Exchange Agreement (this ?Agreement?) is entered into as of October 21, 2021 by and between Streeterville Capital, LLC, a Utah limited liability company (?Lender?), and China Recycling Energy Corporation, a Nevada corporati

November 12, 2021 EX-10.1

Exchange Agreements dated as of September 1, 2021 by and between China Recycling Energy Corporation and Streeterville Capital, LLC. (filed as Exhibit 10.1 to the Company’s quarterly report on Form 10-Q dated November 12, 2021)

Exhibit 10.1 THE EXCHANGE CONTEMPLATED HEREIN IS INTENDED TO COMPORT WITH THE REQUIREMENTS OF SECTION 3(a)(9) OF THE SECURITIES ACT OF 1933, AS AMENDED. EXCHANGE AGREEMENT This Exchange Agreement (this ?Agreement?) is entered into as of September 1, 2021 by and between Streeterville Capital, LLC, a Utah limited liability company (?Lender?), and China Recycling Energy Corporation, a Nevada corporat

November 12, 2021 EX-10.4

Exchange Agreements dated as of October 25, 2021 by and between China Recycling Energy Corporation and Streeterville Capital, LLC. (filed as Exhibit 10.4 to the Company’s quarterly report on Form 10-Q dated November 12, 2021)

Exhibit 10.4 THE EXCHANGE CONTEMPLATED HEREIN IS INTENDED TO COMPORT WITH THE REQUIREMENTS OF SECTION 3(a)(9) OF THE SECURITIES ACT OF 1933, AS AMENDED. EXCHANGE AGREEMENT This Exchange Agreement (this ?Agreement?) is entered into as of October 25, 2021 by and between Streeterville Capital, LLC, a Utah limited liability company (?Lender?), and China Recycling Energy Corporation, a Nevada corporati

November 12, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2021 ☐ TRANSITION REP

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-12536 Chin

November 12, 2021 EX-10.5

Exchange Agreements dated as of November 9, 2021 by and between China Recycling Energy Corporation and Streeterville Capital, LLC. (filed as Exhibit 10.5 to the Company’s quarterly report on Form 10-Q dated November 12, 2021)

Exhibit 10.5 THE EXCHANGE CONTEMPLATED HEREIN IS INTENDED TO COMPORT WITH THE REQUIREMENTS OF SECTION 3(a)(9) OF THE SECURITIES ACT OF 1933, AS AMENDED. EXCHANGE AGREEMENT This Exchange Agreement (this ?Agreement?) is entered into as of November 9, 2021 by and between Streeterville Capital, LLC, a Utah limited liability company (?Lender?), and China Recycling Energy Corporation, a Nevada corporati

October 7, 2021 EX-10.44

Exchange Agreements dated as of August 24, 2021 by and between China Recycling Energy Corporation and Streeterville Capital, LLC. (filed as Exhibit 10.44 to the Company’s Form S-1/A dated October 6, 2021)

Exhibit 10.44 THE EXCHANGE CONTEMPLATED HEREIN IS INTENDED TO COMPORT WITH THE REQUIREMENTS OF SECTION 3(a)(9) OF THE SECURITIES ACT OF 1933, AS AMENDED. EXCHANGE AGREEMENT This Exchange Agreement (this ?Agreement?) is entered into as of August 24, 2021 by and between Streeterville Capital, LLC, a Utah limited liability company (?Lender?), and China Recycling Energy Corporation, a Nevada corporati

October 7, 2021 EX-1.1

Underwriting Agreement

EX-1.1 2 ea148160ex1-1chinarecyc.htm UNDERWRITING AGREEMENT Exhibit 1.1 CHINA RECYCLING ENERGY CORPORATION UNDERWRITING AGREEMENT [●], 2021 Univest Securities, LLC 375 Park Avenue, 15th Floor New York, NY 10152 As Representative of the Underwriters named on Schedule A hereto Ladies and Gentlemen: The undersigned, China Recycling Energy Corporation, a Nevada corporation (collectively with its subsi

October 7, 2021 S-1/A

As filed with the U.S. Securities and Exchange Commission on October 6, 2021

As filed with the U.S. Securities and Exchange Commission on October 6, 2021 Registration No. 333-258232 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 2 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 China Recycling Energy Corporation (Exact name of registrant as specified in its charter) Nevada 2870 90-1137640 (State or other jurisdicti

October 7, 2021 EX-4.1

Specimen Common Stock Certificate

Exhibit 4.1

October 7, 2021 EX-10.45

Exchange Agreements dated as of August 31, 2021 by and between China Recycling Energy Corporation and Streeterville Capital, LLC. (filed as Exhibit 10.45 to the Company’s Form S-1/A dated October 6, 2021)

Exhibit 10.45 THE EXCHANGE CONTEMPLATED HEREIN IS INTENDED TO COMPORT WITH THE REQUIREMENTS OF SECTION 3(a)(9) OF THE SECURITIES ACT OF 1933, AS AMENDED. EXCHANGE AGREEMENT This Exchange Agreement (this ?Agreement?) is entered into as of August 31, 2021 by and between Streeterville Capital, LLC, a Utah limited liability company (?Lender?), and China Recycling Energy Corporation, a Nevada corporati

October 7, 2021 EX-10.43

Promissory Note dated as of December 4, 2020 by and between China Recycling Energy Corporation and Streeterville Capital, LLC. (filed as Exhibit 10.43 to the Company’s Form S-1/A dated October 6, 2021)

Exhibit 10.43 PROMISSORY NOTE Effective Date: December 4, 2020 U.S. $3,150,000.00 FOR VALUE RECEIVED, CHINA RECYCLING ENERGY CORPORATION, a Nevada corporation (?Borrower?), promises to pay to STREETERVILLE CAPITAL, LLC, a Utah limited liability company, or its successors or assigns (?Lender?), $3,150,000.00 and any interest, fees, charges, and late fees accrued hereunder on the date that is twenty

October 4, 2021 EX-16.1

Letter from Prager Metis CPAs, LLC addressed to the U.S. Security Exchange Commission

EX-16.1 2 ea148118ex16-1chinarecy.htm LETTER FROM PRAGER METIS CPAS, LLC ADDRESSED TO THE U.S. SECURITY EXCHANGE COMMISSION Exhibit 16.1 September 29, 2021 Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 We have read Item 4.01 of Form 8-K of China Recycling Energy Corporation dated September 29, 2021. We agree with the statements made concerning our firm contained there

October 4, 2021 8-K

Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 15, 2021 CHINA RECYCLING ENERGY CORPORATION (Exact name of registrant as specified in charter) Nevada 001-34625 90-0093373 (State or other jurisdiction of incorporation) (Co

August 31, 2021 S-1/A

As filed with the U.S. Securities and Exchange Commission on August 30, 2021

As filed with the U.S. Securities and Exchange Commission on August 30, 2021 Registration No. 333-258232 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO.1 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 China Recycling Energy Corporation (Exact name of registrant as specified in its charter) Nevada 2870 90-1137640 (State or other jurisdictio

August 16, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2021 ☐ TRANSITION REPORT P

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2021 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-12536 China Rec

July 28, 2021 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2021 CHINA RECYCLING ENE

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2021 CHINA RECYCLING ENERGY CORPORATION (Exact name of registrant as specified in charter) Nevada 001-34625 90-0093373 (State or other jurisdiction of incorporation) (Commiss

