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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Hudson Technologies, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| August 1, 2025 |
Exhibit 10.1 AGREEMENT THIS AGREEMENT (the “Agreement”) is made as of the 31st day of July, 2025 by and between Hudson Technologies, Inc., 300 Tice Boulevard, Suite 290, Woodcliff Lake, New Jersey 07677, and Hudson Technologies Company, 300 Tice Boulevard, Suite 290, Woodcliff Lake, New Jersey 07677 (hereinafter Hudson Technologies, Inc. and Hudson Technologies Company are collectively referred to |
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| August 1, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-13412 Hudson Technologies, Inc. |
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| July 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) July 30, 2025 Hudson Technologies, Inc. |
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| July 30, 2025 |
HUDSON TECHNOLOGIES REPORTS SECOND quarter 2025 reSults Exhibit 99.1 HUDSON TECHNOLOGIES REPORTS SECOND quarter 2025 reSults · Second quarter revenue of $72.8 million; Gross margin of 31% · Net income of $10.2 million or $0.23 per diluted share · Reports $84.3 million in cash and no debt at June 30, 2025 WOODCLIFF LAKE, NJ – July 30, 2025 – Hudson Technologies, Inc. (NASDAQ: HDSN) announced results for the second quarter and six months ended June 30, 2 |
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| June 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) June 23, 2025 Hudson Technologies, Inc. |
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| June 23, 2025 |
Exhibit 10.1 THIRD AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT THIS THIRD AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT (this “Amendment”), dated as of June 23, 2025, is entered into by and among WELLS FARGO BANK, NATIONAL ASSOCIATION, a national banking association (“Wells Fargo”), in its capacity as agent for the Lender Group and the Bank Product Providers (in such capacity, to |
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| June 12, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) June 11, 2025 Hudson Technologies, Inc. |
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| May 9, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-13412 Hudson Technologies, Inc. |
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| May 7, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) May 7, 2025 Hudson Technologies, Inc. |
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| May 7, 2025 |
HUDSON TECHNOLOGIES REPORTS first quarter 2025 reSults Exhibit 99.1 HUDSON TECHNOLOGIES REPORTS first quarter 2025 reSults · First quarter revenue reflects continued low refrigerant market price landscape · Reports $81 million in cash and no debt at March 31, 2025 · Continues share repurchase program WOODCLIFF LAKE, NJ – May 7, 2025 – Hudson Technologies, Inc. (NASDAQ: HDSN) announced results for the first quarter ended March 31, 2025. Brian F. Colema |
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| April 25, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defin |
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| April 25, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 12, 2025 |
Exhibit 10.44 INCENTIVE STOCK OPTION AGREEMENT HUDSON TECHNOLOGIES, INC. AGREEMENT made as of the (insert date) (the “Grant Date”) between Hudson Technologies, Inc. (the “Company”), a New York corporation, having a principal place of business at 300 Tice Boulevard, Suite 290, Woodcliff Lake, New Jersey 07677, and (insert name of Grantee) (the “Grantee”). WHEREAS, the Company desires to grant to th |
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| March 12, 2025 |
Exhibit 10.45 INCENTIVE STOCK OPTION AGREEMENT HUDSON TECHNOLOGIES, INC. AGREEMENT made as of the (insert date) (the “Grant Date”) between Hudson Technologies, Inc. (the “Company”), a New York corporation, having a principal place of business at 300 Tice Boulevard, Suite 290, Woodcliff Lake, New Jersey 07677, and (insert name of Grantee) (the “Grantee”). WHEREAS, the Company desires to grant to th |
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| March 12, 2025 |
Exhibit 10.46 NON-QUALIFIED STOCK OPTION AGREEMENT HUDSON TECHNOLOGIES, INC. AGREEMENT made as of (insert date) (the “Grant Date”) between Hudson Technologies, Inc. (the “Company”), a New York corporation, having a principal place of business at 300 Tice Boulevard, Suite 290, Woodcliff Lake, New Jersey 07677, and (insert name of Grantee) (the “Grantee”). WHEREAS, the Company desires to grant to th |
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| March 12, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-13412 Hudson Technologies, Inc. |
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| March 12, 2025 |
Subsidiaries of the Company. (31) Exhibit 21: Subsidiaries of the Registrant Hudson Technologies Company incorporated in the State of Delaware Hudson Holdings, Inc. |
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| March 12, 2025 |
Exhibit 10.48 NON-QUALIFIED STOCK OPTION AGREEMENT HUDSON TECHNOLOGIES, INC. AGREEMENT made as of (grant date) (the “Grant Date”) between Hudson Technologies, Inc. (the “Company”), a New York corporation, having a principal place of business at 300 Tice Boulevard, Suite 290, Woodcliff Lake, New Jersey 07677, and (insert name of Grantee) (the “Grantee”). WHEREAS, the Company desires to grant to the |
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| March 12, 2025 |
Exhibit 10.47 NON-QUALIFIED STOCK OPTION AGREEMENT HUDSON TECHNOLOGIES, INC. AGREEMENT made as of (insert date) (the “Grant Date”) between Hudson Technologies, Inc. (the “Company”), a New York corporation, having a principal place of business at 300 Tice Boulevard, Suite 290, Woodcliff Lake, New Jersey 07677, and (insert name of Grantee) (the “Grantee”). WHEREAS, the Company desires to grant to th |
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| March 6, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) March 6, 2025 Hudson Technologies, Inc. |
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| March 6, 2025 |
HUDSON TECHNOLOGIES REPORTS fourth quarter and YEAR END 2024 reSults Exhibit 99.1 HUDSON TECHNOLOGIES REPORTS fourth quarter and YEAR END 2024 reSults · Strong unlevered balance sheet with $70.1 million in cash and no debt · Repurchased $8.1 million of common stock in 2024 · Increased refrigerant reclamation volume by 18% in 2024 WOODCLIFF LAKE, NJ – March 6, 2025 – Hudson Technologies, Inc. (NASDAQ: HDSN) announced results for the fourth quarter and year ended Dec |
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| November 8, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-13412 Hudson Technologies, Inc. |
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| November 4, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) November 4, 2024 Hudson Technologies, Inc. |
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| November 4, 2024 |
HUDSON TECHNOLOGIES REPORTS THIRD quarter 2024 reSults Exhibit 99.1 HUDSON TECHNOLOGIES REPORTS THIRD quarter 2024 reSults · Third Quarter Revenue of $61.9 million · Net income of $7.8 million or $0.17 per diluted share · Strengthened balance sheet with $56.5 million in cash and no debt · Repurchased $2.6 million of common stock during the third quarter WOODCLIFF LAKE, NJ – November 4, 2024 – Hudson Technologies, Inc. (NASDAQ: HDSN) announced results |
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| October 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) October 23, 2024 Hudson Technologies, Inc. |
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| October 25, 2024 |
HUDSON TECHNOLOGIES Board of Directors approves increase to company’s share repurchase Program Exhibit 99.1 HUDSON TECHNOLOGIES Board of Directors approves increase to company’s share repurchase Program WOODCLIFF LAKE, NJ – October 25, 2024 – Hudson Technologies, Inc. (NASDAQ: HDSN) announced that its board of directors has approved an increase to the Company’s share repurchase program. Hudson may now purchase up to $20 million in shares of its common stock, consisting of up to $10 million |
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| October 25, 2024 |
Exhibit 10.1 SECOND AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT THIS SECOND AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT (this “Amendment”), dated as of October 23, 2024, is entered into by and among WELLS FARGO BANK, NATIONAL ASSOCIATION, a national banking association (“Wells Fargo”), in its capacity as agent for the Lender Group and the Bank Product Providers (in such capacity, tog |
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| August 23, 2024 |
Exhibit 107 CALCULATION OF FILING FEE TABLE FORM S-8 (Form Type) HUDSON TECHNOLOGIES, INC. |
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| August 23, 2024 |
Hudson Technologies, Inc. 2024 Stock Incentive Plan (29)* Exhibit 4.12 HUDSON TECHNOLOGIES, INC. 2024 STOCK INCENTIVE PLAN 1. Purpose The 2024 Hudson Technologies, Inc. Stock Incentive Plan (the "Plan") is intended to provide incentives which will attract, retain, motivate and reward highly competent persons as non-employee directors, executive officers and other employees of, or consultants and advisors to, Hudson Technologies, Inc. (the "Com |
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| August 23, 2024 |
As filed with the Securities and Exchange Commission on August 23, 2024 As filed with the Securities and Exchange Commission on August 23, 2024 Registration Statement No. |
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| August 9, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-13412 Hudson Technologies, Inc. |
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| August 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) August 6, 2024 Hudson Technologies, Inc. |
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| August 6, 2024 |
HUDSON TECHNOLOGIES REPORTS SECOND quarter 2024 reSults Board Authorizes Share Repurchase Program Exhibit 99.1 HUDSON TECHNOLOGIES REPORTS SECOND quarter 2024 reSults Board Authorizes Share Repurchase Program WOODCLIFF LAKE, NJ – August 6, 2024 – Hudson Technologies, Inc. (NASDAQ: HDSN) announced results for the second quarter and six months ended June 30, 2024. For the quarter ended June 30, 2024, Hudson reported revenues of $75.3 million, a decrease of 17% compared to revenues of $90.5 milli |
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| July 30, 2024 |
