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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Fathom Holdings Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| August 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 20, 2025 FATHOM HOLDINGS INC. (Exact name of registrant as specified in its charter) North Carolina (State or other jurisdiction of incorporation) 001-39412 82-1518164 (Commissi |
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| August 21, 2025 |
FIFTH AMENDMENT TO THE FATHOM HOLDINGS INC. 2019 OMNIBUS STOCK INCENTIVE PLAN EXHIBIT 10.1 FIFTH AMENDMENT TO THE FATHOM HOLDINGS INC. 2019 OMNIBUS STOCK INCENTIVE PLAN WHEREAS, the Board of Directors of Fathom Holdings Inc. (the “Company”) deem it to be in the best interests of the Company to amend, and to have approved at the next annual meeting of the shareholders of the Company, the amendment of the Fathom Holdings Inc. 2019 Omnibus Stock Incentive Plan (the “Plan”) as |
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| August 12, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 12, 2025 FATHOM HOLDINGS INC. (Exact name of registrant as specified in its charter) North Carolina (State or other jurisdiction of incorporation) 001-39412 82-1518164 (Commissi |
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| August 12, 2025 |
Exhibit 99.1 Fathom Holdings Reports Second Quarter 2025 Results – Fathom achieved 36% year-over-year revenue growth, driven by 25% transaction growth – CARY, NC, August 12, 2025 – Fathom Holdings Inc. (Nasdaq: FTHM) (“Fathom” or the “Company”), a national, technology-driven, end-to-end real estate services platform integrating residential brokerage, mortgage, title, and SaaS offerings for brokera |
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| August 12, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the quarterly period ended June 30, 2025 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fromto Commission File Number 001-39412 FATHOM H |
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| July 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (RULE 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement. |
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| July 11, 2025 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (RULE 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(A) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. |
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| June 2, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 30, 2025 FATHOM HOLDINGS INC. (Exact name of registrant as specified in its charter) North Carolina (State or other jurisdiction of incorporation) 001-39412 82-1518164 (Commission |
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| May 13, 2025 |
Exhibit 99.1 Fathom Holdings Reports First Quarter 2025 Results – Fathom achieved a 32% year-over-year revenue increase in the first quarter, beating analyst expectations by 12% – CARY, NC, May 13, 2025 – Fathom Holdings Inc. (Nasdaq: FTHM) (“Fathom” or the “Company”), a national, technology-driven, end-to-end real estate services platform integrating residential brokerage, mortgage, title, and Sa |
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| May 13, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the quarterly period ended March 31, 2025 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fromto Commission File Number 001-39412 FATHOM |
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| May 13, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 13, 2025 FATHOM HOLDINGS INC. (Exact name of registrant as specified in its charter) North Carolina (State or other jurisdiction of incorporation) 001-39412 82-1518164 (Commission |
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| April 29, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-39412 FATHOM HOLDINGS INC. (Exa |
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| April 18, 2025 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 14, 2025 FATHOM HOLDINGS INC. (Exact name of registrant as specified in its charter) North Carolina (State or other jurisdiction of incorporation) 001-39412 82-1518164 (Commissi |
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| March 28, 2025 |
Exhibit 19.1 FATHOM HOLDINGS INC. INSIDER TRADING POLICY and Guidelines with Respect to Certain Transactions in Company Securities This Policy provides guidelines to Fathom Holdings Inc. employees, officers, members of the Board of Directors (“Board Member(s)”) and consultants of Fathom Holdings Inc. and its subsidiaries (the “Company”) with respect to transactions in the Company’s securities and |
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| March 28, 2025 |
Compensation Clawback Policy, dated November 30, 2023 Exhibit 99.7 Incentive Compensation Clawback Policy Fathom Holdings Inc. [This policy supersedes all incentive compensation clawback policies previously adopted by the Fathom Holdings Inc. Board of Directors] 1.INTRODUCTION The Company’s Board of Directors (the “Board”) believes that it is in the best interests of the Company and its stockholders to create and maintain a culture that emphasizes in |
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| March 28, 2025 |
Fathom Holdings Inc. Subsidiaries. Exhibit 21.1 Listing of Subsidiaries Name of Subsidiary Jurisdiction of Incorporation E4:9 Holdings, LLC Delaware IntelliAgent, LLC Texas Fathom Realty Holdings LLC Texas Verus Holdings Inc. North Carolina My Home Group Real Estate, LLC Arizona Exhibit 21.1 |
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| March 28, 2025 |
Table of Contents 32-52 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 17, 2025 FATHOM HOLDINGS INC. (Exact name of registrant as specified in its charter) North Carolina (State or other jurisdiction of incorporation) 001-39412 82-1518164 (Commissi |
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| March 17, 2025 |
Exhibit 99.1 Fathom Holdings Appoints Highly Experienced Technology Industry Expert Adam Rothstein to Board of Directors Cary, NC, March 17, 2025 – Fathom Holdings Inc. (Nasdaq: FTHM) ("Fathom"; or the "Company"), a national, technology-driven, end-to-end real estate services platform integrating residential brokerage, mortgage, title, and SaaS offerings for brokerages and agents, has appointed hi |
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| March 12, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 12, 2025 FATHOM HOLDINGS INC. (Exact name of registrant as specified in its charter) North Carolina (State or other jurisdiction of incorporation) 001-39412 82-1518164 (Commissio |
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| March 12, 2025 |
Exhibit 99.1 Fathom Holdings Reports Fourth Quarter and Full Year 2024 Results – Company increases revenue by 24% year over year – CARY, NC, March 12, 2024 – Fathom Holdings Inc. (Nasdaq: FTHM) (“Fathom” or the “Company”), a national, technology-driven, end-to-end real estate services platform integrating residential brokerage, mortgage, title, and SaaS offerings for brokerages and agents, today r |
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| March 11, 2025 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (this “Agreement”) is made and entered into as of March 10, 2025 by and between Fathom Holdings Inc., a North Carolina corporation (the “Company”), and each purchaser identified in Exhibit A and on the signature pages hereto (each, a “Purchaser” and collectively, the “Purchasers”). Preliminary Statement WHEREAS |
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| March 11, 2025 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 10, 2025 FATHOM HOLDINGS INC. (Exact name of registrant as specified in its charter) North Carolina (State or other jurisdiction of incorporation) 001-39412 82-1518164 (Commissi |
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| March 11, 2025 |
Fathom Announces $3.0 Million Registered Direct Offering Exhibit 99.1 Fathom Announces $3.0 Million Registered Direct Offering Cary, NC, March 11, 2025 – Fathom Holdings Inc. (Nasdaq: FTHM) ("Fathom"; or the "Company"), a national, technology-driven, end-to-end real estate services platform integrating residential brokerage, mortgage, title, and SaaS offerings for brokerages and agents, today announced that it has entered into a definitive securities pu |
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| March 11, 2025 |
Fathom Holdings Inc. 4,338,003 Shares of Common Stock Filed Pursuant to Rule 424(b)(5) Registration No. 333-276318 PROSPECTUS SUPPLEMENT (To the Prospectus Dated January 11, 2024) Fathom Holdings Inc. 4,338,003 Shares of Common Stock Pursuant to this prospectus supplement and the accompanying prospectus, we are offering in a registered direct offering to certain investors 3,505,634 shares of our common stock at a purchase price of $0.6847 per share. |
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| March 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 10, 2025 FATHOM HOLDINGS INC. (Exact name of registrant as specified in its charter) North Carolina (State or other jurisdiction of incorporation) 001-39412 82-1518164 (Commissio |
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| February 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 26, 2025 FATHOM HOLDINGS INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-39412 82-1518164 (Commission |
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| January 23, 2025 |
Exhibit 99.1 Fathom Provides Business Update and Introduces Bitcoin (BTC) Payments and Treasury Strategy, Redefining Real Estate Innovation My Home Group Integration Advances on Track, Poised to Add $110 Million in Revenue and Strengthen Fathom’s Growth for 2025 Cary, NC, January 23, 2025 – Fathom Holdings, Inc. (Nasdaq: FTHM) ("Fathom"; or the "Company"), a national, technology-driven, end-to-end |
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| January 23, 2025 |
Exhibit 1.1 Fathom Holdings Inc. $10,000,000 Common Stock (no par value) Sales Agreement January 23, 2025 Roth Capital Partners, LLC 888 San Clemente Drive, Suite 400 Newport Beach, CA 92660 Ladies and Gentlemen: Fathom Holdings Inc., a North Carolina corporation (the “Company”), confirms its agreement (this “Agreement”) with Roth Capital Partners, LLC (the “Agent”), as follows: 1. |
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| January 23, 2025 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 23, 2025 FATHOM HOLDINGS INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-39412 82-1518164 (Commission F |
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| January 23, 2025 |
Up to $10,000,000 Common Stock Filed Pursuant to Rule 424(b)(5) Registration No. 333-276318 PROSPECTUS SUPPLEMENT (To prospectus dated January 11, 2024) Up to $10,000,000 Common Stock We have entered into an At The Market Offering Agreement (the “Sales Agreement”) with Roth Capital Partners, LLC (the “Agent”) relating to the sale of shares of our common stock, no par value, offered by this prospectus supplement and accompanying |
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| December 30, 2024 |
Up to 1,294,118 Shares of Common Stock PROSPECTUS Filed Pursuant to Rule 424(b)(3) Registration No. 333-283973 Up to 1,294,118 Shares of Common Stock This prospectus relates to the sale or other disposition from time to time of (i) up to 1,176,471 shares of our common stock (the “Conversion Shares”) issued pursuant to that certain Securities Purchase Agreement, dated September 25, 2024, by and among the Company and the purchasers named |
