Mga Batayang Estadistika
CIK | 1639877 |
SEC Filings
SEC Filings (Chronological Order)
August 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of August 2025 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) 13 Chesterfield Street, London W1J 5JN, United Kingdom (Address of Principal Executive Office) Indicate by chec |
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July 2, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of July 2025 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) 13 Chesterfield Street, London W1J 5JN, United Kingdom (Address of Principal Executive Office) Indicate by check |
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June 26, 2025 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month June, 2025 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) 13 Chesterfield Street, London W1J 5JN, United Kingdom +44 (0)750 130 8322 (Address of Principal Executive Office) Indicate by ch |
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May 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of May 2025 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) 13 Chesterfield Street London W1J 5JN, United Kingdom (Address of Principal Executive Office) Indicate by check ma |
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May 22, 2025 |
Ferroglobe PLC Annual Report and Accounts 2024 TABLE OF CONTENTS Exhibit 99.2 Ferroglobe PLC Annual Report and Accounts 2024 TABLE OF CONTENTS Company Registration No. 09425113 Ferroglobe PLC Annual Report and Accounts Year ended 31 December 2024 1 TABLE OF CONTENTS Ferroglobe PLC Annual Report and Accounts 2024 Contents GLOSSARY AND DEFINITIONS 3 OFFICERS AND PROFESSIONALS ADVISERS 6 INTRODUCTION 7 CHAIRMAN’S LETTER TO SHAREHOLDERS 8 STRATEG |
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May 22, 2025 |
Exhibit 99.1 FERROGLOBE PLC (a public limited company having its registered office at The Scalpel, 18th Floor, 52 Lime Street, London, EC3M 7AF, United Kingdom and incorporated in England and Wales with company number 9425113) 22 May 2025 2025 Annual General Meeting of Shareholders of Ferroglobe Plc (“Ferroglobe” or the “Company”) Dear Shareholder I am pleased to invite you to attend Ferroglobe’s |
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May 22, 2025 |
Exhibit 99.4 Ferroglobe PLCUsing a black ink pen, mark your votes with an X as shown in this example. Please do not write outside the designated areas. Your vote matters – here’s how to vote!You may vote online or by phone instead of mailing this card.Votes submitted electronically must be received by 00:01, British Summer Time, on June 25, 2025.OnlineGo to www.envisionreports.com/GSM or scan the |
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May 22, 2025 |
Ferroglobe PLC Extracts from the 2024 Form 20-F To accompany the PLC Annual Report and Accounts 2024 TABLE OF CONTENTS Exhibit 99.3 Ferroglobe PLC Extracts from the 2024 Form 20-F To accompany the PLC Annual Report and Accounts 2024 TABLE OF CONTENTS Page ITEM 3. KEY INFORMATION 1 D. Risk Factors 1 ITEM 4. INFORMATION ON THE COMPANY 35 A. History and Development of the Company . 35 B. Business Overview 38 C. Organizational Structure 63 D. Property, Plant and Equipment 63 ITEM 5. OPERATING AND FI |
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May 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of May 2025 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) 13 Chesterfield Street, London W1J 5JN, United Kingdom (Address of Principal Executive Office) Indicate by check m |
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April 25, 2025 |
Exhibit 13.1 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the annual report of Ferroglobe PLC (the “Company”) on Form 20-F for the period ended December 31, 2024, as filed with the U.S. Securities and Exchange Commission on the date hereof (the “Report”), each of the undersigned hereby certifies, pursuant |
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April 25, 2025 |
Exhibit 12.2 CERTIFICATION I, Beatriz García-Cos, certify that: 1.I have reviewed this annual report on Form 20-F of Ferroglobe PLC; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to t |
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April 25, 2025 |
Consent of Independent Registered Public Accounting Firm Exhibit 15.1 Consent of Independent Registered Public Accounting Firm We consent to the incorporation by reference in the registration statements (No. 333-208911) on Form S-8 and (No. 333-258254) on Form F-3 of our reports dated April 25, 2025, with respect to the consolidated financial statements of Ferroglobe PLC and the effectiveness of internal control over financial reporting. /s/ KPMG Audito |
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April 25, 2025 |
Mine Safety and Health Administration Safety Data Exhibit 16.1 Mine Safety and Health Administration Safety Data On July 21, 2010, the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Act”) was enacted. Section 1503 of the Act contains new reporting requirements regarding coal or other mine safety. We are committed to providing a safe workplace for all of our employees. We continue to engage proactively with federal and state agenc |
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April 25, 2025 |
Exhibit 12.1 CERTIFICATION I, Marco Levi, certify that: 1.I have reviewed this annual report on Form 20-F of Ferroglobe PLC; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the perio |
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April 25, 2025 |
FERROGLOBE PLC INSIDER TRADING POLICY Exhibit 11.1 Adopted by the Board of Directors on 17 January 2018 FERROGLOBE PLC INSIDER TRADING POLICY I. Introduction This Insider Trading Policy explains your responsibilities as a director, officer or employee of Ferroglobe PLC or any of its subsidiaries in relation to trading in Ferroglobe’s shares or other debt or equity securities. This Policy may also apply to consultants and contractors, |
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April 25, 2025 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 15.2 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference into (a) Registration Statement No. 333-208911 on Form S-8, and (b) Registration Statement No. 333-258254 on Form F-3, of our report dated May 1, 2023 relating to the consolidated financial statements of Ferroglobe PLC, appearing in this Annual Report on Form 20-F of Ferroglobe PLC fo |
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April 25, 2025 |
Exhibit 2.1 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of March 26, 2025, the ordinary shares of Ferroglobe PLC (“Ordinary Shares”) constitute the only class of securities it has registered under Section 12 of the Securities Exchange Act of 1934, as amended. Description of Ordinary Shares The following description is a sum |
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April 25, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F (Mark One) ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF |
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April 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of April 2025 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) 13 Chesterfield Street, London W1J 5JN, United Kingdom (Address of Principal Executive Office) Indicate by check |
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February 19, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of February 2025 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) 13 Chesterfield Street, London W1J 5JN, United Kingdom (Address of Principal Executive Office) Indicate by ch |
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December 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Ferroglobe PLC (Exact name of the registrant as specified in its charter) England and Wales 001-37668 (State or other jurisdiction of incorporation or organization) (Commission File Number) 13 Chesterfield Street London W1J 5JN United Kingdom (Address of principal executive office) (Zip co |
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December 20, 2024 |
Exhibit 99.1 Government-Level Disclosure1 Reporting Entity Name: Ferroglobe PLC For the Period: 1 January 2023 to 31 December 2023 Reporting Currency: U.S. Dollar Other Subsidiaries Included: Quebec Silicon Limited Partnership, Ferroglobe RAMSA Mining, S.A, Ferroglobe Cuarzos Industriales Mining, S.A.U., Thaba Chueu Mining (Pty.), Ltd., Silicon Smelters (Pty.), Ltd., Ferroglobe U.S.A Metallurgical |
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November 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of November 2024 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) 13 Chesterfield Street, London W1J 5JN, United Kingdom (Address of Principal Executive Office) Indicate by ch |
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October 28, 2024 |
GSM / Ferroglobe PLC / Grupo Villar Mir, S.A.U. - AMENDMENT NO. 6 Passive Investment SC 13G/A 1 sc13g-a.htm AMENDMENT NO. 6 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6)* Ferroglobe PLC (Name of Issuer) Ordinary Shares (Title of Class of Securities) G33856 108 (CUSIP Number) September 30, 2024 (Date of Event which Requires Filing of this Statement) Check the appropriate box to design |
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August 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of August 2024 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) 13 Chesterfield Street, London W1J 5JN, United Kingdom (Address of Principal Executive Office) Indicate by chec |
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June 20, 2024 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month June, 2024 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) 13 Chesterfield Street, London W1J 5JN, United Kingdom +44 (0)750 130 8322 (Address of Principal Executive Office) Indicate by ch |
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May 21, 2024 |
Ferroglobe PLC Extracts from the 2023 Form 20-F To accompany the PLC Annual Report and Accounts 2023 Exhibit 99.3 Ferroglobe PLC Extracts from the 2023 Form 20-F To accompany the PLC Annual Report and Accounts 2023 Page ITEM 3. KEY INFORMATION 1 D. Risk Factors 1 ITEM 4. INFORMATION ON THE COMPANY 28 A. History and Deveelpment of the Company 28 B. Business Overview 30 C. Organisational Structure 53 D. Property, Plant and Equipment 53 ITEM 5. OPERATING AND FINANCIAL REVIEW AND PROSPECT |
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May 21, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of May 2024 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) 13 Chesterfield Street, London W1J 5JN, United Kingdom (Address of Principal Executive Office) Indicate by check m |
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May 21, 2024 |
1UPX For Against Abstain For Against Abstain For Against Abstain Ferroglobe PLC Using a black ink pen, mark your votes with an X as shown in this example. |
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May 21, 2024 |
Exhibit 99.1 FERROGLOBE PLC (a public limited company having its registered office at 5 Fleet Place, London, EC4M 7RD, United Kingdom and incorporated in England and Wales with company number 9425113) 20 May 2024 2024 Annual General Meeting of Shareholders of Ferroglobe Plc (“Ferroglobe” or the “Company”) Dear Shareholder I am pleased to invite you to attend Ferroglobe’s annual general meeting of |
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May 21, 2024 |
