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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to DLH Holdings Corp.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| August 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 6, 2025 DLH Holdings Corp. (Exact name of Registrant as Specified in its Charter) New Jersey 0-18492 22-1899798 (State or Other Jurisdiction of Incorporation (Commission File N |
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| August 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-18492 DLH HOLDINGS CORP. (Exact name |
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| August 6, 2025 |
DLH Reports Fiscal 2025 Third Quarter Results Robust Q3 Cash Flow Fuels Accelerated Debt Reduction; Strong Management of Operating Expenses Assures Margin Delivery Atlanta, Georgia – August 6, 2025 - DLH Holdings Corp. |
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| May 9, 2025 |
Form of Performance-Based Restricted Stock Unit Agreement under the 2025 Equity Incentive Plan. Exhibit 10.5 Performance RSU No. 202[ ]-[ ] 26538098v.1 DLH HOLDINGS CORP. PERFORMANCE-BASED RESTRICTED STOCK UNIT AWARD AGREEMENT This Performance-Based Restricted Stock Unit Award Agreement (the “Agreement”), dated as of the Grant Date specified in the table below, is between DLH Holdings Corp. (the “Company”) and the grantee named in the table below (the “Grantee”). The Grantee has been granted |
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| May 9, 2025 |
Form of Time-Based Restricted Stock Unit Agreement under the 2025 Equity Incentive Plan. a2025equityplantemplatet Exhibit 10.4 Time-Based RSU No. 202[ ]-[ ] 26537977v.1 DLH HOLDINGS CORP. RESTRICTED STOCK UNIT AWARD AGREEMENT This Restricted Stock Unit Award Agreement (the “Agreement”), dated as of the Grant Date specified in the table below, is between DLH Holdings Corp. (the “Company”) and the grantee named in the table below (the “Grantee”). The Grantee has been granted an award of |
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| May 9, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-18492 DLH HOLDINGS CORP. (Exact nam |
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| May 9, 2025 |
Form of Stock Option Award under 2025 Equity Incentive Plan Exhibit 10.2 1 DLH HOLDINGS CORP. EMPLOYEE STOCK OPTION CERTIFICATE AND AGREEMENT Date of Grant: Option No.: Name of Optionee: Number of Shares: Exercise Price Per Share: Expiration Date: Effective on the date of grant specified above, DLH HOLDINGS CORP. (the “Company”) has granted to the above-named Optionee under the Company’s 2025 Equity Incentive Plan (the “Plan”), an option to purchase from t |
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| May 9, 2025 |
Form of Restricted Stock Unit Agreement for Directors under the 2025 Equity Incentive Plan. Exhibit 10.3 RSU No. 202- {N0412590 } DLH HOLDINGS CORP. NOTICE OF GRANT OF RESTRICTED STOCK UNITS FOR NON-EMPLOYEE DIRECTORS The Grantee has been granted an award of Restricted Stock Units (the “Award”) pursuant to the DLH Holdings Corp. 2025 Equity Incentive Plan, as may be amended from time to time (the “Plan”), representing the right to receive on the Settlement Date (described below) one (1) |
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| May 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 7, 2025 DLH Holdings Corp. (Exact name of Registrant as Specified in its Charter) New Jersey 0-18492 22-1899798 (State or Other Jurisdiction of Incorporation (Commission File Numb |
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| May 7, 2025 |
DLH Reports Fiscal 2025 Second Quarter Results Solid Cash Flow and Debt Reduction Strengthen Financial Outlook as Bid Activity Accelerates Atlanta, Georgia – May 7, 2025 - DLH Holdings Corp. |
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| April 1, 2025 |
Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) DLH HOLDINGS CORP. |
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| April 1, 2025 |
As filed with the Securities and Exchange Commission on April 1, 2025 As filed with the Securities and Exchange Commission on April 1, 2025 Registration No. |
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| March 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 13, 2025 DLH Holdings Corp. (Exact name of Registrant as Specified in its Charter) New Jersey 0-18492 22-1899798 (State or Other Jurisdiction of Incorporation (Commission File N |
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| February 5, 2025 |
DLH Reports Fiscal 2025 First Quarter Results Navigating Challenges in Company's Transformation Journey; Delivering Recent Wins and Growing Bid Pipeline to Improve Outlook for Organic Growth Atlanta, Georgia – February 5, 2025 - DLH Holdings Corp. |
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| February 5, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 5, 2025 DLH Holdings Corp. (Exact name of Registrant as Specified in its Charter) New Jersey 0-18492 22-1899798 (State or Other Jurisdiction of Incorporation (Commission File |
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| February 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-18492 DLH HOLDINGS CORP. (Exact |
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| January 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant Filed by a Party other than the Registrant Check the appropriate box: Preliminary Proxy Statement Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) Definitive Prox |
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| January 28, 2025 |
Enhancing health and readiness missions worldwide ANNUAL REPORT FY24 Dear shareholders, It is an honor and privilege to lead DLH, one of our nation’s most trusted technology, engineering, and research solutions providers. |
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| January 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant Filed by a Party other than the Registrant Check the appropriate box: Preliminary Proxy Statement Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) Definitive Prox |
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| December 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 3, 2024 DLH Holdings Corp. (Exact name of Registrant as Specified in its Charter) New Jersey 0-18492 22-1899798 (State or Other Jurisdiction of Incorporation (Commission File |
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| December 4, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 4, 2024 DLH Holdings Corp. (Exact name of Registrant as Specified in its Charter) New Jersey 0-18492 22-1899798 (State or Other Jurisdiction of Incorporation (Commission File |
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| December 4, 2024 |
Exhibit 21 DLH HOLDINGS CORP. SUBSIDIARIES OF REGISTRANT Name* Jurisdiction of Incorporation/Organization DLH Solutions, Inc. Georgia Danya International, LLC Maryland Social & Scientific Systems, Inc. Delaware Irving Burton Associates, LLC Virginia DLH, LLC (formerly, Grove Resource Solutions, LLC) Maryland * In accordance with Item 601(b)(21) of Regulation S-K, the Company has omitted from this |
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| December 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-18492 DLH HOLDINGS CORP. (Ex |
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| December 4, 2024 |
DLH Reports Fiscal 2024 Fourth Quarter Results Debt Reduced to Under $155 Million as Company Continues its Technology Transformation Atlanta, Georgia – December 4, 2024 - DLH Holdings Corp. |
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| December 4, 2024 |
DLH Holdings Corp. Insider Trading Policy. 25791112v.1 DLH Holdings Corp. Insider Trading and Confidentiality Policy Effective 08/10/2023 Copyright © 2023 DLH Holdings Corp. This document contains material which is a proprietary property of and confidential to DLH Holdings Corp. Disclosure outside DLH Holdings Corp. is prohibited except by written permission, license agreement or other confidentiality agreement. Unauthorized reproduction o |
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| November 13, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 13, 2024 DLH Holdings Corp. (Exact name of Registrant as Specified in its Charter) New Jersey 0-18492 22-1899798 (State or Other Jurisdiction of Incorporation (Commission Fil |
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| November 13, 2024 |
DLH Reduces Debt and Amends Credit Facility Debt Paid Down to $154.6 million at End of Fourth Quarter ATLANTA, November 13, 2024 - DLH Holdings Corp. (NASDAQ: DLHC) (“DLH” or the “Company”), a Russell 2000 company and leading provider of digital transformation and cyber security, science, research and development, and systems engineering and integration solutions to federal health IT and readiness |
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| November 12, 2024 |
First Amendment dated November 6, 2024 to the Second Amended & Restated Credit Agreement* FIRST AMENDMENT TO THE SECOND AMENDED AND RESTATED CREDIT AGREEMENT THIS FIRST AMENDMENT TO THE SECOND AMENDED AND RESTATED CREDIT AGREEMENT, dated as of November 6, 2024 (this “First Amendment”) is entered into among the Persons signatory hereto as “Borrowers” (the “Borrowers”), the Persons signatory hereto as “Lenders”(the “Lenders”), the Persons signatory hereto as “Guarantors” (the “Guarantors”) and First National Bank of Pennsylvania, in its capacity as Administrative Agent. |
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| November 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 6, 2024 DLH Holdings Corp. (Exact name of Registrant as Specified in its Charter) New Jersey 0-18492 22-1899798 (State or Other Jurisdiction of Incorporation (Commission File |
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| November 5, 2024 |
DLHC / DLH Holdings Corp. / Mink Brook Partners LP - AMENDMENT NO. 1 Passive Investment SC 13G/A 1 d115241sc13ga1.htm AMENDMENT NO. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* DLH Holdings Corp. (Name of Issuer) Common Stock (Title of Class of Securities) 23335Q100 (CUSIP Number) November 5, 2024 (Date of Event which Requires Filing of this Statement) Check the appropriate box to d |
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| October 17, 2024 |