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| December 27, 2024 |
2000 Regency Parkway, Suite 300 Cary, North Carolina 27518 2000 Regency Parkway, Suite 300 Cary, North Carolina 27518 December 27, 2024 VIA EDGAR Division of Corporation Finance U. |
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| December 20, 2024 |
As filed with the Securities and Exchange Commission on December 20, 2024 As filed with the Securities and Exchange Commission on December 20, 2024 Registration Statement No. |
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| December 20, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Fathom Holdings Inc. |
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| November 14, 2024 |
FTHM / Fathom Holdings Inc. / CANNELL CAPITAL LLC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO §240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO §240.13d-2 (Amendment No.3) 1 FATHOM HOLDINGS, INC. (Name of Issuer) Common Stock, No Par Value (Title of Class of Securities) 31189V109 (CUSIP Number) September 30, 2024 (Date of Event |
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| November 12, 2024 |
Exhibit 107 Calculation of Filing Fee Table Form S-8 (Form Type) Fathom Holdings Inc. |
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| November 12, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the quarterly period ended September 30, 2024 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fromto Commission File Number 001-39412 FAT |
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| November 12, 2024 |
FTHM / Fathom Holdings Inc. / Sampson Glenn A. - SC 13G/A Passive Investment SC 13G/A 1 tm2427225d1sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Fathom Holdings Inc. (Name of Issuer) Common Stock, no par value per share (Title of Class of Securities) 31189V 109 (CUSIP Number) October 3, 2024 (Date of Event which Requires Filing of this Statement) Check th |
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| November 12, 2024 |
As filed with the Securities and Exchange Commission on November 12, 2024 As filed with the Securities and Exchange Commission on November 12, 2024 Registration Statement No. |
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| November 7, 2024 |
Exhibit 99.1 Fathom Holdings Reports Third Quarter 2024 Results – Fathom’s Real Estate Agent Network Grew 9% to ~12,383 Agent Licenses; Aiming to Return to 25% Agent Growth in Coming Quarters CARY, NC, November 7, 2024 – Fathom Holdings Inc. (Nasdaq: FTHM) (“Fathom” or the “Company”), a national, technology-driven, end-to-end real estate services platform integrating residential brokerage, mortgag |
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| November 7, 2024 |
Fathom Holdings Promotes Joanne Zach to Chief Financial Officer Exhibit 99.1 Fathom Holdings Promotes Joanne Zach to Chief Financial Officer Cary, NC, November 6, 2024 - Fathom Holdings, Inc. (Nasdaq: FTHM) ("Fathom"; or the "Company"), a national, technology-driven, end-to-end real estate services platform integrating residential brokerage, mortgage, title, and SaaS offerings for brokerages and agents, today announced the promotion of Joanne Zach to Chief Fin |
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| November 7, 2024 |
Employment Agreement, dated November 5, 2024, by and between Fathom Holdings Inc. and Joanne Zach. Exhibit 10.1 EMPLOYMENT AGREEMENT This Employee Employment Agreement (this “Agreement”) is effective as of November 5th, 2024 (the “Effective Date”) by and between Fathom Holdings, Inc., a North Carolina corporation (the “Company”), and Joanne Zach (“Employee”). Company and Employee are sometime referred to herein each as a “Party” and together as the “Parties.” Statement of Purpose WHEREAS, Emplo |
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| November 7, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 7, 2024 FATHOM HOLDINGS INC. (Exact name of registrant as specified in its charter) North Carolina (State or other jurisdiction of incorporation) 001-39412 82-1518164 (Commiss |
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| November 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 5, 2024 FATHOM HOLDINGS INC. (Exact name of registrant as specified in its charter) North Carolina (State or other jurisdiction of incorporation) 001-39412 82-1518164 (Commiss |
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| November 4, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 1, 2024 FATHOM HOLDINGS INC. (Exact name of registrant as specified in its charter) North Carolina (State or other jurisdiction of incorporation) 001-39412 82-1518164 (Commiss |
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| November 4, 2024 |
Exhibit 99.1 Fathom Holdings Expands National Footprint with Strategic Acquisition of Arizona-Based My Home Group Acquisition Strengthens Fathom’s Position in Arizona’s Booming Real Estate Market and Expands Agent Network to 14,500 Nationwide Cary, NC, November 4, 2024 - Fathom Holdings Inc. (Nasdaq: FTHM) ("Fathom" or the "Company"), a national, technology-driven, end-to-end real estate services |
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| October 7, 2024 |
FTHM / Fathom Holdings Inc. / Harley Joshua - SC 13D/A Activist Investment SC 13D/A 1 tm2425728d1sc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 5)* Fathom Holdings Inc. (Name of Issuer) Common Stock, no par value per share (Title of Class of Securities) 31189V 109 (CUSIP Number) October 3, 2024 (Date of Event which Requires Filing of this Statement) If the f |
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| September 27, 2024 |
Form of Subsidiary Guarantee (2024). Exhibit 10.3 SUBSIDIARY GUARANTEE (2024) SUBSIDIARY GUARANTEE (2024), dated as of [●] (this “Guarantee”), made by each signatory hereto (together with any other entity that may become a party hereto as provided herein, the “Guarantors”), in favor of the Purchasers (as defined below). W I T N E S S E T H: WHEREAS, pursuant to that certain Securities Purchase Agreement dated the date hereof (the “Pu |
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| September 27, 2024 |
Form of Amended and Restated Security Agreement. Exhibit 10.5 AMENDED AND RESTATED SECURITY AGREEMENT THIS AMENDED AND RESTATED SECURITY AGREEMENT, (this “Security Agreement”) dated [●], by and between Fathom Holdings Inc., a North Carolina corporation, with headquarters located at 2000 Regency Parkway Drive, Suite 300, Cary, NC 27518 (the “Company”), E4:9 Holdings LLC, a Delaware limited liability company (“E4:9”), IntelliAgent, LLC, a Texas li |
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| September 27, 2024 |
Form of Amended and Restated Subsidiary Guarantee. Exhibit 10.6 AMENDED AND RESTATED SUBSIDIARY GUARANTEE AMENDED AND RESTATED SUBSIDIARY GUARANTEE, dated as of [●] (this “Guarantee”), made by each signatory hereto (together with any other entity that may become a party hereto as provided herein, the “Guarantors”), in favor of the Purchasers (as defined below). W I T N E S S E T H: WHEREAS, pursuant to that certain Securities Purchase Agreement, d |
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| September 27, 2024 |
Form of Registration Rights Agreement. Exhibit 10.4 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this “Agreement”) is made and entered into as of [●], by and among Fathom Holdings Inc., a North Carolina corporation (the “Company”), and the parties signatory hereto (each such purchaser, a “Purchaser” and, collectively, the “Purchasers”). This Agreement is made pursuant to that certain Securities Purchase Agreement, |
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| September 27, 2024 |
Form of Security Agreement (2024). Exhibit 10.2 SECURITY AGREEMENT (2024) THIS SECURITY AGREEMENT (2024), (this “Security Agreement”) dated [●], by and between Fathom Holdings Inc., a North Carolina corporation, with headquarters located at 2000 Regency Parkway Drive, Suite 300, Cary, NC 27518 (the “Company”), E4:9 Holdings LLC, a Delaware limited liability company (“E4:9”), IntelliAgent, LLC, a Texas limited liability company (“In |
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| September 27, 2024 |
Form of Senior Secured Convertible Promissory Note. Exhibit 4.1 NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGIST |
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| September 27, 2024 |
Exhibit 99.1 Fathom Holdings Announces $5 Million Convertible Note Private Placement to Accelerate Agent and Transaction Growth CARY, NC, September 26, 2024 – Fathom Holdings Inc. (Nasdaq: FTHM) (“Fathom” or the “Company”), a national, technology-driven, end-to-end real estate services platform integrating residential brokerage, mortgage, title, and SaaS offerings for brokerages and agents, has en |
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| September 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 25, 2024 FATHOM HOLDINGS INC. (Exact name of registrant as specified in its charter) North Carolina (State or other jurisdiction of incorporation) 001-39412 82-1518164 (Commi |
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| September 27, 2024 |
Form of Securities Purchase Agreement. Exhibit 10.1 SECURITIES PURCHASE AGREEMENT THIS SECURITIES PURCHASE AGREEMENT (the “Agreement”) is made as of [●], by and among Fathom Holdings Inc., a North Carolina corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and, collectively, the “Purchasers”). RECITALS A. The Company and each Purc |
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| September 16, 2024 |
FTHM / Fathom Holdings Inc. / Harley Joshua - SC 13D/A Activist Investment SC 13D/A 1 tm2424154d1sc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4)* Fathom Holdings Inc. (Name of Issuer) Common Stock, no par value per share (Title of Class of Securities) 31189V 109 (CUSIP Number) September 12, 2024 (Date of Event which Requires Filing of this Statement) If th |
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| September 16, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 16, 2024 FATHOM HOLDINGS INC. (Exact name of registrant as specified in its charter) North Carolina (State or other jurisdiction of incorporation) 001-39412 82-1518164 (Commi |
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| September 16, 2024 |
Fathom Holdings Settles Commission Lawsuits Exhibit 99.1 Fathom Holdings Settles Commission Lawsuits CARY, N.C., September 16, 2024 - Fathom Realty, a wholly owned subsidiary of Fathom Holdings Inc. (Nasdaq: FTHM), a national, technology-driven, end-to-end real estate services platform integrating residential brokerage, mortgage, title, and SaaS offerings for brokerages and agents, today announced that it has reached a nationwide settlement |
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| August 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 19, 2024 FATHOM HOLDINGS INC. (Exact name of registrant as specified in its charter) North Carolina (State or other jurisdiction of incorporation) 001-39412 82-1518164 (Commissi |
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| August 19, 2024 |