Exhibit 99.2 Ferroglobe PLC Annual Report and Accounts 2023 Company Registration No. 09425113 Ferroglobe PLC Annual Report and Accounts Year ended 31 December 2023 Ferroglobe PLC Annual Report and Accounts 2023 Contents Page No. Glossary and definitions 2 Officers and professional advisers 5 Introduction 6 Chairman’s letter to shareholders 7 Strategic report (including section 172 statement) 9 Dir |
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May 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of May 2024 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) 13 Chesterfield Street, London W1J 5JN, United Kingdom (Address of Principal Executive Office) Indicate by check m |
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May 13, 2024 |
FERROGLOBE PLC Clawback Policy Exhibit 97.1 FERROGLOBE PLC Clawback Policy The Board of Directors (the “Board”) of Ferroglobe plc (the “Company”) believes that it is in the best interests of the Company and its shareholders to adopt this Clawback Policy (the “Policy”), which provides for the recovery of certain incentive compensation in the event of an Accounting Restatement (as defined below). This Policy is designed to comply |
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May 13, 2024 |
Mine Safety and Health Administration Safety Data Exhibit 16.1 Mine Safety and Health Administration Safety Data On July 21, 2010, the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Act”) was enacted. Section 1503 of the Act contains new reporting requirements regarding coal or other mine safety. We are committed to providing a safe workplace for all of our employees. We continue to engage proactively with federal and state agenc |
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May 13, 2024 |
Exhibit 2.1 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of April 26, 2023, the ordinary shares of Ferroglobe PLC (“Ordinary Shares”) constitute the only class of securities it has registered under Section 12 of the Securities Exchange Act of 1934, as amended. Description of Ordinary Shares The following description is a sum |
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May 13, 2024 |
Consent of Independent Registered Public Accounting Firm Exhibit 15.1 Consent of Independent Registered Public Accounting Firm We consent to the incorporation by reference in the registration statements (No. 333-208911) on Form S-8 and (Nos. 333-259445, 333-258254, and 333-255973) on Form F-3 of our reports dated May 13, 2024, with respect to the consolidated financial statements of Ferroglobe PLC and the effectiveness of internal control over financial |
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May 13, 2024 |
Exhibit 13.1 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the annual report of Ferroglobe PLC (the “Company”) on Form 20-F for the period ended December 31, 2023, as filed with the U.S. Securities and Exchange Commission on the date hereof (the “Report”), each of the undersigned hereby certifies, pursuant |
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May 13, 2024 |
Exhibit 15.3 May 13, 2024 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-7561 Dear Sirs/Madams: We have read Item 16F of Ferroglobe PLC´s included within Form 20-F dated May 13, 2024, and agree with the statements made in relation to Deloitte S.L. Yours truly, /s/ Deloitte, S.L. Madrid, Spain |
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May 13, 2024 |
Exhibit 12.1 CERTIFICATION I, Marco Levi, certify that: 1.I have reviewed this annual report on Form 20-F of Ferroglobe PLC; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the perio |
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May 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F (Mark One) ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF |
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May 13, 2024 |
Exhibit 12.2 CERTIFICATION I, Beatriz García-Cos, certify that: 1.I have reviewed this annual report on Form 20-F of Ferroglobe PLC; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to t |
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May 13, 2024 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 15.2 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference into (a) Registration Statement No. 333-208911 on Form S-8, (b) Registration Statement No. 333-259445 on Form F-3, (c) Registration Statement No. 333-258254 on Form F-3 and (d) Registration Statement No. 333-255973 on Form F-3, of our report dated May 1, 2023 relating to the consolida |
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May 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of May, 2024 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) 13 Chesterfield Street, London W1J 5JN, United Kingdom (Address of Principal Executive Office) Indicate by check |
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April 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING Commission File Number: 001-37668 CUSIP Number: G33856108 (Check one): ☐ Form 10-K ☒Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: December 31, 2023 ☐Transition Report on Form 10-K ☐Transition Report on Form 20-F ☐Transition Report on Form 11-K |
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March 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of March, 2024 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) 13 Chesterfield Street, London W1J 5JN, United Kingdom (Address of Principal Executive Office) Indicate by chec |
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March 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of March, 2024 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) 13 Chesterfield Street, London W1J 5JN, United Kingdom (Address of Principal Executive Office) Indicate by chec |
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March 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of March, 2024 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) 13 Chesterfield Street, London W1J 5JN, United Kingdom (Address of Principal Executive Office) Indicate by chec |
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February 21, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of February 2024 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) 13 Chesterfield Street, London W1J 5JN, United Kingdom (Address of Principal Executive Office) Indicate by ch |
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February 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of February, 2024 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) 13 Chesterfield Street, London W1J 5JN, United Kingdom (Address of Principal Executive Office) Indicate by c |
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February 13, 2024 |
GSM / Ferroglobe PLC / Wolf Hill Capital Management, LP - SC 13G/A Passive Investment SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* FERROGLOBE PLC (Name of Issuer) Ordinary Shares (nominal value of $0.01) (Title of Class of Securities) G33856108 (CUSIP Number) December 31, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the |
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February 9, 2024 |
GSM / Ferroglobe PLC / Grupo Villar Mir, S.A.U. - AMENDMENT NO. 5 Passive Investment SC 13G/A 1 sc13g-a.htm AMENDMENT NO. 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* Ferroglobe PLC (Name of Issuer) Ordinary Shares (Title of Class of Securities) G33856 108 (CUSIP Number) December 31, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designa |
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February 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of February, 2024 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) 13 Chesterfield Street, London W1J 5JN, United Kingdom (Address of Principal Executive Office) Indicate by c |
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November 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of November 2023 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) 13 Chesterfield Street, London W1J 5JN, United Kingdom (Address of Principal Executive Office) Indicate by ch |
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November 2, 2023 |
1 November 2, 2023 VIA EDGAR Division of Corporation Finance United States Securities and Exchange Commission 100 F Street, N. |
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October 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of October 2023 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) 13 Chesterfield Street, London W1J 5JN, United Kingdom (Address of Principal Executive Office) Indicate by che |
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September 21, 2023 |
September 21, 2023 VIA EDGAR Division of Corporation Finance United States Securities and Exchange Commission 100 F Street, N. |
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August 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of August 2023 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) 13 Chesterfield Street, London W1J 5JN, United Kingdom (Address of Principal Executive Office) Indicate by chec |
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July 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of July 2023 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) 13 Chesterfield Street, London W1J 5JN, United Kingdom (Address of Principal Executive Office) Indicate by check |
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June 28, 2023 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month June, 2023 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) 13 Chesterfield Street, London W1J 5JN, United Kingdom +44 (0)750 130 8322 (Address of Principal Executive Office) Indicate by ch |
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June 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of June 2023 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) 13 Chesterfield Street, London W1J 5JN, United Kingdom (Address of Principal Executive Office) Indicate by check |
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June 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of June 2023 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) 13 Chesterfield Street, London W1J 5JN, United Kingdom (Address of Principal Executive Office) Indicate by check |
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June 2, 2023 |
Exhibit 99.1 FERROGLOBE PLC (a public limited company having its registered office at 5 Fleet Place, London, EC4M 7RD, United Kingdom and incorporated in England and Wales with company number 9425113) 30 May 2023 Dear Shareholder 2023 Annual General Meeting of Shareholders of Ferroglobe Plc (“Ferroglobe” or the “Company”) I am pleased to invite you to attend Ferroglobe’s annual general meeting of |
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June 2, 2023 |
Exhibit 99.4 1UPX For Against Abstain For Against Abstain For Against Abstain Ferroglobe PLC Using a black ink pen, mark your votes with an X as shown in this example. Please do not write outside the designated areas. 03TV0C + + A Proposals — The Board recommends a vote FOR proposals 1 - 15 Please sign exactly as name(s) appears hereon. Joint owners should each sign. When signing as attorney, exec |
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June 2, 2023 |
Ferroglobe PLC Extracts from the 2022 Form 20-F To accompany the PLC Annual Report and Accounts 2022 Exhibit 99.3 Ferroglobe PLC Extracts from the 2022 Form 20-F To accompany the PLC Annual Report and Accounts 2022 Page ITEM 3. KEY INFORMATION 1 D. Risk Factors 1 ITEM 4. INFORMATION ON THE COMPANY 28 A. History and Deveelpment of the Company 28 B. Business Overview 30 C. Organisational Structure 54 D. Property, Plant and Equipment 54 ITEM 5. OPERATING AND FINANCIAL REVIEW AND PROSPECTS 54 A. Oper |
