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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Forward Industries, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| August 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by Registrant þ Filed by Party other than Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) þ D |
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| August 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-34780 FORW |
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| August 12, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2025 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Commission (I.R.S. Employer |
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| August 12, 2025 |
Amendment No. 1 to Employment Agreement dated August 11, 2025 Exhibit 10.1 AMENDMENT NO. 1 TO EMPLOYMENT AGREEMENT This Amendment No. 1 to Employment Agreement (this “Amendment”) is made and entered into as of August 11, 2025, by and between Forward Industries, Inc., a New York corporation (the “Company”), and Kathleen Weisberg (“Employee”). RECITALS WHEREAS, the Company and Employee entered into that certain Employment Agreement dated as of July 1, 2023 (th |
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| August 11, 2025 |
Form of Subscription Agreement – August 2025 – Registered Direct Exhibit 10.1 FORM OF SUBSCRIPTION AGREEMENT Forward Industries, Inc. 700 Veterans Memorial Highway, Suite 100 Hauppauge, New York 11788 Ladies and Gentlemen: The Investor (the “Investor”) hereby confirms its agreement (this “Agreement”) with Forward Industries, Inc., a New York corporation (the “Company”), as follows: 1. Purchase and Sale. The Company and the Investor agree that the Investor will |
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| August 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 11, 2025 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Commission (I.R.S. Employer |
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| August 11, 2025 |
263,243 Shares of Common Stock Forward Industries, Inc. Common Stock Table of Contents Filed pursuant to Rule 424(b)(5) Registration No. 333-287907 PROSPECTUS SUPPLEMENT (To the Prospectus dated June 20, 2025) 263,243 Shares of Common Stock Forward Industries, Inc. Common Stock Pursuant to this prospectus supplement and the accompanying prospectus, we are offering 263,243 shares of our Common Stock directly to the investors without a placement agent or underwriter |
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| August 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 11, 2025 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Commission (I.R.S. Employer |
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| August 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by Registrant þ Filed by Party other than Registrant ¨ Check the appropriate box: þ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ D |
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| July 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by Registrant þ Filed by Party other than Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ D |
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| July 25, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 24, 2025 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Commission (I.R.S. Employer o |
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| June 24, 2025 |
Forward Industries, Inc. 273,000 Shares of Common Stock Forward Industries, Inc. S-1/A PROSPECTUS Filed Pursuant to Rule 424(b)(3) Registration No. 333-287906 Forward Industries, Inc. 273,000 Shares of Common Stock This prospectus relates to the potential resale from time to time by C/M Capital Master Fund, LP (the “Selling Stockholder”) of up to 273,000 shares of common stock, par value $0.01 per share. The shares of common stock to which this prospec |
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| June 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by Registrant þ Filed by Party other than Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) þ D |
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| June 18, 2025 |
Forward Industries, Inc. 700 Veterans Memorial Highway Suite 100 Hauppauge, New York 11788 June 18, 2025 Via EDGAR Division of Corporation Finance Securities and Exchange Commission 100 F Street, N.E. Washington, D. C. 20549 Re: Forward Industries, Inc. Registration Statement on Form S-1 File No. 333-287906 Ladies and Gentlemen: In accordance with Rule 461 promulgated pursuant to the Securities Ac |
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| June 18, 2025 |
Forward Industries, Inc. 700 Veterans Memorial Highway Suite 100 Hauppauge, New York 11788 June 18, 2025 Via EDGAR Division of Corporation Finance Securities and Exchange Commission 100 F Street, N.E. Washington, D. C. 20549 Re: Forward Industries, Inc. Registration Statement on Form S-3 File No. 333-287907 Ladies and Gentlemen: In accordance with Rule 461 promulgated pursuant to the Securities Ac |
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| June 18, 2025 |
Amendment No. 1 to the Third Amended and Restated Bylaws Exhibit 3.1 AMENDMENT NO. 1 TO THE THIRD AMENDED AND RESTATED BYLAWS OF FORWARD INDUSTRIES, INC. Pursuant to Section 601 of the New York Business Corporation Law and Section 801of the Third Amended and Restated Bylaws (the “Bylaws”) of Forward Industries, Inc. (the “Company”), the Bylaws are hereby amended as follows: Article II, Section 205 of the Bylaws is amended and restated to read as follows |
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| June 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 16, 2025 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Commission (I.R.S. Employer o |
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| June 17, 2025 |
As filed with the Securities and Exchange Commission on June 17, 2025 Table of Contents As filed with the Securities and Exchange Commission on June 17, 2025 Registration No. |
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| June 17, 2025 |
As filed with the Securities and Exchange Commission on June 17, 2025 Table of Contents As filed with the Securities and Exchange Commission on June 17, 2025 Registration No. |
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| June 10, 2025 |
Certificate of Amendment of the Certificate of Incorporation – Series B Exhibit 3.7 CERTIFICATE OF AMENDMENT OF THE CERTIFICATE OF INCORPORATION OF FORWARD INDUSTRIES, INC. Under Section 805 of the Business Corporation Law I, Kathleen Weisberg, hereby certify that I am the Chief Financial Officer of Forward Industries, Inc. (the “Corporation”), a corporation organized and existing under the Business Corporation Law of the State of New York (the “NYBCL”), and hereby ce |
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| June 10, 2025 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Forward Industries, Inc. |
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| June 10, 2025 |
As filed with the Securities and Exchange Commission on June 10, 2025 Table of Contents As filed with the Securities and Exchange Commission on June 10, 2025 Registration No. |
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| June 10, 2025 |
Form of Warrant dated May 23, 2025 Exhibit 10.22 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGIS |
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| June 10, 2025 |
Form of Registration Rights Agreement dated May 23, 2025 – Series B Exhibit 10.21 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of May 23, 2025 (the “Execution Date”), is entered into by and between Forward Industries, Inc., a New York corporation (the “Company”), and , a Delaware limited partnership (together with its permitted assigns, the “Buyer”). Capitalized terms used herein and not otherwise defined herein sha |
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| June 10, 2025 |
Form of Securities Purchase Agreement dated May 23, 2025 – Series B Exhibit 10.20 PREFERRED STOCK PURCHASE AGREEMENT THIS PREFERRED STOCK PURCHASE AGREEMENT (the “Agreement”), dated as of May 23, 2025 (“Execution Date”), is by and among FORWARD INDUSTRIES, INC., a New York corporation (the “Company”), and (the “Buyer”). RECITALS A. The Company and the Buyer are executing and delivering this Agreement in reliance upon the exemption from securities registration affo |
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| June 10, 2025 |
Exhibit 21.1 Subsidiaries Intelligent Product Solutions, Inc., Incorporated in New York Kablooe, Inc., Incorporated in New York |
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| June 10, 2025 |
As filed with the Securities and Exchange Commission on June 10, 2025 Table of Contents As filed with the Securities and Exchange Commission on June 10, 2025 Registration No. |
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| June 10, 2025 |
Exhibit 107 Calculation of Filing Fee Tables Form S-1 (Form Type) Forward Industries, Inc. |
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| June 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by Registrant þ Filed by Party other than Registrant ¨ Check the appropriate box: þ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ D |
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| June 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 30, 2025 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Commission (I.R.S. Employer of |
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| May 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 21, 2025 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Commission (I.R.S. Employer of |
