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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to U.S. Global Investors, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| June 26, 2025 |
Exhibit 99.1 Contact: Holly Schoenfeldt Director of Marketing 210.308.1268 [email protected] For Immediate Release U.S. Global Investors Maintains Monthly Dividends, Grow Bitcoin Exposure and Highlights Smart Beta 2.0 Tools for Targeted Fear Trade Strategies SAN ANTONIO—June 25, 2025—U.S. Global Investors, Inc. (NASDAQ: GROW), a registered investment advisory firm with expertise in gold min |
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| June 26, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 Or 15(d) Of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 25, 2025 U.S. GLOBAL INVESTORS, INC. (Exact name of registrant as specified in its charter) Texas 0-13928 74-1598370 (State of other jurisdiction of incorporation) (Commission Fi |
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| May 9, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended March 31, 2025 OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File Number 0-13928 U.S |
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| May 9, 2025 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 Or 15(d) Of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2025 U.S. GLOBAL INVESTORS, INC. (Exact name of registrant as specified in its charter) Texas 0-13928 74-1598370 (State of other jurisdiction of incorporation) (Commission File |
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| May 9, 2025 |
Exhibit 99.1 Contact: Holly Schoenfeldt Director of Marketing 210.308.1268 [email protected] For Immediate Release U.S. Global Investors Reports Results for the Third Quarter of 2025 Fiscal Year, Initiates Strategy to Increase Its Investment in the Bitcoin Ecosystem ********************************************************************************************* SAN ANTONIO–May 8, 2025– U.S. Gl |
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| February 12, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended December 31, 2024 OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File Number 0-13928 |
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| February 12, 2025 |
U.S. Global Investors Reports Results for the Second Quarter of 2025 Fiscal Year Exhibit 99.1 Contact: Holly Schoenfeldt Director of Marketing 210.308.1268 [email protected] For Immediate Release U.S. Global Investors Reports Results for the Second Quarter of 2025 Fiscal Year ****************************************************************************** SAN ANTONIO–February 12, 2025–U.S. Global Investors, Inc. (NASDAQ: GROW) (the “Company”), a registered investment advi |
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| February 12, 2025 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 Or 15(d) Of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 12, 2025 U.S. GLOBAL INVESTORS, INC. (Exact name of registrant as specified in its charter) Texas 0-13928 74-1598370 (State of other jurisdiction of incorporation) (Commissio |
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| January 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 Or 15(d) Of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 23, 2025 U.S. GLOBAL INVESTORS, INC. (Exact name of registrant as specified in its charter) Texas 0-13928 74-1598370 (State of other jurisdiction of incorporation) (Commission |
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| January 29, 2025 |
U.S. Global Investors Announces Appointment of Bobby Duncan to Board of Directors Exhibit 99.1 Contact: Holly Schoenfeldt Director of Marketing 210.308.1268 [email protected] For Immediate Release U.S. Global Investors Announces Appointment of Bobby Duncan to Board of Directors ************************************************************************************* SAN ANTONIO, TX—January 28, 2025—U.S. Global Investors, Inc. (Nasdaq: GROW) (“the Company”), a registered inve |
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| November 7, 2024 |
U.S. Global Investors Reports Profitability for the First Quarter of 2025 Fiscal Year Exhibit 99.1 Contact: Holly Schoenfeldt Director of Marketing 210.308.1268 [email protected] For Immediate Release U.S. Global Investors Reports Profitability for the First Quarter of 2025 Fiscal Year ****************************************************************************** SAN ANTONIO–November 7, 2024–U.S. Global Investors, Inc. (NASDAQ: GROW) (the “Company”), a registered investment |
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| November 7, 2024 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 Or 15(d) Of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2024 U.S. GLOBAL INVESTORS, INC. (Exact name of registrant as specified in its charter) Texas 0-13928 74-1598370 (State of other jurisdiction of incorporation) (Commission |
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| November 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended September 30, 2024 OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File Number 0-13928 |
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| September 11, 2024 |
Exhibit 99.1 Contact: Holly Schoenfeldt Director of Marketing and Public Relations 210.308.1268 [email protected] For Immediate Release U.S. Global Investors Reports $11 Million Revenue in Fiscal 2024, Repurchasing Over $2 Million in Shares While Generating a Strong Shareholder Yield of 9.41% ********************************************************************************************* SAN A |
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| September 11, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 Or 15(d) Of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 10, 2024 U.S. GLOBAL INVESTORS, INC. (Exact name of registrant as specified in its charter) Texas 0-13928 74-1598370 (State of other jurisdiction of incorporation) (Commissi |
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| September 10, 2024 |
U.S. Global Investors, Inc. Compensation Clawback Policy, included herein. Exhibit 97 U.S. GLOBAL INVESTORS, INC. COMPENSATION CLAWBACK POLICY (Adopted: December 1, 2023) (Amended: June 10, 2024) Introduction The Board of Directors (the “Board”) of U.S. Global Investors, Inc. (the “Company”) believe that it is in the best interests of the Company and its shareholders to adopt this Compensation Clawback Policy (this “Policy”) to provide for the recoupment of certain Incen |
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| September 10, 2024 |
List of Subsidiaries of the Company, included herein. Exhibit 21 — Subsidiaries of the Company, Jurisdiction of Incorporation, and Percentage of Ownership 1. U.S. Global Investors (Bermuda) Ltd. - incorporated in Bermuda and wholly owned by the Company 2. U.S. Global Investors (Canada) Ltd. – incorporated in Canada and wholly owned by the Company 3. U.S. Global Indices, LLC – incorporated in Texas and wholly owned by the Company |
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| September 10, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended June 30, 2024 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission File Number 0-13928 U.S. GLOBAL IN |
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| May 9, 2024 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 Or 15(d) Of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2024 U.S. GLOBAL INVESTORS, INC. (Exact name of registrant as specified in its charter) Texas 0-13928 74-1598370 (State of other jurisdiction of incorporation) (Commission File |
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| May 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended March 31, 2024 OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File Number 0-13928 U.S |
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| May 9, 2024 |
Exhibit 99.1 Contact: Holly Schoenfeldt Director of Marketing 210.308.1268 [email protected] For Immediate Release U.S. Global Investors Reports Resilient Results for a Challenging March Quarter, Expands Brand in the U.K. ****************************************************************************************** SAN ANTONIO–May 9, 2024–U.S. Global Investors, Inc. (NASDAQ: GROW) (the “Company |
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| February 13, 2024 |
GROW / U.S. Global Investors, Inc. / VANGUARD GROUP INC - SCHEDULE 13G Passive Investment SC 13G 1 tv02134-usglobalinvestorsinc.htm SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 Name of issuer: U.S. Global Investors, Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 902952100 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to designate t |
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| February 9, 2024 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 Or 15(d) Of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 8, 2024 U.S. GLOBAL INVESTORS, INC. (Exact name of registrant as specified in its charter) Texas 0-13928 74-1598370 (State of other jurisdiction of incorporation) (Commission |
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| February 9, 2024 |
U.S. Global Investors Reports Strong Results for December Quarter Exhibit 99.1 Contact: Holly Schoenfeldt Director of Marketing 210.308.1268 [email protected] For Immediate Release U.S. Global Investors Reports Strong Results for December Quarter ****************************************************************************** SAN ANTONIO–February 8, 2024–U.S. Global Investors, Inc. (NASDAQ: GROW) (the “Company”), a registered investment advisory firm with l |
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| February 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended December 31, 2023 OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File Number 0-13928 |
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| December 20, 2023 |
U.S. Global Investors Announces Continuation of Monthly GROW Dividends, Provides Update on Gold Exhibit 99.1 Contact: Holly Schoenfeldt Director of Marketing 210.308.1268 [email protected] For Immediate Release U.S. Global Investors Announces Continuation of Monthly GROW Dividends, Provides Update on Gold ****************************************************************************** SAN ANTONIO—December 19, 2023—U.S. Global Investors, Inc. (NASDAQ: GROW), a registered investment advis |
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| December 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 Or 15(d) Of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 19, 2023 U.S. GLOBAL INVESTORS, INC. (Exact name of registrant as specified in its charter) Texas 0-13928 74-1598370 (State of other jurisdiction of incorporation) (Commissio |
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| December 15, 2023 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 Or 15(d) Of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 14, 2023 U.S. GLOBAL INVESTORS, INC. (Exact name of registrant as specified in its charter) Texas 0-13928 74-1598370 (State of other jurisdiction of incorporation) (Commissio |
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| December 15, 2023 |
U.S. Global Investors Reports Financial Results for the First Quarter of 2024 Fiscal Year Exhibit 99.1 Contact: Holly Schoenfeldt Director of Marketing 210.308.1268 [email protected] For Immediate Release U.S. Global Investors Reports Financial Results for the First Quarter of 2024 Fiscal Year ****************************************************************************** SAN ANTONIO–December 14, 2023–U.S. Global Investors, Inc. (NASDAQ: GROW) (the “Company”), a registered invest |
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| December 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended September 30, 2023 OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File Number 0-13928 |
