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| CIK | 201461 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Cyngn Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| November 12, 2015 |
15-12B 1 j1111152f1512b.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 001-10521 CITY NATIONAL CORPORATION (Exact name |
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| November 6, 2015 |
s411515posam1.htm As filed with the Securities and Exchange Commission on November 6, 2015 Registration No. 333-139215 Registration No. 333- 104395 Registration No. 333-75198 Registration No. 333-94353 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 3 to Form S-4 Registration Statement No. 333-139215 Post-Effective Amendment No. 1 to Form S-4 Re |
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| November 6, 2015 |
s411515posam1.htm As filed with the Securities and Exchange Commission on November 6, 2015 Registration No. 333-139215 Registration No. 333- 104395 Registration No. 333-75198 Registration No. 333-94353 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 3 to Form S-4 Registration Statement No. 333-139215 Post-Effective Amendment No. 1 to Form S-4 Re |
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| November 6, 2015 |
Unassociated Document As filed with the Securities and Exchange Commission on November 6, 2015 Registration No. |
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| November 6, 2015 |
S-8 POS 1 s811515pos11.htm As filed with the Securities and Exchange Commission on November 6, 2015 Registration No. 333-188913 Registration No. 333-181955 Registration No. 333-173985 Registration No. 333-170712 Registration No. 333-161964 Registration No. 333-151375 Registration No. 333-139215 Registration No. 333-88118 Registration No. 333-61854 Registration No. 333-87719 Registration No. 333-01 |
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| November 6, 2015 |
S-8 POS 1 s811515pos2.htm As filed with the Securities and Exchange Commission on November 6, 2015 Registration No. 333-188913 Registration No. 333-181955 Registration No. 333-173985 Registration No. 333-170712 Registration No. 333-161964 Registration No. 333-151375 Registration No. 333-139215 Registration No. 333-88118 Registration No. 333-61854 Registration No. 333-87719 Registration No. 333-019 |
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| November 6, 2015 |
S-8 POS 1 s811515pos9.htm As filed with the Securities and Exchange Commission on November 6, 2015 Registration No. 333-188913 Registration No. 333-181955 Registration No. 333-173985 Registration No. 333-170712 Registration No. 333-161964 Registration No. 333-151375 Registration No. 333-139215 Registration No. 333-88118 Registration No. 333-61854 Registration No. 333-87719 Registration No. 333-019 |
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| November 6, 2015 |
As filed with the Securities and Exchange Commission on November 6, 2015 Registration No. |
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| November 6, 2015 |
S-8 POS 1 s811515pos5.htm As filed with the Securities and Exchange Commission on November 6, 2015 Registration No. 333-188913 Registration No. 333-181955 Registration No. 333-173985 Registration No. 333-170712 Registration No. 333-161964 Registration No. 333-151375 Registration No. 333-139215 Registration No. 333-88118 Registration No. 333-61854 Registration No. 333-87719 Registration No. 333-019 |
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| November 6, 2015 |
As filed with the Securities and Exchange Commission on November 6, 2015 Registration No. |
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| November 6, 2015 |
s811515pos10.htm As filed with the Securities and Exchange Commission on November 6, 2015 Registration No. 333-188913 Registration No. 333-181955 Registration No. 333-173985 Registration No. 333-170712 Registration No. 333-161964 Registration No. 333-151375 Registration No. 333-139215 Registration No. 333-88118 Registration No. 333-61854 Registration No. 333-87719 Registration No. 333-01993 UNITED |
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| November 6, 2015 |
Unassociated Document As filed with the Securities and Exchange Commission on November 6, 2015 Registration No. |
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| November 6, 2015 |
s411515posam1.htm As filed with the Securities and Exchange Commission on November 6, 2015 Registration No. 333-139215 Registration No. 333- 104395 Registration No. 333-75198 Registration No. 333-94353 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 3 to Form S-4 Registration Statement No. 333-139215 Post-Effective Amendment No. 1 to Form S-4 Re |
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| November 6, 2015 |
s411515posam1.htm As filed with the Securities and Exchange Commission on November 6, 2015 Registration No. 333-139215 Registration No. 333- 104395 Registration No. 333-75198 Registration No. 333-94353 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 3 to Form S-4 Registration Statement No. 333-139215 Post-Effective Amendment No. 1 to Form S-4 Re |
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| November 6, 2015 |
Unassociated Document As filed with the Securities and Exchange Commission on November 6, 2015 Registration No. |
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| November 6, 2015 |
As filed with the Securities and Exchange Commission on November 6, 2015 Registration No. |
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| November 6, 2015 |
Unassociated Document As filed with the Securities and Exchange Commission on November 6, 2015 Registration No. |
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| November 6, 2015 |
Unassociated Document As filed with the Securities and Exchange Commission on November 6, 2015 Registration No. |
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| November 6, 2015 |
S-8 POS 1 s811515pos8.htm As filed with the Securities and Exchange Commission on November 6, 2015 Registration No. 333-188913 Registration No. 333-181955 Registration No. 333-173985 Registration No. 333-170712 Registration No. 333-161964 Registration No. 333-151375 Registration No. 333-139215 Registration No. 333-88118 Registration No. 333-61854 Registration No. 333-87719 Registration No. 333-019 |
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| November 6, 2015 |
S-8 POS 1 s811515pos4.htm As filed with the Securities and Exchange Commission on November 6, 2015 Registration No. 333-188913 Registration No. 333-181955 Registration No. 333-173985 Registration No. 333-170712 Registration No. 333-161964 Registration No. 333-151375 Registration No. 333-139215 Registration No. 333-88118 Registration No. 333-61854 Registration No. 333-87719 Registration No. 333-019 |
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| November 6, 2015 |
s811515pos7.htm As filed with the Securities and Exchange Commission on November 6, 2015 Registration No. 333-188913 Registration No. 333-181955 Registration No. 333-173985 Registration No. 333-170712 Registration No. 333-161964 Registration No. 333-151375 Registration No. 333-139215 Registration No. 333-88118 Registration No. 333-61854 Registration No. 333-87719 Registration No. 333-01993 UNITED |
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| November 2, 2015 |
EX-99.25 2 ruleprovisionnotice.htm NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on November 13, 2015, pursuant to the provisions of Rule 12d2-2 (a). [ X ] 17 CFR 240.12 |
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| November 2, 2015 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on November 13, 2015, pursuant to the provisions of Rule 12d2-2 (a). |
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| November 2, 2015 |
8-K 1 m1121508k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 2, 2015 CITY NATIONAL CORPORATION (Exact Name of Registrant Specified in Charter) Delaware 1-10521 95-2568550 (State or Other Jurisdiction of Incorporatio |
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| November 2, 2015 |
EX-99.25 2 ruleprovisionnotice.htm NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on November 13, 2015, pursuant to the provisions of Rule 12d2-2 (a). [ X ] 17 CFR 240.12 |
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| October 30, 2015 |
City National 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2015 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1 |
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| October 30, 2015 |
EX-12 2 a15-178151ex12.htm EX-12 Exhibit 12 Computation of Ratio of Earnings to Fixed Charges and Preferred Stock Dividend Requirements (in thousands, except ratios) Nine Months Ended September 30, Year Ended December 31, 2015 2014 2013 2012 2011 2010 Excluding interest on deposits (1) Income before income taxes $ 303,316 $ 394,940 $ 341,980 $ 321,540 $ 265,871 $ 172,014 Equity investee income (14 |
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| October 22, 2015 |
City National Corporation Reports Record Net Income of $71.8 Million in Third-Quarter 2015 EX-99 2 newsrelease.htm PRESS RELEASE EXHIBIT 99.1 City National Corporation Reports Record Net Income of $71.8 Million in Third-Quarter 2015 For the first time, assets reach $35.6 billion Loans grow 16 percent to $22.5 billion Deposits increase 12 percent to $31.2 billion LOS ANGELES, Oct. 22, 2015 (GLOBE NEWSWIRE) - City National Corporation (NYSE:CYN), the parent company of wholly owned City Na |
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| October 22, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 document.htm FORM 8-K FILING DOCUMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 22, 2015 City National Corporation (Exact name of registrant as specified in its charter) Delaware 1-10521 95-2568550 (State or othe |
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| October 19, 2015 |
City National Corporation Declares Preferred Stock Dividends City National Corporation Declares Preferred Stock Dividends EXHIBIT 99.1 City National Corporation Declares Preferred Stock Dividends LOS ANGELES, Oct. 19, 2015 (GLOBE NEWSWIRE) - City National Corporation (NYSE:CYN) today announced that it has declared cash dividends on its outstanding series of preferred stock. A quarterly cash dividend of $13.75 per share was declared on its 5.50% Non-Cumulati |
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| October 19, 2015 |
Financial Statements and Exhibits, Other Events Form 8-K Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 19, 2015 City National Corporation (Exact name of registrant as specified in its charter) Delaware 1-10521 95-2568550 (State or other jurisdiction of incorporat |
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| October 8, 2015 |
Royal Bank of Canada (Prospectus) Filed by Royal Bank of Canada Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: City National Corporation (File No. |
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| October 8, 2015 |
425 1 body.htm Filed by City National Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934 Subject Company: City National Corporation Commission File No.: 1-10521 The Date: October 8, 2015 RBC RECEIVES U.S. REGULATORY APPROVAL FOR CITY NATIONAL CORP. ACQUISITION TORONTO, October 7, 2015 — Royal Bank of C |
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| September 28, 2015 |
Filed by City National Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934 Subject Company: City National Corporation Commission File No. |
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| August 18, 2015 |
City National 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) July 27, 2015 City National Corporation (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 1-10521 95-2568550 (Commission File Number) (IRS Employer Identification No. |