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| May 22, 2025 |
Exhibit 10.4 SECURITIES PURCHASE AGREEMENT THIS SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of May 16, 2025 (the “Execution Date”), by and between Forward Industries, Inc., a New York corporation (the “Company”), and C/M CAPITAL MASTER FUND, LP, a Delaware limited partnership (the “Investor”). WHEREAS: Subject to the terms and conditions set forth in this Agreement, the Company wishe |
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| May 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 16, 2025 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Commission (I.R.S. Employer of |
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| May 22, 2025 |
OEM Transaction Agreement dated May 16, 2025 Exhibit 10.1 Execution Version TRANSACTION AGREEMENT BY AND AMONG FORWARD INDUSTRIES, INC., FORWARD INDUSTRIES (IN), INC. AND FORWARD INDUSTRIES (ASIA-PACIFIC) CORPORATION DATED AS OF MAY 16, 2025 TRANSACTION AGREEMENT This TRANSACTION AGREEMENT (this “Agreement”) is made and entered into as of May 16, 2025, by and among Forward Industries, Inc., a New York corporation (the “Company”), Forward Ind |
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| May 22, 2025 |
Exhibit 10.3 Amended and restated Promissory Note U.S. $600,000 January 18, 2018 The undersigned maker, Forward Industries Inc, a New York Corporation (“Borrower”) promises to pay to the order of Forward Industries (Asia-Pacific) Corporation (“Lender”), at 101, Building 13, Bishui Laintian, New Century Villas, Dongguan City, Guandong Province, China, 523123, the principal sum of six hundred thousa |
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| May 22, 2025 |
Separation Agreement, dated May 16, 2025, by and between Forward Industries, Inc. and Terence Wise Exhibit 10.2 SEPARATION AND RELEASE OF CLAIMS AGREEMENT (this “Agreement”) dated May 16, 2025 (the “Execution Date”) by and between FORWARD INDUSTRIES, INC., a New York Corporation (the “Employer”), on behalf of itself, its parents, subsidiaries, and other corporate affiliates, and each of their respective present and former employees, officers, directors, owners, shareholders, and agents, individ |
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| May 22, 2025 |
Exhibit 10.5 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of May 16, 2025 (the “Execution Date”), is entered into by and between Forward Industries, Inc., a New York corporation (the “Company”), and C/M CAPITAL MASTER FUND, LP, a Delaware limited partnership (together with its permitted assigns, the “Buyer”). Capitalized terms used herein and not ot |
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| May 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-34780 FOR |
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| May 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 2, 2025 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Commission (I.R.S. Employer of |
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| May 1, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 25, 2025 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Commission (I.R.S. Employer |
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| April 2, 2025 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 1, 2025 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Commission (I.R.S. Employer o |
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| March 31, 2025 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 28, 2025 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Commission (I.R.S. Employer |
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| March 31, 2025 |
Exhibit 16.1 March 31, 2025 U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Forward Industries, Inc. – Changes in Registrant’s Certifying Accountant To Whom it May Concern: We have read Item 4.01 of Form 8-K dated March 28, 2025 of Forward Industries, Inc. and are in agreement with the statements contained in section a) therein. We have no basis to agree or disagr |
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| March 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 20, 2025 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Commission (I.R.S. Employer |
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| March 24, 2025 |
Exhibit 10.1 ACCOUNT PAYABLES CONVERSION AGREEMENT This Account Payables Conversion Agreement (the “Agreement”) is entered into effective as of March 20, 2025 (the “Effective Date”) by and between FORWARD INDUSTRIES (ASIA-PACIFIC) CORPORATION, a British Virgin Islands registered corporation (the “Provider”) and FORWARD INDUSTRIES, INC., a New York corporation (the “Company”), with reference to the |
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| March 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 20, 2025 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Commission (I.R.S. Employer |
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| March 17, 2025 |
Certificate of Amendment of the Certificate of Incorporation – Increasing the Authorized Series A-1 Exhibit 4.1 CERTIFICATE OF AMENDMENT OF THE CERTIFICATE OF INCORPORATION OF FORWARD INDUSTRIES, INC. UNDER SECTION 805 OF THE BUSINESS CORPORATION LAW The undersigned, being the Chief Financial Officer of Forward Industries, Inc. (the “Corporation”), a corporation organized and existing under Business Corporation Law of the State of New York (the “NYBCL”), hereby certifies as follows, pursuant to |
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| March 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 11, 2025 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Commission (I.R.S. Employer |
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| February 27, 2025 |
Exhibit 99.1 Stanley Higgins Associate Vice President Nasdaq Listing Qualifications By Electronic Delivery to: [email protected] February 21, 2025 Ms. Kathleen Weisberg Chief Financial Officer Forward Industries, Inc. 700 Veterans Memorial Highway Suite 100, Hauppauge, NY 11788 Re: Forward Industries, Inc. (the “Company”) – Staff Determination Nasdaq Symbol: FORD Dear Ms. Weisberg: A |
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| February 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 21, 2025 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Commission (I.R.S. Employ |
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| February 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-34780 |
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| February 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 12, 2025 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Commission (I.R.S. Employ |
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| February 13, 2025 |
Account Payables Conversion Agreement Exhibit 10.1 ACCOUNT PAYABLES CONVERSION AGREEMENT This Account Payables Conversion Agreement (the “Agreement”) is entered into effective as of February 11, 2025 (the “Effective Date”) by and between FORWARD INDUSTRIES (ASIA-PACIFIC) CORPORATION, a British Virgin Islands registered corporation (the “Provider”) and FORWARD INDUSTRIES, INC., a New York corporation (the “Company”), with reference to |
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| February 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 28, 2025 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Commission (I.R.S. Employe |
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| January 17, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to. Commission File Number |
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| December 27, 2024 |
Exhibit 97 FORWARD INDUSTRIES, INC. (“the Company”) CLAWBACK POLICY Introduction The Board of Directors of the Company (the “Board”) believes that it is in the best interests of the Company and its shareholders to create and maintain a culture that emphasizes integrity and accountability and that reinforces the Company’s pay-for-performance compensation philosophy. The Board has therefore adopted |
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| December 27, 2024 |
Exhibit 19.1 MEMORANDUM TO: All Directors, Officers, Employees and Consultants FROM: Nason Yeager Gerson White & Lioce, PA DATE: September 3, 2018 RE: Insider Trading Policy We believe that the best way to protect Forward Industries, Inc. (the “Company”) and its executive officers, directors, consultants and employees from potential liability under the insider trading laws is to adopt and implemen |
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| December 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K .Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to. Commission File Number: 001-34780 FORWARD |
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| December 27, 2024 |
Exhibit 4.2 Amended and restated Promissory Note U.S. $1,600,0001 January 18, 2018 The undersigned maker, Forward Industries Inc, a New York Corporation (“Borrower”) promises to pay to the order of Forward Industries (Asia-Pacific) Corporation (“Lender”), at 101, Building 13, Bishui Laintian,, New Century Villas, Dongguan City, Guandong Province, China, 523123, the principal sum of one million six |
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| December 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 9, 2024 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Commission (I.R.S. Employe |
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| December 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 11, 2024 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Commission (I.R.S. Employ |
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| November 18, 2024 |
