Mga Batayang Estadistika
| CIK | 1807486 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to The Alger ETF Trust - Alger Mid Cap 40 ETF
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| January 6, 2025 |
The Alger ETF Trust UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| December 17, 2024 |
THE ALGER ETF TRUST 100 Pearl Street, 27th Floor New York, New York 10004 THE ALGER ETF TRUST 100 Pearl Street, 27th Floor New York, New York 10004 December 17, 2024 VIA EDGAR Securities and Exchange Commission 100 F Street, N. |
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| November 14, 2024 |
ATFV / The Alger ETF Trust - Alger 35 ETF / ALGER ASSOCIATES INC - ALGER 35 ETF Passive Investment SC 13G/A 1 d842141dsc13ga.htm ALGER 35 ETF UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 12)* Alger 35 ETF (Name of Issuer) Common Stock (Title of Class of Securities) 015564206 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designa |
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| October 7, 2024 |
Alger Mid Cap 40 ETF UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 12, 2024 |
ATFV / The Alger ETF Trust - Alger 35 ETF / ALGER ASSOCIATES INC - ALGER 35 ETF Passive Investment SC 13G/A 1 d834304dsc13ga.htm ALGER 35 ETF UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 11)* Alger 35 ETF (Name of Issuer) Common Stock (Title of Class of Securities) 015564206 (CUSIP Number) July 31, 2024 (Date of Event Which Requires Filing of this Statement) Check th |
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| June 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| May 10, 2024 |
ATFV / The Alger ETF Trust - Alger 35 ETF / ALGER ASSOCIATES INC - ALGER 35 ETF Passive Investment Alger 35 ETF UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 10)* Alger 35 ETF (Name of Issuer) Common Stock (Title of Class of Securities) 015564206 (CUSIP Number) April 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this |
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| April 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 The Alger ETF Trust (Exact name of registrant as specified in its charter) Massachusetts See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 100 Pearl Street, 27 |
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| March 27, 2024 |
THE ALGER ETF TRUST 100 Pearl Street, 27th Floor New York, New York 10004 THE ALGER ETF TRUST 100 Pearl Street, 27th Floor New York, New York 10004 March 27, 2024 VIA EDGAR Securities and Exchange Commission 100 F Street, N. |
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| February 14, 2024 |
SC 13G/A 1 d59146dsc13ga.htm ALGER MID CAP 40 ETF UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 8)* Alger Mid Cap 40 ETF (Name of Issuer) Common Stock (Title of Class of Securities) 015564107 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate b |
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| February 14, 2024 |
ATFV / The Alger ETF Trust - Alger 35 ETF / ALGER ASSOCIATES INC - ALGER 35 ETF Passive Investment SC 13G/A 1 d684101dsc13ga.htm ALGER 35 ETF UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 9)* Alger 35 ETF (Name of Issuer) Common Stock (Title of Class of Securities) 015564206 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate |
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| November 13, 2023 |
ATFV / Alger Funds - Alger 35 ETF / ALGER ASSOCIATES INC - ALGER 35 ETF Passive Investment SC 13G/A 1 d476993dsc13ga.htm ALGER 35 ETF UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 8)* Alger 35 ETF (Name of Issuer) Common Stock (Title of Class of Securities) 015564206 (CUSIP Number) October 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate |
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| July 10, 2023 |
ATFV / Alger Funds - Alger 35 ETF / ALGER ASSOCIATES INC - ALGER 35 ETF Passive Investment Alger 35 ETF UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7)* Alger 35 ETF (Name of Issuer) Common Stock (Title of Class of Securities) 015564206 (CUSIP Number) June 30, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this S |
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| February 14, 2023 |
ATFV / Alger 35 ETF / ALGER ASSOCIATES INC - ALGER 35 ETF Passive Investment SC 13G/A 1 d455094dsc13ga.htm ALGER 35 ETF UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6)* Alger 35 ETF (Name of Issuer) Common Stock (Title of Class of Securities) 015564206 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate |
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| February 14, 2023 |
FRTY / Alger Mid Cap 40 ETF / ALGER ASSOCIATES INC - ALGER MID CAP 40 ETF Passive Investment SC 13G/A 1 d424366dsc13ga.htm ALGER MID CAP 40 ETF UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7)* Alger Mid Cap 40 ETF (Name of Issuer) Common Stock (Title of Class of Securities) 015564107 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate |
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| February 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 The Alger ETF Trust (Exact name of registrant as specified in its charter) Massachusetts See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 100 Pearl Street, 27 |
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| February 7, 2023 |
THE ALGER ETF TRUST 100 Pearl Street, 27th Floor New York, New York 10004 CORRESP 1 filename1.htm THE ALGER ETF TRUST 100 Pearl Street, 27th Floor New York, New York 10004 February 7, 2023 VIA EDGAR Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attn: Kimberly A. Browning Re: Alger Weatherbie Enduring Growth ETF, a series of The Alger ETF Trust (File Nos.: 333-248085, 811-23603) Dear Ms. Browning: On behalf of Alger Weatherbie Enduring Grow |
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| November 28, 2022 |
NPORT-EX 2 brhc10044581alger-etf.htm SOI THE ALGER ETF TRUST ALGER 35 ETF ALGER MID CAP 40 ETF QUARTERLY REPORT SEPTEMBER 30, 2022 Alger is a signatory to the PRI and carbon neutral. THE ALGER ETF TRUST | ALGER 35 ETF Schedule of Investments September 30, 2022 (Unaudited) COMMON STOCKS—97.2% SHARES VALUE AEROSPACE & DEFENSE—4.2% HEICO Corp. 2,653 $ 381,979 APPLICATION SOFTWARE—1.2% Datadog, Inc., |
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| November 28, 2022 |
NPORT-EX 2 brhc10044581alger-etf.htm SOI THE ALGER ETF TRUST ALGER 35 ETF ALGER MID CAP 40 ETF QUARTERLY REPORT SEPTEMBER 30, 2022 Alger is a signatory to the PRI and carbon neutral. THE ALGER ETF TRUST | ALGER 35 ETF Schedule of Investments September 30, 2022 (Unaudited) COMMON STOCKS—97.2% SHARES VALUE AEROSPACE & DEFENSE—4.2% HEICO Corp. 2,653 $ 381,979 APPLICATION SOFTWARE—1.2% Datadog, Inc., |
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| May 27, 2022 |
THE ALGER ETF TRUST QUARTERLY REPORT March 31, 2022 THE ALGER ETF TRUST ALGER 35 ETF Schedule of Investments March 31, 2022 (Unaudited) COMMON STOCKS—96. |
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| May 27, 2022 |
THE ALGER ETF TRUST QUARTERLY REPORT March 31, 2022 THE ALGER ETF TRUST ALGER 35 ETF Schedule of Investments March 31, 2022 (Unaudited) COMMON STOCKS—96. |
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| May 10, 2022 |
ATFV / Alger 35 ETF / ALGER ASSOCIATES INC - ALGER 35 ETF Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* Alger 35 ETF (Name of Issuer) Common Stock (Title of Class of Securities) 015564206 (CUSIP Number) April 30, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is f |
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| April 8, 2022 |
ATFV / Alger 35 ETF / ALGER ASSOCIATES INC - ALGER 35 ETF Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* Alger 35 ETF (Name of Issuer) Common Stock (Title of Class of Securities) 015564206 (CUSIP Number) March 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is f |
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| February 14, 2022 |
ATFV / Alger 35 ETF / ALGER ASSOCIATES INC - ALGER 35 ETF Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Alger 35 ETF (Name of Issuer) Common Stock (Title of Class of Securities) 015564206 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule i |
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| February 14, 2022 |
FRTY / Alger Mid Cap 40 ETF / ALGER ASSOCIATES INC - ALGER MID CAP 40 ETF Passive Investment SC 13G/A 1 d284494dsc13ga.htm ALGER MID CAP 40 ETF UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6)* Alger Mid Cap 40 ETF (Name of Issuer) Common Stock (Title of Class of Securities) 015564107 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate |
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| December 10, 2021 |
FRTY / Alger Mid Cap 40 ETF / ALGER ASSOCIATES INC - ALGER MID CAP 40 ETF Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* Alger Mid Cap 40 ETF (Name of Issuer) Common Stock (Title of Class of Securities) 015564107 (CUSIP Number) November 30, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sc |
