CSWI / CSW Industrials, Inc. - Pengajuan SECLaporan Tahunan, Pernyataan Proksi

CSW Industrials, Inc.
US ˙ NasdaqGS ˙ US1264021064
HINDI NA ACTIVE ANG SIMBONG ITO

Mga Batayang Estadistika
LEI 549300SYOEO3RVQ7FB83
CIK 1624794
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to CSW Industrials, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
September 2, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 26, 2025 CSW INDUSTRIALS,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 26, 2025 CSW INDUSTRIALS, INC. (Exact name of registrant as specified in charter) Delaware 001-37454 47-2266942 (State or other jurisdiction of incorporation) (Commission File

July 31, 2025 EX-99.1

CSW Industrials Reports Record Fiscal 2026 First Quarter Results

CSW Industrials Reports Record Fiscal 2026 First Quarter Results DALLAS, July 31, 2025 (GLOBE NEWSWIRE) - CSW Industrials, Inc.

July 31, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 31, 2025 CSW INDUSTRIALS, IN

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 31, 2025 CSW INDUSTRIALS, INC. (Exact name of registrant as specified in charter) Delaware 001-37454 47-2266942 (State or other jurisdiction of incorporation) (Commission File Nu

July 31, 2025 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT T

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File No. 001-37454 CSW INDUSTRIALS, INC. (

July 17, 2025 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934   Filed by the Registrant   Filed by a party other than the Registrant   Check the appropriate box:   Preliminary Proxy Statement   CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14A-6(e)(2))   De

July 17, 2025 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934   Filed by the Registrant   Filed by a party other than the Registrant   Check the a

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934   Filed by the Registrant   Filed by a party other than the Registrant   Check the appropriate box:   Preliminary Proxy Statement   CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14A-6(e)(2))   Definitive P

June 6, 2025 25

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-37454 CSW Industrials, Inc

25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-37454 CSW Industrials, Inc., The Nasdaq Stock Market LLC (Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or registered)

June 2, 2025 8-A12B

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 CSW Industrials, Inc. (Exact name of registrant

8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 CSW Industrials, Inc. (Exact name of registrant as specified in its charter) Delaware 47-2266942 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identificatio

May 23, 2025 EX-1.01

CSW Industrials, Inc. Conflict Minerals Report for the Year Ended December 31, 2024

Exhibit 1.01 Conflict Minerals Report of CSW Industrials, Inc. In Accordance with Rule 13p-1 and Form SD under the Securities Exchange Act of 1934 For the year ended December 31, 2024 This Conflict Minerals Report (“Report”) of CSW Industrials, Inc. (including its consolidated subsidiaries, the “Company”) for the period from January 1 to December 31, 2024 (the “Reporting Period”) is presented to c

May 23, 2025 SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report CSW INDUSTRIALS, INC. (Exact Name Of Registrant As Specified in Charter)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report CSW INDUSTRIALS, INC. (Exact Name Of Registrant As Specified in Charter) Delaware 001-37454 47-2266942 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.) 5420 Lyndon B. Johnson Freeway, Suite 500 Dallas, Texas 75240 (Address of Princip

May 22, 2025 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number 001-37454 CSW INDUS

May 22, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 22, 2025 CSW INDUSTRIALS, INC

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 22, 2025 CSW INDUSTRIALS, INC. (Exact name of registrant as specified in charter) Delaware 001-37454 47-2266942 (State or other jurisdiction of incorporation) (Commission File Num

May 22, 2025 EX-99.1

CSW Industrials Reports Record Fiscal 2025 Fourth Quarter and Record Full Year Results

CSW Industrials Reports Record Fiscal 2025 Fourth Quarter and Record Full Year Results DALLAS, May 22, 2025 (GLOBE NEWSWIRE) - CSW Industrials, Inc.

May 22, 2025 EX-21.1

List of subsidiaries of the Company

Exhibit 21.1 SUBSIDIARIES CSW Industrials, Inc. Name of Subsidiary Jurisdiction of Incorporation Percentage Ownership Balco, Inc. Kansas 100% CONG TY TNHH CONG NGHIEP T.A VIETNAM Vietnam 100% CSW Industrials Holdings, LLC Delaware 100% Greco Aluminum Railings, Ltd. Canada 100% Greco Aluminum Railings (U.S.A.) Inc. Delaware 100% Jet-Lube of Canada Ltd. Canada 100% RectorSeal Australia Pty Ltd Austr

May 5, 2025 EX-10.1

Third Amended and Restated Credit Agreement, dated May 2, 2025, by and among CSW Industrials Holdings, LLC, CSW Industrials, Inc., the other Loan Parties party thereto, the other lenders party thereto, and JPMorgan Chase Bank, N.A., individually and in its capacity as the Administrative Agent and Collateral Agent.

Exhibit 10.1 Execution Version THIRD AMENDED AND RESTATED CREDIT AGREEMENT Dated as of May 2, 2025 among CSW INDUSTRIALS HOLDINGS, LLC, as the Company, CSW INDUSTRIALS, INC., as the CSW Parent, THE OTHER LOAN PARTIES PARTY HERETO, THE LENDERS PARTY HERETO and JPMORGAN CHASE BANK, N.A., as Administrative Agent and Collateral Agent JPMORGAN CHASE BANK, N.A. and TRUIST SECURITIES, INC., as Joint Lead

May 5, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 2, 2025 CSW INDUSTRIALS, INC.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 2, 2025 CSW INDUSTRIALS, INC. (Exact name of registrant as specified in charter) Delaware 001-37454 47-2266942 (State or other jurisdiction of incorporation) (Commission File Numb

May 5, 2025 EX-99.1

CSW Industrials Renews, Extends Revolving Credit Facility and Upsizes to $700 Million

EX-99.1 Exhibit 99.1 CSW Industrials Renews, Extends Revolving Credit Facility and Upsizes to $700 Million Dallas, Texas – May 5, 2025 – CSW Industrials, Inc. (Nasdaq: CSWI) today announced the renewal and extension of its existing Revolving Credit Facility, including an increase of the Facility’s commitment from $500 million to $700 million in partnership with a group of nine banks. The renewed R

May 1, 2025 EX-99.2

CSW Industrials Completes Previously Announced Accretive, Synergistic Acquisition of Aspen Manufacturing

Exhibit 99.2 CSW Industrials Completes Previously Announced Accretive, Synergistic Acquisition of Aspen Manufacturing Dallas, Texas – May 1, 2025 – CSW Industrials, Inc. (Nasdaq: CSWI) (the “Company” or “CSW”) today announced the Company has completed the previously announced acquisition of Aspen Manufacturing for approximately $313.5 million in cash, utilizing cash on hand and borrowings under th

May 1, 2025 EX-99.1

CSW Industrials Announces Transfer of Listing of Common Stock to the New York Stock Exchange and Change in Ticker Symbol

Exhibit 99.1 CSW Industrials Announces Transfer of Listing of Common Stock to the New York Stock Exchange and Change in Ticker Symbol Dallas, Texas – April 29, 2025 – CSW Industrials, Inc. (Nasdaq: CSWI) (the “Company”) today announced that the Company will transfer the listing and trading of its common stock to the New York Stock Exchange (“NYSE”) from the Nasdaq Stock Market LLC (“Nasdaq”). The

May 1, 2025 8-K

Regulation FD Disclosure

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 28, 2025 CSW INDUSTRIALS, INC. (Exact name of registrant as specified in charter) Delaware 001-37454 47-2266942 (State or other jurisdiction of incorporation) (Commission File N

March 18, 2025 EX-2.1

Agreement and Plan of Merger, dated March 17, 2025, by and among RectorSeal, LLC, RS Acquisition Sub, LLC, Aspen Manufacturing, LLC and Michael Kutsch as Holder Representative.

Exhibit 2.1 AGREEMENT AND PLAN OF MERGER by and among RECTORSEAL, LLC, RS ACQUISITION SUB, LLC, ASPEN MANUFACTURING, LLC and solely in his capacity as the Holder Representative, MICHAEL KUTSCH dated as of March 17, 2025 TABLE OF CONTENTS Page ARTICLE I. CERTAIN DEFINITIONS 2 1.1 Definitions 2 1.2 Construction 19 ARTICLE II. THE MERGER; CLOSING 21 2.1 Merger 21 2.2 Effects of the Merger 21 2.3 Clos

March 18, 2025 EX-99.1

CSW Industrials Announces Definitive Agreement to Acquire Aspen Manufacturing for $313.5 Million, Executing Disciplined Capital Allocation and Strategic Expansion in the HVAC/R End Market

Exhibit 99.1 CSW Industrials Announces Definitive Agreement to Acquire Aspen Manufacturing for $313.5 Million, Executing Disciplined Capital Allocation and Strategic Expansion in the HVAC/R End Market Aspen Manufacturing Acquisition Highlights • Continues the expansion of existing product portfolio in the profitable heating, ventilation, air conditioning, and refrigeration (HVAC/R) end market with

March 18, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 17, 2025 CSW INDUSTRIALS, I

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 17, 2025 CSW INDUSTRIALS, INC. (Exact name of registrant as specified in charter) Delaware 001-37454 47-2266942 (State or other jurisdiction of incorporation) (Commission File N

January 30, 2025 EX-99.1

CSW Industrials Reports Record Fiscal 2025 Third Quarter Results

CSW Industrials Reports Record Fiscal 2025 Third Quarter Results DALLAS, January 30, 2025 (GLOBE NEWSWIRE) - CSW Industrials, Inc.