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| August 7, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q 10-Q 1 a15-11880110q.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2015 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to |
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| August 7, 2015 |
EX-12 2 a15-118801ex12.htm EX-12 Exhibit 12 Computation of Ratio of Earnings to Fixed Charges and Preferred Stock Dividend Requirements (in thousands, except ratios) Six Months Ended Year Ended December 31, June 30, 2015 2014 2013 2012 2011 2010 Excluding interest on deposits (1) Income before income taxes $ 199,379 $ 394,940 $ 341,980 $ 321,540 $ 265,871 $ 172,014 Equity investee income (9,318 ) |
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| July 23, 2015 |
City National Corporation Reports Record Net Income of $68.5 Million in Second-Quarter 2015 EX-99 2 newsrelease.htm PRESS RELEASE EXHIBIT 99.1 City National Corporation Reports Record Net Income of $68.5 Million in Second-Quarter 2015 Total assets reach $33.8 billion Loans increase $1 billion in the quarter to a new record of $21.9 billion; total balances grow 19 percent from a year-ago, with commercial loans up 21 percent Deposits up 11 percent to all-time high of $29.5 billion LOS ANGE |
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| July 23, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 document.htm FORM 8-K FILING DOCUMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 23, 2015 City National Corporation (Exact name of registrant as specified in its charter) Delaware 1-10521 95-2568550 (State or other j |
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| July 17, 2015 |
Financial Statements and Exhibits, Other Events Form 8-K Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 17, 2015 City National Corporation (Exact name of registrant as specified in its charter) Delaware 1-10521 95-2568550 (State or other jurisdiction of incorporation |
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| July 17, 2015 |
City National Corporation Declares Preferred Stock Dividends EX-99 2 newsrelease.htm PRESS RELEASE EXHIBIT 99.1 City National Corporation Declares Preferred Stock Dividends LOS ANGELES, July 17, 2015 (GLOBE NEWSWIRE) - City National Corporation (NYSE:CYN) today announced that it has declared cash dividends on its outstanding series of preferred stock. A quarterly cash dividend of $13.75 per share was declared on its 5.50% Non-Cumulative Perpetual Preferred |
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| June 29, 2015 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K ANNUAL REPORT (Mark One) ý ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 [NO-FEE REQUIRED] For the fiscal year ended December 31, 2014 OR o TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 [NO FEE REQUIRED] For the transition period from to Commission file number C |
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| June 25, 2015 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 document.htm FORM 8-K FILING DOCUMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 25, 2015 City National Corporation (Exact name of registrant as specified in its charter) Delaware 1-10521 95-2568550 (State or other j |
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| June 25, 2015 |
EX-99 2 newsrelease.htm PRESS RELEASE EXHIBIT 99.1 City National Corporation Releases Positive Results of 2015 Dodd-Frank Act Company-Run Capital Stress Test LOS ANGELES, June 25, 2015 (GLOBE NEWSWIRE) - City National Corporation (NYSE:CYN), the parent company of wholly owned City National Bank, today announced that it has released the positive results of its company-run 2015 Dodd-Frank Act Stress |
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| May 28, 2015 |
City National 8-K (Prospectus) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) May 27, 2015 City National Corporation (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 1-10521 95-2568550 (Commission Fil |
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| May 28, 2015 |
City National 425 (Prospectus) Filed by City National Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934 Subject Company: City National Corporation Commission File No. |
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| May 28, 2015 |
Other Events, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) May 27, 2015 City National Corporation (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 1-10521 95-2568550 (Commission Fil |
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| May 28, 2015 |
EX-99.1 2 a15-129551ex99d1.htm EX-99.1 Exhibit 99.1 May 27, 2015 Contacts Financial/Investors: Media: Christopher J. Carey, 310.888.6777 Cary Walker, 213.673.7615 [email protected] [email protected] Linda Mueller, 213.673.7619 [email protected] City National Corporation Shareholders Approve Merger With Royal Bank of Canada at Special Meeting Management continues to expect the merger to clo |
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| May 28, 2015 |
Exhibit 99.1 May 27, 2015 Contacts Financial/Investors: Media: Christopher J. Carey, 310.888.6777 Cary Walker, 213.673.7615 [email protected] [email protected] Linda Mueller, 213.673.7619 [email protected] City National Corporation Shareholders Approve Merger With Royal Bank of Canada at Special Meeting Management continues to expect the merger to close in the fourth calendar quarter of 20 |
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| May 28, 2015 |
City National 425 (Prospectus) Filed by City National Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934 Subject Company: City National Corporation Commission File No. |
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| May 19, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 15, 2015 Date of Report (Date of earliest event reported) City National Corporation (Exact name of registrant as specified in its charter) Commission file number : 1-10521 Delaware 95-2568550 (State of incorporation) (I.R.S. Empl |
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| May 19, 2015 |
8-K 1 8kbody.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 15, 2015 Date of Report (Date of earliest event reported) City National Corporation (Exact name of registrant as specified in its charter) Commission file number : 1-10521 Delaware 95-2568550 (State of incorporat |
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| May 18, 2015 |
Filed by City National Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934 Subject Company: City National Corporation Commission File No. |
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| May 12, 2015 |
Filed by City National Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934 Subject Company: City National Corporation Commission File No. |
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| May 11, 2015 |
Filed by City National Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934 Subject Company: City National Corporation Commission File No. |
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| May 8, 2015 |
ANNUAL STOCK UNIT AWARD AGREEMENT UNDER THE CITY NATIONAL CORPORATION 2008 OMNIBUS PLAN Exhibit 10.5 ANNUAL STOCK UNIT AWARD AGREEMENT UNDER THE CITY NATIONAL CORPORATION 2008 OMNIBUS PLAN THIS ANNUAL STOCKUNIT AWARD AGREEMENT is made by and between CITY NATIONAL CORPORATION, a Delaware corporation (the ?Company?), and Russell Goldsmith, an employee of the Company or a subsidiary of the Company (?Colleague?), with reference to the following: A. On April 23, 2008 the shareholders of t |
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| May 8, 2015 |
PERFORMANCE UNIT AWARD AGREEMENT UNDER THE CITY NATIONAL CORPORATION 2008 OMNIBUS PLAN EX-10.1 2 a15-68401ex10d1.htm EX-10.1 Exhibit 10.1 PERFORMANCE UNIT AWARD AGREEMENT UNDER THE CITY NATIONAL CORPORATION 2008 OMNIBUS PLAN (TSR) THIS PERFORMANCE UNIT AWARD AGREEMENT is made by and between CITY NATIONAL CORPORATION, a Delaware corporation (the “Company”), and Russell D. Goldsmith, an employee of the Company or a subsidiary of the Company (“Colleague”), with reference to the followi |
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| May 8, 2015 |
ANNUAL STOCK UNIT AWARD AGREEMENT EX-10.6 7 a15-68401ex10d6.htm EX-10.6 Exhibit 10.6 ANNUAL STOCK UNIT AWARD AGREEMENT ADDENDUM THIS ADDENDUM TO THE ANNUAL STOCK UNIT AWARD AGREEMENT provides the rules and procedures relating to the grant of the Annual Stock Unit Award and the operation of the Restricted Stock Unit Account and the Dividend Equivalent Unit Account. A. Definitions. Any capitalized terms used, but not defined, in thi |
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| May 8, 2015 |
Exhibit 12 Computation of Ratio of Earnings to Fixed Charges and Preferred Stock Dividend Requirements (in thousands, except ratios) Three Months Ended March 31, Year Ended December 31, 2015 2014 2013 2012 2011 2010 Excluding interest on deposits (1) Income before income taxes $ 92,716 $ 394,940 $ 341,980 $ 321,540 $ 265,871 $ 172,014 Equity investee income (4,550 ) (10,250 ) (16,650 ) (11,000 ) ( |
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| May 8, 2015 |
RESTRICTED STOCK AWARD AGREEMENT UNDER THE CITY NATIONAL CORPORATION 2008 OMNIBUS PLAN EX-10.8 9 a15-68401ex10d8.htm EX-10.8 Exhibit 10.8 RESTRICTED STOCK AWARD AGREEMENT UNDER THE CITY NATIONAL CORPORATION 2008 OMNIBUS PLAN RESTRICTED STOCK AWARD AGREEMENT made as of , between CITY NATIONAL CORPORATION, a Delaware corporation (the “Company”), and , an employee of the Company or a subsidiary of the Company (“Colleague”), with reference to the following: A. On April 23, 2008 the shar |
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| May 8, 2015 |
STOCK OPTION AWARD AGREEMENT UNDER THE CITY NATIONAL CORPORATION 2008 OMNIBUS PLAN Exibit 10.9 STOCK OPTION AWARD AGREEMENT UNDER THE CITY NATIONAL CORPORATION 2008 OMNIBUS PLAN This Stock Option Agreement is made and entered into as of ###GRANTDATE###, by and between City National Corporation, a Delaware corporation (the ?Company?), and ###PARTICIPANTNAME###, an employee of the Company or a subsidiary of the Company (the ?Optionee?), with reference to the following: A. On April |
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| May 8, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2015 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-105 |
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| May 8, 2015 |
EX-10.3 4 a15-68401ex10d3.htm EX-10.3 Exhibit 10.3 PERFORMANCE UNIT AWARD AGREEMENT UNDER THE CITY NATIONAL CORPORATION 2008 OMNIBUS PLAN (PERFORMANCE METRICS BASED) THIS PERFORMANCE UNIT AWARD AGREEMENT is made by and between CITY NATIONAL CORPORATION, a Delaware corporation (the “Company”), and Russell D. Goldsmith, an employee of the Company or a subsidiary of the Company (“Colleague”), with re |
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| May 8, 2015 |
ELEVENTH AMENDMENT TO EMPLOYMENT AGREEMENT Exhibit 10.7 ELEVENTH AMENDMENT TO EMPLOYMENT AGREEMENT THIS ELEVENTH AMENDMENT TO EMPLOYMENT AGREEMENT (this ?Amendment?) is dated as of February 27 , 2015, by and between BRAM GOLDSMITH (?Goldsmith?), on the one hand, and CITY NATIONAL CORPORATION, a Delaware corporation (?CNC?) and CITY NATIONAL BANK, a national banking association (?CNB?), on the other hand. WHEREAS, the parties have entered i |
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| May 8, 2015 |
PERFORMANCE UNIT AWARD AGREEMENT Exhibit 10.2 PERFORMANCE UNIT AWARD AGREEMENT ADDENDUM (TSR) THIS ADDENDUM TO THE PERFORMANCE UNIT AWARD AGREEMENT provides the rules and procedures relating to the grant of the Performance Unit Award and the operation of the Performance Unit Account. A. Definitions. Any capitalized terms used, but not defined, in this Addendum shall have the meaning set forth in the Performance Unit Award Agreeme |