EXHIBIT 10.1 FOURTH AMENDMENT TO THE FATHOM HOLDINGS INC. 2019 omnibus STOCK INCENTIVE PLAN WHEREAS, the Board of Directors of Fathom Holdings Inc. (the “Company”) deem it to be in the best interests of the Company to amend, and to have approved at the next annual meeting of the shareholders of the Company, the amendment of the Fathom Holdings Inc. 2019 Omnibus Stock Incentive Plan (the “Plan”) as |
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| August 13, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the quarterly period ended June 30, 2024 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fromto Commission File Number 001-39412 FATHOM H |
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| August 12, 2024 |
Exhibit 99.1 Fathom Holdings Reports Second Quarter 2024 Results – Fathom’s Real Estate Agent Network Grew 12% to ~12,224 Agent Licenses; Aiming to Return to 30% Agent Growth in Coming Quarters CARY, NC, August 12, 2024 – Fathom Holdings Inc. (Nasdaq: FTHM) (“Fathom” or the “Company”), a national, technology-driven, end-to-end real estate services platform integrating residential brokerage, mortga |
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| August 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 12, 2024 FATHOM HOLDINGS INC. (Exact name of registrant as specified in its charter) North Carolina (State or other jurisdiction of incorporation) 001-39412 82-1518164 (Commissi |
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| July 10, 2024 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (RULE 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(A) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. |
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| July 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (RULE 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement. |
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| July 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 2) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2023 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-39412 FATHOM HOLDINGS INC. (Exact name of Registr |
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| July 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN THE STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. |
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| May 13, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the quarterly period ended March 31, 2024 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fromto Commission File Number 001-39412 FATHOM |
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| May 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 3, 2024 FATHOM HOLDINGS INC. (Exact name of registrant as specified in its charter) North Carolina (State or other jurisdiction of incorporation) 001-39412 82-1518164 (Commission F |
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| May 9, 2024 |
Fathom Announces Divestiture of Dagley Insurance Exhibit 99.1 Fathom Announces Divestiture of Dagley Insurance CARY, N.C., May 6, 2024 – Fathom Holdings Inc. (Nasdaq: FTHM) ("Fathom" or the "Company"), a national, technology-driven, end-to-end real estate services platform integrating residential brokerage, mortgage, title, insurance, and SaaS offerings for brokerages and agents, today announced the divestiture of Dagley Insurance (“Dagley” or “ |
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| May 9, 2024 |
Exhibit 2.1 EQUITY PURCHASE AGREEMENT By and among E4:9 Holdings, LLC, Dagley Insurance Agency, LLC, D6 Holdings, LLC and NATHAN DAGLEY Dated as of May 3, 2024 TABLE OF CONTENTS Page ARTICLE 1 CERTAIN DEFINITIONS 1 1.1 Certain Definitions 1 1.2 Interpretation; Drafting 1 ARTICLE 2 THE ACQUISITION 2 2.1 Acquisition of Interests 2 2.2 Purchase Price 2 2.3 Purchase Price Adjustment 3 ARTICLE 3 EFFECT |
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| May 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 9, 2024 FATHOM HOLDINGS INC. (Exact name of registrant as specified in its charter) North Carolina (State or other jurisdiction of incorporation) 001-39412 82-1518164 (Commission F |
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| May 9, 2024 |
FATHOM HOLDINGS INC. CONDENSED CONSOLIDATED BALANCE SHEETS (in thousands, except share data) Exhibit 99.2 On May 3, 2024, E4:9 Holdings, Inc. (the “Seller”), a wholly-owned subsidiary of Fathom Holdings Inc. (“the Company”), entered into an Equity Purchase Agreement (the “Purchase Agreement”) with Dagley Insurance Agency, LLC, a wholly-owned operating subsidiary of the Seller (“DIA”), D6 Holdings, LLC, (the “Purchaser”), and Nathan Dagley, owner of Purchaser and founder and president of D |
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| May 9, 2024 |
Exhibit 99.1 Fathom Holdings Reports First Quarter 2024 Results – Company Targets Achieving and Remaining Adjusted EBITDA Positive Moving Forward– CARY, NC, May 9, 2024 – Fathom Holdings Inc. (Nasdaq: FTHM) (“Fathom” or the “Company”), a national, technology-driven, end-to-end real estate services platform integrating residential brokerage, mortgage, title, and SaaS offerings for brokerages and ag |
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| April 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2023 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-39412 FATHOM HOLDINGS INC. (Exact name of Registr |
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| March 19, 2024 |
Fathom Holdings Inc. Subsidiaries. Exhibit 21.1 Listing of Subsidiaries Name of Subsidiary Jurisdiction of Incorporation E4:9 Holdings, LLC Delaware IntelliAgent, LLC Texas Fathom Realty Holdings LLC Texas Verus Holdings Inc. North Carolina Exhibit 21.1 |
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| March 19, 2024 |
Compensation Clawback Policy, dated November 30, 2023 Exhibit 99.7 Incentive Compensation Clawback Policy Fathom Holdings Inc. [This policy supersedes all incentive compensation clawback policies previously adopted by the Fathom Holdings Inc. Board of Directors] 1.INTRODUCTION The Company’s Board of Directors (the “Board”) believes that it is in the best interests of the Company and its stockholders to create and maintain a culture that emphasizes in |
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| March 19, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-39412 FATHOM HOLDINGS INC. (Exact name of registran |
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| March 14, 2024 |
Exhibit 99.1 Fathom Holdings Reports Fourth Quarter and Full Year 2023 Results – Company Targets Achieving and Remaining Adjusted EBITDA Positive Moving Forward– CARY, NC, March 14, 2024 – Fathom Holdings Inc. (Nasdaq: FTHM) (“Fathom” or the “Company”), a national, technology-driven, end-to-end real estate services platform integrating residential brokerage, mortgage, title, insurance, and SaaS of |
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| March 14, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 14, 2024 FATHOM HOLDINGS INC. (Exact name of registrant as specified in its charter) North Carolina (State or other jurisdiction of incorporation) 001-39412 82-1518164 (Commissio |
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| February 14, 2024 |
FTHM / Fathom Holdings Inc. / Fregenal Marco - SC 13G/A Passive Investment SC 13G/A 1 tm245936d1sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Fathom Holdings Inc. (Name of Issuer) Common Stock, no par value per share (Title of Class of Securities) 31189V 109 (CUSIP Number) December 31, 2023 (Date of Event which Requires Filing of this Statement) Check t |
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| February 13, 2024 |
FTHM / Fathom Holdings Inc. / CANNELL CAPITAL LLC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 ccllcFTHM13g02142024.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO §240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO §240.13d-2 (Amendment No.2) 1 Fathom Holdings, Inc. (Name of Issuer) Common Stock, No Par Value (Title of Class of Securities) 31189V109 |
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| January 12, 2024 |
Up to 4,402,761 Shares of Common Stock Offered by a Shareholder Filed pursuant to Rule 424(b)(3) Registration No. 333-276318 PROSPECTUS Up to 4,402,761 Shares of Common Stock Offered by a Shareholder We are not selling any shares of common stock under this prospectus and will not receive any of the proceeds from the sale of shares of common stock by the shareholders. This prospectus relates to the sale or other disposition from time to time of up to 4,402,761 |
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| January 9, 2024 |
Corporate Address: 2000 Regency Pkwy ste. 300 FATHOM REALTY LLC Corporate Address: 2000 Regency Pkwy ste. 300 Cary, NC 27518 | www.FathomRealty.com January 9, 2024 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance Attention: Ruairi Regan 100 F Street, N.E. Washington, D.C. 20549 Re: Fathom Holdings Inc. Registration Statement on Form S-3 Filed December 29, 2023 (File No. 333-276318) Ladies and Gentlemen: We refer to |
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| December 29, 2023 |
As filed with the Securities and Exchange Commission on December 29, 2023 As filed with the Securities and Exchange Commission on December 29, 2023 Registration Statement No. |
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| December 29, 2023 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Fathom Holdings Inc. |
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| December 29, 2023 |
Exhibit 4.5 FATHOM HOLDINGS INC. and , as Trustee INDENTURE Dated as of , 202 TABLE OF CONTENTS PAGE ARTICLE 1 DEFINITIONS AND INCORPORATION BY REFERENCE 1 1.1. DEFINITIONS 1 1.2. OTHER DEFINITIONS 4 1.3. INCORPORATION BY REFERENCE OF TRUST INDENTURE ACT 4 1.4. RULES OF CONSTRUCTION 4 ARTICLE 2 THE SECURITIES 5 2.1. ISSUABLE IN SERIES 5 2.2. ESTABLISHMENT OF TERMS OF SERIES OF SECURITIES 5 2.3. EX |
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| December 11, 2023 |
FTHM / Fathom Holdings Inc / Harley Joshua - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3)* Fathom Holdings Inc. (Name of Issuer) Common Stock, no par value per share (Title of Class of Securities) 31189V 109 (CUSIP Number) December 5, 2023 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a state |
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| December 4, 2023 |
Fathom Holdings Announces Proposed Primary and Secondary Offering of Common Stock Exhibit 99.1 Fathom Holdings Announces Proposed Primary and Secondary Offering of Common Stock CARY, N.C., November 30, 2023 – Fathom Holdings Inc. (Nasdaq: FTHM) ("Fathom" or the "Company"), a national, technology-driven, end-to-end real estate services platform integrating residential brokerage, mortgage, title, insurance, and SaaS offerings for brokerages and agents, today announced a proposed |
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| December 4, 2023 |
Exhibit 1.1 FATHOM HOLDINGS INC. UNDERWRITING AGREEMENT 3,000,000 Shares of Common Stock December 1, 2023 Roth Capital Partners, LLC 888 San Clemente Drive, Suite 400 Newport Beach, CA 92660 Ladies and Gentlemen: Fathom Holdings Inc., a North Carolina corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I |
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| December 4, 2023 |
Fathom Holdings Prices Underwritten Public Offering of Common Stock Exhibit 99.2 Fathom Holdings Prices Underwritten Public Offering of Common Stock CARY, N.C., December 1, 2023 – Fathom Holdings Inc. (Nasdaq: FTHM) ("Fathom" or the "Company"), a national, technology-driven, end-to-end real estate services platform integrating residential brokerage, mortgage, title, insurance, and SaaS offerings for brokerages and agents, today announced the pricing of an underwri |