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June 2, 2023 |
Exhibit 99.2 Ferroglobe PLC Annual Report and Accounts 2022 Company Registration No. 09425113 Ferroglobe PLC Annual Report and Accounts Year ended 31 December 2022 Ferroglobe PLC Annual Report and Accounts 2022 Contents Page No. Glossary and definitions 3 Officers and professional advisers 5 Introduction 6 Chairman’s letter to shareholders 7 Strategic report (including section 172 statement) 9 Dir |
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June 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of June 2023 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) 13 Chesterfield Street, London W1J 5JN, United Kingdom (Address of Principal Executive Office) Indicate by check |
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May 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of May 2023 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) 13 Chesterfield Street, London W1J 5JN, United Kingdom (Address of Principal Executive Office) Indicate by check m |
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May 24, 2023 |
JOINT FILING AGREEMENT May 24, 2023 EX-99.1 Exhibit 99.1 JOINT FILING AGREEMENT May 24, 2023 Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the “Act”), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Act or any rule or regulation thereunder (includin |
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May 24, 2023 |
GSM / Ferroglobe Plc / Wolf Hill Capital Management, LP - SC 13G Passive Investment SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* FERROGLOBE PLC (Name of Issuer) Ordinary Shares (nominal value of $0.01) (Title of Class of Securities) G33856108 (CUSIP Number) March 24, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule |
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May 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of May 2023 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) 13 Chesterfield Street, London W1J 5JN, United Kingdom (Address of Principal Executive Office) Indicate by check m |
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May 1, 2023 |
Mine Safety and Health Administration Safety Data Exhibit 16.1 Mine Safety and Health Administration Safety Data On July 21, 2010, the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Act”) was enacted. Section 1503 of the Act contains new reporting requirements regarding coal or other mine safety. We are committed to providing a safe workplace for all of our employees. We continue to engage proactively with federal and state agenc |
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May 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F (Mark One) ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF |
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May 1, 2023 |
Exhibit 4.4 FERROGLOBE FINANCE COMPANY, PLC and Globe Specialty Metals, Inc. as Issuers Ferroglobe PLC as Parent Guarantor and the Guarantors party hereto 9.375% Senior Secured Notes due 2025 INDENTURE Dated as of July 29, 2021 GLAS Trustees Limited, as Trustee Global Loan Agency Services Limited, as Paying Agent GLAS Americas LLC as Registrar and Transfer Agent GLAS Trust Corporation Limited, as |
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May 1, 2023 |
Consent of Deloitte, S.L., Independent Registered Public Accounting Firm for Ferroglobe PLC Exhibit 15.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference into (a) Registration Statement No. 333-208911 on Form S-8, (b) Registration Statement No. 333-259445 on Form F-3, (c) Registration Statement No. 333-258254 on Form F-3 and (d) Registration Statement No. 333-255973 on Form F-3, of our reports dated May 1, 2023 relating to the consolid |
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May 1, 2023 |
Exhibit 13.1 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the annual report of Ferroglobe PLC (the “Company”) on Form 20-F for the period ended December 31, 2022, as filed with the U.S. Securities and Exchange Commission on the date hereof (the “Report”), each of the undersigned hereby certifies, pursuant |
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May 1, 2023 |
Exhibit 12.2 CERTIFICATION I, Beatriz García-Cos, certify that: 1. I have reviewed this annual report on Form 20-F of Ferroglobe PLC; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to |
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May 1, 2023 |
Amendment No. 3, to the amended and restated shareholder agreement Exhibit 3.2 Execution version AMENDMENT NO.3 TO THE AMENDED AND RESTATED SHAREHOLDER AGREEMENT This AMENDMENT NO.3 TO THE AMENDED AND RESTATED SHAREHOLDER AGREEMENT is entered into as of this 29th day of July 2021 (this “Amendment”), between Grupo Villar Mir, S.A.U., a public limited company (sociedad anónima) incorporated under the laws of Spain (“Grupo VM”), and Ferroglobe PLC, a public limited |
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May 1, 2023 |
Exhibit 12.1 CERTIFICATION I, Marco Levi, certify that: 1. I have reviewed this annual report on Form 20-F of Ferroglobe PLC; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the per |
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February 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of February 2023 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) 13 Chesterfield Street, London W1J 5JN, United Kingdom (Address of Principal Executive Office) Indicate by ch |
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February 10, 2023 |
GSM / Ferroglobe PLC / Grupo Villar Mir, S.A.U. - AMENDMENT NO. 4 Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* Ferroglobe PLC (Name of Issuer) Ordinary Shares (Title of Class of Securities) G33856 108 (CUSIP Number) December 31, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sche |
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February 10, 2023 |
GSM / Ferroglobe PLC / Rubric Capital Management LP - SC 13G/A Passive Investment SC 13G/A 1 tm235947d10sc13ga.htm SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Ferroglobe PLC (Name of Issuer) Ordinary Shares, $0.01 nominal value per share (Title of Class of Securities) G33856108 (CUSIP Number) December 31, 2022 (Date of event which requires filing of this statement) Check the appro |
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November 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of November 2022 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) ? 5 Fleet Place London, EC4M7RD (Address of Principal Executive Office) Indicate by check mark whether the re |
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October 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of October, 2022 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) ? 5 Fleet Place London, EC4M7RD (Address of Principal Executive Office) Indicate by check mark whether the re |
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September 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of September, 2022 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) ? 5 Fleet Place London, EC4M7RD (Address of Principal Executive Office) Indicate by check mark whether the |
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August 16, 2022 |
6-K 1 tmb-20220630x6k.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Quarter ending June 30, 2022 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) 5 Fleet Place London, EC4M7RD (Address of Principal Executive Office) Ind |
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July 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of July, 2022 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) ? 5 Fleet Place London, EC4M7RD (Address of Principal Executive Office) Indicate by check mark whether the regis |
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July 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of July, 2022 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) ? 5 Fleet Place London, EC4M7RD (Address of Principal Executive Office) Indicate by check mark whether the regis |
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July 5, 2022 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of July, 2022 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) ? 5 Fleet Place London, EC4M7RD (Address of Principal Executive Office) Indicate by check mark whether the registrant files or |
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June 30, 2022 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of June, 2022 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) ? 5 Fleet Place London, EC4M7RD (Address of Principal Executive Office) Indicate by check mark whether the registrant files or |
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June 3, 2022 |
Exhibit 99.4 1UPX For Against Abstain For Against Abstain For Against Abstain Ferroglobe PLC Using a b black ink pen, mark your votes with an X X as shown in this example. Please do not write outside the designated areas. 03NLAD + + Proposals ? The Board recommends a vote FOR proposals 1 - 17 A Please sign exactly as name(s) appears hereon. Joint owners should each sign. When signing as attorney, |
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June 3, 2022 |
Ferroglobe PLC Extracts from the 2021 Form 20-F To accompany the PLC Annual Report and Accounts 2021 Exhibit 99.3 Ferroglobe PLC Extracts from the 2021 Form 20-F To accompany the PLC Annual Report and Accounts 2021 Page ITEM 3. KEY INFORMATION 2 D.????Risk Factors 2 ITEM 4. INFORMATION ON THE COMPANY 29 A.???History and Deveelpment of the Company 29 B.????Business Overview 31 C.????Organisational Structure 56 D.????Property, Plant and Equipment 56 ITEM 5. OPERATING AND FINANCIAL REVIEW AND PROSPE |
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June 3, 2022 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of June 2022 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) 5 Fleet Place London, EC4M7RD (Address of Principal Executive Office) Indicate by check mark whether the registrant files or wi |
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June 3, 2022 |
Exhibit 99.2 Ferroglobe PLC Annual Report and Accounts 2021 Company Registration No. 09425113 Ferroglobe PLC Annual Report and Financial Statements Year ended 31 December 2021 Ferroglobe PLC Annual report and financial statements 2021 Contents Page No. Glossary and definitions 2 Officers and professional advisers 5 Introduction 6 Chairman?s letter to shareholders 7 Strategic report (including sect |
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June 3, 2022 |
Exhibit 99.1 FERROGLOBE PLC (a public limited company having its registered office at 5 Fleet Place, London, EC4M 7RD, United Kingdom and incorporated in England and Wales with company number 9425113) 3 June 2022 Dear Shareholder 2022 Annual General Meeting of Shareholders of Ferroglobe Plc (?Ferroglobe? or the ?Company?) I am pleased to invite you to attend Ferroglobe?s annual general meeting of |
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June 1, 2022 |
6-K 1 tmb-20220601x6k.htm 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of June, 2022 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) 5 Fleet Place London, EC4M7RD (Address of Principal Executive Office) Indicate by check mark whe |