HUDSON TECHNOLOGIES ANNOUNCES APPOINTMENT OF BRIAN J. BERTAUX AS CHIEF FINANCIAL OFFICER Exhibit 99.1 HUDSON TECHNOLOGIES ANNOUNCES APPOINTMENT OF BRIAN J. BERTAUX AS CHIEF FINANCIAL OFFICER Woodcliff Lake, NJ – July 30, 2024– Hudson Technologies, Inc. (NASDAQ: HDSN) a leading provider of innovative and sustainable refrigerant products and services to the Heating, Ventilation, Air Conditioning, and Refrigeration industry – and one of the nation’s largest refrigerant reclaimers – today |
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| July 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) July 30, 2024 Hudson Technologies, Inc. |
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| June 13, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) June 12, 2024 Hudson Technologies, Inc. |
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| June 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) June 6, 2024 Hudson Technologies, Inc. |
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| June 7, 2024 |
Exhibit 10.2 EXECUTION VERSION FIRST AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT AND LIMITED CONSENT THIS FIRST AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT AND LIMITED CONSENT (this “Amendment”), dated as of June 6, 2024, is entered into by and among WELLS FARGO BANK, NATIONAL ASSOCIATION, a national banking association (“Wells Fargo”), in its capacity as agent for the Lender Group a |
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| June 7, 2024 |
HUDSON TECHNOLOGIES ANNOUNCES ACQUISITION OF USA REFRIGERANTS Exhibit 99.1 HUDSON TECHNOLOGIES ANNOUNCES ACQUISITION OF USA REFRIGERANTS Woodcliff Lake, NJ – June 7, 2024– Hudson Technologies, Inc. (NASDAQ: HDSN) today announced the acquisition of substantially all of the assets of USA United Suppliers of America, Inc. d/b/a USA Refrigerants (“USA”) for $20.7 million, subject to customary post-closing adjustments, and up to an additional $2 million in potent |
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| June 7, 2024 |
Exhibit 10.1 EXECUTION COPY ASSET PURCHASE AGREEMENT This Asset Purchase Agreement (this “Agreement”), dated as of June 6, 2024, is entered into by and among Hudson Technologies Company, a Delaware corporation (“Buyer”), USA United Suppliers of America, Inc. (d/b/a USA Refrigerants), a Florida corporation (“USAR”), B&B Jobber Services, Inc., a Florida corporation (“B&B” and, collectively with USAR |
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| May 8, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-13412 Hudson Technologies, Inc. |
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| May 1, 2024 |
HUDSON TECHNOLOGIES REPORTS FIRST quarter 2024 reSults Exhibit 99.1 HUDSON TECHNOLOGIES REPORTS FIRST quarter 2024 reSults WOODCLIFF LAKE, NJ – MAY 1, 2024 – Hudson Technologies, Inc. (NASDAQ: HDSN) announced results for the first quarter ended March 31, 2024. For the quarter ended March 31, 2024, Hudson reported revenues of $65.3 million, a decrease of 15% compared to revenues of $77.2 million in the comparable 2023 period. The decrease is primarily |
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| May 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) May 1, 2024 Hudson Technologies, Inc. |
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| April 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defin |
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| March 14, 2024 |
Subsidiaries of the Company. (28) Exhibit 21: Subsidiaries of the Registrant Hudson Technologies Company incorporated in the State of Delaware Hudson Holdings, Inc. |
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| March 14, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-13412 Hudson Technologies, Inc. |
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| March 14, 2024 |
Hudson Technologies, Inc. Clawback Policy (27) Exhibit 97 HUDSON TECHNOLOGIES, INC. CLAWBACK POLICY The Board of Directors (the “Board”) of Hudson Technologies, Inc. (the “Company”) believes that it is in the best interests of the Company and its shareholders to adopt this Clawback Policy (the “Policy”), which provides for the recovery of certain incentive compensation in the event of an Accounting Restatement (as defined below). This Policy i |
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| March 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) March 6, 2024 Hudson Technologies, Inc. |
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| March 6, 2024 |
HUDSON TECHNOLOGIES REPORTS FOURTH quarter ANd YEAR END 2023 reSults Exhibit 99.1 HUDSON TECHNOLOGIES REPORTS FOURTH quarter ANd YEAR END 2023 reSults WOODCLIFF LAKE, NJ – MARCH 6, 2024 – Hudson Technologies, Inc. (NASDAQ: HDSN) announced results for the fourth quarter and year ended December 31, 2023. For the quarter ended December 31, 2023, Hudson reported revenues of $44.9 million, a decrease of 5% compared to revenues of $47.4 million in the comparable 2022 per |
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| February 14, 2024 |
HDSN / Hudson Technologies, Inc. / Riva Ridge Capital Management LP Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| November 7, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-13412 Hudson Technologies, Inc. |
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| November 1, 2023 |
HUDSON TECHNOLOGIES REPORTS third quarter RESULTS Exhibit 99.1 HUDSON TECHNOLOGIES REPORTS third quarter RESULTS WOODCLIFF LAKE, NJ – november 1, 2023 – Hudson Technologies, Inc. (NASDAQ: HDSN) announced results for the third quarter ended September 30, 2023. For the quarter ended September 30, 2023, Hudson reported revenues of $76.5 million, a decrease of 15% compared to revenues of $89.5 million in the third quarter of 2022. The decrease is pri |
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| November 1, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) November 1, 2023 Hudson Technologies, Inc. |
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| October 12, 2023 |
HUDSON TECHNOLOGIES ANNOUNCES APPOINTMENT OF KAthleen l. houghton to board of directors Exhibit 99.1 HUDSON TECHNOLOGIES ANNOUNCES APPOINTMENT OF KAthleen l. houghton to board of directors WoodclifF lake, nj – October 12, 2023 – Hudson Technologies, Inc. (NASDAQ: HDSN), a leading provider of innovative and sustainable refrigerant products and services to the Heating, Ventilation, Air Conditioning, and Refrigeration industry – and one of the nation’s largest refrigerant reclaimers – t |
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| October 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) October 11, 2023 Hudson Technologies, Inc. |
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| August 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) August 21, 2023 Hudson Technologies, Inc. |
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| August 22, 2023 |
HUDSON TECHNOLOGIES ANNOUNCES FULL REPAYMENT OF OUTSTANDING TERM DEBT Exhibit 99.1 HUDSON TECHNOLOGIES ANNOUNCES FULL REPAYMENT OF OUTSTANDING TERM DEBT WOODCLIFF LAKE, NJ – August 21, 2023 – Hudson Technologies, Inc. (NASDAQ: HDSN) a leading provider of innovative and sustainable refrigerant products and services to the Heating, Ventilation, Air Conditioning, and Refrigeration industry–and one of the nation’s largest refrigerant reclaimers–today announced that the |
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| August 8, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-13412 Hudson Technologies, Inc. |
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| August 2, 2023 |
HUDSON TECHNOLOGIES REPORTS Second QUARTER 2023 Results Exhibit 99.1 HUDSON TECHNOLOGIES REPORTS Second QUARTER 2023 Results WOODCLIFF LAKE, NJ – August 2, 2023 – Hudson Technologies, Inc. (NASDAQ: HDSN) announced results for the second quarter ended June 30, 2023. For the quarter ended June 30, 2023, Hudson reported revenues of $90.5 million, a decrease of 13% compared to revenues of $103.9 million in the second quarter of 2022. The decrease is primar |
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| August 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) August 2, 2023 Hudson Technologies, Inc. |
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| June 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) June 7, 2023 Hudson Technologies, Inc. |
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| May 9, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-13412 Hudson Technologies, Inc. |
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| May 3, 2023 |
HUDSON TECHNOLOGIES REPORTS FIrst QUARTER 2023 Results Exhibit 99.1 HUDSON TECHNOLOGIES REPORTS FIrst QUARTER 2023 Results WOODCLIFF LAKE, NJ – MAY 3, 2023 – Hudson Technologies, Inc. (NASDAQ: HDSN) announced results for the first quarter ended March 31, 2023. For the quarter ended March 31, 2023, Hudson reported revenues of $77.2 million, a decrease of 8% compared to revenues of $84.3 million in the first quarter of 2022. The decrease is primarily re |
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| May 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) May 3, 2023 Hudson Technologies, Inc. |
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| April 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defin |
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| March 14, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-13412 Hudson Technologies, Inc. |
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| March 14, 2023 |
Subsidiaries of the Company. (28) Exhibit 21: Subsidiaries of the Registrant Hudson Technologies Company incorporated in the State of Delaware Hudson Holdings, Inc. |
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| March 8, 2023 |
Exhibit 99.1 HUDSON TECHNOLOGIES REPORTS FOURTH QUARTER Revenue Growth of 26%; Record Full YEAR 2022 revenue of $325.2 Million WOODCLIFF LAKE, NJ – MARCH 8, 2023 – Hudson Technologies, Inc. (NASDAQ: HDSN) announced results for the fourth quarter and year ended December 31, 2022. For the quarter ended December 31, 2022, Hudson reported revenues of $47.4 million, an increase of 26% compared to reven |
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| March 8, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) March 8, 2023 Hudson Technologies, Inc. |
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| February 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A (Amendment No. |
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| February 15, 2023 |