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| December 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 Or 15(d) Of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 16, 2023 U.S. GLOBAL INVESTORS, INC. (Exact name of registrant as specified in its charter) Texas 0-13928 74-1598370 (State of other jurisdiction of incorporation) (Commissio |
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| December 7, 2023 |
Exhibit 99.1 Contact: Holly Schoenfeldt Director of Marketing and Public Relations 210.308.1268 [email protected] For Immediate Release U.S. Global Investors Announces Solid Financial Results for Fiscal Year 2023, with Net Income Per Share of $0.22, 23% Operating Margin and Increased Working Capital ************************************************************************************* SAN AN |
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| November 29, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 ☒ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended June 30, 2023 -06-30FY2023 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission File Number 0-13928 U |
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| November 22, 2023 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 Or 15(d) Of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 16, 2023 U.S. GLOBAL INVESTORS, INC. (Exact name of registrant as specified in its charter) Texas 0-13928 74-1598370 (State of other jurisdiction of incorporation) (Commissio |
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| November 22, 2023 |
Exhibit 99.1 Contact: Holly Schoenfeldt Director of Marketing 210.308.1268 [email protected] For Immediate Release U.S. Global Investors Shares Optimism for Airline and Gold Sectors into Year-End, Receives Expected Nasdaq Notice Regarding Late Filing of Form 10-Q ****************************************************************************** SAN ANTONIO—November 22, 2023—U.S. Global Investor |
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| November 16, 2023 |
List of Subsidiaries of the Company. Exhibit 21 — Subsidiaries of the Company, Jurisdiction of Incorporation, and Percentage of Ownership 1. U.S. Global Investors (Bermuda) Ltd. - incorporated in Bermuda and wholly owned by the Company 2. U.S. Global Investors (Canada) Ltd. – incorporated in Canada and wholly owned by the Company 3. U.S. Global Indices, LLC – incorporated in Texas and wholly owned by the Company |
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| November 16, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended June 30, 2023 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission File Number 0-13928 U.S. GLOBAL IN |
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| November 15, 2023 |
OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB Number: Expires: Estimated average burden hours per response 3235-0058 April 30, 2025 2.50 FORM 12b-25 SEC FILE NUMBER NOTIFICATION OF LATE FILING CUSIP NUMBER (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: September 30, 2023 ☐ Transition Re |
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| October 20, 2023 |
U.S. Global Investors Receives Expected Nasdaq Notice Regarding Late Filing of Form 10-K Exhibit 99.1 Contact: Holly Schoenfeldt Director of Marketing 210.308.1268 [email protected] For Immediate Release U.S. Global Investors Receives Expected Nasdaq Notice Regarding Late Filing of Form 10-K ****************************************************************************** SAN ANTONIO—October 20, 2023—U.S. Global Investors, Inc. (NASDAQ: GROW) (the “Company”), a registered investme |
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| October 20, 2023 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 Or 15(d) Of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 16, 2023 U.S. GLOBAL INVESTORS, INC. (Exact name of registrant as specified in its charter) Texas 0-13928 74-1598370 (State of other jurisdiction of incorporation) (Commission |
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| September 29, 2023 |
UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB Number: 3235-0058 Expires: April 30, 2025 Estimated average burden hours per response 2.50 FORM 12b-25 SEC FILE NUMBER NOTIFICATION OF LATE FILING CUSIP NUMBER (Check one): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: June 30, 2023 ☐ Transition Report |
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| June 23, 2023 |
Exhibit 99.1 Contact: Holly Schoenfeldt Director of Marketing 210.308.1268 [email protected] For Immediate Release U.S. Global Investors Reports an 89% Increase in Net Income Quarter-over-Quarter, Announces Continuation of Monthly Dividends ****************************************************************************** SAN ANTONIO–June 22, 2023–U.S. Global Investors, Inc. (NASDAQ: GROW) (the |
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| June 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended March 31, 2023 OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File Number 0-13928 U.S |
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| June 23, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 Or 15(d) Of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 22, 2023 U.S. GLOBAL INVESTORS, INC. (Exact name of registrant as specified in its charter) Texas 0-13928 74-1598370 (State of other jurisdiction of incorporation) (Commission Fi |
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| June 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 Or 15(d) Of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 9, 2023 U.S. GLOBAL INVESTORS, INC. (Exact name of registrant as specified in its charter) Texas 0-13928 74-1598370 (State of other jurisdiction of incorporation) (Commission Fil |
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| June 12, 2023 |
U.S. Global Investors Reports Financial Results for the Second Quarter of Fiscal Year 2023 Exhibit 99.1 Contact: Holly Schoenfeldt Director of Marketing 210.308.1268 [email protected] For Immediate Release U.S. Global Investors Reports Financial Results for the Second Quarter of Fiscal Year 2023 ****************************************************************************** SAN ANTONIO–June 9, 2023–U.S. Global Investors, Inc. (NASDAQ: GROW) (the “Company”), a registered investment |
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| June 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended December 31, 2022 OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File Number 0-13928 |
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| May 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A Amendment No. 1 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A Amendment No. 1 ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended September 30, 2022 OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission F |
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| May 19, 2023 |
List of Subsidiaries of the Company, included herein. Exhibit 21 — Subsidiaries of the Company, Jurisdiction of Incorporation, and Percentage of Ownership 1. U.S. Global Investors (Bermuda) Ltd. - incorporated in Bermuda and wholly owned by the Company 2. U.S. Global Investors (Canada) Ltd. – incorporated in Canada and wholly owned by the Company 3. U.S. Global Indices, LLC – incorporated in Texas and wholly owned by the Company |
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| May 19, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 2 ☒ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended June 30, 2022 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission File Number 0-13 |
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| March 6, 2023 |
Exhibit 99.1 Contact: Holly Schoenfeldt Director of Marketing 210.308.1268 [email protected] For Immediate Release U.S. Global Investors Continues Share Repurchases in February and Provides Update on Financial Statements ****************************************************************************** SAN ANTONIO—March 6, 2023—U.S. Global Investors, Inc. (NASDAQ: GROW) (the “Company”), a regis |
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| March 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 Or 15(d) Of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 1, 2023 U.S. GLOBAL INVESTORS, INC. (Exact name of registrant as specified in its charter) Texas 0-13928 74-1598370 (State of other jurisdiction of incorporation) (Commission Fi |
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| February 21, 2023 |
U.S. Global Investors Receives Expected Nasdaq Notice Regarding Late Filing of Form 10-Q Exhibit 99.1 Contact: Holly Schoenfeldt Director of Marketing 210.308.1268 [email protected] For Immediate Release U.S. Global Investors Receives Expected Nasdaq Notice Regarding Late Filing of Form 10-Q ****************************************************************************** SAN ANTONIO—February 21, 2023—U.S. Global Investors, Inc. (NASDAQ: GROW) (the “Company”), a registered investm |
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| February 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 Or 15(d) Of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 21, 2023 U.S. GLOBAL INVESTORS, INC. (Exact name of registrant as specified in its charter) Texas 0-13928 74-1598370 (State of other jurisdiction of incorporation) (Commissio |
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| February 15, 2023 |
UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB Number: 3235-0058 Expires: April 30, 2025 Estimated average burden hours per response 2.50 FORM 12b-25 SEC FILE NUMBER NOTIFICATION OF LATE FILING CUSIP NUMBER (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: December 31, 2022 ☐ Transition Rep |
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| February 9, 2023 |
GROW / U.S. Global Investors, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv02149-usglobalinvestorsinc.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1)* Name of issuer: US Global Investors Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 902952100 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropria |
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| December 21, 2022 |
Exhibit 99.1 Contact: Holly Schoenfeldt Director of Marketing 210.308.1268 [email protected] For Immediate Release U.S. Global Investors Announces Selection of Grant Thornton as Its New Auditor, Continuation of Stock Repurchase Program and Monthly Dividend ****************************************************************************** SAN ANTONIO?December 21, 2022?U.S. Global Investors, Inc. |
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| December 21, 2022 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 Or 15(d) Of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 16, 2022 U.S. GLOBAL INVESTORS, INC. (Exact name of registrant as specified in its charter) Texas 0-13928 74-1598370 (State of other jurisdiction of incorporation) (Commissio |
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| November 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 Or 15(d) Of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 10, 2022 U.S. GLOBAL INVESTORS, INC. (Exact name of registrant as specified in its charter) Texas 0-13928 74-1598370 (State of other jurisdiction of incorporation) (Commissio |
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| November 14, 2022 |
U.S. Global Investors Reports Financial Results for the First Quarter of 2023 Fiscal Year Exhibit 99.1 Contact: Holly Schoenfeldt Director of Marketing 210.308.1268 [email protected] For Immediate Release U.S. Global Investors Reports Financial Results for the First Quarter of 2023 Fiscal Year ****************************************************************************** SAN ANTONIO–November 10, 2022–U.S. Global Investors, Inc. (NASDAQ: GROW) (the “Company”), a registered invest |
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| November 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended September 30, 2022 OR ? Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File Number 0-13928 |
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| October 18, 2022 |