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May 25, 2022 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of May, 2022 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) ? 5 Fleet Place London, EC4M7RD (Address of Principal Executive Office) Indicate by check mark whether the registrant files or |
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May 12, 2022 |
6-K 1 tmb-20220331x6k.htm 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Quarter ending March 31, 2022 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) 5 Fleet Place London, EC4M7RD (Address of Principal Executive Office) Indicate by chec |
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May 10, 2022 |
6-K 1 tmb-20220331x6k.htm 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Quarter ending March 31, 2022 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) 5 Fleet Place London, EC4M7RD (Address of Principal Executive Office) Indicate by chec |
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May 2, 2022 |
Exhibit 4.5 ? FERROGLOBE FINANCE COMPANY, PLC ? as Issuer ? Ferroglobe PLC ? as Parent Guarantor ? and the Guarantors party hereto ? 9.0% Senior Secured Notes due 2025 ? ? ? INDENTURE ? Dated as of May 17, 2021 ? GLAS Trustees Limited, as Trustee ? Global Loan Agency Services Limited, as Paying Agent ? GLAS Americas LLC as Registrar and Transfer Agent ? GLAS Trust Corporation Limited, as Security |
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May 2, 2022 |
Consent of Deloitte, S.L., Independent Registered Public Accounting Firm for Ferroglobe PLC EX-15.1 10 tmb-20211231xex15d1.htm EX-15.1 Exhibit 15.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference into (a) Registration Statement No. 333-208911 on Form S-8, (b) Registration Statement No. 333-259445 on Form F-3, (c) Registration Statement No. 333-258254 on Form F-3 and (d) Registration Statement No. 333-255973 on Form F-3, of our reports |
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May 2, 2022 |
Amendment No. 3, to the amended and restated shareholder agreement Exhibit 3.2 ? Execution version ? AMENDMENT NO.3 TO THE AMENDED AND RESTATED SHAREHOLDER AGREEMENT ? This AMENDMENT NO.3 TO THE AMENDED AND RESTATED SHAREHOLDER AGREEMENT is entered into as of this 29th day of July 2021 (this ?Amendment?), between Grupo Villar Mir, S.A.U., a public limited company (sociedad an?nima) incorporated under the laws of Spain (?Grupo VM?), and Ferroglobe PLC, a public li |
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May 2, 2022 |
Exhibit 12.1 CERTIFICATION I, Marco Levi, certify that: 1. I have reviewed this annual report on Form 20-F of Ferroglobe PLC; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the per |
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May 2, 2022 |
Exhibit 13.1 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 ? In connection with the annual report of Ferroglobe PLC (the ?Company?) on Form 20-F for the period ended December 31, 2021, as filed with the U.S. Securities and Exchange Commission on the date hereof (the ?Report?), each of the undersigned hereby certifies, pursuan |
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May 2, 2022 |
? Exhibit 4.6 ? ANNEX I FINANCING AGREEMENT ? made by and between ? GRUPO FERROATL?NTICA, S.A.U As Applicant, Borrower, Beneficiary, and parent company of the Beneficiary Group ? GRUPO FERROATL?NTICA DE SERVICIOS, S.L.U. As Beneficiary ? FERROGLOBE PLC FERROGLOBE HOLDING COMPANY LTD FERROGLOBE FINANCE COMPANY PLC as Guarantors ? ROCAS, ARCILLAS Y MINERALES S.A. CUARZOS INDUSTRIALES, S.A.U. They ap |
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May 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F Table of Contents ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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May 2, 2022 |
Exhibit 12.2 CERTIFICATION I, Beatriz García-Cos, certify that: 1. I have reviewed this annual report on Form 20-F of Ferroglobe PLC; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to |
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May 2, 2022 |
Exhibit 4.4 ? FERROGLOBE FINANCE COMPANY, PLC ? and ? Globe Specialty Metals, Inc. ? as Issuers ? Ferroglobe PLC ? as Parent Guarantor ? and the Guarantors party hereto ? 9.375% Senior Secured Notes due 2025 INDENTURE ? Dated as of July 29, 2021 ? GLAS Trustees Limited, as Trustee ? Global Loan Agency Services Limited, as Paying Agent ? GLAS Americas LLC as Registrar and Transfer Agent ? GLAS Trus |
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May 2, 2022 |
Mine Safety and Health Administration Safety Data Exhibit 16.1 Mine Safety and Health Administration Safety Data On July 21, 2010, the Dodd-Frank Wall Street Reform and Consumer Protection Act (the ?Act?) was enacted. Section 1503 of the Act contains new reporting requirements regarding coal or other mine safety. We are committed to providing a safe workplace for all of our employees. We continue to engage proactively with federal and state agenc |
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April 6, 2022 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of April, 2022 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) ? 5 Fleet Place London, EC4M7RD (Address of Principal Executive Office) Indicate by check mark whether the registrant files o |
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March 2, 2022 |
6-K 1 tmb-20220302x6k.htm 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of December, 2021 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) 5 Fleet Place London, EC4M7RD (Address of Principal Executive Office) Indicate by check mark |
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February 15, 2022 |
6-K 1 tmb-20220215x6k.htm 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of February, 2022 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) 5 Fleet Place London, EC4M7RD (Address of Principal Executive Office) Indicate by check mark |
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February 14, 2022 |
GSM / Ferroglobe PLC / Rubric Capital Management LP - SC 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Ferroglobe PLC (Name of Issuer) Ordinary Shares, $0.01 nominal value per share (Title of Class of Securities) G33856108 (CUSIP Number) December 31, 2021 (Date of event which requires filing of this statement) Check the appropriate box to designate the rule pursuant to |
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February 8, 2022 |
GSM / Ferroglobe PLC / Grupo Villar Mir, S.A.U. - AMENDMENT NO. 3 Passive Investment SC 13G/A 1 sc13ga.htm AMENDMENT NO. 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Ferroglobe PLC (Name of Issuer) Ordinary Shares (Title of Class of Securities) G33856 108 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designat |
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November 26, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of November, 2021 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) ? 5 Fleet Place London, EC4M7RD (Address of Principal Executive Office) Indicate by check mark whether the registrant file |
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November 16, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of September, 2021 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) ? 5 Fleet Place London, EC4M7RD (Address of Principal Executive Office) Indicate by check mark whether the registrant fil |
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October 7, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October, 2021 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) 5 Fleet Place London, EC4M7RD (Address of Principal Executive Office) Indicate by check mark whether the regi |
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October 7, 2021 |
Exhibit 1.1 FERROGLOBE PLC Ordinary Shares Having an Aggregate Offering Price of up to $100,000,000 Equity Distribution Agreement October 6, 2021 B. Riley Securities, Inc. 299 Park Avenue, 21st Floor New York, NY 10171 Cantor Fitzgerald & Co. 499 Park Avenue New York, NY 10022 Ladies and Gentlemen: Ferroglobe PLC, a public limited company organized under the laws of England and Wales (the ?Company |
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October 7, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of October, 2021 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) 5 Fleet Place London, EC4M7RD (Address of Principal Executive Office) Indicate by check mark whether the registrant files o |
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October 7, 2021 |
Exhibit 99.2 Ferroglobe PLC and Subsidiaries Unaudited Interim Condensed Consolidated Financial Statements as of June 30, 2021 and December 31, 2020 and for the three and six months ended June 30, 2021 and June 30, 2020. FERROGLOBE PLC AND SUBSIDIARIES UNAUDITED INTERIM CONDENSED CONSOLIDATED STATEMENTS OF FINANCIAL POSITION AS OF JUNE 30, 2021 AND DECEMBER 31, 2020 Thousands of US dollars June 30 |
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October 7, 2021 |
Ordinary Shares Having an Aggregate Offering Price of up to FERROGLOBE PLC Filed pursuant to Rule 424(b)(2) Registration No.: 333-255973 PROSPECTUS SUPPLEMENT (To Prospectus Dated June 11, 2021) Ordinary Shares Having an Aggregate Offering Price of up to $100,000,000 FERROGLOBE PLC We have entered into an equity distribution agreement (the ?Equity Distribution Agreement?) with B. Riley Securities, Inc. and Cantor Fitzgerald & Co. relating to the ordinary shares, par valu |
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October 7, 2021 |
Exhibit 99.1 Ferroglobe PLC and Subsidiaries Unaudited Interim Condensed Consolidated Financial Statements as of March 31, 2021 and December 31, 2020 and for the three months ended March 31, 2021 and March 31, 2020. FERROGLOBE PLC AND SUBSIDIARIES UNAUDITED INTERIM CONDENSED CONSOLIDATED STATEMENTS OF FINANCIAL POSITION AS OF MARCH 31, 2021 AND DECEMBER 31, 2020 Thousands of US dollars March 31, D |
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September 29, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of September, 2021 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) ? 5 Fleet Place London, EC4M7RD (Address of Principal Executive Office) Indicate by check mark whether the registrant fil |
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September 23, 2021 |
FERROGLOBE PLC 91,708,179 Ordinary Shares PROSPECTUS Filed Pursuant to Rule 424(b)(7) Registration No. 333-259445 FERROGLOBE PLC 91,708,179 Ordinary Shares This prospectus relates to the resale, from time to time, by Grupo Villar Mir S.A.U. (the ?Selling Shareholder?) or its pledgees, donees, transferees of an aggregate of 91,708,179 ordinary shares, par value $0.01 per share, of Ferroglobe PLC. We will not receive any proceeds from the s |
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September 20, 2021 |
FERROGLOBE PLC 13 Chesterfield Street London W1J 5JN, United Kingdom FERROGLOBE PLC 13 Chesterfield Street London W1J 5JN, United Kingdom September 20, 2021 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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September 10, 2021 |
As filed with the Securities and Exchange Commission on September 10, 2021 As filed with the Securities and Exchange Commission on September 10, 2021 Registration No. |
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August 23, 2021 |
our report on Form 6-K, furnished to the SEC on August 23, 2021; SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of August, 2021 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) ? 5 Fleet Place London, EC4M7RD (Address of Principal Executive Office) Indicate by check mark whether the registrant files |