HDSN / Hudson Technologies, Inc. / ArrowMark Colorado Holdings LLC Passive Investment SC 13G/A 1 arrowmark-hdsn123122a6.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 6)* Hudson Technologies, Inc. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 444144109 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the app |
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| February 2, 2023 |
HDSN / Hudson Technologies, Inc. / Riva Ridge Capital Management LP Passive Investment SC 13G/A 1 d993243013g-a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Hudson Technologies, Inc. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 444144109 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate bo |
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| January 19, 2023 |
HUDSON TECHNOLOGIES, INC. 300 Tice Boulevard, Suite 290 Woodcliff Lake, NJ 07677 845-735-6000 (Phone) January 19, 2023 VIA EDGAR Division of Corporation Finance U.S. Securities and Exchange Commission 100 F Street NE Washington, DC 20549 Re: HUDSON TECHNOLOGIES, INC. (the “Company”) Registration Statement on Form S-3 (File No. 333-269221) Ladies and Gentlemen: Pursuant to Rule 461 under the Securi |
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| January 13, 2023 |
Exhibit 4.12 HUDSON TECHNOLOGIES, INC. AND Trustee INDENTURE Dated as of Debt Securities Reconciliation and tie between Trust Indenture Act of 1939, as amended, and the Indenture Trust Indenture Act Section Indenture Section (S)310(a)(1) 6.8 (a)(2) 6.8 (b) 6.9 (S)312(a) 7.1 (b) 7.2 (c) 7.2 (S)313(a) 7.3 (b)(2) 7.3 (c) 7.3 (d) 7.3 (S)314(a) 7.4 (c)(1) 1.2 (c)(2) 1.2 (e) 1.2 (f) 1.2 (S)316(a) (last |
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| January 13, 2023 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Hudson Technologies, Inc. |
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| January 13, 2023 |
As filed with the Securities and Exchange Commission on January 13, 2023 S-3 1 tm231653-1s3.htm S-3 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on January 13, 2023 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 HUDSON TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) New York 13-3641539 (State or other ju |
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| November 8, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-13412 Hudson Technologies, Inc. |
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| November 2, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) November 2, 2022 Hudson Technologies, Inc. |
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| November 2, 2022 |
HUDSON TECHNOLOGIES REPORTS record THIRD Quarter 2022 reSults Exhibit 99.1 HUDSON TECHNOLOGIES REPORTS record THIRD Quarter 2022 reSults WoodclifF lake, nj ? November 2, 2022 ? Hudson Technologies, Inc. (NASDAQ: HDSN) announced results for the third quarter ended September 30, 2022. For the quarter ended September 30, 2022, Hudson reported revenues of $89.5 million, an increase of 48% compared to revenues of $60.6 million in the comparable 2021 period. Third |
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| October 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) September 30, 2022 Hudson Technologies, Inc. |
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| October 3, 2022 |
HUDSON TECHNOLOGIES Appoints Nicole bulgarino and Loan Mansy to board of directors Exhibit 99.1 HUDSON TECHNOLOGIES Appoints Nicole bulgarino and Loan Mansy to board of directors WoodclifF lake, nj ? October 3, 2022 ? Hudson Technologies, Inc. (NASDAQ: HDSN), a leading provider of innovative and sustainable refrigerant products and services to the Heating, Ventilation, Air Conditioning, and Refrigeration industry ? and one of the nation?s largest refrigerant reclaimers ? today a |
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| August 8, 2022 |
Table of Contents ? ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ? FORM 10-Q ? ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? For the quarterly period ended June 30, 2022 ? OR ? ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? For the transition period from to ? Commission file number 1-13412 ? Hudson Technologies, Inc. |
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| August 3, 2022 |
Exhibit 99.1 HUDSON TECHNOLOGIES REPORTS record Second Quarter 2022 reSults; raises 2022 FORECAST and PROVIDES update ON longer-term Targets WoodclifF lake, nj ? August 3, 2022 ? Hudson Technologies, Inc. (NASDAQ: HDSN) announced results for the second quarter ended June 30, 2022. For the quarter ended June 30, 2022, Hudson reported revenues of $103.9 million, an increase of 72% compared to revenu |
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| August 3, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) August 3, 2022 Hudson Technologies, Inc. |
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| June 10, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) June 9, 2022 Hudson Technologies, Inc. |
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| May 10, 2022 |
Table of Contents ? ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ? FORM 10-Q ? ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? For the quarterly period ended March 31, 2022 ? OR ? ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? For the transition period from to ? Commission file number 1-13412 ? Hudson Technologies, Inc. |
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| May 4, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) May 4, 2022 Hudson Technologies, Inc. |
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| May 4, 2022 |
HUDSON TECHNOLOGIES REPORTS record First Quarter 2022 reSults Exhibit 99.1 HUDSON TECHNOLOGIES REPORTS record First Quarter 2022 reSults WoodclifF lake, nj ? MAy 4, 2022 ? Hudson Technologies, Inc. (NASDAQ: HDSN) announced results for the first quarter ended March 31, 2022. For the quarter ended March 31, 2022, Hudson reported revenues of $84.3 million, an increase of 149% compared to revenues of $33.8 million in the comparable 2021 period. First quarter rev |
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| April 26, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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| April 26, 2022 |
? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 24, 2022 |
Subsidiaries of the Company. (36) Exhibit 21: Subsidiaries of the Registrant Hudson Technologies Company incorporated in the State of Delaware Hudson Holdings, Inc. |
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| March 24, 2022 |
Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-13412 Hudson Technologies, Inc. |
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| March 24, 2022 |
Form of Stock Appreciation Rights Award Agreement (27) Exhibit 10.56 STOCK APPRECIATION RIGHTS AWARD HUDSON TECHNOLOGIES, INC. AGREEMENT made as of [DATE] (the "Grant Date") between Hudson Technologies, Inc. (the "Company"), a New York corporation, having a principal place of business at PO Box 1541, One Blue Hill Plaza, 14th Floor, Pearl River, New York 10965, and [[FIRSTNAME]] [[LASTNAME]] (the "Grantee"). WHEREAS, the Company desires to grant to th |
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| March 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 SEC File Number: 1-13412 NOTIFICATION OF LATE FILING Cusip Number: 444144 10 9 (Check one) x Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-CEN ? Form N-CSR For Period Ended: December 31, 2021 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on Form 10-Q For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
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| March 8, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) March 8, 2022 Hudson Technologies, Inc. |
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| March 8, 2022 |
HUDSON TECHNOLOGIES REPORTS record FOURTH quarter ANd YEAR END 2021 reSults Exhibit 99.1 HUDSON TECHNOLOGIES REPORTS record FOURTH quarter ANd YEAR END 2021 reSults WOODCLIFF LAKE, nJ ? MARCH 8, 2022 ? Hudson Technologies, Inc. (NASDAQ: HDSN) announced results for the fourth quarter and year ended December 31, 2021. For the quarter ended December 31, 2021, Hudson reported revenues of $37.8 million, an increase of 71% compared to revenues of $22.1 million in the comparable |
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| March 3, 2022 |
Exhibit 99.1 Hudson Technologies Enters Into New $85 Million Term Loan and Increases ABL Facility to a Total of $90 Million Woodcliff Lake, NJ ? March 2, 2022 ? Hudson Technologies, Inc. (NASDAQ: HDSN), a leading provider of innovative and sustainable refrigerant products and services to the Heating, Ventilation, Air Conditioning, and Refrigeration industry ? and one of the nation?s largest refrig |
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| March 3, 2022 |
Exhibit 10.4 Execution Version FIRST AMENDMENT TO GUARANTY AND SECURITY AGREEMENT THIS FIRST AMENDMENT TO GUARANTY AND SECURITY AGREEMENT (this ?Amendment?), dated as of March 2, 2022, is entered into by and among WELLS FARGO BANK, NATIONAL ASSOCIATION, a national banking association (?Wells Fargo?), as administrative agent for each member of the Lender Group and the Bank Product Providers (in suc |
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| March 3, 2022 |
Exhibit 10.1 CREDIT AGREEMENT by and among TCW ASSET MANAGEMENT COMPANY LLC, as Agent, THE LENDERS THAT ARE PARTIES HERETO as the Lenders, HUDSON TECHNOLOGIES INC., as Parent, and HUDSON HOLDINGS, INC., HUDSON TECHNOLOGIES COMPANY, and THE OTHER BORROWERS THAT ARE PARTIES FROM TIME TO TIME HERETO, collectively, as the Borrowers Dated as of March 2, 2022 TABLE OF CONTENTS Page 1. DEFINITIONS AND CO |
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| March 3, 2022 |
Exhibit 10.3 AMENDED AND RESTATED CREDIT AGREEMENT by and among WELLS FARGO BANK, NATIONAL ASSOCIATION, as Agent, THE LENDERS THAT ARE PARTIES HERETO as the Lenders, HUDSON TECHNOLOGIES INC., as Parent, and HUDSON HOLDINGS, INC., HUDSON TECHNOLOGIES COMPANY, and THE OTHER BORROWERS THAT ARE PARTIES FROM TIME TO TIME HERETO, collectively, as the Borrowers Dated as of March 2, 2022 Table of Contents |
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| March 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) March 2, 2022 Hudson Technologies, Inc. |
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| March 3, 2022 |