DLHC / DLH Holdings Corp. / Minerva Advisors LLC - MINERVA 13G DLH HOLDINGS Passive Investment SC 13G 1 DLHholdings13g.htm MINERVA 13G DLH HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* DLH Holdings Corp. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 23335Q100 (CUSIP Number) October 15, 2024 (Date of Event Which Requires Filing of this Statement) Check |
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| July 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-18492 DLH HOLDINGS CORP. (Exact name |
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| July 31, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 31, 2024 DLH Holdings Corp. (Exact name of Registrant as Specified in its Charter) New Jersey 0-18492 22-1899798 (State or Other Jurisdiction of Incorporation (Commission File Nu |
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| July 31, 2024 |
exh311 {N0401184 } EXHIBIT 31.1 Certification I, Zachary C. Parker, certify that: 1. I have reviewed this quarterly report on Form 10-Q of DLH Holdings Corp.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not m |
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| July 31, 2024 |
DLH Reports Fiscal 2024 Third Quarter Results Debt Reduction Continues as Company Sees Increased Bid Activity to Close Out Fiscal 2024 Atlanta, Georgia – July 31, 2024 - DLH Holdings Corp. |
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| July 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 16, 2024 DLH Holdings Corp. (Exact name of Registrant as Specified in its Charter) New Jersey 0-18492 22-1899798 (State or Other Jurisdiction of Incorporation (Commission File Nu |
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| July 3, 2024 |
DLHC / DLH Holdings Corp. / Mink Brook Partners LP Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* DLH Holdings Corp. (Name of Issuer) Common Stock (Title of Class of Securities) 23335Q100 (CUSIP Number) July 3, 2024 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is |
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| May 1, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 1, 2024 DLH Holdings Corp. (Exact name of Registrant as Specified in its Charter) New Jersey 0-18492 22-1899798 (State or Other Jurisdiction of Incorporation (Commission File Numb |
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| May 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-18492 DLH HOLDINGS CORP. (Exact nam |
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| May 1, 2024 |
DLH Reports Fiscal 2024 Second Quarter Results Revenue Grows and Backlog Strengthens as Debt Reduction Continues Atlanta, Georgia – May 1, 2024 - DLH Holdings Corp. |
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| March 20, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 14, 2024 DLH Holdings Corp. (Exact name of Registrant as Specified in its Charter) New Jersey 0-18492 22-1899798 (State or Other Jurisdiction of Incorporation (Commission File N |
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| March 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 14, 2024 DLH Holdings Corp. (Exact name of Registrant as Specified in its Charter) New Jersey 0-18492 22-1899798 (State or Other Jurisdiction of Incorporation) (Commission File |
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| February 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 22, 2024 DLH Holdings Corp. (Exact name of Registrant as Specified in its Charter) New Jersey 0-18492 22-1899798 (State or Other Jurisdiction of Incorporation (Commission Fil |
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| February 12, 2024 |
DLHC / DLH Holdings Corp. / DLH Holdings Corp. - SC 13G/A Passive Investment SC 13G/A 1 sc13g-zachfy24.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G /A (Amendment No. 8) Under the Securities Exchange Act of 1934 DLH Holdings Corp. (Name of Issuer) Common Stock, par value $0.001per share (Title of Class of Securities) 23335Q 100 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check |
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| January 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-18492 DLH HOLDINGS CORP. (Exact |
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| January 31, 2024 |
DLH Reports Fiscal 2024 First Quarter Results Further Debt Reduction and Strong Start to Fiscal Year DLH Reports Fiscal 2024 First Quarter Results Further Debt Reduction and Strong Start to Fiscal Year Atlanta, Georgia – January 31, 2024 - DLH Holdings Corp. |
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| January 31, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 31, 2024 DLH Holdings Corp. (Exact name of Registrant as Specified in its Charter) New Jersey 0-18492 22-1899798 (State or Other Jurisdiction of Incorporation (Commission File |
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| January 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant Filed by a Party other than the Registrant Check the appropriate box: Preliminary Proxy Statement Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) Definitive Prox |
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| January 29, 2024 |
You May Vote Your Proxy When You View The Material On The Internet. You Will Be Asked To Follow The Prompts To Vote Your Shares. DLH Holdings Corp. 3565 Piedmont Road, NE. Building 3, Suite 700 Atlanta, Georgia 30305 NOTICE OF ANNUAL MEETING OF SHAREHOLDERS to be held on March 14, 2024 *Shareholders are cordially invited to attend the Annual Meeting. The Company will be hosting the Annual Meeting |
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| January 29, 2024 |
ANNUAL REPORT FY23 Your Mission is Our Passion. www.dlhcorp.com DLH www.dlhcorp.com In Fiscal 2023, DLH continued to deliver solid financial results, producing revenue from a diverse, stable portfolio of contracts, industry leading profitability, and strong cash flow generation. We focused on deleveraging our balance sheet following our December 2022 acquisition, and plan to continue to use free c |
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| January 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant Filed by a Party other than the Registrant Check the appropriate box: Preliminary Proxy Statement Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) Definitive Prox |
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| January 29, 2024 |
ANNUAL REPORT FY23 Your Mission is Our Passion. www.dlhcorp.comDLH www.dlhcorp.com In Fiscal 2023, DLH continued to deliver solid financial results, producing revenue from a diverse, stable portfolio of contracts, industry leading profitability, and strong cash flow generation. We focused on deleveraging our balance sheet following our December 2022 acquisition, and plan to continue to use free ca |
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| January 18, 2024 |
DLHC / DLH Holdings Corp. / Cove Street Capital, LLC - UNDER 5% Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G / A Under the Securities Exchange Act of 1934 (Amendment No. 1)* DLH Holdings Corp (Name of Issuer) Common stock, $.01 par value (Title of Class of Securities) 23335Q100 (CUSIP Number) Merihan Tynan 525 South Douglas St, Suite 225 El Segundo, CA 90245 (Name, Address and Telephone Number of Person Auth |
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| December 6, 2023 |
Exhibit 21 DLH HOLDINGS CORP. SUBSIDIARIES OF REGISTRANT Name* Jurisdiction of Incorporation/Organization DLH Solutions, Inc. Georgia Danya International, LLC Maryland Social & Scientific Systems, Inc. Delaware Irving Burton Associates, LLC Virginia Grove Resource Solutions, LLC Maryland * In accordance with Item 601(b)(21) of Regulation S-K, the Company has omitted from this Exhibit the names of |
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| December 6, 2023 |
Consent of WithumSmith+Brown, PC EXHIBIT 23.1 CONSENT OF REGISTERED INDEPENDENT PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in the Registration Statements on Form S-3 (File Nos. 333-238882, 333-215405,333-184912, 333-74478, 333-120423 and 333-272277) and Form S-8 (File Nos. 333-256329, 333-212702, 333-197374, 333-178830, 333-73426, 333-143951 and 333-225153) of DLH Holdings Corp. of our report dated |
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| December 6, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 6, 2023 DLH Holdings Corp. (Exact name of Registrant as Specified in its Charter) New Jersey 0-18492 22-1899798 (State or Other Jurisdiction of Incorporation (Commission File |
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| December 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-18492 DLH HOLDINGS CORP. (Ex |
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| December 6, 2023 |
EXHIBIT 31.2 Certification I, Kathryn M. JohnBull, certify that: 1. I have reviewed this Annual Report on Form 10-K of DLH Holdings Corp.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respe |
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| December 6, 2023 |
EXHIBIT 32 Certification of Chief Executive Officer and Chief Financial Officer Pursuant to 18 U. |
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| December 6, 2023 |
Policy Relating to Recovery of Erroneously Awarded Compensation Exhibit 97 DLH HOLDINGS CORP. Clawback Policy Adopted and approved on November 14, 2023 The Board of Directors (the “Board”) of DLH Holdings Corp. (the “Company”) believes that it is in the best interests of the Company and its shareholders to adopt this Clawback Policy (the “Policy”), which provides for the recovery of certain incentive compensation in the event of an Accounting Restatement (as d |
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| December 6, 2023 |
DLH Reports Fiscal 2023 Fourth Quarter Results Company Finishes Fiscal 2023 Positioned for Growth and Further Debt Reduction in Year Ahead Atlanta, Georgia – December 06, 2023 - DLH Holdings Corp. |
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| December 6, 2023 |
EXHIBIT 31.1 Certification I, Zachary C. Parker, certify that: 1. I have reviewed this Annual Report on Form 10-K of DLH Holdings Corp.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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| October 24, 2023 |