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August 13, 2021 |
FERROGLOBE PLC 8,913,872 Ordinary Shares PROSPECTUS Filed Pursuant to Rule 424(b)(7) Registration No. 333-258254 FERROGLOBE PLC 8,913,872 Ordinary Shares This prospectus relates to the resale, from time to time, by the selling shareholders identified herein or their pledgees, donees, transferees of an aggregate of 8,913,872 ordinary shares, par value $0.01 per share, of Ferroglobe PLC. We will not receive any proceeds from the sale of ou |
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August 12, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of August, 2021 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) ? 5 Fleet Place London, EC4M7RD (Address of Principal Executive Office) Indicate by check mark whether the registrant files |
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August 10, 2021 |
As filed with the Securities and Exchange Commission on August 10, 2021 As filed with the Securities and Exchange Commission on August 10, 2021 Registration No. |
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August 10, 2021 |
FERROGLOBE PLC 13 Chesterfield Street London W1J 5JN, United Kingdom FERROGLOBE PLC 13 Chesterfield Street London W1J 5JN, United Kingdom August 10, 2021 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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July 30, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of July, 2021 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) ? 5 Fleet Place London, EC4M7RD (Address of Principal Executive Office) Indicate by check mark whether the registrant files or |
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July 29, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of July, 2021 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) ? 5 Fleet Place London, EC4M7RD (Address of Principal Executive Office) Indicate by check mark whether the registrant files or |
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July 29, 2021 |
As filed with the Securities and Exchange Commission on July 29, 2021 Registration No. |
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July 22, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of July, 2021 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) ? 5 Fleet Place London, EC4M7RD (Address of Principal Executive Office) Indicate by check mark whether the registrant files or |
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July 8, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of July, 2021 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) 5 Fleet Place London, EC4M7RD (Address of Principal Executive Office) Indicate by check mark whether the registrant files or w |
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June 29, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 ? For the Month of June, 2021 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) 5 Fleet Place London, EC4M7RD (Address of Principal Executive Office) ? Indicate by check mark whether the registrant file |
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June 29, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of June, 2021 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) ? 5 Fleet Place London, EC4M7RD (Address of Principal Executive Office) Indicate by check mark whether the registrant files or |
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June 24, 2021 |
Exhibit 99.3 Weil, Gotshal & Manges (London) LLP 110 Fetter Lane London EC4A 1AY +44 20 7903 1000 main tel +44 20 7903 0990 main fax weil.com Execution version 17 May 2021 INTERCREDITOR AGREEMENT between GLAS TRUSTEES LIMITED as Original Super Senior Note Trustee FERROGLOBE PLC as Parent GLAS TRUST CORPORATION LIMITED acting as Security Agent and others TABLE OF CONTENTS Page No. 1 DEFINITIONS AND |
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June 24, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of June, 2021 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) 5 Fleet Place London, EC4M7RD (Address of Principal Executive Office) Indicate by check mark whether the registrant files or w |
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June 24, 2021 |
Exhibit 99.1 LAUNCH OF (A) OFFER TO EXCHANGE THE 9?% SENIOR NOTES DUE 2022 FOR A COMBINATION OF NEW 9?% SENIOR SECURED NOTES DUE 2025 AND EQUITY FEE, (B) CONSENT SOLICITATION RELATING TO THE 9?% SENIOR NOTES DUE 2022 AND (C) OFFER TO SUBSCRIBE FOR ADDITIONAL 9.0% SENIOR SECURED NOTES DUE 2025 London, June 23, 2021 Exchange Offer and Consent Solicitation Ferroglobe PLC (the ?Parent?), Ferroglobe Fi |
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June 24, 2021 |
Exhibit 99.2 Execution Version FERROGLOBE FINANCE COMPANY, PLC as Issuer Ferroglobe PLC as Parent Guarantor and the Guarantors party hereto 9.0% Senior Secured Notes due 2025 INDENTURE Dated as of May 17, 2021 GLAS Trustees Limited, as Trustee Global Loan Agency Services Limited, as Paying Agent GLAS Americas LLC as Registrar and Transfer Agent GLAS Trust Corporation Limited, as Security Agent TAB |
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June 21, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of June, 2021 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) 5 Fleet Place London, EC4M7RD (Address of Principal Executive Office) Indicate by check mark whether the registrant files or w |
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June 21, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of June, 2021 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) ? 5 Fleet Place London, EC4M7RD (Address of Principal Executive Office) Indicate by check mark whether the registrant files or |
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June 21, 2021 |
8,918,618 Ordinary Shares FERROGLOBE PLC Filed pursuant to Rule 424(b)(2) Registration No.: 333-255973 PROSPECTUS SUPPLEMENT (to Prospectus dated June 11, 2021) 8,918,618 Ordinary Shares FERROGLOBE PLC We are offering 7,803,791 ordinary shares to Rubric Capital Management LP (?Rubric?), on behalf of certain managed or submanaged funds and accounts and 1,114,827 ordinary shares to Grupo Villar Mir S.A.U. (?Grupo VM?). The gross proceeds t |
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June 11, 2021 |
As filed with the Securities and Exchange Commission on June 11, 2021 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on June 11, 2021 Registration No. |
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June 11, 2021 |
FERROGLOBE PLC 13 Chesterfield Street London W1J 5JN, United Kingdom FERROGLOBE PLC 13 Chesterfield Street London W1J 5JN, United Kingdom June 11, 2021 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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June 10, 2021 |
Ferroglobe PLC Extracts from the 2020 Form 20-F To accompany the PLC Annual Report and Accounts 2020 Exhibit 99.3 Ferroglobe PLC Extracts from the 2020 Form 20-F To accompany the PLC Annual Report and Accounts 2020 Page ITEM 3. KEY INFORMATION 1 D. Risk Factors 1 ITEM 4. INFORMATION ON THE COMPANY 30 A. History and Deveelpment of the Company 30 B. Business Overview 33 C. Organisational Structure 58 D. Property, Plant and Equipment 58 ITEM 5. OPERATING AND FINANCIAL REVIEW AND PROSPECTS 58 A. Oper |
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June 10, 2021 |
Exhibit 99.1 FERROGLOBE PLC (a public limited company having its registered office at 5 Fleet Place, London, EC4M 7RD, United Kingdom and incorporated in England and Wales with company number 9425113) 4 June 2021 Dear Shareholder 2021 Annual General Meeting of Shareholders of Ferroglobe Plc (?Ferroglobe? or the ?Company?) I am pleased to enclose the notice of Ferroglobe?s annual general meeting of |
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June 10, 2021 |
Exhibit 99.2 Ferroglobe PLC Annual Report and Accounts 2020 Company Registration No. 09425113 Ferroglobe PLC Annual Report and Financial Statements Year ended 31 December 2020 Ferroglobe PLC Annual report and financial statements 2020 Contents Page No. Glossary and definitions 1 Officers and professional advisers 4 Introduction 5 Chairman?s letter to shareholders 6 Strategic report (including sect |
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June 10, 2021 |
Exhibit 99.4 Ferroglobe PLC Your vote matters ? here?s how to vote! You may vote online or by phone instead of mailing this card. Votes submitted electronically must be received by 00:01, British Summer Time, on June 28, 2021. Online Go to www.envisionreports.com/GSM or scan the QR code ? login details are located in the shaded bar below. Using a blackink pen, mark your votes with an X as shown in |
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June 10, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of June, 2021 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) 5 Fleet Place London, EC4M7RD (Address of Principal Executive Office) Indicate by check mark whether the registrant files or w |
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May 17, 2021 |
our report on Form 6-K, furnished to the SEC on May 17, 2021; SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of May, 2021 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) ? 5 Fleet Place London, EC4M7RD (Address of Principal Executive Office) Indicate by check mark whether the registrant files or |
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May 14, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of May, 2021 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) ? 5 Fleet Place London, EC4M7RD (Address of Principal Executive Office) Indicate by check mark whether the registrant files or |
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May 13, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of May, 2021 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) ? 5 Fleet Place London, EC4M7RD (Address of Principal Executive Office) Indicate by check mark whether the registrant files or |
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May 10, 2021 |
Form F-3 (File No. 333-255973) As filed with the Securities and Exchange Commission on May 10, 2021 Registration No. |
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April 30, 2021 |
Exhibit 13.1 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 ? In connection with the annual report of Ferroglobe PLC (the ?Company?) on Form 20-F for the period ended December 31, 2020, as filed with the U.S. Securities and Exchange Commission on the date hereof (the ?Report?), each of the undersigned hereby certifies, pursuan |
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April 30, 2021 |
Exhibit 12.1 CERTIFICATION I, Marco Levi, certify that: 1. I have reviewed this annual report on Form 20-F of Ferroglobe PLC; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the per |
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April 30, 2021 |
Mine Safety and Health Administration Safety Data Exhibit 16.1 Mine Safety and Health Administration Safety Data On July 21, 2010, the Dodd-Frank Wall Street Reform and Consumer Protection Act (the ?Act?) was enacted. Section 1503 of the Act contains new reporting requirements regarding coal or other mine safety. We are committed to providing a safe workplace for all of our employees. We continue to engage proactively with federal and state agenc |
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April 30, 2021 |