January 30, 2025 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUA

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File No. 001-37454 CSW INDUSTRIALS, IN

January 30, 2025 EX-10.1

Form of Employee Time Vested Restricted Share Award Agreement+

CSW INDUSTRIALS, INC. Time-Vested Restricted Share Award Agreement Date of Grant: Name of Participant: Number of Restricted Shares: CSW Industrials, Inc. (the “Company”) hereby awards to the individual named above (the “Participant”) the number of shares of the presently authorized but unissued Common Shares, $0.01 par value per share, of the Company (the “Restricted Shares”) set forth above pursu

January 30, 2025 EX-10.2

Form of Employee Time Vested Restricted Stock Unit Award Agreement+

CSW INDUSTRIALS, INC. Time-Vested Restricted Stock Unit Award Agreement Date of Grant: Name of Participant: Number of Restricted Stock Units: CSW Industrials, Inc. (the “Company”) hereby awards to the individual named above (the “Participant”) the number of Restricted Stock Units of the presently authorized but unissued Common Shares, $0.01 par value per share, of the Company (the “Restricted Stoc

January 30, 2025 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 30, 2025 CSW INDUSTRIALS, INC. (Exact name of registrant as specified in charter) Delaware 001-37454 47-2266942 (State or other jurisdiction of incorporation) (Commission File

January 30, 2025 EX-10.4

Form of Non-Employee Director Time Vested Restricted Share Award Agreement+

CSW INDUSTRIALS, INC. Time-Vested Restricted Share Award Agreement Date of Grant: Name of Participant: Number of Restricted Shares: CSW Industrials, Inc. (the “Company”) hereby awards to the individual named above (the “Participant”) the number of shares of the presently authorized but unissued Common Shares, $0.01 par value per share, of the Company (the “Restricted Shares”) set forth above pursu

January 30, 2025 EX-10.3

Form of Employee Performance Share Award Agreement+

CSW INDUSTRIALS, INC. Performance Share Award Agreement Date of Grant: Name of Participant: Target Number of Performance Shares: Performance Period: The period beginning on <> and ending on <> CSW Industrials, Inc. (the “Company”) hereby awards to the individual named above (the “Participant”) the target number of shares set forth above which are each equivalent to one Common Share, $0.01 par valu

November 5, 2024 SC 13G/A

CSWI / CSW Industrials, Inc. / Neuberger Berman Group LLC Passive Investment

SC 13G/A 1 formsc13ga-11052024031144.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* CSW INDUSTRIALS, INC. (Name of Issuer) Common (Title of Class of Securities) 126402106 (CUSIP Number) October 31, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designa

October 30, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSU

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File No. 001-37454 CSW INDUSTRIALS, I

October 30, 2024 EX-99.1

CSW Industrials Reports Record Fiscal 2025 Second Quarter Results

CSW Industrials Reports Record Fiscal 2025 Second Quarter Results DALLAS, October 30, 2024 (GLOBE NEWSWIRE) - CSW Industrials, Inc.

October 30, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 30, 2024 CSW INDUSTRIALS,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 30, 2024 CSW INDUSTRIALS, INC. (Exact name of registrant as specified in charter) Delaware 001-37454 47-2266942 (State or other jurisdiction of incorporation) (Commission File

September 17, 2024 EX-FILING FEES

Filing fee table

Exhibit 107 CALCULATION OF REGISTRATION FEE Title of Securities to be Registered Amount to be Registered Proposed Maximum Offering Price Per Share Proposed Maximum Aggregate Offering Price Amount of Registration Fee Common Stock, par value $0.

September 17, 2024 S-8

As filed with the Securities and Exchange Commission on September 17, 2024

As filed with the Securities and Exchange Commission on September 17, 2024 Registration No.

September 9, 2024 EX-99.1

CSW Industrials Announces Upsize and Pricing of Public Offering of Common Stock

Exhibit 99.1 CSW Industrials Announces Upsize and Pricing of Public Offering of Common Stock DALLAS, Texas - September 5, 2024 - CSW Industrials, Inc. (Nasdaq: CSWI) today announced the upsize and pricing of its previously announced underwritten registered public offering of its common stock. The size of the offering increased from the previously announced 1,000,000 shares to 1,100,000 shares of t

September 9, 2024 EX-1.1

Underwriting Agreement, dated September 4, 2024, by and among CSW Industrials, Inc., and J.P. Morgan Securities LLC and Goldman Sachs & Co. LLC, as representatives of the underwriters named therein

Exhibit 1.1 CSW INDUSTRIALS, INC. 1,100,000 Shares of Common Stock (Including 165,000 Option Shares) Underwriting Agreement September 4, 2024 J.P. Morgan Securities LLC 383 Madison Avenue New York, New York 10179 Goldman Sachs & Co. LLC 200 West Street New York, New York 10282 As Representatives of the   several Underwriters listed   in Schedule 1 hereto Ladies and Gentlemen: CSW Industrials, Inc.

September 9, 2024 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 4, 2024 CSW INDUSTRIALS, INC. (Exact name of registrant as specified in charter) Delaware 001-37454 47-2266942 (State or other jurisdiction of incorporation) (Commission Fil

September 6, 2024 EX-FILING FEES

Calculation of Filing Fee Tables Form 424(b)(5) (Form Type) CSW Industrials, Inc. (Exact name of registrant as specified in its charter) Table 1: Newly Registered and Carry Forward Securities

Exhibit 107 Calculation of Filing Fee Tables Form 424(b)(5) (Form Type) CSW Industrials, Inc.

September 6, 2024 424B5

1,100,000 Shares CSW Industrials, Inc. Common Stock $285.00 per share

424B5 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-281932 PROSPECTUS SUPPLEMENT (To Prospectus Dated September 4, 2024) 1,100,000 Shares CSW Industrials, Inc. Common Stock $285.00 per share We are selling 1,100,000 shares of our common stock. We have granted the underwriters an option to purchase up to 165,000 additional shares at the public offering price set forth abov

September 4, 2024 EX-FILING FEES

Filing Fee Table

Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) CSW Industrials, Inc.

September 4, 2024 S-3ASR

As filed with the Securities and Exchange Commission on September 4, 2024

Table of Contents As filed with the Securities and Exchange Commission on September 4, 2024 Registration No.

September 4, 2024 424B5

SUBJECT TO COMPLETION, DATED SEPTEMBER 4, 2024

Table of Contents Filed Pursuant to Rule 424(b)(5) Registration Statement No. 333-281932 The information in this preliminary prospectus supplement is not complete and may be changed. This preliminary prospectus supplement and the accompanying base prospectus are not an offer to sell and are not soliciting an offer to buy these securities in any jurisdiction where the offer or sale is not permitted

August 16, 2024 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 15, 2024 CSW INDUSTRIALS, INC. (Exact name of registrant as specified in charter) Delaware 001-37454 47-2266942 (State or other jurisdiction of incorporation) (Commission File

July 31, 2024 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 31, 2024 CSW INDUSTRIALS, INC. (Exact name of registrant as specified in charter) Delaware 001-37454 47-2266942 (State or other jurisdiction of incorporation) (Commission File Nu

July 31, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT T

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File No. 001-37454 CSW INDUSTRIALS, INC. (

July 31, 2024 EX-99.1

CSW Industrials Reports Record Fiscal 2025 First Quarter Results Delivering All-Time Highs for Quarterly Revenue, Net Income, Earnings per Diluted Share, EBITDA, and Operating Cash Flow

CSW Industrials Reports Record Fiscal 2025 First Quarter Results Delivering All-Time Highs for Quarterly Revenue, Net Income, Earnings per Diluted Share, EBITDA, and Operating Cash Flow DALLAS, July 31, 2024 (GLOBE NEWSWIRE) - CSW Industrials, Inc.

July 1, 2024 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934   Filed by the Registrant   Filed by a party other than the Registrant   Check the a

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934   Filed by the Registrant   Filed by a party other than the Registrant   Check the appropriate box:   Preliminary Proxy Statement   CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14A-6(e)(2))   Definitive Proxy Sta

July 1, 2024 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934   Filed by the Registrant   Filed by a party other than the Registrant   Check the appropriate box:   Preliminary Proxy Statement   CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14A-6(e)(2))   De

June 3, 2024 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 1, 2024 CSW INDUSTRIALS, INC. (Exact name of registrant as specified in charter) Delaware 001-37454 47-2266942 (State or other jurisdiction of incorporation) (Commission File Num

June 3, 2024 EX-99.1

CSW Industrials Names Darron Ash to Board of Directors, Supporting Commitment to Disciplined Capital Allocation, Corporate Responsibility and Board Succession Planning

CSW Industrials Names Darron Ash to Board of Directors, Supporting Commitment to Disciplined Capital Allocation, Corporate Responsibility and Board Succession Planning Dallas, Texas – June 3, 2024 – CSW Industrials, Inc.

May 31, 2024 SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report CSW INDUSTRIALS, INC. (Exact Name Of Registrant As Specified in Charter)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report CSW INDUSTRIALS, INC. (Exact Name Of Registrant As Specified in Charter) Delaware 001-37454 47-2266942 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.) 5420 Lyndon B. Johnson Freeway, Suite 500 Dallas, Texas 75240 (Address of Princip

May 31, 2024 EX-1.01

CSW Industrials, Inc. Conflict Minerals Report for the Year Ended December 31, 2023

Exhibit 1.01 Conflict Minerals Report of CSW Industrials, Inc. In Accordance with Rule 13p-1 and Form SD under the Securities Exchange Act of 1934 For the year ended December 31, 2023 This Conflict Minerals Report (“Report”) of CSW Industrials, Inc. (including its consolidated subsidiaries, the “Company”) for the period from January 1 to December 31, 2023 (the “Reporting Period”) is presented to c

May 23, 2024 EX-19.1

Insider Trading Policy

POLICY Approver: Senior Vice President, General Counsel and Secretary Insider Trading Policy Owner: Luke E.

May 23, 2024 EX-21.1

List of subsidiaries of the Company

Exhibit 21.1 SUBSIDIARIES CSW Industrials, Inc. Name of Subsidiary Jurisdiction of Incorporation Percentage Ownership Balco, Inc. Kansas 100% CONG TY TNHH CONG NGHIEP T.A VIETNAM Vietnam 100% CSW Industrials Holdings, LLC Delaware 100% Dust Free, LP Texas 100% Greco Aluminum Railings, Ltd. Canada 100% Greco Aluminum Railings (U.S.A.) Inc. Delaware 100% Jet-Lube of Canada Ltd. Canada 100% RectorSea

May 23, 2024 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 23, 2024 CSW INDUSTRIALS, INC. (Exact name of registrant as specified in charter) Delaware 001-37454 47-2266942 (State or other jurisdiction of incorporation) (Commission File Num

May 23, 2024 EX-97.1

Dodd-Frank Clawback Policy

POLICY Approver: Board of Directors DODD-FRANK CLAWBACK POLICY Owner: Compensation and Talent Development Committee of the Board of Directors Manager: SVP, General Counsel and Secretary Audience: Covered Individuals (defined below) Effective Date: November 15, 2023 The Board of Directors (the “Board”) of CSW Industrials, Inc (the “Company”) has adopted this Dodd-Frank Clawback Policy (this “Policy”) in accordance with the applicable provisions of The Nasdaq Stock Market LLC Listing Rules (the “Clawback Rules”), promulgated pursuant to the final rules adopted by the Securities and Exchange Commission enacting the clawback standards under Section 954 of the Dodd-Frank Wall Street Reform and Consumer Protection Act.

May 23, 2024 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number 001-37454 CSW INDUS

May 23, 2024 EX-99.1

CSW Industrials Reports Record Fiscal 2024 Fourth Quarter and Full Year Results

CSW Industrials Reports Record Fiscal 2024 Fourth Quarter and Full Year Results DALLAS, May 23, 2024 (GLOBE NEWSWIRE) - CSW Industrials, Inc.