Letter from BDO USA, LLP dated October 18, 2022 Exhibit 16.1 October 18, 2022 Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 We have been furnished with a copy of the response to Item 4.01 of Form 8-K for the event that occurred on October 12, 2022, to be filed by U.S. Global Investors, Inc. We agree with the statements made in response to that Item insofar as they relate to our Firm. Very truly yours, /s/ BDO USA, |
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| October 18, 2022 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 Or 15(d) Of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 12, 2022 U.S. GLOBAL INVESTORS, INC. (Exact name of registrant as specified in its charter) Texas 0-13928 74-1598370 (State of other jurisdiction of incorporation) (Commission |
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| September 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 ? Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended June 30, 2022 -06-30FY2021 or ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission File Number 0-13928 U |
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| September 2, 2022 |
Exhibit 99.1 Contact: Holly Schoenfeldt Director of Marketing and Public Relations 210.308.1268 [email protected] For Immediate Release U.S. Global Investors Announces Results for Fiscal Year 2022, with Operating Income Up 36% Year-over-Year and Operating Margin of 45% ****************************************************************************** SAN ANTONIO?September 1, 2022?U.S. Global In |
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| September 2, 2022 |
List of Subsidiaries of the Company Exhibit 21 ? Subsidiaries of the Company, Jurisdiction of Incorporation, and Percentage of Ownership 1. U.S. Global Investors (Bermuda) Ltd. - incorporated in Bermuda and wholly owned by the Company 2. U.S. Global Investors (Canada) Ltd. ? incorporated in Canada and wholly owned by the Company 3. U.S. Global Indices, LLC ? incorporated in Texas and wholly owned by the Company |
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| September 2, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended June 30, 2022 or ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission File Number 0-13928 U.S. GLOBAL IN |
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| September 2, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 Or 15(d) Of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 1, 2022 U.S. GLOBAL INVESTORS, INC. (Exact name of registrant as specified in its charter) Texas 0-13928 74-1598370 (State of other jurisdiction of incorporation) (Commissio |
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| July 5, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 Or 15(d) Of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 1, 2022 U.S. GLOBAL INVESTORS, INC. (Exact name of registrant as specified in its charter) Texas 0-13928 74-1598370 (State of other jurisdiction of incorporation) (Commission Fil |
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| July 5, 2022 |
Exhibit 99.1 Contact: Holly Schoenfeldt Director of Marketing 210.308.1268 [email protected] For Immediate Release U.S. Global Investors Provides Update on Enhanced Stock Buyback and Dividend Programs, Responds to Proposal **************************************************************************************************** SAN ANTONIO, TX ? July 1, 2022 ? U.S. Global Investors, Inc. (NASDAQ: |
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| May 10, 2022 |
U.S. Global Investors Reports Financial Results for the Third Quarter of 2022 Fiscal Year Exhibit 99.1 Contact: Holly Schoenfeldt Marketing & Public Relations Manager 210.308.1268 [email protected] For Immediate Release U.S. Global Investors Reports Financial Results for the Third Quarter of 2022 Fiscal Year ****************************************************************************** SAN ANTONIO?May 9, 2022? U.S. Global Investors, Inc. (NASDAQ: GROW) (the ?Company?), a registe |
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| May 10, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 Or 15(d) Of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2022 U.S. GLOBAL INVESTORS, INC. (Exact name of registrant as specified in its charter) Texas 0-13928 74-1598370 (State of other jurisdiction of incorporation) (Commission File |
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| May 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended March 31, 2022 OR ? Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File Number 0-13928 U.S. GLOBAL INVESTORS |
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| February 18, 2022 |
Exhibit 99.1 Contact: Holly Schoenfeldt Marketing & Public Relations Manager 210.308.1268 [email protected] For Immediate Release U.S. Global Investors Announces Second-Quarter Net Income of $3.6 Million, an Increase of 50% from Previous Quarter ****************************************************************************** SAN ANTONIO?February 17, 2022?U.S. Global Investors, Inc. (NASDAQ: G |
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| February 18, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 Or 15(d) Of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 17, 2022 U.S. GLOBAL INVESTORS, INC. (Exact name of registrant as specified in its charter) Texas 0-13928 74-1598370 (State of other jurisdiction of incorporation) (Commissio |
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| February 17, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ?Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended December 31, 2021 OR ?Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File Number 0-13928 U.S. GLOBAL INVESTOR |
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| February 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0058 Expires: February 28, 2022 Estimated average burden hours per response 2.50 FORM 12b-25 SEC FILE NUMBER NOTIFICATION OF LATE FILING CUSIP NUMBER (Check one): ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-CEN ? Form N-CSR For Period Ended: December 31, 2021 ? Transition |
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| February 10, 2022 |
GROW / U.S. Global Investors, Inc. / VANGUARD GROUP INC - SCHEDULE 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 Name of issuer: US Global Investors Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 902952100 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ??Rule 1 |
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| January 28, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 Or 15(d) Of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 27, 2022 U.S. GLOBAL INVESTORS, INC. (Exact name of registrant as specified in its charter) Texas 0-13928 74-1598370 (State of other jurisdiction of incorporation) (Commission |
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| January 28, 2022 |
Exhibit 99.1 Contact: Holly Schoenfeldt Marketing & Public Relations Manager 210.308.1268 [email protected] For Immediate Release U.S. Global Investors Launches Smart-Beta 2.0 SEA ETF on the New York Stock Exchange and Amends Its Form 10-Q ****************************************************************************** SAN ANTONIO, TX ?January 27, 2022 U.S. Global Investors, Inc. (NASDAQ: GRO |
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| January 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A Amendment No. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A Amendment No. 1 ? Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended September 30, 2021 OR ? Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File Number 0-13928 |
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| January 12, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 Or 15(d) Of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 11, 2022 U.S. GLOBAL INVESTORS, INC. (Exact name of registrant as specified in its charter) Texas 0-13928 74-1598370 (State of other jurisdiction of incorporation) (Commission |
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| January 12, 2022 |
Exhibit 99.1 Contact: Holly Schoenfeldt Marketing & Public Relations Manager 210.308.1268 [email protected] For Immediate Release U.S. Global Investors Announces Sustainably Robust Quarter, with Average AUM Up 100% from the Same Period Last Year and Net Income at $0.16 Per Share, up 23% Year-Over-Year ****************************************************************************** SAN ANTONIO |
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| January 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended September 30, 2021 OR ? Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File Number 0-13928 U.S. GLOBAL INVES |
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| December 9, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 Or 15(d) Of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 8, 2021 U.S. GLOBAL INVESTORS, INC. (Exact name of registrant as specified in its charter) Texas 0-13928 74-1598370 (State of other jurisdiction of incorporation) (Commission |
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| December 9, 2021 |
Exhibit 99.1 Contact: Holly Schoenfeldt Marketing & Public Relations Manager 210.308.1268 [email protected] For Immediate Release U.S. Global Investors Announces Record Net Income of $32 Million in Fiscal Year 2021, Continuation of Dividends ****************************************************************************** SAN ANTONIO?December 8, 2021?U.S. Global Investors, Inc. (NASDAQ: GROW) |
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| December 8, 2021 |
List of Subsidiaries of the Company, included herein. Exhibit 21 ? Subsidiaries of the Company, Jurisdiction of Incorporation, and Percentage of Ownership 1. U.S. Global Investors (Bermuda) Ltd. - incorporated in Bermuda and wholly owned by the Company 2. U.S. Global Investors (Canada) Ltd. ? incorporated in Canada and wholly owned by the Company 3. U.S. Global Indices, LLC ? incorporated in Texas and wholly owned by the Company |
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| December 8, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended June 30, 2021 or ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission File Number 0-13928 U.S. GLOBAL INVESTORS, INC. (Exa |
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| November 19, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 Or 15(d) Of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 17, 2021 U.S. GLOBAL INVESTORS, INC. (Exact name of registrant as specified in its charter) Texas 0-13928 74-1598370 (State of other jurisdiction of incorporation) (Commissio |
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| November 19, 2021 |
Exhibit 99.1 Contact: Holly Schoenfeldt Marketing & Public Relations Manager 210.308.1268 [email protected] For Immediate Release U.S. Global Investors Announces Results of Non-Cash Adjustments to Its Financial Statements for Periods Ended March 31, 2021 ****************************************************************************** SAN ANTONIO?November 17, 2021? U.S. Global Investors, Inc. |
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| November 18, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A Amendment No. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A Amendment No. 1 ? Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended March 31, 2021 OR ? Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File Number 0-13928 U.S |
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| October 18, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 Or 15(d) Of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 18, 2021 U.S. GLOBAL INVESTORS, INC. (Exact name of registrant as specified in its charter) Texas 0-13928 74-1598370 (State of other jurisdiction of incorporation) (Commission |
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| October 18, 2021 |