Amendment to the Buying Agency and Supply Agreement - November 2024 Exhibit 10.1 FORWARD INDUSTRIES, INC. November 13, 2024 Forward Industries (Asia-Pacific) Corporation Terence Wise Re: Buying Agency and Supply Agreement Dear Terry: This letter agreement documents our understanding regarding Forward Industries, Inc. (the “Company”) and Forward Industries (Asia-Pacific) Corporation (“FC”) extending and revising certain terms contained in that certain Buying Agency |
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| November 18, 2024 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 13, 2024 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Commission (I.R.S. Employ |
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| November 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 28, 2024 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Commission (I.R.S. Employe |
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| October 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 17, 2024 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Commission (I.R.S. Employe |
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| October 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 30, 2024 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Commission (I.R.S. Emplo |
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| October 4, 2024 |
Certificate of Amendment of the Certificate of Incorporation – Increasing the Authorized Series A-1 Exhibit 4.1 CERTIFICATE OF AMENDMENT OF THE CERTIFICATE OF INCORPORATION OF FORWARD INDUSTRIES, INC. UNDER SECTION 805 OF THE BUSINESS CORPORATION LAW The undersigned, being the Chief Financial Officer of Forward Industries, Inc. (the “Corporation”), a corporation organized and existing under Business Corporation Law of the State of New York (the “NYBCL”), hereby certifies as follows, pursuant to |
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| October 4, 2024 |
Exhibit 10.1 ACCOUNT PAYABLES CONVERSION AGREEMENT This Account Payables Conversion Agreement (the “Agreement”) is entered into effective as of September 30, 2024 (the “Effective Date”) by and between FORWARD INDUSTRIES (ASIA-PACIFIC) CORPORATION, a British Virgin Islands registered corporation (the “Provider”) and FORWARD INDUSTRIES, INC., a New York corporation (the “Company”), with reference to |
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| September 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 23, 2024 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Commission (I.R.S. Emplo |
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| August 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-34780 FORW |
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| August 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 24, 2024 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Commission (I.R.S. Employer o |
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| July 11, 2024 |
FORD / Forward Industries, Inc. / Terence Bernard Wise - AMENDMENT NO. 9 Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 9)* Forward Industries, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 349862409 (CUSIP Number) Terence Bernard Wise 700 Veterans Memorial Hwy, Suite 100 Hauppauge, NY 11788 (631) 547-3055 (Name, Address and Telephone Number |
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| July 8, 2024 |
Exhibit 4.1 CERTIFICATE OF AMENDMENT OF THE CERTIFICATE OF INCORPORATION OF FORWARD INDUSTRIES, INC. UNDER SECTION 805 OF THE BUSINESS CORPORATION LAW The undersigned, being the Chief Financial Officer of Forward Industries, Inc. (the “Corporation”), a corporation organized and existing under Business Corporation Law of the State of New York (the “NYBCL”), hereby certifies as follows, pursuant to |
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| July 8, 2024 |
Account Payables Conversion Agreement - Forward Industries (Asia- Pacific) Corporation – July 2024 Exhibit 10.1 ACCOUNT PAYABLES CONVERSION AGREEMENT This Account Payables Conversion Agreement (the “Agreement”) is entered into effective as of June 27, 2024 by and between FORWARD INDUSTRIES (ASIA-PACIFIC) CORPORATION, a British Virgin Islands registered corporation (the “Provider”) and FORWARD INDUSTRIES, INC., a New York corporation (the “Company”), with reference to the following facts: WHEREA |
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| July 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 5, 2024 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Commission (I.R.S. Employer of |
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| July 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 28, 2024 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Commission (I.R.S. Employer o |
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| June 20, 2024 |
Certificate of Amendment of the Certificate of Incorporation – Reverse Stock Split Exhibit 3.1 STATE OF NEW YORK DEPARTMENT OF STATE I hereby certify that the annexed copy for FORWARD INDUSTRIES, INC., File Number 240614000791 has been compared with the original document in the custody of the Secretary of State and that the same is true copy of said original. WITNESS my hand and official seal of the Department of State, at the City of Albany, on June 14 , 2024 . WALTER T . MOSLE |
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| June 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 14, 2024 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Commission (I.R.S. Employer o |
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| June 14, 2024 |
Forward Announces 1-for-10 Reverse Stock Split Effective June 18, 2024 Exhibit 99.1 Forward Announces 1-for-10 Reverse Stock Split Effective June 18, 2024 Hauppauge, NY – June 14, 2024 – Forward Industries, Inc. (NASDAQ: FORD) (“Forward” or the “Company”), a global design, sourcing, and distribution company serving top tier medical and technology customers, announced today that it will effect a 1-for-10 reverse stock split (“Reverse Stock Split”) of its common stock, |
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| June 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 14, 2024 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Commission (I.R.S. Employer o |
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| June 10, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 10, 2024 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Commission (I.R.S. Employer o |
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| May 10, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2024 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Commission (I.R.S. Employer of |
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| May 10, 2024 |
FORWARD REPORTS FISCAL 2024 SECOND QUARTER RESULTS Exhibit 99.1 FORWARD REPORTS FISCAL 2024 SECOND QUARTER RESULTS Hauppauge, NY – May 10, 2024 – Forward Industries, Inc. (NASDAQ:FORD), a global design, sourcing and distribution group, today announced financial results for its second quarter ended March 31, 2024. Second Quarter Fiscal Year 2024 Financial Highlights · Revenues were $7.8 million, a decrease of 19.6% from $9.7 million for 2023. · Gro |
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| May 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-34780 FOR |
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| April 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 19, 2024 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Commission (I.R.S. Employer |
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| April 17, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by Registrant þ Filed by Party other than Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) þ D |
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| April 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by Registrant þ Filed by Party other than Registrant ¨ Check the appropriate box: þ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ D |
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| February 27, 2024 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 22, 2024 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Commission (I.R.S. Employ |
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| February 14, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 6, 2024 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Commission (I.R.S. Employe |
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| February 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-34780 |
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| February 14, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 14, 2024 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Commission (I.R.S. Employ |
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| February 14, 2024 |
FORWARD REPORTS FISCAL 2024 FIRST QUARTER RESULTS Exhibit 99.1 FORWARD REPORTS FISCAL 2024 FIRST QUARTER RESULTS Hauppauge, NY – February 14, 2024 – Forward Industries, Inc. (NASDAQ:FORD), a global design, sourcing and distribution group, today announced financial results for its first quarter ended December 31, 2023. First Quarter Fiscal Year 2024 Financial Highlights · Revenues were $7.2 million, a decrease of 26.7% from $9.8 million for 2023. |
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| February 5, 2024 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 30, 2024 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Commission (I.R.S. Employe |
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| January 2, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by Registrant þ Filed by Party other than Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rul |