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| May 8, 2015 |
PERFORMANCE UNIT AWARD AGREEMENT (PERFORMANCE METRICS BASED) EX-10.4 5 a15-68401ex10d4.htm EX-10.4 Exhibit 10.4 PERFORMANCE UNIT AWARD AGREEMENT ADDENDUM (PERFORMANCE METRICS BASED) THIS ADDENDUM TO THE PERFORMANCE UNIT AWARD AGREEMENT provides the rules and procedures relating to the grant of the Performance Unit Award and the operation of the Performance Unit Account. A. Definitions. Any capitalized terms used, but not defined, in this Addendum shall have |
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| April 27, 2015 |
Use these links to rapidly review the document TABLE OF CONTENTS PART IV Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 24, 2015 |
City National 425 (Prospectus) 425 1 d914546d425.htm 425 Filed by City National Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934 Subject Company: City National Corporation Commission File No.: 1-10521 Date: April 24, 2015 Letter to stockholders provided with proxy materials April 20, 2015 Dear Stockholder of City National Corporat |
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| April 23, 2015 |
EX-99 2 newsrelease.htm PRESS RELEASE EXHIBIT 99.1 City National Corporation Reports First-Quarter 2015 Net Income of $61.6 Million, Up 14 Percent From First-Quarter 2014 Loan Balances Reach All-Time High of $20.9 Billion, Up 18 Percent Deposits Grow 11 Percent to New Record of $28.5 Billion LOS ANGELES, April 23, 2015 (GLOBE NEWSWIRE) - City National Corporation (NYSE:CYN), the parent company of |
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| April 23, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Form 8-K Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 23, 2015 City National Corporation (Exact name of registrant as specified in its charter) Delaware 1-10521 95-2568550 (State or other jurisdiction of incorporatio |
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| April 22, 2015 |
DEFM14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 20, 2015 |
425 1 body.htm Filed by City National Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: City National Corporation Commission File No.: 1-10521 Date: April 20, 2015 Posted on City National Corporation's internal website City National CEO Featured in CSQ Magazine City National Bank Cha |
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| April 17, 2015 |
City National Corporation Declares Preferred Stock Dividends EX-99 2 newsrelease.htm PRESS RELEASE EXHIBIT 99.1 City National Corporation Declares Preferred Stock Dividends LOS ANGELES, April 17, 2015 (GLOBE NEWSWIRE) - City National Corporation (NYSE:CYN) today announced that it has declared cash dividends on its outstanding series of preferred stock. A quarterly cash dividend of $13.75 per share was declared on its 5.50% Non‑Cumulative Perpetual Preferred |
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| April 17, 2015 |
Financial Statements and Exhibits, Other Events 8-K 1 document.htm FORM 8-K FILING DOCUMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 17, 2015 City National Corporation (Exact name of registrant as specified in its charter) Delaware 1-10521 95-2568550 (State or other |
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| February 27, 2015 |
EX-21 3 a2223128zex-21.htm EX-21 QuickLinks - Click here to rapidly navigate through this document Exhibit 21 Parent and subsidiaries City National Corporation City National Bank (100%) City National Corporation ("Registrant") is a corporation organized under the laws of the State of Delaware. City National Bank ("Bank") is a national banking association organized under the laws of the United Stat |
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| February 27, 2015 |
EX-12 2 a2223128zex-12.htm EX-12 QuickLinks - Click here to rapidly navigate through this document Exhibit 12 Computation of Ratio of Earnings to Fixed Charges and Preferred Stock Dividend Requirements (in thousands, except ratios) Year Ended December 31, 2014 2013 2012 2011 2010 Excluding interest on deposits Income before income taxes $ 377,797 $ 327,135 $ 307,955 $ 253,616 $ 161,152 Equity inve |
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| February 27, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Use these links to rapidly review the document TABLE OF CONTENTS Item 15. Exhibits and Financial Statement Schedules Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2014 OR o TRANSITION REPORT PURSUANT TO SECTIO |
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| February 26, 2015 |
RY / Royal Bank of Canada (Montreal, PQ) 425 - Merger Prospectus - Filed by Royal Bank of Canada Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: City National Corporation (Commission File No. |
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| February 26, 2015 |
CYN / City National Corp. 425 - Merger Prospectus - Filed by City National Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: City National Corporation Commission File No. |
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| February 11, 2015 |
CYN / City National Corp. / VANGUARD GROUP INC Passive Investment SC 13G 1 citynationalcorp.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 0 )* Name of issuer: City National Corp/CA Title of Class of Securities: Common Stock CUSIP Number: 178566105 Date of Event Which Requires Filing of this Statement: December 31, 2014 Check the appropriate box to designate the rule pursuant t |
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| February 9, 2015 |
CYN / City National Corp. 425 - Merger Prospectus - Filed by City National Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: City National Corporation Commission File No. |
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| February 9, 2015 |
RY / Royal Bank of Canada (Montreal, PQ) 425 - Merger Prospectus - Filed by Royal Bank of Canada Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: City National Corporation (Commission File No. |
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| January 26, 2015 |
RY / Royal Bank of Canada (Montreal, PQ) 425 - Merger Prospectus - Filed by Royal Bank of Canada Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: City National Corporation (Commission File No. |
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| January 23, 2015 |
Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER by and among ROYAL BANK OF CANADA, CITY NATIONAL CORPORATION and RBC USA HOLDCO CORPORATION Dated as of January 22, 2015 TABLE OF CONTENTS Page ARTICLE I THE MERGER 1.1 The Merger 1 1.2 Closing 2 1.3 Effective Time 2 1.4 Effects of the Merger 2 1.5 Conversion of Company Common Stock 2 1.6 Parent Common Shares 4 1.7 Surviving Corporation Co |
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| January 23, 2015 |
CYN / City National Corp. 425 - Merger Prospectus - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): January 22, 2015 City National Corporation (Exact name of registrant as specified in its charter) Delaware (State or Other Jurisdiction of Incorporation) 1-10521 (Commission File Numb |
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| January 23, 2015 |
CYN / City National Corp. 425 - Merger Prospectus - Filed by City National Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: City National Corporation Commission File No. |
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| January 23, 2015 |
Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER by and among ROYAL BANK OF CANADA, CITY NATIONAL CORPORATION and RBC USA HOLDCO CORPORATION Dated as of January 22, 2015 TABLE OF CONTENTS Page ARTICLE I THE MERGER 1.1 The Merger 1 1.2 Closing 2 1.3 Effective Time 2 1.4 Effects of the Merger 2 1.5 Conversion of Company Common Stock 2 1.6 Parent Common Shares 4 1.7 Surviving Corporation Co |
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| January 23, 2015 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): January 22, 2015 City National Corporation (Exact name of registrant as specified in its charter) Delaware (State or Other Jurisdiction of Incorporation) 1-10521 (Commission File Numb |
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| January 23, 2015 |
CYN / City National Corp. 425 - Merger Prospectus - Project Chronos Colleague Q&A For Internal Distribution On January 22, City National and Royal Bank of Canada (RBC) announced plans to merge. |
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| January 23, 2015 | ||
| January 22, 2015 |
RY / Royal Bank of Canada (Montreal, PQ) 425 - Merger Prospectus - Filed by Royal Bank of Canada Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: City National Corporation (Commission File No. |
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| January 22, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 January 22, 2015 Date of Report (Date of earliest event reported) City National Corporation (Exact name of registrant as specified in its charter) Commission file number : 1-10521 Delaware 95-2568550 (State of incorporation) (I.R.S. |
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| January 22, 2015 |
RY / Royal Bank of Canada (Montreal, PQ) 425 - Merger Prospectus - Filed by Royal Bank of Canada Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: City National Corporation (Commission File No. |
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| January 22, 2015 |
CYN / City National Corp. 425 - Merger Prospectus - Chronos Announcement All-Colleague Email To: All City National Colleagues From: Russell Goldsmith Subject: Important News I write to you this morning with important and exciting news: City National has entered in to an agreement to merge with Royal Bank of Canada (RBC), the premier financial services company in Canada. |
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| January 22, 2015 |
EXHIBIT 99.1 City National Corporation's 2014 Net Income Grows to $255.8 Million, Up 11 Percent From 2013; Fourth-Quarter 2014 Net Income Totals $66.0 Million, Up 20 Percent Loan balances exceed $20 billion for the first time, up 18 percent Deposits grow 9 percent to all-time high of $28.1 billion Total assets up 10 percent to $32.6 billion LOS ANGELES, Jan. 22, 2015 (GLOBE NEWSWIRE) - City Nation |
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| January 22, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 22, 2015 City National Corporation (Exact name of registrant as specified in its charter) Delaware 1-10521 95-2568550 (State or other jurisdiction of incorporation) (Commission |
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| January 22, 2015 |
RY / Royal Bank of Canada (Montreal, PQ) 425 - Merger Prospectus - Filed by Royal Bank of Canada Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: City National Corporation (Commission File No. |
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| January 22, 2015 |
RY / Royal Bank of Canada (Montreal, PQ) 425 - Merger Prospectus - Filed by Royal Bank of Canada Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: City National Corporation (Commission File No. |
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| January 22, 2015 |
RY / Royal Bank of Canada (Montreal, PQ) 425 - Merger Prospectus - Filed by Royal Bank of Canada Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: City National Corporation (Commission File No. |
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| January 22, 2015 |
Exhibit 99.1 January 22, 2015 CITY NATIONAL CORPORATION ANNOUNCES DEFINITIVE AGREEMENTTO BE ACQUIRED BY ROYAL BANK OF CANADA Agreement Seeks to Create Strong Combination of U.S. Private and Business Banking and Wealth Management Capabilities Russell Goldsmith to RemainCity National's Chairman and CEO and Will Lead RBC's U.S. Wealth Management Unit City National Shares Valued at Approximately $93.8 |
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| January 22, 2015 |