Exhibit 99.1 Contact: Holly Schoenfeldt Marketing & Public Relations Manager 210.308.1268 [email protected] For Immediate Release U.S. Global Investors Announces Non-Cash Adjustments to Its Financial Statements for Periods Ended March 31, 2021 ****************************************************************************** SAN ANTONIO, TX?October 18, 2021?U.S. Global Investors, Inc. (Nasdaq: |
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| September 28, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0058 Expires: February 28, 2022 Estimated average burden hours per response 2.50 FORM 12b-25 SEC FILE NUMBER NOTIFICATION OF LATE FILING CUSIP NUMBER (Check one): ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-CEN ? Form N-CSR For Period Ended: June 30, 2021 ? Transition Repo |
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| May 10, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 Or 15(d) Of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2021 U.S. GLOBAL INVESTORS, INC. (Exact name of registrant as specified in its charter) Texas 0-13928 74-1598370 (State of other jurisdiction of incorporation) (Commission Fil |
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| May 10, 2021 |
Exhibit 99.1 Contact: Holly Schoenfeldt Marketing & Public Relations Manager 210.308.1268 [email protected] For Immediate Release U.S. Global Investors Announces Fourth Straight Quarter of AUM Growth to $4.6 Billion, with Revenues Expanding 23% QoQ and 595% YoY ****************************************************************************** SAN ANTONIO?May 10, 2021?U.S. Global Investors, Inc. |
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| May 7, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended March 31, 2021 OR ? Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File Number 0-13928 U.S. GLOBAL INVESTORS |
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| February 5, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 Or 15(d) Of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 4, 2021 U.S. GLOBAL INVESTORS, INC. (Exact name of registrant as specified in its charter) Texas 0-13928 74-1598370 (State of other jurisdiction of incorporation) (Commission |
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| February 5, 2021 |
Exhibit 99.1 Contact: Holly Schoenfeldt Marketing & Public Relations Manager 210.308.1268 [email protected] For Immediate Release U.S. Global Investors Announces Increase in Dividend and Reports Strong Acceleration of Growth in Assets, with Total Operating Revenues Increasing 60% QoQ, 480% YoY ****************************************************************************** U.S. Global Investo |
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| February 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended December 31, 2020 OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File Number 0-13928 U.S. GLOBAL INVEST |
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| November 6, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 Or 15(d) Of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 5, 2020 U.S. GLOBAL INVESTORS, INC. (Exact name of registrant as specified in its charter) Texas 0-13928 74-1598370 (State of other jurisdiction of incorporation) (Commission |
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| November 6, 2020 |
Exhibit 99.1 Contact: Holly Schoenfeldt Marketing & Public Relations Manager 210.308.1268 [email protected] For Immediate Release U.S. Global Investors Reports Strong Profitability, with Highest Quarterly Earnings in Over Nine Years ************************************************************************ U.S. Global Investors, Inc. (NASDAQ: GROW) (the “Company”), a boutique registered inves |
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| November 5, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended September 30, 2020 OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File Number 0-13928 U.S. GLOBAL INVES |
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| September 11, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 Or 15(d) Of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 10, 2020 U.S. GLOBAL INVESTORS, INC. (Exact name of registrant as specified in its charter) Texas 0-13928 74-1598370 (State of other jurisdiction of incorporation) (Commissi |
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| September 11, 2020 |
Exhibit 99.1 Contact: Holly Schoenfeldt Marketing & Public Relations Manager 210.308.1268 [email protected] For Immediate Release U.S. Global Investors Pleased to Report Assets Under Management Up More Than Three Times, Financial Results for the 2020 Fiscal Year ************************************************************************ SAN ANTONIO–September 10, 2020–U.S. Global Investors, Inc |
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| September 10, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended June 30, 2020 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission File Number 0-13928 U.S. GLOBAL INVESTORS, INC. Inco |
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| September 10, 2020 |
EXHIBIT 10.11 — Promissory Note PROMISSORY NOTE Loan # 38739571-09 Effective Date April 12, 2020 Loan Amount $441,756 Interest Rate A fixed rate equal to ONE PERCENT (1.00%) per annum Maturity Date April 12, 2022 Borrower US Global Investors Inc. Lender Texas Capital Bank, N.A. 1. PROMISE TO PAY. In return for the Loan, Borrower promises to pay to the order of Lender the amount of FOUR HUNDRED FOR |
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| September 10, 2020 |
List of Subsidiaries of the Company, included herein. Exhibit 21 — Subsidiaries of the Company, Jurisdiction of Incorporation, and Percentage of Ownership 1. U.S. Global Investors (Bermuda) Ltd. - incorporated in Bermuda and wholly owned by the Company 2. U.S. Global Investors (Canada) Ltd. – incorporated in Canada and wholly owned by the Company 3. U.S. Global Indices, LLC – incorporated in Texas and wholly owned by the Company |
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| May 28, 2020 |
Exhibit 99.1 U.S. GLOBAL INVESTORS, INC. 2010 STOCK INCENTIVE PLAN (As amended and restated, effective as of May 26, 2020) article One GENERAL PROVISIONS I. PURPOSE OF THE PLAN The 2010 Stock Incentive Plan is intended to promote the interests of U.S. Global Investors Inc., a Texas corporation, by providing eligible persons in the Corporation’s service with the opportunity to acquire a proprietary |
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| May 28, 2020 |
Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 Or 15(d) Of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 26, 2020 U.S. GLOBAL INVESTORS, INC. (Exact name of registrant as specified in its charter) Texas 0-13928 74-1598370 (State of other jurisdiction of incorporation) (Commission Fil |
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| May 15, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 Or 15(d) Of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 14, 2020 U.S. GLOBAL INVESTORS, INC. (Exact name of registrant as specified in its charter) Texas 0-13928 74-1598370 (State of other jurisdiction of incorporation) (Commission Fil |
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| May 15, 2020 |
Exhibit 99.1 Contact: Holly Schoenfeldt Marketing & Public Relations Manager 210.308.1268 [email protected] For Immediate Release U.S. Global Investors Reports Financial Results for the Third Quarter of 2020 Fiscal Year, with Updates on Airline ETF, Gold & Precious Metal ETF and Investment in Blockchain Crypto Mining ************************************************************************ S |
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| May 14, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended March 31, 2020 OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File Number 0-13928 U.S. GLOBAL INVESTORS |
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| March 4, 2020 |
U.S. Global Investors Announces Completion of Sale of Ownership Interest in Galileo Exhibit 99.1 Contact: Joseph Guyer Senior Financial Writer 210.308.1221 [email protected] For Immediate Release U.S. Global Investors Announces Completion of Sale of Ownership Interest in Galileo ************************************************************************ SAN ANTONIO–March 3, 2020–U.S. Global Investors, Inc. (NASDAQ: GROW) (the “Company”), a boutique registered investment advisory fi |
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| March 4, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 Or 15(d) Of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 2, 2020 U.S. GLOBAL INVESTORS, INC. (Exact name of registrant as specified in its charter) Texas 0-13928 74-1598370 (State of other jurisdiction of incorporation) (Commission Fi |
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| February 13, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 Or 15(d) Of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 11, 2020 U.S. GLOBAL INVESTORS, INC. (Exact name of registrant as specified in its charter) Texas 0-13928 74-1598370 (State of other jurisdiction of incorporation) (Commissio |
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| February 13, 2020 |
U.S. Global Investors Reports Financial Results for the Second Quarter of 2020 Fiscal Year Exhibit 99.1 Contact: Holly Schoenfeldt Marketing & Public Relations Manager 210.308.1268 [email protected] For Immediate Release U.S. Global Investors Reports Financial Results for the Second Quarter of 2020 Fiscal Year ************************************************************************ SAN ANTONIO–February 11, 2020–U.S. Global Investors, Inc. (NASDAQ: GROW) (the “Company”), a boutiqu |
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| February 11, 2020 |
GROW / U.S. Global Investors, Inc. 10-Q - Quarterly Report - FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended December 31, 2019 OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File Number 0-13928 U.S. GLOBAL INVEST |
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| February 11, 2020 |
Exhibit 14.02 — Code of Ethics, Revision Dated December 4, 2019 to Code Approved March 21, 2018 Approved December 4, 2019 U.S. Global Investors, Inc. Code of Ethics Summary and Scope WHAT THE CODE IS ABOUT Helping to ensure that U.S. Global Investors, Inc. (“USGI”) personnel place the interests of USGI clients ahead of their own personal interests. WHO THE CODE APPLIES TO AND WHAT THE IMPLICATIONS |
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| January 3, 2020 |
U.S. Global Investors Announces Pending Sale of Galileo Global Equity Advisors Inc. Exhibit 99.1 Contact: Holly Schoenfeldt Marketing & Public Relations Manager 210.308.1268 [email protected] For Immediate Release U.S. Global Investors Announces Pending Sale of Galileo Global Equity Advisors Inc. ************************************************************************ SAN ANTONIO–January 3, 2020–U.S. Global Investors, Inc. (NASDAQ: GROW) (the “Company”), a boutique registe |
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| January 3, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 Or 15(d) Of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 30, 2019 U.S. GLOBAL INVESTORS, INC. (Exact name of registrant as specified in its charter) Texas 0-13928 74-1598370 (State of other jurisdiction of incorporation) (Commissio |
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| November 8, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 Or 15(d) Of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2019 U.S. GLOBAL INVESTORS, INC. (Exact name of registrant as specified in its charter) Texas 0-13928 74-1598370 (State of other jurisdiction of incorporation) (Commission |
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| November 8, 2019 |
U.S. Global Investors Reports Financial Results for the First Quarter of 2020 Fiscal Year Exhibit 99.1 Contact: Holly Schoenfeldt Marketing & Public Relations Manager 210.308.1268 [email protected] For Immediate Release U.S. Global Investors Reports Financial Results for the First Quarter of 2020 Fiscal Year ************************************************************************ SAN ANTONIO–November 7, 2019–U.S. Global Investors, Inc. (NASDAQ: GROW) (the “Company”), a boutique |