July 28, 2021 EX-3.1

Certificate of Change (filed as Exhibit 3.1 to the Company’s Current Report on Form 8-K dated July 28, 2021)

Exhibit 3.1

July 28, 2021 S-1

As filed with the U.S. Securities and Exchange Commission on July 28, 2021

S-1 1 ea143624-s1chinarecycling.htm REGISTRATION STATEMENT As filed with the U.S. Securities and Exchange Commission on July 28, 2021 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 China Recycling Energy Corporation (Exact name of registrant as specified in its charter) Nevada 2870 90-11

July 9, 2021 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 6, 2021 CHINA RECYCLING ENERGY CORPORATION (Exact name of registrant as specified in charter) Nevada 001-34625 90-0093373 (State or other jurisdiction of incorporation) (Commissi

May 24, 2021 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement. ? Confidential, for use of the Commission only (as permitted by Rule 14a-6(e)(2)). ? Definitive Proxy Sta

May 17, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2021 ☐ TRANSITION REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-12536 China Re

May 14, 2021 PRE 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a?6(e)(2)) ? Definitive Proxy State

April 23, 2021 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 21, 2021 CHINA RECYCLING ENERGY CORPORATION (Exact name of registrant as specified in charter) Nevada 001-34625 90-0093373 (State or other jurisdiction of incorporation) (Commis

April 15, 2021 10-K

Annual Report - ANNUAL REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2020 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-12536 China Recycli

March 31, 2021 NT 10-K

- NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING OMB APPROVAL OMB Number: 3235-0058 Expires: February 28, 2022 Estimated average burden hours per response ... 2.50 SEC FILE NUMBER 001-34625 (Check one): ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-SAR ? Form N-CSR For Period Ended: December 31, 2020 ? Transition

March 18, 2021 EX-99.1

CHINA RECYCLING ENERGY CORPORATION Letter of Resignation

Exhibit 99.1 CHINA RECYCLING ENERGY CORPORATION Letter of Resignation Dear Chairman Ku and the Board: Due to my health problems, I request to resign from all my positions at Xi’An TCH Energy Technology Limited. I will also resign from the director position of China Recycling Energy Corporation. I hope my resignation will be approved and take effect soon. Signature: /s/Geyun Wang Geyun Wang March 1

March 18, 2021 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

8-K 1 ea138005-8kchinarecycling.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 12, 2021 CHINA RECYCLING ENERGY CORPORATION (Exact name of registrant as specified in charter) Nevada 001-34625 90-0093373 (St

February 25, 2021 8-K

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Other Events, Financial Statements and Exhibits

8-K 1 ea136447-8kchinarecycling.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 23, 2021 CHINA RECYCLING ENERGY CORPORATION (Exact name of registrant as specified in charter) Nevada 001-34625 90-0093373

February 25, 2021 EX-99.1

China Recycling Energy Corporation Enters a Securities Purchase Agreement of An Approximately $38 million Private Placement Offering

Exhibit 99.1 China Recycling Energy Corporation Enters a Securities Purchase Agreement of An Approximately $38 million Private Placement Offering XI’AN, China, February 25, 2021 (GLOBE NEWSWIRE) - China Recycling Energy Corporation (NASDAQ: CREG) (“CREG” or the “Company”), an industrial waste-to-energy solution provider in China, announced today that it entered into certain securities purchase agr

February 25, 2021 EX-10.1

Form of Securities Purchase Agreement

Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this ?Agreement?) is dated as of February 23, 2021 (the ?Effective Date?) by and between China Recycling Energy Corporation, a Nevada corporation (the ?Company?) and (the ?Purchaser?). Each of the Company and the Purchaser is referred to herein individually as a ?Party? and collectively as the ?Parties.? RECITALS WHEREA

December 30, 2020 8-K

Submission of Matters to a Vote of Security Holders

8-K 1 ea132461-8kchinarecy.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 28, 2020 CHINA RECYCLING ENERGY CORPORATION (Exact name of registrant as specified in charter) Nevada 001-34625 90-0093373 (State or o

December 29, 2020 EX-10.43

Equity Acquisition Agreement dated as of December 22, 2020 by and between China Recycling Energy Corporation and Shanghai TCH Energy Technology Co., Ltd., Zheng Feng, Yinhua Zhang, Weidong Xu and Xi’an Taiying Energy Saving Technology Co., Ltd. (filed as Exhibit 10.43 to the Company’s Current Report on Form 8-K, dated December 29, 2020).

Exhibit 10.43 Equity Acquisition Agreement This Agreement is signed by below parties on December 22, 2020 in Xi’an. Party A:Shanghai TCH Energy Technology Co., Ltd. (“Party A”) Legal Representative: Geyun Wang Address: No. 88 Century Avenue, Pudong New District, Shanghai Party B1:Zheng Feng. ID No: 610123197110124035 Party B2:Yinhua Zhang ID No: 612103197602040547 Party B3:Weidong Xu ID No: 612601

December 29, 2020 EX-99.1

China Recycling Energy Corp. Enters into Agreement to Acquire Xi’an Taiying Energy Saving Technology Co., Ltd.

Exhibit 99.1 China Recycling Energy Corp. Enters into Agreement to Acquire Xi’an Taiying Energy Saving Technology Co., Ltd. Xian, China, December 28, 2020 (GLOBE NEWSWIRE) - China Recycling Energy Corp. (NASDAQ: CREG; “CREG” or “the Company”), a leading industrial waste-to-energy solution provider in China, today announced that Shanghai TCH Energy Technology Co., Ltd. (“Shanghai TCH”), the Company

December 29, 2020 8-K

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits - CURRENT REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 22, 2020 CHINA RECYCLING ENERGY CORPORATION (Exact name of registrant as specified in charter) Nevada 001-34625 90-0093373 (State or other jurisdiction of incorporation) (Com

November 16, 2020 10-Q

Quarterly Report - QUARTERLY REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-12536 Chin

November 10, 2020 DEFA14A

- DEFINITIVE ADDITIONAL MATERIALS

DEFA14A 1 ea129633-defa14achinare.htm DEFINITIVE ADDITIONAL MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commi

November 10, 2020 DEF 14A

- DEFINITIVE PROXY STATEMENT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidential, for use of the Commission only (as permitted by Rule 14a-6(e)(2)). ☒ Definitive Proxy Sta

August 24, 2020 EX-10.42

Form of Stock Purchase Agreement

Exhibit 10.42 STOCK PURCHASE AGREEMENT This Stock Purchase Agreement (this “Agreement”) is dated as of , 2020, between China Recycling Energy Corporation, a Nevada corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”). WHEREAS, subject to the terms and conditions set for

August 24, 2020 424B5

265,250 Shares of Common Stock

Filed Pursuant to Rule 424(b)(5) Registration No. 333-221868 PROSPECTUS SUPPLEMENT (to Prospectus dated December 8, 2017) 265,250 Shares of Common Stock We are offering of up to 265,250 shares of our common stock, $0.001 par value per share, at an aggregate offering price of up to $663,125 to certain institutional and accredited investors pursuant to this prospectus supplement and the accompanying

August 24, 2020 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits - CURRENT REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 24, 2020 CHINA RECYCLING ENERGY CORPORATION (Exact name of registrant as specified in charter) Nevada 001-34625 90-0093373 (State or other jurisdiction of incorporation) (Commi

August 14, 2020 10-Q

Quarterly Report - QUARTERLY REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-12536 China Rec

June 29, 2020 10-Q

Quarterly Report - QUARTERLY REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-12536 China Re

June 4, 2020 EX-10.41

Exchange Agreement dated as of May 29, 2020 by and between China Recycling Energy Corporation and Lliad Research and Trading, L.P. (filed as Exhibit 10.41 to the Company’s Current Report on Form 8-K, dated June 4, 2020).