CYN / City National Corp. 425 - Merger Prospectus - City National To Be Acquired By Royal Bank of Canada Key Messages/Talking Points On January 22, 2015,City NationalCorporation and Royal Bank of Canada (RBC) announced plans to merge. |
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| January 22, 2015 |
RY / Royal Bank of Canada (Montreal, PQ) 425 - Merger Prospectus - Filed by Royal Bank of Canada Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: City National Corporation (Commission File No. |
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| January 22, 2015 |
RY / Royal Bank of Canada (Montreal, PQ) 425 - Merger Prospectus - Filed by Royal Bank of Canada Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: City National Corporation (Commission File No. |
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| January 16, 2015 |
City National Corporation Declares Preferred Stock Dividends EXHIBIT 99.1 City National Corporation Declares Preferred Stock Dividends LOS ANGELES, Jan. 16, 2015 (GLOBE NEWSWIRE) - City National Corporation (NYSE:CYN) today announced that it has declared cash dividends on its outstanding series of preferred stock. A quarterly cash dividend of $13.75 per share was declared on its 5.50% Non‑Cumulative Perpetual Preferred Stock, Series C (equivalent to $0.3437 |
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| January 16, 2015 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 16, 2015 City National Corporation (Exact name of registrant as specified in its charter) Delaware 1-10521 95-2568550 (State or other jurisdiction of incorporation) (Commission |
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| November 7, 2014 |
Exhibit 10.2 RESTRICTED STOCK UNIT AWARD AGREEMENT (CASH ONLY) UNDER THE CITY NATIONAL CORPORATION 2008 OMNIBUS PLAN THIS RESTRICTED STOCK UNIT AWARD AGREEMENT (CASH ONLY) is made as of between CITY NATIONAL CORPORATION, a Delaware corporation (the ?Company?), and employee of the Company or a subsidiary of the Company (?Colleague?), with reference to the following: A. On April 23, 2008 the shareho |
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| November 7, 2014 |
EX-12 3 a14-192221ex12.htm EX-12 Exhibit 12 Computation of Ratio of Earnings to Fixed Charges and Preferred Stock Dividend Requirements (in thousands, except ratios) Nine Months Ended September 30, Year Ended December 31, 2014 2013 2012 2011 2010 2009 Excluding interest on deposits Income before income taxes $ 282,440 $ 327,135 $ 307,955 $ 253,616 $ 161,152 $ 50,163 Equity investee income (12,900 |
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| November 7, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2014 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1 |
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| October 23, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 23, 2014 City National Corporation (Exact name of registrant as specified in its charter) Delaware 1-10521 95-2568550 (State or other jurisdiction of incorporation) (Commission |
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| October 23, 2014 |
City National Corporation Reports Record Net Income of $68.7 Million in the Third Quarter of 2014 EXHIBIT 99.1 City National Corporation Reports Record Net Income of $68.7 Million in the Third Quarter of 2014 Net Income Grows 8 Percent From a Year Ago Total Assets Reach a Record $32 Billion Loans Grow 17 Percent and Exceed $19 Billion for the First Time LOS ANGELES, Oct. 23, 2014 (GLOBE NEWSWIRE) - City National Corporation (NYSE:CYN), the parent company of wholly owned City National Bank, tod |
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| October 17, 2014 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 17, 2014 City National Corporation (Exact name of registrant as specified in its charter) Delaware 1-10521 95-2568550 (State or other jurisdiction of incorporation) (Commission |
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| October 17, 2014 |
City National Corporation Declares Preferred Stock Dividends EXHIBIT 99.1 City National Corporation Declares Preferred Stock Dividends LOS ANGELES, Oct. 17, 2014 (GLOBE NEWSWIRE) - City National Corporation (NYSE:CYN) today announced that it has declared cash dividends on its outstanding series of preferred stock. A quarterly cash dividend of $13.75 per share was declared on its 5.50% Non-Cumulative Perpetual Preferred Stock, Series C (equivalent to $0.3437 |
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| August 8, 2014 |
Exhibit 12 Computation of Ratio of Earnings to Fixed Charges and Preferred Stock Dividend Requirements (in thousands, except ratios) Six Months Ended Year Ended December 31, June 30, 2014 2013 2012 2011 2010 2009 Excluding interest on deposits Income before income taxes $ 178,538 $ 327,135 $ 307,955 $ 253,616 $ 161,152 $ 50,163 Equity investee income (8,500 ) (16,650 ) (11,000 ) (12,720 ) (10,207 |
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| August 8, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2014 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-1052 |
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| July 24, 2014 |
City National Corporation Reports Record Net Income of $66.7 Million in Second-Quarter 2014 EXHIBIT 99.1 City National Corporation Reports Record Net Income of $66.7 Million in Second-Quarter 2014 Total assets exceed $30 billion for the first time Period-end loan balances grow to $18.5 billion, up 17 percent, with commercial loans up 18 percent Deposits grow 13 percent to $26.7 billion LOS ANGELES, July 24, 2014 (GLOBE NEWSWIRE) - City National Corporation (NYSE:CYN), the parent company |
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| July 24, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 24, 2014 City National Corporation (Exact name of registrant as specified in its charter) Delaware 1-10521 95-2568550 (State or other jurisdiction of incorporation) (Commission Fi |
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| July 18, 2014 |
CYN / City National Corp. CORRESP - - CORRESP 1 filename1.htm July 18, 2014 VIA EDGAR Mr. John Nolan Senior Assistant Chief Accountant U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: City National Corporation Form 10-K for the period ended December 31, 2013 Filed March 3, 2014 Response dated June 30, 2014 File No. 001-10521 Dear Mr. Nolan: On behalf of City National |
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| July 18, 2014 |
City National Corporation Declares Preferred Stock Dividends EXHIBIT 99.1 City National Corporation Declares Preferred Stock Dividends LOS ANGELES, July 18, 2014 (GLOBE NEWSWIRE) - City National Corporation (NYSE:CYN) today announced that it has declared cash dividends on its outstanding series of preferred stock. A quarterly cash dividend of $13.75 per share was declared on its 5.50% Non-Cumulative Perpetual Preferred Stock, Series C (equivalent to $0.3437 |
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| July 18, 2014 |
Financial Statements and Exhibits, Other Events 8-K 1 document.htm FORM 8-K FILING DOCUMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 18, 2014 City National Corporation (Exact name of registrant as specified in its charter) Delaware 1-10521 95-2568550 (State or other j |
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| July 16, 2014 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) July 14, 2014 City National Corporation (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 1-10521 95-2568550 (Commission File Number) (IRS Employer Identification No. |
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| July 16, 2014 |
AMENDMENT NO. 2 TO THE RUSSELL GOLDSMITH AMENDED AND RESTATED EMPLOYMENT AGREEMENT Exhibit 10.1 AMENDMENT NO. 2 TO THE RUSSELL GOLDSMITH AMENDED AND RESTATED EMPLOYMENT AGREEMENT This AMENDMENT NO. 2 TO THE RUSSELL GOLDSMITH AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this “Amendment”) is made and entered into as of July 14, 2014, by and among Russell Goldsmith (“Goldsmith”), City National Bank (“CNB”) and City National Corporation (the “Parent Corporation”). WHEREAS, Goldsmith, |
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| June 30, 2014 |
CYN / City National Corp. CORRESP - - June 30, 2014 VIA EDGAR Mr. John Nolan Senior Assistant Chief Accountant U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: City National Corporation Form 10-K for the period ended December 31, 2013 Filed March 3, 2014 Response dated May 16, 2014 File No. 001-10521 Dear Mr. Nolan: On behalf of City National Corporation (the “Compan |
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| June 25, 2014 |
Financial Statements and Exhibits 8-K 1 f8k062514.htm FROM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE Date of report (Date of earliest event reported) June 25, 2014 City National Corporation (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 1-10521 95-2568550 (Commission File Nu |
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| June 25, 2014 |
EX-99.1 2 exh991.htm EXHIBIT 99.1 Exhibit 99.1 For Immediate Release Contacts: Christy Glesing, media relations director, OneAmerica office (317) 285-1468 cell (317) 667-5991, [email protected] Cary Walker, City National Bank (213) 673-7615, [email protected] OneAmerica® to Acquire City National Bank’s Retirement Services Division INDIANAPOLIS (June 25, 2014) – OneAmerica® and City |
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| June 16, 2014 |
June 16, 2014 VIA EDGAR Mr. John Nolan Senior Assistant Chief Accountant U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: City National Corporation Form 10-K for the period ended December 31, 2013 Filed March 3, 2014 Response dated May 16, 2014 File No. 001-10521 Dear Mr. Nolan: City National Corporation (the “Company”) is in rec |
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| May 16, 2014 |
May 16, 2014 VIA EDGAR Mr. John Nolan Senior Assistant Chief Accountant U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: City National Corporation Form 10-K for the period ended December 31, 2013 Filed March 3, 2014 File No. 001-10521 Dear Mr. Nolan: On behalf of City National Corporation (the “Company”), this letter is in respon |
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| May 9, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2014 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-105 |
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| May 9, 2014 |
EX-12 2 a14-81071ex12.htm EX-12 Exhibit 12 Computation of Ratio of Earnings to Fixed Charges and Preferred Stock Dividend Requirements (in thousands, except ratios) Three Months Ended Year Ended December 31, March 31, 2014 2013 2012 2011 2010 2009 Excluding interest on deposits Income before income taxes $ 81,498 $ 327,135 $ 307,955 $ 253,616 $ 161,152 $ 50,163 Equity investee income (4,450 ) (16, |
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| April 29, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A (Amendment No. |
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| April 29, 2014 |
City National Names Attorney Cliff Gilbert-Lurie To Its Board of Directors Exhibit 99.1 FOR IMMEDIATE RELEASE April 29, 2014 Contacts: Financial/Investors: Christopher J. Carey, 310.888.6777 [email protected] Media: Cary Walker, 213.673.7615 [email protected] Linda Mueller, 213.673.7619 [email protected] City National Names Attorney Cliff Gilbert-Lurie To Its Board of Directors LOS ANGELES — City National Corporation (NYSE: CYN) today announced that Cliff Gilbert |
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| April 29, 2014 |
Submission of Matters to a Vote of Security Holders - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) April 23, 2014 City National Corporation (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 1-10521 95-2568550 (Commission F |