Amended and Restated By-Laws. (26) Exhibit 3.1 AMENDED AND RESTATED BY-LAWS OF HUDSON TECHNOLOGIES, INC. (a New York corporation) (With all amendments through March 2, 2022) ARTICLE I OFFICES, SEAL AND FISCAL YEAR 1. OFFICES: The principal office of the Corporation shall be at such location as the Board of Directors of the Corporation (the ?Board of Directors?) may from time to time designate. The Corporation may also have offices |
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| March 3, 2022 |
Exhibit 10.2 GUARANTY AND SECURITY AGREEMENT This GUARANTY AND SECURITY AGREEMENT (this "Agreement"), dated as of March 2, 2022, by and among the Persons listed on the signature pages hereof as "Grantors" and those additional entities that hereafter become parties hereto by executing the form of Joinder attached hereto as Annex 1 (each, a "Grantor" and collectively, the "Grantors"), and TCW ASSET |
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| February 14, 2022 |
HDSN / Hudson Technologies, Inc. / ArrowMark Colorado Holdings LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* HUDSON TECHNOLOGIES, INC. (Name of Issuer) Common Stock Par Value $0.01 (Title of Class of Securities) 444144109 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pur |
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| February 9, 2022 |
HDSN / Hudson Technologies, Inc. / Zugibe Maura - SC 13G/A Passive Investment SC 13G/A 1 tm225853d1sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A (Amendment No. 1)* Hudson Technologies, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 444144 10 9 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate t |
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| February 7, 2022 |
HDSN / Hudson Technologies, Inc. / Riva Ridge Capital Management LP Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| November 15, 2021 |
Table of Contents ? ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ? FORM 10-Q ? ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? For the quarterly period ended September 30, 2021 ? OR ? ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? For the transition period from to ? Commission file number 1-13412 ? Hudson Technologies, Inc. |
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| November 3, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) November 3, 2021 Hudson Technologies, Inc. |
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| November 3, 2021 |
HUDSON TECHNOLOGIES REPORTS Third quarter 2021 reSults Exhibit 99.1 HUDSON TECHNOLOGIES REPORTS Third quarter 2021 reSults pearl river, ny ? November 3, 2021 ? Hudson Technologies, Inc. (NASDAQ: HDSN) announced results for the third quarter and nine months ended September 30, 2021. For the quarter ended September 30, 2021, Hudson reported revenues of $60.6 million, an increase of 46% compared to revenues of $41.5 million in the comparable 2020 period. |
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| October 8, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) October 7, 2021 Hudson Technologies, Inc. |
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| August 11, 2021 |
Table of Contents ? ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ? FORM 10-Q ? ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? For the quarterly period ended June 30, 2021 ? OR ? ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? For the transition period from to ? Commission file number 1-13412 ? Hudson Technologies, Inc. |
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| August 4, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) August 4, 2021 Hudson Technologies, Inc. |
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| August 4, 2021 |
HUDSON TECHNOLOGIES REPORTS record second quarter 2021 revenues Exhibit 99.1 HUDSON TECHNOLOGIES REPORTS record second quarter 2021 revenues pearl river, ny ? August 4, 2021 ? Hudson Technologies, Inc. (NASDAQ: HDSN) announced results for the second quarter and six months ended June 30, 2021. For the quarter ended June 30, 2021, Hudson reported revenues of $60.5 million, an increase of 27% compared to revenues of $47.7 million in the comparable 2020 period. Se |
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| July 1, 2021 |
HDSN / Hudson Technologies, Inc. / CALM WATERS PARTNERSHIP - SCHEDULE 13G Passive Investment SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* HUDSON TECHNOLOGIES, INC. (Name of Issuer) Common Stock Par Value $0.01 (Title of Class of Securities) 444144109 (CUSIP Number) June 29, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the r |
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| June 29, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) June 29, 2021 Hudson Technologies, Inc. |
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| June 29, 2021 |
Exhibit 99.1 HUDSON TECHNOLOGIES RECEIVES 5-YEAR RENEWAL AWARD FOR DEPARTMENT OF DEFENSE CONTRACT; extending the toTal contract period to ten years PEARL RIVER, NY ? June 29, 2021? Hudson Technologies, Inc. (NASDAQ: HDSN) announced today that the United States Defense Logistics Agency (?DLA?) has exercised its renewal option to contract Hudson for an additional five years as the prime contractor f |
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| June 11, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) June 10, 2021 Hudson Technologies, Inc. |
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| May 25, 2021 |
HDSN / Hudson Technologies, Inc. / COLEMAN BRIAN F - SC 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13D (Amendment No. |
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| May 24, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| May 11, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-13412 Hudson Technologies, Inc. |
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| May 5, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 tm2114946d18k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) May 5, 2021 Hudson Technologies, Inc. (Exact Name of Registrant as Specified in Charter) New York (State or Other Jurisdiction of Incorporation) 1-13412 |
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| May 5, 2021 |
HUDSON TECHNOLOGIES REPORTS FIRST Quarter 2021 RESULTS Exhibit 99.1 HUDSON TECHNOLOGIES REPORTS FIRST Quarter 2021 RESULTS pearl river, ny ? MaY 5, 2021 ? Hudson Technologies, Inc. (NASDAQ: HDSN) announced results for the first quarter ended March 31, 2021. For the quarter ended March 31, 2021, Hudson reported revenues of $33.8 million, a decrease of 7% compared to revenues of $36.4 million in the comparable 2020 period. The decrease in revenue was pr |
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| May 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13D (Amendment No. |
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| May 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G (Amendment No. )* UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G (Amendment No. |
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| April 28, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 28, 2021 |
? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 ? SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 12, 2021 |
Exhibit 10.53 INCENTIVE STOCK OPTION AGREEMENT HUDSON TECHNOLOGIES, INC. AGREEMENT made as of the (insert date) (the "Grant Date") between Hudson Technologies, Inc. (the "Company"), a New York corporation, having a principal place of business at PO Box 1541, One Blue Hill Plaza, 14th Floor, Pearl River, New York 10965, and (insert name of Grantee) (the "Grantee"). WHEREAS, the Company desires to g |
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| March 12, 2021 |
Exhibit 10.52 INCENTIVE STOCK OPTION AGREEMENT HUDSON TECHNOLOGIES, INC. AGREEMENT made as of the (insert date) (the "Grant Date") between Hudson Technologies, Inc. (the "Company"), a New York corporation, having a principal place of business at PO Box 1541, One Blue Hill Plaza, 14th Floor, Pearl River, New York 10965, and (insert name of Grantee) (the "Grantee"). WHEREAS, the Company desires to g |
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| March 12, 2021 |
Exhibit 10.54 NON-QUALIFIED STOCK OPTION AGREEMENT HUDSON TECHNOLOGIES, INC. AGREEMENT made as of (insert date) (the "Grant Date") between Hudson Technologies, Inc. (the "Company"), a New York corporation, having a principal place of business at PO Box 1541, One Blue Hill Plaza, 14th Floor, Pearl River, New York 10965, and (insert name of Grantee) (the "Grantee"). WHEREAS, the Company desires to g |
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| March 12, 2021 |
Exhibit 10.56 NON-QUALIFIED STOCK OPTION AGREEMENT HUDSON TECHNOLOGIES, INC. AGREEMENT made as of (grant date) (the "Grant Date") between Hudson Technologies, Inc. (the "Company"), a New York corporation, having a principal place of business at PO Box 1541, One Blue Hill Plaza, 14th Floor, Pearl River, New York 10965, and (insert name of Grantee) (the "Grantee"). WHEREAS, the Company desires to gr |
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| March 12, 2021 |
Subsidiaries of the Company. (34) Exhibit 21: Subsidiaries of the Registrant Hudson Technologies Company incorporated in the State of Delaware Hudson Holdings, Inc. |
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| March 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-13412 Hudson Technologies, Inc. (E |
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| March 12, 2021 |
Exhibit 10.55 NON-QUALIFIED STOCK OPTION AGREEMENT HUDSON TECHNOLOGIES, INC. AGREEMENT made as of (insert date) (the "Grant Date") between Hudson Technologies, Inc. (the "Company"), a New York corporation, having a principal place of business at PO Box 1541, One Blue Hill Plaza, 14th Floor, Pearl River, New York 10965, and (insert name of Grantee) (the "Grantee"). WHEREAS, the Company desires to g |
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| March 3, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) March 3, 2021 Hudson Technologies, Inc. |
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| March 3, 2021 |
HUDSON TECHNOLOGIES REPORTS FOURTH Quarter 2020 RESULTS Exhibit 99.1 HUDSON TECHNOLOGIES REPORTS FOURTH Quarter 2020 RESULTS pearl river, ny – March 3, 2021 – Hudson Technologies, Inc. (NASDAQ: HDSN) announced results for the fourth quarter and year ended December 31, 2020. For the quarter ended December 31, 2020, Hudson reported revenues of $22.1 million, a decrease of 14% compared to revenues of $25.8 million in the comparable 2019 period. The decrea |
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| February 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 8, 2021 |
SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* HUDSON TECHNOLOGIES, INC. (Name of Issuer) Common Stock Par Value $0.01 (Title of Class of Securities) 444144109 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate |
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| January 12, 2021 |
TABLE OF CONTENTS As filed with the Securities and Exchange Commission on January 12, 2021 Registration No. |
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| January 6, 2021 |
CORRESP 1 filename1.htm HUDSON TECHNOLOGIES, INC. One Blue Hill Plaza Pearl River, NY 10965 845-735-6000 (Phone) January 6, 2021 Division of Corporation Finance U.S. Securities and Exchange Commission 100 F Street NE Washington, DC 20549 Re: HUDSON TECHNOLOGIES, INC. (the “Company”) Registration Statement on Form S-3 (File No. 333-251646) Ladies and Gentlemen: In connection with the above-captione |
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| December 29, 2020 |
Exhibit 99.1 HUDSON TECHNOLOGIES APPLAUDS adoption of Omnibus/COVID-19 Relief which INCLUDes THE PHASEDOWN OF HFC PRODUCTION pearl river, ny – DECember 29, 2020 – Hudson Technologies, Inc. (NASDAQ: HDSN), a leading provider of innovative and sustainable solutions for optimizing performance and improving efficiency of commercial and industrial chiller plants and refrigeration systems, commented tod |
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| December 29, 2020 |
Financial Statements and Exhibits, Other Events - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) December 29, 2020 Hudson Technologies, Inc. |
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| December 23, 2020 |
TABLE OF CONTENTS As filed with the Securities and Exchange Commission on December 23, 2020 Registration No. |
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| December 23, 2020 |
Exhibit 4.12 HUDSON TECHNOLOGIES, INC. AND Trustee INDENTURE Dated as of Debt Securities Reconciliation and tie between Trust Indenture Act of 1939, as amended, and the Indenture Trust Indenture Act Section Indenture Section (S)310(a)(1) 6.8 (a)(2) 6.8 (b) 6.9 (S)312(a) 7.1 (b) 7.2 (c) 7.2 (S)313(a) 7.3 (b)(2) 7.3 (c) 7.3 (d) 7.3 (S)314(a) 7.4 (c)(1) 1.2 (c)(2) 1.2 (e) 1.2 (f) 1.2 (S)316(a) (last |
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| November 10, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-13412 Hudson Technologies, Inc. |
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| November 5, 2020 |
HUDSON TECHNOLOGIES REPORTS THIRD Quarter 2020 RESULTS EX-99.1 2 tm2034797d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 HUDSON TECHNOLOGIES REPORTS THIRD Quarter 2020 RESULTS pearl river, ny – November 5, 2020 – Hudson Technologies, Inc. (NASDAQ: HDSN) announced results for the third quarter and nine months ended September 30, 2020. For the quarter ended September 30, 2020, Hudson reported revenues of $41.5 million, a decrease of 9% compared to revenues of $ |
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| November 5, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 tm2034797d18k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) November 5, 2020 Hudson Technologies, Inc. (Exact Name of Registrant as Specified in Charter) New York (State or Other Jurisdiction of Incorporation) 1-1 |
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| September 16, 2020 |
8-K 1 tm2030585-18k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) September 14, 2020 Hudson Technologies, Inc. (Exact Name of Registrant as Specified in Charter) New York (State or Other Jurisdiction of Incorporation) 1 |
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| September 16, 2020 |
Exhibit 10.2 AMENDED AND RESTATED AGREEMENT THIS AMENDED AND RESTATED AGREEMENT (the “Agreement”) is made as of the 30 day of September, 2019 by and between Hudson Technologies, Inc., P.O. Box 1541, One Blue Hill Plaza, Pearl River, New York 10965 (“HTI”), Hudson Technologies Company, P.O. Box 1541, One Blue Hill Plaza, Pearl River, New York 10965 (“HTC” and hereinafter HTI, HTC and their Affiliat |
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| September 16, 2020 |
HUDSON TECHNOLOGIES NAMES KENNETH GAGLIONE VICE PRESIDENT - OPERATIONS Exhibit 99.1 HUDSON TECHNOLOGIES NAMES KENNETH GAGLIONE VICE PRESIDENT - OPERATIONS PEARL RIVER, NY – September 14, 2020– Hudson Technologies, Inc. (NASDAQ: HDSN) (the “Company”) today announced the appointment of Kenneth Gaglione to the Company’s newly created role of Vice President - Operations. Mr. Gaglione most recently served as Global Marketing Director for aftermarket refrigerants at Honeyw |
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| September 16, 2020 |
Agreement dated September 14, 2020 between the Company and Kenneth Gaglione (31)* Exhibit 10.1 AGREEMENT THIS AGREEMENT (the “Agreement”) is made as of the 14th day of September, 2020 by and between Hudson Technologies, Inc., P.O. Box 1541, One Blue Hill Plaza, Pearl River, New York 10965, Hudson Technologies Company, P.O. Box 1541, One Blue Hill Plaza, Pearl River, New York 10965, and Aspen Refrigerants, Inc., P.O. Box 1541, One Blue Hill Plaza, Pearl River, New York, 10965 (h |
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| September 16, 2020 |
HUDSON TECHNOLOGIES ANNOUNCES APPOINTMENT OF KATHLEEN L. HOUGHTON AS AN EXECUTIVE OFFICER Exhibit 99.2 HUDSON TECHNOLOGIES ANNOUNCES APPOINTMENT OF KATHLEEN L. HOUGHTON AS AN EXECUTIVE OFFICER PEARL RIVER, NY – September 16, 2020– Hudson Technologies, Inc. (NASDAQ: HDSN) (the “Company”) today announced the appointment of Kathleen L. Houghton, as an executive officer of the Company. Ms. Houghton has served as Hudson’s Vice President – Sales and Marketing since May 2019. She joined the C |
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| September 1, 2020 |
HUDSON TECHNOLOGIES Appoints Stephen P. Mandracchia to Board of Directors EX-99.1 2 tm2029371d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 HUDSON TECHNOLOGIES Appoints Stephen P. Mandracchia to Board of Directors pearl river, ny – SEPTEMBER 1, 2020 – Hudson Technologies, Inc. (NASDAQ: HDSN) (the “Company”) today announced the appointment of Stephen P. Mandracchia to its Board of Directors. Mr. Mandracchia fills the Board vacancy resulting from the passing of Kevin J. Zugibe in |
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| September 1, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) September 1, 2020 Hudson Technologies, Inc. |
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| August 11, 2020 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) August 11, 2020 Hudson Technologies, Inc. |
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| August 11, 2020 |
HUDSON TECHNOLOGIES REGAINS COMPLIANCE WITH NASDAQ MINIMUM CLOSING BID PRICE RULE Exhibit 99.1 HUDSON TECHNOLOGIES REGAINS COMPLIANCE WITH NASDAQ MINIMUM CLOSING BID PRICE RULE PEARL RIVER, NY – August 11, 2020 – Hudson Technologies, Inc. (NASDAQ: HDSN) today announced that it received a letter from The Nasdaq Stock Market LLC (“Nasdaq”) indicating that the closing bid price of the Company’s common stock has been at $1.00 per share or greater for ten consecutive business days ( |
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| August 5, 2020 |
HUDSON TECHNOLOGIES REPORTS Second Quarter 2020 Net Income of $2.4 Million or $0.06 Per share Exhibit 99.1 HUDSON TECHNOLOGIES REPORTS Second Quarter 2020 Net Income of $2.4 Million or $0.06 Per share pearl river, ny – August 5, 2020 – Hudson Technologies, Inc. (NASDAQ: HDSN) announced results for the second quarter and six months ended June 30, 2020. For the quarter ended June 30, 2020, Hudson reported revenues of $47.7 million, a decrease of 14.8% compared to revenues of $56.0 million in |
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| August 5, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-13412 Hudson Technologies, Inc. |
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| August 5, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 tm2026366d18k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) August 5, 2020 Hudson Technologies, Inc. (Exact Name of Registrant as Specified in Charter) New York (State or Other Jurisdiction of Incorporation) 1-134 |
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| August 3, 2020 |
8-K 1 tm2026035d18k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) July 29, 2020 Hudson Technologies, Inc. (Exact Name of Registrant as Specified in Charter) New York (State or Other Jurisdiction of Incorporation) 1-1341 |
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| July 20, 2020 |
Exhibit 10.1 FOURTH AMENDED AND RESTATED AGREEMENT THIS FOURTH AMENDED AND RESTATED AGREEMENT (this “Agreement”) is made as of the 24th day of June, 2020 by and between Hudson Technologies, Inc., P.O. Box 1541, One Blue Hill Plaza, Pearl River, New York 10965, Hudson Technologies Company, P.O. Box 1541, One Blue Hill Plaza, Pearl River, New York 10965 and Aspen Refrigerants, Inc., P.O. Box 1541, O |
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| July 20, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) July 15, 2020 Hudson Technologies, Inc. |
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| July 20, 2020 |
Exhibit 99.1 HUDSON TECHNOLOGIES NAMES BRIAN F. COLEMAN CHAIRMAN OF THE BOARD, PRESIDENT & CHIEF EXECUTIVE OFFICER PEARL RIVER, NY – July 20, 2020– Hudson Technologies, Inc. (NASDAQ: HDSN) (the “Company”) today announced that its Board of Directors has appointed Brian F. Coleman Chairman of the Board, President and Chief Executive Officer, roles he had assumed on an interim basis following the pas |
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| June 30, 2020 |
Hudson Technologies, Inc. 2020 Stock Incentive Plan (23)* Exhibit 4.12 HUDSON TECHNOLOGIES, INC. 2020 STOCK INCENTIVE PLAN 1. Purpose The 2020 Hudson Technologies, Inc. Stock Incentive Plan (the "Plan") is intended to provide incentives which will attract, retain, motivate and reward highly competent persons as non-employee directors, executive officers and other employees of, or consultants and advisors to, Hudson Technologies, Inc. (the "Company") or a |
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| June 30, 2020 |
As filed with the Securities and Exchange Commission on June 30, 2020 Registration Statement No. |
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| June 24, 2020 |
8-K 1 tm2023323d18k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) June 23, 2020 Hudson Technologies, Inc. (Exact Name of Registrant as Specified in Charter) New York (State or Other Jurisdiction of Incorporation) 1-1341 |
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| June 24, 2020 |