DLH Reports Key Metrics for Fiscal 2023 Year End Exceeded Debt Reduction Expectations, Facility Rationalization Review Completed Atlanta, Georgia – October 24, 2023 - DLH Holdings Corp. |
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| October 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 24, 2023 DLH Holdings Corp. (Exact name of Registrant as Specified in its Charter) New Jersey 0-18492 22-1899798 (State or Other Jurisdiction of Incorporation (Commission File |
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| September 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 25, 2023 DLH Holdings Corp. (Exact name of Registrant as Specified in its Charter) New Jersey 0-18492 22-1899798 (State or Other Jurisdiction of Incorporation (Commission Fi |
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| September 25, 2023 |
Executive Employment Agreement between the Company and Kathryn M. JohnBull dated September 21, 2023 Execution Copy EXECUTIVE EMPLOYMENT AGREEMENT THIS AGREEMENT is made as of the 21st day of September, 2023 by and between Kathryn M. |
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| August 2, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 2, 2023 DLH Holdings Corp. (Exact name of Registrant as Specified in its Charter) New Jersey 0-18492 22-1899798 (State or Other Jurisdiction of Incorporation (Commission File N |
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| August 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-18492 DLH HOLDINGS CORP. (Exact name |
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| August 2, 2023 |
DLH Reports Fiscal 2023 Third Quarter Results Quarterly Revenue Over $100 Million; Active Pipeline of Opportunities to Accelerate Growth in Fiscal 2024 Atlanta, Georgia – August 2, 2023 - DLH Holdings Corp. |
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| June 7, 2023 |
DLH HOLDINGS CORP. 3565 Piedmont Road, NE Building 3, Suite 700 Atlanta, Georgia 30305 DLH HOLDINGS CORP. 3565 Piedmont Road, NE Building 3, Suite 700 Atlanta, Georgia 30305 June 7, 2023 Via EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Taylor Beech Re: DLH Holdings Corp. Registration Statement on Form S-3 Filed May 30, 2023 File No.: 333-272277 Ladies and Gentlemen: DLH Holdings Corp., a N |
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| May 30, 2023 |
As filed with the Securities and Exchange Commission on May 30, 2023 As filed with the Securities and Exchange Commission on May 30, 2023 Registration No. |
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| May 30, 2023 |
Calculation of Filing Fee Tables Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) DLH Holdings Corp. |
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| May 25, 2023 |
DLHC / DLH Holdings Corp / Cove Street Capital, LLC Passive Investment SC 13G 1 dlhc05252023.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* DLH Holdings Corp (Name of Issuer) Common stock, $.01 par value (Title of Class of Securities) 23335Q100 (CUSIP Number) Merihan Tynan 525 South Douglas St, Suite 225 El Segundo, CA 90245 (Name, Address and Telephone Number of Per |
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| May 3, 2023 |
DLH Reports Fiscal 2023 Second Quarter Results Revenue of $99.4 million; Backlog $940.6 million; GRSi Integration Proceeding as Planned Atlanta, Georgia – May 3, 2023 - DLH Holdings Corp. (NASDAQ: DLHC) (“DLH” or the “Company”), a leading provider of research and development, systems engineering and integration, and digital transformation solutions to federal agencies, today announced financial re |
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| May 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-18492 DLH HOLDINGS CORP. (Exact nam |
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| May 3, 2023 |
Form of time-based restricted stock unit award granted January 27, 2023 dlh10qfy23q2exhibit102rs Exhibit 10.2 Time-Based RSU No. 2023-1 23348679v.1 DLH HOLDINGS CORP. RESTRICTED STOCK UNIT AWARD AGREEMENT This Restricted Stock Unit Award Agreement (the “Agreement”), dated as of the Grant Date specified in the table below, is between DLH Holdings Corp. (the “Company”) and the grantee named in the table below (the “Grantee”). The Grantee has been granted an award of Res |
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| May 3, 2023 |
Form of performance-based restricted stock unit award granted January 27, 2023 dlh10qfy23q2exhibit101pr Exhibit 10.1 Performance RSU No. {N0407995 } 23348678v.1 DLH HOLDINGS CORP. PERFORMANCE-BASED RESTRICTED STOCK UNIT AWARD AGREEMENT This Performance-Based Restricted Stock Unit Award Agreement (the “Agreement”), dated as of the Grant Date specified in the table below, is between DLH Holdings Corp. (the “Company”) and the grantee named in the table below (the “Grantee”). Th |
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| May 3, 2023 |
exhibit32 EXHIBIT 32 Certification of Chief Executive Officer and Chief Financial Officer Pursuant to 18 U. |
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| May 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 3, 2023 DLH Holdings Corp. (Exact name of Registrant as Specified in its Charter) New Jersey 0-18492 22-1899798 (State or Other Jurisdiction of Incorporation (Commission File Numb |
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| March 16, 2023 |
DLHC / DLH Holdings Corp / WYNNEFIELD PARTNERS SMALL CAP VALUE LP - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Amendment No. 17 Under the Securities Exchange Act of 1934 DLH Holdings Corp. (Name of Issuer) Common Stock, $.001 par value (Title of Class of Securities) 23335Q 100 (CUSIP Number) Wynnefield Partners Small Cap Value, L.P. 450 Seventh Avenue, Suite 509 New York, New York 10123 Attention: Mr. Nelson Obus Copy to |
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| March 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 9, 2023 DLH Holdings Corp. (Exact name of Registrant as Specified in its Charter) New Jersey 0-18492 22-1899798 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| February 23, 2023 |
pdfissuedfinancialstatem Grove Resource Solutions, Inc. Financial Statements and Independent Auditor's Report December 31, 2021 and 2020 Grove Resource Solutions, Inc. Index 1 Page Independent Auditor's Report 2 Financial Statements Balance Sheets 4 Statements of Income 5 Statements of Changes in Stockholders' Equity 6 Statements of Cash Flows 7 Notes to Financial Statements 8 2 Independent Audito |
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| February 23, 2023 |
Exhibit 99.4 DLH HOLDINGS CORP. AND SUBSIDIARIES UNAUDITED PRO FORMA EBITDA YEAR ENDED SEPTEMBER 30, 2022 (Amounts in thousands, except per share data) The Company defines EBITDA as net income/(loss) adjusted to exclude (i) interest and other expenses (ii) provision for or benefit from income taxes, if any, and (iii) depreciation and amortization. The Company uses EBITDA as a supplemental non-GAAP |
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| February 23, 2023 |
DLH UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL STATEMENTS Exhibit 99.3 DLH UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL STATEMENTS The following unaudited pro forma condensed combined financial statements combine the historical consolidated financial information of DLH Holdings Corp. and Subsidiaries (the “Company”) and the financial statements of Grove Resource Solutions, LLC. (“GRSi”), acquired on December 8, 2022. The unaudited pro forma condensed |
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| February 23, 2023 |
unauditedproformagrsi9-3 Grove Resource Solutions, Inc. Unaudited Financial Statements SEPTEMBER 30, 2022 AND 2021 Page Financial Statements Balance Sheets 1 Statements of Income 2 Statements of Changes in Stockholders' Equity 3 Statements of Cash Flows 4 Notes to Financial Statements 5 Grove Resource Solutions, Inc. Balance Sheets September 30, 2022 and 2021 1 As of As of September 30,2022 Septem |
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| February 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1 to Form 8-K filed December 14, 2022) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 8, 2022 DLH Holdings Corp. (Exact Name of Registrant as Specified in Charter) New Jersey 0-18492 22-1899798 (State or |
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| February 13, 2023 |
DLHC / DLH Holdings Corp / PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. Passive Investment SC 13G/A 1 fp0082241-15sc13ga.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 2)* DLH Holdings Corp (Name of Issuer) Common (Title of Class of Securities) 23335Q100 (CUSIP Number) December 31, 2022 (Da |
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| February 10, 2023 |
DLHC / DLH Holdings Corp / DLH Holdings Corp. - SC 13G/A Passive Investment SC 13G/A 1 sc13g-zachfy23.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G /A (Amendment No. 7) Under the Securities Exchange Act of 1934 DLH Holdings Corp. (Name of Issuer) Common Stock, par value $0.001per share (Title of Class of Securities) 23335Q 100 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check |
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| February 8, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 8, 2023 DLH Holdings Corp. (Exact name of Registrant as Specified in its Charter) New Jersey 0-18492 22-1899798 (State or Other Jurisdiction of Incorporation (Commission File |
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| February 8, 2023 |
DLH Reports Fiscal 2023 First Quarter Results Completed acquisition of GRSi, Revenue of $72. |
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| February 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-18492 DLH HOLDINGS CORP. (Exact |
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| February 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 27, 2023 DLH Holdings Corp. (Exact name of Registrant as Specified in its Charter) New Jersey 0-18492 22-1899798 (State or Other Jurisdiction of Incorporation (Commission File |
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| January 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 27, 2023 DLH Holdings Corp. (Exact name of Registrant as Specified in its Charter) New Jersey 0-18492 22-1899798 (State or Other Jurisdiction of Incorporation (Commission File |