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| November 26, 2021 |
THE ALGER ETF TRUST QUARTERLY REPORT September 30, 2021 THE ALGER ETF TRUST ALGER 35 ETF Schedule of Investments September 30, 2021 (Unaudited) COMMON STOCKS—99. |
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| November 26, 2021 |
THE ALGER ETF TRUST QUARTERLY REPORT September 30, 2021 THE ALGER ETF TRUST ALGER 35 ETF Schedule of Investments September 30, 2021 (Unaudited) COMMON STOCKS—99. |
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| September 10, 2021 |
ATFV / Alger 35 ETF / ALGER ASSOCIATES INC - ALGER 35 ETF Passive Investment SC 13G/A 1 d223604dsc13ga.htm ALGER 35 ETF UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Alger 35 ETF (Name of Issuer) Common Stock (Title of Class of Securities) 015564206 (CUSIP Number) August 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate t |
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| September 10, 2021 |
FRTY / Alger Mid Cap 40 ETF / ALGER ASSOCIATES INC - ALGER MID CAP 40 ETF Passive Investment Alger Mid Cap 40 ETF UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| July 9, 2021 |
ATFV / Alger 35 ETF / ALGER ASSOCIATES INC - ALGER 35 ETF Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Alger 35 ETF (Name of Issuer) Common Stock (Title of Class of Securities) 015564206 (CUSIP Number) June 30, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is fi |
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| June 10, 2021 |
FRTY / Alger Mid Cap 40 ETF / ALGER ASSOCIATES INC - ALGER MID CAP 40 ETF Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Alger Mid Cap 40 ETF (Name of Issuer) Common Stock (Title of Class of Securities) 015564107 (CUSIP Number) May 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedul |
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| June 10, 2021 |
ATFV / Alger 35 ETF / ALGER ASSOCIATES INC - ALGER 35 ETF Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Alger 35 ETF (Name of Issuer) Common Stock (Title of Class of Securities) 015564206 (CUSIP Number) May 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is file |
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| June 1, 2021 |
THE ALGER ETF TRUST QUARTERLY REPORT MARCH 31, 2021 THE ALGER ETF TRUST ALGER MID CAP 40 ETF Schedule of Investments March 31, 2021 (Unaudited) COMMON STOCKS—90. |
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| May 11, 2021 |
Alger Mid Cap 40 ETF - 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 7, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Alger Mid Cap 40 ETF (Name of Issuer) Common Stock (Title of Class of Securities) 015564107 (CUSIP Number) March 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sched |
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| April 9, 2021 |
Alger Mid Cap 40 ETF UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 23, 2021 |
THE ALGER ETF TRUST 360 Park Avenue South New York, New York 10010 February 23, 2021 VIA EDGAR Securities and Exchange Commission 100 F Street, N. |
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| February 22, 2021 |
- ALGERS ETF TRUST 8-A12B FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 The Alger ETF Trust (Exact name of registrant as specified in its charter) Massachusetts See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 360 Park Avenue Sout |
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| February 19, 2021 |
Incorporated by reference to Pre-Effective Amendment No. 1 to the Exhibit (i) Sullivan & Worcester LLP One Post Office Square Boston, MA 02109 617 338 2800 sullivanlaw. |
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| February 19, 2021 |
Amendment No. 1 to the Registration Statement, filed with the SEC on February 19, 2021 Exhibit (g-4) AMENDMENT TO CUSTODIAN AGREEMENT THIS AMENDMENT to Custodian Agreement (this ?Amendment?) is dated as of October 15, 2018, by and between each of the management investment companies (each, the ?Fund?) set forth on Exhibit 1 hereto registered with the Securities and Exchange Commission under the Investment Company Act of 1940 acting on behalf of their respective portfolios thereof, if any (each a ?Portfolio?) and Brown Brothers Harriman & Co. |
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| February 19, 2021 |
The Alger ETF Trust 360 Park Avenue South New York, New York 10010 The Alger ETF Trust 360 Park Avenue South New York, New York 10010 February 19, 2021 VIA EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, N. |