Exhibit 10.41 THE EXCHANGE CONTEMPLATED HEREIN IS INTENDED TO COMPORT WITH THE REQUIREMENTS OF SECTION 3(a)(9) OF THE SECURITIES ACT OF 1933, AS AMENDED. EXCHANGE AGREEMENT This Exchange Agreement (this “Agreement”) is entered into as of May 29, 2020 by and between Iliad Research and Trading, L.P., a Utah limited partnership (“Lender”), and China Recycling Energy Corporation, a Nevada corporation

June 4, 2020 8-K

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 29, 2020 CHINA RECYCLING ENERGY CORPORATION (Exact name of registrant as specified in charter) Nevada 001-34625 90-0093373 (State or other jurisdiction of incorporation) (Commissi

May 21, 2020 8-K

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2020 CHINA RECYCLING ENERGY CORPORATION (Exact name of registrant as specified in charter) Nevada 001-34625 90-0093373 (State or other jurisdiction of incorporation) (Commissi

May 21, 2020 EX-10.39

Exchange Agreement dated as of May 15, 2020 by and between China Recycling Energy Corporation and Lliad Research and Trading, L.P. (filed as Exhibit 10.39 to the Company’s Current Report on Form 8-K, dated May 21, 2020).

Exhibit 10.39 THE EXCHANGE CONTEMPLATED HEREIN IS INTENDED TO COMPORT WITH THE REQUIREMENTS OF SECTION 3(a)(9) OF THE SECURITIES ACT OF 1933, AS AMENDED. EXCHANGE AGREEMENT This Exchange Agreement (this “Agreement”) is entered into as of May 15, 2020 by and between Iliad Research and Trading, L.P., a Utah limited partnership (“Lender”), and China Recycling Energy Corporation, a Nevada corporation

May 21, 2020 EX-10.40

Forbearance Agreement dated as of May 15, 2020 by and between China Recycling Energy Corporation and Lliad Research and Trading, L.P. (filed as Exhibit 10.40 to the Company’s Current Report on Form 8-K, dated May 21, 2020).

Exhibit 10.40 FORBEARANCE AGREEMENT This Forbearance Agreement (this “Agreement”) is entered into as of May 15, 2020 by and between Iliad Research and Trading, L.P., a Utah limited partnership (“Lender”), and China Recycling Energy Corporation, a Nevada corporation (“Borrower”). Capitalized terms used in this Agreement without definition shall have the meanings given to them in the Note (defined b

May 14, 2020 10-K

Annual Report - ANNUAL REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-12536 China Recycli

May 14, 2020 EX-10.38

Employment Agreement by and between China Recycling Energy Corporation and Yongjiang (Jackie) Shi, dated May 8, 2020(filed as Exhibit 10.38 to the Company’s Annual Report on Form 10-K for the year ended December 31, 2019 filed on May 14, 2020).

Exhibit 10.38 Employment Agreement between CREG and Jackie Shi Signed on May 8, 2020. The agreement was between China Recycling Energy Corporation and Jackie (Yongjiang) Shi, whose national ID number is 610103197504183673. One, General 1.1 The company employs Mr. Shi as the CFO and a Vice President. Two, Term 2.1 The agreement lasts for 24 consecutive months beginning from December 20, 2019, unles

May 14, 2020 EX-21.1

Subsidiaries (filed as Exhibit 21.1 to the Company’s Annual Report on Form 10-K dated May 14, 2020).

Exhibit 21.1 Subsidiaries of China Recycling Energy Corporation The below list represents the subsidiaries of the registrant as of December 31, 2019. Subsidiary Name Jurisdiction of Incorporation Percentage Owned Sifang Holdings Co., Ltd. Cayman Islands 100 % Shanghai Yinghua Financial Leasing Co., LTD People’s Republic of China 100 % Shanghai TCH Energy Technology Co., Ltd.* People’s Republic of

May 14, 2020 EX-4.2

Description of Securities of China Recycling Energy Corporation registered under Section 12 of the Securities Exchange Act of 1934, as amended (filed as Exhibit 4.2 to the Company’s Annual Report on Form 10-K for the year ended December 31, 2019 filed on May 14, 2020).

Exhibit 4.2 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of May 14, 2020, China Recycling Energy Corporation (the “Company”, “we”, “us” or “our”) has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended, (the “Exchange Act”) which consists of common stock, $0.001 par value pe

May 14, 2020 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 14, 2020 CHINA RECYCLING ENERGY CORPORATION (Exact name of registrant as specified in charter) Nevada 001-34625 90-0093373 (State or other jurisdiction of incorporation) (Commissi

May 14, 2020 EX-99.1

China Recycling Energy Corporation Reports Results for the Full Year 2019

Exhibit 99.1 China Recycling Energy Corporation Reports Results for the Full Year 2019 XI’AN, China, May 14, 2020 (GLOBE NEWSWIRE) - China Recycling Energy Corporation (NASDAQ: CREG) (“CREG” or “the Company”), an industrial waste-to-energy solution provider in China, today reported certain highlights of its audited operating results for the full year ended December 31, 2019. “As of December 31, 20

May 14, 2020 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 14, 2020 CHINA RECYCLING ENERGY CORPORATION (Exact name of registrant as specified in charter) Nevada 001-34625 90-0093373 (State or other jurisdiction of incorporation) (Commissi

May 8, 2020 SC 13G

CREG / China Recycling Energy Corp. / Tian Guichang - SC 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* China Recycling Energy Corporation (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 168913200 (CUSIP Number) February 14, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to des

May 4, 2020 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Unregistered Sales of Equity Securities

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2020 CHINA RECYCLING ENERGY CORPORATION (Exact name of registrant as specified in charter) Nevada 001-34625 90-0093373 (State or other jurisdiction of incorporation) (Commis

May 4, 2020 EX-99.1

China Recycling Energy Corporation Regains Compliance with NASDAQ Minimum Bid Requirement

EX-99.1 2 ea121336ex99-1china.htm PRESS RELEASE Exhibit 99.1 China Recycling Energy Corporation Regains Compliance with NASDAQ Minimum Bid Requirement XI’AN, China, May 4, 2020 (GLOBE NEWSWIRE) - China Recycling Energy Corporation (Nasdaq: CREG) (“CREG” or the “Company”), an industrial waste-to-energy solution provider in China, today announced that based on a notification letter recently received

May 4, 2020 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 29, 2020 CHINA RECYCLING ENERGY CORPORATION (Exact name of registrant as specified in charter) Nevada 001-34625 90-0093373 (State or other jurisdiction of incorporation) (Commis

May 4, 2020 EX-10.30

Exchange Agreement by and between China Recycling Energy Corporation and Iliad Research and Trading, L.P. dated May 4, 2020 (filed as Exhibit 10.30 to the Company’s Current Report on Form 8-K, dated May 4, 2020).

