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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Focus Universal Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| August 12, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended June 30, 2025 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 000-40770 FOCUS UNIVERSAL INC. (Exact Name of Small Bu |
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| July 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended March 31, 2025 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 000-40770 FOCUS UNIVERSAL INC. (Exact Name of Small |
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| July 3, 2025 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 30, 2025 FOCUS UNIVERSAL INC. |
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| June 26, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 20, 2025 FOCUS UNIVERSAL INC. |
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| May 7, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended March 31, 2025 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 000-40770 FOCUS UNIVERSAL INC. (Exact Name of Small B |
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| May 6, 2025 |
FOCUS UNIVERSAL INC. 1,000,000 Shares of Common Stock Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-284048 PROSPECTUS SUPPLEMENT (To the Prospectus dated December 26, 2025, and declared effective on January 8, 2025) FOCUS UNIVERSAL INC. 1,000,000 Shares of Common Stock Focus Universal Inc., a Nevada corporation (the “Company,” “we,” “us” and “our”), has entered into a securities purchase agreement with Alumni Capital LP (“Al |
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| April 30, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN A PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Conf |
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| April 18, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN A PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Conf |
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| February 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 or ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-193087 FO |
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| February 28, 2025 |
Exhibit 19 FOCUS UNIVERSAL INC. THE SECURITIES TRADING POLICY BACKGROUND Focus Universal Inc. (the “Company”) prohibits Insider Trading by its directors, officers, and employees, as outlined in this Securities Trading Policy (“Policy”). Insider Trading is generally defined as purchasing or selling the Company’s securities at a time when one is in possession of material non-public information about |
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| February 20, 2025 |
Focus Universal Inc. Regains Compliance with Nasdaq Listing Requirement Exhibit 99.1 Focus Universal Inc. Regains Compliance with Nasdaq Listing Requirement Ontario, California, February 20, 2025 - Focus Universal Inc. (NASDAQ: FCUV) (“Focus” or the “Company”), a provider of patented hardware and software design technologies for Internet of Things (IoT), 5G and SEC Financial Reporting AI-Driven Automation Software developer, today announced that it received formal wri |
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| February 20, 2025 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 20, 2025 FOCUS UNIVERSAL INC. |
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| January 29, 2025 |
Focus Universal Announces Reverse Stock Split Exhibit 99.1 Focus Universal Announces Reverse Stock Split Ontario, California, Jan. 29, 2025 – Focus Universal inc. (Nasdaq: FCUV) ("Focus" or the "Company"), a provider of patented hardware and software design technologies for Internet of Things (IoT) and 5G, announces that its board of directors has approved a 1-for-10 reverse stock split of the Company’s common stock. The Board of Directors ap |
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| January 29, 2025 |
Certificate of Change filed with the Nevada Secretary of State on January 28, 2025 Exhibit 3.1 Certificate of Change Pursuant to NRS 78.209 TYPE OR PRINT - USE DARK INK ONLY - DO NOT HIGHLIGHT INSTRUCTIONS: 1. Enter the current name as on file with the Nevada Secretary of State and enter the Entity or Nevada Business Identification Number (NVID). 2. Indicate the current number of authorized shares and par value, if any, and each class or series before the change. 3. Indicate the |
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| January 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 29, 2025 FOCUS UNIVERSAL INC. |
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| January 6, 2025 |
As filed with the Securities and Exchange Commission on January 6, 2025 As filed with the Securities and Exchange Commission on January 6, 2025 Registration No. |
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| January 6, 2025 |
Focus Universal Inc. 2311 East Locust Court Ontario, CA 91761 January 6, 2025 Focus Universal Inc. 2311 East Locust Court Ontario, CA 91761 January 6, 2025 Securities and Exchange Commission Division of Corporation Finance Office of Industrial Applications and Services 100 F Street, N.E. Washington, D.C. 20549 Re: Acceleration Request for Focus Universal Inc. Registration Statement Filed on Form S-3 (File No. 333-284048) Ladies and Gentlemen: Pursuant to Rule 461, Focus Uni |
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| December 26, 2024 |
Exhibit 4.2 FOCUS UNIVERSAL INC. AND , TRUSTEE INDENTURE DATED AS OF , 20 DEBT SECURITIES FOCUS UNIVERSAL INC. RECONCILIATION AND TIE BETWEEN TRUST INDENTURE ACT OF 1939 AND INDENTURE, DATED AS OF , 20 Section of Trust Indenture Act of 1939 Section(s) of Indenture § 310(a)(1) 609 (a)(2) 609 (a)(3) Not Applicable (a)(4) Not Applicable (a)(5) 609 (b) 608, 610 § 311(a) 613 (b) 613 (c) Not Applicable |
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| December 26, 2024 |
As filed with the Securities and Exchange Commission on December 26, 2024 Table of Contents As filed with the Securities and Exchange Commission on December 26, 2024 Registration No. |
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| December 26, 2024 |
Calculation of Registration Fee Table Exhibit 107 Calculation of Filing Fee Tables S-3 (Form Type) FOCUS UNIVERSAL INC. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry F |
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| December 18, 2024 |
Exhibit 3.1 Name of entity as on file with the Nevada Secretary of State : FOCUS UNIVERSAL INC. Entity or Nevada Business Identification Number (NVID) : NV20121720610 1. Entity information Certificate to Accompany Restated Articles or Amended and Restated Articles Restated Articles - No amendments; articles are restated only and are signed by an officer of the corporation who has been authorized t |
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| December 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 13, 2024 FOCUS UNIVERSAL INC. |
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| December 4, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 29, 2024 FOCUS UNIVERSAL INC. |
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| November 29, 2024 |
FOCUS UNIVERSAL INC. 2,000,000 Shares of Common Stock Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-260180 AMENDMENT NO. 1, DATED NOVEMBER 29, 2024 To Prospectus Supplement dated November 19, 2024 (To the Prospectus dated October 8, 2021, and declared effective on November 16, 2021) FOCUS UNIVERSAL INC. 2,000,000 Shares of Common Stock This Amendment No. 1 to Prospectus Supplement, (the “Amendment”), amends our prospectus su |
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| November 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 or ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-193087 |
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| November 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 16, 2024 FOCUS UNIVERSAL INC. |
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| November 22, 2024 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”), dated as of November 16, 2024, by and between Focus Universal, Inc., a Nevada corporation (the “Company”), and Alumni Capital LP, a Delaware limited partnership (the “Investor”). RECITALS WHEREAS, subject to the terms and conditions set forth in this Agreement, the Company wishes to sell to the Invest |
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| November 19, 2024 |
FOCUS UNIVERSAL INC. 6,332,240 Shares of Common Stock Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-260180 PROSPECTUS SUPPLEMENT (To the Prospectus dated October 8, 2021, and declared effective on November 16, 2021) FOCUS UNIVERSAL INC. 6,332,240 Shares of Common Stock Focus Universal Inc., a Nevada corporation (the “Company,” “we,” “us” and “our”), has entered into a securities purchase agreement with Alumni Capital LP (“Al |
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| November 7, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended September 30, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 000-55247 FOCUS UNIVERSAL INC. (Exact Name of Sma |
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| October 11, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN A PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Conf |
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| October 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN A PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use |
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| October 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN A PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use |
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| September 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 25, 2024 FOCUS UNIVERSAL INC. |
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| September 20, 2024 |
Focus Universal Inc. Announces Listing Transfer to Nasdaq Capital Market Exhibit 99.1 Focus Universal Inc. Announces Listing Transfer to Nasdaq Capital Market ONTARIO, CA / September 20, 2024 / Focus Universal Inc. (NASDAQ: FCUV) ("Focus" or the "Company"), a provider of patented hardware and software design technologies for Internet of Things (IoT) and 5G, announced today that it has received approval from Listing Qualifications Department of the Nasdaq Stock Market ( |
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| September 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 19, 2024 FOCUS UNIVERSAL INC. |
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| September 18, 2024 |
FOCUS UNIVERSAL INC. 3,750,000 Shares of Common Stock Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-260180 AMENDMENT NO. 1, DATED SEPTEMBER 18, 2024 To Prospectus Supplement dated September 17, 2024 (To the Prospectus dated October 8, 2021, and declared effective on November 16, 2021) FOCUS UNIVERSAL INC. 3,750,000 Shares of Common Stock This Amendment No. 1 to Prospectus Supplement, (the “Amendment”), amends our prospectus |