February 13, 2024 SC 13G/A

CSWI / CSW Industrials, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SC 13G/A 1 tv0711-cswindustrialsinc.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 2)* Name of issuer: CSW Industrials Inc Title of Class of Securities: Common Stock CUSIP Number: 126402106 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to designa

February 12, 2024 SC 13G/A

CSWI / CSW Industrials, Inc. / Neuberger Berman Group LLC Passive Investment

SC 13G/A 1 formsc13ga-02122024070235.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* CSW INDUSTRIALS, INC. (Name of Issuer) Common (Title of Class of Securities) 126402106 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to design

February 1, 2024 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 1, 2024 CSW INDUSTRIALS, INC. (Exact name of registrant as specified in charter) Delaware 001-37454 47-2266942 (State or other jurisdiction of incorporation) (Commission File

February 1, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUA

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File No. 001-37454 CSW INDUSTRIALS, IN

February 1, 2024 EX-99.1

CSW Industrials Reports Fiscal 2024 Third Quarter and Year-to-Date Results with Record Revenue, Adjusted EPS, and Adjusted EBITDA in Each Reporting Period

CSW Industrials Reports Fiscal 2024 Third Quarter and Year-to-Date Results with Record Revenue, Adjusted EPS, and Adjusted EBITDA in Each Reporting Period DALLAS, February 1, 2024 (GLOBE NEWSWIRE) - CSW Industrials, Inc.

January 12, 2024 SC 13G/A

CSWI / CSW Industrials, Inc. / Allspring Global Investments Holdings, LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.2) CSW INDUSTRIALS INC (Name of Issuer) COM (Title of Class of Securities) 126402106 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is fi

November 2, 2023 EX-99.1

CSW Industrials Reports Fiscal 2024 Second Quarter and First Half Results with Record Revenue, EPS and EBITDA in Each Reporting Period

CSW Industrials Reports Fiscal 2024 Second Quarter and First Half Results with Record Revenue, EPS and EBITDA in Each Reporting Period DALLAS, November 2, 2023 (GLOBE NEWSWIRE) - CSW Industrials, Inc.

November 2, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 2, 2023 CSW INDUSTRIALS,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 2, 2023 CSW INDUSTRIALS, INC. (Exact name of registrant as specified in charter) Delaware 001-37454 47-2266942 (State or other jurisdiction of incorporation) (Commission File

November 2, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSU

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File No. 001-37454 CSW INDUSTRIALS, I

August 24, 2023 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 24, 2023 CSW INDUSTRIALS, INC. (Exact name of registrant as specified in charter) Delaware 001-37454 47-2266942 (State or other jurisdiction of incorporation) (Commission File

August 3, 2023 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 3, 2023 CSW INDUSTRIALS, INC. (Exact name of registrant as specified in charter) Delaware 001-37454 47-2266942 (State or other jurisdiction of incorporation) (Commission File N

August 3, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT T

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File No. 001-37454 CSW INDUSTRIALS, INC. (

August 3, 2023 EX-99.1

CSW Industrials Reports Fiscal 2024 First Quarter Results with Record Revenue, EPS, EBITDA and Cash Flow from Operations

CSW Industrials Reports Fiscal 2024 First Quarter Results with Record Revenue, EPS, EBITDA and Cash Flow from Operations DALLAS, August 3, 2023 (GLOBE NEWSWIRE) - CSW Industrials, Inc.

July 14, 2023 DEF 14A

The Goal of Our Corporate Culture is to Maximize Performance

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant Filed by a party other than the Registrant Check the appropriate box: Preliminary Proxy Statement CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14A-6(e)(2)) Definitive Proxy Statement Defin

July 14, 2023 DEF 14A

COURTESY PDF OF PROXY STATEMENT

Proxy Statement and Notice of Annual Meeting of Shareholders 2023 CSWI is committed to recruiting great talent, offering rewarding careers, and recognizing team members.

May 25, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 25, 2023 CSW INDUSTRIALS, INC

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 25, 2023 CSW INDUSTRIALS, INC. (Exact name of registrant as specified in charter) Delaware 001-37454 47-2266942 (State or other jurisdiction of incorporation) (Commission File Num

May 25, 2023 EX-99.1

CSW Industrials Reports Record Fiscal 2023 Fourth Quarter and Full Year Results

CSW Industrials Reports Record Fiscal 2023 Fourth Quarter and Full Year Results DALLAS, May 25, 2023 (GLOBE NEWSWIRE) - CSW Industrials, Inc.

May 25, 2023 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number 001-37454 CSW INDUS

May 25, 2023 SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report CSW INDUSTRIALS, INC. (Exact Name Of Registrant As Specified in Charter)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report CSW INDUSTRIALS, INC. (Exact Name Of Registrant As Specified in Charter) Delaware 001-37454 47-2266942 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.) 5420 Lyndon B. Johnson Freeway, Suite 500 Dallas, Texas 75240 (Address of Princip

May 25, 2023 8-K/A

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 25, 2023 CSW INDUSTRIALS, INC. (Exact name of registrant as specified in charter) Delaware 001-37454 47-2266942 (State or other jurisdiction of incorporation) (Commission File N

May 25, 2023 EX-21.1

List of subsidiaries of the Company

Exhibit 21.1 SUBSIDIARIES CSW Industrials, Inc. Name of Subsidiary Jurisdiction of Incorporation Percentage Ownership Balco, Inc. Kansas 100% CapStar Holdings Corporation Nevada 100% CONG TY TNHH CONG NGHIEP T.A VIETNAM Vietnam 100% CSW Industrials Holdings, LLC Delaware 100% Falcon Stainless, LLC Delaware 100% Greco Aluminum Railings, Ltd. Canada 100% Greco Aluminum Railings (U.S.A.) Inc. Delawar

May 25, 2023 EX-99.1

CSW Industrials Reports Record Fiscal 2023 Fourth Quarter and Full Year Results

CSW Industrials Reports Record Fiscal 2023 Fourth Quarter and Full Year Results DALLAS, May 25, 2023 (GLOBE NEWSWIRE) - CSW Industrials, Inc.

May 25, 2023 EX-1.01

CSW Industrials, Inc. Conflict Minerals Report for the Year Ended December 31, 2022

Exhibit 1.01 Conflict Minerals Report of CSW Industrials, Inc. In Accordance with Rule 13p-1 and Form SD under the Securities Exchange Act of 1934 For the year ended December 31, 2022 This Conflict Minerals Report (“Report”) of CSW Industrials, Inc. (including its consolidated subsidiaries, the “Company”) for the period from January 1 to December 31, 2022 (the “Reporting Period”) is presented to c

February 10, 2023 SC 13G/A

CSWI / CSW Industrials Inc / Neuberger Berman Group LLC - NONE Passive Investment

SC 13G/A 1 doc1.htm NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* CSW INDUSTRIALS INC (Name of Issuer) Common (Title of Class of Securities) 126402106 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuan

February 9, 2023 SC 13G/A

CSWI / CSW Industrials Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1)* Name of issuer: CSW Industrials Inc. Title of Class of Securities: Common Stock CUSIP Number: 126402106 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

February 2, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUA

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File No. 001-37454 CSW INDUSTRIALS, IN

February 2, 2023 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 2, 2023 CSW INDUSTRIALS, INC. (Exact name of registrant as specified in charter) Delaware 001-37454 47-2266942 (State or other jurisdiction of incorporation) (Commission File

February 2, 2023 EX-99.1

CSW Industrials Reports Fiscal 2023 Third Quarter and Year-to-Date Results with Record Revenue, EPS and EBITDA

CSW Industrials Reports Fiscal 2023 Third Quarter and Year-to-Date Results with Record Revenue, EPS and EBITDA DALLAS, February 2, 2023 (GLOBE NEWSWIRE) - CSW Industrials, Inc.

January 12, 2023 SC 13G/A

CSWI / CSW Industrials Inc / Allspring Global Investments Holdings, LLC Passive Investment

SC 13G/A 1 CSW126402106.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.1) CSW INDUSTRIALS INC (Name of Issuer) COM (Title of Class of Securities) 126402106 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant

December 20, 2022 EX-10.1

Incremental Assumption Agreement No. 1 and Amendment No. 2 to the Second Credit Agreement, by and among the Company, the Borrower, the other loan parties party thereto, JPMorgan Chase Bank, N.A., as administrative agent, collateral agent, swingline lender and issuing bank, and each other lender and issuing bank party thereto (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K, filed on December 20, 2022).

Execution Version INCREMENTAL ASSUMPTION AGREEMENT NO. 1 AND AMENDMENT NO. 2 This INCREMENTAL ASSUMPTION AGREEMENT NO. 1 AND AMENDMENT NO. 2 TO THE SECOND AMENDED AND RESTATED CREDIT AGREEMENT, dated as of December 15, 2022, (this ?Agreement?), is entered into by and among CSW INDUSTRIALS HOLDINGS, LLC, a Delaware limited liability company (the ?Company?), CSW INDUSTRIALS, INC., a Delaware corpora

December 20, 2022 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 15, 2022 CSW INDUSTRIALS, INC. (Exact name of registrant as specified in charter) Delaware 001-37454 47-2266942 (State or other jurisdiction of incorporation) (Commission Fil

November 3, 2022 EX-99.1

CSW Industrials Reports Fiscal 2023 Second Quarter and First Half Results with Record Revenue, EPS and EBITDA in Each Reporting Period

CSW Industrials Reports Fiscal 2023 Second Quarter and First Half Results with Record Revenue, EPS and EBITDA in Each Reporting Period DALLAS, November 3, 2022 (GLOBE NEWSWIRE) - CSW Industrials, Inc.

November 3, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 3, 2022 CSW INDUSTRIALS, INC. (Exact name of registrant as specified in charter) Delaware 001-37454 47-2266942 (State or other jurisdiction of incorporation) (Commission File

November 3, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ☐ TRANSITION REPORT PURSU

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File No. 001-37454 CSW INDUSTRIALS, I

August 26, 2022 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 25, 2022 CSW INDUSTRIALS, INC. (Exact name of registrant as specified in charter) Delaware 001-37454 47-2266942 (State or other jurisdiction of incorporation) (Commission File

August 5, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ☐ TRANSITION REPORT PURSUANT T

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File No. 001-37454 CSW INDUSTRIALS, INC. (

August 5, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 5, 2022 CSW INDUSTRIALS, INC. (Exact name of registrant as specified in charter) Delaware 001-37454 47-2266942 (State or other jurisdiction of incorporation) (Commission File N

August 5, 2022 EX-99.1

CSW Industrials Reports Fiscal 2023 First Quarter Results with Record Quarterly Revenue and EPS

CSW Industrials Reports Fiscal 2023 First Quarter Results with Record Quarterly Revenue and EPS DALLAS, August 5, 2022 (GLOBE NEWSWIRE) - CSW Industrials, Inc.