EX-10.30 2 ea121350ex10-30chinarecy.htm EXCHANGE AGREEMENT DATED AS OF APRIL 30, 2020 BY AND BETWEEN ILIAD RESEARCH AND TRADING, L.P. AND CHINA RECYCLING ENERGY CORPORATION Exhibit 10.30 THE EXCHANGE CONTEMPLATED HEREIN IS INTENDED TO COMPORT WITH THE REQUIREMENTS OF SECTION 3(a)(9) OF THE SECURITIES ACT OF 1933, AS AMENDED. EXCHANGE AGREEMENT This Exchange Agreement (this “Agreement”) is entered

April 17, 2020 EX-99.1

China Recycling Energy Corporation Annouces Reverse Stock Split to Regain Nasdaq Compliance

Exhibit 99.1 China Recycling Energy Corporation Annouces Reverse Stock Split to Regain Nasdaq Compliance XI’AN, China, April 14, 2020 (GLOBE NEWSWIRE) - China Recycling Energy Corporation (Nasdaq: CREG) (“CREG” or “the Company”), an industrial waste-to-energy solution provider in China, today announced that effective on April 15, 2020 it will implement a ten-for-one reverse stock split of its outs

April 17, 2020 EX-3.6

EX-3.6

Exhibit 3.6

April 17, 2020 8-K

Regulation FD Disclosure, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 13, 2020 CHINA RECYCLING ENERGY CORPORATION (Exact name of registrant as specified in charter) Nevada 001-34625 90-0093373 (State or other jurisdiction of incorporation) (Commis

March 30, 2020 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 30, 2020 CHINA RECYCLING ENERGY CORPORATION (Exact name of registrant as specified in charter) Nevada 001-34625 90-0093373 (State or other jurisdiction of incorporation) (Commis

March 11, 2020 EX-10.2

Exchange Agreement dated as of March 6, 2020 by and between Iliad Research and Trading, L.P. and China Recycling Energy Corporation

Exhibit 10.2 THE EXCHANGE CONTEMPLATED HEREIN IS INTENDED TO COMPORT WITH THE REQUIREMENTS OF SECTION 3(a)(9) OF THE SECURITIES ACT OF 1933, AS AMENDED. EXCHANGE AGREEMENT This Exchange Agreement (this “Agreement”) is entered into as of March 6, 2020 by and between Iliad Research and Trading, L.P., a Utah limited partnership (“Lender”), and China Recycling Energy Corporation, a Nevada corporation

March 11, 2020 8-K

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 5, 2020 CHINA RECYCLING ENERGY CORPORATION (Exact name of registrant as specified in charter) Nevada 001-34625 90-0093373 (State or other jurisdiction of incorporation) (Commiss

March 11, 2020 EX-10.29

Director Agreement dated March 6, 2020 by and between China Recycling Energy Corporation and Zhongli Liu

Exhibit 10.29 China Recycling Energy Corporation DIRECTOR AGREEMENT This Director Agreement (the “Agreement”) is made and entered into as of March 6, 2020, by and between China Recycling Energy Corporation, a Nevada corporation (the “Company”), and Zhongli Liu, an individual whose ID No. is 610113195910060015 (“Director”). I. SERVICES 1.1 Board of Directors. The Stockholders of Company elected Dir

February 14, 2020 SC 13G/A

CREG / China Recycling Energy Corp. / Frigate Ventures LP - SC 13G/A Passive Investment

SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A (Rule 13d-102) (Amendment No.

February 11, 2020 SC 13G/A

CREG / China Recycling Energy Corp. / INTRACOASTAL CAPITAL, LLC - AMENDMENT NO. 2 TO SCHEDULE 13G Passive Investment

SC 13G/A 1 sc13g0220a2intrachinarecyc.htm AMENDMENT NO. 2 TO SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* China Recycling Energy Corporation (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 168913200 (CUSIP Number) December 31, 2019 (Date of Even

January 16, 2020 8-K

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 13, 2020 CHINA RECYCLING ENERGY CORPORATION (Exact name of registrant as specified in its charter) Nevada 001-34625 90-0093373 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.

January 16, 2020 EX-10.1

Exchange Agreement by and between China Recycling Energy Corporation and Iliad Research and Trading, L.P. dated January 13, 2020 (filed as Exhibit 10.1 to the Company’s Current Report on Form 8-K dated January 13, 2020).

Exhibit 10.1 THE EXCHANGE CONTEMPLATED HEREIN IS INTENDED TO COMPORT WITH THE REQUIREMENTS OF SECTION 3(a)(9) OF THE SECURITIES ACT OF 1933, AS AMENDED. EXCHANGE AGREEMENT This Exchange Agreement (this “Agreement”) is entered into as of January 13, 2020 by and between Iliad Research and Trading, L.P., a Utah limited partnership (“Lender”), and China Recycling Energy Corporation, a Nevada corporati

January 8, 2020 EX-10.1

Exchange Agreement by and between China Recycling Energy Corporation and Iliad Research and Trading, L.P. dated January 3, 2020 (filed as Exhibit 10.1 to the Company’s Current Report on Form 8-K dated January 3, 2020).

Exhibit 10.1 THE EXCHANGE CONTEMPLATED HEREIN IS INTENDED TO COMPORT WITH THE REQUIREMENTS OF SECTION 3(a)(9) OF THE SECURITIES ACT OF 1933, AS AMENDED. EXCHANGE AGREEMENT This Exchange Agreement (this “Agreement”) is entered into as of January 3, 2020 by and between Iliad Research and Trading, L.P., a Utah limited partnership (“Lender”), and China Recycling Energy Corporation, a Nevada corporatio

January 8, 2020 8-K

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 3, 2020 CHINA RECYCLING ENERGY CORPORATION (Exact name of registrant as specified in its charter) Nevada 001-34625 90-0093373 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.

December 20, 2019 EX-10.1

Amendment to Forebearance Agreement by and between China Recycling Energy Corporation and Iliad Research and Trading, L.P. dated December 16, 2019 (filed as Exhibit 10.1 to the Company’s Current Report on Form 8-K dated December 16, 2019).

EX-10.1 2 f8k121619aex10-1china.htm AMENDMENT TO FORBEARANCE AGREEMENT BY AND BETWEEN CHINA RECYCLING ENERGY CORPORATION AND ILIAD RESEARCH AND TRADING, L.P. DATED DECEMBER 16, 2019 Exhibit 10.1 AMENDMENT TO FORBEARANCE AGREEMENT This Amendment to Forbearance Agreement (this “Amendment”) is entered into as of December 16, 2019, by and between ILIAD RESEARCH AND TRADING, L.P., a Utah limited partne

December 20, 2019 EX-10.1

Exchange Agreement by and between China Recycling Energy Corporation and Iliad Research and Trading, L.P. dated December 16, 2019

Exhibit 10.1 THE EXCHANGE CONTEMPLATED HEREIN IS INTENDED TO COMPORT WITH THE REQUIREMENTS OF SECTION 3(a)(9) OF THE SECURITIES ACT OF 1933, AS AMENDED. EXCHANGE AGREEMENT This Exchange Agreement (this “Agreement”) is entered into as of December 16, 2019 by and between Iliad Research and Trading, L.P., a Utah limited partnership (“Lender”), and China Recycling Energy Corporation, a Nevada corporat

December 20, 2019 8-K

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 16, 2019 CHINA RECYCLING ENERGY CORPORATION (Exact name of registrant as specified in its charter) Nevada 001-34625 90-0093373 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.