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| September 18, 2024 |
Form of Subscription Agreement between the Company and certain purchasers, dated September 17, 2024 Exhibit 10.1 SUBSCRIPTION AGREEMENT FOCUS UNIVERSAL INC. 2311 East Locust Court Ontario, California 91761 Ladies and Gentlemen: The undersigned subscriber (“Subscriber”) hereby tenders this Subscription Agreement (this “Agreement”) in accordance with and subject to the terms and conditions set forth herein: 1. Subscription. 1.1. Subscriber hereby subscribes for and agrees to purchase the number of |
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| September 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 16, 2024 FOCUS UNIVERSAL INC. |
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| September 17, 2024 |
Exhibit 10.2 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of September 15, 2024, between Focus Universal Inc., a Nevada corporation (the “Company”), and each purchaser identified on the signature pages hereto (including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”). WHEREAS, subject to the terms and conditions set f |
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| September 17, 2024 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 15, 2024 FOCUS UNIVERSAL INC. |
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| September 17, 2024 |
FOCUS UNIVERSAL INC. 3,750,000 Shares of Common Stock Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-260180 PROSPECTUS SUPPLEMENT (To the Prospectus dated October 8, 2021, and declared effective on November 16, 2021) FOCUS UNIVERSAL INC. 3,750,000 Shares of Common Stock Focus Universal Inc., a Nevada corporation (the “Company,” “we,” “us” and “our”), has entered into an offering of an aggregate of 3,750,000 shares of Common S |
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| September 17, 2024 |
Placement Agency Agreement, dated September 15, 2024 Exhibit 10.1 PLACEMENT AGENCY AGREEMENT September 15, 2024 Focus Universal Inc. 2311 East Locust Street Ontario CA 91761 Attn: Dr. Desheng Wang, CEO Dear Dr. Wang: This letter (the “Agreement”) constitutes the agreement by and between Univest Securities, LLC (“Univest” or the “Placement Agent”) and Focus Universal Inc., a Nevada corporation (the “Company”), pursuant to which the Placement Agent sh |
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| September 17, 2024 |
Focus Universal Inc. Announces Pricing of $1.2 Million Registered Direct Offering Exhibit 99.1 Focus Universal Inc. Announces Pricing of $1.2 Million Registered Direct Offering ONTARIO, CA / ACCESSWIRE / September 16, 2024 / Focus Universal Inc. (NASDAQ: FCUV) ("Focus" or the "Company"), a provider of patented hardware and software design technologies for Internet of Things (IoT) and 5G, today announced that it has entered into securities purchase agreements with a single insti |
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| August 14, 2024 |
Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended June 30, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 000-55247 FOCUS UNIVERSAL INC. (Exact Name of Small Business Issuer |
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| July 18, 2024 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 8, 2024 FOCUS UNIVERSAL INC. |
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| July 18, 2024 |
Exhibit 10.2 Lessor's Brokerage Firm CBRE License No. 00409987 Is the broker of (check one): the Lessor; or agent). both the Lessee and Lessor (dual the Lessor's Agent (salesperson or broker associate); or 1. Basic Provisions ("Basic Provisions"). 1. Parties. This Lease (" Lease "), dated for reference purposes only 7/08/2024 , is made by and between Veena Asset Management, LLC. (" Lessor ") and F |
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| July 18, 2024 |
Exhibit 10.1 STANDARD OFFER, AGREEMENT AND ESCROW INSTRUCTIONS FOR PURCHASE OF REAL ESTATE (Non - Dated: 5/7/2024 1. Buyer. 1. Silver Music LLC and/or Assignee , (" Buyer ") hereby to purchase the real property, the " " or individually, a " Party "), through an escrow (" Escrow ") to close 30 or days described, from the the waiver or owner thereof (" Seller ") of the Buyer's (" Expected Closing Da |
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| June 17, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 12, 2024 FOCUS UNIVERSAL INC. |
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| May 15, 2024 |
Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended March 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 000-55247 FOCUS UNIVERSAL INC. (Exact Name of Small Business Issuer |
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| May 13, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A (Amendment No. |
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| May 13, 2024 |
Focus Universal Inc. Announces Board Approval for Spin-Off of Lusher Inc. Exhibit 99.2 Focus Universal Inc. Announces Board Approval for Spin-Off of Lusher Inc. ONTARIO, CALIFORNIA and LOS ANGELES, CALIFORNIA / ACCESSWIRE / May 10, 2024 / Focus Universal Inc. (NASDAQ:FCUV) (“Focus” or the “Company”), a provider of patented hardware and software design technologies for Internet of Things (IoT) and 5G, today announced the Board of Directors has approved the spin-off Lushe |
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| May 13, 2024 |
Exhibit 99.1 O NE T OUCH SEC FINANCIAL REPORTING FOCUS UNIVERSAL INC. NASDAQ : FCUV DESHENG WANG TEL: 626 - 272 - 3883 EMAIL: [email protected] 1 PROBLEM • Every public company is required to file 10 - K Annual Reports and 10 - Q Quarterly Reports with the SEC. • Reporting deadlines are inflexible, late filings and mistakes in financial reporting can result in regulatory review, enforce m |
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| May 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 10, 2024 FOCUS UNIVERSAL INC. |
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| April 29, 2024 |
Exhibit 99.1 O NE T OUCH SEC FINANCIAL REPORTING FOCUS UNIVERSAL INC. NASDAQ : FCUV DESHENG WANG TEL: 626 - 272 - 3883 EMAIL: [email protected] 1 PROBLEM • Every public company is required to file an annual report 10 - K and quarterly reports 10 - Qs to SEC. • Reporting deadlines are inflexible, late filings and mistakes in financial reporting can result in regulatory review, enforce men |
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| April 29, 2024 |
Focus Universal Inc. Announces Board Approval for Spin-Off of Lusher Inc. Exhibit 99.2 Focus Universal Inc. Announces Board Approval for Spin-Off of Lusher Inc. ONTARIO, CA and LOS ANGELES, CA / ACCESSWIRE / April 26, 2024 / Focus Universal Inc. (NASDAQ:FCUV) (“Focus” or the “Company”), a provider of patented hardware and software design technologies for Internet of Things (IoT) and 5G, today announced the Board of Directors has approved the spin-off Lusher Inc. to deve |
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| April 29, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 26, 2024 FOCUS UNIVERSAL INC. |
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| April 16, 2024 |
Employment Agreement dated April 5, 2024 Exhibit 10.1 Employment Agreement This Agreement dated on April 5, 2024, is made between Focus Universal Inc. (the "Company") and Mr. Warren Wang (the "Executive"). WHEREAS the Company desires to retain the services of the Executive, and the Executive desires to render such services. WHEREAS the parties agree to the following terms and conditions: 1. Employment The Executive agrees that he or she |
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| April 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 12, 2024 FOCUS UNIVERSAL INC. |
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| April 16, 2024 |
Focus Universal Inc. Announces Warren Wang as Chief Strategy Officer Exhibit 99.1 Focus Universal Inc. Announces Warren Wang as Chief Strategy Officer ONTARIO, CA / ACCESSWIRE / April 8, 2024 / Focus Universal Inc. (NASDAQ:FCUV) ("Focus" or the "Company"), a provider of patented hardware and software design technologies for Internet of Things (IoT) and 5G, today announced that Warren Wang has resigned his position at PX SPAC Capital Inc. and accepted a position at |
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| April 1, 2024 |
Policy for the Recovery of Erroneously Awarded Compensation Exhibit 97 FOCUS UNIVERSAL INC. POLICY FOR THE RECOVERY OF ERRONEOUSLY AWARDED COMPENSATION 1. Overview In accordance with the applicable rules of the Nasdaq (the “Nasdaq Rules”), Section 10D of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and Rule 10D-1 under the Exchange Act (“Rule 10D-1”), the Board of Directors (the “Board”) of Focus Universal Inc. (the “Company”) has |
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| April 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 or ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-193087 FO |
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| April 1, 2024 |
Loan Agreement with Ziling Gao dated January 4, 2024 Exhibit 10.15 LOAN AGREEMENT THE PARTIES. This Loan Agreement (“Agreement”) made this January 4, 2024, is between: Borrower: (“Borrower”) Full Name: Focus Universal Inc. with a mailing address of 2311 East Locust Court, Ontario, CA 91761 and agrees to borrow money from: Lender: (“Lender”) Full Name: Ziling Gao with a mailing address of: 57 Bainbridge, Irvine, CA 92620 and agrees to lend money to t |
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| April 1, 2024 |
Exhibit 21.1 SUBSIDIARIES OF THE REGISTRANT Subsidiary State or Other Jurisdiction of Incorporation or Organization Perfecular, Inc. California Lusher Bioscientific, LLC California AT Tech Systems, LLC California AVX Design and Integration, Inc. California |
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| March 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 20, 2024 FOCUS UNIVERSAL INC. |
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| February 27, 2024 |
Exhibit 10.4 RENT ADJUSTMENT(S) (ORIGINAL TERM) STANDARD LEASE ADDENDUM Dated: 2311 E Locust Ct, Ontario , CA 91761 By and Between Lessor: 620magnolia LLC or Assignee Lessee: Focus Universal Property Address: 2311 E Locust, Ontario, CA 91761 (street address, city, state, zip) Paragraph: The monthly Base Rent during the Original Term of the Lease shall be increased by using the method(s) selected b |
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| February 27, 2024 |
Exhibit 10.2 GUARANTY OF LEASE WHEREAS Focus Universal (" Lessee ") desires to lease from 620 magnolia LLC or Assignee (" Lessor ") the premises commonly known as (street address, city, state, zip) 2311 E Locust, Ontario, CA 91761 (" Premises ") pursuant to a lease dated for reference purposes only as of 2311 E Locust Ct, Ontario , CA 91761 (" Lease ") . WHEREAS, as a material inducement to and in |