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| April 24, 2014 |
EXHIBIT 99.1 City National Corporation Reports First-Quarter 2014 Net Income of $54.5 Million, Up 6 Percent From First-Quarter 2013 Loans, Deposits, and Investment Fees Grow at Double-Digit Rates Year-Over-Year LOS ANGELES, April 24, 2014 (GLOBE NEWSWIRE) - City National Corporation (NYSE:CYN), the parent company of wholly owned City National Bank, today reported first-quarter 2014 net income of $ |
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| April 24, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 24, 2014 City National Corporation (Exact name of registrant as specified in its charter) Delaware 1-10521 95-2568550 (State or other jurisdiction of incorporation) (Commission F |
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| April 18, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| April 14, 2014 |
City National Corporation Declares Preferred Stock Dividends EXHIBIT 99.1 City National Corporation Declares Preferred Stock Dividends LOS ANGELES, April 14, 2014 (GLOBE NEWSWIRE) - City National Corporation (NYSE:CYN) today announced that it has declared cash dividends on its outstanding series of preferred stock. A quarterly cash dividend of $13.75 per share was declared on its 5.50% Non‑Cumulative Perpetual Preferred Stock, Series C (equivalent to $0.343 |
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| April 14, 2014 |
Financial Statements and Exhibits, Other Events - FORM 8-K FILING DOCUMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 14, 2014 City National Corporation (Exact name of registrant as specified in its charter) Delaware 1-10521 95-2568550 (State or other jurisdiction of incorporation) (Commission F |
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| March 11, 2014 |
Use these links to rapidly review the document TABLE OF CONTENTS Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 3, 2014 |
EX-12 3 a2218419zex-12.htm EX-12 QuickLinks - Click here to rapidly navigate through this document Exhibit 12 Computation of Ratio of Earnings to Fixed Charges and Preferred Stock Dividend Requirements (in thousands, except ratios) Year Ended December 31, 2013 2012 2011 2010 2009 Excluding interest on deposits Income before income taxes $ 327,135 $ 307,955 $ 253,616 $ 161,152 $ 50,163 Equity inves |
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| March 3, 2014 |
QuickLinks - Click here to rapidly navigate through this document Exhibit 32.0 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of City National Corporation (the "Company") on Form 10-K for the period ending December 31, 2013 as filed with the Securities and Exchange Commission on the date he |
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| March 3, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Use these links to rapidly review the document TABLE OF CONTENTS PART IV Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 3, 2014 |
QuickLinks - Click here to rapidly navigate through this document Exhibit 21 Parent and subsidiaries City National Corporation City National Bank (100%) City National Corporation ("Registrant") is a corporation organized under the laws of the State of Delaware. |
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| March 3, 2014 |
TENTH AMENDMENT TO EMPLOYMENT AGREEMENT Exhibit 10.11 TENTH AMENDMENT TO EMPLOYMENT AGREEMENT THIS TENTH AMENDMENT TO EMPLOYMENT AGREEMENT (this ?Amendment?) is dated as of January 31st, 2014, by and between BRAM GOLDSMITH (?Goldsmith?), on the one hand, and CITY NATIONAL CORPORATION, a Delaware corporation (?CNC?) and CITY NATIONAL BANK, a national banking association (?CNB?), on the other hand. WHEREAS, the parties have entered into t |
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| January 23, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 23, 2014 City National Corporation (Exact name of registrant as specified in its charter) Delaware 1-10521 95-2568550 (State or other jurisdiction of incorporation) (Commission |
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| January 23, 2014 |
EXHIBIT 99.1 City National Corporation's 2013 Net Income Grows to $230.0 Million, Up 11 Percent from 2012; Fourth-Quarter 2013 Net Income Totals $55.1 Million, up 17 Percent Loan balances exceed $17 billion for the first time Deposits grow to all-time high of $25.7 billion Total assets reach a record $29.7 billion LOS ANGELES, Jan. 23, 2014 (GLOBE NEWSWIRE) - City National Corporation (NYSE:CYN), |
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| January 17, 2014 |
Financial Statements and Exhibits, Other Events - FORM 8-K FILING DOCUMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 17, 2014 City National Corporation (Exact name of registrant as specified in its charter) Delaware 1-10521 95-2568550 (State or other jurisdiction of incorporation) (Commission |
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| January 17, 2014 |
City National Corporation Declares Preferred Stock Dividends EXHIBIT 99.1 City National Corporation Declares Preferred Stock Dividends LOS ANGELES, Jan. 17, 2014 (GLOBE NEWSWIRE) - City National Corporation (NYSE:CYN) today announced that it has declared cash dividends on its outstanding series of preferred stock. A quarterly cash dividend of $13.75 per share was declared on its 5.50% Non‑Cumulative Perpetual Preferred Stock, Series C (equivalent to $0.3437 |
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| November 12, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2013 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER: |
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| November 12, 2013 |
PERFORMANCE UNIT AWARD AGREEMENT UNDER THE CITY NATIONAL CORPORATION 2008 OMNIBUS PLAN Exhibit 10.1 PERFORMANCE UNIT AWARD AGREEMENT UNDER THE CITY NATIONAL CORPORATION 2008 OMNIBUS PLAN (TSR) THIS PERFORMANCE UNIT AWARD AGREEMENT is made by and between CITY NATIONAL CORPORATION, a Delaware corporation (the ?Company?), and Russell D. Goldsmith, an employee of the Company or a subsidiary of the Company (?Colleague?), with reference to the following: A. On April 23, 2008 the sharehold |
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| November 12, 2013 |
Exhibit 12 Computation of Ratio of Earnings to Fixed Charges and Preferred Stock Dividend Requirements (in thousands, except ratios) Nine Months Ended September 30, Year Ended December 31, 2013 2012 2011 2010 2009 2008 Excluding interest on deposits Income before income taxes $ 250,289 $ 307,955 $ 253,616 $ 161,152 $ 50,163 $ 157,739 Equity investee income (12,100 ) (11,000 ) (12,720 ) (10,207 ) ( |
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| November 12, 2013 |
PERFORMANCE UNIT AWARD AGREEMENT EX-10.2 3 a13-195701ex10d2.htm EX-10.2 Exhibit 10.2 PERFORMANCE UNIT AWARD AGREEMENT ADDENDUM (TSR) THIS ADDENDUM TO THE PERFORMANCE UNIT AWARD AGREEMENT provides the rules and procedures relating to the grant of the Performance Unit Award and the operation of the Performance Unit Account. A. Definitions. Any capitalized terms used, but not defined, in this Addendum shall have the meaning set fort |
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| November 7, 2013 |
EX-4.2 5 a13-230665ex4d2.htm EX-4.2 Exhibit 4.2 DEPOSIT AGREEMENT among CITY NATIONAL CORPORATION, COMPUTERSHARE TRUST COMPANY, N.A., as Depositary, COMPUTERSHARE INC., and THE HOLDERS FROM TIME TO TIME OF THE DEPOSITARY RECEIPTS DESCRIBED HEREIN Dated as of November 7, 2013 TABLE OF CONTENTS ARTICLE I DEFINED TERMS 1 Section 1.1 Definitions 1 ARTICLE II FORM OF RECEIPTS, DEPOSIT OF SERIES D PREFE |
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| November 7, 2013 |
EX-3.1 3 a13-230665ex3d1.htm EX-3.1 Exhibit 3.1 CERTIFICATE OF DESIGNATIONS OF 6.750% FIXED RATE/FLOATING RATE NONCUMULATIVE PREFERRED STOCK, SERIES D OF CITY NATIONAL CORPORATION City National Corporation, a corporation organized and existing under the General Corporation Law of the State of Delaware (the “Corporation”), in accordance with the provisions of Sections 103, 141 and 151 thereof, does |
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| November 7, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 CITY NATIONAL CORPORATION (Exact Name of Registrant as Specified in Its Charter) Delaware 95-2568550 (State of incorporation or organization) (IRS Employer Identification No.) City National Plaza 5 |
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| November 7, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 November 7, 2013 Date of Report (date of earliest event reported) CITY NATIONAL CORPORATION (exact name of registrant as specified in its charter) Delaware 1-10521 95-2568550 (state or other jurisdiction of Commission (I.R.S. Employer |
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| November 7, 2013 |
EX-1.1 2 a13-230665ex1d1.htm EX-1.1 Exhibit 1.1 EXECUTION COPY CITY NATIONAL CORPORATION (A DELAWARE CORPORATION) 4,000,000 DEPOSITARY SHARES, EACH REPRESENTING 1/40TH INTEREST IN A SHARE OF 6.750% FIXED RATE/FLOATING RATE NONCUMULATIVE PREFERRED STOCK, SERIES D, $1.00 PAR VALUE UNDERWRITING AGREEMENT October 31, 2013 Merrill Lynch, Pierce, Fenner & Smith Incorporated Goldman, Sachs & Co. J.P. Mor |
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| November 7, 2013 |
Exhibit 4.1 By AUTHORIZED SIGNATURE THIS CERTIFIES THAT IS THE RECORD HOLDER OF CUSIP DATED COUNTERSIGNED AND REGISTERED: COMPUTERSHARE TRUST COMPANY, N.A. TRANSFER AGENT AND REGISTRAR, FULLY PAID AND NONASSESSABLE SHARES OF THE PREFERRED SERIES D FIXED/FLOATING OF 6.750% FIXED RATE/FLOATING RATE NON-CUMULATIVE PREFERRED STOCK, SERIES D PAR VALUE $1.00 6.750% FIXED RATE/FLOATING RATE NON-CUMULATIV |
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| November 6, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 OMB APPROVAL OMB Number: 3235-0101 Expires: February 28, 2014 Estimated average burden hours per response . . . 1.00 SEC USE ONLY DOCUMENT SEQUENCE NO. CUSIP NUMBER ATTENTION: Transmit for filing 3 copies of this form concurren |
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| November 1, 2013 |
424B5 1 a2217247z424b5.htm 424B5 Use these links to rapidly review the document TABLE OF CONTENTS Table of Contents Table of Contents CALCULATION OF REGISTRATION FEE Class of securities offered Maximum aggregate offering price Amount of Registration Fee(1) Depositary Shares (each representing a 1/40th interest in a share of Fixed Rate/Floating Rate Noncumulative Preferred Stock, Series D) $100,000 |
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| October 31, 2013 |
Subject to Completion Preliminary Prospectus Supplement dated October 31, 2013 424B5 1 a2217191z424b5.htm 424B5 Use these links to rapidly review the document TABLE OF CONTENTS Table of Contents Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-191981 The information in this preliminary prospectus supplement is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell these securitie |
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| October 31, 2013 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 31, 2013 City National Corporation (Exact name of registrant as specified in its charter) Delaware 1-10521 95-2568550 (State or other jurisdiction of incorporation) (Commission |
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| October 31, 2013 |
FWP 1 a13-230664fwp.htm FWP Pricing Term Sheet Filed under Rule 433 Registration No. 333-191981 TERMS AND CONDITIONS October 31, 2013 4 MILLION DEPOSITARY SHARES, EACH REPRESENTING 1/40TH INTEREST IN A SHARE OF 6.750% FIXED RATE/FLOATING RATE NON-CUMULATIVE PREFERRED STOCK, SERIES D Issuer: City National Corporation (the “Company”), a Delaware corporation. Expected Issue Ratings*: Standard & Poor’ |
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| October 31, 2013 |