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| December 4, 2023 |
Filed Pursuant to Rule 424(b)(5) Registration Number 333-259478 Preliminary prospectus supplement (To prospectus dated September 17, 2021) 3,000,000 Shares Common Stock We are offering 2,000,000 shares of our common stock, no par value, and the selling shareholder named in this prospectus supplement is offering 1,000,000 shares of our common stock. |
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| December 4, 2023 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 1, 2023 FATHOM HOLDINGS INC. (Exact name of registrant as specified in its charter) North Carolina (State or other jurisdiction of incorporation) 001-39412 82-1518164 (Commiss |
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| December 1, 2023 |
Subject to completion, dated November 30, 2023 The information in this preliminary prospectus supplement and the accompanying prospectus, relating to an effective registration statement under the Securities Act of 1933, as amended, is not complete and may be changed. |
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| November 30, 2023 |
Subject to completion, dated [November] [ ], 2023 The information in this preliminary prospectus supplement and the accompanying prospectus, relating to an effective registration statement under the Securities Act of 1933, as amended, is not complete and may be changed. |
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| November 28, 2023 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 27, 2023 FATHOM HOLDINGS INC. (Exact name of registrant as specified in its charter) North Carolina (State or other jurisdiction of incorporation) 001-39412 82-1518164 (Commis |
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| November 28, 2023 |
Fathom Realty Announces Revised Agent Commission Structure Exhibit 99.1 Fathom Realty Announces Revised Agent Commission Structure CARY, N.C., Nov. 27, 2023 – Fathom Realty, a wholly owned subsidiary of Fathom Holdings Inc. (Nasdaq: FTHM) ("Fathom" or the "Company"), a national, technology-driven, end-to-end real estate services platform integrating residential brokerage, mortgage, title, insurance, and SaaS offerings for brokerages and agents, today anno |
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| November 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 10, 2023 FATHOM HOLDINGS INC. (Exact name of registrant as specified in its charter) North Carolina (State or other jurisdiction of incorporation) 001-39412 82-1518164 (Commis |
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| November 13, 2023 |
Exhibit 99.1 FTHM: CEO Transition Employee Memo Dear Fathom family, You may have seen our press release (pasted below) this morning announcing a decision that marks a new beginning in our company's remarkable journey. After careful consideration, it is my honor to announce that our President and CFO, Marco Fregenal will be stepping into the role of CEO, and I will continue to serve as Fathom’s Fou |
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| November 13, 2023 |
Exhibit 99.2 Fathom Holdings Announces Leadership Succession Plan President and CFO Marco Fregenal Appointed CEO Visionary Founder and CEO Joshua Harley to Remain as Founder and Chief Evangelist, Primarily Supporting Agent Growth Initiatives Independent Director Scott Flanders Named Chair of the Board CARY, N.C., Nov. 13, 2023 – Fathom Holdings Inc. (Nasdaq: FTHM) ("Fathom" or the "Company"), a na |
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| November 9, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the quarterly period ended September 30, 2023 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fromto Commission File Number 001-39412 FAT |
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| November 8, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 8, 2023 FATHOM HOLDINGS INC. (Exact name of registrant as specified in its charter) North Carolina (State or other jurisdiction of incorporation) 001-39412 82-1518164 (Commiss |
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| November 8, 2023 |
Exhibit 99.1 Fathom Holdings Reports Third Quarter 2023 Results – Company Targets Adjusted EBITDA Positive in First Quarter of 2024 – CARY, NC, November 8, 2023 – Fathom Holdings Inc. (Nasdaq: FTHM) (“Fathom” or the “Company”), a national, technology-driven, end-to-end real estate services platform integrating residential brokerage, mortgage, title, insurance, and SaaS offerings for brokerages and |
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| September 14, 2023 |
Exhibit 107 Calculation of Filing Fee Table Form S-8 (Form Type) Fathom Holdings Inc. |
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| September 14, 2023 |
As filed with the Securities and Exchange Commission on September 14, 2023 As filed with the Securities and Exchange Commission on September 14, 2023 Registration Statement No. |
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| August 28, 2023 |
Third Amendment to the Company’s 2019 Omnibus Stock Incentive Plan. # EXHIBIT 10.1 THIRD AMENDMENT TO THE FATHOM HOLDINGS INC. 2019 omnibus STOCK INCENTIVE PLAN WHEREAS, the Board of Directors of Fathom Holdings Inc. (the “Company”) deem it to be in the best interests of the Company to amend, and to have approved at the next annual meeting of the shareholders of the Company, the amendment of the Fathom Holdings Inc. 2019 Omnibus Stock Incentive Plan (the “Plan”) as |
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| August 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 28, 2023 FATHOM HOLDINGS INC. (Exact name of registrant as specified in its charter) North Carolina (State or other jurisdiction of incorporation) 001-39412 82-1518164 (Commissi |
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| August 10, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the quarterly period ended June 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-39412 FATHOM |
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| August 9, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 9, 2023 FATHOM HOLDINGS INC. (Exact name of registrant as specified in its charter) North Carolina (State or other jurisdiction of incorporation) 001-39412 82-1518164 (Commissio |
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| August 9, 2023 |
Exhibit 99.1 Fathom Holdings Reports Second Quarter 2023 Results – Company Targets Remaining Adjusted EBITDA Positive Moving Forward– CARY, NC, August 9, 2023 – Fathom Holdings Inc. (Nasdaq: FTHM) (“Fathom” or the “Company”), a national, technology-driven, end-to-end real estate services platform integrating residential brokerage, mortgage, title, insurance, and SaaS offerings for brokerages and a |
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| July 13, 2023 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (RULE 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(A) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. |
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| July 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (RULE 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement. |
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| July 6, 2023 |
Exhibit 99.1 Fathom Holdings Appoints Highly-Experienced Real Estate Industry Executive Steve Murray to Board of Directors CARY, NC, July 5, 2023 – Fathom Holdings Inc. (Nasdaq: FTHM) (“Fathom” or the “Company”), a national, technology-driven, end-to-end real estate services platform integrating residential brokerage, mortgage, title, insurance, and SaaS offerings for brokerages and agents has app |
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| July 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 30, 2023 FATHOM HOLDINGS INC. (Exact name of registrant as specified in its charter) North Carolina (State or other jurisdiction of incorporation) 001-39412 82-1518164 (Commission |
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| June 28, 2023 |
Shareholder Director Nominations UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 27, 2023 FATHOM HOLDINGS INC. (Exact name of registrant as specified in its charter) North Carolina (State or other jurisdiction of incorporation) 001-39412 82-1518164 (Commission |
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| May 11, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the quarterly period ended March 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-39412 FATHOM |
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| May 10, 2023 |
Exhibit 99.1 Fathom Holdings Reports First Quarter 2023 Results - Reiterates Adjusted EBITDA Breakeven in the Second Quarter of 2023, Cash Flow Breakeven in the Third Quarter of 2023 - CARY, NC, May 10, 2023 – Fathom Holdings Inc. (Nasdaq: FTHM) (“Fathom” or the “Company”), a national, technology-driven, end-to-end real estate services platform integrating residential brokerage, mortgage, title, i |
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| May 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 10, 2023 FATHOM HOLDINGS INC. (Exact name of registrant as specified in its charter) North Carolina (State or other jurisdiction of incorporation) 001-39412 82-1518164 (Commission |
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| May 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2022 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-39412 FATHOM HOLDINGS INC. (Exact name of Registr |
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| April 14, 2023 |
Exhibit 10.3 SUBSIDIARY GUARANTEE SUBSIDIARY GUARANTEE, dated as of [●] (this “Guarantee”), made by each signatory hereto (together with any other entity that may become a party hereto as provided herein, the “Guarantors”), in favor of the purchaser signatory (each, including its successors and assigns, a “Purchaser” and, collectively, the “Purchasers”) to that certain Securities Purchase Agreemen |
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| April 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 13, 2023 FATHOM HOLDINGS INC. (Exact name of registrant as specified in its charter) North Carolina (State or other jurisdiction of incorporation) 001-39412 82-1518164 (Commissio |
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| April 14, 2023 |
Form of Securities Purchase Agreement Exhibit 10.1 SECURITIES PURCHASE AGREEMENT THIS SECURITIES PURCHASE AGREEMENT (the “Agreement”) is made as of [●], by and among Fathom Holdings Inc., a North Carolina corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and, collectively, the “Purchasers”). RECITALS A. The Company and each Pur |
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| April 14, 2023 |
Exhibit 99.1 Fathom Holdings Announces $3.5 Million Convertible Note Private Placement - Financing Provides Additional Operating Liquidity and Financial Flexibility – - Reiterates Adjusted EBITDA Breakeven in the Second Quarter of 2023, Cash Flow Breakeven in the Third Quarter of 2023 - CARY, NC, April 13, 2023 – Fathom Holdings Inc. (Nasdaq: FTHM) (“Fathom” or the “Company”), a national, technolo |
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| April 14, 2023 |