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| November 7, 2019 |
GROW / U.S. Global Investors, Inc. 10-Q - Quarterly Report - FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended September 30, 2019 OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File Number 0-13928 U.S. GLOBAL INVES |
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| September 12, 2019 |
GROW / U.S. Global Investors, Inc. 144 - - FORM 144 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 ATTENTION: Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a market maker 1 (a) NAME OF ISSUER (Please type or print) (b) IRS I |
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| September 6, 2019 |
U.S. Global Investors Reports Financial Results for the 2019 Fiscal Year Exhibit 99.1 Contact: Holly Schoenfeldt Marketing & Public Relations Manager 210.308.1268 [email protected] For Immediate Release U.S. Global Investors Reports Financial Results for the 2019 Fiscal Year ************************************************************************ SAN ANTONIO–September 5, 2019–U.S. Global Investors, Inc. (NASDAQ: GROW) (the “Company”), a boutique registered inves |
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| September 6, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 Or 15(d) Of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 6, 2019 U.S. GLOBAL INVESTORS, INC. (Exact name of registrant as specified in its charter) Texas 0-13928 74-1598370 (State of other jurisdiction of incorporation) (Commissio |
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| September 5, 2019 |
GROW / U.S. Global Investors, Inc. 10-K - Annual Report - FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended June 30, 2019 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission File Number 0-13928 U.S. GLOBAL INVESTORS, INC. Inco |
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| September 5, 2019 |
List of Subsidiaries of the Company, included herein. Exhibit 21 — Subsidiaries of the Company, Jurisdiction of Incorporation, and Percentage of Ownership 1. |
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| September 5, 2019 |
Exhibit 4.1 — Description of Capital Stock General The following is a description of the material terms of the capital stock of U.S. Global Investors, Inc. (the “Company”). This description is not complete and is qualified by reference to the Company’s Fourth Restated and Amended Articles of Incorporation (the “Articles”) and its Amended and Restated By-Laws (the “By-Laws”). The Articles and By-La |
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| May 10, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 Or 15(d) Of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2019 U.S. GLOBAL INVESTORS, INC. (Exact name of registrant as specified in its charter) Texas 0-13928 74-1598370 (State of other jurisdiction of incorporation) (Commission File |
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| May 10, 2019 |
U.S. Global Investors Reports Improved Net Income on Bounce in Strategic Investments Exhibit 99.1 Contact: Holly Schoenfeldt Marketing & Public Relations Manager 210.308.1268 [email protected] For Immediate Release U.S. Global Investors Reports Improved Net Income on Bounce in Strategic Investments ************************************************************************ SAN ANTONIO–May 9, 2019–U.S. Global Investors, Inc. (NASDAQ: GROW) (the “Company”), a boutique registered |
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| May 9, 2019 |
GROW / U.S. Global Investors, Inc. 10-Q Quarterly Report FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended March 31, 2019 OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File Number 0-13928 U.S. GLOBAL INVESTORS |
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| February 14, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 Or 15(d) Of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 14, 2019 U.S. GLOBAL INVESTORS, INC. (Exact name of registrant as specified in its charter) Texas 0-13928 74-1598370 (State of other jurisdiction of incorporation) (Commissio |
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| February 14, 2019 |
U.S. Global Investors Reports Financial Results for the Second Quarter of 2019 Fiscal Year Exhibit 99.1 Contact: Holly Schoenfeldt Marketing & Public Relations Manager 210.308.1268 [email protected] For Immediate Release U.S. Global Investors Reports Financial Results for the Second Quarter of 2019 Fiscal Year ************************************************************************ SAN ANTONIO–February 12, 2019–U.S. Global Investors, Inc. (NASDAQ: GROW) (the “Company”), a boutiqu |
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| February 12, 2019 |
GROW / U.S. Global Investors, Inc. FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended December 31, 2018 OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File Number 0-13928 U.S. GLOBAL INVEST |
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| November 13, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 Or 15(d) Of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 13, 2018 U.S. GLOBAL INVESTORS, INC. (Exact name of registrant as specified in its charter) Texas 0-13928 74-1598370 (State of other jurisdiction of incorporation) (Commissio |
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| November 13, 2018 |
U.S. Global Investors Reports Financial Results for the First Quarter of 2019 Fiscal Year Exhibit 99.1 Contact: Holly Schoenfeldt Marketing & Public Relations Manager 210.308.1268 [email protected] For Immediate Release U.S. Global Investors Reports Financial Results for the First Quarter of 2019 Fiscal Year ************************************************************************ SAN ANTONIO–November 8, 2018–U.S. Global Investors, Inc. (NASDAQ: GROW) (the “Company”), a boutique |
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| November 8, 2018 |
GROW / U.S. Global Investors, Inc. FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended September 30, 2018 OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File Number 0-13928 U.S. GLOBAL INVES |
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| September 7, 2018 |
U.S. Global Investors Reports Financial Results for the 2018 Fiscal Year Exhibit 99.1 Contact: Holly Schoenfeldt Marketing & Public Relations Manager 210.308.1268 [email protected] For Immediate Release U.S. Global Investors Reports Financial Results for the 2018 Fiscal Year ************************************************************************ SAN ANTONIO–September 6, 2018–U.S. Global Investors, Inc. (NASDAQ: GROW) (the “Company”), a boutique registered inves |
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| September 7, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 Or 15(d) Of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 7, 2018 U.S. GLOBAL INVESTORS, INC. (Exact name of registrant as specified in its charter) Texas 0-13928 74-1598370 (State of other jurisdiction of incorporation) (Commissio |
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| September 6, 2018 |
List of Subsidiaries of the Company, included herein. Exhibit 21 — Subsidiaries of the Company, Jurisdiction of Incorporation, and Percentage of Ownership 1. |
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| September 6, 2018 |
GROW / U.S. Global Investors, Inc. FORM 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended June 30, 2018 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission File Number 0-13928 U.S. GLOBAL INVESTORS, INC. Inco |
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| June 1, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 Or 15(d) Of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 1, 2018 U.S. GLOBAL INVESTORS, INC. (Exact name of registrant as specified in its charter) Texas 0-13928 74-1598370 (State of other jurisdiction of incorporation) (Commission Fil |
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| June 1, 2018 |
U.S. Global Investors Announces Resignation of President Exhibit 99.1 Contact: Holly Schoenfeldt Marketing and Public Relations Manager 210.308.1268 [email protected] For Immediate Release U.S. Global Investors Announces Resignation of President ************************************************************************ SAN ANTONIO—June 1, 2018—U.S. Global Investors, Inc. (NASDAQ: GROW), a boutique registered investment advisory firm with longstandi |
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| May 11, 2018 |
U.S. Global Investors Reports Financial Results for the Third Quarter of 2018 Fiscal Year Exhibit 99.1 Contact: Holly Schoenfeldt Marketing & Public Relations Manager 210.308.1268 [email protected] For Immediate Release U.S. Global Investors Reports Financial Results for the Third Quarter of 2018 Fiscal Year ************************************************************************ SAN ANTONIO–May 10, 2018–U.S. Global Investors, Inc. (NASDAQ: GROW) (the “Company”), a boutique regi |
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| May 11, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 Or 15(d) Of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 11, 2018 U.S. GLOBAL INVESTORS, INC. (Exact name of registrant as specified in its charter) Texas 0-13928 74-1598370 (State of other jurisdiction of incorporation) (Commission Fil |
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| May 10, 2018 |
GROW / U.S. Global Investors, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended March 31, 2018 OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File Number 0-13928 U.S. GLOBAL INVESTORS |
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| February 15, 2018 |
U.S. Global Investors Reports Significantly Improved Net Income for Second Quarter 2018 Exhibit 99.1 Contact: Holly Schoenfeldt Marketing & Public Relations Manager 210.308.1268 [email protected] For Immediate Release U.S. Global Investors Reports Significantly Improved Net Income for Second Quarter 2018 ************************************************************************ SAN ANTONIO?February 14, 2018? U.S. Global Investors, Inc. (NASDAQ: GROW) (the ?Company?), a boutique |
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| February 15, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 Or 15(d) Of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 15, 2018 U.S. GLOBAL INVESTORS, INC. (Exact name of registrant as specified in its charter) Texas 0-13928 74-1598370 (State or other jurisdiction of incorporation) (Commissio |
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| February 14, 2018 |
GROW / U.S. Global Investors, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended December 31, 2017 OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File Number 0-13928 U.S. GLOBAL INVEST |
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| November 9, 2017 |
Exhibit 99.1 Contact: Holly Schoenfeldt Marketing & Public Relations Manager 210.308.1268 [email protected] For Immediate Release U.S. Global Investors Reports Improved Net Income for First Quarter 2018 Due to Strategic Investment in First Public Blockchain Firm to Mine New Digital Currencies ************************************************************************ SAN ANTONIO?November 9, 20 |
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| November 9, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 Or 15(d) Of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 9, 2017 U.S. GLOBAL INVESTORS, INC. (Exact name of registrant as specified in its charter) Texas 0-13928 74-1598370 (State of other jurisdiction of incorporation) (Commission |
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| November 9, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended September 30, 2017 OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File Number 0-13928 U.S. GLOBAL INVES |