December 20, 2019 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

8-K 1 f8k121619achinarecycling.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 16, 2019 CHINA RECYCLING ENERGY CORPORATION (Exact name of registrant as specified in its charter) Nevada 001-34625 90-0093373

December 19, 2019 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 13, 2019 CHINA RECYCLING ENERGY CORPORATION (Exact name of registrant as specified in its charter) Nevada 001-34625 90-0093373 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.

December 2, 2019 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 26, 2019 CHINA RECYCLING ENERGY CORPORATION (Exact name of registrant as specified in its charter) Nevada 000-12536 90-0093373 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.

November 25, 2019 EX-10.2

Form of Exchange Agreement by and between China Recycling Energy Corporation and April Investors, dated November 22, 2019.

Exhibit 10.2 EXCHANGE AGREEMENT This Exchange Agreement (the “Agreement”) is entered into as of the 22nd day of November, 2019, by and between China Recycling Energy Corporation, a Nevada corporation (the “Company”) and the investor signatory hereto (the “Holder”), with reference to the following facts: A. Prior to the date hereof, pursuant to that certain Securities Purchase Agreement, dated Apri

November 25, 2019 8-K

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 22, 2019 CHINA RECYCLING ENERGY CORPORATION (Exact name of registrant as specified in its charter) Nevada 000-12536 90-0093373 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.

November 25, 2019 EX-10.1

Form of Exchange Agreement by and between China Recycling Energy Corporation and October Investors, dated November 22, 2019.

Exhibit 10.1 EXCHANGE AGREEMENT This Exchange Agreement (the “Agreement”) is entered into as of the 22nd day of November, 2019, by and between China Recycling Energy Corporation, a Nevada corporation (the “Company”) and the investor signatory hereto (the “Holder”), with reference to the following facts: A. Prior to the date hereof, pursuant to that certain Securities Purchase Agreement, dated Octo

November 15, 2019 10-Q

CREG / China Recycling Energy Corp. 10-Q - Quarterly Report - QUARTERLY REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 000-12536 China Recycling Ener

November 15, 2019 EX-10.1

Exchange Agreement by and between China Recycling Energy Corporation and Iliad Research and Trading, L.P. dated November 11, 2019 *

Exhibit 10.1 THE EXCHANGE CONTEMPLATED HEREIN IS INTENDED TO COMPORT WITH THE REQUIREMENTS OF SECTION 3(a)(9) OF THE SECURITIES ACT OF 1933, AS AMENDED. EXCHANGE AGREEMENT This Exchange Agreement (this “Agreement”) is entered into as of November 11, 2019 by and between Iliad Research and Trading, L.P., a Utah limited partnership (“Lender”), and China Recycling Energy Corporation, a Nevada corporat

November 14, 2019 NT 10-Q

CREG / China Recycling Energy Corp. NT 10-Q - - NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: September 30, 2019 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report

October 22, 2019 EX-10.2

Exchange Agreement by and between China Recycling Energy Corporation and Iliad Research and Trading, L.P. dated October 16, 2019 (filed as Exhibit 10.2 to the Company’s Current Report on Form 8-K dated October 16, 2019).

Exhibit 10.2 THE EXCHANGE CONTEMPLATED HEREIN IS INTENDED TO COMPORT WITH THE REQUIREMENTS OF SECTION 3(a)(9) OF THE SECURITIES ACT OF 1933, AS AMENDED. EXCHANGE AGREEMENT This Exchange Agreement (this “Agreement”) is entered into as of October 16, 2019 by and between Iliad Research and Trading, L.P., a Utah limited partnership (“Lender”), and China Recycling Energy Corporation, a Nevada corporati

October 22, 2019 8-K

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 16, 2019 CHINA RECYCLING ENERGY CORPORATION (Exact name of registrant as specified in its charter) Nevada 000-12536 90-0093373 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.

October 22, 2019 EX-10.1

Exchange Agreement by and between China Recycling Energy Corporation and Iliad Research and Trading, L.P. dated October 16, 2019 (filed as Exhibit 10.1 to the Company’s Current Report on Form 8-K dated October 16, 2019).

Exhibit 10.1 THE EXCHANGE CONTEMPLATED HEREIN IS INTENDED TO COMPORT WITH THE REQUIREMENTS OF SECTION 3(a)(9) OF THE SECURITIES ACT OF 1933, AS AMENDED. EXCHANGE AGREEMENT This Exchange Agreement (this “Agreement”) is entered into as of October 16, 2019 by and between Iliad Research and Trading, L.P., a Utah limited partnership (“Lender”), and China Recycling Energy Corporation, a Nevada corporati

October 2, 2019 8-K

Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 29, 2019 CHINA RECYCLING ENERGY CORPORATION (Exact name of registrant as specified in its charter) Nevada 000-12536 90-0093373 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.

October 2, 2019 EX-10.1

Termination Agreement of Lease Agreement of Biomass Power Generation Project by and between Xi’an TCH Energy Technology Co., Ltd. and Pucheng Xin Heng Yuan Biomass Power Generation Co., Ltd. dated September 29, 2019 (filed as Exhibit 10.1 to the Company’s Current Report on Form 8-K dated September 29, 2019).

EX-10.1 2 f8kl092919ex10-1chinarecy.htm TERMINATION AGREEMENT OF LEASE AGREEMENT OF BIOMASS POWER GENERATION PROJECT BY AND BETWEEN XI'AN TCH ENERGY TECHNOLOGY CO., LTD. AND PUCHENG XIN HENG YUAN BIOMASS POWER GENERATION CO., LTD. DATED SEPTEMBER 29, 2019 Exhibit 10.1 Termination Agreement of Lease Agreement of Biomass Power Generation Project Party A: Xi’an TCH Energy Technology Co., Ltd. Party B

September 24, 2019 EX-10.1

Forebearance Agreement by and between China Recycling Energy Corporation and Iliad Research and Trading, L.P. dated September 19, 2019 (filed as Exhibit 10.1 to the Company’s Current Report on Form 8-K dated September 19, 2019).

Exhibit 10.1 THE EXCHANGE CONTEMPLATED HEREIN IS INTENDED TO COMPORT WITH THE REQUIREMENTS OF SECTION 3(a)(9) OF THE SECURITIES ACT OF 1933, AS AMENDED. EXCHANGE AGREEMENT This Exchange Agreement (this “Agreement”) is entered into as of September 19, 2019 by and between Iliad Research and Trading, L.P., a Utah limited partnership (“Lender”), and China Recycling Energy Corporation, a Nevada corpora

September 24, 2019 8-K

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 19, 2019 CHINA RECYCLING ENERGY CORPORATION (Exact name of registrant as specified in its charter) Nevada 000-12536 90-0093373 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.

September 17, 2019 EX-10.1

Forebearance Agreement by and between China Recycling Energy Corporation and Iliad Research and Trading, L.P. dated September 11, 2019 (filed as Exhibit 10.1 to the Company’s Current Report on Form 8-K dated September 11, 2019).