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| February 27, 2024 |
Standard Offer for Purchase of Real Estate Exhibit 10.1 1 . B u y e r . 1. 620Magnolia LLC or Assignee , (" Buyer ") hereby offers to purchase the real property, hereinafter described, from the owner thereof (" Seller ") (collectively, the " Parties " or individually, a " Party "), through an escrow (" Escrow ") to close 30 or 30 days after the waiver or satisfaction of the Buyer's Contingencies, (" Expected Closing Date ") to be held by Ce |
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| February 27, 2024 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 22, 2024 FOCUS UNIVERSAL INC. |
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| February 27, 2024 |
Exhibit 10.3 STANDARD INDUSTRIAL/COMMERCIAL SINGLE - TENANT LEASE - GROSS (DO NOT USE THIS FORM FOR MULTI - TENANT BUILDINGS) 1. Basic Provisions ("Basic Provisions"). 1.1 Parties. This Lease (" Lease "), dated for reference purposes only 2311 E Locust Ct, Ontario , CA 91761 , is made by and between 620magnolia LLC or Assignee (" Lessor ") and Focus Universal (" Lessee "), (collectively the " Part |
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| January 16, 2024 |
Exhibit 16.1 January 16, 2024 Securities and Exchange Commission Office of the Chief Accountant 100 F Street N.E. Washington, D.C. 20549 Re: Focus Universal, Inc. File Ref. No. 000-55247 We have read the statements made by Focus Universal Inc., which we understand will be filed with the Commission, pursuant to Item 4.01 of Form 8- K, as part of Focus Universal Inc. Form 8-K report dated January 16 |
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| January 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 12, 2024 FOCUS UNIVERSAL INC. |
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| January 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 9, 2024 FOCUS UNIVERSAL INC. |
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| November 17, 2023 |
Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended September 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 001-40770 FOCUS UNIVERSAL INC. (Exact Name of Small Business Is |
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| November 17, 2023 |
Loan Agreement with Golden Sunrise Investment LLC, dated August 24, 2023 for $1,000,000. Exhibit 10.1 LOAN AGREEMENT $1,000,000.00 Date: August 24, 2023 For value received, the undersigned Focus Universal Inc., a Nevada Corporation (“Borrower”), promises to pay to the order of Golden Sunrise Investment LLC, a California limited liability company (“Lender”), at 22443 Ridge Line Rd. Diamond Bar CA 91765 (or at such other place as the Lender may designate in writing), and Lender agrees t |
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| November 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): [] Form 10-K [] Form 20-F [] Form 11-K [X] Form 10-Q [] Form N-CEN [] Form N-CSR For Period Ended: September 30, 2023 [] Transition Report on Form 10-K [] Transition Report on Form 20-F [] Transition Report on Form 11-K [] Transition Report on Form 10-Q For the Transition Pe |
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| August 14, 2023 |
Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended June 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 001-40770 FOCUS UNIVERSAL INC. (Exact Name of Small Business Issuer |
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| July 17, 2023 |
AMENDMENT TO STOCK PURCHASE AGREEMENT Exhibit 99.1 AMENDMENT TO STOCK PURCHASE AGREEMENT THIS AMENDMENT TO STOCK PURCHASE AGREEMENT (this “Amendment”) dated and effective on August 10, 2022, is effective immediately as of July 14, 2023, by and between Steven Lu, an individual residing at 21066 Willow Heights Drive, Diamond Bar, CA 91765 (the “Seller”) and Hong Dong residing at 21066 Willow Heights Drive, Diamond Bar, CA 91765 (also th |
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| July 17, 2023 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 14, 2023 FOCUS UNIVERSAL INC. |
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| June 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 23, 2023 FOCUS UNIVERSAL INC. |
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| June 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) (2)) ☒ Definitive Proxy Stat |
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| June 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 2, 2023 FOCUS UNIVERSAL INC. |
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| May 16, 2023 |
Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended March 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 000-55247 FOCUS UNIVERSAL INC. (Exact Name of Small Business Issuer |
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| May 15, 2023 |
-UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): [] Form 10-K [] Form 20-F [] Form 11-K [X] Form 10-Q [] Form N-CEN [] Form N-CSR For Period Ended: March 31, 2023 [] Transition Report on Form 10-K [] Transition Report on Form 20-F [] Transition Report on Form 11-K [] Transition Report on Form 10-Q For the Transition Perio |
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| April 6, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 5, 2023 FOCUS UNIVERSAL INC. |
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| April 6, 2023 |
Focus Universal Inc. Announces Share Repurchase Program Exhibit 99.1 Focus Universal Inc. Announces Share Repurchase Program ONTARIO, CA and LOS ANGELES, CA, April 5, 2023 – Focus Universal, Inc. (NASDAQ:FCUV) (“Focus” or the “Company”), a provider of patented hardware and software design technologies for Internet of Things (IoT) and 5G announced today that its Board of Directors (the “Board”) has approved a share repurchase program with authorization |
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| March 31, 2023 |
Operating Agreement of AT Tech Systems, LLC Exhibit 10.14 OPERATING AGREEMENT OF AT TECH SYSTEMS LLC A Manager-Managed California Limited Liability Company This Operating Agreement (the “Agreement”) of AT TECH SYSTEMS LLC (the “Company”) is hereby made and entered into this March 27, 2023 by the Company and Focus Universal Inc., a Nevada corporation. These individuals and/or business entities shall be known as and referred to as “Members” a |
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| March 31, 2023 |
Employment Agreement by and between the Company and Irving Kau, dated November 3, 2021 Exhibit 10.7 2311 East Locust Street Ontario, CA 91761 (626) 802.5416 EMPLOYEE NAME AND ADDRESS Dear Irving Kau, We are very pleased to offer you a position as VP of Finance and Head of Investor Relations with Focus Universal Inc. a Nevada corporation (the “Company”). This offer of at-will employment is conditioned on your satisfactory completion of certain requirements, as more fully explained in |
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| March 31, 2023 |
Amendment to I. Kau Employment Agreement, dated November 21, 2022 Exhibit 10.8 (. - FOCUS \ :.;;' UNIVEA5AL AMENDMENT TO EMPLOYMENT AGREEMENT FOR MR . IRVING KAU Dear Mr . Irving Kau : Focus Universal Inc . ("FCUV"), the affiliates and subsidiaries of FCUV, and any successors or assigns of any of the foregoing, entered into an Employment Agreement (the "Agreement") dated as of November 3 , 2021 for the purpose of emp l oying Mr . Irving Kau at Focus Universal In |
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| March 31, 2023 |
Asset Purchase Agreement, dated December 19, 2022 with AT Tech Systems Exhibit 10.10 ASSET PURCHASE AGREEMENT This ! \ sset Purcha se , \ gre eme nt (t his " Agreement "), d ated as of December 19 1 1 \ 2022 , is entered into between, , \ nth ony Tejeda, a n incfo - idual residing in the State of Ca li forn i a, d . b . a . " .. - \ T TEC H SYST F l \ ( S" (" Seller "), an |
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| March 31, 2023 |
Articles of Organization of Lusher Bioscientific, LLC Exhibit 10.11 California Secretary of State Electronic Filing General Stock Corporation - Articles of Incorporation Entity Name : Entity (File) Number : File Date : Entity Type : Jurisdiction : Lusher Bioscientific C4828682 01/05/2022 General Stock Corporation California Detailed Filing Information 1. Corporate Name: 2. Business Addresses: Lusher Bioscientific a. Initial Street Address of Corporat |
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| March 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 or ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-193087 FO |
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| March 31, 2023 |
Articles of Organization of AT Tech Systems, LLC Exhibit 10.13 202254010267 AT TECH SYSTEMS LLC Limited Liability Company Name Limited Liability Company Name 2311 E LOCUST CT ONTARIO, CA 91761 Initial Street Address of Principal Office of LLC Principal Address 2311 E LOCUST CT ONTARIO, CA 91761 Initial Mailing Address of LLC Mailing Address Attention DESHENG WANG 2311 E LOCUST CT ONTARIO, CA 91761 Agent for Service of Process Agent Name Agent Ad |
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| March 31, 2023 |
Bylaws of Lusher Bioscientific Exhibit 10.12 BYLAWS OF LUSHER BIOSCIENTIFIC ARTICLE I OFFICES Section 1.01 PRINCIPAL EXECUTIVE OFFICE AND PRINCIPAL BUSINESS OFFICE. The principal executive office of the Corporation shall be located at such place within or without the State of California as shall be fixed from time to time by the board of directors, and if no place is fixed by the board of directors, such place as shall be fixed |
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| March 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A (Amendment No. |
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| March 1, 2023 |
FOCUS UNIVERSAL INC. Up to $1,000,000 of Common Stock Filed Pursuant to Rule 424(b)(5) Registration No. 333-260180 SUPPLEMENT NO. 1 TO PROSPECTUS SUPPLEMENT DATED DECEMBER 9, 2022 (To the Prospectus dated November 16, 2021) FOCUS UNIVERSAL INC. Up to $1,000,000 of Common Stock This Supplement No. 1 to the Prospectus Supplement (this “Supplement”) supplements and amends the Prospectus Supplement dated December 9, 2022 (the “Prospectus Supplement”). Th |
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| March 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 1, 2023 FOCUS UNIVERSAL INC. |
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| February 8, 2023 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 7, 2023 FOCUS UNIVERSAL INC. |
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| February 8, 2023 |