City National Corp. Prices Preferred Stock Offering Exhibit 99.1 City National Corp. Prices Preferred Stock Offering LOS ANGELES, Oct. 31, 2013 (GLOBE NEWSWIRE) - City National Corporation (NYSE: CYN), the parent company of wholly owned City National Bank, today priced a public offering of $100 million in 6.75 percent fixed-to-floating rate non-cumulative preferred stock, Series D, which will qualify as Tier 1 capital. The company is offering 4 mil |
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| October 30, 2013 |
Use these links to rapidly review the document Table of Contents Table of Contents As filed with the Securities and Exchange Commission on October 30, 2013 Registration No. |
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| October 24, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 24, 2013 City National Corporation (Exact name of registrant as specified in its charter) Delaware 1-10521 95-2568550 (State or other jurisdiction of incorporation) (Commission |
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| October 24, 2013 |
EXHIBIT 99.1 City National Corporation's Net Income Grows to $63.6 Million in the Third Quarter of 2013 and $174.9 Million Year to Date Loan balances grow 21 percent to a record $16.6 billion Deposits reach all-time high of $25.2 billion Assets exceed $29 billion for the first time LOS ANGELES, Oct. 24, 2013 (GLOBE NEWSWIRE) - City National Corporation (NYSE:CYN), the parent company of wholly owne |
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| September 30, 2013 |
EXHIBIT 99.1 Bram Goldsmith to Step Down as Chairman of City National Corporation; Will Continue to Serve as Chairman Emeritus LOS ANGELES, Sept. 30, 2013 (GLOBE NEWSWIRE) - Bram Goldsmith and City National Corporation today announced that he will step down as chairman of the corporation, effective October 1, 2013, but will continue to serve on the board as chairman emeritus. Goldsmith, who turned |
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| September 30, 2013 |
Financial Statements and Exhibits, Other Events - FORM 8-K FILING DOCUMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 30, 2013 City National Corporation (Exact name of registrant as specified in its charter) Delaware 1-10521 95-2568550 (State or other jurisdiction of incorporation) (Commissi |
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| August 8, 2013 |
PERFORMANCE UNIT AWARD AGREEMENT EX-10.2 3 a13-136661ex10d2.htm EX-10.2 Exhibit 10.2 PERFORMANCE UNIT AWARD AGREEMENT ADDENDUM (TSR) THIS ADDENDUM TO THE PERFORMANCE UNIT AWARD AGREEMENT provides the rules and procedures relating to the grant of the Performance Unit Award and the operation of the Performance Unit Account. A. Definitions. Any capitalized terms used, but not defined, in this Addendum shall have the meaning set fort |
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| August 8, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2013 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER: 1-105 |
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| August 8, 2013 |
EX-12 4 a13-136661ex12.htm EX-12 Exhibit 12 Computation of Ratio of Earnings to Fixed Charges and Preferred Stock Dividend Requirements (in thousands, except ratios) Six Months Ended Year Ended December 31, June 30, 2013 2012 2011 2010 2009 2008 Excluding interest on deposits Income before income taxes $ 158,995 $ 307,955 $ 253,616 $ 161,152 $ 50,163 $ 157,739 Equity investee income (8,150 ) (11,0 |
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| August 8, 2013 |
PERFORMANCE UNIT AWARD AGREEMENT UNDER THE CITY NATIONAL CORPORATION 2008 OMNIBUS PLAN EX-10.1 2 a13-136661ex10d1.htm EX-10.1 Exhibit 10.1 PERFORMANCE UNIT AWARD AGREEMENT UNDER THE CITY NATIONAL CORPORATION 2008 OMNIBUS PLAN (TSR) THIS PERFORMANCE UNIT AWARD AGREEMENT is made by and between CITY NATIONAL CORPORATION, a Delaware corporation (the “Company”), and Russell D. Goldsmith, an employee of the Company or a subsidiary of the Company (“Colleague”), with reference to the follow |
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| July 18, 2013 |
EXHIBIT 99.1 City National Corporation Grows Second-Quarter 2013 Net Income to $59.7 Million, Up 9 Percent From Second-Quarter 2012; First-Half 2013 Net Income Totals $111.3 Million, Up 10 Percent Average loan balances reach record $15.4 billion, up 18 percent, with commercial loans up 25 percent Assets and deposits grow at double-digit rates year-over-year Trust and investment fees up 46 percent |
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| July 18, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 18, 2013 City National Corporation (Exact name of registrant as specified in its charter) Delaware 1-10521 95-2568550 (State or other jurisdiction of incorporation) (Commission Fi |
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| June 25, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 19, 2013 City National Corporation (Exact name of registrant as specified in its charter) Delaware 1-10521 95-2568550 (State or other jurisdiction of incorporation) (Commission Fi |
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| June 25, 2013 |
City National Names Technology Executive Mohamad Ali to Its Board of Directors EXHIBIT 99.1 City National Names Technology Executive Mohamad Ali to Its Board of Directors LOS ANGELES, June 25, 2013 (GLOBE NEWSWIRE) - City National Corporation (NYSE:CYN) today announced that Mohamad Ali, Hewlett-Packard's chief strategy officer, has been elected to the boards of directors of the corporation and its subsidiary, City National Bank. "Mohamad is a highly respected and experienced |
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| May 29, 2013 |
S-8 1 a13-134771s8.htm S-8 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 (Exact name of registrant as specified in its charter) CITY NATIONAL CORPORATION Delaware 95-2568550 (State or other jurisdiction of (I.R.S. Employer incorporation or organization) Identification No.) 555 S. Flower Street, Los Angeles, |
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| May 9, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2013 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER: 1-10 |
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| April 22, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) April 17, 2013 City National Corporation (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 1-10521 95-2568550 (Commission File Number) (IRS Employer Identification No. |
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| April 18, 2013 |
EXHIBIT 99.1 City National Corporation Grows First-Quarter 2013 Net Income to $51.5 Million, up 11 Percent From First-Quarter 2012 Loan Balances Exceed $15 Billion for the First Time Assets and Deposits Grow at Double-Digit Rates Year-Over-Year LOS ANGELES, April 18, 2013 (GLOBE NEWSWIRE) - City National Corporation (NYSE:CYN), the parent company of wholly owned City National Bank, today reported |
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| April 18, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 document.htm FORM 8-K FILING DOCUMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 18, 2013 City National Corporation (Exact name of registrant as specified in its charter) Delaware 1-10521 95-2568550 (State or other |
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| April 9, 2013 |
DEFA14A 1 a13-98231defa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as |
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| March 5, 2013 |
Use these links to rapidly review the document TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 28, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Use these links to rapidly review the document TABLE OF CONTENTS Item 15. Exhibits and Financial Statement Schedules Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2012 OR o TRANSITION REPORT PURSUANT TO SECTIO |
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| February 28, 2013 |
QuickLinks - Click here to rapidly navigate through this document Exhibit 12 Computation of Ratio of Earnings to Fixed Charges and Preferred Stock Dividend Requirements (in thousands, except ratios) Year Ended December 31, 2012 2011 2010 2009 2008 Excluding interest on deposits Income before income taxes $ 307,955 $ 253,616 $ 161,152 $ 50,163 $ 157,739 Equity investee income (11,000 ) (12,720 ) (1 |
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| February 28, 2013 |
QuickLinks - Click here to rapidly navigate through this document Exhibit 32.0 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of City National Corporation (the "Company") on Form 10-K for the period ending December 31, 2012 as filed with the Securities and Exchange Commission on the date he |
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| February 28, 2013 |
CERTIFICATE OF AMENDMENT RESTATED CERTIFICATE OF INCORPORATION CITY NATIONAL CORPORATION Exhibit 3.2 CERTIFICATE OF AMENDMENT OF RESTATED CERTIFICATE OF INCORPORATION OF CITY NATIONAL CORPORATION City National Corporation, a Delaware corporation (the ?Corporation?) does hereby certify as follows: FIRST: That at a meeting of the Board of Directors of the Corporation, resolutions were duly adopted, setting forth a proposed amendment of the Restated Certificate of Incorporation of the Co |
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| February 28, 2013 |
NINTH AMENDMENT TO EMPLOYMENT AGREEMENT Exhibit 10.10 NINTH AMENDMENT TO EMPLOYMENT AGREEMENT THIS NINTH AMENDMENT TO EMPLOYMENT AGREEMENT (this ?Amendment?) is dated as of January 28, 2013, by and between BRAM GOLDSMITH (?Goldsmith?), on the one hand, and CITY NATIONAL CORPORATION, a Delaware corporation (?CNC?) and CITY NATIONAL BANK, a national banking association (?CNB?), on the other hand. WHEREAS, the parties have entered into tha |
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| February 28, 2013 |
QuickLinks - Click here to rapidly navigate through this document Exhibit 21 Parent and subsidiaries City National Corporation City National Bank (100%) City National Corporation ("Registrant") is a corporation organized under the laws of the State of Delaware. |
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| January 28, 2013 |
Financial Statements and Exhibits, Other Events - FORM 8-K FILING DOCUMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 28, 2013 City National Corporation (Exact name of registrant as specified in its charter) Delaware 1-10521 95-2568550 (State or other jurisdiction of incorporation) (Commission |
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| January 28, 2013 |
City National Corp. Updates Preferred Dividend Record Date EXHIBIT 99.1 City National Corp. Updates Preferred Dividend Record Date LOS ANGELES, Jan. 28, 2013 (GLOBE NEWSWIRE) - City National Corporation (NYSE:CYN), the parent company of wholly owned City National Bank, today announced that the record date for the regular quarterly cash dividend of $13.75 per share on the 5.50 percent non-cumulative perpetual preferred stock, Series C, (equivalent to $0.34 |
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| January 24, 2013 |
EXHIBIT 99.1 City National Corporation Grows 2012 Net Income to $208.0 Million, Up 21 Percent From 2011; Fourth Quarter 2012 Net Income Totals $47.2 Million, or $0.87 Per Share Loans and deposits grow at double-digit rates to record levels Assets surpass $28 billion for the first time LOS ANGELES, Jan. 24, 2013 (GLOBE NEWSWIRE) - City National Corporation (NYSE:CYN), the parent company of wholly o |
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| January 24, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 24, 2013 City National Corporation (Exact name of registrant as specified in its charter) Delaware 1-10521 95-2568550 (State or other jurisdiction of incorporation) (Commission |