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| February 19, 2021 |
Amendment No. 1 to the Registration Statement, filed with the SEC on February 19, 2021 Exhibit (h-3) ACTIVESHARES? ETFs AP REPRESENTATIVE CONFIDENTIALITY & UNDERTAKINGS AGREEMENT This AP Representative Confidentiality & Undertakings Agreement (this ?Agreement?) is entered into by and between (the ?AP Representative?) and The Alger ETF Trust (the ?Trust?), an open-end management investment company registered with the Securities and Exchange Commission (the ?SEC?) under the Investment Company Act of 1940, as amended (the ?1940 Act?), on behalf of each of its separate series (each, a ?Fund? and collectively, the ?Funds?), which are listed on Exhibit A hereto, as such Exhibit may be amended by the Trust, from time to time, upon notice to the AP Representative, to reflect newly-launched or liquidated, renamed, or merged Funds. |
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| February 19, 2021 |
Incorporated by reference to Pre-Effective Amendment No. 1 to the Registration Statement, filed Exhibit (g-1) CUSTODIAN AGREEMENT THIS AGREEMENT, dated as of February 29, 2008, between the management investment companies set forth in Exhibit 1 hereto (each, the Fund) registered with the Securities and Exchange Commission under the Investment Company Act of 1940 (the 1940 Act) acting on behalf of their respective Portfolios thereof, if any (each a Portfolio), and BROWN BROTHERS HARRIMAN & CO. |
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| February 19, 2021 |
Incorporated by reference to Pre-Effective Amendment No. 1 to the Code of Ethics Exhibit (p) FRED ALGER MANAGEMENT, LLC (“FAM”) FRED ALGER & COMPANY, LLC (“FAC”) WEATHERBIE CAPITAL, LLC (“WC”) ALGER MANAGEMENT, LTD. |
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| February 19, 2021 |
Incorporated by reference to Pre-Effective Amendment No. 1 to the Registration Statement, filed Exhibit (q) THE ALGER ETF TRUST POWER OF ATTORNEY AND ELECTRONIC SIGNATURE ATTESTATION Each person whose signature appears below hereby constitutes and appoints Hal Liebes, Tina Payne, and Mia G. |
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| February 19, 2021 |
the Registration Statement, filed with the SEC on February 19, 2021 Exhibit (m) DISTRIBUTION PLAN OF THE ALGER ETF TRUST Pursuant to the provisions of Rule 12b-1 under the Investment Company Act of 1940, as amended (the ?Act?), this Rule 12b-1 Plan (the ?Plan?) has been adopted for The Alger ETF Trust (the ?Trust?) with respect to each of its series listed on Schedule A hereto, as such Schedule may be amended in writing from time to time (each, a ?Fund?), by a maj |
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| February 19, 2021 |
to the Registration Statement, filed with the SEC on February 19, 2021 Exhibit (h-2) AUTHORIZED PARTICIPANT AGREEMENT THE ALGER ETF TRUST This Authorized Participant Agreement, including the ActiveShares? Annex A attached hereto (the ?Agreement?), is entered into by and between Fred Alger & Company, LLC (the ?Distributor?) and (the ?Participant?) and is subject to acceptance by Brown Brothers Harriman & Co. |
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| February 19, 2021 |
Amendment No. 1 to the Registration Statement, filed with the SEC on February 19, 2021 Exhibit (g-5) AMENDMENT TO CUSTODIAN AGREEMENT THIS AMENDMENT to Custodian Agreement (this ?Amendment?) is dated effective as of January 4, 2021, by and between each of the management investment companies (each, the ?Fund?) set forth on Exhibit 1 hereto registered with the Securities and Exchange Commission under the Investment Company Act of 1940 acting on behalf of their respective series or portfolios thereof, if any (each a ?Portfolio?) and Brown Brothers Harriman & Co. |
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| February 19, 2021 |
Amendment No. 1 to the Registration Statement, filed with the SEC on February 19, 2021 Exhibit (g-2) AMENDMENT TO CUSTODIAN AGREEMENT THIS AMENDMENT to Custodian Agreement (this ?Amendment?) is dated as of January 6, 2017, by and between each of the management investment companies (each, the ?Fund?) set forth on Exhibit 1 hereto registered with the Securities and Exchange Commission under the Investment Company Act of 1940 acting on behalf of their respective portfolios thereof, if any (each a ?Portfolio?) and Brown Brothers Harriman & Co. |
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| February 19, 2021 |
1 to the Registration Statement, filed with the SEC on February 19, 2021 Exhibit (a-5) THE ALGER ETF TRUST CERTIFICATE OF TERMINATION The undersigned, being currently the sole Trustee of The Alger ETF Trust (the ?Trust?), a trust with transferable shares of the type commonly called a Massachusetts business trust, DOES HEREBY CERTIFY that, pursuant to the authority conferred upon the Trustees of the Trust by Sections 6. |
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| February 19, 2021 |
Exhibit (l) January 5, 2021 The Alger ETF Trust 360 Park Avenue South New York, NY 10010 Re: The Alger ETF Trust (the ?Trust?) Ladies and Gentlemen: We hereby agree to purchase from the Trust, which is an investment company offering multiple series (each, a ?Fund? and collectively, the ?Funds?), on a date to be specified by the Trust, and prior to the effective date of the Trust?s Registration Statement on Form N-1A, shares of beneficial interest (?Shares?) of each Fund specified below (?Initial Shares?), par value $0. |
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| February 19, 2021 |
Exhibit (d-2) February 11, 2021 The Alger ETF Trust 360 Park Avenue South New York, NY 10010 Dear Sirs: Fred Alger Management, LLC (?FAM?) hereby agrees to waive fees owed to it by, or to reimburse expenses of, each series (each, a ?Fund?) of The Alger ETF Trust (the ?Trust?) listed on Schedule A for the time period indicated. |
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| February 19, 2021 |
Pre-Effective Amendment No. 1 to the Registration Statement, filed with the SEC on February 19, 2021 Exhibit (h-4) ACTIVESHARES? ETFs AP REPRESENTATIVE CONFIDENTIALITY & UNDERTAKINGS AGREEMENT This AP Representative Confidentiality & Undertakings Agreement (this ?Agreement?) is entered into by and among (the ?AP Representative?), (the ?Clearing Broker?), as clearing broker for the AP Representative, and The Alger ETF Trust (the ?Trust?), an open-end management investment company registered with t |
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| February 19, 2021 |
Incorporated by reference to Pre-Effective Amendment No. 1 to the Registration Exhibit (h-1) TRANSFER AND ADMINISTRATIVE AGENCY AGREEMENT THIS AGREEMENT is made as of January 4, 2021, by and between BROWN BROTHERS HARRIMAN & CO. |
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| February 19, 2021 |
Amendment No. 1 to the Registration Statement, filed with the SEC on February 19, 2021 Exhibit (g-3) AMENDMENT TO CUSTODIAN AGREEMENT THIS AMENDMENT to Custodian Agreement (this ?Amendment?) is dated as of December 20, 2017, by and between each of the management investment companies (each, the ?Fund?) set forth on Exhibit 1 to the Agreement (defined below) registered with the Securities and Exchange Commission under the Investment Company Act of 1940 acting on behalf of their respective portfolios thereof, if any (each, a ?Portfolio?) and Brown Brothers Harriman & Co. |
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| February 19, 2021 |
As filed with the Securities and Exchange Commission on February 19, 2021 As filed with the Securities and Exchange Commission on February 19, 2021 Securities Act File No. |
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| February 19, 2021 |
Amendment No. 1 to the Registration Statement, filed with the SEC on February 19, 2021 Exhibit (b) THE ALGER ETF TRUST Amended and Restated By-Laws TABLE OF CONTENTS Page ARTICLE 1 SHAREHOLDERS AND SHAREHOLDERS? MEETINGS 1 SECTION 1. |
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| February 19, 2021 |
Effective Amendment No. 1 to the Registration Statement, filed with the SEC on February 19, 2021 Exhibit (a-6) THE ALGER ETF TRUST CERTIFICATE OF AMENDMENT The undersigned, being the Secretary of The Alger ETF Trust (the ?Trust?), a trust with transferable shares of the type commonly called a Massachusetts business trust, DOES HEREBY CERTIFY that, pursuant to the authority conferred upon the Trustees of the Trust by Section 9. |
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| February 19, 2021 |
Exhibit (j) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the use in this Pre-Effective Amendment to Registration Statement No. |
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| February 19, 2021 |
Effective Amendment No. 1 to the Registration Statement, filed with the SEC on February 19, 2021 A&R Distribution Agreement Exhibit (e) AMENDED & RESTATED DISTRIBUTION AGREEMENT FOR THE ALGER ETF TRUST February 11, 2021 This Amended and Restated Distribution Agreement (the “Agreement”) is made as of February 11, 2021, by and between The Alger ETF Trust (the “Trust”), an unincorporated business trust organized under the laws of the Commonwealth of Massachusetts, on behalf of each of its series separately and not jointly (each a “Fund” and, collectively, the “Funds”), and Fred Alger & Company, LLC (the “Distributor”), a Delaware limited liability company. |
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| February 19, 2021 |
Amendment No. 1 to the Registration Statement, filed with the SEC on February 19, 2021 Exhibit (d-1) THE ALGER ETF TRUST AMENDED & RESTATED INVESTMENT MANAGEMENT AGREEMENT February 11, 2021 Fred Alger Management, LLC 360 Park Avenue South New York, New York 10010 Dear Sirs: The Alger ETF Trust (the ?Trust?), an unincorporated business trust organized under the laws of the Commonwealth of Massachusetts, on behalf of the Funds named on Schedule I hereto, as such Schedule may be revised from time to time (each, a ?Fund?), hereby confirms its agreement with Fred Alger Management, LLC (?Alger Management?) as follows: 1. |
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| January 6, 2021 |
THE ALGER ETF TRUST 360 Park Avenue South New York, New York 10010 THE ALGER ETF TRUST 360 Park Avenue South New York, New York 10010 January 6, 2021 VIA EDGAR Securities and Exchange Commission 100 F Street, N. |
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| November 6, 2020 |
THE ALGER ETF TRUST 360 Park Avenue South New York, New York 10010 THE ALGER ETF TRUST 360 Park Avenue South New York, New York 10010 November 6, 2020 VIA EDGAR Securities and Exchange Commission 100 F Street, N. |
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| August 18, 2020 |
the Registration Statement, filed with the SEC on August 18, 2020 EX-99.A3 4 d28991dex99a3.htm D28991DEX99A3.HTM THE ALGER ETF TRUST CERTIFICATE OF DESIGNATION The undersigned, being currently the sole Trustee of The Alger ETF Trust (the “Trust”), a trust with transferable shares of the type commonly called a Massachusetts business trust, DOES HEREBY CERTIFY that, pursuant to the authority conferred upon the Trustees of the Trust by Section 6.1 and Section 9.3 o |
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| August 18, 2020 |
N-1A As filed with the Securities and Exchange Commission on August 17, 2020 Securities Act File No. |
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| August 18, 2020 |
Registration Statement, filed with the SEC on August 18, 2020 EX-99.A4 5 d28991dex99a4.htm D28991DEX99A4.HTM THE ALGER ETF TRUST CERTIFICATE OF DESIGNATION The undersigned, being currently the sole Trustee of The Alger ETF Trust (the “Trust”), a trust with transferable shares of the type commonly called a Massachusetts business trust, DOES HEREBY CERTIFY that, pursuant to the authority conferred upon the Trustees of the Trust by Section 6.1 and Section 9.3 o |
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| August 18, 2020 |
Incorporated by reference to the Registration Statement, EX-99.A2 3 d28991dex99a2.htm D28991DEX99A2.HTM THE ALGER ETF TRUST CERTIFICATE OF DESIGNATION The undersigned, being the Initial and currently sole Trustee of The Alger ETF Trust (the “Trust”), a trust with transferable shares of the type commonly called a Massachusetts business trust, DOES HEREBY CERTIFY that, pursuant to the authority conferred upon the Trustees of the Trust by Section 6.1 and S |
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| August 18, 2020 |
Incorporated by reference to Registrant’s Registration Statement on Form N-1A (the “Registration EX-99.A1 2 d28991dex99a1.htm D28991DEX99A1.HTM THE ALGER ETF TRUST AGREEMENT AND DECLARATION OF TRUST Dated: March 24, 2020 Principal Place of Business: c/o Fred Alger Management, LLC 360 Park Avenue South New York, New York 10010 Name and Address of Resident Agent: CT Corporation System 155 Federal Street Suite 700 Boston, Massachusetts 02110 TABLE OF CONTENTS ARTICLE 1 THE TRUST 1 SECTION 1.1. N |
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| August 17, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-8A NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(a) OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned investment company hereby notifies the Securities and Exchange Commission that it registers under and pursuant to the provisions of Section 8(a) of the Investment Company Act of 1940 and in connection wit |