Focus Universal Inc. Announces a Special Stock Dividend of One Share for Every Two Shares of Stock Exhibit 99.1 Focus Universal Inc. Announces a Special Stock Dividend of One Share for Every Two Shares of Stock ONTARIO, CA and LOS ANGELES, CA, February 7, 2023 – Focus Universal, Inc. (NASDAQ:FCUV) (“Focus Universal” or the “Company”), a provider of patented hardware and software design technologies for Internet of Things (IoT) and 5G is pleased to announce today that its Board of Directors (the |
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| January 20, 2023 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 19, 2023 FOCUS UNIVERSAL INC. |
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| January 20, 2023 |
Exhibit 16.1 January 20, 2023 Securities and Exchange Commission Office of the Chief Accountant 100 F Street N.E. Washington, D.C. 20549 Re: Focus Universal, Inc. File Ref. No. 000-55247 We have read the statements made by Focus Universal Inc., which we understand will be filed with the Commission, pursuant to Item 4.01 of Form 8- K, as part of Focus Universal Inc. Form 8-K report dated January 20 |
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| December 12, 2022 |
At the Market Sales Agreement, dated December 9, 2022, with Sutter Securities Exhibit 10.1 FOCUS UNIVERSAL INC. COMMON STOCK SALES AGREEMENT December 9, 2022 Sutter Securities, Inc. 6 Venture, Suite 395 Irvine, CA 92618 Ladies and Gentlemen: Focus Universal Inc., a Nevada corporation (the “Company”), confirms its agreement (this “Agreement”) with Sutter Securities, Inc. (the “Sales Agent”) as follows: 1. Issuance and Sale of Shares. The Company agrees that, from time to tim |
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| December 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 9, 2022 FOCUS UNIVERSAL INC. |
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| December 12, 2022 |
FOCUS UNIVERSAL INC. Up to $25,000,000 of Common Stock Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-260180 PROSPECTUS SUPPLEMENT (To the Prospectus dated November 16, 2021) FOCUS UNIVERSAL INC. Up to $25,000,000 of Common Stock Focus Universal Inc., a Nevada corporation (the “Company,” “we,” “us” and “our”), has entered into an At the Market Sales Agreement (the “Sales Agreement”) with Sutter Securities, Inc. (“Sutter” or th |
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| November 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 18, 2022 FOCUS UNIVERSAL INC. |
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| November 18, 2022 |
Focus Universal Announces Growth Changes in Executive Titles Exhibit 99.1 Focus Universal Announces Growth Changes in Executive Titles ONTARIO, CA and LOS ANGELES, CA / ACCESSWIRE / November 18, 2022 / Focus Universal Inc. (NASDAQ: FCUV) ("Focus" or the "Company"), a provider of patented hardware and software design technologies for Internet of Things (IoT) and 5G, today announced that it has appointed Mr. Irving Kau as the Company?s Chief Financial Officer |
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| November 15, 2022 |
Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended September 30, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 000-55247 FOCUS UNIVERSAL INC. (Exact Name of Small Business Is |
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| November 15, 2022 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 Commission File Number 000-18730 NOTIFICATION OF LATE FILING (Check One): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form N-CEN ☐ Form N-CSR For Period Ended: September 30, 2022 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q For the Trans |
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| October 11, 2022 |
Exhibit 99.1 STOCK PURCHASE AGREEMENT THIS STOCK PURCHASE AGREEMENT (this ?Agreement?) is effective as of August 10, 2022, by and between Steven Lu, an individual residing at 21066 Willow Heights Drive, Diamond Bar, CA 91765 (the ?Seller?) and Focus Universal Inc., a Nevada corporation (the ?Purchaser? or the ?Company?) (with both Purchaser and Seller being the ?Parties?). RECITAL Under the terms |
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| October 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 6, 2022 FOCUS UNIVERSAL INC. |
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| August 18, 2022 |
Exhibit 10.1 LOCK-UP AGREEMENT August 17, 2022 Ladies and Gentlemen: The undersigned (the ?Stockholder?), a holder of five percent (5%) or more of any class of the outstanding securities of Focus Universal Inc., a Nevada corporation (the ?Company?) (or securities convertible into shares of the Company?s common stock), understands that it is advisable and in the best interests of the Company and th |
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| August 18, 2022 |
Exhibit 99.1 Focus Universal Inc. Provides Shareholder and Product Update and Celebrates One Year Anniversary with Ringing Nasdaq Closing Bell ONTARIO, CA and LOS ANGELES, CA / ACCESSWIRE / August 18, 2022 / Focus Universal Inc. (NASDAQ: FCUV) ("Focus" or the "Company"), a provider of patented hardware and software design technologies for Internet of Things (IoT) and 5G, provided the following upd |
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| August 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 18, 2022 FOCUS UNIVERSAL INC. |
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| August 12, 2022 |
Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended June 30, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 000-55247 FOCUS UNIVERSAL INC. (Exact Name of Small Business Issuer |
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| July 1, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 18, 2022 FOCUS UNIVERSAL INC. |
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| June 30, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 24, 2022 FOCUS UNIVERSAL INC. |
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| May 16, 2022 |
Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended March 31, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 000-55247 FOCUS UNIVERSAL INC. (Exact Name of Small Business Issuer |
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| April 6, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) (2)) ? Definitive Proxy Stat |
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| March 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 or ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 333-193087 FO |
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| November 15, 2021 |
As filed with the Securities and Exchange Commission on November 15, 2021 As filed with the Securities and Exchange Commission on November 15, 2021 Registration No. |
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| November 15, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended September 30, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 000-55247 FOCUS UNIVERSAL INC. (Exact Name of Sma |
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| November 12, 2021 |
As filed with the Securities and Exchange Commission on November 12, 2021 As filed with the Securities and Exchange Commission on November 12, 2021 Registration No. |
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| November 12, 2021 |
Focus Universal Inc. 2311 East Locust Court Ontario, CA 91761 November 12, 2021 Focus Universal Inc. 2311 East Locust Court Ontario, CA 91761 November 12, 2021 Securities and Exchange Commission Division of Corporation Finance Office of Life Sciences 100 F Street, N.E. Washington, D.C. 20549 Re: Acceleration Request for Focus Universal Inc. Registration Statement Filed on Form S-3 (File No. 333-260180) Ladies and Gentlemen: Pursuant to Rule 461, Focus Universal Inc., a Nevada |
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| October 15, 2021 |
Exhibit 4.2 FOCUS UNIVERSAL INC. AND , TRUSTEE INDENTURE DATED AS OF , 20 DEBT SECURITIES FOCUS UNIVERSAL INC. RECONCILIATION AND TIE BETWEEN TRUST INDENTURE ACT OF 1939 AND INDENTURE, DATED AS OF , 20 Section of Trust Indenture Act of 1939 Section(s) of Indenture ? 310(a)(1) 609 (a)(2) 609 (a)(3) Not Applicable (a)(4) Not Applicable (a)(5) 609 (b) 608, 610 ? 311(a) 613 (b) 613 (c) Not Applicable |
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| October 15, 2021 |
As filed with the Securities and Exchange Commission on October 14, 2021 As filed with the Securities and Exchange Commission on October 14, 2021 Registration No. |
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| October 8, 2021 |
As filed with the Securities and Exchange Commission on October 8, 2021 Table of Contents As filed with the Securities and Exchange Commission on October 8, 2021 Registration No. |
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| October 4, 2021 |
Focus Universal Inc. 2311 East Locust Court Ontario, CA 91761 Focus Universal Inc. 2311 East Locust Court Ontario, CA 91761 October 4, 2021 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Suzanne Hayes, Assistant Director Division of Corporation Finance Re: Focus Universal Inc. Withdrawal of Registration Statement on Form S-1 Filed on September 3, 2021 File No. 333-259340 Ladie |
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| September 3, 2021 |
As filed with the Securities and Exchange Commission on September 3, 2021 Table of Contents As filed with the Securities and Exchange Commission on September 3, 2021 Registration No. |
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| September 2, 2021 |
Exhibit 4.1 REPRESENTATIVE COMMON STOCK PURCHASE WARRANT focus Universal Inc. Warrant Shares: 161,000 Initial Exercise Date: August 30, 2021 THIS COMMON STOCK PURCHASE WARRANT (the ?Warrant?) certifies that, for value received, Boustead Securities, LLC or its designees (the ?Holder?) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at |
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| September 2, 2021 |
Underwriting Agreement, dated August 30, 2021 Exhibit 1.1 UNDERWRITING AGREEMENT August 30, 2021 Boustead Securities, LLC 6 Venture, Suite 395 Irvine, CA 92618 Attention: Keith Moore, CEO As Representative of the several Underwriters named on Schedule 1 attached hereto Ladies and Gentlemen: The undersigned, Focus Universal Inc., a Nevada corporation (the ?Company?), hereby confirms its agreement (this ?Agreement?) with Boustead Securities, LL |
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| September 2, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 30, 2021 FOCUS UNIVERSAL INC. |
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| September 2, 2021 |
Focus Universal Inc. Announces Commencement of Trading on The NASDAQ Capital Market Today as “FCUV” Exhibit 99.2 Focus Universal Inc. Announces Commencement of Trading on The NASDAQ Capital Market Today as ?FCUV? ONTARIO, CA, August 31, 2021 ? Focus Universal Inc. (NASDAQ:FCUV) (?Focus Universal? or the ?Company?), a Universal Smart Instrumentation Platform (?USIP?) developer and Universal Smart Device (?USD?) manufacturer, announces that its shares are expected to commence trading today on the |