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| January 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant Filed by a Party other than the Registrant Check the appropriate box: Preliminary Proxy Statement Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) Definitive Prox |
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| January 27, 2023 |
dlhannualreport-2022 ANNUAL REPORT TO OUR FELLOW SHAREHOLDERS: Last year, we began a new phase of our corporate journey. |
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| January 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant Filed by a Party other than the Registrant Check the appropriate box: Preliminary Proxy Statement Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) Definitive Prox |
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| December 14, 2022 |
Exhibit 10.1 SECOND AMENDED AND RESTATED CREDIT AGREEMENT $70,000,000 REVOLVING CREDIT FACILITY and $190,000,000 TERM LOAN by and among DLH HOLDINGS CORP., DLH SOLUTIONS INC., DANYA INTERNATIONAL LLC, SOCIAL & SCIENTIFIC SYSTEMS, INC., IRVING BURTON ASSOCIATES, LLC and GROVE RESOURCE SOLUTIONS, LLC, as Borrowers, and THE LENDERS PARTY HERETO and FIRST NATIONAL BANK OF PENNSYLVANIA, as Administrati |
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| December 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 8, 2022 DLH Holdings Corp. (Exact name of Registrant as Specified in its Charter) New Jersey 0-18492 22-1899798 (State or Other Jurisdiction of Incorporation (Commission File |
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| December 14, 2022 |
Exhibit 2.1 Execution Version THIS EQUITY PURCHASE AGREEMENT dated as of December 8, 2022 by and among DLH Holdings Corp., Grove Resource Solutions, LLC, the Equityholders named herein, Omega D and D Corporation, and the Representative i TABLE OF CONTENTS Page ARTICLE 1 THE TRANSACTION ................................................................................................1 1.1 Purchase an |
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| December 8, 2022 |
Exhibit 99.1 DLH Strengthens Information Technology and Cyber Capabilities through Acquisition of GRSi Broadens Digital Transformation and IT Modernization Solutions, Paving Way for New Growth, Opportunities; Webcast and Conference Call on December 13 Atlanta, Georgia ? December 8, 2022 - DLH Holdings Corp. (NASDAQ: DLHC) (?DLH? or the ?Company?), a leading provider of research and development, sy |
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| December 8, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 8, 2022 DLH Holdings Corp. (Exact name of Registrant as Specified in its Charter) New Jersey 0-18492 22-1899798 (State or Other Jurisdiction of Incorporation (Commission File |
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| December 5, 2022 |
EXHIBIT 32 Certification of Chief Executive Officer and Chief Financial Officer Pursuant to 18 U. |
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| December 5, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 5, 2022 DLH Holdings Corp. (Exact name of Registrant as Specified in its Charter) New Jersey 0-18492 22-1899798 (State or Other Jurisdiction of Incorporation (Commission File |
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| December 5, 2022 |
Exhibit 21 DLH HOLDINGS CORP. SUBSIDIARIES OF REGISTRANT Name* Jurisdiction of Incorporation/Organization DLH Solutions, Inc. Georgia Danya International, LLC Maryland Social & Scientific Systems, Inc. Delaware Irving Burton Associates, LLC Virginia * In accordance with Item 601(b)(21) of Regulation S-K, the Company has omitted from this Exhibit the names of its subsidiaries which, considered in t |
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| December 5, 2022 |
DLH Reports Fiscal 2022 Fourth Quarter Results Revenue of $67.2 million for Quarter, $395.2 million for Fiscal Year; Debt Reduced to $22 million Atlanta, Georgia ? December 5, 2022 - DLH Holdings Corp. (NASDAQ: DLHC) (?DLH? or the ?Company?), a leading provider of innovative healthcare services and solutions to federal agencies, today announced financial results for its fiscal fourth quarter ended |
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| December 5, 2022 |
EXHIBIT 31.2 Certification I, Kathryn M. JohnBull, certify that: 1. I have reviewed this Annual Report on Form 10-K of DLH Holdings Corp.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respe |
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| December 5, 2022 |
Consent of WithumSmith+Brown, PC EXHIBIT 23.1 CONSENT OF REGISTERED INDEPENDENT PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in the Registration Statements on Form S-3 (File Nos. 333-238882, 333-215405,333-184912, 333-74478 and 333-120423) and Form S-8 (File Nos. 333-256329, 333-212702, 333-197374, 333-178830, 333-73426, 333-143951 and 333-225153) of DLH Holdings Corp. of our report dated December 5, |
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| December 5, 2022 |
EXHIBIT 31.1 Certification I, Zachary C. Parker, certify that: 1. I have reviewed this Annual Report on Form 10-K of DLH Holdings Corp.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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| December 5, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-18492 DLH HOLDINGS CORP. (Ex |
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| November 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 10, 2022 DLH Holdings Corp. (Exact name of Registrant as Specified in its Charter) New Jersey 0-18492 22-1899798 (State or Other Jurisdiction of Incorporation (Commission Fil |
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| October 6, 2022 |
Employment Agreement between Zachary C. Parker and DLH Holdings Corp. Exhibit 10.1 {N0412479 } EXECUTIVE EMPLOYMENT AGREEMENT THIS AGREEMENT is made as of the 30th day of September, 2022 by and between Zachary Parker (the ?Executive?) and DLH HOLDINGS CORP., a New Jersey corporation (the ?Company?) and is effective as of the 1st day of October, 2022 (the ?Effective Date?). W I T N E S S E T H: WHEREAS, the Company and its subsidiaries are engaged in the business of |
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| October 6, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 3, 2022 DLH Holdings Corp. (Exact name of Registrant as Specified in its Charter) New Jersey 0-18492 22-1899798 (State or Other Jurisdiction of Incorporation (Commission File |
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| August 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-18492 DLH HOLDINGS CORP. (Exact name |
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| August 2, 2022 |
DLH Reports Fiscal 2022 Third Quarter Results Revenue of $66.4 Million, up 8% Year-over-Year; Earnings $0.34 per share; Operating Margin 10.7% Atlanta, Georgia – August 2, 2022 - DLH Holdings Corp. (NASDAQ: DLHC) (“DLH” or the “Company”), a leading provider of innovative healthcare services and solutions to federal agencies, today announced financial results for its fiscal third quarter ended June |
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| August 2, 2022 |
Letter Agreement between DLH Holdings Corp. and Kevin Wilson www.dlhcorp.com April 12, 2022 Kevin Wilson Dear Kevin, This letter agreement will confirm the mutual understandings that we have agreed upon concerning your employment position transition with DLH Holdings Corp. (“DLH” or the “Company”). Effective May 16, 2022 (the “Transition Date”) you acknowledge and agree that your executive officer position with DLH as the President – Health and Logistics Se |
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| August 2, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 2, 2022 DLH Holdings Corp. (Exact name of Registrant as Specified in its Charter) New Jersey 0-18492 22-1899798 (State or Other Jurisdiction of Incorporation (Commission File N |
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| May 4, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 4, 2022 DLH Holdings Corp. (Exact name of Registrant as Specified in its Charter) New Jersey 0-18492 22-1899798 (State or Other Jurisdiction of Incorporation (Commission File Numb |
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| May 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-18492 DLH HOLDINGS CORP. (Exact nam |
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| May 4, 2022 |
DLH Reports Fiscal 2022 Second Quarter Results Revenue $108.7 Million, Reflecting Short-term FEMA Awards; Earnings $0.50 per share; Term Debt Reduced to $37.5 Million Atlanta, Georgia ? May 4, 2022 - DLH Holdings Corp. (NASDAQ: DLHC) (?DLH? or the ?Company?), a leading provider of innovative healthcare services and solutions to federal agencies, today announced financial results for its fiscal sec |
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| April 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 14, 2022 DLH Holdings Corp. (Exact name of Registrant as Specified in its Charter) New Jersey 0-18492 22-1899798 (State or Other Jurisdiction of Incorporation (Commission File N |
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| March 15, 2022 |
Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 10, 2022 DLH Holdings Corp. (Exact name of Registrant as Specified in its Charter) New Jersey 0-18492 22-1899798 (State or Other Jurisdiction of Incorporation (Commission File N |
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| February 14, 2022 |
DLHC / DLH Holdings Corp / PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 1)* DLH Holdings Corp (Name of Issuer) Common (Title of Class of Securities) 23335Q100 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing |
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| February 9, 2022 |
DLHC / DLH Holdings Corp / Parker Zachary - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G /A (Amendment No. 6) Under the Securities Exchange Act of 1934 DLH Holdings Corp. (Name of Issuer) Common Stock, par value $0.001per share (Title of Class of Securities) 23335Q 100 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the ru |
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| February 9, 2022 |