Exhibit 10.1 FORBEARANCE AGREEMENT This Forbearance Agreement (this “Agreement”) is entered into as of September 11, 2019 by and between Iliad Research and Trading, L.P., a Utah limited partnership (“Lender”), and China Recycling Energy Corporation, a Nevada corporation (“Borrower”). Capitalized terms used in this Agreement without definition shall have the meanings given to them in the Note (defi

September 17, 2019 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 11, 2019 CHINA RECYCLING ENERGY CORPORATION (Exact name of registrant as specified in its charter) Nevada 000-12536 90-0093373 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.

August 16, 2019 10-Q

CREG / China Recycling Energy Corp. 10-Q - Quarterly Report - QUARTERLY REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 000-12536 China Recycling Energy Co

August 15, 2019 NT 10-Q

CREG / China Recycling Energy Corp. NT 10-Q - - NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: June 30, 2019 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report on Fo

July 18, 2019 EX-16.1

Letter from MJF and Associates, APC to the SEC, dated July 18, 2019.

Exhibit 16.1 July 18, 2019 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: China Recycling Energy Corporation (Commission file number: 000-12536) We have read the statements of China Recycling Energy Corporation included under Item 4.01 of Form 8-K to be filed with the SEC on July 18, 2019 and agree with such statements as they pertain to our firm. Sincerely, MJF &

July 18, 2019 8-K

Changes in Registrant's Certifying Accountant, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 15, 2019 CHINA RECYCLING ENERGY CORPORATION (Exact name of registrant as specified in its charter) Nevada 000-12536 90-0093373 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.

July 3, 2019 8-K

Submission of Matters to a Vote of Security Holders

8-K 1 f8k070119chinarecycling.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 2, 2019 CHINA RECYCLING ENERGY CORPORATION (Exact name of registrant as specified in its charter) Nevada 000-12536 90-0093373 (State or o

June 3, 2019 8-K

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 28, 2019 CHINA RECYCLING ENERGY CORPORATION (Exact name of registrant as specified in its charter) Nevada 000-12536 90-0093373 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.

May 31, 2019 CORRESP

CREG / China Recycling Energy Corp. CORRESP - -

CORRESP 1 filename1.htm CHINA RECYCLING ENERGY CORPORATION May 31, 2019 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, DC 20549 Re: China Recycling Energy Corporation Registration Statement on Form S-1 Filed May 24, 2019 File No. 333-231755 Acceleration Request Requested Date: June 4, 2019 Requested Time: 2:00 p.m. Eastern Time Ladies an

May 24, 2019 EX-21.1

List of Subsidiaries of the Registrant†

Exhibit 21.1 List of Principal Subsidiaries of China Recycling Energy Corporation The below list represents the principal subsidiaries of the registrant as of March 31, 2019. Subsidiary Name Jurisdiction of Incorporation Percentage Owned Sifang Holdings Co., Ltd. Cayman Islands 100 % Shanghai Yinghua Financial Leasing Co., LTD People’s Republic of China 100 % Shanghai TCH Energy Technology Co., Lt

May 24, 2019 S-1

CREG / China Recycling Energy Corp. S-1 - Registration Statement - REGISTRATION STATEMENT

S-1 1 fs12019chinarecycling.htm REGISTRATION STATEMENT As filed with the United States Securities and Exchange Commission on May 24, 2019 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 CHINA RECYCLING ENERGY CORPORATION (Name of Registrant as specified in its charter) Nevada 7389 90-0093

May 20, 2019 10-Q

May 20, 2019

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 000-12536 China Recycling Energy C

May 15, 2019 NT 10-Q

CREG / China Recycling Energy Corp. NT 10-Q NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: March 31, 2019 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report on F

May 10, 2019 DEFA14A

CREG / China Recycling Energy Corp. DEFA14A DEFINITIVE ADDITIONAL MATERIALS

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a–6(e)(2)) ☐ Definitive Proxy State

May 6, 2019 DEFA14A

CREG / China Recycling Energy Corp. DEFA14A DEFINITIVE ADDITIONAL MATERIALS

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a–6(e)(2)) ☐ Definitive Proxy State

May 6, 2019 DEF 14A

May 6, 2019

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant S Filed by a Party other than the Registrant £ Check the appropriate box: £ Preliminary Proxy Statement £ Confidential, for Use of the Commission Only (as permitted by Rule 14a–6(e)(2)) S Definitive Proxy State

April 29, 2019 10-K/A

April 29, 2019

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 Commission file number: 000-12536 China Recycling Energy Corporation (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorp

April 25, 2019 PRE 14A

CREG / China Recycling Energy Corp. PRELIMINARY PROXY STATEMENT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a–6(e)(2)) ☐ Definitive Proxy State

April 16, 2019 8-K/A

Financial Statements and Exhibits

8-K/A 1 f8k041519a1chinarecycling.htm AMENDMENT NO.1 TO FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 15, 2019 CHINA RECYCLING ENERGY CORPORATION (Exact name of registrant as specified in its char

April 16, 2019 EX-10.22

CDQ WHPG Station Fixed Assets Transfer Agreement, dated December 29, 2018, by and among Xi’an Zhonghong, Xi’an TCH, the HYREF, Guohua Ku and Chonggong Bai (filed as Exhibit 10.21 to the Company’s Annual Report on Form 10-K dated for the year ended December 31, 2018 filed on March 16, 2019).

Exhibit 10.21 Fixed Asset Transfer Agreement of CDQ Waste Heat Power Generation Project Party A: Xi’an Zhonghong New Energy Technology Co., Ltd. Legal Representative: Geyun Wang Party B: Beijing Hongyuan Recycling Energy Investment Center (LLP) Executive Partner: Hongyuan Recycling Energy Investment Management (Beijing) Co., Ltd. Delegate: Zhong Zhang Party C1: Xi’an TCH Energy Technology Co., Ltd

April 16, 2019 EX-10.23

Buy-Back Agreement, dated December 29, 2018, by and among HYREF, Xi’an Zhonghong, Xi’an TCH, Guohua Ku, Chonggong Bai and Xi’an Hanneng (filed as Exhibit 10.22 to the Company’s Annual Report on Form 10-K dated for the year ended December 31, 2018 filed on March 16, 2019).