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| September 2, 2021 |
Exhibit 99.1 Focus Universal Inc. Announces Pricing of $10 Million Public Offering of Common Stock and Uplisting to the Nasdaq Capital Market ONTARIO, CA, August 30, 2021 ? Focus Universal Inc. (NASDAQ:FCUV) (?Focus Universal? or the ?Company?), a Universal Smart Instrumentation Platform (?USIP?) developer and Universal Smart Device (?USD?) manufacturer, today announced the pricing of a firm commi |
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| September 2, 2021 |
Focus Universal Inc. Completes First Day of Trading on the Nasdaq Capital Market Exhibit 99.3 Focus Universal Inc. Completes First Day of Trading on the Nasdaq Capital Market ONTARIO, CA, August 31, 2021 ? Focus Universal Inc. (NASDAQ:FCUV) (the Company), a provider of patented hardware and software design technologies for Internet of Things (IoT) and 5G, today announced that its common stock commenced trading on the Nasdaq Capital Market today under the ticker symbol FCUV. Th |
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| September 1, 2021 |
FOCUS UNIVERSAL INC. 2,000,000 SHARES OF COMMON STOCK Filed pursuant to Rule 424(b)(4) Registration No. 333-253049 PROSPECTUS FOCUS UNIVERSAL INC. 2,000,000 SHARES OF COMMON STOCK Focus Universal Inc., a Nevada corporation (?Focus Universal,? ?the Company,? ?we,? ?us,? and ?our,?), is offering 2,000,000 shares of common stock, $0.001 par value per share, on a firm commitment basis at the initial offering price of $5.00 per share. Our common stock is |
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| August 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 FOCUS UNIVERSAL INC. |
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| August 26, 2021 |
Focus Universal Inc. 2311 East Locust Court Ontario, CA 91761 August 26, 2021 Focus Universal Inc. 2311 East Locust Court Ontario, CA 91761 August 26, 2021 David Gessert Laura Crotty Securities and Exchange Commission Division of Corporation Finance Office of Life Sciences 100 F Street, N.E. Washington, D.C. 20549 Re: Acceleration Request for Focus Universal Inc. Registration Statement Filed on Form S-1 (File No. 333-253049) Ladies and Gentlemen: Pursuant to Rule 461, Focus |
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| August 26, 2021 |
As filed with the Securities and Exchange Commission on August 26, 2021 Table of Contents As filed with the Securities and Exchange Commission on August 26, 2021 Registration No. |
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| August 26, 2021 |
August 26, 2021 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance Office of Life Sciences 100 F Street, N.E. Washington, D.C. 20549 Attn: David Gessert Laura Crotty Re: Focus Universal Inc. Registration Statement on Form S-1, as amended Filed February 12, 2021 File No. 333-253049 Ladies and Gentlemen: As the underwriter of the proposed offering of Focus Universal In |
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| August 19, 2021 |
Promissory Note by and between AVX and Chase Bank, dated June 5, 2020 for $56,800 EIDL SBA Loan, Exhibit 10.6 CAREFULLY READ THE LA&A : This document describes the terms and conditions of your loan. It is your responsibility to comply with ALL the terms and conditions of your loan. SIGNING THE LA&A : All borrowers must sign the LA&A. ? Sign your name exactly as it appears on the LA&A. If typed incorrectly, you should sign with the correct spelling. ? If your middle initial appears on the sign |
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| August 19, 2021 |
As filed with the Securities and Exchange Commission on August 19, 2021 Table of Contents As filed with the Securities and Exchange Commission on August 19, 2021 Registration No. |
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| August 19, 2021 |
Promissory Note between Perfecular and Chase Bank, dated June 4, 2020 for $81,100 EIDL SBA Loan, Exhibit 10.5 CAREFULLY READ THE LA&A : This document describes the terms and conditions of your loan. It is your responsibility to comply with ALL the terms and conditions of your loan. SIGNING THE LA&A : All borrowers must sign the LA&A. ? Sign your name exactly as it appears on the LA&A. If typed incorrectly, you should sign with the correct spelling. ? If your middle initial appears on the sign |
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| August 13, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended June 30, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 000-55247 FOCUS UNIVERSAL INC. (Exact Name of Small Bu |
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| July 23, 2021 |
July 2021 OTCQB: FCUV NASDAQ: FCUV* *Symbol Reserved NASDAQ Uplisting IPO Company Presentation ISSUER FREE WRITING PROSPECTUS DATED 07/19/2021 FILED PURSUANT TO RULE 433 REGISTRATION STATEMENT NO. |
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| July 14, 2021 |
Conditional Approval for Listing on NASDAQ Filed Pursuant to Rule 433 Issuer Free Writing Prospectus dated July 13, 2021 Registration No. |
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| July 9, 2021 |
July 2021 OTCQB: FCUV NASDAQ: FCUV* *Symbol Reserved NASDAQ Uplisting IPO Company Presentation ISSUER FREE WRITING PROSPECTUS DATED 07/08/2021 FILED PURSUANT TO RULE 433 REGISTRATION STATEMENT NO. |
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| May 27, 2021 |
CORRESP 1 filename1.htm May 27, 2021 U.S. Securities & Exchange Commission Division of Corporate Finance 100 F. Street NE Washington, D.C. 20549 Attn: David Gessert and Laura Crotty Re: Focus Universal Inc. Amendment No. 3 of Registration Statement on Form S-1, Filed February 12, 2021, File No. 333-253049 Dear David Gessert and Laura Crotty: We are outside counsel to Focus Universal Inc., a Nevada |
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| May 27, 2021 |
As filed with the Securities and Exchange Commission on May 27, 2021 Table of Contents As filed with the Securities and Exchange Commission on May 27, 2021 Registration No. |
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| May 10, 2021 |
Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended March 31, 2021 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 000-55247 FOCUS UNIVERSAL INC. (Exact Name of Small Business Issuer |
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| April 27, 2021 |
Form of Underwriting Agreement Exhibit 1.1 UNDERWRITING AGREEMENT [?], 2021 Boustead Securities, LLC 6 Venture, Suite 395 Irvine, CA 92618 Attention: Keith Moore, CEO As Representative of the several Underwriters named on Schedule 1 attached hereto Ladies and Gentlemen: The undersigned, Focus Universal Inc., a Nevada corporation (the ?Company?), hereby confirms its agreement (this ?Agreement?) with Boustead Securities, LLC (her |
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| April 27, 2021 |
Table of Contents As filed with the Securities and Exchange Commission on April 26, 2021 Registration No. |
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| April 26, 2021 |
Christopher A. Wilson Partner [email protected] Licensed in California William L. Horn Partner [email protected] Licensed in California Ashley L. Duran Of Counsel [email protected] Licensed in the District of Columbia www.securitieslegal.com Gilbert J. Bradshaw Partner [email protected] Licensed in New York Monique Saugstad Of Counsel [email protected] |
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| April 21, 2021 |
- PRE-EFFECTIVE AMENDMENT NO. 1 TO FORM S-1 Table of Contents As filed with the Securities and Exchange Commission on April 20, 2021 Registration No. |
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| March 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 29, 2021 FOCUS UNIVERSAL INC. (Exact name of registrant as specified in its charter) Nevada 000-55247 46-3355876 (State or other jurisdiction of incorporation or organiz |
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| March 30, 2021 |
Exhibit 10.1 C O N F I D E N T I A L August 28, 2020 Eric Templin, CEO Communication Wiring Specialists, Inc. 8909-F Complex Dr., San Diego, CA 92123 RE: Binding Letter of Intent; Communication Wiring Specialists, Inc. Dear Mr. Templin: I am pleased to present to you, on behalf of Focus Universal Inc. (?Focus Universal?), this binding letter of intent and the attached exhibit A (collectively, this |
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| March 23, 2021 |
Promissory Note with Chase Bank, dated March 10, 2021 for $108,750 SBA Loan Exhibit 10.8 Note Review this document and choose "Close" at the bottom of this page to continue. Date: March 10, 2021 Note Amount: $108,750 Borrower: AVX DESIGN & INTEGRATION, INC. Lender: JPMorgan Chase Bank, N.A. 1. PROMISE TO PAY. Borrower promises to pay to the order of Lender the Note Amount, plus interest on the unpaid principal balance at the Note Rate, and all other amounts required by th |
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| March 23, 2021 |
Loan Agreement with Golden Sunrise Investment LLC, dated March 15, 2021 for $1,500,000 Exhibit 10.10 LOAN AGREEMENT $1,500,000.00 Date: March 15th, 2021 For value received, the undersigned Focus Universal, Inc., a Nevada corporation("Borrower"), promises to pay to the order of Golden Sunrise Investment LLC ("Lender"), at 22443 Ridge Line Rd Diamond Bar CA 91765 (or at such other place as the Lender may designate in writing), and Lender agrees to lend to the Borrower, the sum of One |
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| March 23, 2021 |
Secured Promissory Note with Golden Sunrise Investment LLC dated March 15, 2021 for $1,500,000 Exhibit 10.12 PROMISSORY NOTE SECURED BY DEED OF TRUST Date: March 15, 2021 Borrower: Focus Universal, Inc., a Nevada corporation Payee: Golden Sunrise Investment LLC Principal Amount: One Million Five Hundred Thousand US Dollars ($1,500,000.00) Term: The Principal is payable in whole on the Due Date as set forth herein. Due Date: March 14, 2022. Payment Terms: This unpaid principal and all unpaid |
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| March 23, 2021 |
Company Guarantee Agreement with Golden Sunrise Investment LLC dated March 15, 2021 Exhibit 10.11 COMPANY GUARANTEE AGREEMENT The undersigned Focus Universal, Inc., a Nevada corporation("GUARANTOR") agrees with GOLDEN SUNRISE INVESTMENT LLC ("LENDER") as follows: 1. GUARANTOR desires to have LENDER loan the sum of two hundred fifty thousand dollars ($1,500,000.00) to Focus Universal, Inc., a Nevada corporation, a company in which GUARANTOR has the majority ownership interest ("BO |
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| March 23, 2021 |