DLHC / DLH Holdings Corp / JohnBull Kathryn M. - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Amendment No. 6) Under the Securities Exchange Act of 1934 DLH Holdings Corp. (Name of Issuer) Common Stock, par value $0.001per share (Title of Class of Securities) 23335Q 100 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rul |
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| January 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-18492 DLH HOLDINGS CORP. (Exact |
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| January 31, 2022 |
DLH Reports Fiscal 2022 First Quarter Results Revenue $152.8 Million, Reflecting Short-Term FEMA Awards; Earnings $0.55 per share; Term Debt Reduced to $42.9 Million Atlanta, Georgia ? January 31, 2022 - DLH Holdings Corp. (NASDAQ: DLHC) (?DLH? or the ?Company?), a leading provider of innovative healthcare services and solutions to federal agencies, today announced financial results for its fiscal |
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| January 31, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 31, 2022 DLH Holdings Corp. (Exact name of Registrant as Specified in its Charter) New Jersey 0-18492 22-1899798 (State or Other Jurisdiction of Incorporation (Commission File |
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| January 28, 2022 |
DEF 14A 1 a2022proxystatementannualm.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant Filed by a Party other than the Registrant Check the appropriate box: Preliminary Proxy Statement Confidential, for Use of the Commission Only ( |
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| January 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant Filed by a Party other than the Registrant Check the appropriate box: Preliminary Proxy Statement Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) Definitive Prox |
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| January 24, 2022 |
DLHC / DLH Holdings Corp / Cove Street Capital, LLC - SEIZE TO HOLD 5% Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* DLH Holdings Corp (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 23335Q100 (CUSIP Number) Merihan Tynan 2101 East El Segundo Boulevard. Suite 302 El Segundo, CA 90245 (Name, Address and Telephone Num |
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| December 6, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-18492 DLH HOLDINGS CORP. (Ex |
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| December 6, 2021 |
Exhibit 10.21 CHANGE IN CONTROL, SEVERANCE AND COVENANT AGREEMENT This Change in Control, Severance and Covenant Agreement (the ?Agreement?) is made and entered into by and between G. Maliek Ferebee (?Employee?) and DLH Holdings Corp., a New Jersey corporation (the ?Company?), effective as of November 1, 2021 (the ?Effective Date?). Recitals WHEREAS, Employee is the Chief Human Resources Officer o |
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| December 6, 2021 |
www.dlhcorp.com Exhibit 10.20 September 30, 2021 G. Maliek Ferebee Dear Maliek, We are delighted to add your talent and energy to the DLH Executive Leadership Team! On behalf of DLH Holdings Corp. (?DLH?, or the ?Company?), I am pleased to extend to you an offer of employment in the position of Chief Human Resources Officer. Your role reports directly to me as CEO and you will be a Named Executive |
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| December 6, 2021 |
EXHIBIT 21 DLH HOLDINGS CORP. SUBSIDIARIES OF REGISTRANT Name* Jurisdiction of Incorporation/Organization DLH Solutions, Inc. Georgia Danya International, LLC Maryland Social & Scientific Systems, Inc. Delaware Irving Burton Associates, LLC Virginia * In accordance with Item 601(b)(21) of Regulation S-K, the Company has omitted from this Exhibit the names of its subsidiaries which, considered in t |
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| December 6, 2021 |
DLH Reports Fiscal 2021 Fourth Quarter Results Q4 Revenue of $65.2 Million; Full Year Revenue $246.1 Million, up 17.6% over fiscal 2020 Debt Reduced to $46.8 Million Atlanta, Georgia ? December 6, 2021 - DLH Holdings Corp. (NASDAQ: DLHC) (?DLH? or the ?Company?), a leading provider of innovative healthcare services and solutions to federal agencies, today announced financial results for its fiscal |
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| December 6, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 6, 2021 DLH Holdings Corp. (Exact name of Registrant as Specified in its Charter) New Jersey 0-18492 22-1899798 (State or Other Jurisdiction of Incorporation (Commission File |
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| November 10, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 8, 2021 DLH Holdings Corp. (Exact name of Registrant as Specified in its Charter) New Jersey 0-18492 22-1899798 (State or Other Jurisdiction of Incorporation (Commission File |
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| November 10, 2021 |
DLH Appoints Maliek Ferebee Chief Human Resources Officer DLH Appoints Maliek Ferebee Chief Human Resources Officer Atlanta, Georgia ? November 8, 2021 ? DLH Holdings Corp. |
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| August 4, 2021 |
DLH Reports Fiscal 2021 Third Quarter Results Revenue of $61.6 Million; Operating Margins Hit 8.0% Year-to-Date Operating Cash Flow of $15.4 Million Atlanta, Georgia ? August 4, 2021 - DLH Holdings Corp. (NASDAQ: DLHC) (?DLH? or the ?Company?), a leading provider of innovative healthcare services and solutions to federal agencies, today announced financial results for its fiscal third quarter ende |
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| August 4, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 4, 2021 DLH Holdings Corp. (Exact name of Registrant as Specified in its Charter) New Jersey 0-18492 22-1899798 (State or Other Jurisdiction of Incorporation (Commission File N |
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| August 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-18492 DLH HOLDINGS CORP. (Exact name |
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| May 20, 2021 |
As filed with the Securities and Exchange Commission on May 20, 2021 As filed with the Securities and Exchange Commission on May 20, 2021 Registration No. |
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| May 5, 2021 |
DLH Reports Fiscal 2021 Second Quarter Results Revenue Milestone of $61.5 Million; Operating Margins Expand; Enhanced Revenue Visibility from April CMOP Award Atlanta, Georgia ? May 5, 2021 - DLH Holdings Corp. (NASDAQ: DLHC) (?DLH? or the ?Company?), a leading provider of innovative healthcare services and solutions to federal agencies, today announced financial results for its fiscal second quar |
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| May 5, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 5, 2021 DLH Holdings Corp. (Exact name of Registrant as Specified in its Charter) New Jersey 0-18492 22-1899798 (State or Other Jurisdiction of Incorporation (Commission File Numb |
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| May 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-18492 DLH HOLDINGS CORP. (Exact nam |
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| March 22, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 18, 2021 DLH Holdings Corp. (Exact Name of Registrant as Specified in Charter) New Jersey 0-18492 22-1899798 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| February 16, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. )* DLH Holdings Corp (Name of Issuer) Common (Title of Class of Securities) 23335Q100 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing o |
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| February 11, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Amendment No. 5) Under the Securities Exchange Act of 1934 DLH Holdings Corp. (Name of Issuer) Common Stock, par value $0.001per share (Title of Class of Securities) 23335Q 100 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rul |
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| February 11, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G /A (Amendment No. 5) Under the Securities Exchange Act of 1934 DLH Holdings Corp. (Name of Issuer) Common Stock, par value $0.001per share (Title of Class of Securities) 23335Q 100 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the ru |
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| February 2, 2021 |
Form of Performance Restricted Stock Units granted December 9, 2020 # DLH HOLDINGS CORP. PERFORMANCE-BASED RESTRICTED STOCK UNIT AWARD AGREEMENT This Performance-Based Restricted Stock Unit Award Agreement (the “Agreement”), dated as of the Grant Date specified in the table below, is between DLH Holdings Corp. (the “Company”) and the grantee named in the table below (the “Grantee”). The Grantee has been granted an award of Performance-Based Restricted Stock Units (t |
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| February 2, 2021 |
DLH Reports Fiscal 2021 First Quarter Results 11% Revenue Growth, Driven by IBA; 6. |
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| February 2, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2020 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-18492 DLH HOLDINGS CORP. (Exact |
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| February 2, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 2, 2021 DLH Holdings Corp. (Exact name of Registrant as Specified in its Charter) New Jersey 0-18492 22-1899798 (State or Other Jurisdiction of Incorporation (Commission File |
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| February 1, 2021 |
Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* DLH Holdings Corp (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 23335Q100 (CUSIP Number) Merihan Tynan 2101 East El Segundo Boulevard. Suite 302 El Segundo, CA 90245 (Name, Address and Telephone Numb |
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| January 29, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* DLH Holdings Corp. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 23335Q 100 (CUSIP Number) December 31, 2020 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the r |
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| January 28, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant Filed by a Party other than the Registrant Check the appropriate box: Preliminary Proxy Statement Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) Definitive Prox |