Exhibit 10.2 SECURITY AGREEMENT SECURITY AGREEMENT, dated [●], by and between Fathom Holdings Inc., a North Carolina corporation, with headquarters located at 2000 Regency Parkway Drive, Suite 300, Cary, NC 27518 (the “Debtor”), and the investors set forth on Schedule A hereof (collectively, the “Secured Party”). Debtor hereby agrees in favor of Secured Party as follows: 1. In considerati |
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| April 14, 2023 |
Form of Senior Secured Convertible Promissory Note Exhibit 4.1 NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGIST |
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| March 30, 2023 |
Fathom Holdings Inc. Subsidiaries. Exhibit 21.1 Listing of Subsidiaries Name of Subsidiary Jurisdiction of Incorporation E4:9 Holdings, LLC Delaware IntelliAgent, LLC Texas Fathom Realty Holdings LLC Texas Verus Holdings Inc. North Carolina |
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| March 30, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-39412 FATHOM HOLDINGS INC. (Exact name of Registran |
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| March 22, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 22, 2023 FATHOM HOLDINGS INC. (Exact name of registrant as specified in its charter) North Carolina (State or other jurisdiction of incorporation) 001-39412 82-1518164 (Commissio |
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| March 22, 2023 |
Exhibit 99.1 Fathom Holdings Reports Fourth Quarter and Full Year 2022 Results - Reiterates Adjusted EBITDA Breakeven in the Second Quarter of 2023, Cash Flow Breakeven in the Third Quarter of 2023 - CARY, NC, March 22, 2023 – Fathom Holdings Inc. (Nasdaq: FTHM) (“Fathom” or the “Company”), a national, technology-driven, end-to-end real estate services platform integrating residential brokerage, m |
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| March 13, 2023 |
Exhibit 99.1 Fathom Holdings Reports Preliminary Fourth Quarter and Full Year 2022 Results; Achieves Strong Year-over-Year Revenue, Agent, and Transaction Growth CARY, NC, March 13, 2023 – Fathom Holdings Inc. (Nasdaq: FTHM) (“Fathom” or the “Company”), a national, technology-driven, end-to-end real estate services platform integrating residential brokerage, mortgage, title, insurance, and SaaS of |
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| March 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 13, 2023 FATHOM HOLDINGS INC. (Exact name of registrant as specified in its charter) North Carolina (State or other jurisdiction of incorporation) 001-39412 82-1518164 (Commissio |
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| March 10, 2023 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 10, 2023 FATHOM HOLDINGS INC. (Exact name of registrant as specified in its charter) North Carolina (State or other jurisdiction of incorporation) 001-39412 82-1518164 (Commissio |
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| March 10, 2023 |
Top-Producing Fathom Realty Climbs the Power Broker Rankings Exhibit 99.1 Top-Producing Fathom Realty Climbs the Power Broker Rankings CARY, NC, March 10, 2023 - Fathom Realty, LLC, a wholly owned subsidiary of Fathom Holdings Inc. (Nasdaq FTHM), has continued to climb the RISMedia Power Broker rankings year-over-year. Based on 2022 results, Fathom Realty ranked 12th in sales volume among the nation's top 100 residential brokerage firms, up from 16th in 202 |
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| February 14, 2023 |
FTHM / Fathom Holdings Inc / Fregenal Marco - SC 13G/A Passive Investment SC 13G/A 1 tm236552d1sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Fathom Holdings Inc. (Name of Issuer) Common Stock, no par value per share (Title of Class of Securities) 31189V 109 (CUSIP Number) December 31, 2022 (Date of Event which Requires Filing of this Statement) Check t |
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| February 14, 2023 |
FTHM / Fathom Holdings Inc / Sampson Glenn A. - SC 13G/A Passive Investment SC 13G/A 1 tm236552d2sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Fathom Holdings Inc. (Name of Issuer) Common Stock, no par value per share (Title of Class of Securities) 31189V 109 (CUSIP Number) December 31, 2022 (Date of Event which Requires Filing of this Statement) Check t |
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| February 13, 2023 |
FTHM / Fathom Holdings Inc / CANNELL CAPITAL LLC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 ccllcFTHM13g02142023.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO §240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO §240.13d-2 (Amendment No.1) 1 Fathom Holdings, Inc. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 31189V109 |
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| November 8, 2022 |
Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 7, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 7, 2022 FATHOM HOLDINGS INC. (Exact name of registrant as specified in its charter) North Carolina (State or other jurisdiction of incorporation) 001-39412 82-1518164 (Commiss |
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| November 7, 2022 |
Exhibit 99.1 Fathom Holdings Inc. Reports Third Quarter 2022 Financial Results; Enhances Agent Referral Incentive, Increases Agent Fees - Company Targets Adjusted EBITDA Breakeven in First Half of 2023, Cash Flow Breakeven in Q3 of 2023 - CARY, N.C., November 7, 2022 ? Fathom Holdings Inc. (Nasdaq: FTHM), a national, technology-driven, end-to-end real estate services platform integrating residenti |
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| October 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 31, 2022 FATHOM HOLDINGS INC. (Exact name of registrant as specified in its charter) North Carolina (State or other jurisdiction of incorporation) 001-39412 82-1518164 (Commiss |
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| October 31, 2022 |
Amendment to The Fathom Holdings Inc. 2019 Omnibus Stock Incentive Plan. # Exhibit 10.1 AMENDMENT TO THE FATHOM HOLDINGS INC. 2019 omnibus STOCK INCENTIVE PLAN WHEREAS, the Board of Directors of Fathom Holdings Inc. (the ?Company?) deem it to be in the best interests of the Company to amend, and to have approved at the next annual meeting of the shareholders of the Company, the amendment of the Fathom Holdings Inc. 2019 Omnibus Stock Incentive Plan (the ?Plan?) as set fo |
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| September 21, 2022 |
DEFA14A 1 tm2225708-1defa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (RULE 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement. ¨ Confidential, for Use of |
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| September 21, 2022 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549? SCHEDULE 14A (RULE 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(A) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement. |
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| August 16, 2022 |
Fathom Holdings Appoints Scott Flanders to Board of Directors Exhibit 99.1 Fathom Holdings Appoints Scott Flanders to Board of Directors CARY, N.C., August 16, 2022 ? Fathom Holdings Inc. (Nasdaq: FTHM), a national, technology-driven, end-to-end real estate services platform integrating residential brokerage, mortgage, title, insurance, and SaaS offerings for brokerages and agents, today announced the appointment of Scott Flanders to its board of directors. |
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| August 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 10, 2022 FATHOM HOLDINGS INC. (Exact name of registrant as specified in its charter) North Carolina (State or other jurisdiction of incorporation) 001-39412 82-1518164 (Commissi |
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| August 9, 2022 |
Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 4, 2022 |
Exhibit 99.1 Fathom Holdings Inc. Reports Second Quarter 2022 Financial Results - Revenue Grows More Than 52% Year-Over-Year; Real Estate Business Profitable for Fifth Consecutive Quarter - CARY, N.C., August 4, 2022 ? Fathom Holdings Inc. (Nasdaq: FTHM), a national, technology-driven, end-to-end real estate services platform integrating residential brokerage, mortgage, title, insurance, and SaaS |
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| August 4, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 4, 2022 FATHOM HOLDINGS INC. (Exact name of registrant as specified in its charter) North Carolina (State or other jurisdiction of incorporation) 001-39412 82-1518164 (Commissio |
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| June 15, 2022 |
As filed with the Securities and Exchange Commission on June 15, 2022 As filed with the Securities and Exchange Commission on June 15, 2022 Registration Statement No. |
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| June 15, 2022 |
Exhibit 107 Calculation of Filing Fee Table Form S-8 (Form Type) Fathom Holdings Inc. |
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| May 9, 2022 |
Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 4, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 4, 2022 FATHOM HOLDINGS INC. (Exact name of registrant as specified in its charter) North Carolina (State or other jurisdiction of incorporation) 001-39412 82-1518164 (Commission F |
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| May 4, 2022 |
Exhibit 99.1 Fathom Holdings Inc. Reports More Than 80% Revenue Growth for 2022 First Quarter - Raises Full Year 2022 Revenue Guidance - CARY, N.C., May 4, 2022 ? Fathom Holdings Inc. (Nasdaq: FTHM), a national, technology-driven, end-to-end real estate services platform integrating residential brokerage, mortgage, title, insurance, and SaaS offerings for brokerages and agents, today announced fin |
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| May 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-39412 FATHOM HOLDINGS INC. (Exact name of Registr |
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| March 25, 2022 |
FTHM / Fathom Holdings Inc / Harley Joshua - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* Fathom Holdings Inc. (Name of Issuer) Common Stock, no par value per share (Title of Class of Securities) 31189V 109 (CUSIP Number) March 9, 2022 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statemen |
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| March 14, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 14, 2022 FATHOM HOLDINGS INC. (Exact name of registrant as specified in its charter) North Carolina (State or other jurisdiction of incorporation) 001-39412 82-1518164 (Commissio |
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| March 14, 2022 |
Fathom Holdings Announces $10.0 Million Share Repurchase Program Exhibit 99.1 Fathom Holdings Announces $10.0 Million Share Repurchase Program CARY, N.C., March 14, 2022 ? Fathom Holdings Inc. (Nasdaq: FTHM), a national, technology-driven, end-to-end real estate services platform integrating residential brokerage, mortgage, title, insurance, and SaaS offerings for brokerages and agents, today announced that its board of directors has authorized a share repurcha |
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| March 9, 2022 |
Fathom Holdings Inc. Subsidiaries. Exhibit 21.1 Listing of Subsidiaries ? ? ? ? Name of Subsidiary Jurisdiction of Incorporation ? ? ? E4:9 Holdings, LLC ? Delaware ? ? ? IntelliAgent, LLC ? Texas ? ? ? Fathom Realty Holdings LLC ? Texas ? ? ? Verus Holdings Inc. ? North Carolina ? |
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| March 9, 2022 |
Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 8, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 8, 2022 FATHOM HOLDINGS INC. (Exact name of registrant as specified in its charter) North Carolina (State or other jurisdiction of incorporation) 001-39412 82-1518164 (Commission |
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| March 8, 2022 |
Exhibit 99.1 Fathom Holdings Inc. Reports 79% Revenue Growth for 2021 Fourth Quarter; 87% for Full Year 2021 - Raises 2022 Full Year Guidance - CARY, N.C., March 8, 2022 ? Fathom Holdings Inc. (Nasdaq: FTHM), a national, technology-driven, end-to-end real estate services platform integrating residential brokerage, mortgage, title, insurance, and SaaS offerings for brokerages and agents, today anno |
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| February 14, 2022 |
FTHM / Fathom Holdings Inc / CANNELL CAPITAL LLC - SCHEDULE 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ?240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO ?240.13d-2 (Amendment No.) 1 Fathom Holdings, Inc. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 31189V109 (CUSIP Number) December 31, 2021 (Date of Event Whi |
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| February 11, 2022 |
FTHM / Fathom Holdings Inc / Sampson Glenn A. - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Fathom Holdings Inc. (Name of Issuer) Common Stock, no par value per share (Title of Class of Securities) 31189V 109 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule |
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| February 11, 2022 |
FTHM / Fathom Holdings Inc / Fregenal Marco - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Fathom Holdings Inc. (Name of Issuer) Common Stock, no par value per share (Title of Class of Securities) 31189V 109 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule |
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| December 20, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 20, 2021 FATHOM HOLDINGS INC. (Exact name of registrant as specified in its charter) North Carolina (State or other jurisdiction of incorporation) 001-39412 82-1518164 (Commis |
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| December 20, 2021 |
Fathom Realty Announces Revised Agent Commission Structure Exhibit 99.1 Fathom Realty Announces Revised Agent Commission Structure CARY, N.C., December 20, 2021 ? Fathom Realty LLC, a wholly owned subsidiary of Fathom Holdings Inc. (Nasdaq: FTHM), a national, technology-driven, end-to-end real estate services platform integrating residential brokerage, mortgage, title, insurance, and SaaS offerings for brokerages and agents, today announced a revised comm |
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| December 1, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 1, 2021 FATHOM HOLDINGS INC. (Exact name of registrant as specified in its charter) North Carolina (State or other jurisdiction of incorporation) 001-39412 82-1518164 (Commiss |
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| December 1, 2021 |
THE FUTURE OF REAL ESTATE Nasdaq: FTHM Exhibit 99.1 THE FUTURE OF REAL ESTATE Nasdaq: FTHM Disclaimer Forward Looking Statements This presentation contains forward - looking statements about Fathom Holdings Inc . based on management?s current expectations, which are subject to known and unknown uncertainties and risks . Our actual results could differ materially from those discussed due to a number of factors, including uncertainty as |
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| November 24, 2021 |
FTHM / Fathom Holdings Inc / Harley Joshua - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Fathom Holdings Inc. (Name of Issuer) Common Stock, no par value per share (Title of Class of Securities) 31189V 109 (CUSIP Number) November 22, 2021 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a stat |
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| November 19, 2021 |
Filed Pursuant to Rule 424(b)(5) Registration Number 333-259478 Prospectus supplement (To prospectus dated September 17, 2021) 1,750,000 Shares Common Stock We are offering 1,400,000 shares of our common stock, no par value, and the selling shareholders named in this prospectus supplement are offering 350,000 shares of our common stock. |
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| November 19, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 17, 2021 FATHOM HOLDINGS INC. (Exact name of registrant as specified in its charter) North Carolina (State or other jurisdiction of incorporation) 001-39412 82-1518164 (Commis |
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| November 19, 2021 |
Fathom Holdings Announces Proposed Primary and Secondary Offering of Common Stock Exhibit 99.1 Fathom Holdings Announces Proposed Primary and Secondary Offering of Common Stock CARY, N.C., November 17, 2021 ? Fathom Holdings Inc. (Nasdaq: FTHM), a national, technology-driven, end-to-end real estate services platform integrating residential brokerage, mortgage, title, insurance, and SaaS offerings for brokerages and agents, today announced a proposed primary and secondary offeri |
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| November 19, 2021 |
Fathom Holdings Prices Underwritten Public Offering of Common Stock Exhibit 99.2 Fathom Holdings Prices Underwritten Public Offering of Common Stock CARY, N.C., November 18, 2021 ? Fathom Holdings Inc. (Nasdaq: FTHM), a national, technology-driven, end-to-end real estate services platform integrating residential brokerage, mortgage, title, insurance, and SaaS offerings for brokerages and agents, today announced the pricing of an underwritten public offering of 1,7 |
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| November 19, 2021 |
? Exhibit 1.1 ? FATHOM HOLDINGS INC. ? UNDERWRITING AGREEMENT ? 1,750,000 Shares of Common Stock ? ? ? November 17, 2021 ? ? Roth Capital Partners, LLC 888 San Clemente Drive, Suite 400 Newport Beach, CA 92660 ? Ladies and Gentlemen: ? Fathom Holdings Inc., a North Carolina corporation (the ?Company?), proposes, subject to the terms and conditions stated herein, to issue and sell to the underwrite |
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| November 17, 2021 |
Subject to completion, dated November 17, 2021 Filed Pursuant to Rule 424(b)(5) Registration Number 333-259478 The information in this preliminary prospectus supplement and the accompanying prospectus, relating to an effective registration statement under the Securities Act of 1933, as amended, is not complete and may be changed. |
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| November 10, 2021 |
Exhibit 99.1 Fathom Holdings Inc. Reports 81% Growth for 2021 Third Quarter Revenue - Quarterly Revenue Passes $100 Million for First Time - CARY, N.C., November 10, 2021 ? Fathom Holdings Inc. (Nasdaq: FTHM), a national, technology-driven, end-to-end real estate services platform integrating residential brokerage, mortgage, title, insurance, and SaaS offerings for brokerages and agents, today ann |
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| November 10, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 10, 2021 FATHOM HOLDINGS INC. (Exact name of registrant as specified in its charter) North Carolina (State or other jurisdiction of incorporation) 001-39412 82-1518164 (Commis |
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| November 10, 2021 |
Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| October 20, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 20, 2021 FATHOM HOLDINGS INC. (Exact name of registrant as specified in its charter) North Carolina (State or other jurisdiction of incorporation) 001-39412 82-1518164 (Commiss |
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| October 20, 2021 |
Amendment to Fathom Holdings Inc. 2019 Omnibus Stock Incentive Plan. # Exhibit 10.1 AMENDMENT TO THE FATHOM HOLDINGS INC. 2019 omnibus STOCK INCENTIVE PLAN WHEREAS, the Board of Directors of Fathom Holdings Inc. (the ?Company?) deem it to be in the best interests of the Company to amend, and to have approved at the next annual meeting of the shareholders of the Company, the amendment of the Fathom Holdings Inc. 2019 Omnibus Stock Incentive Plan (the ?Plan?) as set fo |
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| October 14, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 11, 2021 FATHOM HOLDINGS INC. (Exact name of registrant as specified in its charter) North Carolina (State or other jurisdiction of incorporation) 001-39412 82-1518164 (Commiss |
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| September 16, 2021 |
CORRESP 1 filename1.htm September 16, 2021 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance Attention: Joseph Ambrogi 100 F Street, N.E. Washington, D.C. 20549 Re: Fathom Holdings Inc. Registration Statement on Form S-3 Filed September 13, 2021 (File No. 333-259478) Ladies and Gentlemen: We refer to the registration statement on Form S-3 (File No. 333-259478) (the “Regi |
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| September 13, 2021 |
As filed with the Securities and Exchange Commission on September 13, 2021 S-3 1 tm2127233d1s3.htm FORM S-3 As filed with the Securities and Exchange Commission on September 13, 2021 Registration Statement No. 333- SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 FATHOM HOLDINGS INC. (Exact name of registrant as specified in its charter) North Carolina 82-1518164 (State or other jurisdiction of inc |
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| September 13, 2021 |
Exhibit 4.4 FATHOM HOLDINGS INC. and , as Trustee INDENTURE Dated as of , 20 TABLE OF CONTENTS PAGE ARTICLE 1 DEFINITIONS AND INCORPORATION BY REFERENCE 1 1.1. DEFINITIONS 1 1.2. OTHER DEFINITIONS 4 1.3. INCORPORATION BY REFERENCE OF TRUST INDENTURE ACT 4 1.4. RULES OF CONSTRUCTION 4 ARTICLE 2 THE SECURITIES 5 2.1. ISSUABLE IN SERIES 5 2.2. ESTABLISHMENT OF TERMS OF SERIES OF SECURITIES 5 2.3. EXE |
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| September 7, 2021 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549? SCHEDULE 14A (RULE 14a-101) Proxy Statement Pursuant to Section 14(A) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement. |
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| September 7, 2021 |
DEFA14A 1 tm2126665d1defa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (RULE 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement. ¨ Confidential, for Use of |
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| August 12, 2021 |
Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 11, 2021 |
Results of Operations and Financial Condition, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 11, 2021 FATHOM HOLDINGS INC. (Exact name of registrant as specified in its charter) North Carolina (State or other jurisdiction of incorporation) 001-39412 82-1518164 (Commissi |
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| August 11, 2021 |
Fathom Holdings Inc. Reports Record 118% Year-Over-Year Revenue Growth for 2021 Second Quarter Exhibit 99.1 Fathom Holdings Inc. Reports Record 118% Year-Over-Year Revenue Growth for 2021 Second Quarter CARY, N.C., August 11, 2021 ? Fathom Holdings Inc. (Nasdaq: FTHM), a national, technology-driven, end-to-end real estate services platform integrating residential brokerage, mortgage, title, insurance, and SaaS offerings for brokerages and agents, today announced financial results for the 20 |