Secured Promissory Note with East West Bank, dated January 8, 2021 for $1,500,000 Exhibit 10.9 PROMISSORY NOTE Borrower: FOCUS UNIVERSAL INC. Lender: East West Bank 2311 E Locust St Loan Servicing Department Ontario, CA 91761 9300 Flair Drive, 6th Floor El Monte, CA 91731 Principal Amount: $1,500,000.00 Date of Note: January 8, 2021 PROMISE TO PAY. FOCUS UNIVERSAL INC. ("Borrower') promises to pay to East West Bank ("Lender"), or order, in lawful money of the United States of A |
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| March 23, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 or ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 333-193087 FOCUS UNIVERSAL INC. (Exact name of |
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| February 16, 2021 |
Focus Universal Files S-1 Registration Statement Exhibit 99.1 Focus Universal Files S-1 Registration Statement ONTARIO, CA, February 12, 2021 ? Focus Universal, Inc. (OTCQB:FCUV) ("Focus Universal" or the "Company"), a Universal Smart Instrumentation Platform ("USIP") developer and Universal Smart Device ("USD") manufacturer announced today that it filed a Form S-1 (the ?Registration Statement?) with the Securities and Exchange Commission (the ? |
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| February 16, 2021 |
Financial Statements and Exhibits, Regulation FD Disclosure UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 12, 2021 FOCUS UNIVERSAL INC. |
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| February 12, 2021 |
Registration Statement - FORM S-1 REGISTRATION STATEMENT Table of Contents As filed with the Securities and Exchange Commission on February 12, 2021 Registration No. |
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| November 20, 2020 |
- REGISTRATION WITHDRAWAL REQUEST Focus Universal Inc. 2311 East Locust Court Ontario, CA 91761 November 19, 2020 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Suzanne Hayes, Assistant Director Division of Corporation Finance Re: Focus Universal Inc. Withdrawal of Registration Statement on Form S-1 Filed on July 3, 2019 File No. 333-232538 Ladies a |
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| November 12, 2020 |
Warehouse Lease by and between the Company and A&D Electronics LLC, dated October 19, 2020, Exhibit 10.1 WAREHOUSE LEASE Lease. This Lease Agreement (this ·Lease) 1s made etfect1ve as 10119/2020 . by and between FOCUS UNIVERSAL INC . ( Landlord") and A&.D ELECTRONICS LLC ("Tenant") 2. Premises. Landlord. 111 cons1dera11on of the lease payments provided 1n lh1s Lease leases to Tenanl 3,000 S OF T warehouse plus one office space (the 'Premises") located at 2311 E LOCUST CT. ONTARIO CA 9176 |
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| November 12, 2020 |
Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended September 30, 2020 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 000-55247 FOCUS UNIVERSAL INC. (Exact Name of Small Business Is |
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| September 2, 2020 |
Exhibit 10.1 C O N F I D E N T I A L August 28, 2020 Eric Templin, CEO Communication Wiring Specialists, Inc. 8909-F Complex Dr., San Diego, CA 92123 RE: Binding Letter of Intent; Communication Wiring Specialists, Inc. Dear Mr. Templin: I am pleased to present to you, on behalf of Focus Universal Inc. (“Focus Universal”), this binding letter of intent and the attached exhibit A (collectively, this |
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| September 2, 2020 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 31, 2020 FOCUS UNIVERSAL INC. |
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| August 13, 2020 |
Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended June 30, 2020 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 000-55247 FOCUS UNIVERSAL INC. (Exact Name of Small Business Issuer |
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| May 15, 2020 |
Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended March 31, 2020 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 333-193087 FOCUS UNIVERSAL INC. (Exact Name of Small Business Issue |
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| March 30, 2020 |
FCUV / Focus Universal, Inc. 10-K - Annual Report - FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 or ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 333-193087 FOCUS UNIVERSAL INC. (Exact name of |
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| December 13, 2019 |
Amendment/Amended Issuer Free Writing Prospectus, dated December 13, 2019 Filed Pursuant to Rule 433 under the Securities Act of 1933, as amended Supplementing the Preliminary Prospectus, as amended, dated November 25, 2019 Registration No. |
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| December 3, 2019 |
Focus Universal Inc. Announces Filing of Power Line Communication Patent Exhibit 99.1 Focus Universal Inc. Announces Filing of Power Line Communication Patent Ontario, CA (December 2, 2019) – Focus Universal Inc. (OTCQB: FCUV) (“Focus Universal” or the ”Company”), a Universal Smart Instrumentation Platform (“USIP”) developer and Universal Smart Device (“USD”) manufacturer announced today that it filed an international utility patent protecting its Power Line Communicat |
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| December 3, 2019 |
Issuer Free Writing Prospectus, dated December 3, 2019 Filed Pursuant to Rule 433 under the Securities Act of 1933, as amended Supplementing the Preliminary Prospectus, as amended, dated November 25, 2019 Registration No. |
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| December 3, 2019 |
Financial Statements and Exhibits, Regulation FD Disclosure UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 2, 2019 FOCUS UNIVERSAL INC. |
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| November 25, 2019 |
FCUV / Focus Universal, Inc. S-1/A - - PRE-EFFECTIVE AMENDMENT NO. 2 TO FORM S-1 Table of Contents As filed with the Securities and Exchange Commission on November 22, 2019 Registration No. |
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| November 25, 2019 |
Form of Underwriting Agreement Exhibit 1.1 [] SHARES OF COMMON STOCK OF FOCUS UNIVERSAL INC. UNDERWRITING AGREEMENT , 2019 The Benchmark Company LLC 50 E 58th Street, 17th floor New York, NY 10155 As Representative of the Several underwriters, if any, named in Schedule I hereto Ladies and Gentlemen: The undersigned, FOCUS UNIVERSAL INC., a company incorporated under the laws of Nevada (collectively with its subsidiaries and aff |
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| November 18, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 18, 2019 FOCUS UNIVERSAL INC. |
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| November 14, 2019 |
FCUV / Focus Universal, Inc. 10-Q - Quarterly Report - QUARTERLY REPORT Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended September 30, 2019 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 000-55247 FOCUS UNIVERSAL INC. (Exact Name of Small Business Is |
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| October 22, 2019 |
EXHIBIT 3.2 AMENDED AND RESTATED BYLAWS OF FOCUS UNIVERSAL INC. (the “Corporation”) ARTICLE 1 OFFICES The principal offices of the Corporation shall be located at 2311 East Locust Street Ontario, CA 91761. The Corporation may also maintain offices at such other places within or without the United States as the as the Board of Directors of the Corporation (the “Board”) may, from time to time, deter |
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| October 22, 2019 |
FCUV / Focus Universal, Inc. S-1/A - - PRE-EFFECTIVE AMENDMENT NO. 1 TO FORM S-1 Table of Contents As filed with the Securities and Exchange Commission on October 21, 2019 Registration No. |
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| August 13, 2019 |
FCUV / Focus Universal, Inc. 10-Q - Quarterly Report - FORM 10-Q Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended June 30, 2018 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 000-55247 FOCUS UNIVERSAL INC. (Exact Name of Small Business Issuer |
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| July 3, 2019 |
FCUV / Focus Universal, Inc. S-1 - Registration Statement - FORM S-1 REGISTRATION STATEMENT Table of Contents As filed with the Securities and Exchange Commission on July 3, 2019 Registration No. |
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| July 3, 2019 |
Exhibit 3.2 AMENDED AND RESTATED BYLAWS OF FOCUS UNIVERSAL INC. (the “Corporation”) ARTICLE 1 OFFICES The principal offices of the Corporation shall be located at 2311 East Locust Street Ontario, CA 91761. The Corporation may also maintain offices at such other places within or without the United States as the as the Board of Directors of the Corporation (the “Board”) may, from time to time, deter |
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| May 28, 2019 |
Focus Universal Inc. and AVX Design & Integration, Inc. Pro Forma Consolidated Financial Statements Exhibit 99.3 Pro Forma Focus Universal Inc. and AVX Design & Integration, Inc. Pro Forma Consolidated Financial Statements (unaudited) Contents Page Pro Forma Consolidated Financial Statements: Pro Forma Consolidated Balance Sheet as of December 31, 2018 (unaudited) F-2 Pro Forma Consolidated Statement of Operations for the year ended December 31, 2018 (unaudited) F-3 Pro Forma Consolidated Balanc |
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| May 28, 2019 |
Exhibit 99.2 AVX DESIGN & INTEGRATION, INC. FOR THE YEARS ENDED DECEMBER 31, 2018, and 2017 Index to the Financial Statements Contents Page Financial Statements: Report of Independent Registered Public Accounting Firm F-2 Balance Sheets as of December 31, 2018, and 2017 F-3 Statements of Operations for the years ended December 31, 2018, and 2017 F-4 Statements of Cash Flows for the years ended Dec |
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| May 28, 2019 |
Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 28, 2019 (March 15, 2019) FOCUS UNIVERSAL INC. (Exact Name of Registrant as Specified in its Charter) Nevada 000-55247 46-3355876 (State or Other Jurisdiction |
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| May 15, 2019 |
FCUV / Focus Universal, Inc. 10-Q Quarterly Report QUARTERLY REPORT Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended March 31, 2019 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 333-193087 FOCUS UNIVERSAL INC. (Exact Name of Small Business Issue |
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| March 15, 2019 |
Focus Universal Inc. Announces Acquisition of AVX Design & Integration Exhibit 99.1 Focus Universal Inc. Announces Acquisition of AVX Design & Integration Focus Universal, Inc. (OTCQB: FCUV) ("Focus Universal" or the "Company"), a developer of IOT technologies including its Universal Smart Instrumentation Platform (''USIP''), announced it has completed the acquisition of AVX Design and Integration (“AVX”) a design and installation provider for high performance Audio |