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| January 28, 2021 |
DEFA14A 1 defa14a2019addmaterialsfor.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant Filed by a Party other than the Registrant Check the appropriate box: Preliminary Proxy Statement Confidential, for Use of the Commission Only ( |
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| December 14, 2020 |
auditedfs-123119xv2 Audited Financial Statements IRVING BURTON ASSOCIATES, INC. Falls Church, VA December 31, 2019 (Audited) Irving Burton Associates, Inc. TABLE OF CONTENTS AUDITED FINANCIAL STATEMENTS Independent Auditor’s Report 1-2 Balance Sheets 3 Statements of Income and Comprehensive Income 4 Statements of Stockholders’ Equity 5 Statements of Cash Flows 6 Notes to Financial Statements 7-15 |
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| December 14, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits - 8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1 to Form 8-K filed October 6, 2020) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 30, 2020 DLH Holdings Corp. (Exact Name of Registrant as Specified in Charter) New Jersey 0-18492 22-1899798 (State or |
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| December 14, 2020 |
DLH HOLDINGS CORP. AND SUBSIDIARIES UNAUDITED PRO FORMA EBITDA (Amounts in thousands) Exhibit 99.4 DLH HOLDINGS CORP. AND SUBSIDIARIES UNAUDITED PRO FORMA EBITDA (Amounts in thousands) We use Earnings Before Interest Tax Depreciation and Amortization (“EBITDA”) as a supplemental non-GAAP measure of our performance. We define EBITDA as net income/(loss) adjusted to exclude (i) interest and other expenses, including acquisition expenses, net, (ii) provision for or benefit from income |
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| December 14, 2020 |
DLH UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL STATEMENTS Exhibit 99.3 DLH UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL STATEMENTS The following unaudited pro forma condensed combined financial statements combine the historical consolidated financial information of DLH Holdings Corp. and Subsidiaries (the “Company”) and the financial statements of Irving Burton Associates, LLC. (“IBA”), acquired on September 30, 2020. The unaudited pro forma condense |
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| December 14, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 9, 2020 DLH Holdings Corp. (Exact Name of Registrant as Specified in Charter) New Jersey 0-18492 22-1899798 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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| December 14, 2020 |
financialsjune302020 IRVING BURTON ASSOCIATES, INC. Falls Church, VA June 30, 2020 unaudited Irving Burton Associates, Inc. TABLE OF CONTENTS INTERNAL FINANCIAL STATEMENTS 1 2 3 4 Balance Sheets Statements of Income and Comprehensive Income Statements of Stockholders’ Equity Statements of Cash Flows Notes to Financial Statements 5-14 As of June 30, 2020 As of December 31, 2019 5,332,486$ $ 1,350,1 |
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| December 7, 2020 |
DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 DLH Holdings Corp. |
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| December 7, 2020 |
RSU No. DLH HOLDINGS CORP. NOTICE OF GRANT OF RESTRICTED STOCK UNITS FOR NON-EMPLOYEE DIRECTORS The Grantee has been granted an award of Restricted Stock Units (the “Award”) pursuant to the DLH Holdings Corp. 2016 Omnibus Equity Incentive Plan, as amended from time to time (the “Plan”), representing the right to receive on the Settlement Date (described below) one (1) share of common stock of DLH |
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| December 7, 2020 |
DLH Reports Fourth Quarter and Fiscal Year 2020 Results Completes Acquisition of IBA; Finishes Fiscal 2020 with Annual Revenue of $209. |
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| December 7, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 7, 2020 DLH Holdings Corp. (Exact name of Registrant as Specified in its Charter) New Jersey 0-18492 22-1899798 (State or Other Jurisdiction of Incorporation (Commission File |
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| December 7, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2020 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-18492 DLH HOLDINGS CORP. (Ex |
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| December 7, 2020 |
EXHIBIT 21 DLH HOLDINGS CORP. SUBSIDIARIES OF REGISTRANT Name* Jurisdiction of Incorporation/Organization DLH Solutions, Inc. Georgia Danya International, LLC Maryland Social & Scientific Systems, Inc. Delaware Irving Burton Associates, LLC Virginia * In accordance with Item 601(b)(21) of Regulation S-K, the Company has omitted from this Exhibit the names of its subsidiaries which, considered in t |
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| October 7, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 7, 2020 DLH Holdings Corp. (Exact Name of Registrant as Specified in Charter) New Jersey 0-18492 22-1899798 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| October 7, 2020 |
dlh100720investorpresent DLH Holdings Corp. Acquisition of Irving Burton Associates OCTOBER 7, 2020 Your Mission Is Our Passion © Copyright 2020 DLH Holdings Corp. All Rights Reserved. © Copyright 2020 DLH Holdings Corporation. All Rights Reserved. Forward Looking Statement This presentation may contain forward-looking statements within the meaning of the Private Securities Litigation Reform Act o |
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| October 6, 2020 |
form8k10062020exh101work Exhibit 10.1 AMENDED AND RESTATED CREDIT AGREEMENT $25,000,000 REVOLVING CREDIT FACILITY $70,000,000 TERM LOAN by and among DLH HOLDINGS CORP., DLH SOLUTIONS INC., DANYA INTERNATIONAL LLC, SOCIAL & SCIENTIFIC SYSTEMS, INC. and IRVING BURTON ASSOCIATES, LLC, as Borrowers, and THE LENDERS PARTY HERETO and FIRST NATIONAL BANK OF PENNSYLVANIA, as Administrative Agent Dated as |
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| October 6, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 30, 2020 DLH Holdings Corp. (Exact Name of Registrant as Specified in Charter) New Jersey 0-18492 22-1899798 (State or Other Jurisdiction of Incorporation) (Commission File |
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| October 6, 2020 |
EXHIBIT 2.1 EQUITY PURCHASE AGREEMENT by and among DLH HOLDINGS CORP. (the “Buyer”), IRVING BURTON ASSOCIATES, LLC (the “Company”), PROJECT INSIGHT HOLDINGS, inc. (the “Seller”), As the Sole Equity Holder of the Company, THE OWNERS OF THE SELLER, and ANNA L. RYAN, AS THE SELLERS’ REPRESENTATIVE September 30, 2020 {N0289150 } #4747537v13 TABLE OF CONTENTS ARTICLE 1 DEFINITIONS AND RULES OF CONSTRUC |
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| October 1, 2020 |
DLH Acquires IBA to Bolster its DoD Health Technology Capabilities Transaction Expands Data Analytics, AI, and Research & Development Profile Atlanta, Georgia – October 1, 2020 - DLH Holdings Corp. |
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| October 1, 2020 |
Financial Statements and Exhibits, Other Events - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 1, 2020 DLH Holdings Corp. (Exact Name of Registrant as Specified in Charter) New Jersey 0-18492 22-1899798 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| September 15, 2020 |
EMPLOYMENT AGREEMENT THIS AGREEMENT is made on the 14th day of September, 2020 by and between Kathryn M. |
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| September 15, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 14, 2020 DLH Holdings Corp. (Exact Name of Registrant as Specified in Charter) New Jersey 0-18492 22-1899798 (State or Other Jurisdiction of Incorporation) (Commission File |
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| August 31, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 27, 2020 DLH Holdings Corp. (Exact Name of Registrant as Specified in Charter) New Jersey 0-18492 22-1899798 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| August 31, 2020 |
AMENDED AND RESTATED BY-LAWS OF DLH HOLDINGS CORP. (Amended and Restated as of August 27, 2020) ARTICLE I - OFFICES 1.1Registered Office. DLH Holdings Corp. (the “Corporation”) shall have and maintain in the State of New Jersey a registered office which may, but need not be, the same as its place of business. 1.2Other Offices. The Corporation may also have offices and places of business at such pl |
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| August 5, 2020 |
stevezdlhcpraug52020 DLH Announces Appointment to its Board of Directors ATLANTA, Aug. |
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| August 5, 2020 |
DLH Reports Third Quarter Fiscal Year 2020 Results New Contract Wins Position Company for Strong Finish to Fiscal 2020 Atlanta, Georgia – August 5, 2020 - DLH Holdings Corp. |
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| August 5, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 31, 2020 DLH Holdings Corp. (Exact Name of Registrant as Specified in Charter) New Jersey 0-18492 22-1899798 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| August 5, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-18492 DLH HOLDINGS CORP. (Exact name |
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| August 5, 2020 |
Exhibit 10.4 CHANGE IN CONTROL, SEVERANCE AND COVENANT AGREEMENT This Change in Control, Severance and Covenant Agreement (the “Agreement”) is made and entered into by and between Jacqueline S. Everett (“Employee”) and DLH Holdings Corp., a New Jersey corporation (the “Company”), effective as of July 13, 2020 (the “Effective Date”). Recitals WHEREAS, Employee is the Chief Growth Officer of the Com |
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| August 5, 2020 |
Letter Agreement dated July 15, 2020 between the Company and Kevin H. Beverly www.dlhcorp.com July 15, 2020 Kevin H. Beverly Dear Kevin, This letter agreement will confirm the mutual understandings that we have agreed upon concerning your employment with DLH Holdings Corp. ("DLH") as President - Social & Scientific Systems, Inc. Effective July 13, 2020, you acknowledge and agree that you are no longer employed by DLH as the President - Social & Scientific Systems, Inc. Howe |