HUDSON TECHNOLOGIES ANNOUNCES THE PASSING OF CEO KEVIN. J. ZUGIBE Exhibit 99.1 HUDSON TECHNOLOGIES ANNOUNCES THE PASSING OF CEO KEVIN. J. ZUGIBE pearl river, ny – JUNE 24, 2020 – Hudson Technologies, Inc. (NASDAQ: HDSN) today issued the following statement: “It is with great sadness that we announce that Kevin J. Zugibe, Chairman of the Board and Chief Executive Officer of Hudson Technologies, Inc., passed away unexpectedly yesterday. The entire Hudson family mo |
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| June 12, 2020 |
Submission of Matters to a Vote of Security Holders 8-K 1 tm2022518d18k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) June 11, 2020 Hudson Technologies, Inc. (Exact Name of Registrant as Specified in Charter) New York (State or Other Jurisdiction of Incorporation) 1-1341 |
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| May 15, 2020 |
Exhibit 10.1 EXECUTION VERSION FIRST AMENDMENT TO CREDIT AGREEMENT THIS FIRST AMENDMENT TO CREDIT AGREEMENT (this “Amendment”), dated as of April 23, 2020, is entered into by and among WELLS FARGO BANK, NATIONAL ASSOCIATION, a national banking association (“Wells Fargo”), in its capacity as agent for the Lender Group and the Bank Product Providers (in such capacity, together with its successors an |
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| May 15, 2020 |
The Company’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2020; UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-13412 Hudson Technologies, Inc. |
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| May 15, 2020 |
Fifth Amendment to Term Loan and Credit and Security Agreement dated April 23, 2020 (29) EX-10.2 3 tm2014556d1ex10-2.htm EXHIBIT 10.2 Exhibit 10.2 EXECUTION VERSION FIFTH AMENDMENT TO TERM LOAN CREDIT AND SECURITY AGREEMENT THIS FIFTH AMENDMENT TO TERM LOAN CREDIT AND SECURITY AGREEMENT (this “Amendment”), dated as of April 23, 2020, is by and among Hudson Technologies Company, a Tennessee corporation (“Hudson Technologies”), HUDSON HOLDINGS, INC., a Nevada corporation (“Holdings”), a |
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| May 6, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 tm2018490d18k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) May 6, 2020 Hudson Technologies, Inc. (Exact Name of Registrant as Specified in Charter) New York (State or Other Jurisdiction of Incorporation) 1-13412 |
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| May 6, 2020 |
Exhibit 99.1 HUDSON TECHNOLOGIES REPORTS first quarter 2020 REVENUES OF $36.4 MILLION, gross MARGIN of 23% AND LIQUIDITY OF $27 MILLION pearl river, ny – MaY 6, 2020 – Hudson Technologies, Inc. (NASDAQ: HDSN) announced results for the first quarter ended March 31, 2020. For the quarter ended March 31, 2020, Hudson reported revenues of $36.4 million, a 5% increase compared to $34.7 million in the c |
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| April 28, 2020 |
our proxy statement filed with the SEC on April 28, 2020; DEF 14A 1 tm2015040-3def14a.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the registrant ☒ Filed by a party other than the registrant ☐ Check the appropriate box: ☐ Preliminary proxy statement ☐ Confidential, For Use of the Commission Only |
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| April 28, 2020 |
DEFA14A 1 tm2015040d4defa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the registrant x Filed by a party other than the registrant ¨ Check the appropriate box: ¨ Preliminary proxy statement ¨ Confidential, For Use of the Commission Only (as |
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| April 20, 2020 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 8-K 1 tm2016366d18k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) April 17, 2020 Hudson Technologies, Inc. (Exact Name of Registrant as Specified in Charter) New York (State or Other Jurisdiction of Incorporation) 1-134 |
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| April 9, 2020 |
HDSN / Hudson Technologies, Inc. PRE 14A - - PRE 14A PRE 14A 1 tm2015040-2pre14a.htm PRE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the registrant ☒ Filed by a party other than the registrant ☐ Check the appropriate box: ☒ Preliminary proxy statement ☐ Confidential, For Use of the Commission Only |
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| March 13, 2020 |
The Company's Annual Report on Form 10-K for the fiscal year ended December 31, 2019; UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-13412 Hudson Technologies, Inc. (E |
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| March 13, 2020 |
Subsidiaries of the Company. (29) Exhibit 21: Subsidiaries of the Registrant Hudson Technologies Company incorporated in the State of Tennessee Hudson Holdings, Inc. |
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| March 13, 2020 |
Description of Equity Securities. (24) EX-4.1 2 tm205284d1ex4-1.htm EXHIBIT 4.1 Exhibit 4.1: DESCRIPTION OF COMMON STOCK The following description summarizes the material terms of Hudson Technologies, Inc. (“Hudson”) common stock. Because it is only a summary, it does not contain all the information that may be important to you. For a complete description, you should refer to our certificate of incorporation, as amended, and amended an |
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| March 4, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 tm2011513d18k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) March 4, 2020 Hudson Technologies, Inc. (Exact Name of Registrant as Specified in Charter) New York (State or Other Jurisdiction of Incorporation) 1-13412 13- |
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| March 4, 2020 |
HUDSON TECHNOLOGIES REPORTS Fourth quarter 2019 RESULTS Exhibit 99.1 HUDSON TECHNOLOGIES REPORTS Fourth quarter 2019 RESULTS pearl river, ny – March 4, 2020 – Hudson Technologies, Inc. (NASDAQ: HDSN) announced results for the fourth quarter and year ended December 31, 2019. For the quarter ended December 31, 2019 Hudson reported revenues of $25.8 million, slightly higher than revenues of $25.7 million in the comparable 2018 period. Gross margin in the |
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| February 14, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 12, 2020 |
SC 13G/A 1 hdsna121220.htm PEKIN SINGER STRAUSS ASSET MANAGEMENT, INC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* HUDSON TECHNOLOGIES INC COM (Name of Issuer) Common (Title of Class of Securities) 444144109 (CUSIP Number) December 31, 2019 (Date of Event which Requires Filing of this Statement) Ch |
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| February 12, 2020 |
SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Hudson Technologies, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 444144109 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
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| February 12, 2020 |
HDSN / Hudson Technologies, Inc. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment SC 13G/A 1 dfs318.htm SCHEDULE 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* HUDSON TECHNOLOGIES INC (Name of Issuer) Common Stock (Title of Class of Securities) 444144109 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to desi |
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| January 31, 2020 |
SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* HUDSON TECHNOLOGIES, INC. (Name of Issuer) Common Stock Par Value $0.01 (Title of Class of Securities) 444144109 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate |
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| January 30, 2020 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 8-K 1 tm206288d18k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) January 30, 2020 Hudson Technologies, Inc. (Exact Name of Registrant as Specified in Charter) New York (State or Other Jurisdiction of Incorporation) 1-13 |
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| January 3, 2020 |
8-K 1 tm201123d18k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) January 2, 2020 Hudson Technologies, Inc. (Exact Name of Registrant as Specified in Charter) New York (State or Other Jurisdiction of Incorporation) 1-134 |
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| December 20, 2019 |
Exhibit 10.1 EXECUTION VERSION CREDIT AGREEMENT by and among WELLS FARGO BANK, NATIONAL ASSOCIATION, as Agent, THE LENDERS THAT ARE PARTIES HERETO as the Lenders, HUDSON TECHNOLOGIES INC., as Parent, and HUDSON HOLDINGS, INC., HUDSON TECHNOLOGIES COMPANY, ASPEN REFRIGERANTS, INC. and THE OTHER BORROWERS THAT ARE PARTIES FROM TIME TO TIME HERETO, collectively, as the Borrowers Dated as of December |
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| December 20, 2019 |
Exhibit 10.2 EXECUTION VERSION GUARANTY AND SECURITY AGREEMENT This GUARANTY AND SECURITY AGREEMENT (this “Agreement”), dated as of December 19, 2019, by and among the Persons listed on the signature pages hereof as “Grantors” and those additional entities that hereafter become parties hereto by executing the form of Joinder attached hereto as Annex 1 (each, a “Grantor” and collectively, the “Gran |
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| December 20, 2019 |
Exhibit 10.4 FOURTH AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS FOURTH AMENDED AND RESTATED EMPLOYMENT AGREEMENT (the “Agreement”) is made as of the 19th day of December, 2019 by and between Hudson Technologies, Inc., P.O. Box 1541, One Blue Hill Plaza, Pearl River, New York 10965, Hudson Technologies Company, P.O. Box 1541, One Blue Hill Plaza, Pearl River, New York 10965 and Aspen Refrigerant |
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| December 20, 2019 |
8-K 1 tm1926713d18k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) December 19, 2019 Hudson Technologies, Inc. (Exact Name of Registrant as Specified in Charter) New York (State or Other Jurisdiction of Incorporation) 1- |
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| December 20, 2019 |
Exhibit 99.1 HUDSON TECHNOLOGIES ENTERS INTO NEW REVOLVING CREDIT FACILITY AND ANNOUNCES DEFINITIVE AMENDMENTS TO EXISTING TERM LOAN CREDIT FACILITY PEARL RIVER, NY – December 19, 2019 – Hudson Technologies, Inc. (NASDAQ: HDSN) today announced that it has entered into a new revolving credit facility with Wells Fargo Bank, National Association, which provides up to $60 million in borrowing capacity |
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| December 20, 2019 |