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| March 15, 2019 |
Exhibit 99.4 STOCK PLEDGE AGREEMENT This STOCK PLEDGE AGREEMENT, dated as of March 15, 2019 (as amended, supplemented or otherwise modified from time to time in accordance with the provisions hereof, this “Agreement”), made by and among Focus Universal, Inc., a Nevada corporation (the “Pledgor”), in favor of Patrick Calderone (the “Secured Party”). WHEREAS, on even date herewith, the Secured Party |
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| March 15, 2019 |
Exhibit 99.6 CONSULTING AGREEMENT This Consulting Agreement (“Agreement”) is entered into effective as of March 15th, 2019 by and between Focus Universal, Inc. (the “Company”) and Patrick Calderone (“Consultant”). The Company desires to retain Consultant as an independent contractor to perform consulting services for the Company, and Consultant is willing to perform such services, on the terms des |
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| March 15, 2019 |
Exhibit 99.5 THIS SUBSCRIPTION AGREEMENT DOES NOT CONSTITUTE AN OFFER TO SELL OR THE SOLICITATION OF AN OFFER TO PURCHASE ANY OF THE SECURITIES REFERRED TO HEREIN. SUBSCRIPTION AGREEMENT This subscription agreement (the “Subscription Agreement”) is entered into by and between the Patrick Calderone, an individual residing at 8550 Walden Woods Way, Granite Bay, CA 95746 the “Investor”), and Focus Un |
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| March 15, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 15, 2019 FOCUS UNIVERSAL INC. |
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| March 15, 2019 |
Exhibit 99.3 SECURED PROMISSORY NOTE $50,000 Ontario, California March 11, 2019 1. Principal. FOR VALUE RECEIVED, the undersigned, Focus Universal, Inc., a Nevada corporation (“Maker”), hereby unconditionally promises to pay to the order of Patrick Calderone or its assigns (“Payee”), in lawful money of the United States of America, the principal amount of fifty thousand Dollars ($50,000.00) togeth |
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| March 15, 2019 |
Exhibit 99.2 STOCK PURCHASE AGREEMENT This Stock Purchase Agreement (this “Agreement”), dated as of March 15th, 2019, is entered into between Patrick Calderone (“Seller”) and Focus Universal, Inc., a Nevada corporation, with its principal offices located at 2311 East Locust Street, Ontario, California 91761 (“Buyer”). RECITALS: WHEREAS, Seller owns 2,000 shares of common stock, no par value, of AV |
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| March 11, 2019 |
FCUV / Focus Universal, Inc. FORM 10-K (Annual Report) 10-K 1 focus10k-123118.htm FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 or ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 333-193087 |
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| December 28, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14C INFORMATION STATEMENT PURSUANT TO SECTION 14(C) OF THE SECURITIES EXCHANGE ACT OF 1934 Check the appropriate box: [] Preliminary Information Statement [] Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) [X] Definitive Information Statement FOCUS UNIVERSAL INC. (Name of Registrant As |
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| November 28, 2018 |
Focus Universal Appoints Greg Butterfield as a New Board Member EXHIBIT 99.1 Focus Universal Appoints Greg Butterfield as a New Board Member ONTARIO, CA / Accesswire / November 28, 2018 / Focus Universal, Inc. (OTCQB: FCUV) (“Focus Universal” or the “Company”), a developer of IoT technologies including its Universal Smart Instrumentation Platform (“USIP”), is pleased to announce that the Company has appointed Greg Butterfield as an independent Board Member to |
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| November 28, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 28, 2018 FOCUS UNIVERSAL INC. |
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| November 13, 2018 |
FCUV / Focus Universal, Inc. FORM 10-Q (Quarterly Report) Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q xQUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended September 30, 2018 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 000-55247 FOCUS UNIVERSAL INC. (Exact Name of Small Business Is |
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| October 15, 2018 |
FCUV / Focus Universal, Inc. CORRESP CORRESP 1 filename1.htm Focus Universal Inc. 20511 East Walnut Drive North Walnut, CA 91789 October 15, 2018 Geoffrey D. Kruczek Caleb French Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Acceleration Request for Focus Universal Inc. Registration Statement Filed on Form S-1 (File No. 333-227311) Ladies and Gentlemen: Pursuant to Ru |
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| October 12, 2018 |
FCUV / Focus Universal, Inc. FORM S-1 AMENDMENT Table of Contents As filed with the Securities and Exchange Commission on October 12, 2018 Registration No. |
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| October 10, 2018 |
FCUV / Focus Universal, Inc. AMENDMENT NO. 3 Table of Contents As filed with the Securities and Exchange Commission on October 10, 2018 Registration No. |
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| October 9, 2018 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 5, 2018 FOCUS UNIVERSAL INC. |
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| October 9, 2018 |
Exhibit 99.1 October 2018 OTCQB: FCUV Investor Presentation Forward Looking Statements The statements in this presentation that are not historical facts may constitute forward - looking statements that are based on current expectations and are subject to risks and uncertainties that could cause actual future results to differ materially from those expressed or implied by such statements. Those ris |
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| October 3, 2018 |
FCUV / Focus Universal, Inc. AMENDED REGISTRATION STATEMENT Table of Contents As filed with the Securities and Exchange Commission on October 3, 2018 Registration No. |
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| September 13, 2018 |
FCUV / Focus Universal, Inc. DELAYING AMENDMENT Focus Universal Inc. 20511 East Walnut Drive North, Walnut, CA 91789 September 13, 2018 VIA EDGAR Geoffrey D. Kruczek Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Focus Universal Inc. Registration Statement Filed on Form S-1 (File No. 333-227311) and Pre-Effective Amendment No. 1 Ladies and Gentlemen: We are filing this letter in |
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| September 13, 2018 |
FCUV / Focus Universal, Inc. AMENDED FORM S-1 Table of Contents As filed with the Securities and Exchange Commission on September 12, 2018 Registration No. |
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| September 12, 2018 |
FCUV / Focus Universal, Inc. FORM S-1 S-1 1 focuss1-091218.htm FORM S-1 Table of Contents As filed with the Securities and Exchange Commission on September 12, 2018 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 FOCUS UNIVERSAL INC. (Exact name of registrant as specified in its charter) Nevada 46-3355876 (State or other juri |
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| August 14, 2018 |
FCUV / Focus Universal, Inc. QUARTERLY REPORT (Quarterly Report) Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended June 30, 2018 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 000-55247 FOCUS UNIVERSAL INC. (Exact Name of Small Business Issuer |
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| July 26, 2018 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 26, 2018 FOCUS UNIVERSAL INC. |
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| July 26, 2018 |
Focus Universal Submits Application For NASDAQ Up-Listing EXHIBIT 99.1 Focus Universal Submits Application For NASDAQ Up-Listing WALNUT, CA Focus Universal, Inc. (OTC: FCUV) ("Focus Universal" or the "Company"), a developer of IOT technologies including its Universal Smart Instrumentation Platform (“USIP”), has submitted its formal application to list the Company's common stock on the NASDAQ Capital Market exchange. "Being in a position to list our commo |
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| July 17, 2018 |
Focus Universal Closes $10 Million Funding EXHIBIT 99.1 Focus Universal Closes $10 Million Funding WALNUT, CA, July 17, 2018 /PRNewswire/ - Focus Universal, Inc. (OTC: FCUV) ("Focus Universal" or the "Company"), a developer of IOT technologies including its Universal Smart Instrumentation Platform (“USIP”), announced today that it has closed on the sale of 6,069,613 shares of its common stock (the “Shares”) for an aggregate purchase price |
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| July 17, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 16, 2018 FOCUS UNIVERSAL INC. |
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| June 21, 2018 |
FCUV / Focus Universal, Inc. CORRESP June 12, 2018 Via EDGAR and Federal Express Courtney Lindsay Staff Attorney Securities and Exchange Commission 100 F Street N. |
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| June 20, 2018 |
Unsecured convertible promissory note dated June 30, 2017 in amount of $420,000* Exhibit 10.5 THE SECURITIES REPRESENTED BY THIS DOCUMENT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "ACT"), OR THE SECURITIES LAWS OF ANY STATE, AND MAY NOT BE OFFERED, SOLD TRANSFERRED, PLEDGED, HYPOTHECATED OR OTHERWISE DISPOSED OF EXCEPT PURSUANT TO (i) AN EFFECTIVE REGISTRATION STATEMENT UNDER THE ACT AND ANY APPLICABLE STATE LAWS, (ii) TO THE EXTENT APPLICABLE, |
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| June 20, 2018 |
FCUV / Focus Universal, Inc. AMENDMENT NO. 1 (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 or ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 333-193087 FOCUS UNIVERSAL INC. (Exact name of registrant as sp |
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| June 20, 2018 |
Unsecured convertible promissory note dated July 28, 2017 in amount of $80,000* Exhibit 10.6 THE SECURITIES REPRESENTED BY THIS DOCUMENT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "ACT"), OR THE SECURITIES LAWS OF ANY STATE, AND MAY NOT BE OFFERED, SOLD TRANSFERRED, PLEDGED, HYPOTHECATED OR OTHERWISE DISPOSED OF EXCEPT PURSUANT TO (i) AN EFFECTIVE REGISTRATION STATEMENT UNDER THE ACT AND ANY APPLICABLE STATE LAWS, (ii) TO THE EXTENT APPLICABLE, |
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| June 19, 2018 |
Focus Universal Inc. Announces Pricing of $8 Million Private Placement of Common Stock EXHIBIT 99.1 WALNUT, Calif., June 8, 2018 /PRNewswire/ - Focus Universal Inc. (FCUV), a Universal Smart Instrumentation Platform (USIP) developer and manufacturer, announced that it has closed a private placement. Focus Universal Inc. Announces Pricing of $8 Million Private Placement of Common Stock Focus Universal, Inc. (OTC: FCUV) ("Focus Universal" or the "Company"), a Universal Smart Instrumen |