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| August 5, 2020 |
www.dlhcorp.com Exhibit 10.1 June 27, 2020 Jeanine Christian Dear Jeanine, We are delighted to add your talent and energy to the DLH Executive Leadership Team! On behalf of DLH Holdings Corp. (“DLH”, or the “Company”), I am pleased to extend to you an offer of employment in the position of Operating Unit President – Social & Scientific Systems, Inc. Your role reports directly to me as CEO and you |
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| August 5, 2020 |
www.dlhcorp.com Exhibit 10.2 July 13, 2020 Jackie Everett Dear Jackie, We are delighted to add your talent and energy to the DLH Executive Leadership Team! On behalf of DLH Holdings Corp. (“DLH”, or the “Company”), I am pleased to extend to you an offer of employment in the position of Chief Growth Officer. Your role reports directly to me as CEO and you will be a Named Executive Officer (NEO) of |
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| August 5, 2020 |
Exhibit 10.3 CHANGE IN CONTROL, SEVERANCE AND COVENANT AGREEMENT This Change in Control, Severance and Covenant Agreement (the “Agreement”) is made and entered into by and between Jeanine M. Christian (“Employee”) and DLH Holdings Corp., a New Jersey corporation (the “Company”), effective as of July 13, 2020 (the “Effective Date”). Recitals WHEREAS, Employee is the Operating Unit President – Socia |
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| August 5, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 5, 2020 DLH Holdings Corp. (Exact name of Registrant as Specified in its Charter) New Jersey 0-18492 22-1899798 (State or Other Jurisdiction of Incorporation (Commission File N |
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| July 21, 2020 |
dlhcinvestorpresentation Your Mission Is Our Passion Investor Presentation ZACH PARKER | PRESIDENT & CEO KATHRYN JOHNBULL | CFO JULY 21, 2020 © Copyright 2020 DLH Holdings Corp. |
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| July 21, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 21, 2020 DLH Holdings Corp. (Exact Name of Registrant as Specified in Charter) New Jersey 0-18492 22-1899798 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| July 17, 2020 |
a2020-07x13xdlhxannounce DLH InvestorRoom DLH Announces Executive Appointments Atlanta, Georgia – July 13, 2020 – DLH Holdings Corp. |
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| July 17, 2020 |
8-K 1 form8-kjuly2020neosn02.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 13, 2020 DLH Holdings Corp. (Exact Name of Registrant as Specified in Charter) New Jersey 0-18492 22-1899798 (State or Other Jurisdiction of |
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| June 11, 2020 |
DLH HOLDINGS CORP. 3565 Piedmont Road, NE Building 3, Suite 700 Atlanta, Georgia 30305 June 11, 2020 Via EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Jennifer Lopez Re: DLH Holdings Corp. Registration Statement on Form S-3 Filed June 2, 2020 File No.: 333-238882 Ladies and Gentlemen: DLH Holdings Corp., |
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| June 2, 2020 |
As filed with the Securities and Exchange Commission on June 2, 2020 Registration No. |
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| May 6, 2020 |
DLH Reports Second Quarter Fiscal Year 2020 Results Steady Business Execution; Solid Outlook in Face of COVID-19 Atlanta, Georgia – May 6, 2020 - DLH Holdings Corp. |
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| May 6, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 6, 2020 DLH Holdings Corp. (Exact name of Registrant as Specified in its Charter) New Jersey 0-18492 22-1899798 (State or Other Jurisdiction of Incorporation (Commission File Numb |
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| May 6, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-18492 DLH HOLDINGS CORP. (Exact nam |
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| March 25, 2020 |
dlhirvirusupdatemarch202 Investor Update MARCH 25, 2020 Your Mission Is Our Passion © Copyright 2020 DLH Holdings Corp. |
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| March 25, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 form8-kpresentationmar.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 25, 2020 DLH Holdings Corp. (Exact Name of Registrant as Specified in Charter) New Jersey 0-18492 22-1899798 (State or Other Jurisdiction of |
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| March 17, 2020 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 12, 2020 DLH Holdings Corp. (Exact Name of Registrant as Specified in Charter) New Jersey 0-18492 22-1899798 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| March 11, 2020 |
DLHC / DLH Holdings Corp. DEFA14A - - DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant Filed by a Party other than the Registrant Check the appropriate box: Preliminary Proxy Statement Confidential, for Use of the Commission Only (as permitted by Rule 14a 6(e)(2)) Defin |
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| February 14, 2020 |
DLHC / DLH Holdings Corp. / Korman Bernard J - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* DLH Holdings Corp. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 23335Q 100 (CUSIP Number) December 31, 2018 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the r |
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| February 13, 2020 |
DLHC / DLH Holdings Corp. / DLH Holdings Corp. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G /A (Amendment No. 4) Under the Securities Exchange Act of 1934 DLH Holdings Corp. (Name of Issuer) Common Stock, par value $0.001per share (Title of Class of Securities) 23335Q 100 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the ru |
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| February 13, 2020 |
DLHC / DLH Holdings Corp. / DLH Holdings Corp. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Amendment No. 4) Under the Securities Exchange Act of 1934 DLH Holdings Corp. (Name of Issuer) Common Stock, par value $0.001per share (Title of Class of Securities) 23335Q 100 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rul |
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| February 11, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Amendment No. 2) * UNDER THE SECURITIES EXCHANGE ACT OF 1934 DLH Holdings Corp. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 23335Q 100 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu |
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| February 11, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 11, 2020 DLH Holdings Corp. (Exact Name of Registrant as Specified in Charter) New Jersey 0-18492 22-1899798 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| February 10, 2020 |
DLHC / DLH Holdings Corp. / Polar Asset Management Partners Inc. - FORM SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* DLH Holdings Corp. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 23335Q100 (CUSIP Number) December 31, 2019 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the ru |
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| February 5, 2020 |
DLHC / DLH Holdings Corp. 10-Q - Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2019 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-18492 DLH HOLDINGS CORP. (Exact |
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| February 5, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 dlhc8kfy20erdecember31.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 5, 2020 DLH Holdings Corp. (Exact name of Registrant as Specified in its Charter) New Jersey 0-18492 22-1899798 (State or Other Jurisdict |
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| February 5, 2020 |
DLH Reports First Quarter Fiscal Year 2020 Results Executing on Plans to Grow Business, Reduce Interest, and Strengthen Company Fundamentals Atlanta, Georgia – February 5, 2020 - DLH Holdings Corp. |
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| January 28, 2020 |
DLHC / DLH Holdings Corp. DEFA14A - - DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant Filed by a Party other than the Registrant Check the appropriate box: Preliminary Proxy Statement Confidential, for Use of the Commission Only (as permitted by Rule 14a 6(e)(2)) Defin |
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| January 28, 2020 |
DLHC / DLH Holdings Corp. DEF 14A - - DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| December 19, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 17, 2019 DLH Holdings Corp. (Exact name of Registrant as Specified in its Charter) New Jersey 0-18492 22-1899798 (State or Other Jurisdiction of Incorporation (Commission Fil |
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| December 17, 2019 |
fiscal2019reclassifiedpl DLH HOLDINGS CORP. Reclassified Consolidated Statements of Income (Amounts in thousands) (Unaudited) Three months ended Three months ended Three months ended December 31, 2018 March 31, 2019 June 30, 2019 As filed Reclassified Variance As filed Reclassified Variance As filed Reclassified Variance Revenue$ 33,752 $ 33,752 $ - $ 33,756 $ 33,756 $ - $ 38,700 $ 38,700 $ - Cost |
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| December 17, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 17, 2019 DLH Holdings Corp. (Exact name of Registrant as Specified in its Charter) New Jersey 0-18492 22-1899798 (State or Other Jurisdiction of Incorporation (Commission Fil |
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| December 11, 2019 |
DLH Reports Fourth Quarter Fiscal Year 2019 Results Strong Operating Performance, Debt Reduction Continues Atlanta, Georgia – December 11, 2019 - DLH Holdings Corp. |
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| December 11, 2019 |
RSU No. DLH HOLDINGS CORP. NOTICE OF GRANT OF RESTRICTED STOCK UNITS FOR NON-EMPLOYEE DIRECTORS The Grantee has been granted an award of Restricted Stock Units (the “Award”) pursuant to the DLH Holdings Corp. 2016 Omnibus Equity Incentive Plan, as amended from time to time (the “Plan”), representing the right to receive on the Settlement Date (described below) one (1) share of common stock of DLH |
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| December 11, 2019 |