Amended and Restated By-Laws adopted December 18, 2019. (28) Exhibit 3.1 AMENDED AND RESTATED BY-LAWS OF HUDSON TECHNOLOGIES, INC. (a New York corporation) (With all amendments through December 18, 2019) (ADOPTED BY RESOLUTION MADE December 18, 2019) Article I OFFICES, SEAL AND FISCAL YEAR 1. OFFICES: The principal office of the Corporation shall be in the County of Rockland, State of New York, or at such other location as the Board of Directors of the Corp |
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| December 20, 2019 |
Exhibit 10.5 THIRD AMENDED AND RESTATED AGREEMENT THIS THIRD AMENDED AND RESTATED AGREEMENT (“the Agreement”) is made as of the 19th day of December, 2019 by and between Hudson Technologies, Inc., P.O. Box 1541, One Blue Hill Plaza, Pearl River, New York 10965, Hudson Technologies Company, P.O. Box 1541, One Blue Hill Plaza, Pearl River, New York 10965 and Aspen Refrigerants, Inc., P.O. Box 1541, |
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| December 20, 2019 |
Exhibit 10.3 EXECUTION VERSION WAIVER AND FOURTH AMENDMENT TO TERM LOAN CREDIT AND SECURITY AGREEMENT THIS WAIVER AND FOURTH AMENDMENT TO TERM LOAN CREDIT AND SECURITY AGREEMENT (this “Amendment”), dated as of December 19, 2019, is by and among Hudson Technologies Company, a Tennessee corporation (“Hudson Technologies”), HUDSON HOLDINGS, INC., a Nevada corporation (“Holdings”), and ASPEN REFRIGERA |
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| November 15, 2019 |
HDSN / Hudson Technologies, Inc. 10-Q - Quarterly Report - FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-13412 Hudson Technologies, Inc. |
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| November 14, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 tm1922917d18k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 14, 2019 Hudson Technologies, Inc. (Exact Name of Registrant as Specified in Its Charter) New York (State or Other Jurisdiction of Incorporation) 1- |
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| November 14, 2019 |
HUDSON TECHNOLOGIES REPORTS third quarter 2019 RESULTS EX-99.1 2 tm1922917d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 HUDSON TECHNOLOGIES REPORTS third quarter 2019 RESULTS pearl river, ny – November 14, 2019 – Hudson Technologies, Inc. (NASDAQ: HDSN) announced results for the third quarter and nine months ended September 30, 2019. For the quarter ended September 30, 2019 Hudson reported revenues of $45.6 million, an increase of 13% compared to $40.5 milli |
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| November 12, 2019 |
HDSN / Hudson Technologies, Inc. NT 10-Q - - NT 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 SEC File Number: 1-13412 NOTIFICATION OF LATE FILING Cusip Number: 444144 10 9 (Check one) ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form 10-D ¨ Form N-CEN ¨ Form N-CSR For Period Ended: September 30, 2019 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
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| November 12, 2019 |
Regulation FD Disclosure, Results of Operations and Financial Condition 8-K 1 tm1919504d48k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) November 12, 2019 Hudson Technologies, Inc. (Exact Name of Registrant as Specified in Charter) New York (State or Other Jurisdiction of Incorporation) 1- |
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| September 23, 2019 |
8-K 1 tv5298668k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) September 20, 2019 Hudson Technologies, Inc. (Exact Name of Registrant as Specified in Charter) New York (State or Other Jurisdiction of Incorporation) 1-13 |
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| September 23, 2019 |
Exhibit 10.1 THIRD AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS THIRD AMENDED AND RESTATED EMPLOYMENT AGREEMENT (the “Agreement”) is made as of the 20th day of September 2019 by and between Hudson Technologies, Inc., P.O. Box 1541, One Blue Hill Plaza, Pearl River, New York 10965, Hudson Technologies Company, P.O. Box 1541, One Blue Hill Plaza, Pearl River, New York 10965 and Aspen Refrigerants, |
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| September 23, 2019 |
Exhibit 10.2 SECOND AMENDED AND RESTATED AGREEMENT THIS SECOND AMENDED AND RESTATED AGREEMENT (“the Agreement”) is made as of the 20th day of September, 2019 by and between Hudson Technologies, Inc., P.O. Box 1541, One Blue Hill Plaza, Pearl River, New York 10965, Hudson Technologies Company, P.O. Box 1541, One Blue Hill Plaza, Pearl River, New York 10965 and Aspen Refrigerants, Inc., P.O. Box 154 |
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| September 23, 2019 |
Exhibit 10.3 AMENDED AND RESTATED AGREEMENT THIS AMENDED AND RESTATED AGREEMENT (the “Agreement”) is made as of the 20th day of September, 2019 by and between Hudson Technologies, Inc., P.O. Box 1541, One Blue Hill Plaza, Pearl River, New York 10965, Hudson Technologies Company, P.O. Box 1541, One Blue Hill Plaza, Pearl River, New York 10965, and Aspen Refrigerants, Inc., P.O. Box 1541, One Blue H |
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| August 14, 2019 |
Exhibit 99.1 HUDSON TECHNOLOGIES REPORTS Second quarter 2019 RESULTS and RecEives $8.9 million settlement from Airgas pearl river, ny – August 14, 2019 – Hudson Technologies, Inc. (NASDAQ: HDSN) announced results for the second quarter and six months ended June 30, 2019. For the quarter ended June 30, 2019 Hudson reported revenues of $56.0 million compared to $57.8 million in the comparable 2018 p |
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| August 14, 2019 |
8-K 1 tv5275158k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) August 9, 2019 Hudson Technologies, Inc. (Exact Name of Registrant as Specified in Charter) New York (State or Other Jurisdiction of Incorporation) 1-13412 |
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| August 14, 2019 |
HDSN / Hudson Technologies, Inc. 10-Q - Quarterly Report - FORM 10-Q 10-Q 1 tv52731810q.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1 |
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| August 9, 2019 |
HDSN / Hudson Technologies, Inc. NT 10-Q - - NT 10-Q NT 10-Q 1 tv527214nt10-q.htm NT 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 SEC File Number: 1-13412 NOTIFICATION OF LATE FILING Cusip Number: 444144 10 9 (Check one) ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form 10-D ¨ Form N-CEN ¨ Form N-CSR For Period Ended: June 30, 2019 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Tran |
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| August 2, 2019 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 8-K 1 tv5265198k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) August 1, 2019 Hudson Technologies, Inc. (Exact Name of Registrant as Specified in Charter) New York (State or Other Jurisdiction of Incorporation) 1-13412 |
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| July 10, 2019 |
HDSN / Hudson Technologies, Inc. / Arrowpoint Asset Management, LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| June 11, 2019 |
Submission of Matters to a Vote of Security Holders 8-K 1 tv5234198k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) June 11, 2019 Hudson Technologies, Inc. (Exact Name of Registrant as Specified in Charter) New York (State or Other Jurisdiction of Incorporation) 1-13412 1 |
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| May 2, 2019 |
HDSN / Hudson Technologies, Inc. 10-Q Quarterly Report FORM 10-Q 10-Q 1 tv51951410q.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number |
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| May 2, 2019 |
EX-10.1 2 tv519514ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 Execution Version THIRD AMENDMENT AND JOINDER TO AMENDED AND RESTATED REVOLVING CREDIT AND SECURITY AGREEMENT AND WAIVER THIS THIRD AMENDMENT AND JOINDER TO AMENDED AND RESTATED REVOLVING CREDIT AND SECURITY AGREEMENT AND WAIVER (this “Amendment”), dated as of April 17, 2019, is entered into by and among Hudson Technologies Company, a Tennesse |
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| May 2, 2019 |
Joinder to Term Loan Credit and Security Agreement and Other Documents (26) Exhibit 10.2 Execution Version JOINDER TO TERM LOAN CREDIT AND SECURITY AGREEMENT AND OTHER DOCUMENTS THIS JOINDER (this “Joinder”) is entered into as of April 17, 2019, by and among HUDSON TECHNOLOGIES COMPANY, a Tennessee corporation (“Hudson Technologies”), HUDSON HOLDINGS, INC., a Nevada corporation (“Holdings”), and ASPEN REFRIGERANTS, INC. (formerly known as AIRGAS-REFRIGERANTS, INC.), a Del |
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| May 1, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 tv5202838k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 1, 2019 Hudson Technologies, Inc. (Exact Name of Registrant as Specified in Its Charter) New York (State or Other Jurisdiction of Incorporation) 1-1341 |
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| May 1, 2019 |
HUDSON TECHNOLOGIES REPORTS first quarter 2019 REVENUES OF $34.7 MILLION and gross MARGIN of 20% EX-99.1 2 tv520283ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 HUDSON TECHNOLOGIES REPORTS first quarter 2019 REVENUES OF $34.7 MILLION and gross MARGIN of 20% pearl river, ny – MaY 1, 2019 – Hudson Technologies, Inc. (NASDAQ: HDSN) announced results for the first quarter ended March 31, 2019. For the quarter ended March 31, 2019 Hudson reported revenues of $34.7 million, an 18% decrease compared to $42.4 |
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| April 26, 2019 |
HDSN / Hudson Technologies, Inc. DEFA14A DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 26, 2019 |
HDSN / Hudson Technologies, Inc. DEF 14A DEFINITIVE PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 15, 2019 |
Subsidiaries of the Company. (30) EX-21 7 tv515003ex21.htm EXHIBIT 21 Exhibit 21: Subsidiaries of the Registrant Hudson Technologies Company d/b/a Hudson Technologies of Tennessee incorporated in the State of Tennessee. Hudson Holdings, Inc. incorporated in the State of Nevada. ASPEN Refrigerants, Inc. (formerly Airgas-Refrigerants, Inc.) incorporated in the State of Delaware Safety Hi-Tech USA, LLC, a Delaware limited liability c |
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| March 15, 2019 |
EX-10.42 5 tv515003ex10-42.htm EXHIBIT 10.42 Exhibit 10.42 NON-QUALIFIED STOCK OPTION AGREEMENT HUDSON TECHNOLOGIES, INC. AGREEMENT made as of (insert date) (the "Grant Date") between Hudson Technologies, Inc. (the "Company"), a New York corporation, having a principal place of business at PO Box 1541, One Blue Hill Plaza, 14th Floor, Pearl River, New York 10965, and (insert name of Grantee) (the |