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| November 30, 2012 |
CALCULATION OF REGISTRATION FEE 424B8 1 a12-283971424b8.htm 424B8 Filed Pursuant to Rules 424(b)(2) and 424(b)(8) Registration No. 333-169259 CALCULATION OF REGISTRATION FEE Title of each class of securities to be registered Aggregate offering price Amount of registration fee(1) Depositary Shares (each representing a 1/40th ownership interest in a share of 5.50% Non-Cumulative Perpetual Preferred Stock, Series C) $ 183,750,000 $ |
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| November 15, 2012 |
City National Announces Quarterly and Special Cash Dividends Totaling $0.50 EXHIBIT 99.1 City National Announces Quarterly and Special Cash Dividends Totaling $0.50 LOS ANGELES, Nov. 15, 2012 (GLOBE NEWSWIRE) - City National Corporation (NYSE:CYN) today announced that its board of directors has declared a regular fourth-quarter common stock cash dividend of $0.25 per share and is accelerating its payment into the fourth quarter of 2012. The board also declared a special c |
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| November 15, 2012 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 15, 2012 City National Corporation (Exact name of registrant as specified in its charter) Delaware 1-10521 95-2568550 (State or other jurisdiction of incorporation) (Commissio |
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| November 13, 2012 |
EX-1.1 2 a12-248724ex1d1.htm EX-1.1 Exhibit 1.1 CITY NATIONAL CORPORATION (A Delaware corporation) 7,000,000 Depositary Shares, Each representing 1/40th interest in a share of 5.50% Non-Cumulative Perpetual Preferred Stock, Series C, $1.00 par value Underwriting Agreement November 5, 2012 Goldman, Sachs & Co. J.P. Morgan Securities LLC As Representatives of the several Underwriters listed in Sched |
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| November 13, 2012 |
EX-4.2 5 a12-248724ex4d2.htm EX-4.2 Exhibit 4.2 DEPOSIT AGREEMENT among CITY NATIONAL CORPORATION, COMPUTERSHARE TRUST COMPANY, N.A., as Depositary, COMPUTERSHARE INC., and THE HOLDERS FROM TIME TO TIME OF THE DEPOSITARY RECEIPTS DESCRIBED HEREIN Dated as of November 13, 2012 TABLE OF CONTENTS ARTICLE I DEFINED TERMS 1 Section 1.1 Definitions 1 ARTICLE II FORM OF RECEIPTS, DEPOSIT OF SERIES C PREF |
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| November 13, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 November 13, 2012 Date of Report (date of earliest event reported) CITY NATIONAL CORPORATION (exact name of registrant as specified in its charter) Delaware 1-10521 95-2568550 (state or other jurisdiction of Commission (I.R.S. Employ |
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| November 13, 2012 |
Exhibit 4.1 By AUTHORIZED SIGNATURE THIS CERTIFIES THAT IS THE RECORD HOLDER OF CUSIP DATED COUNTERSIGNED AND REGISTERED: COMPUTERSHARE TRUST COMPANY, N.A. TRANSFER AGENT AND REGISTRAR, FULLY PAID AND NONASSESSABLE SHARES OF THE 5.50% NON-CUMULATIVE PERPETUAL PREFERRED STOCK, SERIES C OF 5.50% NON-CUMULATIVE PERPETUAL PREFERRED STOCK, SERIES C PAR VALUE $1.00 5.50% NON-CUMULATIVE PERPETUAL PREFERR |
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| November 13, 2012 |
EX-3.1 3 a12-248724ex3d1.htm EX-3.1 Exhibit 3.1 CERTIFICATE OF DESIGNATIONS OF 5.50% NON-CUMULATIVE PERPETUAL PREFERRED STOCK, SERIES C OF CITY NATIONAL CORPORATION City National Corporation, a corporation organized and existing under the General Corporation Law of the State of Delaware (the “Corporation”), in accordance with the provisions of Sections 103, 141 and 151 thereof, does hereby certify |
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| November 13, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 CITY NATIONAL CORPORATION (Exact Name of Registrant as Specified in Its Charter) Delaware 95-2568550 (State of incorporation or organization) (IRS Employer Identification No.) City National Plaza 5 |
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| November 9, 2012 |
CYN / City National Corp. / LORD, ABBETT & CO. LLC Passive Investment SC 13G/A 1 c71524sc13ga.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* City National Corp. (Name of Issuer) Common Stock (Title of Class of Securities) 178566105 (CUSIP Number) October 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule |
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| November 8, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q 10-Q 1 a12-18860110q.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2012 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FR |
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| November 7, 2012 |
424B2 1 a2211691z424b2.htm 424B2 Use these links to rapidly review the document Table of Contents Prospectus Supplement Table of Contents Table of Contents Filed Pursuant to Rule 424(b)(2) Registration No. 333-169259 PROSPECTUS SUPPLEMENT (To Prospectus dated September 8, 2010) 7,000,000 Depositary Shares Each Representing a 1/40th Interest in a Share of 5.50% Non-Cumulative Perpetual Preferred St |
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| November 7, 2012 |
424B2 1 a2211691z424b2.htm 424B2 Use these links to rapidly review the document Table of Contents Prospectus Supplement Table of Contents Table of Contents Filed Pursuant to Rule 424(b)(2) Registration No. 333-169259 PROSPECTUS SUPPLEMENT (To Prospectus dated September 8, 2010) 7,000,000 Depositary Shares Each Representing a 1/40th Interest in a Share of 5.50% Non-Cumulative Perpetual Preferred St |
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| November 6, 2012 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 5, 2012 City National Corporation (Exact name of registrant as specified in its charter) Delaware 1-10521 95-2568550 (State or other jurisdiction of incorporation) (Commission |
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| November 6, 2012 |
FWP 1 a12-248723fwp.htm FWP Pricing Term Sheet Filed under Rule 433 Registration No. 333-169259 FINAL TERMS AND CONDITIONS November 5, 2012 7,000,000 DEPOSITARY SHARES, EACH REPRESENTING 1/40TH INTEREST IN A SHARE OF 5.50% NON-CUMULATIVE PERPETUAL PREFERRED STOCK, SERIES C, $1.00 PAR VALUE Issuer: City National Corporation (the “Company”), a Delaware corporation. Expected Issue Ratings*: Moody’s I |
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| November 6, 2012 |
City National Prices Preferred Stock Offering EXHIBIT 99.1 City National Prices Preferred Stock Offering LOS ANGELES, Nov. 5, 2012 (GLOBE NEWSWIRE) - City National Corporation (NYSE:CYN), the parent company of wholly owned City National Bank, today priced a public offering of $175 million in 5.50 percent non-cumulative perpetual preferred stock, which qualifies as Tier 1 capital. The company is offering 7 million depositary shares at a price |
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| November 5, 2012 |
Subject to Completion Preliminary Prospectus Supplement dated November 5, 2012 424B5 1 a2211491z424b5.htm 424B5 Use these links to rapidly review the document Table of Contents Prospectus Supplement Table of Contents Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-169259 The information in this preliminary prospectus supplement is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are not an offer t |
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| October 18, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 18, 2012 City National Corporation (Exact name of registrant as specified in its charter) Delaware 1-10521 95-2568550 (State or other jurisdiction of incorporation) (Commission |
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| October 18, 2012 |
EXHIBIT 99.1 City National Corporation Grows Third-Quarter 2012 Net Income to $59.8 Million, or $1.10 Per Share, Up 44 Percent From Third-Quarter 2011 Revenue, loans and deposits grow to record levels Period-end assets surpass $26 billion for the first time LOS ANGELES, Oct. 18, 2012 (GLOBE NEWSWIRE) - City National Corporation (NYSE:CYN), the parent company of wholly owned City National Bank, tod |
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| September 10, 2012 |
CYN / City National Corp. / GOLDSMITH BRAM - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 6)* CITY NATIONAL CORPORATION (Name of Issuer) Common Stock, $1.00 Par Value (Title of Class of Securities) 178566-10-5 (CUSIP Number) Michael B. Cahill, City National Corporation 555 S. Flower Street, Los Angeles, California 90071 213-673-9515 (Name, Addres |
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| August 8, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2012 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER: 1-105 |
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| July 27, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 OMB APPROVAL OMB Number: 3235-0101 Expires: February 28, 2014 Estimated average burden hours per response . . . . . . . . . 1.00 SEC USE ONLY DOCUMENT SEQUENCE NO. CUSIP NUMBER ATTENTION: Transmit for filing 3 copies of this fo |
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| July 27, 2012 |
July 27, 2012 VIA EDGAR Mr. Christian Windsor Special Counsel U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: City National Corporation Form 10-K for Fiscal Year Ended December 31, 2011 Filed February 28, 2012 Form 10-Q for the Period Ending March 31, 2012 Filed May 9, 2012 File Number 1-10521 Dear Mr. Windsor: On behalf of City |
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| July 19, 2012 |
EXHIBIT 99.1 City National Corporation Grows Second-Quarter 2012 Net Income to $54.8 Million, or $1.01 Per Share, up 15 Percent From Second-Quarter 2011 Period-end loans and deposits grow to record levels Total assets reach new high of $24.8 billion LOS ANGELES, July 19, 2012 (GLOBE NEWSWIRE) - City National Corporation (NYSE:CYN), the parent company of wholly owned City National Bank, today repor |
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| July 19, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 19, 2012 City National Corporation (Exact name of registrant as specified in its charter) Delaware 1-10521 95-2568550 (State or other jurisdiction of incorporation) (Commission Fi |
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| July 5, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 OMB APPROVAL OMB Number: 3235-0101 Expires: February 28, 2014 Estimated average burden hours per response . . . . . . . . . 1.00 SEC USE ONLY DOCUMENT SEQUENCE NO. CUSIP NUMBER ATTENTION: Transmit for filing 3 copies of this fo |
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| July 3, 2012 |
Financial Statements and Exhibits, Other Events 8-K 1 document.htm FORM 8-K FILING DOCUMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 2, 2012 City National Corporation (Exact name of registrant as specified in its charter) Delaware 1-10521 95-2568550 (State or other ju |
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| July 3, 2012 |
City National Bank Completes Acquisition of Rochdale Investment Management EXHIBIT 99.1 City National Bank Completes Acquisition of Rochdale Investment Management Addition Will Further Strengthen City National's Wealth Management Capabilities LOS ANGELES, July 2, 2012 (GLOBE NEWSWIRE) - City National Bank, a wholly owned subsidiary of City National Corporation (NYSE:CYN), today completed its acquisition of Rochdale Investment Management, a New York City-based investment |
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| June 14, 2012 |
Financial Statements and Exhibits, Other Events - FORM 8-K FILING DOCUMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 13, 2012 City National Corporation (Exact name of registrant as specified in its charter) Delaware 1-10521 95-2568550 (State or other jurisdiction of incorporation) (Commission Fi |
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| June 14, 2012 |