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| September 13, 2017 |
U.S. Global Investors Reports 23% Year-Over-Year Growth in Operating Revenue for Fiscal Year 2017 Exhibit 99.1 Contact: Lisa Aston Investor Relations 210.308.1222 [email protected] For Immediate Release U.S. Global Investors Reports 23% Year-Over-Year Growth in Operating Revenue for Fiscal Year 2017 ************************************************************************ SAN ANTONIO?September 12, 2017? U.S. Global Investors, Inc. (NASDAQ: GROW), a boutique registered investment advisory firm |
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| September 13, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 Or 15(d) Of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 13, 2017 U.S. GLOBAL INVESTORS, INC. (Exact name of registrant as specified in its charter) Texas 0-13928 74-1598370 (State or other jurisdiction of incorporation) (Commissi |
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| September 12, 2017 |
List of Subsidiaries of the Company, included herein. Exhibit 21 ? Subsidiaries of the Company, Jurisdiction of Incorporation, and Percentage of Ownership 1. |
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| September 12, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended June 30, 2017 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission File Number 0-13928 U.S. GLOBAL INVESTORS, INC. Inco |
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| May 12, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 Or 15(d) Of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 12, 2017 U.S. GLOBAL INVESTORS, INC. (Exact name of registrant as specified in its charter) Texas 0-13928 74-1598370 (State or other jurisdiction of incorporation) (Commission Fil |
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| May 12, 2017 |
Exhibit 99.1 Contact: Lisa Aston Investor Relations 210.308.1222 [email protected] For Immediate Release U.S. Global Investors Reports 19% Year-Over-Year Growth in Assets Under Management for Third Quarter of 2017 Fiscal Year ************************************************************************ SAN ANTONIO?May 11, 2017? U.S. Global Investors, Inc. (NASDAQ: GROW ), a boutique registered investm |
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| May 11, 2017 |
U.S. Global Investors 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended March 31, 2017 OR ? Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File Number 0-13928 U.S. GLOBAL INVESTORS |
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| February 14, 2017 |
GROW / U.S. Global Investors, Inc. / Newberg Bruce - SC 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (RULE 13d - 102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (Amendment No. 2)* U.S. Global Investors, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 902952100 (CUSIP Number) December 31, 2016 (Date of Event which Re |
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| February 9, 2017 |
U.S. Global Investors 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 Or 15(d) Of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 9, 2017 U.S. GLOBAL INVESTORS, INC. (Exact name of registrant as specified in its charter) Texas 0-13928 74-1598370 (State or other jurisdiction of incorporation or organizat |
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| February 9, 2017 |
Exhibit 99.1 Contact: Lisa Aston Investor Relations 210.308.1222 [email protected] For Immediate Release U.S. Global Investors Reports Assets Up 20%, Expenses Down 41%, Year-Over-Year for Second Quarter of 2017 Fiscal Year ************************************************************************ SAN ANTONIO?February 8, 2017?U.S. Global Investors, Inc. (NASDAQ: GROW), a boutique registered investme |
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| February 8, 2017 |
GROW / U.S. Global Investors, Inc. 10-Q - Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended December 31, 2016 OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File Number 0-13928 U.S. GLOBAL INVEST |
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| November 7, 2016 |
U.S. Global Investors Reports Positive Financial Results for First Quarter of 2017 Fiscal Year Exhibit 99.1 Contact: Lisa Aston Investor Relations 210.308.1222 [email protected] For Immediate Release U.S. Global Investors Reports Positive Financial Results for First Quarter of 2017 Fiscal Year ************************************************************************ SAN ANTONIO?November 4, 2016? U.S. Global Investors, Inc. (NASDAQ: GROW ), a boutique registered investment advisory firm with |
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| November 7, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 Or 15(d) Of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2016 U.S. GLOBAL INVESTORS, INC. (Exact name of registrant as specified in its charter) Texas 0-13928 74-1598370 (State or other jurisdiction of incorporation or organizat |
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| November 4, 2016 |
GROW / U.S. Global Investors, Inc. 10-Q - Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended September 30, 2016 OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File Number 0-13928 U.S. GLOBAL INVES |
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| September 15, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 Or 15(d) Of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 15, 2016 U.S. GLOBAL INVESTORS, INC. (Exact name of registrant as specified in its charter) Texas 0-13928 74-1598370 (State of other jurisdiction of incorporation) (Commissi |
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| September 15, 2016 |
Exhibit 99.1 Contact: Lisa Aston Investor Relations 210.308.1222 [email protected] For Immediate Release U.S. Global Investors Reports Financial Results for Fiscal Year 2016 Continuing Dividends and Share Repurchase Program ************************************************************************ SAN ANTONIO?September 14, 2016?U.S. Global Investors, Inc. (NASDAQ: GROW), a boutique registered inves |
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| September 14, 2016 |
GROW / U.S. Global Investors, Inc. 10-K - Annual Report - 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended June 30, 2016 or ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission File Number 0-13928 U.S. GLOBAL INVESTORS, INC. Inco |
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| September 14, 2016 |
List of Subsidiaries of the Company, included herein. Exhibit 21 — Subsidiaries of the Company, Jurisdiction of Incorporation, and Percentage of Ownership 1. |
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| June 23, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K ? Annual Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended December 31, 2015 or ? Transition Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission File Number 0-13928 U.S. GLOBAL INVESTORS, INC. 401(k) PLAN |
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| May 13, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 Or 15(d) Of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 13, 2016 U.S. GLOBAL INVESTORS, INC. (Exact name of registrant as specified in its charter) Texas 0-13928 74-1598370 (State of other jurisdiction of incorporation) (Commission Fil |
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| May 13, 2016 |
Exhibit 99.1 Contact: Lisa Aston Investor Relations 210.308.1222 [email protected] For Immediate Release U.S. Global Investors Reports Financial Results for the Third Quarter of 2016 Fiscal Year Company Streamlining Costs and Repositioning for Growth, Continuing Dividends and Share Repurchase Program ************************************************************************ SAN ANTONIO?May 12, 2016 |
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| May 12, 2016 |
GROW / U.S. Global Investors, Inc. 10-Q - Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended March 31, 2016 OR o Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File Number 0-13928 U.S. GLOBAL INVESTORS |
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| May 12, 2016 |
Exhibit 14.01 U.S. Global Investors, Inc. Code of Ethics for Principal Executive and Senior Financial Officer Adopted: December 15, 2003 Last Amended: February 17, 2016 I. Covered Officers/Purpose of Code U.S. Global Investors, Inc. (“Adviser”) is a registered investment adviser incorporated in the state of Texas, advising U.S. Global Investors Funds and U.S. Global Jets ETF (the “Funds” or the “T |
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| May 12, 2016 |
Exhibit 10.25 U.S. GLOBAL INVESTORS, INC. EMPLOYEE STOCK PURCHASE PLAN Adopted: May 14, 2003 Amended: May 9, 2005 Amended: August 20, 2008 Amended April 28, 2009 Amended July 1, 2013 Amended September 13, 2013 Amended March 1, 2016 Exhibit 10.25 TABLE OF CONTENTS PAGE ARTICLE I INTRODUCTION Sec. 1.01 Statement of Purpose 1 Sec. 1.02 Internal Revenue Code Considerations 1 Sec. 1.03 ERISA Considerat |
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| March 23, 2016 |
usglobalinvestors11k123115.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K ? Annual Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended December 31, 2015 or ? Transition Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission File Number 0-13928 U.S. GLOB |
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| February 12, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 usglobalinvestors8k021216.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 Or 15(d) Of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 12, 2016 U.S. GLOBAL INVESTORS, INC. (Exact name of registrant as specified in its charter) Texas 0-13928 74-1598370 (State of other j |
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| February 12, 2016 |
EXHIBIT 10.22 Distribution Plan SECTION 1. BACKGROUND This Distribution Plan (the “Plan”) is adopted by the Trust with respect to each Fund, as applicable and certain Classes thereof in accordance with the provisions of Rule 12b-1 under the 1940 Act. When more than one Class is offered by a Fund, actions that require the approval of a majority of the outstanding voting securities of the Fund shall |
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| February 12, 2016 |
GROW / U.S. Global Investors, Inc. 10-Q - Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended December 31, 2015 OR o Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File Number 0-13928 U.S. GLOBAL INVEST |
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| February 12, 2016 |
EXHIBIT 10.21 AMENDED AND RESTATED ADMINISTRATIVE SERVICES AGREEMENT AGREEMENT, dated as of December 9, 2015, and effective as of, December 9, 2015, among U.S. Global Investors Funds, a Delaware statutory trust (the “Trust”), on its own behalf and on behalf of each of the Funds listed on Appendix A to this Agreement (each a “Fund” and together, the “Funds”), and U.S. Global Investors, Inc., a Texa |
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| February 12, 2016 |
ex99-1.htm Exhibit 99.1 Contact: Lisa Aston Public Relations 210.348.2609 [email protected] For Immediate Release U.S. Global Investors Reports Financial Results for the Second Quarter of 2016 Fiscal Year Company Streamlining Costs and Repositioning for Growth ************************************************************************ SAN ANTONIO?February 12, 2016?U.S. Global Investors, Inc. (NASDAQ |
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| February 12, 2016 |
EXHIBIT 10.19 DISTRIBUTION AGREEMENT THIS AGREEMENT is made and entered into as of this 10 day of December, 2015 by and between U.S. Global Investors Funds, a Delaware statutory trust (the “Client”) and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”). WHEREAS, the Client is registered under the Investment Company Act of 1940, as amended (the “1940 Act”), as an |
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| February 12, 2016 |