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| June 19, 2018 |
Regulation FD Disclosure, Unregistered Sales of Equity Securities, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 18, 2018 FOCUS UNIVERSAL INC. |
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| June 8, 2018 |
Focus Universal Inc. Brings On Four New Board Members EXHIBIT 99.1 WALNUT, Calif., June 8, 2018 /PRNewswire/ - Focus Universal Inc. (FCUV), a Universal Smart Instrumentation Platform (USIP) developer and manufacturer, announced that it has appointed four new board members. Focus Universal Inc. Brings On Four New Board Members Focus Universal, Inc. (OTC: FCUV) ("Focus" or the "Company"), a Universal Smart Instrumentation Platform is pleased to announc |
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| June 8, 2018 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 8, 2018 FOCUS UNIVERSAL INC. |
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| May 18, 2018 |
SECURITIES AND EXCHANGE COMMISSION Washington, D. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended March 31, 2018 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 000-55247 FOCUS UNIVERSAL INC. (Exact Name of Small Business Issuer as specified in i |
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| May 15, 2018 |
FCUV / Focus Universal, Inc. QUARTERLY REPORT (Quarterly Report) SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended March 31, 2018 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 333-193087 FOCUS UNIVERSAL INC. (Exact Name of Small Business Issuer as specified in |
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| May 15, 2018 |
FCUV / Focus Universal, Inc. S-1 REGISTRATION WITHDRAWAL RW 1 focusrw-051418.htm S-1 REGISTRATION WITHDRAWAL Focus Universal Inc. 20511 East Walnut Drive North Walnut, CA 91789 May 14, 2018 VIA EDGAR AND OVERNIGHT COURIER Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Larry Spirgel, Assistant Director Division of Corporation Finance Re: Focus Universal Inc. Withdrawal of Registrati |
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| April 11, 2018 |
FCUV / Focus Universal, Inc. FORM S-1 AMENDMENT As filed with the Securities and Exchange Commission on April 11, 2018 Registration No. |
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| April 11, 2018 |
FCUV / Focus Universal, Inc. CORRESP April 11, 2018 U.S. Securities & Exchange Commission Division of Corporation Finance 100 F. Street NE Washington, D.C. 20549 Attn: Larry Spirgel, Assistant Director Re: Focus Universal Inc. Amendment No. 1 of Registration Statement on Form S-1, Filed January 20, 2017 File No. 333-214455 Dear Mr. Spirgel: We are counsel to Focus Universal Inc., a Nevada corporation (the “Company”), and are addressi |
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| April 5, 2018 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 2, 2018 FOCUS UNIVERSAL INC. |
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| April 5, 2018 |
EXHIBIT 99.1 WALNUT, Calif., April 2, 2018 /PRNewswire/ - Focus Universal Inc. (FCUV), a Universal Smart Instrumentation Platform (USIP) developer and manufacturer, announced that it has appointed Duncan Lee as its new Chief Financial Officer. Duncan Lee, age 34, is presently a licensed Certified Public Accountant living in Diamond Bar, California. Mr. Lee graduated in 2006 with a bachelor’s degre |
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| April 2, 2018 |
FCUV / Focus Universal, Inc. FORM 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 or ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 333-193087 FOCUS UNIVERSAL INC. (Exact name of registrant as spec |
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| April 2, 2018 |
FCUV / Focus Universal, Inc. CORRESP CORRESP 1 filename1.htm April 2, 2018 United States Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Attn: Larry Spirgel Assistant Director, AD Office 11 – Telecommunications Attn: Courtney Lindsay Staff Attorney T: (202) 551-7237 Re: Focus Universal Inc. Registration Statement on Form S-1 Filed November 4, 2016 File No. 333-214455 Dear Messrs. Spirgel and Lindsay: We are |
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| March 7, 2018 |
FCUV / Focus Universal, Inc. FORM 8-K (Current Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 5, 2018 FOCUS UNIVERSAL INC. |
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| March 7, 2018 |
EX-99.1 2 focus8k-ex9901.htm PRESS RELEASE EXHIBIT 99.1 Focus Universal Inc. Receives USPTO Issue Notification for Patent Covering its Universal Smart Device Walnut, CA (March 5, 2018) – Focus Universal Inc. (OTCQB: FCUV), a universal smart instrumentation platform developer, announces that the United States Patent and Trademark Office (“USPTO”) has issued an Issue Notification for U.S. Patent App |
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| March 7, 2018 |
EXHIBIT 99.1 WALNUT, Calif., March 6, 2018 /PRNewswire/ - Focus Universal Inc. (FCUV), a Universal Smart Instrumentation Platform (USIP) developer and manufacturer, announced that it has executed a Letter of Intent to acquire Aloha Island Cable, Inc DBA CableMasters. Since incorporation in 1995, CableMasters has grown in revenues, employees, and facilities. CableMasters' attention to detail has ea |
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| March 7, 2018 |
FCUV / Focus Universal, Inc. FORM 8-K (Current Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 6, 2018 FOCUS UNIVERSAL INC. |
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| November 17, 2017 |
Advisory Agreement with Veyo Partners LLC, dated November 6, 2017, Exhibit 10.7 Veyo. A merchant banking and advisory firm. Veyo Partners +1 646-600-8182 (office) +1 646-781-7514 (fax) veyopartners.com New York City 32 West 39th Street, 4th Floor New York, NY 10018 Salt Lake City 307 W 200 S, Suite 5002 Salt Lake City, UT 84101 November 6, 2017 Focus Universal Inc. Attn: Desheng Wang 20511 East Walnut Drive North Walnut, CA 91789 Los Angeles 3110 Main St, The Ann |
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| November 17, 2017 |
FCUV / Focus Universal, Inc. FORM 10-Q (Quarterly Report) Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended September 30, 2017 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 333-193087 FOCUS UNIVERSAL INC. (Exact Name of Small Business I |
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| November 14, 2017 |
FCUV / Focus Universal, Inc. NOTICE OF LATE FILING NT 10-Q 1 focusext.htm NOTICE OF LATE FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (CHECK ONE): o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form N-SAR For Period Ended: September 30, 2017 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Form 10-Q |
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| August 11, 2017 |
Exhibit 10.5 THE SECURITIES REPRESENTED BY THIS DOCUMENT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR THE SECURITIES LAWS OF ANY STATE, AND MAY NOT BE OFFERED, SOLD TRANSFERRED, PLEDGED, HYPOTHECATED OR OTHERWISE DISPOSED OF EXCEPT PURSUANT TO (i) AN EFFECTIVE REGISTRATION STATEMENT UNDER THE ACT AND ANY APPLICABLE STATE LAWS, (ii) TO THE EXTENT APPLICABLE, |
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| August 11, 2017 |
Exhibit 10.6 THE SECURITIES REPRESENTED BY THIS DOCUMENT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR THE SECURITIES LAWS OF ANY STATE, AND MAY NOT BE OFFERED, SOLD TRANSFERRED, PLEDGED, HYPOTHECATED OR OTHERWISE DISPOSED OF EXCEPT PURSUANT TO (i) AN EFFECTIVE REGISTRATION STATEMENT UNDER THE ACT AND ANY APPLICABLE STATE LAWS, (ii) TO THE EXTENT APPLICABLE, |
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| August 11, 2017 |
FCUV / Focus Universal, Inc. QUARTERLY REPORT (Quarterly Report) Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended June 30, 2017 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 333-193087 FOCUS UNIVERSAL INC. (Exact Name of Small Business Issuer |
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| May 15, 2017 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended March 31, 2017 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 333-193087 FOCUS UNIVERSAL INC. (Exact Name of Small Business Issuer as specified in |
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| April 21, 2017 |
Exhibit 16.1 April 20, 2017 Office of the Chief Accountant Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-7561 Re: Focus Universal Inc. Commission File Number 000-55247 Dear Sir or Madam: We have received a copy of Form 8-K/A, and are in agreement with the statements being made by Focus Universal Inc. (the "Company") in Item 4.01 of its revised Form 8-K/A dated April |
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| April 21, 2017 |
Focus Universal FORM 8-K/A (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 20, 2017 FOCUS UNIVERSAL INC. |
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| April 20, 2017 |
Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 20, 2017 FOCUS UNIVERSAL INC. |
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| March 22, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 or ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 333-193087 FOCUS UNIVERSAL INC. (Exact name of registrant as spec |
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| March 22, 2017 |
Exhibit 99.1 Perfecular, Inc. audited financial statements for the years ended December 31, 2015 and 2014 REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Board of Directors and Stockholders of Focus Universal Inc. We have audited the accompanying balance sheets of Perfecular Inc. as of December 31, 2015 and 2014, and the related statements of income, comprehensive income, stockholde |
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| January 20, 2017 |
FCUV / Focus Universal, Inc. CORRESP - - January 20, 2017 U.S. Securities & Exchange Commission Division of Corporation Finance 100 F. Street NE Washington, D.C. 20549 Attn: Larry Spirgel, Assistant Director Re: Focus Universal Inc. Registration Statement on Form S-1, Filed November 4, 2016 File No. 333-214455 Dear Mr. Spirgel: We are counsel to Focus Universal Inc., a Nevada corporation (the “Company”), and are addressing and delivering |
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| January 20, 2017 |
As filed with the Securities and Exchange Commission on January 20, 2017 As filed with the Securities and Exchange Commission on January 20, 2017 Registration No. |
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| November 14, 2016 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended September 30, 2016 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 333-193087 FOCUS UNIVERSAL INC. (Exact Name of Small Business Issuer as specified |