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| December 22, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by Registrant þ Filed by Party other than Registrant ¨ Check the appropriate box: þ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rul |
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| December 21, 2023 |
Summary of Employment Arrangement - Terence Wise Exhibit 10.4 Summary of Wise Employment Agreement Forward Industries, Inc. (the “Company”) employs Terence Wise as its Chief Executive Officer. Pursuant to the terms of his employment with the Company Mr. Wise receives an annual base salary of $325,000 and is paid $1,000 per month to cover various expenses he incurs in the performance of his duties as the Chairman of the Company’s Board of Directo |
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| December 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to. Commission File Number: 001-34780 FORWARD |
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| December 20, 2023 |
Exhibit 99.1 FOR IMMEDIATE RELEASE FORWARD REPORTS PRELIMINARY FISCAL 2023 RESULTS RECORD REVENUES FOR DESIGN DIVISION DRIVE PROFITABILITY FROM CONTINUING OPERATIONS Hauppauge, NY – December 20, 2023 – Forward Industries, Inc. (NASDAQ:FORD), a global design, sourcing and distribution group, today announced preliminary financial results for the fiscal year ended September 30, 2023. Preliminary Fisc |
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| December 20, 2023 |
Costs Associated with Exit or Disposal Activities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 20, 2023 (July 21, 2023) Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Ju |
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| December 20, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 20, 2023 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Commission (I.R.S. Employ |
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| November 8, 2023 |
Extension to the Consultancy Agreement – Justwise Group Ltd. Exhibit 10.4 Forward Industries, Inc. 700 Veterans Hwy, Suite 100 Hauppauge, NY 11788 www.forwardindustries.com TO: JUSTWISE GROUP Ltd, 6, The Shires, Shire Hill, Saffron Walden CB11 3AP. (“Consultant”) FROM: FORWARD INDUSTRIES, Inc. (the “holding company” and its subsidiaries) (Referred to herein as “FORD”) Date: September 1, 2023 Dear Mr Morgan: Regarding the Consutancy Agreement (the “Agreement |
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| November 8, 2023 |
Deferred Payment Agreement - Forward Industries (Asia – Pacific) Corporation Exhibit 10.2 Forward Industries, Inc. 10F-5 No.16, Lane 609 700 Veterans Memorial Highway, Suite 100 Chung Shin Road, Section 5 Hauppauge, NY 11788 San Chung District, New Taipei City Taiwan, Republic of China. October 30, 2023 Re: Agreements regarding deferred payments under that certain Buying Agency and Supply Agreement made as of September 9, 2015 (the “Original Agreement”) by and between Forw |
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| November 8, 2023 |
Exhibit 10.1 BUYING AGENCY AND SUPPLY AGREEMENT This Agreement, made as of by and between FORWARD INDUSTRIES, INC. a New York corporation (hereafter referred to as “Principal”), having an address at 700 Veterans Memorial Highway, Suite 100, Hauppauge, NY 11788 and FORWARD INDUSTRIES (ASIA-PACIFIC) CORPORATION, a BVI registered corporation wholly-owned by Terence Bernard Wise (hereinafter referred |
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| November 8, 2023 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 2, 2023 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Commission (I.R.S. Employe |
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| October 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 29, 2023 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Commission (I.R.S. Emplo |
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| August 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-34780 FORW |
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| August 14, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2023 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Commission (I.R.S. Employer |
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| August 14, 2023 |
FORWARD REPORTS FISCAL 2023 THIRD QUARTER RESULTS Exhibit 99.1 FOR IMMEDIATE RELEASE FORWARD REPORTS FISCAL 2023 THIRD QUARTER RESULTS Hauppauge, NY – August 14, 2023 – Forward Industries, Inc. (NASDAQ:FORD), a global design, sourcing and distribution group, today announced financial results for its third quarter ended June 30, 2023. Third Quarter Fiscal Year 2023 Financial Highlights · Revenues were $10.1 million, a decrease of 4.7% from $10.6 m |
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| August 4, 2023 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2023 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Commission (I.R.S. Employer o |
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| July 27, 2023 |
Costs Associated with Exit or Disposal Activities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 21, 2023 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Commission (I.R.S. Employer o |
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| June 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 28, 2023 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Commission (I.R.S. Employer o |
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| June 30, 2023 |
Employment Agreement between Forward Industries, Inc. and Kathleen Weisberg, dated July 1, 2023 Exhibit 10.1 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (this “Agreement”), dated as of July 1, 2023, between Forward Industries, Inc. (the “Company”) and Kathleen Weisberg (the “Executive”). RECITALS: WHEREAS, the Company desires to employ the Executive pursuant to the terms and conditions and for the consideration set forth in this Agreement, and the Executive desires to be employed by the C |
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| June 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 31, 2023 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Commission (I.R.S. Employer of |
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| May 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 12, 2023 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Commission (I.R.S. Employer of |
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| May 12, 2023 |
FORWARD REPORTS FISCAL 2023 SECOND QUARTER RESULTS Exhibit 99.1 FORWARD REPORTS FISCAL 2023 SECOND QUARTER RESULTS Hauppauge, NY – May 12, 2023 – Forward Industries, Inc. (NASDAQ:FORD), a global design, manufacturing, sourcing and distribution group, today announced financial results for its second quarter ended March 31, 2023. Second Quarter Fiscal Year 2023 Financial Highlights · Revenues were $10.7 million, an increase of 3.9% from $10.3 millio |
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| May 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-34780 FOR |
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| May 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 11, 2023 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Commission (I.R.S. Employer of |
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| April 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 5, 2023 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Commission (I.R.S. Employer o |
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| February 15, 2023 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 14, 2023 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Commission (I.R.S. Employ |
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| February 14, 2023 |
FORD / Forward Industries, Inc. / Shah Sangita - AMENDMENT NO. 1 Passive Investment SC 13G/A 1 forwardsc13ga1.htm AMENDMENT NO. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 1)* Under the Securities Exchange Act of 1934 Forward Industries, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 349862300 (CUSIP Number) December 31, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate b |
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| February 14, 2023 |
FORWARD REPORTS FISCAL 2023 FIRST QUARTER RESULTS Exhibit 99.1 FOR IMMEDIATE RELEASE FORWARD REPORTS FISCAL 2023 FIRST QUARTER RESULTS Hauppauge, NY – February 14, 2023 – Forward Industries, Inc. (NASDAQ:FORD), a global design, manufacturing, sourcing and distribution group, today announced financial results for its first quarter ended December 31, 2022. First Quarter Fiscal Year 2023 Financial Highlights · Revenues were $10.8 million, a decrease |
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| February 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-34780 |
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| February 14, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 14, 2023 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Commission (I.R.S. Employ |
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| December 19, 2022 |
Table of Content UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by Registrant ? Filed by Party other than Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule |
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| December 16, 2022 |
Employment Agreement dated August 17, 2020 – Tom KraMer Exhibit 10.13 EMPLOYMENT AGREEMENT This Employment Agreement (this ?Agreement?) is entered into as of August 17, 2020 (the ?Effective Date?), by and between Kablooe, Inc., a New York corporation (the ?Company?) and Tom KraMer, an individual (?Executive?). Each of the Company and the Executive may be referred to herein individually as a ?Party,? and collectively as the ?Parties.? RECITALS: WHEREAS, |