Exhibit 10.22 Buy-Back Agreement Party A (Equity Transferor): Beijing Hongyuan Recycling Energy Investment Centre (Limited Partnership), with registered address of Room 09, Floor 6, Building 1, No. A 43, North Xizhimen Street, Haidian District, Beijing City. Executive Business Partner: Hongyuan Recycling Energy Investment Management (Beijing) Co., Ltd. Entrusted representative: Zhong Zhang Party B

April 16, 2019 EX-10.25

Equity Transfer Agreement, dated December 29, 2018, by and between Shanghai TCH and HYREF. (filed as Exhibit 10.24 to the Company’s Annual Report on Form 10-K dated for the year ended December 31, 2018 filed on April 16, 2019)

Exhibit 10.24 Equity Transfer Agreement Below parties enter into this equity transfer agreement in Haiding District of Beijing on December 29, 2018. Party A: Beijing Hongyuan Recycling Energy Investment Center (LLP) Executive Partner: Hongyuan Recycling Energy Investment Management (Beijing) Co., Ltd. Executive Partner: Zhong Zhang Party B: Shanghai TCH Energy Technology Co., Ltd. Legal Representa

April 16, 2019 10-K

April 16, 2019

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 Commission file number: 000-12536 China Recycling Energy Corporation (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation or organizat

April 16, 2019 EX-21.1

Subsidiaries of China Recycling Energy Corporation

Exhibit 21.1 Subsidiaries of China Recycling Energy Corporation The below list represents the subsidiaries of the registrant as of December 31, 2018. Subsidiary Name Jurisdiction of Incorporation Percentage Owned Sifang Holdings Co., Ltd. Cayman Islands 100 % Shanghai Yinghua Financial Leasing Co., LTD People’s Republic of China 100 % Shanghai TCH Energy Technology Co., Ltd.* People’s Republic of

April 16, 2019 EX-10.26

Supplementary Agreement of Equity Transfer Agreement, dated December 29, 2018, by and among Xi’an TCH, Hongyuan Huifu, and the Fund Management Company. (filed as Exhibit 10.25 to the Company’s Annual Report on Form 10-K dated for the year ended December 31, 2018 filed on April 16, 2019)

Exhibit 10.25 Supplementary Agreement of Equity Transfer Agreement Party A: Xi’an TCH Energy Technology Co., Ltd. Party B: Hongyuan Huifu Venture Capital Co., Ltd. Party C: Hongyuan Recycling Energy Investment Management (Beijing) Co., Ltd. Whereas, Party A and Party B signed the Equity Transfer Agreement on, this supplementary agreement is about the payment of the equity transfer price: 1. As of

April 16, 2019 EX-10.27

Projects Transfer Agreement by and among Xi’an Zhonghong, Xi’an TCH, and Mr. Chonggong Bai, dated January 4, 2019 (filed as Exhibit 10.26 to the Company’s Annual Report on Form 10-K dated for the year ended December 31, 2018 filed on April 16, 2019).

Exhibit 10.26 Projects Transfer Agreement Transferor (Party A): Party A1: Xi’an Zhonghong New Energy Technology Co., Ltd. Legal Representative: Geyun Wang Party A2: Xi’an TCH Energy Technology Co., Ltd. Legal Representative: Lingye Wang Transferee: Party B: Chonggong Bai The Party A1 has a Xuzhou Huayu CDQ waste heat power generation project (under construction). The Party A2 has Biomass power gen

April 16, 2019 EX-10.24

Equity Transfer Agreement, dated December 29, 2018, by and between Xi’an TCH and Hongyuan Huifu. (filed as Exhibit 10.23 to the Company’s Annual Report on Form 10-K dated for the year ended December 31, 2018 filed on March 16, 2019)†

EX-10.24 4 f10k2018ex10-23china.htm EQUITY TRANSFER AGREEMENT, DATED DECEMBER 29, 2018, BY AND BETWEEN XI'AN TCH AND HONGYUAN HUIFU Exhibit 10.23 Equity Transfer Agreement Party A (Equity Transferor): Xi’an TCH Energy Technology Co., Ltd. Party B (Equity Transferee): Hongyuan Huifu Venture Capital Co., Ltd. Whereas, Party A is a shareholder of Hongyuan Recycling Energy Investment Management (Beiji

April 15, 2019 424B5

2,359,272 Shares of Common Stock

Filed Pursuant to Rule 424(b)(5) Registration No. 333-221868 PROSPECTUS SUPPLEMENT (to Prospectus dated December 8, 2017) 2,359,272 Shares of Common Stock We are offering 2,359,272 shares of our common stock, $0.001 par value per share, at a purchase price of $0.80 per share, to certain institutional and accredited investors pursuant to this prospectus supplement and the accompanying prospectus an

April 15, 2019 EX-99.1

China Recycling Energy Corporation Announces Registered Direct Offering

Exhibit 99.1 China Recycling Energy Corporation Announces Registered Direct Offering XI’AN, China, April 15, 2019 (GLOBE NEWSWIRE) - China Recycling Energy Corporation. (Nasdaq: CREG) (“CREG” or “the Company”), a leading industrial waste-to-energy solution provider in China, is pleased to announce today that it has entered into definitive purchase agreements with certain institutional accredited i

April 15, 2019 EX-10.1

Form of Securities Purchase Agreement

EX-10.1 3 f8k041519bex10-1china.htm FORM OF SECURITIES PURCHASE AGREEMENT Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of April 15, 2019, between China Recycling Energy Corporation, a Nevada corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchase

April 15, 2019 8-K

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 15, 2019 CHINA RECYCLING ENERGY CORPORATION (Exact name of registrant as specified in its charter) Nevada 000-12536 90-0093373 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.

April 15, 2019 EX-4.1

Form of April Warrant (filed as Exhibit 4.1 to our Current Report on Form 8-K filed with the Commission on April 15, 2019).

Exhibit 4.1 EXHIBIT A NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTI

April 15, 2019 EX-99.1

China Recycling Energy Corporation Reports Results for the Full Year 2018

Exhibit 99.1 China Recycling Energy Corporation Reports Results for the Full Year 2018 XI’AN, China, April 15, 2019 (GLOBE NEWSWIRE) - China Recycling Energy Corporation. (Nasdaq: CREG) (“CREG” or “the Company”), a leading industrial waste-to-energy solution provider in China, today reported certain highlights of its audited operating results for the full year ended December 31, 2018. Full Year 20

April 15, 2019 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 15, 2019 CHINA RECYCLING ENERGY CORPORATION (Exact name of registrant as specified in its charter) Nevada 000-12536 90-0093373 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.

April 15, 2019 EX-10.6

Promissory Note, issued by China Recycling Energy Corporation to Iliad Research and Trading, L.P., dated January 31, 2019.

EX-10.6 7 f8k013119ex10-6china.htm PROMISSORY NOTE, ISSUED BY CHINA RECYCLING ENERGY CORPORATION TO ILIAD RESEARCH AND TRADING, L.P., DATED JANUARY 31, 2019 Exhibit 10.6 THIS NOTE (AS DEFINED BELOW) IS ISSUED IN EXCHANGE FOR (WITHOUT ANY ADDITIONAL CONSIDERATION TO HOLDER) that certain PROMISSORY NOTE IN THE ORIGINAL PRINCIPAL AMOUNT OF $1,050,000.00 HAVING AN ORIGINAL ISSUE DATE OF JANUARY 31, 20

April 15, 2019 EX-10.1

Securities Purchase Agreement by and between China Recycling Energy Corporation and Iliad Research and Trading, L.P., dated January 31, 2019.

EX-10.1 2 f8k013119ex10-1china.htm SECURITIES PURCHASE AGREEMENT BY AND BETWEEN CHINA RECYCLING ENERGY CORPORATION AND ILIAD RESEARCH AND TRADING, L.P., DATED JANUARY 31, 2019 Exhibit 10.1 Securities Purchase Agreement This Securities Purchase Agreement (this “Agreement”), dated as of January 31, 2019, is entered into by and between China Recycling Energy Corporation, a Nevada corporation (“Compan

April 15, 2019 EX-10.4

Convertible Promissory Note, issued by China Recycling Energy Corporation to Iliad Research and Trading, L.P., dated February 27, 2019.