EXHIBIT 10.20 DISTRIBUTION SERVICES AGREEMENT THIS AGREEMENT made this l0th day of December, 2015, by and between U.S. Global Investors, Inc. (the “Adviser”), and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”). WHEREAS, pursuant to a distribution agreement by and between the Distributor and U.S. Global Investors Funds (the “Trust”) dated as of December 10, 20 |
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| February 10, 2016 |
GROW / U.S. Global Investors, Inc. / Newberg Bruce - SC 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (RULE 13d - 102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (Amendment No. 1)* U.S. Global Investors, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 902952100 (CUSIP Number) December 31, 2015 (Date of Event which Re |
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| January 25, 2016 |
U.S. Global Investors S-8 POS (REG NO. 333-171401) S-8 POS (REG NO. 333-171401) As filed with the Securities and Exchange Commission on January 25, 2016 Registration No. 333-171401 Registration No. 333-152181 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 U.S. Global Investors, Inc. (Exact Name of Registrant as Specified in i |
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| January 25, 2016 |
U.S. Global Investors S-8 POS (REG NO. 333-152181) S-8 POS (REG NO. 333-152181) As filed with the Securities and Exchange Commission on January 25, 2016 Registration No. 333-171401 Registration No. 333-152181 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 U.S. Global Investors, Inc. (Exact Name of Registrant as Specified in i |
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| January 20, 2016 |
U.S. Global Investors S-8 POS (REG NO. 333-207623) S-8 POS (REG NO. 333-207623) As filed with the Securities and Exchange Commission on January 20, 2016 Registration No. 333-207623 Registration No. 333-199333 Registration No. 333-191732 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 U.S. Global Investors, Inc. (Exact Name of |
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| January 20, 2016 |
U.S. Global Investors S-8 POS (REG NO. 333-191732) S-8 POS (REG NO. 333-191732) As filed with the Securities and Exchange Commission on January 20, 2016 Registration No. 333-207623 Registration No. 333-199333 Registration No. 333-191732 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 U.S. Global Investors, Inc. (Exact Name of |
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| January 20, 2016 |
U.S. Global Investors S-8 POS (REG NO. 333-199333) S-8 POS (REG NO. 333-199333) As filed with the Securities and Exchange Commission on January 20, 2016 Registration No. 333-207623 Registration No. 333-199333 Registration No. 333-191732 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 U.S. Global Investors, Inc. (Exact Name of |
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| December 17, 2015 |
U.S. Global Investors Continues GROW Dividends and Share Repurchase Program EX-99.1 Exhibit 99.1 Contact: Susan Filyk Investor Relations 210.308.1286 [email protected] For Immediate Release U.S. Global Investors Continues GROW Dividends and Share Repurchase Program ************************************************************************ SAN ANTONIO?December 16, 2015?U.S. Global Investors, Inc. (NASDAQ: GROW), a boutique registered investment advisory firm with longstandi |
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| December 17, 2015 |
U.S. Global Investors 8-K (Current Report/Significant Event) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 16, 2015 U.S. GLOBAL INVESTORS, INC. (Exact name of registrant as specified in its charter) Texas 0-13928 74-1598370 (State of other jurisdiction of incorporation) (Commission |
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| December 3, 2015 |
GROW / U.S. Global Investors, Inc. / Newberg Bruce - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (RULE 13d - 102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (Amendment No. )* U.S. Global Investors, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 902952100 (CUSIP Number) November 24, 2015 (Date of Eve |
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| November 12, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended September 30, 2015 OR o Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File Number 0-13928 U.S. GLOBAL INVES |
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| November 12, 2015 |
U.S. Global Investors FORM 8-K (Current Report/Significant Event) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 Or 15(d) Of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 12, 2015 U.S. GLOBAL INVESTORS, INC. (Exact name of registrant as specified in its charter) Texas 0-13928 74-1598370 (State of other jurisdiction of incorporation) ( |
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| November 12, 2015 |
EX-99.1 Exhibit 99.1 Contact: Susan Filyk Public Relations 210.308.1286 [email protected] For Immediate Release U.S. Global Investors Reports Financial Results for the First Quarter of 2016 Fiscal Year Company Managing Costs and Repositioning for Growth ************************************************************************ SAN ANTONIO?November 12, 2015?U.S. Global Investors, Inc. (NASDAQ: GROW) |
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| October 27, 2015 |
U.S. Global Investors FORM S-8 FORM S-8 As filed with the Securities and Exchange Commission on October 26, 2015 Registration No. |
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| September 17, 2015 |
United Shareholder Services, Inc. – incorporated in Texas and wholly owned by the Company Exhibit 21 ? Subsidiaries of the Company, Jurisdiction of Incorporation, and Percentage of Ownership 1. |
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| September 17, 2015 |
Exhibit 10.16 CHASE Note Modification Agreement This agreement is dated as of May 14, 2015 (the "Agreement Date"), by and between U.S. GLOBAL INVESTORS, INC. (the "Borrower") and JPMorgan Chase Bank, N.A. (together with its successors and assigns, the "Bank"). The provisions of this agreement are effective on the date that this agreement has been executed by all of the signers and delivered to the |
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| September 17, 2015 |
Exhibit 10.18 CHASE Credit Agreement This agreement dated as of June 29, 2015 is between JPMorgan Chase Bank, N.A. (together with its successors and assigns, the "Bank"), whose address is 1020 North East Loop 410, San Antonio, TX 78209-1204, and U.S. GLOBAL INVESTORS, INC. (individually, the "Borrower" and if more than one, collectively, the "Borrowers"), whose address is 7900 Callaghan Road, San |
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| September 17, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended June 30, 2015 or o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission File Number 0-13928 U.S. GLOBAL IN |
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| September 17, 2015 |
Exhibit 14.02 Code of Ethics Code of Ethics Adopted by U.S. Global Investors, Inc. U.S. Global Brokerage, Inc. Effective June 28, 1989 As Amended November 13, 1989 As Amended May 17, 1993 As Amended February 14, 1994 As Amended December 5, 1994 As Amended March 1, 1996 As Amended May 24, 1996 As Amended June 2, 1997 As Amended October 29, 1997 As Amended December 12, 1997 As Amended December 3, 19 |
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| September 17, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 Or 15(d) Of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 16, 2015 U.S. GLOBAL INVESTORS, INC. (Exact name of registrant as specified in its charter) Texas 0-13928 74-1598370 (State of other jurisdiction of incorporation) |
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| September 17, 2015 |
EX-99.1 Exhibit 99.1 Contact: Susan Filyk Investor Relations 210.308.1286 [email protected] For Immediate Release U.S. Global Investors, Inc. Reports Results for Fiscal Year 2015 Company Continues to be Challenged by a Strong Dollar, Weak Emerging Markets and Slumping Commodity Prices ************************************************************************ SAN ANTONIO?September 16, 2015?U.S. Glob |
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| June 16, 2015 |
GROW 11-K 401k 12-31-2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 18, 2015 |
U.S. Global Investors FORM 8-K (Current Report/Significant Event) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 14, 2015 U.S. GLOBAL INVESTORS, INC. (Exact name of registrant as specified in its charter) Texas 0-13928 74-1598370 (State of other jurisdiction of incorporation) (Commission |
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| May 18, 2015 |
EX-99.1 Exhibit 99.1 Contact: Susan Filyk Public Relations 210.308.1286 [email protected] For Immediate Release U.S. Global Investors Reports Financial Results for the Third Quarter of 2015 Fiscal Year Company Launches First ETF Product ************************************************************************ SAN ANTONIO?May 14, 2015?U.S. Global Investors, Inc. (NASDAQ: GROW), a boutique registere |
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| May 14, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [X] Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended March 31, 2015 OR [ ] Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File Number 0-13928 U.S. GLOBAL INVES |
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| May 14, 2015 |
Exhibit 14.2 Code of Ethics Adopted by U.S. Global Investors, Inc. U.S. Global Brokerage, Inc. Effective June 28, 1989 As Amended November 13, 1989 As Amended May 17, 1993 As Amended February 14, 1994 As Amended December 5, 1994 As Amended March 1, 1996 As Amended May 24, 1996 As Amended June 2, 1997 As Amended October 29, 1997 As Amended December 12, 1997 As Amended December 3, 1999 As Amended De |
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| March 25, 2015 |
grow-11-K-ESPP-12-31-14 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 11, 2015 |
EX-99.1 Exhibit 99.1 Contact: Susan Filyk Public Relations 210.308.1286 [email protected] For Immediate Release U.S. Global Investors Reports Financial Results for the Second Quarter of 2015 Fiscal Year Star Performer Near-Term Tax Free Fund Provided Investors Stability as Oil Prices Plunged ************************************************************************ SAN ANTONIO–February 10, 2015–U.S |
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| February 11, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 10, 2015 U.S. GLOBAL INVESTORS, INC. (Exact name of registrant as specified in its charter) Texas 0-13928 74-1598370 (State of other jurisdiction (Commission (IRS Employer |
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| February 10, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [X] Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended December 31, 2014 OR [ ] Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File Number 0-13928 U.S. GLOBAL IN |
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| December 18, 2014 |
U.S. Global Investors Continues Stock Repurchase Program EX-99.1 Exhibit 99.1 Contact: Susan Filyk Investor Relations 210.308.1286 [email protected] For Immediate Release U.S. Global Investors Continues Stock Repurchase Program ************************************************************************ SAN ANTONIO—December 18, 2014—U.S. Global Investors, Inc. (Nasdaq: GROW), a boutique registered investment advisory firm specializing in natural resources, |
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| December 18, 2014 |
Financial Statements and Exhibits, Other Events 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 18, 2014 U.S. GLOBAL INVESTORS, INC. (Exact name of registrant as specified in its charter) Texas 0-13928 74-1598370 (State of other jurisdiction of incorporation) (Commission |