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| December 16, 2022 |
Promissory Note dated January 18, 2018 – Forward Industries (Asia-Pacific) (as amended and restated) Exhibit 4.2 Amended and restated Promissory Note U.S. $1,600,0001 January 18, 2018 The undersigned maker, Forward Industries Inc, a New York Corporation (?Borrower?) promises to pay to the order of Forward Industries (Asia-Pacific) Corporation (?Lender?), at 101, Building 13, Bishui Laintian,, New Century Villas, Dongguan City, Guandong Province, China, 523123, the principal sum of one million six |
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| December 16, 2022 |
Consultancy Agreement dated September 1, 2022 - Justwise Group Ltd. Exhibit 10.11 Forward Industries, Inc. 700 Veterans Hwy, Suite 100 Hauppauge, NY 11788 www.forwardindustries.com TO: JUSTWISE GROUP Ltd, 6, The Shires, Shire Hill, Saffron Walden CB11 3AP. (?Consultant?) FROM: FORWARD INDUSTRIES, Inc. (the ?holding company? and its subsidiaries) (Referred to herein as ?FORD?) Date: September 1, 2022 Dear Mr Morgan: CONSULTANCY AGREEMENT This letter sets out the te |
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| December 16, 2022 |
Employment Agreement dated January 18, 2018 - Robert Wild Exhibit 10.12 EMPLOYMENT AGREEMENT This Employment Agreement (this ?Agreement?) is entered into as of January , 2018 (the ?Effective Date?) by and between Intelligent Product Solutions, Inc., a New York corporation (the ?Company?) and Robert Wild, an individual (?Employee?). Each of the Company and Employee may be referred to herein individually as a ?Party,? and collectively as the ?Parties.? WHE |
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| December 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to. Commission File Number: 001-34780 FORWARD |
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| November 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 15, 2022 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Commission (I.R.S. Employ |
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| November 8, 2022 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 4, 2022 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Commission (I.R.S. Employe |
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| October 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 25, 2022 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Commission (I.R.S. Employe |
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| August 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-34780 FO |
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| August 10, 2022 |
FORWARD REPORTS FISCAL 2022 THIRD QUARTER RESULTS Exhibit 99.1 FOR IMMEDIATE RELEASE FORWARD REPORTS FISCAL 2022 THIRD QUARTER RESULTS Hauppauge, NY ? August 10, 2022 ? Forward Industries, Inc. (NASDAQ:FORD), a single source solution provider for the full spectrum of hardware and software product design and engineering services as well as a designer and distributor of carry and protective solutions, today announced financial results for its third |
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| August 10, 2022 |
Promissory Note dated January 18, 2018 – Forward Industries (Asia-Pacific) (as amended and restated) Exhibit 4.1 Amended and restated Promissory Note U.S. $1,600,0001 January 18, 2018 The undersigned maker, Forward Industries Inc, a New York Corporation (?Borrower?) promises to pay to the order of Forward Industries (Asia-Pacific) Corporation (?Lender?), at 101, Building 13, Bishui Laintian,, New Century Villas, Dongguan City, Guandong Province, China, 523123, the principal sum of one million six |
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| August 10, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 10, 2022 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Commission (I.R.S. Employer |
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| May 12, 2022 |
Consultancy Agreement dated March 1, 2022 - Justwise Group Ltd. Exhibit 10.1 TO: JUSTWISE GROUP Ltd, 6, The Shires, Shire Hill, Saffron Walden CB11 3AP. (?Consultant?) FROM: FORWARD INDUSTRIES, Inc. (the ?holding company? and its subsidiaries) (Referred to herein as ?FORD?) Date: March 1, 2022 Dear Mr Morgan: CONSULTANCY AGREEMENT This letter sets out the terms on which you and Justwise, as of the date above written, have been engaged jointly as a Consultant ( |
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| May 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-34780 FOR |
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| May 12, 2022 |
FORWARD REPORTS FISCAL 2022 SECOND QUARTER RESULTS Exhibit 99.1 FOR IMMEDIATE RELEASE FORWARD REPORTS FISCAL 2022 SECOND QUARTER RESULTS Hauppauge, NY ? May 12, 2022 ? Forward Industries, Inc. (NASDAQ:FORD), a single source solution provider for the full spectrum of hardware and software product design and engineering services as well as a designer and distributor of carry and protective solutions, today announced financial results for its second |
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| May 12, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 12, 2022 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Commission (I.R.S. Employer of |
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| April 5, 2022 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 1, 2022 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Commission (I.R.S. Employer o |
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| February 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 16, 2022 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Commission (I.R.S. Employ |
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| February 10, 2022 |
FORWARD REPORTS FISCAL 2022 FIRST QUARTER RESULTS EX-99.1 2 forwardex9901.htm EARNINGS RELEASE Exhibit 99.1 FOR IMMEDIATE RELEASE FORWARD REPORTS FISCAL 2022 FIRST QUARTER RESULTS Hauppauge, NY – February 10, 2022 – Forward Industries, Inc. (NASDAQ:FORD), a single source solution provider for the full spectrum of hardware and software product design and engineering services as well as a designer and distributor of carry and protective solutions, |
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| February 10, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 10, 2022 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Commission (I.R.S. Employ |
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| February 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-34780 |
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| December 30, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by Registrant ? Filed by Party other than Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| December 16, 2021 |
Form of Employment Agreement dated May 26, 2021 - Paul Severino Exhibit 10.4(a) Exhibit 10.4(a) FORM OF EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (this ?Agreement?), dated as of May 26, 2021, between Forward Industries, Inc. (the ?Company?) and [Mitch Maiman] [Paul Severino] (the ?Executive?). RECITALS: WHEREAS, the Company desires to employ the Executive pursuant to the terms and conditions and for the consideration set forth in this Agreement, and the E |
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| December 16, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 16, 2021 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Commission (I.R.S. Employ |
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| December 16, 2021 |
FORWARD REPORTS FISCAL 2021 RESULTS Exhibit 99.1 FOR IMMEDIATE RELEASE FORWARD REPORTS FISCAL 2021 RESULTS Hauppauge, NY ? December 16, 2021 ? Forward Industries, Inc. (NASDAQ:FORD), a single source solution provider for the full spectrum of hardware and software product design and engineering services as well as a designer and distributer of carry and protective solutions, today announced financial results for the year ended Septem |
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| December 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to. Commission File Number: 001-34780 FORWARD |
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| December 2, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 29, 2021 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Commission (I.R.S. Employ |
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| December 2, 2021 |
Exhibit 10.1 Independent Contractor Agreement Agreement dated this 1st day of January by and between Forward Industries Inc. including its wholly owned subsidiaries, a New York corporation (the ?Company?), with a principal place of business at 700 Veterans Highway, Suite 100, Hauppauge, NY 11788 and Mitchell Maiman residing at 169 Horizon View Drive, Farmingville, NY 11738 (hereinafter referred to |
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| November 24, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 22, 2021 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Commission (I.R.S. Employ |
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| October 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 28, 2021 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Commission (I.R.S. Emplo |
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| August 12, 2021 |
Exhibit 99.1 FOR IMMEDIATE RELEASE FORWARD REPORTS FISCAL 2021 THIRD QUARTER RESULTS Revenues of $10.0 million and operating income of $0.3 million for the quarter Hauppauge, NY ? August 12, 2021 ? Forward Industries, Inc. (NASDAQ:FORD), a single source solution provider for the full spectrum of hardware and software product design and engineering services as well as a designer and distributer of |