City National Prices Subordinated Debt Offering EXHIBIT 99.1 City National Prices Subordinated Debt Offering LOS ANGELES, June 13, 2012 (GLOBE NEWSWIRE) - City National Bank, a wholly owned subsidiary of City National Corporation (NYSE:CYN), today priced an offering of $150 million of subordinated debt securities. The securities bear a fixed interest rate of 5.375 percent and will pay interest semi-annually. They will mature on July 15, 2022 an |
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| June 7, 2012 |
S-8 1 a12-141941s8.htm S-8 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 (Exact name of registrant as specified in its charter) CITY NATIONAL CORPORATION Delaware 95-2568550 (State or other jurisdiction of (I.R.S. Employer incorporation or organization) Identification No.) 555 S. Flower Street, Los Angeles, |
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| May 18, 2012 |
CITY NATIONAL CORPORATION ARTICLE I EX-3.1 2 a12-125291ex3d1.htm EX-3.1 Exhibit 3.1 CITY NATIONAL CORPORATION BYLAWS ARTICLE I OFFICES Section 1. The registered office shall be in the City of Wilmington, County of New Castle, and State of Delaware. Section 2. The corporation may also have offices at such other places both within and without the State of Delaware as the board of directors may from time to time determine or the busine |
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| May 18, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) May 18, 2012 City National Corporation (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 1-10521 95-2568550 (Commission File Number) (IRS Employer Identification No. |
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| May 14, 2012 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) May 9, 2012 City National Corporation (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 1-10521 95-2568550 (Commission File Number) (IRS Employer Identification No. |
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| May 11, 2012 |
CORRESP 1 filename1.htm May 11, 2012 VIA EDGAR Mr. Christian Windsor Special Counsel U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: City National Corporation Form 10-K for Fiscal Year Ended December 31, 2011 Filed February 28, 2012 File Number 1-10521 Dear Mr. Windsor: On behalf of City National Corporation (the “Company”), thi |
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| May 9, 2012 |
PERFORMANCE UNIT AWARD AGREEMENT UNDER THE CITY NATIONAL CORPORATION 2008 OMNIBUS PLAN EX-10.2 2 a12-72641ex10d2.htm EX-10.2 Exhibit 10.2 PERFORMANCE UNIT AWARD AGREEMENT UNDER THE CITY NATIONAL CORPORATION 2008 OMNIBUS PLAN (EPS) THIS PERFORMANCE UNIT AWARD AGREEMENT is made by and between CITY NATIONAL CORPORATION, a Delaware corporation (the “Company”), and , an employee of the Company or a subsidiary of the Company (“Colleague”), with reference to the following: A. On April 23, |
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| May 9, 2012 |
Exhibit 32.0 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report of City National Corporation (the “Company”) on Form 10-Q for the period ending March 31, 2012 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), we, Russell Goldsmith, Chief Executive Office |
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| May 9, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2012 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER: 1-10 |
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| May 9, 2012 |
EX-10.4 4 a12-72641ex10d4.htm EX-10.4 Exhibit 10.4 RESTRICTED STOCK UNIT AWARD AGREEMENT (CASH ONLY) UNDER THE CITY NATIONAL CORPORATION 2008 OMNIBUS PLAN THIS RESTRICTED STOCK UNIT AWARD AGREEMENT (CASH ONLY) is made as of between CITY NATIONAL CORPORATION, a Delaware corporation (the “Company”), and employee of the Company or a subsidiary of the Company (“Colleague”), with reference to the follo |
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| May 9, 2012 |
PERFORMANCE UNIT AWARD AGREEMENT Exhibit 10.3 PERFORMANCE UNIT AWARD AGREEMENT ADDENDUM (EPS) THIS ADDENDUM TO THE PERFORMANCE UNIT AWARD AGREEMENT provides the rules and procedures relating to the grant of the Performance Unit Award and the operation of the Performance Unit Account. A. Definitions. Any capitalized terms used, but not defined, in this Addendum shall have the meaning set forth in the Performance Unit Award Agreeme |
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| May 9, 2012 |
RESTRICTED STOCK UNIT AWARD AGREEMENT (CASH ONLY) Exhibit 10.5 RESTRICTED STOCK UNIT AWARD AGREEMENT (CASH ONLY) ADDENDUM THIS ADDENDUM TO THE RESTRICTED STOCK UNIT AWARD AGREEMENT (CASH ONLY) provides the rules and procedures relating to the grant of the Award and the operation of the Restricted Stock Unit Account and the Dividend Equivalent Unit Account. A. Whenever the following terms are used in the Restricted Stock Unit Award Agreement or in |
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| April 25, 2012 |
City National Bank to Acquire Rochdale Investment Management EXHIBIT 99.1 City National Bank to Acquire Rochdale Investment Management Rochdale to Merge With City National Asset Management, Creating $18 Billion Firm City National's Wealth Management Group Will Surpass $60 Billion in Assets Under Management or Administration LOS ANGELES, April 25, 2012 (GLOBE NEWSWIRE) - City National Bank today announced that it has entered into a definitive agreement to ac |
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| April 25, 2012 |
Financial Statements and Exhibits, Other Events - FORM 8-K FILING DOCUMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 25, 2012 City National Corporation (Exact name of registrant as specified in its charter) Delaware 1-10521 95-2568550 (State or other jurisdiction of incorporation) (Commission F |
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| April 23, 2012 |
City National Bank to Acquire First American Equipment Finance EXHIBIT 99.1 City National Bank to Acquire First American Equipment Finance Significantly Expands Equipment Leasing and Finance Capabilities Adds Nationwide Leasing Business With $325 Million in Assets LOS ANGELES, April 23, 2012 (GLOBE NEWSWIRE) - City National Bank today announced that it has entered into a definitive agreement to acquire First American Equipment Finance, a privately owned, full |
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| April 23, 2012 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 23, 2012 City National Corporation (Exact name of registrant as specified in its charter) Delaware 1-10521 95-2568550 (State or other jurisdiction of incorporation) (Commission F |
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| April 19, 2012 |
EXHIBIT 99.1 City National Corp. Grows First-Quarter 2012 Net Income to $46.3 Million, Up 17 Percent From First-Quarter 2011 Average loan balances grow 10 percent from first-quarter 2011 Average core deposits up 12 percent from a year ago Total assets exceed $24 billion for the first time LOS ANGELES, April 19, 2012 (GLOBE NEWSWIRE) - City National Corporation (NYSE:CYN), the parent company of who |
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| April 19, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 19, 2012 City National Corporation (Exact name of registrant as specified in its charter) Delaware 1-10521 95-2568550 (State or other jurisdiction of incorporation) (Commission F |
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| March 30, 2012 |
Use these links to rapidly review the document TABLE OF CONTENTS Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 19, 2012 |
Use these links to rapidly review the document TABLE OF CONTENTS Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 16, 2012 |
Amendment to the Russell Goldsmith Amended and Restated Employment Agreement Exhibit 10.49 Amendment to the Russell Goldsmith Amended and Restated Employment Agreement This document (“Amendment”) hereby amends the terms of the June 24, 2010 Amended and Restated Employment Agreement between Russell Goldsmith (“Goldsmith”), City National Bank (“CNB”), and City National Corporation (“Corporation”) (referred to as the “Agreement”). The terms of this Amendment shall control not |
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| March 16, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) March 16, 2012 City National Corporation (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 1-10521 95-2568550 (Commission File Number) (IRS Employer Identification No. |
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| February 28, 2012 |
AMENDED AND RESTATED 2002 OMNIBUS PLAN EX-10.43 8 a2207440zex-1043.htm EX-10.43 Exhibit 10.43 STOCK OPTION AWARD AGREEMENT UNDER THE CITY NATIONAL CORPORATION AMENDED AND RESTATED 2002 OMNIBUS PLAN This Stock Option Agreement is made and entered into as of, by and between City National Corporation, a Delaware corporation (the “Company”), and, an employee of the Company or a subsidiary of the Company (the “Optionee”), with reference to |
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| February 28, 2012 |
AMENDED AND RESTATED 2002 OMNIBUS PLAN EX-10.45 10 a2207440zex-1045.htm EX-10.45 Exhibit 10.45 RESTRICTED STOCK UNIT AWARD AGREEMENT UNDER THE CITY NATIONAL CORPORATION AMENDED AND RESTATED 2002 OMNIBUS PLAN THIS RESTRICTED STOCK UNIT AWARD AGREEMENT is made as of DATE between CITY NATIONAL CORPORATION, a Delaware corporation (the “Company”), and COLLEAGUE NAME employee of the Company or a subsidiary of the Company (“Colleague”), with |
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| February 28, 2012 |
AMENDED AND RESTATED 2002 OMNIBUS PLAN Exhibit 10.44 RESTRICTED STOCK AWARD AGREEMENT UNDER THE CITY NATIONAL CORPORATION AMENDED AND RESTATED 2002 OMNIBUS PLAN RESTRICTED STOCK AWARD AGREEMENT made as of, between CITY NATIONAL CORPORATION, a Delaware corporation (the ?Company?), and , an employee of the Company or a subsidiary of the Company (?Colleague?), with reference to the following: A. On April 28, 2004 the shareholders of the C |
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| February 28, 2012 |
EX-10.33 6 a2207440zex-1033.htm EX-10.33 Exhibit 10.33 AMENDMENT NUMBER 1 TO 2000 CITY NATIONAL BANK DIRECTOR DEFERRED COMPENSATION PLAN (Amended and Restated for Plan Years 2004/5 and Later Effective on January 1, 2009) WHEREAS, City National Bank (“Bank”) maintains the 2000 City National Bank Director Deferred Compensation Plan (Amended and Restated for Plan Years 2004/5 and Later Effective on J |
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| February 28, 2012 |
RESTRICTED STOCK UNIT AWARD AGREEMENT (CASH ONLY) EX-10.52 13 a2207440zex-1052.htm EX-10.52 Exhibit 10.52 RESTRICTED STOCK UNIT AWARD AGREEMENT (CASH ONLY) ADDENDUM THIS ADDENDUM TO THE RESTRICTED STOCK UNIT AWARD AGREEMENT (CASH ONLY) provides the rules and procedures relating to the grant of the Award and the operation of the Restricted Stock Unit Account and the Dividend Equivalent Unit Account. A. Whenever the following terms are used in the |
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| February 28, 2012 |
EX-10.46 11 a2207440zex-1046.htm EX-10.46 Exhibit 10.46 RESTRICTED STOCK UNIT AWARD AGREEMENT (CASH ONLY AWARD) UNDER THE CITY NATIONAL CORPORATION AMENDED AND RESTATED 2002 OMNIBUS PLAN THIS RESTRICTED STOCK UNIT — CASH ONLY AWARD AGREEMENT is made as of DATE between CITY NATIONAL CORPORATION, a Delaware corporation (the “Company”), and COLLEAGUE NAME employee of the Company or a subsidiary of th |
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| February 28, 2012 |
QuickLinks - Click here to rapidly navigate through this document Exhibit 21 Parent and subsidiaries City National Corporation City National Bank (100%) City National Corporation ("Registrant") is a corporation organized under the laws of the State of Delaware. |