Exhibit 12.2 CERTIFICATION I, Beatriz Garc?a-Cos, certify that: 1. I have reviewed this annual report on Form 20-F of Ferroglobe PLC; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to |
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April 30, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F (Mark One) ? ? REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) O |
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April 30, 2021 |
CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. |
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April 30, 2021 |
Consent of Deloitte, S.L., Independent Registered Public Accounting Firm for Ferroglobe PLC EX-15.1 10 gsm-20201231ex15198f735.htm EX-15.1 Exhibit 15.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in Registration Statement No. 333-208911 on Form S-8 of our reports dated April 30, 2021 relating to the consolidated financial statements of Ferroglobe PLC and the effectiveness of Ferroglobe PLC’s internal control over financial reporti |
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April 30, 2021 |
Exhibit 2.1 DESCRIPTION OF THE REGISTRANT?S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of April 28, 2021, the ordinary shares of Ferroglobe PLC (?Ordinary Shares?) constitute the only class of securities it has registered under Section 12 of the Securities Exchange Act of 1934, as amended. Description of Ordinary Shares The following description is a sum |
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April 30, 2021 |
CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. |
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April 30, 2021 |
CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. |
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April 21, 2021 |
Current Report of Foreign Issuer - 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of April, 2021 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) ? 5 Fleet Place London, EC4M7RD (Address of Principal Executive Office) Indicate by check mark whether the registrant files o |
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April 15, 2021 |
Current Report of Foreign Issuer - 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of April, 2021 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) ? 5 Fleet Place London, EC4M7RD (Address of Principal Executive Office) Indicate by check mark whether the registrant files o |
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April 12, 2021 |
Current Report of Foreign Issuer - 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of April, 2021 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) ? 5 Fleet Place London, EC4M7RD (Address of Principal Executive Office) Indicate by check mark whether the registrant files o |
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March 29, 2021 |
Current Report of Foreign Issuer - 6-K 6-K 1 tmb-20210329x6k.htm 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of March, 2021 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) 5 Fleet Place London, EC4M7RD (Address of Principal Executive Office) Indicate by check mark wh |
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March 29, 2021 |
Current Report of Foreign Issuer - 6-K 6-K 1 tmb-20210329x6k.htm 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of March, 2021 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) 5 Fleet Place London, EC4M7RD (Address of Principal Executive Office) Indicate by check mark wh |
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March 25, 2021 |
Current Report of Foreign Issuer - 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of March, 2021 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) ? 5 Fleet Place London, EC4M7RD (Address of Principal Executive Office) Indicate by check mark whether the registrant files o |
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March 1, 2021 |
Current Report of Foreign Issuer - 6-K 6-K 1 tmb-20210301x6k.htm 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of March, 2021 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) 5 Fleet Place London, EC4M7RD (Address of Principal Executive Office) Indicate by check mark wh |
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March 1, 2021 |
Current Report of Foreign Issuer - 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of March, 2021 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) ? 5 Fleet Place London, EC4M7RD (Address of Principal Executive Office) Indicate by check mark whether the registrant files o |
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February 24, 2021 |
Current Report of Foreign Issuer - 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of February, 2021 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) ? 5 Fleet Place London, EC4M7RD (Address of Principal Executive Office) Indicate by check mark whether the registrant file |
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February 11, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 3) Ferroglobe PLC (Name of Issuer) Ordinary Shares, nominal value $0.01 per share (Title of Class of Securities) G33856108 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant t |
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February 1, 2021 |
Current Report of Foreign Issuer - 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of February, 2021 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) 5 Fleet Place London, EC4M7RD (Address of Principal Executive Office) Indicate by check mark whether the registrant files |
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January 28, 2021 |
Current Report of Foreign Issuer - 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of January, 2021 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) 5 Fleet Place London, EC4M7RD (Address of Principal Executive Office) Indicate by check mark whether the registrant files o |
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December 11, 2020 |
Current Report of Foreign Issuer - 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of December, 2020 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) 5 Fleet Place London, EC4M7RD (Address of Principal Executive Office) Indicate by check mark whether the registrant files |
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December 9, 2020 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of December, 2020 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) ? 5 Fleet Place London, EC4M7RD (Address of Principal Executive Office) Indicate by check mark whether the registrant file |
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December 1, 2020 |
Current Report of Foreign Issuer - 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of December, 2020 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) 5 Fleet Place London, EC4M7RD (Address of Principal Executive Office) Indicate by check mark whether the registrant files |
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November 24, 2020 |
Current Report of Foreign Issuer - 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of November, 2020 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) 5 Fleet Place London, EC4M7RD (Address of Principal Executive Office) Indicate by check mark whether the registrant files |
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November 2, 2020 |
Current Report of Foreign Issuer - 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of November, 2020 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) ? 5 Fleet Place London, EC4M7RD (Address of Principal Executive Office) Indicate by check mark whether the registrant file |
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August 31, 2020 |
Current Report of Foreign Issuer - 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of August, 2020 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) ? 5 Fleet Place London, EC4M7RD (Address of Principal Executive Office) Indicate by check mark whether the registrant files |
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August 14, 2020 |
Current Report of Foreign Issuer - 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of August, 2020 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) ? 5 Fleet Place London, EC4M7RD (Address of Principal Executive Office) Indicate by check mark whether the registrant files |
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July 2, 2020 |
Current Report of Foreign Issuer - 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of July, 2020 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) 5 Fleet Place London, EC4M7RD (Address of Registered Office) Indicate by check mark whether the registrant files or will file |
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June 30, 2020 |
Current Report of Foreign Issuer - 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of June, 2020 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) 5 Fleet Place London, EC4M7RD (Address of Principal Executive Office) Indicate by check mark whether the registrant files or w |
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June 30, 2020 |
Current Report of Foreign Issuer - 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of June, 2020 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) 2nd Floor West Wing, Lansdowne House 57 Berkeley Square London, W1J 6ER (Address of Principal Executive Office) Indicate by ch |
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June 9, 2020 |
Current Report of Foreign Issuer - 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of June, 2020 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) 5 Fleet Place London, EC4M7RD (Address of Principal Executive Office) Indicate by check mark whether the registrant files or w |
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June 8, 2020 |
Table of Contents Exhibit 99.3 Ferroglobe PLC Extracts from the 2019 Form 20-F To accompany the Ferroglobe PLC Annual Report and Accounts 2019 Table of Contents Page ITEM 3 KEY INFORMATION 1 D. Risk Factors 1 ITEM 4. INFORMATION ON THE COMPANY 33 A. History and Development of the Company 33 B. Business Overview 35 C. Organisational Structure 61 D. Property, Plant and Equipment 61 ITEM 5. OPERATING |
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June 8, 2020 |
Current Report of Foreign Issuer - 6-K QuickLinks - Click here to rapidly navigate through this document SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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June 8, 2020 |
Ferroglobe PLC Annual Report and Accounts 2019 Table of Contents Exhibit 99.2 Ferroglobe PLC Annual Report and Accounts 2019 Table of Contents Company Registration No. 09425113 Ferroglobe PLC Annual Report and Financial Statements Year ended 31 December 2019 Table of Contents Ferroglobe PLC Annual report and financial statements 2019 Contents Page No. Glossary and definitions 1 Officers and professional advisers 5 Introduction 6 Chairman's let |
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June 8, 2020 |
QuickLinks - Click here to rapidly navigate through this document Exhibit 99.1 FERROGLOBE PLC (a public limited company having its registered office at 5 Fleet Place, London, EC4M 7RD, United Kingdom and incorporated in England and Wales with company number 09425113) 5 June 2020 Dear Shareholder 2020 Annual General Meeting of Shareholders of Ferroglobe Plc ("Ferroglobe" or the "Company") I am plea |
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June 8, 2020 |
Ferroglobe PLC Your vote matters – here’s how to vote! You may vote online or by phone instead of mailing this card. |