Exhibit 10.4 CONVERTIBLE PROMISSORY NOTE Effective Date: February 27, 2019 U.S. $1,050,000.00 FOR VALUE RECEIVED, China Recycling Energy Corporation, a Nevada corporation (“Borrower”), promises to pay to Iliad Research and Trading, L.P., a Utah limited partnership, or its successors or assigns (“Lender”), $1,050,000.00 and any interest, fees, charges, and late fees on the date that is twenty-four

April 15, 2019 EX-10.7

Promissory Note, issued by China Recycling Energy Corporation to Iliad Research and Trading, L.P., dated February 27, 2019.

Exhibit 10.7 THIS NOTE (AS DEFINED BELOW) IS ISSUED IN EXCHANGE FOR (WITHOUT ANY ADDITIONAL CONSIDERATION TO HOLDER) that certain PROMISSORY NOTE IN THE ORIGINAL PRINCIPAL AMOUNT OF $1,050,000.00 HAVING AN ORIGINAL ISSUE DATE OF FEBRUARY 27, 2019. FOR PURPOSES OF THE HOLDING pERIOD UNDER RULE 144 OF THE SECURITIES EXCHANGE ACT OF 1933, AS AMENDED, THIS NOTE SHALL BE DEEMED TO HAVE BEEN ISSUED ON F

April 15, 2019 8-K

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 31, 2019 CHINA RECYCLING ENERGY CORPORATION (Exact name of registrant as specified in its charter) Nevada 000-12536 90-0093373 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.

April 15, 2019 EX-10.3

Securities Purchase Agreement by and between China Recycling Energy Corporation and Iliad Research and Trading, L.P., dated February 27, 2019.

EX-10.3 4 f8k013119ex10-3china.htm SECURITIES PURCHASE AGREEMENT BY AND BETWEEN CHINA RECYCLING ENERGY CORPORATION AND ILIAD RESEARCH AND TRADING, L.P., DATED FEBRUARY 27, 2019 Exhibit 10.3 Securities Purchase Agreement This Securities Purchase Agreement (this “Agreement”), dated as of February 27, 2019, is entered into by and between China Recycling Energy Corporation, a Nevada corporation (“Comp

April 15, 2019 EX-10.2

Convertible Promissory Note, issued by China Recycling Energy Corporation to Iliad Research and Trading, L.P., dated January 31, 2019.

EX-10.2 3 f8k013119ex10-2china.htm CONVERTIBLE PROMISSORY NOTE, ISSUED BY CHINA RECYCLING ENERGY CORPORATION TO ILIAD RESEARCH AND TRADING, L.P., DATED JANUARY 31, 2019 Exhibit 10.2 CONVERTIBLE PROMISSORY NOTE Effective Date: January 31, 2019 U.S. $1,050,000.00 FOR VALUE RECEIVED, China Recycling Energy Corporation, a Nevada corporation (“Borrower”), promises to pay to Iliad Research and Trading,

April 15, 2019 EX-10.5

Exchange Agreement by and between China Recycling Energy Corporation and Iliad Research and Trading, L.P., dated April 14, 2019.

Exhibit 10.5 THE EXCHANGE CONTEMPLATED HEREIN IS INTENDED TO COMPORT WITH THE REQUIREMENTS OF SECTION 3(a)(9) OF THE SECURITIES ACT OF 1933, AS AMENDED. Exchange Agreement This Exchange Agreement (this “Agreement”) is executed as of April 14, 2019 by and between China Recycling Energy Corporation, a Nevada corporation (“Company”), and Iliad Research and Trading, L.P., a Utah limited partnership, i

April 8, 2019 10-K/A

CREG / China Recycling Energy Corp. AMENDMENT NO. 1 TO ANNUAL REPORT (Annual Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 Commission file number: 000-12536 China Recycling Energy Corporation (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorp

April 8, 2019 EX-21.1

Subsidiaries of China Recycling Energy Corporation

Exhibit 21.1 Subsidiaries of China Recycling Energy Corporation Subsidiary Name Jurisdiction of Incorporation Percentage Owned Sifang Holdings Co., Ltd. Cayman Islands 100 % Shanghai Yinghua Financial Leasing Co., LTD People’s Republic of China 100 % Shanghai TCH Energy Technology Co., Ltd.* People’s Republic of China 100 % Huahong New Energy Technology Co., Ltd.* People’s Republic of China 100 %

April 8, 2019 10-Q/A

CREG / China Recycling Energy Corp. AMENDMENT NO. 1 TO QUARTERLY REPORT (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A (Amendment No. 1) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 000-12536 Chin

April 8, 2019 EX-21.1

Subsidiaries of China Recycling Energy Corporation

Exhibit 21.1 Subsidiaries of China Recycling Energy Corporation Subsidiary Name Jurisdiction of Incorporation Percentage Owned Sifang Holdings Co., Ltd. Cayman Islands 100 % Shanghai Yinghua Financial Leasing Co., LTD People’s Republic of China 100 % Shanghai TCH Energy Technology Co., Ltd.* People’s Republic of China 100 % Huahong New Energy Technology Co., Ltd.* People’s Republic of China 100 %

April 8, 2019 10-Q/A

CREG / China Recycling Energy Corp. AMENDMENT NO. 2 TO QUARTERLY REPORT (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A (Amendment No. 2) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 000-12536

April 8, 2019 10-K/A

CREG / China Recycling Energy Corp. AMENDMENT NO. 1 TO ANNUAL REPORT (Annual Report)

10-K/A 1 f10k2016a1chinarecycling.htm AMENDMENT NO. 1 TO ANNUAL REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 Commission file number: 000-12536 China Recycling Energy Corporation (Exact name of registrant as

April 5, 2019 10-Q/A

CREG / China Recycling Energy Corp. AMENDMENT NO. 1 TO QUARTERLY REPORT (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A (Amendment No. 1) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 000-12536 China

April 5, 2019 10-Q/A

CREG / China Recycling Energy Corp. AMENDMENT NO. 1 TO QUARTERLY REPORT (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A (Amendment No. 1) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 000-12536 China

April 5, 2019 10-Q/A

CREG / China Recycling Energy Corp. AMENDMENT NO. 1 TO QUARTERLY REPORT (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A (Amendment No. 1) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2016 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 000-12536

April 2, 2019 EX-10.1

Termination of Equity Purchase Agreement and Supplementary Amendment Agreement by and between Shanghai TCH and Mr. Jihua Wang, dated March 29, 2019 (filed as Exhibit 10.1 to the Company’s Current Report on Form 8-K dated March 29, 2019).

Exhibit 10.1 Shanghai TCH Energy Technology Co., Ltd. and Mr. Jihua Wang Termination of Equity Purchase Agreement and Supplementary Amendment Agreement Party A: Shanghai TCH Energy Technology Co., Ltd. (“Party A”) Legal Representative: Geyun Wang Address: No. 88 Century Avenue, Pudong New District, Shanghai Party B: Jihua Wang Address: Yanta District, Xi’an This Termination Agreement is signed on

April 2, 2019 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Termination of a Material Definitive Agreement

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 29, 2019 CHINA RECYCLING ENERGY CORPORATION (Exact name of registrant as specified in its charter) Nevada 000-12536 90-0093373 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.

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