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| August 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-34780 FORW |
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| August 12, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 12, 2021 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Commission (I.R.S. Employer |
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| May 28, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 26, 2021 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Commission (I.R.S. Employer of |
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| May 13, 2021 |
Exhibit 99.1 FOR IMMEDIATE RELEASE FORWARD REPORTS FISCAL 2021 SECOND QUARTER RESULTS Revenues of $8.4 million and operating loss of $0.8 million for the quarter Hauppauge, NY - May 13, 2021 ? Forward Industries, Inc. (NASDAQ:FORD), a single source solution provider for the full spectrum of hardware and software product design and engineering services as well as a designer and distributer of carry |
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| May 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-34780 FOR |
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| May 13, 2021 |
Promissory Note dated January 18, 2018 – Forward Industries (Asia-Pacific) (as amended and restated) Exhibit 4.1 Amended and restated Promissory Note U.S. $1,600,000 January 18, 2018 The undersigned maker, Forward Industries Inc, a New York Corporation (?Borrower?) promises to pay to the order of Forward Industries (Asia-Pacific) Corporation (?Lender?), at 101, Building 13, Bishui Laintian,, New Century Villas, Dongguan City, Guandong Province, China, 523123, the principal sum of one million six |
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| May 13, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 2054 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 13, 2021 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Commission (I.R.S. Employer of |
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| May 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2021 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Commission (I.R.S. Employer of |
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| February 24, 2021 |
- FORM S-8 REGISTRATION STATEMENT Table of Contents As filed with the Securities and Exchange Commission on February 24, 2021 Registration No. |
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| February 22, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 16, 2021 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Commission (I.R.S. Employ |
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| February 12, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 12, 2021 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Commission (I.R.S. Employ |
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| February 12, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2020 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-34780 |
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| February 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Forward Industries, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 349862300 (CUSIP Number) February 11, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed |
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| February 12, 2021 |
Exhibit 99.1 FOR IMMEDIATE RELEASE FORWARD REPORTS FISCAL 2021 FIRST QUARTER RESULTS Revenues of $9.7 million and operating loss of $0.2 million for the quarter Hauppauge, NY – February 12, 2021 – Forward Industries, Inc. (NASDAQ:FORD), a single source solution provider for the full spectrum of hardware and software product design and engineering services as well as a designer and distributer of c |
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| February 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 28, 2021 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Commission (I.R.S. Employe |
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| January 27, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by Registrant þ Filed by Party other than Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy |
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| December 29, 2020 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by Registrant þ Filed by Party other than Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| December 23, 2020 |
8-K 1 forward8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 17, 2020 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdicti |
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| December 23, 2020 |
Exhibit 4.1 2021 EQUITY INCENTIVE PLAN Forward Industries, Inc. (the “Company”) hereby establishes this 2021 Equity Incentive Plan (the “Plan”), effective December 17, 2020, subject to approval by the shareholders of the Company (“Effective Date”). The Plan is a successor to the Amended and Restated 2011 Long Term Incentive Plan (the “2011 Plan”). If this Plan is approved by the Company’s sharehol |
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| December 17, 2020 |
Exhibit 10.2(e) October 21, 2020 Forward Industries Asia-Pacific Corporation 10F-5 No. 16, Lane 609 Chung Shin Road, Section 5 San Chung District New Taipei City, Taiwan, Republic of China Attention: Mr. Terrance Wise Dear Terry: This documents our understanding regarding the extension of the Term of that certain Buying Agency and Supply Agreement between Forward Industries, Inc. (“Forward”) and F |
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| December 17, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 forward8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 17, 2020 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdicti |
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| December 17, 2020 |
Exhibit 21.1 List of Subsidiaries of Forward Industries, Inc. Intelligent Product Solutions, Inc., a New York Corporation Kablooe, Inc., a New York Corporation Forward Industries (Switzerland) GmbH, a Swiss Corporation Forward Ind. (UK) Limited, Limited Company of England and Wales Forward Industries (IN), Inc., an Indiana corporation |
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| December 17, 2020 |
Exhibit 99.1 FOR IMMEDIATE RELEASE FORWARD REPORTS FISCAL 2020 RESULTS Revenues of $34.5 million and operating loss of $2.0 million for the year Hauppauge, NY – December 17, 2020 – Forward Industries, Inc. (NASDAQ:FORD), a single source solution provider for the full spectrum of hardware and software product design and engineering services as well as a designer and distributer of carry and protect |
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| December 17, 2020 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2020 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-34780 FORWARD I |
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| December 17, 2020 |
Promissory Note dated January 18, 2018 – Forward Industries (Asia-Pacific) (as amended and restated) Exhibit 4.2 Amended and restated Promissory Note U.S. $1,600,000 January 18, 2018 The undersigned maker, Forward Industries Inc, a New York Corporation (“Borrower”) promises to pay to the order of Forward Industries (Asia-Pacific) Corporation (“Lender”), at 101, Building 13, Bishui Laintian,, New Century Villas, Dongguan City, Guandong Province, China, 523123, the principal sum of one million six |
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| December 17, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 13, 2020 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Commission (I.R.S. Employ |
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| November 20, 2020 |
Entry into a Material Definitive Agreement 8-K 1 forward8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 16, 2020 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdicti |
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| October 23, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 22, 2020 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Commission (I.R.S. Employe |
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| August 17, 2020 |
Exhibit 99.1 ASSET PURCHASE AGREEMENT This Asset Purchase Agreement (this “Agreement”) dated effective as of August 17, 2020 is among Forward Industries, Inc., a New York corporation (“Forward”), solely for purposes of Sections 1.7, 1.8(e), Article IV, Sections 5.1, 5.2, 5.3, 5.6(d), 5.11, 5.13, Article VI, Article VII, Article VIII and Article IX, Kablooe, Inc., a New York corporation (“Newco”), |
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| August 17, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 forward8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2020 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction |
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| August 17, 2020 |
Exhibit 99.1 Forward Industries, Inc. 700 Veterans Hwy, Suite 100 Hauppauge, NY 11788 www.forwardindustries.com FOR IMMEDIATE RELEASE FORWARD REPORTS FISCAL 2020 THIRD QUARTER RESULTS Revenues of $9.5 million and Net loss of $215 thousand for the quarter Hauppauge, NY – August 14, 2020 – Forward Industries, Inc. (NASDAQ:FORD), a single source solution provider for the full spectrum of hardware and |
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| August 17, 2020 |
8-K 1 forward8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 17, 2020 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction |
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| August 14, 2020 |
Quarterly Report - QUARTERLY REPORT Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-34780 FORW |