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May 29, 2020 |
Exhibit 4.34 CONTRATO DE RESOLUCIÓN DE MUTUO ACUERDO DEL JOINT VENTURE AGREEMENT Y DEMÁS ACUERDOS DERIVADOS DEL MISMO celebrado entre GRUPO FERROATLÁNTICA, S.A.U., FERROATLÁNTICA PARTICIPACIONES, S.L.U., SILICIO FERROSOLAR, S.L.U., FERROATLÁNTICA, S.A.U., AURINKA PHOTOVOLTAIC GROUP, S.L., BLUE POWER CORPORATION, S.L., FERROSOLAR OPCO GROUP, S.L. Y FERROSOLAR R&D, S.L. En Madrid, a 11 de julio de 2 |
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May 29, 2020 |
Exhibit 13.1 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the annual report of Ferroglobe PLC (the “Company”) on Form 20-F for the period ended December 31, 2019, as filed with the U.S. Securities and Exchange Commission on the date hereof (the “Report”), each of the undersigned hereby certifies, pursuant |
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May 29, 2020 |
Exhibit 12.1 CERTIFICATION I, Marco Levi, certify that: 1. I have reviewed this annual report on Form 20-F of Ferroglobe PLC; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the per |
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May 29, 2020 |
Consent of Deloitte, S.L., Independent Registered Public Accounting Firm for Ferroglobe PLC Exhibit 15.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in Registration Statement No. 333-208911 on Form S-8 of our reports relating to the financial statements of Ferroglobe PLC and the effectiveness of Ferroglobe PLC’s internal control over financial reporting dated May 29, 2020, appearing in the Annual Report on Form 20-F of Ferroglobe |
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May 29, 2020 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F (Mark One) ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF |
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May 29, 2020 |
Exhibit 4.36 CONTRATO DE OTORGAMIENTO DE UN DERECHO DE OPCIÓN DE COMPRA SOBRE CIERTOS ACTIVOS TITULARIDAD DE FERROSOLAR OPCO GROUP, S.L. celebrado entre FERROSOLAR OPCO GROUP, S.L. (el "Concedente" u “OpCo”) Y AURINKA PHOTOVOLTAIC GROUP, S.L. (el "Optante" o “Aurinka”) En Madrid, a 11 de julio de 2019 1 Índice Cláusula Página 1. Objeto 5 2. Duración 5 3. Precio 5 4. Ejercicio del Derecho de Opción |
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May 29, 2020 |
Exhibit 4.38 MANDATO DE VENTA Y ACUERDO DE COLABORACIÓN PARA LA BÚSQUEDA DE POTENCIALES INVERSORES celebrado entre GRUPO FERROATLÁNTICA, S.A.U., SILICIO FERROSOLAR, S.L.U., AURINKA PHOTOVOLTAIC GROUP, S.L., BLUE POWER CORPORATION, S.L. Y FERROSOLAR OPCO GROUP, S.L. En Madrid, a 11 de julio de 2019 1 Índice Cláusula Página 1. OBJETO DEL CONTRATO Y COMPROMISOS DE LAS PARTES 6 2. IMPORTE Y ABONO DE L |
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May 29, 2020 |
Exhibit 4.32 CONTRATO DE RESOLUCIÓN DE MUTUO ACUERDO DEL CONSULTANCY SERVICES AGREEMENT SUSCRITO ENTRE FERROATLÁNTICA, S.A.U. Y AURINKA PHOTOVOLTAIC GROUP, S.L. EL 28 DE ABRIL DE 2017 celebrado entre FERROATLÁNTICA, S.A.U., (“FAT”) AURINKA PHOTOVOLTAIC GROUP, S.L. (“Aurinka”) GRUPO FERROATLÁNTICA, S.A.U. (“GFAT”) Y FERROSOLAR OPCO GROUP, S.L. (“OpCo”) En Madrid, a 11 de julio de 2019 1 CONTRATO DE |
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May 29, 2020 |
Exhibit 4.40 CONTRATO DE OTORGAMIENTO DE UN DERECHO DE TANTEO SOBRE LAS PARTICIPACIONES SOCIALES DE LA SOCIEDAD FERROSOLAR R&D, S.L. TITULARIDAD DE SILICIO FERROSOLAR, S.L.U. celebrado entre SILICIO FERROSOLAR, S.L.U. (el "Concedente" o “SFS”) Y AURINKA PHOTOVOLTAIC GROUP, S.L. (el "Optante" o “Aurinka”) En Madrid, a 11 de julio de 2019 1 Índice Cláusula Página 1 Objeto 5 2 Duración 5 3 Precio 6 4 |
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May 29, 2020 |
Exhibit 4.31 03/2019 PAPEL EXCLUSIVO PARA DOCUMENTOS NOTARIALES – TIMBRE DEL ESTADO [ET0769412 - ET0769403] IGNACIO MANRIQUE PLAZA Notario de Madrid Ignacio Manrique Plaza Notario Calle Raimundo Fdez Villaverde N° 61 ¬ Tels.915538303 Fax. 915544947 28003 Madrid email: [email protected] Número: DOS MIL CINCO. ESCRITURA DE COMPRAVENTA DE PARTICIPACIONES DE LA SOCIEDAD "FERROSOLAR R&D, S.L." En |
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May 29, 2020 |
Exhibit 4.29 CONTRATO-MARCO DE TRANSACCIÓN Y ASUNCIÓN DE COMPROMISOS COMPLEMENTARIOS entre GRUPO FERROATLÁNTICA, S.A.U., SILICIO FERROSOLAR, S.L.U., FERROATLÁNTICA, S.A.U., FERROATLÁNTICA PARTICIPACIONES, S.L.U. AURINKA PHOTOVOLTAIC GROUP, S.L., BLUE POWER CORPORATION, S.L., FERROSOLAR OPCO GROUP, S.L. y FERROSOLAR R&D, S.L. En Madrid, a 11 de julio de 2019 1 CONTRATO-MARCO DE TRANSACCIÓN Y ASUNCI |
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May 29, 2020 |
Exhibit 4.30 03/2019 PAPEL EXCLUSIVO PARA DOCUMENTOS NOTARIALES – TIMBRE DEL ESTADO [ET0769402 - ET0769390] IGNACIO MANRIQUE PLAZA Notario de Madrid Ignacio Manrique Plaza Notario Calle Raimundo Fdez Villaverde N° 61 ¬ Tels.915538303 Fax. 915544947 28003 Madrid email: [email protected] Número: DOS MIL TRES. ESCRITURA DE COMPRAVENTA DE PARTICIPACIONES DE LA SOCIEDAD "FERROSOLAR OPCO GROUP, S.L |
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May 29, 2020 |
Exhibit 4.35 CONSULTANCY SERVICES AGREEMENT by and between AURINKA PHOTOVOLTAIC GROUP, S.L. ("Aurinka'' or the "Consultant") And FERROSOLAR OPCO GROUP, S.L. ("OpCo") Madrid, on 11 July 2019 INDEX 1. DEFINITIONS AND INTERPRETATION 5 1.1 Definitions 5 1.2 Interpretation 8 2. SERVICES 8 2.1 Description 8 2.2 Staff 9 2.3 Standard of Performance 9 2.4 Records and Audit 9 4. FEES, PAYMENT AND INVOICING |
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May 29, 2020 |
Exhibit 4.39 CONTRATO DE OTORGAMIENTO DE UN DERECHO DE TANTEO SOBRE CIERTOS ACTIVOS TITULARIDAD DE FERROSOLAR OPCO GROUP, S.L. celebrado entre FERROSOLAR OPCO GROUP, S.L.U. (el "Concedente" u “OpCo”) Y AURINKA PHOTOVOLTAIC GROUP, S.L. (el "Optante" o “Aurinka”) En Madrid, a 11 de julio de 2019 1 Índice Cláusula Página 1. Objeto 5 2. Duración 5 3. Precio 6 4. Ejercicio del Derecho de Tanteo y trans |
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May 29, 2020 |
Exhibit 4.37 CONTRATO DE COMPRAVENTA DE DERECHOS DE PROPIEDAD INDUSTRIAL TITULARIDAD DE SILICIO FERROSOLAR, S.L.U., DE OTORGAMIENTO DE LICENCIA DE USO Y DE PROMESA DE LICENCIA celebrado entre SILICIO FERROSOLAR, S.L.U. (el "Vendedor" o “SFS”) FERROSOLAR R&D, S.L. (el "Comprador" o “R&DCo”) GRUPO FERROATLÁNTICA, S.A.U., ("GFAT") AURINKA PHOTOVOLTAIC GROUP, S.L., (“Aurinka”) BLUE POWER CORPORATION, |
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May 29, 2020 |
Exhibit 4.33 CARTA DE COMPROMISO DE:Grupo FerroAtlántica, S.A.U. (“GFAT”), FerroAtlántica, S.A.U. (“FAT”) y Ferrosolar Opco Group, S.L (“Opco”) A:Aurinka Photovoltaic Group, S.L. (“Aurinka”) GFAT, FAT, Opco, y Aurinka, en adelante, será conjuntamente denominados las “Partes”. En Madrid, a 11 de julio de 2019. Ref.: Acuerdo de resolución de mutuo acuerdo del consultancy services agreement que fue s |
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May 29, 2020 |
Exhibit 2.1 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of May 25, 2020, the ordinary shares of Ferroglobe PLC (“Ordinary Shares”) constitute the only class of securities it has registered under Section 12 of the Securities Exchange Act of 1934, as amended. Description of Ordinary Shares The following description is a summa |
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May 29, 2020 |
Exhibit 12.2 CERTIFICATION I, Beatriz García-Cos, certify that: 1. I have reviewed this annual report on Form 20-F of Ferroglobe PLC; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to |
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May 29, 2020 |
CONTRATO DE ARRENDAMIENTO DE FINCAS URBANAS PARA USO DISTINTO A VIVIENDA I.- PLIEGO DE CLÁUSULAS ESPECIALES En Madrid, a 1 de octubre de 2019 REUNIDOS De una parte: TORRE ESPACIO CASTELLANA, S.A.U., con NIF A-78917440 y domiciliada en Madrid, Paseo de la Castellana nº 259D, planta 28N; constituida por tiempo indefinido mediante escritura otorgada el 17 de octubre de 1988 ante el Notario de Madrid |
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May 29, 2020 |
Exhibit 4.4 Execution Version CREDIT AND SECURITY AGREEMENT PNC BANK, NATIONAL ASSOCIATION (AS AGENT) AND THE OTHER LENDERS FROM TIME TO TIME THAT ARE PARTY HERETO WITH GLOBE SPECIALTY METALS, INC., QSIP CANADA ULC, AND EACH PERSON THAT IS JOINED TO THIS AGREEMENT AS A BORROWER FROM TIME TO TIME (BORROWERS) AND THE OTHER CREDIT PARTIES THAT ARE PARTY HERETO October 11, 2019 TABLE OF CONTENTS Page |
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May 29, 2020 |
Mine Safety and Health Administration Safety Data Exhibit 16.1 Mine Safety and Health Administration Safety Data On July 21, 2010, the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Act”) was enacted. Section 1503 of the Act contains new reporting requirements regarding coal or other mine safety. We are committed to providing a safe workplace for all of our employees. We continue to engage proactively with federal and state agenc |
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April 30, 2020 |
Current Report of Foreign Issuer - 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of April, 2020 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) 2nd Floor West Wing, Lansdowne House 57 Berkeley Square London, W1J 6ER (Address of Principal Executive Office) Indicate by c |
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March 3, 2020 |
GSM / Ferroglobe PLC 6-K - Current Report of Foreign Issuer - 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of March, 2020 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) 5 Fleet Place London, EC4M7RD (Address of Principal Executive Office) Indicate by check mark whether the registrant files or |
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February 12, 2020 |
GSM / Ferroglobe PLC / Adage Capital Partners GP LLC - FERROGLOBE PLC Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2) Ferroglobe PLC (Name of Issuer) Ordinary Shares, nominal value $0.01 per share (Title of Class of Securities) G33856108 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant t |
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January 14, 2020 |
GSM / Ferroglobe PLC 6-K - Current Report of Foreign Issuer - 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of January, 2020 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) 2nd Floor West Wing, Lansdowne House 57 Berkeley Square London, W1J 6ER (Address of Principal Executive Office) Indicate by |
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January 13, 2020 |
GSM / Ferroglobe PLC 6-K - Current Report of Foreign Issuer - 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of January, 2020 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) 2nd Floor West Wing, Lansdowne House 57 Berkeley Square London, W1J 6ER (Address of Principal Executive Office) Indicate by |
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December 3, 2019 |
GSM / Ferroglobe PLC 6-K - Current Report of Foreign Issuer - 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of December, 2019 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) 2nd Floor West Wing, Lansdowne House 57 Berkeley Square London, W1J 6ER (Address of Principal Executive Office) Indicate b |
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November 19, 2019 |