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| July 26, 2021 |
FTHM / Fathom Holdings Inc / Harley Joshua - SC 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Fathom Holdings Inc. (Name of Issuer) Common Stock, no par value per share (Title of Class of Securities) 31189V 109 (CUSIP Number) July 15, 2021 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement |
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| July 7, 2021 |
Exhibit 99.1 Fathom Holdings Creates Hispanic Division to Better Assist Underserved Community - Real Estate Industry Veteran Flavio Jimenez Joins Fathom as Vice President of Business Development for Hispanic Marketplace - CARY, N.C., July 7, 2021 ? Fathom Holdings Inc. (Nasdaq: FTHM), a national, technology-driven, end-to-end real estate services platform integrating residential brokerage, mortgag |
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| July 7, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 7, 2021 FATHOM HOLDINGS INC. (Exact name of registrant as specified in its charter) North Carolina (State or other jurisdiction of incorporation) 001-39412 82-1518164 (Commission |
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| July 2, 2021 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 16, 2021 FATHOM HOLDINGS INC. (Exact name of registrant as specified in its charter) North Carolina (State or other jurisdiction of incorporation) 001-39412 82-1518164 (Commiss |
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| July 2, 2021 |
UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL STATEMENTS Exhibit 99.4 UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL STATEMENTS Introduction On April 16, 2021, Fathom Holdings Inc. (?Fathom? or the ?Company?) completed its acquisition of E4:9 Holdings, Inc. (?E4:9?), pursuant to the Agreement and Plan of Merger by and among the Company, Fathom Merger Sub A, Inc., Fathom Merger Sub B, LLC, E4:9 Holdings, Inc., The Stockholders Named Herein (the ?Seller |
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| July 2, 2021 |
E 4:9 Holdings, LLC Consolidated Financial Statements December 31, 2020 Table of Contents Exhibit 99.1 E 4:9 Holdings, LLC Consolidated Financial Statements December 31, 2020 Table of Contents Page Independent Auditor?s Report 1-2 Consolidated Financial Statements Consolidated Balance Sheet 3 Consolidated Statement of Income 4 Consolidated Statement of Changes in Members? Equity 5 Consolidated Statement of Cash Flows 6 Notes to the Consolidated Financial Statements 7-20 INDEPENDENT AUD |
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| July 2, 2021 |
Exhibit 99.2 Combined Financial Statements of Encompass Lending Group, LP Real Systems Sales Results, LP Encompass Lending Management, LLC RSR Co Management, LLC Dagley Insurance Agency, LLC December 31, 2019 Table of Contents Page Independent Auditor?s Report 1-2 Combined Financial Statements Combined Balance Sheet 3 Combined Statement of Income 4 Combined Statement of Changes in Net Investment 5 |
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| July 2, 2021 |
Exhibit 99.3 E 4:9 Holdings, LLC Unaudited Condensed Consolidated Financial Statements For The Quarterly Period Ended March 31, 2021 Table of Contents Page Unaudited Condensed Consolidated Financial Statements Unaudited Condensed Consolidated Balance Sheets 1 Unaudited Condensed Consolidated Statements of Operations 2 Unaudited Condensed Consolidated Statements of Changes in Members? Equity 3 Unau |
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| July 1, 2021 |
Exhibit 99.1 Fathom Holdings Completes Epic Realty Acquisition Adds More Than 350 Agents in Growing Idaho Market; Will Operate Under the Fathom Realty Brand CARY, N.C., July 1, 2021 ? Fathom Holdings Inc. (Nasdaq: FTHM), a national, technology-driven, end-to-end real estate services platform integrating residential brokerage, mortgage, title, insurance, and SaaS offerings for brokerages and agents |
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| July 1, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 1, 2021 FATHOM HOLDINGS INC. (Exact name of registrant as specified in its charter) North Carolina (State or other jurisdiction of incorporation) 001-39412 82-1518164 (Commission |
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| June 16, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 16, 2021 FATHOM HOLDINGS INC. (Exact name of registrant as specified in its charter) North Carolina (State or other jurisdiction of incorporation) 001-39412 82-1518164 (Commission |
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| June 16, 2021 |
Exhibit 99.1 Fathom Holdings to Enter Idaho Market through Planned Acquisition of Epic Realty Transaction Will Add More Than 350 Agents and Open New, Growing Market CARY, N.C., June 16, 2021 ? Fathom Holdings Inc. (Nasdaq: FTHM), a national, technology-driven, end-to-end real estate services platform integrating residential brokerage, mortgage, title, insurance, and SaaS offerings for brokerages a |
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| June 11, 2021 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 7, 2021 FATHOM HOLDINGS INC. (Exact name of registrant as specified in its charter) North Carolina (State or other jurisdiction of incorporation) 001-39412 82-1518164 (Commission |
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| June 11, 2021 |
Letter dated June 8, 2021 regarding change in certifying accountant. Exhibit 16.1 June 8, 2021 Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 We have been furnished with a copy of the response to Item 4.01 of Form 8-K for the event that occurred on June 7, 2021, to be filed by our former client, Fathom Holdings Inc. We agree with the statements made in response to that Item insofar as they relate to our Firm. Very truly yours, /s/ BDO U |
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| May 14, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-39412 FATHOM HOLDINGS INC. (Exact name of Registrant as specifie |
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| May 13, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 13, 2021 FATHOM HOLDINGS INC. (Exact name of registrant as specified in its charter) North Carolina (State or other jurisdiction of incorporation) 001-39412 82-1518164 (Commission |
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| May 13, 2021 |
Fathom Holdings Inc. Reports 72% Revenue Growth for 2021 First Quarter Exhibit 99.1 Fathom Holdings Inc. Reports 72% Revenue Growth for 2021 First Quarter CARY, N.C., May 13, 2021 ? Fathom Holdings Inc. (Nasdaq: FTHM), a national, technology-driven, end-to-end real estate services platform integrating residential brokerage, mortgage, title, insurance, and SaaS offerings for brokerages and agents, today announced financial results for the 2021 first quarter ended Marc |
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| April 29, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2020 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-39412 FATHOM HOLDINGS INC. (Exact name of Registr |
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| April 26, 2021 |
Exhibit 99.1 Fathom Holdings Completes Acquisition of Technology Platform LiveBy - LiveBy to be Integrated into Fathom?s intelliAgent Software Suite, Providing Added Competitive Tools for Real Estate Professionals - CARY, N.C., April 26, 2021 ? Fathom Holdings Inc. (Nasdaq: FTHM), a national, technology-driven, end-to-end real estate services platform integrating residential brokerage, mortgage, t |
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| April 26, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 26, 2021 FATHOM HOLDINGS INC. (Exact name of registrant as specified in its charter) North Carolina (State or other jurisdiction of incorporation) 001-39412 82-1518164 (Commissio |
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| April 20, 2021 |
Exhibit 99.1 Fathom Holdings Completes Acquisition of E4:9 Holdings - Parent Company of Encompass Lending Group, Dagley Insurance Agency, and Real Results Expected to Add New, Incremental Revenue Streams and Enhance Revenue per Transaction - CARY, N.C., April 20, 2021 ? Fathom Holdings Inc. (Nasdaq: FTHM), a national, technology-driven, end-to-end real estate services platform integrating resident |
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| April 20, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 16, 2021 FATHOM HOLDINGS INC. (Exact name of registrant as specified in its charter) North Carolina (State or other jurisdiction of incorporation) 001-39412 82-1518164 (Commissio |
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| April 14, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 13, 2021 FATHOM HOLDINGS INC. (Exact name of registrant as specified in its charter) North Carolina (State or other jurisdiction of incorporation) 001-39412 82-1518164 (Commissio |
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| April 14, 2021 |
Exhibit 2.1 Execution Version AGREEMENT AND PLAN OF MERGER by and among: Fathom Holdings Inc., a North Carolina corporation; Fathom Merger Sub A, Inc., a Delaware corporation; Fathom Merger Sub B, LLC, a Delaware limited liability company; E4:9 Holdings, Inc., a Delaware corporation; The Stockholders Named Herein; and Paul S. Marsh, as Stockholder Representative Dated as of April 13, 2021 TABLE OF |
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| April 14, 2021 |
Exhibit 99.1 Fathom Holdings Signs Definitive Agreement to Acquire E4:9 Holdings, Parent Company of Encompass Lending Group, Dagley Insurance Agency, and Real Results - Acquisition Expected to Add New, Incremental Revenue Streams and Enhance Revenue per Transaction - CARY, N.C., April 14, 2021 – Fathom Holdings Inc. (Nasdaq: FTHM), a holding company that primarily operates through its wholly owned |
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| April 9, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 7, 2021 FATHOM HOLDINGS INC. (Exact name of registrant as specified in its charter) North Carolina (State or other jurisdiction of incorporation) 001-39412 82-1518164 (Commission |
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| April 9, 2021 |
Exhibit 99.1 Fathom Holdings Signs Definitive Agreement to Acquire Technology Platform LiveBy Acquisition Provides New Competitive Tools for Real Estate Professionals CARY, N.C., April 8, 2021 – Fathom Holdings Inc. (Nasdaq: FTHM), a holding company that primarily operates through its wholly owned subsidiary, Fathom Realty, LLC, a national, cloud-based, technology-driven, residential real estate b |
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| April 9, 2021 |
Exhibit 2.1 Execution Version AGREEMENT AND PLAN OF MERGER By and among: Fathom Holdings Inc.; Fathom Merger Sub C, Inc.; LiveBy, Inc.; The Stockholder?s of LiveBy party hereto; and Cory Scott, as Stockholder Representative Dated as of April 7, 2021 TABLE OF CONTENTS Page ARTICLE 1 CERTAIN DEFINITIONS 2 1.1 Certain Definitions 2 1.2 Interpretation; Drafting 2 ARTICLE 2 THE MERGER 2 2.1 Merger 2 2. |
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| March 24, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2020 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-39412 FATHOM HOLDINGS INC. (Exact name of Registrant as specified in |
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| March 24, 2021 |