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| August 14, 2020 |
Promissory Note dated January 18, 2018 – Forward Industries (Asia-Pacific) (as amended and restated) Exhibit 4.1 Amended and restated Promissory Note U.S. $1,600,000 January 18, 2018 The undersigned maker, Forward Industries Inc, a New York Corporation (“Borrower”) promises to pay to the order of Forward Industries (Asia-Pacific) Corporation (“Lender”), at 101, Building 13, Bishui Laintian,, New Century Villas, Dongguan City, Guandong Province, China, 523123, the principal sum of one million six |
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| August 11, 2020 |
8-K 1 forward8k-081020.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2020 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisd |
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| July 24, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 21, 2020 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Commission (I.R.S. Employer o |
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| July 22, 2020 |
Quarterly Report - FORM 10-Q AMENDMENT 10-Q/A 1 forward10qa-033120.htm FORM 10-Q AMENDMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A (Amendment No. 1) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transiti |
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| July 2, 2020 |
Employment Agreement between Forward Industries, Inc. and Anthony Camarda, dated June 26, 2020 Exhibit 10.1 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (this “Agreement”), dated as of June 26, 2020, between Forward Industries, Inc. (the “Company”) and Anthony Camarda (the “Executive”). RECITALS: WHEREAS, the Company desires to employ the Executive pursuant to the terms and conditions and for the consideration set forth in this Agreement, and the Executive desires to be employed by the Co |
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| July 2, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 26, 2020 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Commission (I.R.S. Employer o |
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| June 25, 2020 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-34780 FOR |
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| June 3, 2020 |
8-K 1 forward8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 3, 2020 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (C |
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| May 15, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2020 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Commission (I.R.S. Employer of |
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| April 22, 2020 |
8-K 1 forward8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 18, 2020 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction |
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| April 22, 2020 |
Paycheck Protection Program Term Note payable to TD Bank, N.A. dated April 18, 2020 Exhibit 10.1 Paycheck Protection Program PROMISSORY NOTE SBA Loan # 3226687104 Date April 18, 2020 Loan Amount $1,356,570.00 Interest Rate 1.00% fixed Borrower INTELLIGENT PRODUCT SOLUTIONS INC. Lender TD BANK, N.A. 1. PROMISE TO PAY: In return for the Loan, Borrower promises to pay to the order of Lender the principal amount referenced above, interest on the unpaid principal balance, and all othe |
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| April 21, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 17, 2020 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Commission (I.R.S. Employer |
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| March 23, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 17, 2020 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Commission (I.R.S. Employer |
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| February 19, 2020 |
8-K 1 ford8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 11, 2020 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction |
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| February 14, 2020 |
Promissory Note dated January 18, 2018 - Forward Industries (Asia-Pacific) (as amended and restated) Exhibit 4.1 Amended and restated Promissory Note U.S. $1,600,000 January 18, 2018 The undersigned maker, Forward Industries Inc, a New York Corporation (“Borrower”) promises to pay to the order of Forward Industries (Asia-Pacific) Corporation (“Lender”), at 101, Building 13, Bishui Laintian,, New Century Villas, Dongguan City, Guandong Province, China, 523123, the principal sum of one million six |
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| February 14, 2020 |
FORD / Forward Industries, Inc. 10-Q - Quarterly Report - FORM 10-Q 10-Q 1 forward10q-123119.htm FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2019 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fr |
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| February 14, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 forward8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 14, 2020 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Juri |
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| February 14, 2020 |
FORWARD REPORTS FISCAL 2020 FIRST QUARTER RESULTS Exhibit 99.1 FOR IMMEDIATE RELEASE FORWARD REPORTS FISCAL 2020 FIRST QUARTER RESULTS West Palm Beach, FL – February 14, 2020 – Forward Industries, Inc. (NASDAQ:FORD), a single source solution provider for the full spectrum of hardware and software product design and engineering services as well as a designer and distributer of carry and protective solutions, today announced financial results for t |
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| January 29, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 27, 2020 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Commission (I.R.S. Employe |
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| December 27, 2019 |
Description of securities registered under Section 12 of the Exchange Act of 1934 Exhibit 4.1 DESCRIPTION OF SECURITIES REGISTERED UNDER SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Capital Stock Forward Industries, Inc. (the “Company”) is authorized to issue (i) 40,000,000 shares of common stock, par value $0.01 per share (the “Common Stock”) and (ii) 4,000,000 shares of “blank check” preferred stock, par value $0.01 per share, with such rights, preferences and limitation |
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| December 27, 2019 |
FORD / Forward Industries, Inc. DEF 14A - - DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by Registrant ☑ Filed by Party other than Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| December 27, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 27, 2019 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Commission (I.R.S. Employ |
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| December 27, 2019 |
Exhibit 10.3(d) Forward Industries, Inc. Attention: Michael Matte, CFO [[email protected]] Re: Promissory Note Sangita/Michael, I am writing you to confirm our discussions and understanding regarding extending the maturity date of that certain $1.6 million promissory note issued by Forward Industries, Inc. (the “Company”) to Forward Industries (Asia-Pacific) Corporation to January 17, 2 |
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| December 27, 2019 |
FORD / Forward Industries, Inc. 10-K - Annual Report - FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2019 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-34780 FORWARD I |
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| December 27, 2019 |
Promissory Note dated January 18, 2018 (as amended and restated) Exhibit 4.2 Amended and restated Promissory Note U.S. $1,600,000 January 17, 2019 The undersigned maker, Forward Industries Inc, a New York Corporation (“Borrower”) promises to pay to the order of Forward Industries (Asia-Pacific) Corporation (“Lender”), at 101, Building 13, Bishui Laintian,, New Century Villas, Dongguan City, Guandong Province, China, 523123, the principal sum of one million six |
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| December 27, 2019 |
Exhibit 99.1 FOR IMMEDIATE RELEASE FORWARD REPORTS FISCAL 2019 RESULTS Revenues of $37.4 million and operating loss of $3.1 million for the year West Palm Beach, FL – December 27, 2019 – Forward Industries, Inc. (NASDAQ:FORD), a single source solution provider for the full spectrum of hardware and software product design and engineering services as well as a designer and distributer of carry and p |
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| December 13, 2019 |
8-K 1 fi8k121319.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 9, 2019 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Commi |
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| October 28, 2019 |
Entry into a Material Definitive Agreement 8-K 1 fi8k102819.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 22, 2019 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Commi |
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| October 18, 2019 |
Prepared by EDGARX.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 14, 2019 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Com |
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| August 14, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2019 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Commission (I.R.S. Employer |
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| August 14, 2019 |
FOR IMMEDIATE RELEASE FORWARD REPORTS FISCAL 2019 THIRD QUARTER RESULTS Revenues of $9. |
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| August 14, 2019 |
FORD / Forward Industries, Inc. 10-Q - Quarterly Report - 10-Q 1 fi10q2.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-34780 Forw |
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| July 22, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 16, 2019 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Commission (I.R.S. Employer o |
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| May 15, 2019 |
Exhibit 4.1(b) Exhibit 4.1(b) April 18, 2019 Forward Industries, Inc. Attention: Michael Matte, CFO [[email protected]] Re: Promissory Note Ladies and Gentlemen, I am writing to you and confirming that, subject to the approval of the Board of Directors of Forward Industries, Inc. (the “Company”), I hereby agree to extend the maturity date of that certain $1.6 million promissory note iss |
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| May 15, 2019 |
Prepared by EDGARX.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2019 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Commiss |
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| May 15, 2019 |
Exhibit 99.1 FOR IMMEDIATE RELEASE FORWARD REPORTS FISCAL 2019 SECOND QUARTER RESULTS Revenues of $8.2 million and operating loss of $1.1 million for the quarter West Palm Beach, FL – May 15, 2019 – Forward Industries, Inc. (NASDAQ:FORD), a single source solution provider for the full spectrum of hardware and software product design and engineering services as well as a designer and distributer of |
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| May 15, 2019 |
FORD / Forward Industries, Inc. 10-Q Quarterly Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-34780 Forward Industries, I |
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| May 15, 2019 |
Exhibit 10.1(c) Exhibit 10.1(c) Forward Industries (IN), Inc. 477 Rosemary Ave., St., Suite 219 West Palm Beach, FL 33401 www.forwardindustries.com April 22, 2019 Forward Industries Asia-Pacific Corporation 10F-5 No. 16, Lane 609 Chung Shin Road, Section 5 San Chung District New Taipei City, Taiwan, Republic of China Attention: Mr. Terrance Wise Dear Terry: This documents our understanding regardi |
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| May 9, 2019 |
8-K 1 fi8k050919.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 7, 2019 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Commission |
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| May 6, 2019 |
Employment Agreement with Douglas Matthews effective May 15, 2019 Exhibit 10.01 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (this “Agreement”), dated as of May 15, 2019, between Forward Industries, Inc. (the “Company”) and Douglas Matthews (the “Executive”). RECITALS: WHEREAS, the Company desires to employ the Executive pursuant to the terms and conditions and for the consideration set forth in this Agreement, and the Executive desires to be employed by the C |
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| May 6, 2019 |
Prepard by EDGARX.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2019 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Commis |
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| April 23, 2019 |
Prepared by EDGARX.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 18, 2019 Forward Industries, Inc. (Exact Name of Registrant as Specified in Charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Commission |
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| February 20, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 13, 2019 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Commission (I.R.S. Employ |
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| February 14, 2019 |
FORD / Forward Industries, Inc. 10-Q (Quarterly Report) 10-Q 1 fi10q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-34780 F |
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| February 14, 2019 |
Amendment No. 1 to Promissory Note dated January 18, 2018 - Forward Industries (Asia-Pacific) Exhibit 4.2 January 14, 2019 Re: Forward Industries, Inc. Ladies and Gentlemen, I am writing to you and confirming that, subject to the approval of the Board of Directors of Forward Industries, Inc., I hereby agree to extend the maturity date of my $1.6 million promissory note issued by the Company to Forward Industries (Asia-Pacific) Corporation from January 18, 2019 to April 18, 2019. If you are |
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| February 14, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 fi8k021419.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 14, 2019 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Comm |
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| February 14, 2019 |
FORD / Forward Industries, Inc. / Yu Jenny P. Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) Forward Industries, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 349862300 (CUSIP Number) December 31, 2018 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is f |
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| February 14, 2019 |
2011 Long Term Incentive Plan, as amended EX-4.3 3 exhibit4-3.htm Exhibit 4.3 Forward Industries, Inc. 2011 Long Term Incentive Plan ARTICLE 1 Establishment, Purpose, and Duration 1.1 Establishment. Forward Industries, Inc., New York corporation (hereinafter referred to as the "Company"), establishes an incentive compensation plan to be known as the 2011 Long Term Incentive Plan (hereinafter referred to as the "2011 Plan"), as set forth i |
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| February 14, 2019 |
FORWARD REPORTS FISCAL 2019 FIRST QUARTER RESULTS FOR IMMEDIATE RELEASE FORWARD REPORTS FISCAL 2019 FIRST QUARTER RESULTS West Palm Beach, FL - February 14, 2019 - Forward Industries, Inc. |
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| February 11, 2019 |
8-K 1 fi8k021119.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 5, 2019 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Commi |
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| February 4, 2019 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 29, 2019 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Commission (I.R.S. Employe |
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| January 18, 2019 |
8-K 1 fi8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 15, 2019 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Commission |
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| December 20, 2018 |
FORD / Forward Industries, Inc. DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by Registrant ☑ Filed by Party other than Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☑ Definitive Proxy |
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| December 20, 2018 |
FORWARD REPORTS FISCAL 2018 AND FOURTH QUARTER RESULTS FOR IMMEDIATE RELEASE FORWARD REPORTS FISCAL 2018 AND FOURTH QUARTER RESULTS West Palm Beach, FL - December 20, 2018 - Forward Industries, Inc. |
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| December 20, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 fi8k122018.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 20, 2018 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Comm |
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| December 20, 2018 |
Exhibit 21.1 List of Subsidiaries of Forward Industries, Inc. Intelligent Product Solutions, Inc., a New York Corporation Forward Industries (Switzerland) GmbH, a Swiss Corporation Forward Ind. (UK) Limited, Limited Company of England and Wales Forward Industries (IN), Inc., an Indiana corporation |
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| December 20, 2018 |
FORD / Forward Industries, Inc. 10-K (Annual Report) 10-K 1 fi10k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2018 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-34780 FORWARD IN |
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| October 30, 2018 |
8-K 1 fi8k103018.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 29, 2018 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Commi |
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| October 2, 2018 |
Amended and Restated TD Bank Revolving Term Note dated September 28, 2018 Exhibit 10.1 TD Bank *M10359XX000002338580900100940206* AMENDED AND RESTATED REVOLVING TERM NOTE September 28, 2018 $1,300,000.00 For value received, the undersigned Intelligent Product Solutions Inc., a New York corporation, with an address of 700 Veterans Memorial Highway, Suite 100, Hauppauge, New York 11788 (the "Borrower"), promises to pay to the order of TD Bank, N.A., a National Association |
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| October 2, 2018 |
8-K 1 fi8k100118.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 28, 2018 Forward Industries, Inc. (Exact name of registrant as specified in its charter) New York 001-34780 13-1950672 (State or Other Jurisdiction (Com |
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| October 2, 2018 |
TD Bank Modification Agreement dated September 28, 2018 Exhibit 10.2 TD Bank *M10358CL000002338580900100940206* MODIFICATION AGREEMENT This MODIFICATION AGREEMENT is entered into as of September 28, 2018, between Intelligent Product Solutions Inc., a New York corporation, with an address of 700 Veterans Memorial Highway, Suite 100, Hauppauge, New York 11788 (the "Borrower") and TD Bank, N.A., a National Association with an address of 324 South Service |
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| August 14, 2018 |
FORWARD REPORTS FISCAL 2018 THIRD QUARTER RESULTS Exhibit 99 FOR IMMEDIATE RELEASE FORWARD REPORTS FISCAL 2018 THIRD QUARTER RESULTS West Palm Beach, FL – August 14, 2018 – Forward Industries, Inc. |