EXHIBIT 21 DLH HOLDINGS CORP. SUBSIDIARIES OF REGISTRANT Name* Jurisdiction of Incorporation/Organization DLH Solutions, Inc. Georgia Danya International, LLC Maryland Social & Scientific Systems, Inc. Delaware * In accordance with Item 601(b)(21) of Regulation S-K, the Company has omitted from this Exhibit the names of its subsidiaries which, considered in the aggregate or as a single subsidiary, |
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| December 11, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 dlhc8kfy19erseptember30.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 11, 2019 DLH Holdings Corp. (Exact name of Registrant as Specified in its Charter) New Jersey 0-18492 22-1899798 (State or Other Jurisdi |
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| December 11, 2019 |
DLHC / DLH Holdings Corp. 10-K - Annual Report - 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2019 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-18492 DLH HOLDINGS CORP. (Ex |
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| December 11, 2019 |
DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of September 30, 2019, DLH Holdings Corp. |
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| October 22, 2019 |
Change in Control, Severance and Covenant Agreement with Kevin Beverly dated October 18, 2019 Exhibit 10.2 CHANGE IN CONTROL, SEVERANCE AND COVENANT AGREEMENT This Change in Control, Severance and Covenant Agreement (the “Agreement”) is made and entered into by and between Kevin Beverly (“Employee”) and DLH Holdings Corp., a New Jersey corporation (the “Company”), effective as of October 18, 2019 (the “Effective Date”). Recitals WHEREAS, Employee is the President of the Company’s Social & |
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| October 22, 2019 |
Employment Offer Letter with Kevin Beverly dated October 18, 2019 Exhibit 10.1 October 18, 2019 Mr. Kevin Beverly Dear Kevin, On behalf of DLH Holdings Corp. (the “Company”), I am pleased to provide you with this employment offer letter to continue your position as President, Social & Scientific Systems, Inc., a wholly-owned subsidiary of the Company. Upon your execution of this offer letter, you will be a member of the Company’s Executive Leadership Team (“ELT” |
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| October 22, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 18, 2019 DLH Holdings Corp. (Exact Name of Registrant as Specified in Charter) New Jersey 0-18492 22-1899798 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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| October 17, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 11, 2019 DLH Holdings Corp. (Exact Name of Registrant as Specified in Charter) New Jersey 0-18492 22-1899798 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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| October 17, 2019 |
EMPLOYMENT AGREEMENT THIS AGREEMENT is made on the 11th day of October, 2019 by and between Zachary Parker (the “Employee”) and DLH HOLDINGS CORP. |
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| October 15, 2019 |
DLH Announces Preliminary Results for Fiscal Year End 2019 Fourth Quarter Conference Call to be Held December 12 Atlanta, Georgia – October 15, 2019 - DLH Holdings Corp. |
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| October 15, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 15, 2019 DLH Holdings Corp. (Exact Name of Registrant as Specified in Charter) New Jersey 0-18492 22-1899798 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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| September 12, 2019 |
Exhibit 10.1 FIRST AMENDMENT TO CREDIT AGREEMENT THIS FIRST AMENDMENT TO CREDIT AGREEMENT dated as of September 6, 2019 (this “First Amendment”) is entered into among the Persons signatory hereto as “Borrowers” (the “Borrowers”), the Lenders identified on the signature pages hereto and First National Bank of Pennsylvania, in its capacities as Administrative Agent. Capitalized terms used herein and |
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| September 12, 2019 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 9, 2019 DLH Holdings Corp. (Exact Name of Registrant as Specified in Charter) New Jersey 0-18492 22-1899798 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| September 12, 2019 |
DLH Announces $1 Million Share Repurchase Plan DLH Announces $1 Million Share Repurchase Plan Atlanta, Georgia – September 12, 2019 - DLH Holdings Corp. |
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| August 5, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 5, 2019 DLH Holdings Corp. (Exact name of Registrant as Specified in its Charter) New Jersey 0-18492 22-1899798 (State or Other Jurisdiction of Incorporation (Commission File N |
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| August 5, 2019 |
DLH Reports Third Quarter Fiscal Year 2019 Results SSS Acquisition Complete DLH Reports Third Quarter Fiscal Year 2019 Results SSS Acquisition Complete Atlanta, Georgia – August 5, 2019 - DLH Holdings Corp. |
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| August 5, 2019 |
Exhibit 99.4 DLH HOLDINGS CORP. AND SUBSIDIARIES UNAUDITED PRO FORMA EBITDA YEAR ENDED SEPTEMBER 30, 2018 (Amounts in thousands, except per share data) We use Earnings Before Interest Tax Depreciation and Amortization (“EBITDA”) as supplemental non-GAAP measures of our performance. We define EBITDA as net income/(loss) adjusted to exclude (i) interest and other expenses, (ii) provision for or bene |
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| August 5, 2019 |
sssmarch312019march31201 SOCIAL & SCIENTIFIC SYSTEMS, INC. UNAUDITED FINANCIAL STATEMENTS MARCH 31, 2019 AND 2018 Social & Scientific Systems, Inc. Page Balance Sheets 3 - 4 Statements of Income 5 Statements of Equity 6 Statements of Cash Flows 7 - 8 Notes to Financial Statements 9 - 21 Social & Scientific Systems, Inc. Balance Sheets March 31, 2019 2018 Assets Current assets Cash and cash equival |
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| August 5, 2019 |
socialscientifsystems201 SOCIAL & SCIENTIFIC SYSTEMS, INC. AUDITED FINANCIAL STATEMENTS DECEMBER 31, 2018 AND 2017 Social & Scientific Systems, Inc. Table of Contents Page Independent Auditor's Report 1 - 2 Audited Financial Statements Balance Sheets 3 - 4 Statements of Income 5 Statements of Shareholder's Equity 6 Statements of Cash Flows 7 - 8 Notes to Financial Statements 9 - 21 Independent Aud |
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| August 5, 2019 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1 to Form 8-K filed June 13, 2019) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 7, 2019 DLH Holdings Corp. (Exact Name of Registrant as Specified in Charter) New Jersey 0-18492 22-1899798 (State or Other Ju |
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| August 5, 2019 |
DLH UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL STATEMENTS Exhibit 99.3 DLH UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL STATEMENTS The following unaudited pro forma condensed combined financial statements combine the historical consolidated financial information of DLH Holdings Corp. and Subsidiaries (the “Company”) and the financial statements of Social & Scientific Systems, Inc. (“SSS”), acquired on June 7, 2019. The unaudited pro forma condensed c |
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| August 5, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-18492 DLH HOLDINGS CORP. (Exact name |
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| July 2, 2019 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 2, 2019 DLH Holdings Corp. (Exact Name of Registrant as Specified in Charter) New Jersey 0-18492 22-1899798 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| July 2, 2019 |
dlhsssacquisitionpresent Your Mission is Our Passion DLH Holdings Corp. Acquisition of Social & Scientific Systems July 2, 2019 Forward Looking Statement Safe Harbor Statement under the Private Securities Litigation Reform Act of 1995: This presentation contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. These statements relate to future |
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| June 13, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 7, 2019 DLH Holdings Corp. (Exact Name of Registrant as Specified in Charter) New Jersey 0-18492 22-1899798 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| June 13, 2019 |
Exhibit 2.1 STOCK PURCHASE AGREEMENT BY AND AMONG DLH HOLDINGS CORP., SOCIAL & SCIENTIFIC SYSTEMS, INC., AND SOCIAL & SCIENTIFIC SYSTEMS, INC. EMPLOYEE STOCK OWNERSHIP TRUST DATED AS OF JUNE 7, 2019 {N0221423 } TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 1 Article II PURCHASE AND SALE 15 2.1. Purchase and Sale 15 2.2. Purchase Price; Closing Payment 15 2.3. Purchase Price Adjustment 16 2.4. Escro |
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| June 13, 2019 |
Exhibit 10.1 CREDIT AGREEMENT $25,000,000 REVOLVING CREDIT FACILITY $70,000,000 TERM LOAN by and among DLH HOLDINGS CORP., DLH SOLUTIONS INC., DANYA INTERNATIONAL LLC and SOCIAL & SCIENTIFIC SYSTEMS, INC., as Borrowers, and THE LENDERS PARTY HERETO and FIRST NATIONAL BANK OF PENNSYLVANIA, as Administrative Agent Dated as of June 7, 2019 F.N.B. CAPITAL MARKETS, as Joint Lead Arranger and Sole Book |
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| June 10, 2019 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 10, 2019 DLH Holdings Corp. (Exact Name of Registrant as Specified in Charter) New Jersey 0-18492 22-1899798 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| June 10, 2019 |
DLH Announces Acquisition of Social & Scientific Systems Health Research & Data Analytics Leader Diversifies DLH and Strengthens Core Capabilities Atlanta, Georgia – June 10, 2019 - DLH Holdings Corp. |
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| May 7, 2019 |
DLH Reports Second Quarter Fiscal Year 2019 Results Senior Debt Paid Off; Gross Margin 23. |
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| May 7, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 7, 2019 DLH Holdings Corp. (Exact name of Registrant as Specified in its Charter) New Jersey 0-18492 22-1899798 (State or Other Jurisdiction of Incorporation (Commission File Numb |