Fathom Holdings Inc. Subsidiaries. Exhibit 21.1 Listing of Subsidiaries Name of Subsidiary Jurisdiction of Incorporation IntelliAgent, LLC Texas Fathom Realty, LLC Texas Fathom Realty Holdings LLC Texas Verus Title Inc. Delaware |
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| March 24, 2021 |
Exhibit 4.2 DESCRIPTION OF THE REGISTRANT?S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 The following description summarizes the material terms of our capital stock. Because it is only a summary, it does not contain all the information that may be important to you. For a complete description of our capital stock, you should refer to our Restated Articles of |
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| March 23, 2021 |
Fathom Holdings Inc. Reports 61% Revenue Growth for 2020 Fourth Quarter; 59% for Full Year 2020 Exhibit 99.1 Fathom Holdings Inc. Reports 61% Revenue Growth for 2020 Fourth Quarter; 59% for Full Year 2020 CARY, N.C., March 23, 2021 – Fathom Holdings Inc. (Nasdaq: FTHM), a holding company that primarily operates through its wholly owned subsidiary, Fathom Realty, LLC, a national, cloud-based, technology-driven, residential real estate brokerage, today announced financial results for the 2020 |
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| March 23, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 23, 2021 FATHOM HOLDINGS INC. (Exact name of registrant as specified in its charter) North Carolina (State or other jurisdiction of incorporation) 001-39412 82-1518164 (Commissio |
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| March 5, 2021 |
Exhibit 99.1 Fathom Holdings Acquires Real Estate Brokerage Business of Red Barn Real Estate Transaction Adds Approximately 230 Agents, Expanding Fathom’s Geographic Penetration Throughout Metro Atlanta CARY, N.C., March 5, 2021 – Fathom Holdings Inc. (Nasdaq: FTHM), a holding company that primarily operates through its wholly owned subsidiary, Fathom Realty, LLC, a national, cloud-based, technolo |
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| March 5, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 5, 2021 FATHOM HOLDINGS INC. (Exact name of registrant as specified in its charter) North Carolina (State or other jurisdiction of incorporation) 001-39412 82-1518164 (Commission |
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| March 3, 2021 |
Exhibit 99.1 Fathom Holdings Subsidiary, intelliAgent, Completes Acquisition of Technology Platform Naberly Solutions CARY, N.C., March 2, 2021 ? Fathom Holdings Inc. (Nasdaq: FTHM), a holding company that primarily operates through its wholly owned subsidiary, Fathom Realty, LLC, a national, cloud-based, technology-driven, residential real estate brokerage, today announced that its subsidiary, in |
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| March 3, 2021 |
Fathom Holdings Expands Board, Names Ravila Gupta as Newest Director Exhibit 99.2 Fathom Holdings Expands Board, Names Ravila Gupta as Newest Director CARY, N.C., March 3, 2021 ? Fathom Holdings Inc. (Nasdaq: FTHM), a holding company that primarily operates through its wholly owned subsidiary, Fathom Realty, LLC, a national, cloud-based, technology-driven, residential real estate brokerage, today announced that Ravila Gupta has been named to its board of directors, |
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| March 3, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 1, 2021 FATHOM HOLDINGS INC. (Exact name of registrant as specified in its charter) North Carolina (State or other jurisdiction of incorporation) 001-39412 82-1518164 (Commission |
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| February 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Fathom Holdings Inc. (Name of Issuer) Common Stock, no par value per share (Title of Class of Securities) 31189V 109 (CUSIP Number) December 31, 2020 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule p |
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| February 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Fathom Holdings Inc. (Name of Issuer) Common Stock, no par value per share (Title of Class of Securities) 31189V 109 (CUSIP Number) December 31, 2020 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule p |
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| February 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Fathom Holdings Inc. (Name of Issuer) Common Stock, no par value per share (Title of Class of Securities) 31189V 109 (CUSIP Number) December 31, 2020 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule p |
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| February 10, 2021 |
Exhibit 99.1 Fathom Holdings Subsidiary, intelliAgent, Signs Definitive Agreement to Acquire Technology Platform Naberly Solutions Acquisition Should Reduce Costs and Enhance Proprietary intelliAgent Software Suite CARY, N.C., February 10, 2021 – Fathom Holdings Inc. (Nasdaq: FTHM), a holding company that primarily operates through its wholly owned subsidiary, Fathom Realty, LLC, a national, cloud |
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| February 10, 2021 |
Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 10, 2021 FATHOM HOLDINGS INC. (Exact name of registrant as specified in its charter) North Carolina (State or other jurisdiction of incorporation) 001-39412 82-1518164 (Commis |
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| February 8, 2021 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 24, 2020 FATHOM HOLDINGS INC. (Exact name of registrant as specified in its charter) North Carolina (State or other jurisdiction of incorporation) 001-39412 82-1518164 (Comm |
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| February 8, 2021 |
Exhibit 99.1 VERUS TITLE INC. FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2019 AND FROM INCEPTION THROUGH DECEMBER 31, 2018 1 VERUS TITLE INC. Index to Financial Statements Independent Auditor's Report 3 Balance Sheets as of December 31, 2019 and 2018 4 Statements of Operations for the year ended December 31, 2019 and for the period from inception through December 31, 2018 5 Statements of |
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| February 8, 2021 |
VERUS TITLE INC. FINANCIAL STATEMENTS FOR THE NINE MONTHS ENDED SEPTEMBER 30, 2020 AND 2019 EX-99.2 4 tm215509d1ex99-2.htm EXHIBIT 99.2 Exhibit 99.2 VERUS TITLE INC. FINANCIAL STATEMENTS FOR THE NINE MONTHS ENDED SEPTEMBER 30, 2020 AND 2019 1 VERUS TITLE INC. Index to Financial Statements Balance Sheets as of September 30, 2020 (Unaudited) and December 31, 2019 3 Unaudited Statements of Operations for the nine months ended September 30, 2020 and 2019 4 Unaudited Statement of Changes in S |
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| February 8, 2021 |
UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL STATEMENTS Exhibit 99.3 UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL STATEMENTS Introduction On November 24, 2020 (the “Closing Date”), the Company completed its acquisition of Verus Title Inc. (“Verus”), pursuant to the Stock Purchase Agreement by and among the Company, The Yurashevich Community Property Trust of 2016, a community property trust (“Yurashevich Trust”) and the Kaila Family Trust, a revoca |
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| November 30, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 24, 2020 FATHOM HOLDINGS INC. (Exact name of registrant as specified in its charter) North Carolina (State or other jurisdiction of incorporation) 001-39412 82-1518164 (Commis |
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| November 30, 2020 |
Fathom Holdings Completes Acquisition of Verus Title Exhibit 99.1 Fathom Holdings Completes Acquisition of Verus Title CARY, N.C., November 30, 2020 – Fathom Holdings Inc. (Nasdaq: FTHM), a holding company that primarily operates through its wholly owned subsidiary, Fathom Realty, LLC, a national, cloud-based, technology-driven, residential real estate brokerage, today announced it has completed the previously announced acquisition of Verus Title In |
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| November 12, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 11, 2020 FATHOM HOLDINGS INC. (Exact name of registrant as specified in its charter) North Carolina (State or other jurisdiction of incorporation) 001-39412 82-1518164 (Commis |
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| November 12, 2020 |
Exhibit 99.1 Fathom Holdings Inc. Q3 2020 Earnings Conference Call Wednesday, November 11, 2020, 5:00 PM Eastern CORPORATE PARTICIPANTS Josh Harley - Founder, Chief Executive Officer Marco Fregenal - President, Chief Financial Officer Roger Pondel - Investor Relations 1 PRESENTATION Operator Good afternoon, and welcome to Fathom Holdings’ Third Quarter 2020 Earnings Conference Call. All participan |
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| November 12, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 11, 2020 FATHOM HOLDINGS INC. (Exact name of registrant as specified in its charter) North Carolina (State or other jurisdiction of incorporation) 001-39412 82-1518164 (Commis |
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| November 12, 2020 |
Fathom Holdings Inc. Reports 74% Year-Over-Year Revenue Growth for 2020 Third Quarter Exhibit 99.1 Fathom Holdings Inc. Reports 74% Year-Over-Year Revenue Growth for 2020 Third Quarter CARY, N.C., November 11, 2020 – Fathom Holdings Inc. (Nasdaq: FTHM), a holding company that primarily operates through its wholly owned subsidiary, Fathom Realty, LLC, a national, cloud-based, technology-driven, residential real estate brokerage, today announced financial results for the 2020 third q |
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| November 12, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended: September 30, 2020 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-39412 FATHOM |
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| November 5, 2020 |
Exhibit 99.1 Fathom Holdings Enters Title Insurance Sector, Signs Definitive Agreement to Acquire Verus Title Acquisition Expands Fathom’s Offerings in Residential Real Estate Market with Innovative Technology-based Provider Addition of Title Insurance Services Gives Fathom Agents Distinct Competitive Advantage CARY, N.C., November 5, 2020 – Fathom Holdings Inc. (Nasdaq: FTHM), a holding company t |
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| November 5, 2020 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 4, 2020 FATHOM HOLDINGS INC. (Exact name of registrant as specified in its charter) North Carolina (State or other jurisdiction of incorporation) 001-39412 82-1518164 (Commiss |
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| November 5, 2020 |
Exhibit 2.1 STOCK PURCHASE AGREEMENT By and among: Fathom Holdings Inc.; Verus Title Inc.; The Sellers Named Herein. and Paul Yurashevich, as Seller Representative Dated as of November 4, 2020 TABLE OF CONTENTS Page ARTICLE 1 CERTAIN DEFINITIONS 1 1.1 Certain Definitions 1 1.2 Interpretation; Drafting 2 ARTICLE 2 THE ACQUISITION 2 2.1 Acquisition of Shares 2 2.2 Purchase Price 2 2.3 Working Capita |
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| August 21, 2020 |
As filed with the Securities and Exchange Commission on August 21, 2020 Registration Statement No. |
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| August 19, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended: June 30, 2020 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-39412 FATHOM HOLDI |