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| March 15, 2019 |
Exhibit 10.40 INCENTIVE STOCK OPTION AGREEMENT HUDSON TECHNOLOGIES, INC. AGREEMENT made as of the (insert date) (the "Grant Date") between Hudson Technologies, Inc. (the "Company"), a New York corporation, having a principal place of business at PO Box 1541, One Blue Hill Plaza, 14th Floor, Pearl River, New York 10965, and (insert name of Grantee) (the "Grantee"). WHEREAS, the Company desires to g |
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| March 15, 2019 |
HDSN / Hudson Technologies, Inc. FORM 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-13412 Hudson Technologies, Inc. (E |
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| March 15, 2019 |
EX-10.41 4 tv515003ex10-41.htm EXHIBIT 10.41 Exhibit 10.41 NON-QUALIFIED STOCK OPTION AGREEMENT HUDSON TECHNOLOGIES, INC. AGREEMENT made as of (insert date) (the "Grant Date") between Hudson Technologies, Inc. (the "Company"), a New York corporation, having a principal place of business at PO Box 1541, One Blue Hill Plaza, 14th Floor, Pearl River, New York 10965, and (insert name of Grantee) (the |
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| March 15, 2019 |
EX-10.39 2 tv515003ex10-39.htm EXHIBIT 10.39 Exhibit 10.39 INCENTIVE STOCK OPTION AGREEMENT HUDSON TECHNOLOGIES, INC. AGREEMENT made as of the (insert date) (the "Grant Date") between Hudson Technologies, Inc. (the "Company"), a New York corporation, having a principal place of business at PO Box 1541, One Blue Hill Plaza, 14th Floor, Pearl River, New York 10965, and (insert name of Grantee) (the |
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| March 15, 2019 |
EX-10.43 6 tv515003ex10-43.htm EXHIBIT 10.43 Exhibit 10.43 NON-QUALIFIED STOCK OPTION AGREEMENT HUDSON TECHNOLOGIES, INC. AGREEMENT made as of November 30, 2018 (the "Grant Date") between Hudson Technologies, Inc. (the "Company"), a New York corporation, having a principal place of business at PO Box 1541, One Blue Hill Plaza, 14th Floor, Pearl River, New York 10965, and (insert name of Grantee) ( |
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| March 6, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 tv5155558k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 6, 2019 Hudson Technologies, Inc. (Exact Name of Registrant as Specified in Its Charter) New York (State or Other Jurisdiction of Incorporation) 1-13 |
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| March 6, 2019 |
HUDSON TECHNOLOGIES REPORTS Fourth quarter 2018 RESULTS EXHIBIT 99.1 HUDSON TECHNOLOGIES REPORTS Fourth quarter 2018 RESULTS pearl river, ny – March 6, 2019 – Hudson Technologies, Inc. (NASDAQ: HDSN) announced results for the fourth quarter and year ended December 31, 2018. The financial results for both 2018 and 2017 include the operations of Aspen Refrigerants, Inc. (“ARI”) which was acquired on October 10, 2017. For the quarter ended December 31, 20 |
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| February 14, 2019 |
SC 13G/A 1 arrowmark-hdsn123118a1.htm SCHEDULE 13G HOLDINGS REPORT AMENDMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Hudson Technologies, Inc. (Name of Issuer) Common Stock, Par Value $0.01 Per Share (Title of Class of Securities) 444144109 (CUSIP Number) December 31, 2018 (Date of Event Which |
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| February 12, 2019 |
HDSN / Hudson Technologies, Inc. / GRANAHAN INVESTMENT MANAGEMENT INC/MA - SC 13G Passive Investment SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Hudson Technologies, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 444144109 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to wh |
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| February 11, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* HUDSON TECHNOLOGIES INC COM (Name of Issuer) Common (Title of Class of Securities) 444144109 (CUSIP Number) December 31, 2018 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this S |
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| February 8, 2019 |
HDSN / Hudson Technologies, Inc. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment SC 13G/A 1 dfs558.htm SCHEDULE 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* HUDSON TECHNOLOGIES INC (Name of Issuer) Common Stock (Title of Class of Securities) 444144109 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to desi |
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| January 24, 2019 |
HDSN / Hudson Technologies, Inc. / DnB Asset Management AS - SC 13G/A Passive Investment SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) Hudson Technologies, Inc. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 444144 10 9 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate th |
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| January 18, 2019 |
SC 13G/A 1 hdsn13g.htm AMENDMENT NO. 1 TO SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* HUDSON TECHNOLOGIES, INC. (Name of Issuer) Common Stock Par Value $0.01 (Title of Class of Securities) 444144109 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statemen |
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| December 21, 2018 |
HDSN / Hudson Technologies, Inc. FORM S-8 As filed with the Securities and Exchange Commission on December 21, 2018 Registration Statement No. |
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| December 21, 2018 |
2018 Stock Incentive Plan (19)* Exhibit 4.12 HUDSON TECHNOLOGIES, INC. 2018 STOCK INCENTIVE PLAN 1. Purpose The 2018 Hudson Technologies, Inc. Stock Incentive Plan (the "Plan") is intended to provide incentives which will attract, retain, motivate and reward highly competent persons as non-employee directors, executive officers and other employees of, or consultants and advisors to, Hudson Technologies, Inc. (the "Company") or a |
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| December 6, 2018 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 tv5084918k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) December 5, 2018 Hudson Technologies, Inc. (Exact Name of Registrant as Specified in Charter) New York (State or Other Jurisdiction of Incorporation) 1-1341 |
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| December 6, 2018 |
HUDSON TECHNOLOGIES REPORTS Third quarter 2018 RESULTS Exhibit 99.1 HUDSON TECHNOLOGIES REPORTS Third quarter 2018 RESULTS pearl river, ny – DECEmber 5, 2018 – Hudson Technologies, Inc. (NASDAQ: HDSN) announced results for the third quarter and nine months ended September 30, 2018. For the quarter ended September 30, 2018 Hudson reported revenues of $40.5 million, an increase of 64% compared to $24.7 million in the comparable 2017 period. Revenues for |
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| December 3, 2018 |
Second Amendment to Amended and Restated Revolving Credit and Security Agreement, Consent and Waiver Exhibit 10.2 EXECUTION VERSION SECOND AMENDMENT TO AMENDED AND RESTATED REVOLVING CREDIT AND SECURITY AGREEMENT, CONSENT AND WAIVER THIS SECOND AMENDMENT TO AMENDED AND RESTATED REVOLVING CREDIT AND SECURITY AGREEMENT, CONSENT AND WAIVER (this “Amendment”), dated as of November 30, 2018, is entered into by and among Hudson Technologies Company, a corporation organized under the laws of the State o |
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| December 3, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) November 30, 2018 Hudson Technologies, Inc. |
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| December 3, 2018 |
EX-99.1 4 tv508314ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 HUDSON TECHNOLOGIES ANNOUNCES DEFINITIVE AMENDMENTS TO CREDIT FACILITIES; ACHIEVES $35M IN CASH FLOW FROM OPERATIONS FOR FIRST NINE MONTHS OF 2018 WITH $45M IN EXCESS LIQUIDITY - Amended Credit Facilities Provide Financial Flexibility to Support Corporate Objectives - PEARL RIVER, NY – November 30, 2018 – Hudson Technologies, Inc. (NASDAQ: HDS |
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| December 3, 2018 |
Waiver and Third Amendment to Term Loan and Security Agreement (24) Exhibit 10.1 Execution Version WAIVER AND THIRD AMENDMENT TO TERM LOAN CREDIT AND SECURITY AGREEMENT THIS WAIVER AND THIRD AMENDMENT TO TERM LOAN CREDIT AND SECURITY AGREEMENT (this “Amendment”), dated as of November 30, 2018, is by and among Hudson Technologies Company, a Tennessee corporation (“Hudson Technologies”), HUDSON HOLDINGS, INC., a Nevada corporation (“Holdings”), and ASPEN REFRIGERANT |
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| November 30, 2018 |
EX-10.1 2 tv500288ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 Execution Version LIMITED WAIVER AND FIRST AMENDMENT TO TERM LOAN CREDIT AND SECURITY AGREEMENT AND CERTAIN OTHER DOCUMENTS THIS LIMITED WAIVER AND FIRST AMENDMENT TO TERM LOAN CREDIT AND SECURITY AGREEMENT AND CERTAIN OTHER DOCUMENTS (this “Amendment”), dated as of June 29, 2018, is by and among Hudson Technologies Company, a Tennessee corpor |
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| November 30, 2018 |
Extension Letter dated August 7, 2018 EX-10.3 4 tv500288ex10-3.htm EXHIBIT 10.3 Exhibit 10.3 August 7, 2018 Hudson Technologies Company 14th Floor One Blue Hill Plaza P.O. Box 1541 Pearl River, New York 10965 Attention: Brian F. Coleman, President, COO Extension Letter We refer to that certain Term Loan Credit and Security Agreement, dated as of October 10, 2017 (as amended by that Limited Waiver and First Amendment to Term Loan Credi |
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| November 30, 2018 |
HDSN / Hudson Technologies, Inc. FORM 10-Q (Quarterly Report) 10-Q 1 tv50709810q.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2018 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file n |
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| November 30, 2018 |
HDSN / Hudson Technologies, Inc. FORM 10-Q (Quarterly Report) 10-Q 1 tv50028810q.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2018 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number |
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| November 30, 2018 |
Extension Letter dated July 31, 2018 Exhibit 10.2 July 31, 2018 Hudson Technologies Company 14th Floor One Blue Hill Plaza P.O. Box 1541 Pearl River, New York 10965 Attention: Brian F. Coleman, President, COO Extension Letter We refer to that certain Term Loan Credit and Security Agreement, dated as of October 10, 2017 (as amended by that Limited Waiver and First Amendment to Term Loan Credit and Security Agreement and Certain Other |