July 15, 2022 DEF 14A

Proxy Summary Proposal One: Election of Directors The Board and Committees Executive Officers Proposal Two: Proposal Three: Executive Compensation Equity Compensation Plan Information Section 16(a) Beneficial Ownership Reporting Compliance Proposal F

DEF 14A 1 lcsw2022def14a.htm CSW INDUSTRIALS, INC. - DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant Filed by a party other than the Registrant Check the appropriate box: Preliminary Proxy Statement CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PE

July 15, 2022 DEF 14A

COURTESY PDF OF PROXY STATEMENT

June 28, 2022 EX-99.1

CSW Industrials Names Anne Motsenbocker to Board of Directors, Maintaining Commitment to Diversity, Independence, and Experience

CSW Industrials Names Anne Motsenbocker to Board of Directors, Maintaining Commitment to Diversity, Independence, and Experience Dallas, Texas ? June 28, 2022 ? CSW Industrials, Inc.

June 28, 2022 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 27, 2022 CSW INDUSTRIALS, INC. (Exact name of registrant as specified in charter) Delaware 001-37454 47-2266942 (State or other jurisdiction of incorporation) (Commission File Nu

May 24, 2022 EX-1.01

CSW Industrials, Inc. Conflict Minerals Report for the Year Ended December 31, 2021

Exhibit 1.01 Conflict Minerals Report of CSW Industrials, Inc. In Accordance with Rule 13p-1 and Form SD under the Securities Exchange Act of 1934 For the year ended December 31, 2021 This Conflict Minerals Report (?Report?) of CSW Industrials, Inc. (including its consolidated subsidiaries, the ?Company?) for the period from January 1 to December 31, 2021 (the ?Reporting Period?) is presented to c

May 24, 2022 SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report CSW INDUSTRIALS, INC. (Exact Name Of Registrant As Specified in Charter)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report CSW INDUSTRIALS, INC. (Exact Name Of Registrant As Specified in Charter) Delaware 001-37454 47-2266942 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.) 5420 Lyndon B. Johnson Freeway, Suite 500 Dallas, Texas 75240 (Address of Princip

May 18, 2022 EX-99.1

CSW Industrials Reports Record Fiscal 2022 Fourth Quarter and Full Year Results

CSW Industrials Reports Record Fiscal 2022 Fourth Quarter and Full Year Results DALLAS, May 18, 2022 (GLOBE NEWSWIRE) - CSW Industrials, Inc.

May 18, 2022 EX-18.1

Preferability Letter of Independent Registered Public Accounting Firm

EXHIBIT 18.1 May 18, 2022 Board of Directors CSW Industrials, Inc. 5420 Lyndon B. Johnson Freeway, Suite 500 Dallas, Texas 75240 Dear Board of Directors: We are providing this letter solely for inclusion as an exhibit to CSW Industrials, Inc. (the ?Company?) Form 10-K filing pursuant to Item 601 of Regulation S-K. We have audited the consolidated financial statements included in the Company?s Annu

May 18, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 18, 2022 CSW INDUSTRIALS, INC. (Exact name of registrant as specified in charter) Delaware 001-37454 47-2266942 (State or other jurisdiction of incorporation) (Commission File Num

May 18, 2022 EX-21.1

List of subsidiaries of the Company

Exhibit 21.1 SUBSIDIARIES CSW Industrials, Inc. Name of Subsidiary Jurisdiction of Incorporation Percentage Ownership Balco, Inc. Kansas 100% CapStar Holdings Corporation Nevada 100% CONG TY TNHH CONG NGHIEP T.A VIETNAM Vietnam 100% CSW Industrials Holdings, LLC Delaware 100% Greco Aluminum Railings, Ltd. Canada 100% Greco Aluminum Railings (U.S.A.) Inc. Delaware 100% Greco Railings Holdings, LLC

May 18, 2022 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number 001-37454 CSW INDUS

February 11, 2022 SC 13G

CSWI / CSW Industrials Inc / Neuberger Berman Group LLC - NONE Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. n/a )* CSW INDUSTRIALS INC (Name of Issuer) Common (Title of Class of Securities) 126402106 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedu

February 9, 2022 SC 13G

CSWI / CSW Industrials Inc / VANGUARD GROUP INC - SCHEDULE 13G Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 Name of issuer: CSW Industrials Inc. Title of Class of Securities: Common Stock CUSIP Number: 126402106 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule 13d-1(b) ☐ Ru

February 3, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 3, 2022 CSW INDUSTRIALS, INC. (Exact name of registrant as specified in charter) Delaware 001-37454 47-2266942 (State or other jurisdiction of incorporation) (Commission File

February 3, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2021 OR ☐ TRANSITION REPORT PURSUA

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File No. 001-37454 CSW INDUSTRIALS, IN

February 3, 2022 EX-99.1

CSW Industrials Reports Fiscal 2022 Third Quarter and Year-to-Date Results

CSW Industrials Reports Fiscal 2022 Third Quarter and Year-to-Date Results DALLAS, February 3, 2022 (GLOBE NEWSWIRE) - CSW Industrials, Inc.

January 26, 2022 SC 13G/A

CSWI / CSW Industrials Inc / WELLS FARGO & COMPANY/MN Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5) CSW INDUSTRIALS INC (Name of Issuer) COM (Title of Class of Securities) 126402106 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is f

January 19, 2022 SC 13G

CSWI / CSW Industrials Inc / Allspring Global Investments Holdings, LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) CSW INDUSTRIALS INC (Name of Issuer) COM (Title of Class of Securities) 126402106 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is fi

December 1, 2021 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 1, 2021 CSW INDUSTRIALS, INC. (Exact name of registrant as specified in charter) Delaware 001-37454 47-2266942 (State or other jurisdiction of incorporation) (Commission File

December 1, 2021 EX-99.1

CSW Industrials Names Bobby Griffin to Board of Directors, Enhancing Diversity, Independence, and Experience

CSW Industrials Names Bobby Griffin to Board of Directors, Enhancing Diversity, Independence, and Experience Dallas, Texas ? December 1, 2021 ? CSW Industrials, Inc.

November 3, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ☐ TRANSITION REPORT PURSU

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File No. 001-37454 CSW INDUSTRIALS, I

November 3, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 3, 2021 CSW INDUSTRIALS, INC. (Exact name of registrant as specified in charter) Delaware 001-37454 47-2266942 (State or other jurisdiction of incorporation) (Commission File

November 3, 2021 EX-99.1

CSW Industrials Reports Fiscal 2022 Second Quarter and First Half Results; Provides Fiscal 2022 Second Half Guidance

CSW Industrials Reports Fiscal 2022 Second Quarter and First Half Results; Provides Fiscal 2022 Second Half Guidance DALLAS, November 3, 2021 (GLOBE NEWSWIRE) - CSW Industrials, Inc.

August 26, 2021 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 25, 2021 CSW INDUSTRIALS, INC. (Exact name of registrant as specified in charter) Delaware 001-37454 47-2266942 (State or other jurisdiction of incorporation) (Commission File

August 4, 2021 EX-10.1

Second Amended and Restated Credit Facility Agreement, dated May 18, 2021, by and among CSW Industrials Holdings, LLC, CSW Industrials, Inc., the other Loan Parties party thereto, the other lenders party thereto, and JPMorgan Chase Bank, N.A., individually and in its capacity as the Administrative Agent (incorporated by reference to Exhibit 10.1 of the Company’s Quarterly Report on Form 10-Q, filed on August 4, 2021)

Execution Version SECOND AMENDED AND RESTATED CREDIT AGREEMENT Dated as of May 18, 2021 among CSW INDUSTRIALS HOLDINGS, LLC, as the Company, CSW INDUSTRIALS, INC.

August 4, 2021 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 4, 2021 CSW INDUSTRIALS, INC. (Exact name of registrant as specified in charter) Delaware 001-37454 47-2266942 (State or other jurisdiction of incorporation) (Commission File N

August 4, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 4, 2021 CSW INDUSTRIALS, INC. (Exact name of registrant as specified in charter) Delaware 001-37454 47-2266942 (State or other jurisdiction of incorporation) (Commission File N

August 4, 2021 EX-99.1

CSW Industrials, Inc. Segment Financial Information

Exhibit 99.1 CSW Industrials, Inc. Segment Financial Information (unaudited) I.GAAP Segment Operating Income - Continuing Operations Three months ended June 30, 2020 (in thousands) Contractor Solutions Engineered Building Solutions Specialized Reliability Solutions Subtotal - Reportable Segments Elimination and Others Total Revenues, net $ 49,826 $ 22,154 $ 18,984 $ 90,964 $ ? $ 90,964 Intersegmen

August 4, 2021 EX-99.1

CSW Industrials Reports Fiscal 2022 First Quarter Results with Record Quarterly Revenue and EPS

CSW Industrials Reports Fiscal 2022 First Quarter Results with Record Quarterly Revenue and EPS DALLAS, August 4, 2021 (GLOBE NEWSWIRE) - CSW Industrials, Inc.

August 4, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ☐ TRANSITION REPORT PURSUANT T

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File No. 001-37454 CSW INDUSTRIALS, INC. (

July 8, 2021 DEF 14A

COURTESY PDF OF PROXY STATEMENT

Proxy Statement and Notice of Annual Meeting of Stockholders 2021 | 2021 Proxy Statement Invitation to 2021 Annual Meeting of Stockholders Wednesday, August 25, 2021 9:00 a.

July 8, 2021 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Information Required in Proxy Statement SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Information Required in Proxy Statement SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant Filed by a Party other than the Registrant Check the appropriate box: Preliminary Proxy Statement Confidential, For Use of the Com

June 3, 2021 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 31, 2021 CSW INDUSTRIALS, INC. (Exact name of registrant as specified in charter) Delaware 001-37454 47-2266942 (State or other jurisdiction of incorporation) (Commission File Num

May 27, 2021 SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report CSW INDUSTRIALS, INC. (Exact Name Of Registrant As Specified in Charter)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report CSW INDUSTRIALS, INC. (Exact Name Of Registrant As Specified in Charter) Delaware 001-37454 47-2266942 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.) 5420 Lyndon B. Johnson Freeway, Suite 500 Dallas, Texas 75240 (Address of Princip

May 27, 2021 EX-1.01

CSW Industrials, Inc. Conflict Minerals Report for the Year Ended December 31, 2020.

EX-1.01 2 a2021formsdv1exhibit101.htm EX-1.01 Exhibit 1.01 Conflict Minerals Report of CSW Industrials, Inc. In Accordance with Rule 13p-1 and Form SD under the Securities Exchange Act of 1934 For the year ended December 31, 2020 This Conflict Minerals Report (“Report”) of CSW Industrials, Inc. (including its consolidated subsidiaries, the “Company”) for the period from January 1 to December 31, 2

May 20, 2021 EX-10.3

Second Amendment to First Amended and Restated Credit Agreement, dated March 10, 2021, by and among CSW Industrials Holdings, Inc. and Whitmore Manufacturing, LLC, the other Loan Parties party thereto and JPMorgan Chase Bank, N.A., individually and in its capacity as the Administrative Agent, Swingline Lender and Issuing Bank

Execution Version SECOND AMENDMENT TO FIRST AMENDED AND RESTATED CREDIT AGREEMENT THIS SECOND AMENDMENT TO FIRST AMENDED AND RESTATED CREDIT AGREEMENT (this "Amendment") is dated as of March 10, 2021 (the "Amendment Effective Date") by and among CSW INDUSTRIALS HOLDINGS, INC.

May 20, 2021 EX-99.1

CSW Industrials Reports Fiscal Fourth Quarter and Full Year 2021 Results

CSW Industrials Reports Fiscal Fourth Quarter and Full Year 2021 Results Fiscal Fourth Quarter 2021 Highlights (comparison made to prior fiscal year fourth quarter) ?35.

May 20, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 20, 2021 CSW INDUSTRIALS, INC. (Exact name of registrant as specified in charter) Delaware 001-37454 47-2266942 (State or other jurisdiction of incorporation) (Commission File Num

May 20, 2021 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number 001-37454 CSW INDUS

May 20, 2021 EX-21.1

List of subsidiaries of the Company

Exhibit 21.1 SUBSIDIARIES CSW Industrials, Inc. Name of Subsidiary Jurisdiction of Incorporation Percentage Ownership Balco, Inc. Kansas 100% CSW Industrials Holdings, LLC Delaware 100% CapStar Holdings Corporation Nevada 100% CONG TY TNHH CONG NGHIEP T.A VIETNAM Vietnam 100% Greco Aluminum Railings, Ltd. Canada 100% Greco Aluminum Railings (U.S.A.) Inc. Delaware 100% Greco Railings Holdings, LLC

April 23, 2021 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 22, 2021 CSW INDUSTRIALS, INC. (Exact name of registrant as specified in charter) Delaware 001-37454 47-2266942 (State or other jurisdiction of incorporation) (Commission File N

April 1, 2021 CORRESP

-

CSW Industrials, Inc. 5420 Lyndon B. Johnson Fwy., Ste. 500 Dallas, Texas 75240 April 1, 2021 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Kevin Kuhar, Accounting Branch Chief Gary Newberry Office of Life Sciences Re: CSW Industrials, Inc. Form 10-K for the Year Ended March 31, 2020 Filed May 20, 202

March 9, 2021 CORRESP

March 9, 2021

CSW Industrials, Inc. 5420 Lyndon B. Johnson Fwy., Ste. 500 Dallas, Texas 75240 March 9, 2021 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Kevin Kuhar, Accounting Branch Chief Gary Newberry Office of Life Sciences Re: CSW Industrials, Inc. Form 10-K for the Year Ended March 31, 2020 Filed May 20, 202

February 12, 2021 SC 13G/A

SCHEDULE 13G SIGNATURE

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4) CSW INDUSTRIALS INC (Name of Issuer) COM (Title of Class of Securities) 126402106 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is f

February 10, 2021 SC 13G/A

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1)*

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1)* Name of issuer: CSW Industrials Inc Title of Class of Securities: Common Stock CUSIP Number: 126402106 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒

February 5, 2021 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File No. 001-37454 CSW INDUSTRIALS, IN

February 3, 2021 EX-99.2

T.A. INDUSTRIES, INC. FINANCIAL STATEMENTS Nine Months Ended September 30, 2020 and 2019

EXHIBIT 99.2 T.A. INDUSTRIES, INC. FINANCIAL STATEMENTS Nine Months Ended September 30, 2020 and 2019 Contents Consolidated Balance Sheets 2 Consolidated Statements of Income and Comprehensive Income 3 Consolidated Statements of Shareholders' Equity 4 Consolidated Statements of Cash Flows 5 Notes to Consolidated Financial Statements 6 T.A. INDUSTRIES, INC. CONSOLIDATED BALANCE SHEETS As of Septemb

February 3, 2021 EX-99.3

CSW Industrials, Inc. Pro Forma Condensed Consolidated Balance Sheets as of September 30, 2020

Exhibit 99.3 CSW INDUSTRIALS, INC. UNAUDITED PRO FORMA COMBINED FINANCIAL STATEMENTS On December 15, 2020, CSW Industrials, Inc. (the “Company” or “CSW”) acquired 100% of the outstanding equity of T.A. Industries, Inc. (“TRUaire”), a leading manufacturer of grilles, registers, and diffusers for the residential and commercial HVAC/R end market, based in Santa Fe Springs, California. The acquisition

February 3, 2021 EX-99.1

T.A. INDUSTRIES, INC. FINANCIAL STATEMENTS Year Ended December 31, 2019 (With Independent Auditor’s Report Thereon)

Exhibit 99.1 T.A. INDUSTRIES, INC. FINANCIAL STATEMENTS Year Ended December 31, 2019 (With Independent Auditor’s Report Thereon) Contents Independent Auditors' Report 2 Consolidated Balance Sheet 4 Consolidated Statements of Income and Comprehensive Income 5 Consolidated Statement of Stockholders' Equity 6 Consolidated Statement of Cash Flows 7 Notes to Consolidated Financial Statements 8 Independ

February 3, 2021 8-K/A

Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 15, 2020 CSW INDUSTRIALS, INC. (Exact name of registrant as specified in charter) Delaware 001-37454 47-2266942 (State or other jurisdiction of incorporation) (Commission F

December 16, 2020 EX-99.1

CSW Industrials Completes Previously Announced Acquisition of TRUaire

EX-99.1 3 tm2038557d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 CSW Industrials Completes Previously Announced Acquisition of TRUaire DALLAS, Dec. 15, 2020 (GLOBE NEWSWIRE) - CSW Industrials, Inc. (NASDAQ: CSWI) today announced it has completed the acquisition of TRUaire. This strategic acquisition expands CSWI’s heating, ventilation, air conditioning, and refrigeration (HVAC/R) product offering, and in

December 16, 2020 8-K

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 15, 2020 CSW INDUSTRIALS, INC. (Exact name of registrant as specified in charter) Delaware 001-37454 47-2266942 (State or other jurisdiction of incorporation) (Commission Fil

December 16, 2020 EX-10.1

Registration Rights Agreement, dated December 15, 2020, by and among CSW Industrials, Inc. and the Sellers party thereto.

Exhibit 10.1 REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT, dated as of December 15, 2020, is by and between CSW Industrials, Inc., a Delaware corporation (“Parent”), and the holders of Parent’s common stock listed on Schedule A hereto (collectively, “Sellers”). RECITALS WHEREAS, pursuant to that certain Stock Purchase Agreement, dated as of November 4, 2020 (as may be amended f

December 1, 2020 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 1, 2020 CSW INDUSTRIALS, INC. (Exact name of registrant as specified in charter) Delaware 001-37454 47-2266942 (State or other jurisdiction of incorporation) (Commission File

December 1, 2020 EX-10.1

First Amendment (Incremental Amendment) to First Amended and Restated Credit Agreement, by and among CSW Industrials Holdings, Inc. and Whitmore Manufacturing, LLC, the other Loan Parties party hereto and JPMorgan Chase Bank, N.A., individually and its capacity as the Administrative Agent, Swingline Lender and Issuing Bank.

Exhibit 10.1 Execution Version FIRST AMENDMENT (INCREMENTAL AMENDMENT) TO FIRST AMENDED AND RESTATED CREDIT AGREEMENT THIS FIRST AMENDMENT (INCREMENTAL AMENDMENT) TO FIRST AMENDED AND RESTATED CREDIT AGREEMENT (this "Amendment") is dated as of December 1, 2020 (the "Amendment Effective Date") by and among CSW INDUSTRIALS HOLDINGS, INC., a Delaware corporation, and Whitmore Manufacturing, LLC (form

November 10, 2020 EX-4.3

Form of Indenture for Debt Securities.

Exhibit 4.3 INDENTURE between CSW INDUSTRIALS, INC., as Issuer and [ ], as Trustee Dated as of [ ] Providing for the Issuance of Debt Securities in Series CSW INDUSTRIALS, INC. Reconciliation and tie between Trust Indenture Act of 1939 and Indenture, dated as of [ ] Trust Indenture Act Section Indenture Section Sec. 310(a)(1) 607 (a)(2) 607 (b) 604, 607 (b)(1) 607 Sec. 311 604 Sec. 312(c) 701 Sec.

November 10, 2020 S-3ASR

As filed with the Securities and Exchange Commission on November 10, 2020

TABLE OF CONTENTS As filed with the Securities and Exchange Commission on November 10, 2020 Registration No.

November 5, 2020 EX-2.1

Stock Purchase Agreement, dated November 4, 2020, by and among RectorSeal, LLC, T.A. Industries, Inc. d/b/a TRUaire, Yongki Yi as Seller Representative, the Sellers party thereto, and solely for the purposes of Sections 1.8, 6.5(d) and 13.18, CSW Industrials, Inc.*

Exhibit 2.1 Execution Version STOCK PURCHASE AGREEMENT by and among RECTORSEAL, LLC, T.A. INDUSTRIES, INC., SELLERS, SELLER REPRESENTATIVE and, solely for purposes of Sections 1.8, 6.5(d) and 13.18, CSW INDUSTRIALS, INC. Dated as of November 4, 2020 Contents ARTICLE 1 PURCHASE AND SALE; THE CLOSING 1 1.1 Purchase and Sale of the Shares 1 1.2 Purchase Price 1 1.3 Tax Withholding 2 1.4 Closing 2 1.5

November 5, 2020 EX-99.1

CSW Industrials Announces Definitive Agreement to Acquire TRUaire for $360 Million

Exhibit 99.1 CSW Industrials Announces Definitive Agreement to Acquire TRUaire for $360 Million Executing Disciplined Acquisition with Strategic Expansion in the HVAC/R End Market TRUaire Acquisition Highlights ● Expands existing product portfolio in the rapidly growing heating, ventilation, air conditioning, and refrigeration (HVAC/R) accessory end market ● Aligns with previously established acqu

November 5, 2020 8-K

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 4, 2020 CSW INDUSTRIALS, INC. (Exact name of registrant as specified in charter) Delaware 001-37454 47-2266942 (State or other jurisdiction of incorporation) (Commission File

October 30, 2020 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File No. 001-37454 CSW INDUSTRIALS, I

August 17, 2020 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 14, 2020 CSW INDUSTRIALS, INC. (Exact name of registrant as specified in charter) Delaware 001-37454 47-2266942 (State or other jurisdiction of incorporation) (Commission File

August 3, 2020 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File No. 001-37454 CSW INDUSTRIALS, INC. (

July 1, 2020 DEF 14A

- COURTESY PDF OF PROXY STATEMENT

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July 1, 2020 DEF 14A

Definitive Proxy Statement on Schedule 14A filed on July 1, 2020

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Information Required in Proxy Statement SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant Filed by a Party other than the Registrant Check the appropriate box: Preliminary Proxy Statement Confidential, For Use of the Com

May 28, 2020 SD

- SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report CSW INDUSTRIALS, INC. (Exact Name Of Registrant As Specified In Charter) Delaware 001-37454 47-2266942 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.) 5420 Lyndon B. Johnson Freeway, Suite 500 Dallas, Texas 75240 (Address of Princip

May 28, 2020 EX-1.01

CSW Industrials, Inc. Conflict Minerals Report for the Year Ended December 31, 2019.

EX-1.01 2 a2019formsdexhibit101.htm EX-1.01 Exhibit 1.01 Conflict Minerals Report of CSW Industrials, Inc. In Accordance with Rule 13p-1 and Form SD under the Securities Exchange Act of 1934 For the year ended December 31, 2019 This Conflict Minerals Report (“Report”) of CSW Industrials, Inc. (including its consolidated subsidiaries, the “Company”) for the period from January 1 to December 31, 201

May 20, 2020 EX-21.1

List of subsidiaries of the Company

Exhibit 21.1 SUBSIDIARIES CSW Industrials, Inc. Name of Subsidiary Jurisdiction of Incorporation Percentage Ownership CSW Industrials Holdings, Inc. Delaware 100% Balco, Inc. Kansas 100% CapStar Holdings Corporation Nevada 100% Greco Aluminum Railings, Ltd. Canada 100% Greco Aluminum Railings (U.S.A.) Inc. Delaware 100% Greco Railings Holdings, LLC Delaware 100% Jet-Lube of Canada Ltd. Canada 100%

May 20, 2020 EX-4.1

Description of Securities Registered under Section 12 of the Securities Exchange Act of 1934 (incorporated by reference to Exhibit 4.1 to the Company’s Annual Report on Form 10-K, filed on May 20, 2020)

Exhibit 4.1 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 CSW Industrials, Inc., a Delaware corporation, has one class of equity securities registered under Section 12 of the Securities Exchange Act of 1934: common stock, par value $0.01 per share (“common stock”). References in the following discussion to “we,” “our” and “us” a

May 20, 2020 10-K

Annual Report - 10-K

Table of Contents - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

April 21, 2020 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 21, 2020 CSW INDUSTRIALS, INC. (Exact name of registrant as specified in charter) Delaware 001-37454 47-2266942 (State or other jurisdiction of incorporation) (Commission File N

April 21, 2020 EX-99.1

CSW Industrials Announces James E. Perry to Become Executive Vice President and Chief Financial Officer

EXHIBIT 99.1 CSW Industrials Announces James E. Perry to Become Executive Vice President and Chief Financial Officer Dallas, Texas – April 21, 2020 – CSW Industrials, Inc. (Nasdaq: CSWI) today announced that James E. Perry will become Executive Vice President and Chief Financial Officer following the issuance of the Company’s Annual Report on Form 10-K for the year ended March 31, 2020. To ensure

February 11, 2020 SC 13G/A

CSWI / CSW Industrials, Inc. / Newport Trust Co Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No.

February 11, 2020 SC 13G

CSWI / CSW Industrials, Inc. / VANGUARD GROUP INC - SCHEDULE 13G Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 Name of issuer: CSW Industrials Inc Title of Class of Securities: Common Stock CUSIP Number: 126402106 Date of Event Which Requires Filing of this Statement: December 31, 2019 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule 13d-1(b) ☐ Rul

February 4, 2020 SC 13G

CSWI / CSW Industrials, Inc. / WELLS FARGO & COMPANY/MN Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3) CSW INDUSTRIALS INC (Name of Issuer) COM (Title of Class of Securities) 126402106 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is f

February 4, 2020 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File No. 001-37454 CSW INDUSTRIALS, IN

January 3, 2020 EX-99.1

CSW Industrials Names Debra L. von Storch to Board of Directors

CSW Industrials Names Debra L. von Storch to Board of Directors DALLAS, January 2, 2020 - CSW Industrials, Inc. (the “Company”) (Nasdaq: CSWI), today announced that its Board of Directors has elected Debra L. von Storch as an independent director. With the addition of Ms. von Storch, the Company’s Board increases to eight members, seven of whom are independent. Ms. von Storch is currently a partne

January 3, 2020 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 2, 2020 CSW INDUSTRIALS, INC. (Exact name of registrant as specified in charter) Delaware 001-37454 47-2266942 (State or other jurisdiction of incorporation) (Commission File

November 5, 2019 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File No. 001-37454 CSW INDUSTRIALS, I

August 16, 2019 8-K

Other Events, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 13, 2019 CSW INDUSTRIALS, INC. (Exact name of registrant as specified in charter) Delaware 001-37454 47-2266942 (State or other jurisdiction of incorporation) (Commission File

August 8, 2019 EX-10.1

Form of Employee Performance Share Award Form of Employee Performance Share Award Agreement (incorporated by reference to Exhibit 10.1 to the Company's Quarterly Report on Form 10-Q, filed on August 8, 2019) +

EX-10.1 2 q1fy20exhibit101psuagr.htm EX-10.1 CSW INDUSTRIALS, INC. Performance Share Award Agreement Date of Grant: Name of Participant: Target Number of Performance Shares: Performance Period: The period beginning on <> and ending on <>. CSW Industrials, Inc. (the “Company”) hereby awards to <> (the “Participant”) the target number of shares set forth above which are each equivalent to one Common

August 8, 2019 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File No. 001-37454 CSW INDUSTRIALS, INC. (

June 27, 2019 DEF 14A

CSWI / CSW Industrials, Inc. DEF 14A - - CSW INDUSTRIALS, INC. - DEF 14A

Invitation to 2019 Annual Meeting of Stockholders Tuesday, August 13, 2019 10:00 a.

June 27, 2019 DEF 14A

CSWI / CSW Industrials, Inc. DEF 14A - - COURTESY PDF OF PROXY STATEMENT

begin 644 lcsw2019def14a.pdf M)5!$1BTQ+C0-)>+CS],-"C,Q,2 P(&]B:@T\/"],:6YE87)I>F5D(#$O3" U M-S(R.30O3R S,3,O12 R-3DQ.2].(#[email protected]+T@@6R Q,#$V(#(R M-C%=/CX-96YD;V)J#2 @(" @(" @(" @( UXF4@,S0W+U)O;W0@,S$R(# @4B]);F9O(#,Q," P(%(O241;/#!! M,3@S138R03$T-C:5]ZGO2^2LV97-%HC6X]*M3?03J)[Y^TK:5FBLWN./LK G;B]/7.<%% MMFZT4NV*ZM"LRREM,:!E,YA'..*63]BY#%U.;^BVP[$8[:S+C1;GXS%W?['2 MQP9(FF*VMWMV9M[E=HDD?CF>

May 30, 2019 EX-1.01

Conflict Minerals Report of CSW Industrials, Inc. In Accordance with Rule 13p-1 and Form SD under the Securities Exchange Act of 1934 For the year ended December 31, 2018

Exhibit 1.01 Conflict Minerals Report of CSW Industrials, Inc. In Accordance with Rule 13p-1 and Form SD under the Securities Exchange Act of 1934 For the year ended December 31, 2018 This Conflict Minerals Report (“Report”) of CSW Industrials, Inc. (including its consolidated subsidiaries, the “Company”) for the period from January 1 to December 31, 2018 (the “Reporting Period”) is presented to c

May 30, 2019 SD

CSWI / CSW Industrials, Inc. SD - - SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report CSW INDUSTRIALS, INC. (Exact Name Of Registrant As Specified In Charter) Delaware 001-37454 47-2266942 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.) 5420 Lyndon B. Johnson Freeway, Suite 500 Dallas, Texas 75240 (Address of Princip

May 22, 2019 10-K

Annual Report - 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2019 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number 001-37454 CSW INDUS

May 22, 2019 EX-21.1

List of subsidiaries of the Company

Exhibit 21.1 SUBSIDIARIES CSW Industrials, Inc. Name of Subsidiary Jurisdiction of Incorporation Percentage Ownership CSW Industrials Holdings, Inc. Delaware 100% Balco, Inc. Kansas 100% CapStar Holdings Corporation Nevada 100% Greco Aluminum Railings, Ltd. Canada 100% Greco Aluminum Railings (U.S.A.) Inc. Delaware 100% Greco Railings Holdings, LLC Delaware 100% Jet-Lube of Canada Ltd. Canada 100%

February 11, 2019 SC 13G/A

CSWI / CSW Industrials, Inc. / AMERICAN CENTURY INVESTMENT MANAGEMENT INC - SC 13G/A Passive Investment

United States Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* CSW INDUSTRIALS, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 126402106 (CUSIP Number) DECEMBER 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this S

February 5, 2019 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED December 31, 2018 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM to . Commission File No. 001-37454 CSW INDU

January 30, 2019 SC 13G

CSWI / CSW Industrials, Inc. / Newport Trust Co Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.

January 22, 2019 SC 13G/A

CSWI / CSW Industrials, Inc. / WELLS FARGO & COMPANY/MN Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) CSW INDUSTRIALS INC (Name of Issuer) COM (Title of Class of Securities) 126402106 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is f

November 7, 2018 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED September 30, 2018 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM to . Commission File No. 001-37454 CSW IND

August 15, 2018 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Material Modification to Rights of Security Holders, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 14, 2018 CSW INDUSTRIALS, INC. (Exact Name Of Registrant As Specified In Charter) Delaware 001-37454 47-2266942 (State or Other Jurisdiction of Incorporation) (Commiss

August 15, 2018 EX-3.2

CSW Industrials, Inc. Amended and Restated Bylaws, adopted and effective August 14, 2018 (incorporated by reference to Exhibit 3.2 to the Company's Current Report on Form 8-K, filed on August 15, 2018)

EX-3.2 Exhibit 3.2 CSW INDUSTRIALS, INC. AMENDED AND RESTATED BYLAWS Adopted and Effective on August 14, 2018 TABLE OF CONTENTS Page ARTICLE I STOCKHOLDERS MEETINGS 1 Section 1.1 Time and Place of Meetings 1 Section 1.2 Annual Meetings 1 Section 1.3 Special Meetings 1 Section 1.4 Notice of Meetings 1 Section 1.5 Inspectors 2 Section 1.6 Quorum 2 Section 1.7 Voting; Proxies; No Stockholder Action b

August 15, 2018 EX-3.1

Third Amended and Restated Certificate of Incorporation of CSW Industrials, Inc. (incorporated by reference to Exhibit 3.1 to the Company's Current Report on Form 8-K, filed on August 15, 2018)

EX-3.1 Exhibit 3.1 THIRD AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF CSW INDUSTRIALS, INC. CSW Industrials, Inc., a corporation organized and existing under the General Corporation Law of the State of Delaware (the “DGCL”), hereby certifies that: 1. The name of the corporation is CSW Industrials, Inc. 2. The corporation was originally incorporated under the name “CSWC NewCo Corp.” The Cer

August 1, 2018 10-Q

Quarterly Report - 10-Q

Table of contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED June 30, 2018 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM to . Commission File No. 001-

July 5, 2018 DEF 14A

CSWI / CSW Industrials, Inc. CSW INDUSTRIALS, INC. - DEF 14A

CSW INDUSTRIALS, INC. - DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Information Required in Proxy Statement SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant Filed by a Party other than the Registrant Check the appropriate box: Preliminary Proxy Statement

June 21, 2018 PRE 14A

CSWI / CSW Industrials, Inc. CSW INDUSTRIALS, INC. - PRE 14A

CSW INDUSTRIALS, INC. - PRE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Information Required in Proxy Statement SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant Filed by a Party other than the Registrant Check the appropriate box: Preliminary Proxy Statement

May 31, 2018 SD

CSWI / CSW Industrials, Inc. FORM SD

SD 1 d547918dsd.htm FORM SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report CSW INDUSTRIALS, INC. (Exact Name Of Registrant As Specified In Charter) Delaware 001-37454 47-2266942 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.) 5420 Lyndon B. Johnson Freeway, Suite 500 Dallas, Tex

May 31, 2018 EX-1.01

Conflict Minerals Report of CSW Industrials, Inc. In Accordance with Rule 13p-1 and Form SD under the Securities Exchange Act of 1934 For the year ended December 31, 2017

EX-1.01 2 d547918dex101.htm EX-1.01 Exhibit 1.01 Conflict Minerals Report of CSW Industrials, Inc. In Accordance with Rule 13p-1 and Form SD under the Securities Exchange Act of 1934 For the year ended December 31, 2017 This Conflict Minerals Report (“Report”) of CSW Industrials, Inc. (including its consolidated subsidiaries, the “Company”) for the period from January 1 to December 31, 2017 (the “

May 30, 2018 EX-21.1

List of subsidiaries of the Company

Exhibit 21.1 SUBSIDIARIES CSW Industrials, Inc. Name of Subsidiary Jurisdiction of Incorporation Percentage Ownership CSW Industrials Holdings, Inc. Delaware 100% Balco, Inc. Kansas 100% CapStar Holdings Corporation Nevada 100% Greco Aluminum Railings, Ltd. Canada 100% Greco Aluminum Railings (U.S.A.) Inc. Delaware 100% Greco Railings Holdings, LLC Delaware 100% Jet-Lube of Canada Ltd. Canada 100%

May 30, 2018 10-K

Annual Report - 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2018 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number 001-37454 CSW INDUS

April 2, 2018 8-K

Termination of a Material Definitive Agreement

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 31, 2018 CSW INDUSTRIALS, INC. (Exact Name Of Registrant As Specified In Charter) Delaware 001-37454 47-2266942 (State or Other Jurisdiction of Incorporation) (Commissi

March 30, 2018 CORRESP

CSWI / CSW Industrials, Inc. CORRESP

CORRESP CERTAIN PORTIONS OF THIS LETTER HAVE BEEN REDACTED AND ARE THE SUBJECT OF A CONFIDENTIAL TREATMENT REQUEST PURSUANT TO SECURITIES AND EXCHANGE COMMISSION RULE 83.

February 13, 2018 8-K

Financial Statements and Exhibits, Other Events

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 13, 2018 CSW INDUSTRIALS, INC. (Exact Name Of Registrant As Specified In Charter) Delaware 001-37454 47-2266942 (State or Other Jurisdiction of Incorporation) (Commi

February 13, 2018 EX-99.1

CSW Industrials, Inc. Exhibit 99.1 Condensed Consolidated Balance Sheets (Unaudited) June 30, September 30, December 31, March 31, June 30, September 30, (in thousands, except per share amounts) 2016 2016 2016 2017 2017 2017 ASSETS Current assets: Ca

a8kgaapadjusted021218 CSW Industrials, Inc. Exhibit 99.1 Condensed Consolidated Balance Sheets (Unaudited) June 30, September 30, December 31, March 31, June 30, September 30, (in thousands, except per share amounts) 2016 2016 2016 2017 2017 2017 ASSETS Current assets: Cash and cash equivalents................................................... 21,710$ 24,624$ 20,414$ 23,146$ 25,926$ 26,483$ Bank

February 9, 2018 SC 13G/A

CSWI / CSW Industrials, Inc. / AMERICAN CENTURY INVESTMENT MANAGEMENT INC - SC 13G/A Passive Investment

United States Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* CSW INDUSTRIALS, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 126402106 (CUSIP Number) DECEMBER 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this S

February 9, 2018 SC 13G/A

CSWI / CSW Industrials, Inc. / FIRST MANHATTAN CO - NONE Passive Investment

Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* CSW INDUSTRIALS INC (Name of Issuer) COMMON (Title of Class of Securities) 126402106 (CUSIP Number) Calendar Year 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which

February 8, 2018 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 8, 2018 CSW INDUSTRIALS, INC. (Exact Name Of Registrant As Specified In Charter) Delaware 001-37454 47-2266942 (State or Other Jurisdiction of Incorporation) (Commis

February 8, 2018 EX-10.2

Form of Employee Time Vested Restricted Stock Unit Award Agreement (incorporated by reference to Exhibit 10.2 to the Company's Quarterly Report on Form 10-Q, filed on February 8, 2018)+

EX-10.2 3 exhibit102formrestrictedst.htm EXHIBIT 10.2 CSW INDUSTRIALS, INC. Time Vested Restricted Share Award Agreement Date of Grant: Name of Participant: Number of Restricted Shares: CSW Industrials, Inc. (the “Company”) hereby awards to [ ] (the “Participant”) the number of shares of the presently authorized but unissued Common Shares, $0.01 par value per share, of the Company (the “Restricted

February 8, 2018 EX-10.3

Form of Employee Time Vested Restricted Stock Unit Award Agreement (incorporated by reference to Exhibit 10.2 to the Company's Quarterly Report on Form 10-Q, filed on February 8, 2018)+

EX-10.3 4 exhibit103formrestrictedst.htm EXHIBIT 10.3 CSW INDUSTRIALS, INC. Time Vested Restricted Stock Unit Award Agreement Date of Grant: Name of Participant: Number of Restricted Stock Units: CSW Industrials, Inc. (the “Company”) hereby awards to [ ] (the “Participant”) the number of Restricted Stock Units of the presently authorized but unissued Common Shares, $0.01 par value per share, of th

February 8, 2018 EX-10.1

Form of Employee Time Vested Restricted Share Award Agreement (incorporated by reference to Exhibit 10.1 to the Company's Quarterly Report on Form 10-Q, filed on February 8, 2018)+

EX-10.1 2 exhibit101formrestrictedst.htm EXHIBIT 10.1 CSW INDUSTRIALS, INC. Time Vested Restricted Share Award Agreement Date of Grant: Name of Participant: Number of Restricted Shares: CSW Industrials, Inc. (the “Company”) hereby awards to [ ] (the “Participant”) the number of shares of the presently authorized but unissued Common Shares, $0.01 par value per share, of the Company (the “Restricted

February 8, 2018 10-Q

CSWI / CSW Industrials, Inc. 10-Q (Quarterly Report)

Table of contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED DECEMBER 31, 2017 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM to . Commission File No.

January 29, 2018 SC 13G/A

CSWI / CSW Industrials, Inc. / WELLS FARGO & COMPANY/MN Passive Investment

SC 13G/A 1 wfcswindustr-126402106.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) CSW INDUSTRIALS INC (Name of Issuer) COM (Title of Class of Securities) 126402106 (CUSIP Number) December 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rul

December 8, 2017 8-K

Other Events

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 8, 2017 CSW INDUSTRIALS, INC. (Exact Name Of Registrant As Specified In Charter) Delaware 001-37454 47-2266942 (State or Other Jurisdiction of Incorporation) (Commis

November 8, 2017 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

Table of contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED SEPTEMBER 30, 2017 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM to . Commission File No.

September 19, 2017 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 15, 2017 CSW INDUSTRIALS, INC. (Exact Name Of Registrant As Specified In Charter) Delaware 001-37454 47-2266942 (State or Other Jurisdiction of Incorporation) (Commissio

September 19, 2017 EX-10.1

First Amended and Restated Credit Agreement, dated as of September 15, 2017, by and among CSW Industrials Holdings, Inc., Whitmore Manufacturing, LLC, the other loan parties thereto, the lenders party thereto, and JPMorgan Chase Bank, N.A., as administrative agent (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K, filed on September 19, 2017)

EX-10.1 Exhibit 10.1 $250,000,000 FIRST AMENDED AND RESTATED CREDIT AGREEMENT dated as of September 15, 2017, among CSW INDUSTRIALS HOLDINGS, INC. and WHITMORE MANUFACTURING, LLC (formerly known as The Whitmore Manufacturing Company), as Borrowers THE LENDERS PARTY HERETO JPMORGAN CHASE BANK, N.A. as Administrative Agent JPMORGAN CHASE BANK, N.A. and SUNTRUST ROBINSON HUMPHREY, INC. as Joint Lead

August 16, 2017 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Material Modification to Rights of Security Holders, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 15, 2017 CSW INDUSTRIALS, INC. (Exact Name Of Registrant As Specified In Charter) Delaware 001-37454 47-2266942 (State or Other Jurisdiction of Incorporation) (Commiss

August 16, 2017 EX-3.2

Amended and Restated Bylaws of CSW Industrials, Inc. (incorporated by reference to Exhibit 3.2 to the Company's Current Report on Form 8-K, filed on August 16, 2017).

EX-3.2 3 d437531dex32.htm EX-3.2 Exhibit 3.2 CSW INDUSTRIALS, INC. AMENDED AND RESTATED BYLAWS Adopted and Effective on August 15, 2017 TABLE OF CONTENTS Page ARTICLE I STOCKHOLDERS MEETINGS 1 Section 1.1 Time and Place of Meetings 1 Section 1.2 Annual Meetings 1 Section 1.3 Special Meetings 1 Section 1.4 Notice of Meetings 1 Section 1.5 Inspectors 2 Section 1.6 Quorum 2 Section 1.7 Voting; Proxie

August 16, 2017 EX-3.1

Second Amended and Restated Certificate of Incorporation of CSW Industrials, Inc. (incorporated by reference to Exhibit 3.1 to the Company's Current Report on Form 8-K, filed on August 16, 2017).

EX-3.1 Exhibit 3.1 SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF CSW INDUSTRIALS, INC. CSW Industrials, Inc., a corporation organized and existing under the General Corporation Law of the State of Delaware (the ?DGCL?), hereby certifies that: 1. The name of the corporation is CSW Industrials, Inc. 2. The corporation was originally incorporated under the name ?CSWC NewCo Corp.? The Ce

August 9, 2017 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

Table of contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JUNE 30, 2017 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM to . Commission File No. 001-

July 7, 2017 DEF 14A

CSW Industrials CSW INDUSTRIALS, INC. - DEF 14A

CSWINDUSTRIALS2017ProxyStatement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

June 23, 2017 PRE 14A

CSW Industrials CSW INDUSTRIALS, INC. - PRE 14A

CSWINDUSTRIALS2017ProxyStatement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

June 14, 2017 10-K

CSW Industrials 10-K (Annual Report)

Document Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

June 14, 2017 EX-10.9

Form of Employee Performance Share Award Agreement (incorporated by reference to Exhibit 10.9 to the Company's Annual Report on Form 10-K, filed on June 14, 2017)

EX-10.9 2 exhibit109performancesharea.htm EXHIBIT 10.9 Exhibit 10.9 CSW INDUSTRIALS, INC. Performance Share Award Agreement Date of Grant: Name of Participant: Target Number of Performance Shares: Performance Period: The period beginning on and ending on . CSW Industrials, Inc. (the “Company”) hereby awards to (the “Participant”) the target number of shares set forth above which are each equivalen

June 14, 2017 EX-21.1

SUBSIDIARIES CSW Industrials, Inc.

Exhibit 21.1 SUBSIDIARIES CSW Industrials, Inc. Name of Subsidiary Jurisdiction of Incorporation Percentage Ownership CSW Industrials Holdings, Inc. Delaware 100% Balco, Inc. Kansas 100% CapStar Holdings Corporation Nevada 100% Greco Aluminum Railings, Ltd. UK 100% Greco Aluminum Railings (U.S.A.) Inc. Delaware 100% Greco Railings Holdings, LLC Delaware 100% Jet-Lube of Canada Ltd. Canada 100% Jet

February 14, 2017 SC 13G

CSWI / CSW Industrials, Inc. / Moab Capital Partners LLC - SC 13G Passive Investment

SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* CSW INDUSTRIALS, INC. (Name of Issuer) Common Stock, $0.01 par value (Title of Class Securities) 126402106 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule purs

February 14, 2017 SC 13G/A

CSWI / CSW Industrials, Inc. / Newtyn Management, LLC - CSW INDUSTRIALS, INC. SC13G/AM3 Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* CSW INDUSTRIALS, inc. (Name of Issuer) Common Stock, $0.01 par value per share (Title of Class of Securities) 126402106 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the ru

February 13, 2017 10-Q

CSW Industrials 10-Q (Quarterly Report)

Document Table of contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

February 13, 2017 SC 13G/A

CSWI / CSW Industrials, Inc. / Evercore Trust Company, N.A. - 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No.

February 10, 2017 SC 13G/A

CSWI / CSW Industrials, Inc. / FIRST MANHATTAN CO - NONE Passive Investment

Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* CSW INDUSTRIALS INC (Name of Issuer) COMMON (Title of Class of Securities) 126402106 (CUSIP Number) Calendar Year 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which

February 10, 2017 SC 13G

CSWI / CSW Industrials, Inc. / AMERICAN CENTURY INVESTMENT MANAGEMENT INC - SC 13G Passive Investment

United States Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* CSW INDUSTRIALS, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 126402106 (CUSIP Number) DECEMBER 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sc

January 27, 2017 SC 13G

CSW Industrials 3G (Passive Acquisition of More Than 5% of Shares)

SC 13G 1 wfcswindustr-126402106.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) CSW INDUSTRIALS INC (Name of Issuer) COM (Title of Class of Securities) 126402106 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule p

January 26, 2017 EX-99.1

Terry L. Johnston named to CSW Industrials Board of Directors

EX-99.1 Exhibit 99.1 Terry L. Johnston named to CSW Industrials Board of Directors DALLAS, January 26, 2017 (GLOBE NEWSWIRE) ? CSW Industrials, Inc. (the ?Company?) (NASDAQ:CSWI), a diversified industrial growth company with well-established, scalable platforms and domain expertise across three segments: Industrial Products; Coatings, Sealants & Adhesives; and Specialty Chemicals, today announced

January 26, 2017 8-K

CSW Industrials FORM 8-K (Current Report/Significant Event)

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 26, 2017 CSW INDUSTRIALS, INC. (Exact Name Of Registrant As Specified In Charter) Delaware 001-37454 47-2266942 (State or Other Jurisdiction of Incorporation) (Commis

December 12, 2016 EX-99.1

J. Kent Sweezey named to CSW Industrials Board of Directors

EX-99.1 4 d310116dex991.htm EX-99.1 Exhibit 99.1 J. Kent Sweezey named to CSW Industrials Board of Directors DALLAS, December 12, 2016 (GLOBE NEWSWIRE) — CSW Industrials, Inc. (the “Company”) (NASDAQ:CSWI), a diversified industrial growth company with well-established, scalable platforms and domain expertise across three segments: Industrial Products; Coatings, Sealants & Adhesives; and Specialty

December 12, 2016 EX-10.1

CSW Industrials, Inc. Executive Change in Control and Severance Benefit Plan (incorporated by reference to Exhibit 10.1 to the Company's Current Report on Form 8-K filed on December 12, 2016) +

EX-10.1 Exhibit 10.1 EXECUTION VERSION CSW INDUSTRIALS, INC. EXECUTIVE CHANGE IN CONTROL AND SEVERANCE BENEFIT PLAN 1. Purpose and Effective Date. CSW Industrials, Inc. (the ?Company?) has adopted this Executive Change in Control and Severance Benefit Plan (the ?Plan?) to provide for the payment of severance and/or change in control benefits to Eligible Individuals. The effective date of the Plan

December 12, 2016 EX-99.2

CSW Industrials Announces Plans to Enhance Governance Structure

EX-99.2 Exhibit 99.2 CSW Industrials Announces Plans to Enhance Governance Structure DALLAS, December 12, 2016 (GLOBE NEWSWIRE) ? CSW Industrials, Inc. (the ?Company?) (NASDAQ:CSWI), a diversified industrial growth company with well-established, scalable platforms and domain expertise across three segments: Industrial Products; Coatings, Sealants & Adhesives; and Specialty Chemicals, today announc

December 12, 2016 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Other Events

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 9, 2016 CSW INDUSTRIALS, INC. (Exact Name Of Registrant As Specified In Charter) Delaware 001-37454 47-2266942 (State or Other Jurisdiction of Incorporation) (Commis

December 12, 2016 EX-10.2

Amended and Restated CSW Industrials, Inc. 2015 Equity and Incentive Compensation Plan (incorporated by reference to Exhibit 10.2 to the Company’s Current Report on Form 8-K, filed on December 12, 2016) +

EX-10.2 Exhibit 10.2 CSW INDUSTRIALS, INC. AMENDED AND RESTATED 2015 EQUITY AND INCENTIVE COMPENSATION PLAN Recitals: The CSW Industrials, Inc. 2015 Equity and Incentive Compensation Plan was originally adopted by the Board (as defined herein), and approved by Capital Southwest Corporation (as sole shareholder) in September 2015, prior to the Distribution Date (as defined herein). On December 9, 2

November 15, 2016 8-K

CSW Industrials FORM 8-K (Current Report/Significant Event)

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 11, 2016 CSW INDUSTRIALS, INC. (Exact Name Of Registrant As Specified In Charter) Delaware 001-37454 47-2266942 (State or Other Jurisdiction of Incorporation) (Commi

November 15, 2016 EX-99.1

CONSOLIDATED STATEMENTS OF INCOME Three Months Ended September 30, Six Months Ended September 30, 2016 2015 2016 2015 (in thousands, except per share amounts) Revenues, net $ 80,131 $ 83,744 $ 164,238 $ 172,654 Cost of revenues (44,468 ) (42,901 ) (9

EX-99.1 Exhibit 99.1 CSW Industrials Reports Fiscal Second Quarter 2017 Results Announces $35 million Share Repurchase Program Highlights ? Second quarter 2017 net revenue of $80.1 million, compared to $83.7 million in the prior year period. ? Second quarter 2017 GAAP operating income of $7.0 million; Non-GAAP operating income of $11.5 million. ? Second quarter 2017 GAAP net earnings of $3.8 milli

November 15, 2016 EX-99.2

CSW Industrials, Inc. – Second Quarter 2017 Earnings Call, November 11, 2016

EX-99.2 3 d280701dex992.htm EX-99.2 Exhibit 99.2 CSW Industrials, Inc. – Second Quarter 2017 Earnings Call, November 11, 2016 C O R P O R A T E P A R T I C I P A N T S Thomas Cook, Investor Relations Joseph Armes, Chairman and Chief Executive Officer Greggory Branning, Executive Vice President & Chief Financial Officer Christopher Mudd, President and Chief Operating Officer C O N F E R E N C E C A

November 11, 2016 10-Q

CSW Industrials FORM 10-Q (Quarterly Report)

Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

August 15, 2016 EX-10.1

EMPLOYMENT RELEASE AGREEMENT

EX-10.1 Exhibit 10.1 EMPLOYMENT RELEASE AGREEMENT As a result of the separation of employment between Kelly Tacke (“You” or “Employee”) and CSW Industrials, Inc. (including its owners, shareholders, divisions, affiliates, subsidiaries, successors, employees, officers and directors) (the “Company”), you and the Company enter into the following Employment Release Agreement (“Agreement”) and acknowle

August 15, 2016 10-Q

CSW Industrials FORM 10-Q (Quarterly Report)

Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

August 9, 2016 8-K

CSW Industrials FORM 8-K (Current Report/Significant Event)

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 8, 2016 CSW INDUSTRIALS, INC. (Exact Name Of Registrant As Specified In Charter) Delaware 001-37454 47-2266942 (State or Other Jurisdiction of Incorporation) (Commissi

July 25, 2016 SC 13G

CSWI / CSW Industrials, Inc. / Newtyn Management, LLC - THE SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. )1 CSW Industrials, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 126402 10 6 (CUSIP Number) Ju

July 25, 2016 EX-99.1

JOINT FILING AGREEMENT

Exhibit 99.1 JOINT FILING AGREEMENT The undersigned hereby agree that the Statement on Schedule 13G dated July 25, 2016 with respect to the shares of Common Stock of CSW Industrials, Inc., and any further amendments thereto executed by each and any of the undersigned shall be filed on behalf of each of the undersigned pursuant to and in accordance with the provisions of Rule 13d-1(k)(1) under the

July 18, 2016 8-K

CSW Industrials FORM 8-K (Current Report/Significant Event)

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 17, 2016 CSW INDUSTRIALS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-37454 47-2266942 (State or Other Jurisdiction of Incorporation) (Commissio

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