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| November 6, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 5, 2014 U.S. GLOBAL INVESTORS, INC. (Exact name of registrant as specified in its charter) Texas 0-13928 74-1598370 (State of other jurisdiction of incorporation) (Commission F |
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| November 6, 2014 |
EX-99.1 Exhibit 99.1 Contact: Susan Filyk Public Relations 210.308.1286 [email protected] For Immediate Release U.S. Global Investors Reports Financial Results for the First Quarter of 2015 Fiscal Year Celebrates Stars for Fund Performance and Communications ************************************************************************ SAN ANTONIO–November 5, 2014–U.S. Global Investors, Inc. (NASDAQ: G |
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| November 5, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [X] Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended September 30, 2014 OR [ ] Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File Number 0-13928 U.S. GLOBAL I |
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| October 15, 2014 |
GROW / U.S. Global Investors, Inc. S-8 - - FORM S-8 FORM S-8 As filed with the Securities and Exchange Commission on October 15, 2014 Registration No. |
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| August 28, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 Or 15(d) Of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 28, 2014 U.S. GLOBAL INVESTORS, INC. (Exact name of registrant as specified in its charter) Texas 0-13928 74-1598370 (State of other jurisdiction of incorporation) (Co |
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| August 28, 2014 |
EX-99.1 Exhibit 99.1 Contact: Susan Filyk Investor Relations 210.308.1286 [email protected] For Immediate Release U.S. Global Investors, Inc. Reports Results for Fiscal Year 2014 Increases Investment in Galileo Global Equity Advisors, Streamlines Products and Operations ************************************************************************ SAN ANTONIO–August 27, 2014–U.S. Global Investors, Inc. |
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| August 27, 2014 |
AMENDED AND RESTATED ADMINISTRATIVE SERVICES AGREEMENT AMENDED August 14, 2014 EX-10.17 3 a2014063010kex1017adminsvc.htm EXHIBIT Exhibit 10.17 AMENDED AND RESTATED ADMINISTRATIVE SERVICES AGREEMENT AMENDED August 14, 2014 AGREEMENT, dated as of August 14, 2014, and effective as of November 1, 2014, among U.S. Global Investors Funds, a Delaware statutory trust (the “Trust”), on its own behalf and on behalf of each of the Funds listed on Appendix A to this Agreement (each a “F |
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| August 27, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended June 30, 2014 or o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission File Number 0-13928 U.S. GLOBAL IN |
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| August 27, 2014 |
EX-10.16 2 a2014063010kex1016.htm EXHIBIT Exhibit 10.16 Note Modification Agreement This agreement is dated as of April 25, 2014 (the “Agreement Date”), by and between U.S. GLOBAL INVESTORS, INC. (the “Borrower”) and JP Morgan Chase Bank, N.A. (together with its successors and assigns, the “Bank”). The provisions of this agreement are effective on the date that this agreement has been executed by |
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| August 27, 2014 |
United Shareholder Services, Inc. – incorporated in Texas and wholly owned by the Company Exhibit 21 ? Subsidiaries of the Company, Jurisdiction of Incorporation, and Percentage of Ownership 1. |
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| July 1, 2014 |
EX-99.1 Exhibit 99.1 Contact: Susan Filyk Investor Relations 210.308.1286 [email protected] For Immediate Release U.S. Global Investors Purchases Additional Interest in Toronto-Based Galileo Global Equity Advisors Inc. ************************************************************************ SAN ANTONIO—June 30, 2014—U.S. Global Investors, Inc. (Nasdaq: GROW), a boutique registered investment advi |
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| July 1, 2014 |
Regulation FD Disclosure, Financial Statements and Exhibits Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 1, 2014 U.S. GLOBAL INVESTORS, INC. (Exact name of registrant as specified in its charter) Texas 0-13928 74-1598370 (State of other jurisdiction of incorporation) (Commission |
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| June 2, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K ý Annual Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended December 31, 2013 or ¨ Transition Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission File Number 0-13928 U.S. GLOBAL INVESTORS, INC. 401(k) PLAN |
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| May 13, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 12, 2014 U.S. GLOBAL INVESTORS, INC. (Exact name of registrant as specified in its charter) Texas 0-13928 74-1598370 (State of other jurisdiction of incorporation) (Commission File |
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| May 13, 2014 |
EX-99.1 Exhibit 99.1 Contact: Susan Filyk Public Relations 210.308.1286 [email protected] For Immediate Release U.S. Global Investors Reports Results for the Third Quarter of 2014 Fiscal Year Company Successfully Transitions and Streamlines Operations ************************************************************************ SAN ANTONIO–May 12, 2014–U.S. Global Investors, Inc. (NASDAQ: GROW), a bou |
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| May 12, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [X] Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended March 31, 2014 OR [ ] Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File Number 0-13928 U.S. GLOBAL INVES |
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| May 9, 2014 |
May 9, 2014 Ms. Stephanie J. Ciboroski Senior Assistant Chief Accountant United States Securities and Exchange Commission Division of Corporate Finance 100 F Street, N.E. Washington, DC 20549 Re: U.S. Global Investors, Inc. Form 10-K for the Fiscal Year Ended June 30, 2013 Filed August 28, 2013 File No. 000-13928 Dear Ms. Ciboroski: We are writing in response to the comments of the staff of the Di |
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| April 1, 2014 |
April 1, 2014 Ms. Stephanie J. Ciboroski Senior Assistant Chief Accountant United States Securities and Exchange Commission Division of Corporate Finance 100 F Street, N.E. Washington, DC 20549 Re: U.S. Global Investors, Inc. Form 10-K for the Fiscal Year Ended June 30, 2013 Filed August 28, 2013 File No. 000-13928 Dear Ms. Ciboroski: We are writing in response to the comments of the staff of the |
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| March 25, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K ý Annual Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended December 31, 2013 or ¨ Transition Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934for the transition period from to Commission File Number 0-13928 U.S. GLOBAL INVESTORS, INC. EMPLOYEE STOC |
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| February 18, 2014 |
KLDX / Klondex Mines Ltd. / U S GLOBAL INVESTORS INC - SC 13G Passive Investment SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 KLONDEX MINES LTD. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 498696103 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is file |
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| February 11, 2014 |
EX-99.1 Exhibit 99.1 Contact: Susan Filyk Public Relations 210.308.1286 [email protected] June Falks Public Relations 210.308.1202 [email protected] For Immediate Release U.S. Global Investors Reports Results for the Second Quarter of 2014 Fiscal Year Company Streamlines Operations and Product Lineup ************************************************************************ SAN ANTONIO–February 7, |
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| February 11, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 7, 2014 U.S. GLOBAL INVESTORS, INC. (Exact name of registrant as specified in its charter) Texas 0-13928 74-1598370 (State of other jurisdiction of incorporation) (Commiss |
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| February 7, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [X] Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended December 31, 2013 OR [ ] Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from Commission File Number 0-13928 U.S. GLOBAL INVESTO |
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| November 12, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2013 U.S. GLOBAL INVESTORS, INC. (Exact name of registrant as specified in its charter) Texas 0-13928 74-1598370 (State of other jurisdiction of incorporation) (Commission F |
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| November 12, 2013 |
EX-99.1 Exhibit 99.1 Contact: Susan Filyk Public Relations 210.308.1286 [email protected] June Falks Public Relations 210.308.1202 [email protected] For Immediate Release U.S. Global Investors Reports Results for First Quarter of Fiscal Year 2014 Continues Streamlining, Preparing ETF Launch, Share Repurchase Program, and Monthly Dividends ********************************************************* |
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| November 7, 2013 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [X] Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended September 30, 2013 OR [ ] Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission File Number 0-139 |
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| October 15, 2013 |
Form S-8 As filed with the Securities and Exchange Commission on October 15, 2013 Registration No. |
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| September 19, 2013 |
Exhibit 99.2 U.S. GLOBAL INVESTORS, INC. INFORMATION STATEMENT 7900 CALLAGHAN ROAD SAN ANTONIO, TEXAS 78229 ANNUAL MEETING OF SHAREHOLDERS October 2, 2013 This Information Statement is being furnished on or about September 13, 2013 by U.S. Global Investors, Inc., a Texas Corporation (“U.S. Global Investors” or the “Company”) to holders of the Company’s outstanding class A and class C common stock |
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| September 19, 2013 |
EX-99.1 2 d598907dex991.htm EX-99.1 Exhibit 99.1 U.S. GLOBAL INVESTORS, INC. EMPLOYEE STOCK PURCHASE PLAN Adopted: May 14, 2003 Amended: May 9, 2005 Amended: August 20, 2008 Amended April 28, 2009 Amended July 1, 2013 Amended September 13, 2013 TABLE OF CONTENTS PAGE ARTICLE I INTRODUCTION Sec. 1.01 Statement of Purpose 1 Sec. 1.02 Internal Revenue Code Considerations 1 Sec. 1.03 ERISA Considerati |
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| September 19, 2013 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 19, 2013 U.S. Global Investors, Inc. (Exact Name of Registrant as Specified in Charter) Texas 0-13928 74-1598370 (State of Other Jurisdiction (Commission (IRS Employ |
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| August 29, 2013 |
EX-99.1 Exhibit 99.1 Contact: Susan Filyk Public Relations 210.308.1286 [email protected] June Falks Public Relations 210.308.1202 [email protected] For Immediate Release U.S. Global Investors, Inc. Reports Results for Fiscal Year 2013 Company Plans to Streamline Costs and Reposition Products and Services Company Continues Dividends and Share Repurchase Program ********************************** |
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| August 29, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 Or 15(d) Of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 28, 2013 U.S. GLOBAL INVESTORS, INC. (Exact name of registrant as specified in its charter) Texas 0-13928 74-1598370 (State of other juris- diction of incorporation) (Commi |
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| August 28, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended June 30, 2013 or ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission File Number 0-13928 U.S. GLOBAL IN |