GSM / Ferroglobe PLC 6-K - Current Report of Foreign Issuer - 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of November, 2019 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) 2nd Floor West Wing, Lansdowne House 57 Berkeley Square London, W1J 6ER (Address of Principal Executive Office) Indicate b |
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October 29, 2019 |
GSM / Ferroglobe PLC 6-K - Current Report of Foreign Issuer - 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of October, 2019 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) 2nd Floor West Wing, Lansdowne House 57 Berkeley Square London, W1J 6ER (Address of Principal Executive Office) Indicate by |
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October 28, 2019 |
GSM / Ferroglobe PLC 6-K - Current Report of Foreign Issuer - 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of October, 2019 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) 2nd Floor West Wing, Lansdowne House 57 Berkeley Square London, W1J 6ER (Address of Principal Executive Office) Indicate by |
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October 11, 2019 |
GSM / Ferroglobe PLC 6-K - Current Report of Foreign Issuer - 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of October, 2019 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) 2nd Floor West Wing, Lansdowne House 57 Berkeley Square London, W1J 6ER (Address of Principal Executive Office) Indicate by |
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October 4, 2019 |
GSM / Ferroglobe PLC 6-K - Current Report of Foreign Issuer - 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of October, 2019 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) 2nd Floor West Wing, Lansdowne House 57 Berkeley Square London, W1J 6ER (Address of Principal Executive Office) Indicate by |
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October 1, 2019 |
GSM / Ferroglobe PLC 6-K - Current Report of Foreign Issuer - 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of October, 2019 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) 2nd Floor West Wing, Lansdowne House 57 Berkeley Square London, W1J 6ER (Address of Principal Executive Office) Indicate by |
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September 3, 2019 |
GSM / Ferroglobe PLC 6-K - Current Report of Foreign Issuer - 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of September, 2019 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) 2nd Floor West Wing, Lansdowne House 57 Berkeley Square London, W1J 6ER (Address of Principal Executive Office) Indicate |
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September 3, 2019 |
GSM / Ferroglobe PLC 6-K - Current Report of Foreign Issuer - 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of September, 2019 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) 2nd Floor West Wing, Lansdowne House 57 Berkeley Square London, W1J 6ER (Address of Principal Executive Office) Indicate |
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August 27, 2019 |
GSM / Ferroglobe PLC 6-K - Current Report of Foreign Issuer - 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of August, 2019 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) 2nd Floor West Wing, Lansdowne House 57 Berkeley Square London, W1J 6ER (Address of Principal Executive Office) Indicate by |
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June 28, 2019 |
FERROGLOBE PLC VOTING RESULTS OF ANNUAL GENERAL MEETING HELD ON JUNE 28, 2019 FERROGLOBE PLC VOTING RESULTS OF ANNUAL GENERAL MEETING HELD ON JUNE 28, 2019 Ferroglobe PLC announces the results of its Annual General Meeting held on Friday, June 28, 2019. |
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June 28, 2019 |
GSM / Ferroglobe PLC 6-K - Current Report of Foreign Issuer - 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of June, 2019 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) 2nd Floor West Wing, Lansdowne House 57 Berkeley Square London, W1J 6ER (Address of Principal Executive Office) Indicate by ch |
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June 5, 2019 |
Table of Contents Exhibit 99.3 Ferroglobe PLC Extracts from the 2018 Form 20-F To accompany the Ferroglobe PLC Annual Report and Accounts 2018 Table of Contents Page ITEM 3 KEY INFORMATION 1 D. Risk Factors 1 ITEM 4. INFORMATION ON THE COMPANY 34 A. History and Development of the Company 34 B. Business Overview 36 C. Organisational Structure 64 D. Property, Plant and Equipment 64 ITEM 5. OPERATING |
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June 5, 2019 |
GSM / Ferroglobe PLC 6-K - Current Report of Foreign Issuer - 6-K QuickLinks - Click here to rapidly navigate through this document SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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June 5, 2019 |
QuickLinks - Click here to rapidly navigate through this document Exhibit 99.1 FERROGLOBE PLC (a public limited company having its registered office at 5 Fleet Place, London, EC4M 7RD, United Kingdom and incorporated in England and Wales with company number 9425113) 3 June 2019 Dear Shareholder 2019 Annual General Meeting of Shareholders of Ferroglobe Plc ("Ferroglobe" or the "Company") I am pleas |
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June 5, 2019 |
Ferroglobe PLC Annual Report and Accounts 2018 Table of Contents Exhibit 99.2 Ferroglobe PLC Annual Report and Accounts 2018 Table of Contents Company Registration No. 9425113 Ferroglobe PLC Report and Financial Statements Period ended 31 December 2018 Ferroglobe PLC Report and financial statements 2018 Contents Page No. Glossary and definitions 1 Officers and professional advisers 4 Introduction 5 Chairman's letter to shareholders 6 Strategic |
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June 5, 2019 |
Exhibit 99.4 Ferroglobe PLC Your vote matters – here’s how to vote! You may vote online or by phone instead of mailing this card. Votes submitted electronically must be received by 05:01 a.m., Eastern Time, on June 26, 2019. Online Go to www.envisionreports.com/GSM or scan the QR code — login details are located in the shaded bar below. Phone Call toll free 1-800-652-VOTE (8683) within the USA, US |
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June 3, 2019 |
GSM / Ferroglobe PLC 6-K - Current Report of Foreign Issuer - 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of June, 2019 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) 2nd Floor West Wing, Lansdowne House 57 Berkeley Square London, W1J 6ER (Address of Principal Executive Office) Indicate by ch |
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June 3, 2019 |
GSM / Ferroglobe PLC 6-K - Current Report of Foreign Issuer - 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of June, 2019 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) 2nd Floor West Wing, Lansdowne House 57 Berkeley Square London, W1J 6ER (Address of Principal Executive Office) Indicate by ch |
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May 17, 2019 |
GSM / Ferroglobe PLC 6-K Current Report of Foreign Issuer 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of May, 2019 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) 2nd Floor West Wing, Lansdowne House 57 Berkeley Square London, W1J 6ER (Address of Principal Executive Office) Indicate by che |
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April 29, 2019 |
Exhibit 4.13 28 JUNE 2017 EXECUTION VERSION PEDRO LARREA PAGUAGA FERROGLOBE PLC AMENDED AND RESTATED SERVICE AGREEMENT CONTENTS CLAUSE PAGE 1. TERM AND JOB DESCRIPTION 1 2. DUTIES 2 3. SALARY 3 4. BONUS AND LONG-TERM INCENTIVE ARRANGEMENTS 3 5. TAXATION 4 6. EXPENSES 5 7. PENSION 5 8. INSURANCE 5 9. HOLIDAY 6 10. SICKNESS AND OTHER INCAPACITY 6 11. REPRESENTATIONS AND WARRANTIES 6 12. OTHER INTERE |
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April 29, 2019 |
Exhibit 13.1 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the annual report of Ferroglobe PLC (the “Company”) on Form 20-F for the period ended December 31, 2018, as filed with the U.S. Securities and Exchange Commission on the date hereof (the “Report”), each of the undersigned hereby certifies, pursuant |
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April 29, 2019 |
Exhibit 12.1 CERTIFICATION I, Pedro Larrea Paguaga, certify that: 1. I have reviewed this annual report on Form 20-F of Ferroglobe PLC; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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April 29, 2019 |
Exhibit 4.5 FIRST AMENDMENT TO CREDIT AGREEMENT THIS FIRST AMENDMENT TO CREDIT AGREEMENT (“this First Amendment”) is made and entered into as of the 31st day of October, 2018, by and among: (i) FERROGLOBE PLC, a public limited company organized under the laws of England and Wales with a registered address at 5 Fleet Place, London EC4M 7RD, United Kingdom and registered number 09425113 (the “Borrow |
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April 29, 2019 |
GSM / Ferroglobe PLC 20-F 20-F Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20‑F (Mark One)☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF T |
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April 29, 2019 |
Mine Safety and Health Administration Safety Data Exhibit 16.1 Mine Safety and Health Administration Safety Data On July 21, 2010, the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Act”) was enacted. Section 1503 of the Act contains new reporting requirements regarding coal or other mine safety. We are committed to providing a safe workplace for all of our employees. We continue to engage proactively with federal and state agenc |
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April 29, 2019 |
Consent of Deloitte, S.L., Independent Registered Public Accounting Firm for Ferroglobe PLC Exhibit 15.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in Registration Statement No. 333-208911 on Form S-8 of our reports relating to the financial statements of Ferroglobe PLC and the effectiveness of Ferroglobe PLC’s internal control over financial reporting dated April 29, 2019, appearing in the Annual Report on Form 20-F of Ferroglob |
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April 29, 2019 |
Exhibit 12.2 CERTIFICATION I, Phillip Murnane, certify that: 1. I have reviewed this annual report on Form 20-F of Ferroglobe PLC; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to th |
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February 25, 2019 |
Exhibit 4.1 SECOND AMENDMENT TO CREDIT AGREEMENT THIS SECOND AMENDMENT TO CREDIT AGREEMENT (“this Second Amendment”) is made and entered into as of the 22nd day of February, 2019, by and among: (i) FERROGLOBE PLC, a public limited company organized under the laws of England and Wales with a registered address at 5 Fleet Place, London EC4M 7RD, United Kingdom and registered number 09425113 (the “Bo |
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February 25, 2019 |
GSM / Ferroglobe PLC 6-K (Current Report of Foreign Issuer) SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the Month of February, 2019 Commission File Number: 001-37668 FERROGLOBE PLC (Name of Registrant) 2nd Floor West Wing, Lansdowne House 57 Berkeley Square London, W1J 6ER (Address of Principal Executive Office) Indicate b |
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February 13, 2019 |
GSM / Ferroglobe PLC / Adage Capital Partners GP LLC - FERROGLOBE PLC Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Ferroglobe PLC (Name of Issuer) Ordinary Shares, nominal value $0.01 per share (Title of Class of Securities) G33856108 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant |