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| CIK | 1053352 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Heritage Commerce Corp
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| August 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 18, 2025 HERITAGE COMMERCE CORP (Exact name of registrant as specified in its charter) California 000-23877 77-0469558 (State or other jurisdiction of incorporation) (Commissio |
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| August 18, 2025 |
Exhibit 99.1 Heritage Commerce Corp and Heritage Bank of Commerce Announce Appointment of Christopher J. Abate to the Board of Directors San Jose, California – August 18, 2025 – Heritage Commerce Corp (NASDAQ: HTBK) (the “Company”), parent company of Heritage Bank of Commerce (the “Bank”), today announced the appointment of Christopher J. Abate to the Board of Directors (the “Board”) of the Compan |
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| August 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000 |
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| August 8, 2025 |
Heritage Commerce Corp Bylaws, as amended Exhibit 3.4 THIRD AMENDED AND RESTATED BYLAWS OF HERITAGE COMMERCE CORP (as of May 22, 2025) 1 HERITAGE COMMERCE CORP THIRD AMENDED AND RESTATED BYLAWS ARTICLE I CORPORATE OFFICES Section 1.1 Principal Office. The Board of Directors shall fix the location of the principal executive office of Heritage Commerce Corp. (the “Corporation”) at any place within or outside the State of California. The Boa |
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| July 28, 2025 |
Investor Presentation Second Quarter 2025 Exhibit 99.1 Investor Presentation Second Quarter 2025 Forward Looking Statement Disclaimer and Basis of Presentation • Forward - looking statements are based on management’s knowledge and belief as of today and include information concerning Heritage Commerce Corp, the holding company (the “Company”) for Heritage Bank of Commerce (the “Bank”), possible or assumed future financial condition, and i |
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| July 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 28, 2025 HERITAGE COMMERCE CORP (Exact name of registrant as specified in its charter) California 000-23877 77-0469558 (State or other jurisdiction of incorporation) (Commission |
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| July 24, 2025 |
Heritage Commerce Corp and Heritage Bank of Commerce Appoints Seth Fonti as Chief Financial Officer Exhibit 99.2 Heritage Commerce Corp 224 Airport Parkway San Jose, CA 95110 www.heritagecommercecorp.com Heritage Commerce Corp and Heritage Bank of Commerce Appoints Seth Fonti as Chief Financial Officer San Jose, California – July 24, 2025 – Heritage Commerce Corp (NASDAQ: HTBK) (the “Company”), parent company of Heritage Bank of Commerce (the “Bank”), today announced the appointment of Seth Font |
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| July 24, 2025 |
Heritage Commerce Corp Reports Second Quarter and First Six Months of 2025 Financial Results Exhibit 99.1 Heritage Commerce Corp 224 Airport Parkway San Jose, CA 95110 www.heritagecommercecorp.com Heritage Commerce Corp Reports Second Quarter and First Six Months of 2025 Financial Results San Jose, CA – July 24, 2025 – Heritage Commerce Corp (Nasdaq: HTBK), (the “Company”), the holding company for Heritage Bank of Commerce (the “Bank”) today announced its financial results for the second |
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| July 24, 2025 |
Heritage Commerce Corp Declares Regular Quarterly Cash Dividend of $0.13 Per Share Exhibit 99.3 Heritage Commerce Corp 224 Airport Parkway San Jose, CA 95110 www.heritagecommercecorp.com Heritage Commerce Corp Declares Regular Quarterly Cash Dividend of $0.13 Per Share San Jose, CA — July 24, 2025 — Heritage Commerce Corp (Nasdaq: HTBK), the holding company for Heritage Bank of Commerce, today announced that its Board of Directors had declared its regular quarterly cash dividend |
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| July 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 24, 2025 HERITAGE COMMERCE CORP (Exact name of registrant as specified in its charter) California 000-23877 77-0469558 (State or other jurisdiction of incorporation) (Commission |
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| July 24, 2025 |
Employment Agreement with Seth Fonti, dated July 24, 2025, filed herewith Exhibit 10.1 EMPLOYMENT AGREEMENT This Employment Agreement (the “Agreement”) is entered into by and between HERITAGE COMMERCE CORP, a California bank holding company (the “Company”), HERITAGE BANK OF COMMERCE, a California banking corporation (the “Bank”), and SETH FONTI, an individual (the “Executive”) as of July 24,2025 (the “Effective Date”). This Agreement supersedes any previous offer letter |
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| May 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 23, 2025 (May 22, 2025) HERITAGE COMMERCE CORP (Exact name of registrant as specified in its charter) California 000-23877 77-0469558 (State or other jurisdiction of incorporation |
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| May 27, 2025 |
Heritage Commerce Corp and Heritage Bank of Commerce Continue Board Leadership Succession Exhibit 99.2 Heritage Commerce Corp and Heritage Bank of Commerce Continue Board Leadership Succession San Jose, California – May 22, 2025 - Heritage Commerce Corp (NASDAQ: HTBK) (“Heritage” or “Company”), parent company of Heritage Bank of Commerce (the “Bank”), a premier community business bank, today announces the appointment of Julianne Biagini-Komas as Chair of the Board of Directors (the “Bo |
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| May 27, 2025 |
Exhibit 99.1 Welcome to the Virtual Annual Meeting of Shareholders Thursday, May 22, 2025 at 1:00 p.m. Pacific Daylight Time (PDT) Virtual Annual Meeting of Shareholders Today’s Agenda 1. Call to Order and Opening Remarks 2. New Business / Proposals a. To elect 8 members of the Board of Directors, each for a term of one year; b. To approve an amendment to the Company’s Bylaws to increase the range |
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| May 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-23877 Heritage C |
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| April 24, 2025 |
Heritage Commerce Corp Declares Regular Quarterly Cash Dividend of $0.13 Per Share Exhibit 99.2 Heritage Commerce Corp 224 Airport Parkway San Jose, CA 95110 www.heritagecommercecorp.com Heritage Commerce Corp Declares Regular Quarterly Cash Dividend of $0.13 Per Share San Jose, CA — April 24, 2025 — Heritage Commerce Corp (Nasdaq: HTBK), the holding company for Heritage Bank of Commerce, today announced that its Board of Directors had declared its regular quarterly cash dividen |
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| April 24, 2025 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 24, 2025 HERITAGE COMMERCE CORP (Exact name of registrant as specified in its charter) California 000-23877 77-0469558 (State or other jurisdiction of incorporation) (Commission |
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| April 24, 2025 |
Heritage Commerce Corp Reports First Quarter 2025 Financial Results Exhibit 99.1 Heritage Commerce Corp 224 Airport Parkway San Jose, CA 95110 www.heritagecommercecorp.com Heritage Commerce Corp Reports First Quarter 2025 Financial Results San Jose, CA – April 24, 2025 – Heritage Commerce Corp (Nasdaq: HTBK), (the “Company”), the holding company for Heritage Bank of Commerce (the “Bank”) today announced its financial results for the first quarter of 2025. All data |
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| April 7, 2025 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitt |
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| March 28, 2025 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitt |
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| March 10, 2025 |
Heritage Commerce Corp Insider Trading Policy, filed herewith. Exhibit 19.1 HERITAGE COMMERCE CORP INSIDER TRADING POLICY Purpose Heritage Commerce Corp’s Board of Directors has adopted this Insider Trading Policy (“Policy”) for our directors, officers, employees and consultants with respect to the trading of Company’s securities, as well as the securities of publicly traded companies with whom we have a business relationship. Federal and state securities law |
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| March 10, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (MARK ONE) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission file number 000-238 |
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| February 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 3, 2025 HERITAGE COMMERCE CORP (Exact name of registrant as specified in its charter) California 000-23877 77-0469558 (State or other jurisdiction of incorporation) (Commissi |
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| February 3, 2025 |
Exhibit 10.1 EMPLOYMENT AGREEMENT This Employment Agreement (the “Agreement”) is entered into by and between HERITAGE COMMERCE CORP, a California bank holding company (the “Company”), HERITAGE BANK OF COMMERCE, a California banking corporation (the “Bank”), and JANISHA SABNANI, an individual (the “Executive”) as of February 3, 2025 (the “Effective Date”). This Agreement supersedes any previous off |
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| February 3, 2025 |
Exhibit 99.1 Heritage Commerce Corp and Heritage Bank of Commerce Announce Appointment of Janisha Sabnani as General Counsel San Jose, California – February 3, 2025- Heritage Commerce Corp (NASDAQ: HTBK) (“Company”), parent company of Heritage Bank of Commerce (“Bank”), today announced the appointment of Janisha Sabnani as Executive Vice President and General Counsel of the Company and the Bank. A |
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| January 24, 2025 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 23, 2025 HERITAGE COMMERCE CORP (Exact name of registrant as specified in its charter) California 000-23877 77-0469558 (State or other jurisdiction of incorporation) (Commissi |
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| January 24, 2025 |
Heritage Commerce Corp Declares Regular Quarterly Cash Dividend of $0.13 Per Share Exhibit 99.2 Heritage Commerce Corp Declares Regular Quarterly Cash Dividend of $0.13 Per Share San Jose, CA — January 23, 2025 — Heritage Commerce Corp (Nasdaq: HTBK), the holding company for Heritage Bank of Commerce, today announced that its Board of Directors had declared its regular quarterly cash dividend of $0.13 per share to holders of its common stock. The dividend will be payable on Febr |
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| January 24, 2025 |
Heritage Commerce Corp Reports Robust Loan and Deposit Growth in 2024 Exhibit 99.1 Heritage Commerce Corp Reports Robust Loan and Deposit Growth in 2024 San Jose, CA — January 23, 2025 — Heritage Commerce Corp (Nasdaq: HTBK), (the “Company”), the holding company for Heritage Bank of Commerce (the “Bank”), today announced that its fourth quarter 2024 net income was $10.6 million, or $0.17 per average diluted common share, compared to $10.5 million, or $0.17 per avera |
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| November 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 13, 2024 HERITAGE COMMERCE CORP (Exact name of registrant as specified in its charter) California 000-23877 77-0469558 (State or other jurisdiction of incorporation) (Commiss |
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| November 13, 2024 |
Heritage Commerce Corp Announces Chief Financial Officer Succession Exhibit 99.1 Heritage Commerce Corp Announces Chief Financial Officer Succession Lawrence D. McGovern to Depart Company in February 2025; Thomas A. Sa to Serve as Interim Chief Financial Officer San Jose, CA — November 13, 2024 — Heritage Commerce Corp (Nasdaq: HTBK), (“Company”), the holding company for Heritage Bank of Commerce (“Bank”), today announced that Executive Vice President and Chief Fi |
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| November 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file numbe |
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| October 31, 2024 |
HTBK / Heritage Commerce Corp / DIMENSIONAL FUND ADVISORS LP - SEC SCHEDULE 13G Passive Investment SC 13G 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Heritage Commerce Corp (Name of Issuer) Common Stock (Title of Class of Securities) 426927109 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to |
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| October 25, 2024 |
Heritage Commerce Corp Reports Client Deposit Growth of 6% in the Third Quarter of 2024 Exhibit 99.1 Heritage Commerce Corp Reports Client Deposit Growth of 6% in the Third Quarter of 2024 San Jose, CA — October 24, 2024 — Heritage Commerce Corp (Nasdaq: HTBK), (the “Company”), the holding company for Heritage Bank of Commerce (the “Bank”), today announced that its third quarter 2024 net income was $10.5 million, or $0.17 per average diluted common share, compared to $9.2 million, or |
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| October 25, 2024 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 24, 2024 HERITAGE COMMERCE CORP (Exact name of registrant as specified in its charter) California 000-23877 77-0469558 (State or other jurisdiction of incorporation) (Commissi |
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| October 25, 2024 |
Heritage Commerce Corp Declares Regular Quarterly Cash Dividend of $0.13 Per Share Exhibit 99.2 Heritage Commerce Corp Declares Regular Quarterly Cash Dividend of $0.13 Per Share San Jose, CA — October 24, 2024 — Heritage Commerce Corp (Nasdaq: HTBK), the holding company for Heritage Bank of Commerce (the “Bank”), today announced that its Board of Directors had declared its regular quarterly cash dividend of $0.13 per share to holders of its common stock. The dividend will be pa |
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| October 2, 2024 |
Exhibit 99.1 Heritage Commerce Corp and Heritage Bank of Commerce Announce Appointment of New Chief Operating Officer Thomas A. Sa San Jose, California – October 2, 2024 — Heritage Commerce Corp (NASDAQ: HTBK) (“Company”), parent company of Heritage Bank of Commerce (“Bank”), today announced the appointment of Thomas A. Sa as the Chief Operating Officer (“COO”) of the Company and the Bank. As COO, |
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| October 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 2, 2024 HERITAGE COMMERCE CORP (Exact name of registrant as specified in its charter) California 000-23877 77-0469558 (State or other jurisdiction of incorporation) (Commissio |
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| October 2, 2024 |
Exhibit 10.01 EMPLOYMENT AGREEMENT This Employment Agreement (the “Agreement”) is entered into by and between HERITAGE COMMERCE CORP, a California bank holding company (the “Company”), HERITAGE BANK OF COMMERCE, a California banking corporation (the “Bank”), and THOMAS SA, an individual (the “Executive”) as of September 26, 2024 (the “Effective Date”). This Agreement supersedes any previous offer |
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| August 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 15, 2024 ( August 12, 2024) HERITAGE COMMERCE CORP (Exact name of registrant as specified in its charter) California 000-23877 77-0469558 (State or other jurisdiction of incorp |
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| August 16, 2024 |
Exhibit 99.1 Ranson W. Webster to Retire from Heritage Commerce Corp Board of Directors and Julianne M. Biagini-Komas to be named Vice Chair of Board San Jose, California – August 15, 2024 - Heritage Commerce Corp (NASDAQ: HTBK) (the "Company"), the parent company of Heritage Bank of Commerce (the "Bank"), today announced the retirement of Ranson W. Webster from the Board of Directors, effective |
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| August 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000 |
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| July 26, 2024 |
Exhibit 99.1 Heritage Commerce Corp Reports Increased Average Loans and Average Deposits and Enhanced Credit Quality San Jose, CA — July 25, 2024 — Heritage Commerce Corp (Nasdaq: HTBK), (the “Company”), the holding company for Heritage Bank of Commerce (the “Bank”), today announced that its second quarter 2024 net income was $9.2 million, or $0.15 per average diluted common share, compared to $10 |
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| July 26, 2024 |
Heritage Commerce Corp Announces $15 Million Share Repurchase Exhibit 99.3 Heritage Commerce Corp Announces $15 Million Share Repurchase San Jose, California — July 25, 2024 — Heritage Commerce Corp (NASDAQ: HTBK) (the "Company") the holding company of Heritage Bank of Commerce (the "Bank") today announced that its Board of Directors (the “Board”) adopted a share repurchase program (the “Repurchase Program”) under which the Company is authorized to repurchas |
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| July 26, 2024 |
Heritage Commerce Corp Declares Regular Quarterly Cash Dividend of $0.13 Per Share; Exhibit 99.2 Heritage Commerce Corp Declares Regular Quarterly Cash Dividend of $0.13 Per Share; San Jose, CA — July 25, 2024 — Heritage Commerce Corp (Nasdaq: HTBK), the holding company for Heritage Bank of Commerce (the “Bank”), today announced that its Board of Directors had declared its regular quarterly cash dividend of $0.13 per share to holders of its common stock. The dividend will be paya |
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| July 26, 2024 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2024 HERITAGE COMMERCE CORP (Exact name of registrant as specified in its charter) California 000-23877 77-0469558 (State or other jurisdiction of incorporation) (Commission |
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| May 24, 2024 |
Member FDIC Welcome to the Virtual Annual Meeting of Shareholders Thursday, May 23, 2024 at 1:00 p. |
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| May 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 23, 2024 HERITAGE COMMERCE CORP (Exact name of registrant as specified in its charter) California 000-23877 77-0469558 (State or other jurisdiction of incorporation) (Commission F |
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| May 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 00 |
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| May 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2024 HERITAGE COMMERCE CORP (Exact name of registrant as specified in its charter) California 000-23877 77-0469558 (State or other jurisdiction of incorporation) (Commission |
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| May 6, 2024 |
Heritage Bank of Commerce Hires Chris Edmonds-Waters as Chief People and Culture Officer Exhibit 99.1 Heritage Bank of Commerce Hires Chris Edmonds-Waters as Chief People and Culture Officer SAN JOSE, Calif., May 6, 2024 (GLOBE NEWSWIRE) - Heritage Bank of Commerce (the “Bank”), a subsidiary of Heritage Commerce Corp (Nasdaq: HTBK), today announced the appointment of Chris Edmonds-Waters, as Executive Vice President, Chief People and Culture Officer, effective April 30, 2024. With ove |
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| May 6, 2024 |
Exhibit 10.1 [***] Certain identified information has been excluded from the exhibit pursuant to Regulation S-K Item 601(b)(10)(iv) because it is both (i) not material and (ii) is the type that the Company customarily treats as private or confidential. EMPLOYMENT AGREEMENT This Employment Agreement (the “Agreement”) is entered into by and between HERITAGE COMMERCE CORP, a California bank holding c |
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| April 26, 2024 |
Exhibit 99.2 Heritage Commerce Corp Declares Regular Quarterly Cash Dividend of $0.13 Per Share; Heritage Bank of Commerce Celebrates its 30th Anniversary San Jose, CA — April 25, 2024 — Heritage Commerce Corp (Nasdaq: HTBK), the holding company for Heritage Bank of Commerce (the “Bank”), today announced that its Board of Directors had declared its regular quarterly cash dividend of $0.13 per shar |
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| April 26, 2024 |
Exhibit 99.1 Heritage Commerce Corp Earns $10.2 Million for the First Quarter of 2024 and Grows Client Deposits by 2% San Jose, CA — April 25, 2024 — Heritage Commerce Corp (Nasdaq: HTBK), (the “Company”), the holding company for Heritage Bank of Commerce (the “Bank”), today announced that its first quarter 2024 net income was $10.2 million, or $0.17 per average diluted common share, compared to $ |
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| April 26, 2024 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 25, 2024 HERITAGE COMMERCE CORP (Exact name of registrant as specified in its charter) California 000-23877 77-0469558 (State or other jurisdiction of incorporation) (Commission |
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| April 11, 2024 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitt |
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| March 11, 2024 |
Employment Agreement with Dustin Warford, dated February 1, 2024, filed herewith. Exhibit 10.11 [***] Certain identified information has been excluded from the exhibit pursuant to Regulation S-K Item 601(b)(10)(iv) because it is both (i) not material and (ii) is the type that the Company customarily treats as private or confidential. EMPLOYMENT AGREEMENT This Employment Agreement (the “Agreement”) is entered into by and between HERITAGE COMMERCE CORP, a California bank holding |
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| March 11, 2024 |
Amended and Restated Employment Agreement with Glen Shu, dated February 1, 2024, filed herewith Exhibit 10.8 [***] Certain identified information has been excluded from the exhibit pursuant to Regulation S-K Item 601(b)(10)(iv) because it is both (i) not material and (ii) is the type that the Company customarily treats as private or confidential. AMENDED AND RESTATED EMPLOYMENT AGREEMENT This Amended and Restated Employment Agreement (the “Agreement”) is entered into by and between HERITAGE |
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| March 11, 2024 |
Employment Agreement with Susan Just, dated September 7, 2023, filed herewith. Exhibit 10.9 [***] Certain identified information has been excluded from the exhibit pursuant to Regulation S-K Item 601(b)(10)(iv) because it is both (i) not material and (ii) is the type that the Company customarily treats as private or confidential. EMPLOYMENT AGREEMENT This Employment Agreement (the “Agreement”) is entered into by and between HERITAGE COMMERCE CORP, a California bank holding c |
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| March 11, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (MARK ONE) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission file number 000-238 |
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| March 11, 2024 |
Heritage Commerce Corp Incentive Compensation Recovery Policy, filed herewith. Exhibit 97.1 HERITAGE COMMERCE CORP HERITAGE BANK OF COMMERCE INCENTIVE COMPENSATION RECOVERY POLICY Effective July 27, 2023 Update Required July 2024 Introduction The Board of Directors (“Board”) of Heritage Commerce Corporation (“Company”) has determined that it is in the best interests of the Company and its shareholders to maintain and promote a culture emphasizing integrity and accountability |
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| March 11, 2024 |
Amended and Restated Employment Agreement with Susan Just, dated February 1, 2024, filed herewith. Exhibit 10.10 [***] Certain identified information has been excluded from the exhibit pursuant to Regulation S-K Item 601(b)(10)(iv) because it is both (i) not material and (ii) is the type that the Company customarily treats as private or confidential. AMENDED AND RESTATED EMPLOYMENT AGREEMENT This Amended and Restated Employment Agreement (the “Agreement”) is entered into by and between HERITAGE |
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| March 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 6, 2024 HERITAGE COMMERCE CORP (Exact name of registrant as specified in its charter) California 000-23877 77-0469558 (State or other jurisdiction of incorporation) (Commission |
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| March 5, 2024 |
HTBK / Heritage Commerce Corp / FJ Capital Management LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) * Heritage Commerce Corp (HTBK) (Name of Issuer) Common Stock (Title of Class of Securities) 426927 10 9 (CUSIP Number) 3/4/2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this |
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| February 13, 2024 |
HTBK / Heritage Commerce Corp / VANGUARD GROUP INC - SCHEDULE 13G Passive Investment SC 13G 1 tv01109-heritagecommercecorp.htm SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 Name of issuer: Heritage Commerce Corp Title of Class of Securities: Common Stock CUSIP Number: 426927109 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to designate the rule pursu |
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| January 26, 2024 |
Exhibit 99.1 Heritage Commerce Corp Earns $13.3 Million for the Fourth Quarter of 2023, and $64.4 Million for the Full Year 2023 San Jose, CA — January 25, 2024 — Heritage Commerce Corp (Nasdaq: HTBK), (the “Company”), the holding company for Heritage Bank of Commerce (the “Bank”), today announced that its fourth quarter 2023 net income was $13.3 million, or $0.22 per average diluted common share, |
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| January 26, 2024 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 25, 2024 HERITAGE COMMERCE CORP (Exact name of registrant as specified in its charter) California 000-23877 77-0469558 (State or other jurisdiction of incorporation) (Commissi |
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| January 26, 2024 |
Exhibit 99.2 Heritage Commerce Corp Declares Regular Quarterly Cash Dividend of $0.13 Per Share; Heritage Bank of Commerce Celebrates its 30th Anniversary San Jose, CA — January 25, 2024 — Heritage Commerce Corp (Nasdaq: HTBK), the holding company for Heritage Bank of Commerce (the “Bank”), today announced that its Board of Directors had declared its regular quarterly cash dividend of $0.13 per sh |
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| November 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file numbe |
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| October 27, 2023 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 26, 2023 HERITAGE COMMERCE CORP (Exact name of registrant as specified in its charter) California 000-23877 77-0469558 (State or other jurisdiction of incorporation) (Commissi |
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| October 27, 2023 |
Heritage Commerce Corp Declares Regular Quarterly Cash Dividend of $0.13 Per Share Exhibit 99.2 Heritage Commerce Corp Declares Regular Quarterly Cash Dividend of $0.13 Per Share San Jose, CA — October 26, 2023 — Heritage Commerce Corp (Nasdaq: HTBK), the holding company for Heritage Bank of Commerce, today announced that its Board of Directors declared its regular quarterly cash dividend of $0.13 per share to holders of common stock. The dividend will be payable on November 21, |
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| October 27, 2023 |
Exhibit 99.1 Heritage Commerce Corp Earns $15.8 Million for the Third Quarter of 2023, and $51.1 Million for the First Nine Months of 2023; Supported by Continued Deposit Growth and Strong Credit Quality San Jose, CA — October 26, 2023 — Heritage Commerce Corp (Nasdaq: HTBK), (the “Company”), the holding company for Heritage Bank of Commerce (the “Bank”), today announced that its third quarter 202 |
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| August 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000 |
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| August 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2023 HERITAGE COMMERCE CORP (Exact name of registrant as specified in its charter) California 000-23877 77-0469558 (State or other jurisdiction of incorporation) (Commission |
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| August 1, 2023 |
Heritage Bank of Commerce Hires Susan Just as Chief Credit Officer Exhibit 99.1 Heritage Bank of Commerce Hires Susan Just as Chief Credit Officer SAN JOSE, Calif., July 31, 2023 (GLOBE NEWSWIRE) - Heritage Bank of Commerce (the “Bank”), a subsidiary of Heritage Commerce Corp (Nasdaq: HTBK), today announced the appointment of Susan Just as Executive Vice President and Chief Credit Officer, effective September 7, 2023. She will replace the current Executive Vice P |
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| July 28, 2023 |
Exhibit 99.1 Heritage Commerce Corp Earns $16.4 Million for the Second Quarter of 2023, and $35.3 Million for the First Six Months of 2023; Continued Deposit Growth San Jose, CA — July 27, 2023 — Heritage Commerce Corp (Nasdaq: HTBK), the holding company (the “Company”) for Heritage Bank of Commerce (the “Bank”), today announced second quarter 2023 net income increased 11% to $16.4 million, or $0. |
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| July 28, 2023 |
Heritage Commerce Corp Declares Regular Quarterly Cash Dividend of $0.13 Per Share Exhibit 99.2 Heritage Commerce Corp Declares Regular Quarterly Cash Dividend of $0.13 Per Share San Jose, California — July 27, 2023 — Heritage Commerce Corp (Nasdaq: HTBK), the holding company for Heritage Bank of Commerce, today announced that its Board of Directors declared its regular quarterly cash dividend of $0.13 per share to holders of common stock. The dividend will be payable on August |
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| July 28, 2023 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2023 HERITAGE COMMERCE CORP (Exact name of registrant as specified in its charter) California 000-23877 77-0469558 (State or other jurisdiction of incorporation) (Commission |
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| June 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 15, 2023 HERITAGE COMMERCE CORP (Exact name of registrant as specified in its charter) California 000-23877 77-0469558 (State or other jurisdiction of incorporation) (Commission |
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| June 15, 2023 |
Exhibit 99.1 Heritage Commerce Corp announces retirement of Margo Butsch, Executive Vice President and Chief Credit Officer San Jose, California — June 15, 2023 — Heritage Commerce Corp (NASDAQ: HTBK) (the "Company"), parent of Heritage Bank of Commerce (the "Bank"), today announced that Margo Butsch will be retiring from her position as Executive Vice President and Chief Credit Officer, after eig |
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| May 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 25, 2023 HERITAGE COMMERCE CORP (Exact name of registrant as specified in its charter) California 000-23877 77-0469558 (State or other jurisdiction of incorporation) (Commission F |
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| May 30, 2023 |
Exhibit 99.1 Member FDIC Welcome to the Virtual Annual Meeting of Shareholders Thursday, May 25, 2023 at 1:00 p.m. Pacific Daylight Time (PDT) Prepared for the North Bay Advisory Board Virtual Annual Meeting of Shareholders Agenda 1. Call to Order and Opening Remarks 2. New Business / Proposals a. To elect 10 members of the Board of Directors, each for a term of one year ; b. To approve Heritage C |
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| May 26, 2023 |
Exhibit 107 Calculation of Filing Fee Tables Registration Statement on Form S-8 (Form Type) Heritage Commerce Corp (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered (1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Fees to Be Paid Equity Common Stock, no par value per share Rule 457(c) and Rule 457(h) 1,421,531 $7. |
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| May 26, 2023 |
Heritage Commerce Corp 2023 Equity Incentive Plan Exhibit 4.4 HERITAGE COMMERCE CORP 2023 EQUITY INCENTIVE PLAN 1. Purpose. The purpose of the Plan is to assist the Company in attracting, retaining, motivating and rewarding certain employees, officers, directors, and consultants of the Company to promote the success of the Company’s business. The Plan authorizes the award of Stock-based incentives to Eligible Persons. 2. D |
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| May 26, 2023 |
As filed with the Securities and Exchange Commission on May 26, 2023 As filed with the Securities and Exchange Commission on May 26, 2023 Registration No. |
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| May 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 00 |
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| April 27, 2023 |
Heritage Commerce Corp Declares Regular Quarterly Cash Dividend of $0.13 Per Share Exhibit 99.2 Heritage Commerce Corp Declares Regular Quarterly Cash Dividend of $0.13 Per Share San Jose, California — April 27, 2023 — Heritage Commerce Corp (Nasdaq: HTBK), the holding company for Heritage Bank of Commerce, today announced that its Board of Directors declared its regular quarterly cash dividend of $0.13 per share to holders of common stock. The dividend will be payable on May 25 |
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| April 27, 2023 |
Heritage Commerce Corp Earns $18.9 Million for the First Quarter of 2023; Total Deposits Stable Exhibit 99.1 Heritage Commerce Corp Earns $18.9 Million for the First Quarter of 2023; Total Deposits Stable San Jose, CA — April 27, 2023 — Heritage Commerce Corp (Nasdaq: HTBK), the holding company (the “Company”) for Heritage Bank of Commerce (the “Bank”), today announced first quarter 2023 net income increased 47% to $18.9 million, or $0.31 per average diluted common share, compared to $12.9 m |
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| April 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 27, 2023 HERITAGE COMMERCE CORP (Exact name of registrant as specified in its charter) California 000-23877 77-0469558 (State or other jurisdiction of incorporation) (Commission |
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| April 13, 2023 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14A 101) INFORMATION REQUIRED IN PROXY STATEMENT Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, |
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| March 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 23, 2023 HERITAGE COMMERCE CORP (Exact name of registrant as specified in its charter) California 000-23877 77-0469558 (State or other jurisdiction of incorporation) (Commission |
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| March 27, 2023 |
Exhibit 10.1 EMPLOYMENT AGREEMENT This Employment Agreement (the “Agreement”) is entered into by and between HERITAGE COMMERCE CORP, a California bank holding company (the “Company”), HERITAGE BANK OF COMMERCE, a California banking corporation (the “Bank”), and DEBBIE REUTER, an individual (the “Executive”) as of March 23, 2023 and effective April 1, 2023 (the “Effective Date”). This Agreement rep |
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| March 9, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (MARK ONE) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission file number 000-238 |
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| March 9, 2023 |
Exhibit 10.18 HERITAGE COMMERCE CORP NOTICE OF GRANT AND RESTRICTED STOCK UNIT AGREEMENT (PERFORMANCE-BASED) Participant has been granted the number of Performance-Based Restricted Stock Units (“PRSUs”) with respect to the number of shares of common stock, no par value, (“Common Stock”) of Heritage Commerce Corp (the “Company”), as set forth below (“Common Shares”) as set forth below, subject to t |
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| March 9, 2023 |
Exhibit 10.17 HERITAGE COMMERCE CORP NOTICE OF GRANT AND RESTRICTED STOCK UNIT AGREEMENT (SERVICE-BASED) Participant has been granted the number of Restricted Stock Units (“RSUs”) with respect to the number of shares of common stock, no par value,(“Common Stock”) of Heritage Commerce Corp (the “Company”), as set forth below (“Common Shares”) as set forth below, subject to the terms and conditions |
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| March 9, 2023 |
Exhibit 10.8 EMPLOYMENT AGREEMENT This Employment Agreement (the “Agreement”) is entered into by and between HERITAGE COMMERCE CORP, a California bank holding company (the “Company”), HERITAGE BANK OF COMMERCE, a California banking corporation (the “Bank”), and JAN COONLEY, an individual (the “Executive”) as of July 12, 2022 (the “Effective Date”). RECITALS WHEREAS, the Company is a California cor |
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| March 9, 2023 |
Employment Agreement with Debra K. Reuter, effective July 23, 2015 Exhibit 10.9 EMPLOYMENT AGREEMENT This Employment Agreement (the “Agreement”) is entered into by and between HERITAGE COMMERCE CORP, a California bank holding company (the “Company”), HERITAGE BANK OF COMMERCE, a California banking corporation (the “Bank”), and DEBBIE REUTER, an individual (the “Executive”) as of July 23, 2015 (the “Effective Date”). RECITALS WHEREAS, the Company is a California c |
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| February 8, 2023 |
HTBK / Heritage Commerce Corp. / FJ Capital Management LLC Passive Investment SC 13G/A 1 eps-10615htbk.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) * Heritage Commerce Corp (HTBK) (Name of Issuer) Common Stock (Title of Class of Securities) 426927 10 9 (CUSIP Number) 12/31/2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate |
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| January 27, 2023 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 26, 2023 HERITAGE COMMERCE CORP (Exact name of registrant as specified in its charter) California 000-23877 77-0469558 (State or other jurisdiction of incorporation) (Commissi |
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| January 27, 2023 |
Heritage Commerce Corp Declares Regular Quarterly Cash Dividend of $0.13 Per Share Exhibit 99.2 Heritage Commerce Corp Declares Regular Quarterly Cash Dividend of $0.13 Per Share San Jose, California — January 26, 2023 — Heritage Commerce Corp (Nasdaq: HTBK), the holding company for Heritage Bank of Commerce, today announced that its Board of Directors declared its regular quarterly cash dividend of $0.13 per share to holders of common stock. The dividend will be payable on Febr |
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| January 27, 2023 |
Exhibit 99.1 Heritage Commerce Corp Earns Record $20.8 Million for the Fourth Quarter of 2022, and Record $66.6 Million for Full Year 2022 San Jose, CA — January 26, 2023 — Heritage Commerce Corp (Nasdaq: HTBK), the holding company (the “Company”) for Heritage Bank of Commerce (the “Bank”), today announced fourth quarter 2022 net income increased 49% to $20.8 million, or $0.34 per average diluted |
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| November 8, 2022 |
Heritage Commerce Corp 224 Airport Parkway San Jose, California 95110 November 9, 2022 Heritage Commerce Corp 224 Airport Parkway San Jose, California 95110 November 9, 2022 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F. |
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| November 7, 2022 |
Form of Indenture for Subordinated Debt Securities (including form of Note) Exhibit 4.3 HERITAGE COMMERCE CORP Issuer and Trustee INDENTURE Dated as of SUBORDINATED DEBT SECURITIES HERITAGE COMMERCE CORP CERTAIN SECTIONS OF THIS INDENTURE RELATING TO SECTIONS 310 THROUGH 318, INCLUSIVE, OF THE TRUST INDENTURE ACT OF 1939: Trust Indenture Act Section Indenture Section ?310(a)(1) 609 (a)(2) 609 (a)(3) Not Applicable (a)(4) Not Applicable (b) 608; 610 ?311(a) 613 (b) 613 ?31 |
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| November 7, 2022 |
As filed with the Securities and Exchange Commission on November 7, 2022 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on November 7, 2022 Registration No. |
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| November 7, 2022 |
Form of Indenture for Senior Debt Securities (including form of Note) Exhibit 4.2 HERITAGE COMMERCE CORP Issuer and Trustee INDENTURE Dated as of SENIOR DEBT SECURITIES HERITAGE COMMERCE CORP CERTAIN SECTIONS OF THIS INDENTURE RELATING TO SECTIONS 310 THROUGH 318, INCLUSIVE, OF THE TRUST INDENTURE ACT OF 1939: Trust Indenture Act Section Indenture Section ?310(a)(1) 609 (a)(2) 609 (a)(3) Not Applicable (a)(4) Not Applicable (b) 608; 610 ?311(a) 613 (b) 613 ?312(a) 7 |
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| November 7, 2022 |
EX-FILING FEES 6 tm2229344d2ex-filingfees.htm EX-FILING FEES Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Heritage Commerce Corp (Exact Name of Each Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Max |
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| November 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file numbe |
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| October 28, 2022 |
Exhibit 99.1 Heritage Commerce Corp Earns $18.1 Million for the Third Quarter of 2022, and $45.8 Million for the First Nine Months of 2022 San Jose, CA — October 27, 2022 — Heritage Commerce Corp (Nasdaq: HTBK), the holding company (the “Company”) for Heritage Bank of Commerce (the “Bank”), today announced third quarter 2022 net income of $18.1 million, or $0.30 per average diluted common share, c |
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| October 28, 2022 |
Results of Operations and Financial Condition ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? FORM 8-K ? CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): October 27, 2022 ? HERITAGE COMMERCE CORP (Exact name of registrant as specified in its charter) ? ? ? ? ? ? California ? 000-23877 ? 77-0469558 (State or other jurisdiction |
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| October 28, 2022 |
Heritage Commerce Corp Declares Regular Quarterly Cash Dividend of $0.13 Per Share ? ? Exhibit 99.2 ? ? Heritage Commerce Corp Declares Regular Quarterly Cash Dividend of $0.13 Per Share ? San Jose, California ? October 27, 2022 ? Heritage Commerce Corp (Nasdaq: HTBK), the holding company for Heritage Bank of Commerce, today announced that its Board of Directors declared its regular quarterly cash dividend of $0.13 per share to holders of common stock. The dividend will be payab |
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| September 19, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 15, 2022 HERITAGE COMMERCE CORP (Exact name of registrant as specified in its charter) California 000-23877 77-0469558 (State or other jurisdiction of incorporation) (Commis |
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| September 19, 2022 |
Exhibit 10.1 EMPLOYMENT AGREEMENT This Employment Agreement (the ?Agreement?) is entered into by and between HERITAGE COMMERCE CORP, a California bank holding company (the ?Company?), HERITAGE BANK OF COMMERCE, a California banking corporation (the ?Bank?), and ROBERTSON CLAY JONES, an individual (the ?Executive?) as of September 15, 2022 (the ?Effective Date?). This Agreement replaces any previou |
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| August 5, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000 |
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| July 29, 2022 |
Robertson “Clay” Jones Named President and Chief Executive Officer of Heritage Commerce Corp ? ? Exhibit 99.2 ? ? Robertson ?Clay? Jones Named President and Chief Executive Officer of Heritage Commerce Corp ? San Jose, California ? July 28, 2022 ? Heritage Commerce Corp (Nasdaq: HTBK), the holding company (the ?Company?) for Heritage Bank of Commerce (the ?Bank? or ?HBC?), today announced that Walter T. Kaczmarek will be stepping down as President and Chief Executive Officer of the Compan |
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| July 29, 2022 |
Results of Operations and Financial Condition ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? FORM 8-K ? CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): July 28, 2022 ? HERITAGE COMMERCE CORP (Exact name of registrant as specified in its charter) ? ? ? ? ? ? California ? 000-23877 ? 77-0469558 (State or other jurisdiction of |
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| July 29, 2022 |
Heritage Commerce Corp Declares Regular Quarterly Cash Dividend of $0.13 Per Share ? Exhibit 99.3 ? Heritage Commerce Corp Declares Regular Quarterly Cash Dividend of $0.13 Per Share San Jose, California ? July 28, 2022 ? Heritage Commerce Corp (Nasdaq: HTBK), the holding company for Heritage Bank of Commerce, today announced that its Board of Directors declared its regular quarterly cash dividend of $0.13 per share to holders of common stock. The dividend will be payable on Aug |
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| July 29, 2022 |
? ? ? Exhibit 99.1 ? Heritage Commerce Corp Earns $14.8 Million for the Second Quarter of 2022, and $27.7 Million for the First Six Months of 2022 ? San Jose, CA ? July 28, 2022 ? Heritage Commerce Corp (Nasdaq: HTBK), the holding company (the ?Company?) for Heritage Bank of Commerce (the ?Bank?), today announced second quarter 2022 net income of $14.8 million, or $0.24 per average diluted common |
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| June 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 1, 2022 HERITAGE COMMERCE CORP (Exact name of registrant as specified in its charter) California 000-23877 77-0469558 (State or other jurisdiction of incorporation) (Commission F |
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| May 31, 2022 |
Exhibit 99.1 Welcome to the Virtual Annual Meeting of Shareholders Thursday, May 26, 2022 at 1:00 p.m. Pacific Daylight Time (PDT) 1 Virtual Annual Meeting of Shareholders DRAFT 05/18/20 3:30 PM Agenda 1. Call to Order and Opening Remarks 2. New Business / Proposals a. To elect 11 members of the Board of Directors, each for a term of one year; b. To approve an advisory proposal on the Company?s 20 |
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| May 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 26, 2022 HERITAGE COMMERCE CORP (Exact name of registrant as specified in its charter) California 000-23877 77-0469558 (State or other jurisdiction of incorporation) (Commission F |
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| May 19, 2022 |
HTBK / Heritage Commerce Corp. / FJ Capital Management LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) * Heritage Commerce Corp (HTBK) (Name of Issuer) Common Stock (Title of Class of Securities) 426927 10 9 (CUSIP Number) 5/18/2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this |
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| May 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 11, 2022 HERITAGE COMMERCE CORP (Exact name of registrant as specified in its charter) California 000-23877 77-0469558 (State or other jurisdiction of incorporation) (Commission F |
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| May 11, 2022 |
HERITAGE COMMERCE CORP ANNOUNCES COMPLETION OF SUBORDINATED NOTES OFFERING Exhibit 99.1 HERITAGE COMMERCE CORP ANNOUNCES COMPLETION OF SUBORDINATED NOTES OFFERING San Jose, CA ? May 11, 2022 ? Heritage Commerce Corp (NASDAQ: HTBK) the holding company (the ?Company?), for Heritage Bank of Commerce, announced today the completion of its private placement offering of $40 million of the Company?s 5.0% Fixed-To-Floating Rate Subordinated Notes due 2032 (the ?Notes?). The Comp |
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| May 11, 2022 |
Exhibit 10.1 SUBORDINATED NOTE PURCHASE AGREEMENT This SUBORDINATED NOTE PURCHASE AGREEMENT (this ?Agreement?) is dated as of May 11, 2022, and is made by and among Heritage Commerce Corp, a California corporation (the ?Company?), and each purchaser of the Subordinated Note (as defined herein) identified on the signature page hereto (each a ?Purchaser? and collectively, the ?Purchasers?). RECITALS |
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| May 11, 2022 |
Form of 5.0% Fixed-to-Floating Rate Subordinated Note due 2032. Exhibit 4.1 FORM OF SUBORDINATED NOTE HERITAGE COMMERCE CORP 5.00% FIXED-TO-FLOATING RATE Subordinated Note due May 15, 2032 THE INDEBTEDNESS EVIDENCED BY THIS SUBORDINATED NOTE IS SUBORDINATED AND JUNIOR IN RIGHT OF PAYMENT TO SENIOR INDEBTEDNESS (AS DEFINED IN SECTION 3 (SUBORDINATION) OF THIS SUBORDINATED NOTE) OF HERITAGE COMMERCE CORP (THE ?COMPANY?), INCLUDING OBLIGATIONS OF THE COMPANY TO I |
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| May 5, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 00 |
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| April 29, 2022 |
Heritage Commerce Corp Declares Regular Quarterly Cash Dividend of $0.13 Per Share ? ? Exhibit 99.2 ? ? Heritage Commerce Corp Declares Regular Quarterly Cash Dividend of $0.13 Per Share ? San Jose, California ? April 28, 2022 ? Heritage Commerce Corp (Nasdaq: HTBK), the holding company for Heritage Bank of Commerce, today announced that its Board of Directors declared its regular quarterly cash dividend of $0.13 per share to holders of common stock. The dividend will be payable |
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| April 29, 2022 |
Heritage Commerce Corp Earns $12.9 Million for the First Quarter of 2022 ? ? Exhibit 99.1 ? Heritage Commerce Corp Earns $12.9 Million for the First Quarter of 2022 ? San Jose, CA ? April 28, 2022 ? Heritage Commerce Corp (Nasdaq: HTBK), the holding company (the ?Company?) for Heritage Bank of Commerce (the ?Bank?), today announced first quarter 2022 net income of $12.9 million, or $0.21 per average diluted common share, compared to $11.2 million, or $0.19 per average |
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| April 29, 2022 |
Results of Operations and Financial Condition ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? FORM 8-K ? CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): April 28, 2022 ? HERITAGE COMMERCE CORP (Exact name of registrant as specified in its charter) ? ? ? ? ? ? California ? 000-23877 ? 77-0469558 (State or other jurisdiction o |
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| April 14, 2022 |
DEF 14A 1 tm223403-1def14a.htm DEF 14A TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14A 101) INFORMATION REQUIRED IN PROXY STATEMENT Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ |
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| March 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 24, 2022 HERITAGE COMMERCE CORP (Exact name of registrant as specified in its charter) California 000-23877 77-0469558 (State or other jurisdiction of incorporation) (Commission |
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| March 4, 2022 |
Table of Contents ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| January 28, 2022 |
Heritage Commerce Corp Declares Regular Quarterly Cash Dividend of $0.13 Per Share ? ? Exhibit 99.2 ? ? ? Heritage Commerce Corp Declares Regular Quarterly Cash Dividend of $0.13 Per Share ? San Jose, California ? January 27, 2022 ? Heritage Commerce Corp (Nasdaq: HTBK), the holding company for Heritage Bank of Commerce, today announced that its Board of Directors declared its regular quarterly cash dividend of $0.13 per share to holders of common stock. The dividend will be pay |
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| January 28, 2022 |
Heritage Commerce Corp Management Cash Incentive Bonus Plan, dated January 27, 2022 ? Exhibit 10.1 HERITAGE COMMERCE CORP MANAGEMENT CASH INCENTIVE BONUS PLAN 1.Background and Purpose. 1.1Purpose. The purpose of the Heritage Commerce Corp Management Cash Incentive Bonus Plan is to motivate and reward eligible employees by making a portion of their cash compensation dependent on the achievement of certain corporate, business unit and individual performance goals and to further lin |
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| January 28, 2022 |
Exhibit 99.1 ? Heritage Commerce Corp Earns a Record $14.0 Million for the Fourth Quarter of 2021, and a Record $47.7 Million for 2021 ? San Jose, CA ? January 27, 2022 ? Heritage Commerce Corp (Nasdaq: HTBK), the holding company (the ?Company?) for Heritage Bank of Commerce (the ?Bank?), today announced fourth quarter 2021 net income of $14.0 million, or $0.23 per average diluted common share, co |
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| January 28, 2022 |
? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? FORM 8-K ? CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): January 27, 2022 ? HERITAGE COMMERCE CORP (Exact name of registrant as specified in its charter) ? ? ? ? ? ? California ? 000-23877 ? 77-0469558 (State or other jurisdiction |
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| December 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 9, 2021 HERITAGE COMMERCE CORP (Exact name of registrant as specified in its charter) California 000-23877 77-0469558 (State or other jurisdiction of incorporation) (Commissi |
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| December 13, 2021 |
Kamran Husain Appointed to Heritage Commerce Corp Board of Directors Exhibit 99.1 Kamran Husain Appointed to Heritage Commerce Corp Board of Directors San Jose, CA ? December 13, 2021 ? Heritage Commerce Corp (Nasdaq: HTBK), the holding company (the ?Company?) for Heritage Bank of Commerce (the ?Bank?), today announced the appointment of Kamran Husain to the Board of Directors (the ?Board?) of Heritage Commerce Corp, expanding the Company?s Board to twelve director |
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| December 13, 2021 |
Clay Jones Promoted to President and Chief Operating Officer of Heritage Bank of Commerce Exhibit 99.2 Clay Jones Promoted to President and Chief Operating Officer of Heritage Bank of Commerce San Jose, California ? December 13, 2021 ? Heritage Commerce Corp (Nasdaq: HTBK), the holding company (the ?Company?) of Heritage Bank of Commerce (the ?Bank?), today announced that the Board of Directors of the Company and the Bank approved the appointment of Robertson (Clay) Jones as President |
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| November 8, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Table of Contents ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION ? ? ? ? ? Washington, D. |
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| October 28, 2021 |
Heritage Commerce Corp Declares Regular Quarterly Cash Dividend of $0.13 Per Share ? ? Exhibit 99.2 ? ? ? Heritage Commerce Corp Declares Regular Quarterly Cash Dividend of $0.13 Per Share ? San Jose, California ? October 28, 2021 ? Heritage Commerce Corp (Nasdaq: HTBK), the holding company for Heritage Bank of Commerce, today announced that its Board of Directors declared its regular quarterly cash dividend of $0.13 per share to holders of common stock. The dividend will be pay |
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| October 28, 2021 |
Results of Operations and Financial Condition ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? FORM 8-K ? CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): October 28, 2021 ? HERITAGE COMMERCE CORP (Exact name of registrant as specified in its charter) ? ? ? ? ? ? California ? 000-23877 ? 77-0469558 (State or other jurisdiction |
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| October 28, 2021 |
Exhibit 99.1 ? Heritage Commerce Corp Earns Record $13.7 Million for the Third Quarter of 2021, and $33.7 Million for the First Nine Months of 2021 ? San Jose, CA ? October 28, 2021 ? Heritage Commerce Corp (Nasdaq: HTBK), the holding company (the ?Company?) for Heritage Bank of Commerce (the ?Bank?), today announced third quarter 2021 net income of $13.7 million, or $0.23 per average diluted comm |
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| August 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Table of Contents ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION ? ? ? ? ? Washington, D. |
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| July 23, 2021 |
Results of Operations and Financial Condition ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? FORM 8-K ? CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): July 22, 2021 ? HERITAGE COMMERCE CORP (Exact name of registrant as specified in its charter) ? ? ? ? ? ? California ? 000-23877 ? 77-0469558 (State or other jurisdiction of |
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| July 23, 2021 |
? Exhibit 99.1 ? ? Heritage Commerce Corp Earns $8.8 Million for the Second Quarter of 2021, and $20.0 Million for the First Six Months of 2021 ? San Jose, CA ? July 22, 2021 ? Heritage Commerce Corp (Nasdaq: HTBK), the holding company (the ?Company?) for Heritage Bank of Commerce (the ?Bank?), today announced second quarter 2021 net income of $8.8 million, or $0.15 per average diluted common shar |
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| July 23, 2021 |
Heritage Commerce Corp Declares Regular Quarterly Cash Dividend of $0.13 Per Share ? ? Exhibit 99.2 ? ? Heritage Commerce Corp Declares Regular Quarterly Cash Dividend of $0.13 Per Share ? San Jose, California ? July 22, 2021 ? Heritage Commerce Corp (Nasdaq: HTBK), the holding company for Heritage Bank of Commerce, today announced that its Board of Directors declared its regular quarterly cash dividend of $0.13 per share to holders of common stock. The dividend will be payable |
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| July 7, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 7, 2021 HERITAGE COMMERCE CORP (Exact name of registrant as specified in its charter) California 000-23877 77-0469558 (State or other jurisdiction of incorporation) (Commission F |
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| June 1, 2021 |
Exhibit 99.1 Welcome to the Virtual Annual Meeting of Shareholders Thursday, May 27, 2021 at 1:00 p.m. Pacific Daylight Time (PDT) 1 Virtual Annual Meeting of Shareholders DRAFT 05/18/20 3:30 PM Agenda 1. Call to Order and Opening Remarks 2. New Business / Proposals a. To elect 11 members of the Board of Directors, each for a term of one year; b. To approve an advisory proposal on the Company?s 20 |
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| June 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 27, 2021 HERITAGE COMMERCE CORP (Exact name of registrant as specified in its charter) California 000-23877 77-0469558 (State or other jurisdiction of incorporation) (Commission F |
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| May 7, 2021 |
Table of Contents ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION ? ? ? ? ? Washington, D. |
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| May 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 4, 2021 HERITAGE COMMERCE CORP (Exact name of registrant as specified in its charter) California 000-23877 77-0469558 (State or other jurisdiction of incorporation) (Commission Fi |
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| May 5, 2021 |
D.A. Davidson 23 rd Annual Financial Institutions Virtual Conference May 5 - 6, 2021 1 Exhibit 99.1 D.A. Davidson 23 rd Annual Financial Institutions Virtual Conference May 5 - 6, 2021 1 2 Forward Looking Statement Disclaimer Forward - looking statements are based on management?s knowledge and belief as of today and include information concerning Heritage Commerce Corp, the holding company (the ?Company?) for Heritage Bank of Commerce (the ?Bank?), possible or assumed future financi |
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| April 23, 2021 |
Heritage Commerce Corp Declares Regular Quarterly Cash Dividend of $0.13 Per Share ? ? Exhibit 99.2 ? ? Heritage Commerce Corp Declares Regular Quarterly Cash Dividend of $0.13 Per Share ? San Jose, California ? April 22, 2021 ? Heritage Commerce Corp (Nasdaq: HTBK), the holding company for Heritage Bank of Commerce, today announced that its Board of Directors declared its regular quarterly cash dividend of $0.13 per share to holders of common stock. The dividend will be payable |
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| April 23, 2021 |
Results of Operations and Financial Condition ? ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? FORM 8-K ? CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported): April 22, 2021 ? HERITAGE COMMERCE CORP (Exact name of registrant as specified in its charter) ? ? ? ? ? ? California ? 000-23877 ? 77-0469558 (State or other jurisdiction |
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| April 23, 2021 |
Heritage Commerce Corp Earns $11.2 Million for the First Quarter of 2021 ? ? Exhibit 99.1 ? ? Heritage Commerce Corp Earns $11.2 Million for the First Quarter of 2021 ? San Jose, CA ? April 22, 2021 ? Heritage Commerce Corp (Nasdaq: HTBK), the holding company (the ?Company?) for Heritage Bank of Commerce (the ?Bank?), today announced first quarter 2021 net income of $11.2 million, or $0.19 per average diluted common share, compared to $1.9 million, or $0.03 per average |
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| April 15, 2021 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A? (RULE 14A 101) INFORMATION REQUIRED IN PROXY STATEMENT Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ??????) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? ? Confi |
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| April 8, 2021 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 5, 2021 HERITAGE COMMERCE CORP (Exact name of registrant as specified in its charter) California 000-23877 77-0469558 (State or other jurisdiction of incorporation) (Commission |
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| April 8, 2021 |
EX-10.1 2 tm2112340d1ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 EMPLOYMENT AGREEMENT This Employment Agreement (the “Agreement”) is entered into by and between HERITAGE COMMERCE CORP, a California bank holding company (the “Company”), HERITAGE BANK OF COMMERCE, a California banking corporation (the “Bank”), and WALTER T. KACZMAREK, an individual (the “Executive”) as of April 5, 2021 (the “Effective Date |
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| March 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 25, 2021 HERITAGE COMMERCE CORP (Exact name of registrant as specified in its charter) California 000-23877 77-0469558 (State or other jurisdiction of incorporation) (Commission |
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| March 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 12, 2021 HERITAGE COMMERCE CORP (Exact name of registrant as specified in its charter) California 000-23877 77-0469558 (State or other jurisdiction of incorporation) (Commission |
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| March 15, 2021 |
Separation Agreement, dated March 12, 2021 EX-10.1 2 tm219593d1ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 SEPARATION AGREEMENT This SEPARATION AGREEMENT (this “Agreement”) is made and entered into on March 12, 2021 (the “Effective Date”) by and among HERITAGE BANK OF COMMERCE, a California banking corporation (“HBC”), and HERITAGE COMMERCE CORP, a California bank holding company (“HCC”) (HBC and HCC are referred to hereinafter collectively as th |
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| March 15, 2021 |
Exhibit 99.1 Chief Executive Officer of Heritage Commerce Corp Steps Down and Former Chief Executive Officer to Rejoin Company San Jose?March 15, 2021?Heritage Commerce Corp (Nasdaq:HTBK), the holding company (the ?Company?) for Heritage Bank of Commerce (the ?Bank?), today announced that on March 12, 2021, Keith Wilton retired as President and Chief Executive Officer of the Company and the Bank. |
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| March 5, 2021 |
Table of Contents ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| January 29, 2021 |
Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 28, 2021 HERITAGE COMMERCE CORP (Exact name of registrant as specified in its charter) California 000-23877 77-0469558 (State or other jurisdiction of incorporation) (Commissi |
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| January 29, 2021 |
Exhibit 99.1 Heritage Commerce Corp Reports Earnings of $11.6 Million for the Fourth Quarter of 2020 and $35.3 Million for 2020 San Jose, CA — January 28, 2021 — Heritage Commerce Corp (Nasdaq: HTBK), the holding company (the “Company”) for Heritage Bank of Commerce (the “Bank”), today announced fourth quarter 2020 net income of $11.6 million, or $0.19 per average diluted common share, compared to |
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| January 29, 2021 |
Heritage Commerce Corp Declares Regular Quarterly Cash Dividend of $0.13 Per Share EX-99.2 3 htbk-20210128xex99d2.htm EX-99.2 Exhibit 99.2 Heritage Commerce Corp Declares Regular Quarterly Cash Dividend of $0.13 Per Share San Jose, California — January 28, 2021 — Heritage Commerce Corp (Nasdaq: HTBK), the holding company for Heritage Bank of Commerce, today announced that its Board of Directors declared its regular quarterly cash dividend of $0.13 per share to holders of common |
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| November 18, 2020 |
Regulation FD Disclosure - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 18, 2020 HERITAGE COMMERCE CORP (Exact name of registrant as specified in its charter) California 000-23877 77-0469558 (State or other jurisdiction of incorporation) (Commiss |
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| November 18, 2020 |
Keefe, Bruyette & Woods Virtual West Coast Field Trip November 18, 2020 1 Exhibit 99.1 Keefe, Bruyette & Woods Virtual West Coast Field Trip November 18, 2020 1 2 Forward Looking Statement Disclaimer Forward - looking statements are based on management’s knowledge and belief as of today and include information concerning Heritage Commerce Corp, the holding company (the “Company” or “Heritage”) for Heritage Bank of Commerce (the “Bank”), possible or assumed future financ |
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| November 6, 2020 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file numbe |
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| October 23, 2020 |
Heritage Commerce Corp Declares Regular Quarterly Cash Dividend of $0.13 Per Share Exhibit 99.2 Heritage Commerce Corp Declares Regular Quarterly Cash Dividend of $0.13 Per Share San Jose, California — October 22, 2020 — Heritage Commerce Corp (Nasdaq: HTBK), the holding company for Heritage Bank of Commerce, today announced that its Board of Directors declared its regular quarterly cash dividend of $0.13 per share to holders of common stock. The dividend will be payable on Nove |
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| October 23, 2020 |
Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 22, 2020 HERITAGE COMMERCE CORP (Exact name of registrant as specified in its charter) California 000-23877 77-0469558 (State or other jurisdiction of incorporation) (Commissi |
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| October 23, 2020 |
Heritage Commerce Corp Reports Earnings of $11.2 Million for the Third Quarter of 2020 Exhibit 99.1 Heritage Commerce Corp Reports Earnings of $11.2 Million for the Third Quarter of 2020 San Jose, CA — October 22, 2020 — Heritage Commerce Corp (Nasdaq: HTBK), the holding company (the “Company”) for Heritage Bank of Commerce (the “Bank”), today announced third quarter 2020 net income of $11.2 million, or $0.19 per average diluted common share, compared to $11.3 million, or $0.26 per |
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| September 8, 2020 |
Regulation FD Disclosure - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 8, 2020 HERITAGE COMMERCE CORP (Exact name of registrant as specified in its charter) California 000-23877 77-0469558 (State or other jurisdiction of incorporation) (Commiss |
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| September 8, 2020 |
Raymond James Virtual U.S. Bank Conference September 9 – 10, 2020 1 Exhibit 99.1 Raymond James Virtual U.S. Bank Conference September 9 – 10, 2020 1 2 Forward Looking Statement Disclaimer Forward - looking statements are based on management’s knowledge and belief as of today and include information concerning Heritage Commerce Corp, the holding company (the “Company” or “Heritage”) for Heritage Bank of Commerce (the “Bank”), possible or assumed future financial co |
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| August 26, 2020 |
As filed with the Securities and Exchange Commission on August 26, 2020 Registration No. |
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| August 25, 2020 |
D.A. Davidson Virtual West Coast Bank Tour August 25, 2020 1 DRAFT 08/24/20 12:15 PM Exhibit 99.1 D.A. Davidson Virtual West Coast Bank Tour August 25, 2020 1 DRAFT 08/24/20 12:15 PM 2 Forward Looking Statement Disclaimer Forward - looking statements are based on management’s knowledge and belief as of today and include information concerning Heritage Commerce Corp, the holding company (the “Company” or “Heritage”) for Heritage Bank of Commerce (the “Bank”), possible or assumed fu |
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| August 25, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 24, 2020 HERITAGE COMMERCE CORP (Exact name of registrant as specified in its charter) California 000-23877 77-0469558 (State or other jurisdiction of incorporation) (Commissio |
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| August 7, 2020 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000 |
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| July 24, 2020 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 23, 2020 HERITAGE COMMERCE CORP (Exact name of registrant as specified in its charter) California 000-23877 77-0469558 (State or other jurisdiction of incorporation) (Commission |
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| July 24, 2020 |
Heritage Commerce Corp Declares Quarterly Cash Dividend of $0.13 Per Share Exhibit 99.2 Heritage Commerce Corp Declares Quarterly Cash Dividend of $0.13 Per Share San Jose, California — July 23, 2020 — Heritage Commerce Corp (Nasdaq: HTBK), the holding company for Heritage Bank of Commerce, today announced that its Board of Directors declared its regular quarterly cash dividend of $0.13 per share to holders of common stock. The dividend will be payable on August 20, 2020 |
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| July 24, 2020 |
Heritage Commerce Corp Reports Earnings of $10.6 Million for the Second Quarter of 2020 Exhibit 99.1 Heritage Commerce Corp Reports Earnings of $10.6 Million for the Second Quarter of 2020 San Jose, CA — July 23, 2020 — Heritage Commerce Corp (Nasdaq: HTBK), the holding company (the “Company”) for Heritage Bank of Commerce (the “Bank”), today announced second quarter 2020 net income of $10.6 million, or $0.18 per average diluted common share, compared to $11.4 million, or $0.26 per a |
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| May 27, 2020 |
Exhibit 99.1 Welcome to the Virtual Annual Meeting of Shareholders Thursday, May 21, 2020 at 1:00 p.m. Pacific Daylight Time (PDT) Virtual Annual Meeting of Shareholders Agenda DRAFT 05/18/20 3:30 PM 1. Call to Order and Opening Remarks 2. New Business / Proposals a. To elect 12 members of the Board of Directors, each for a term of one year; b. To approve an amendment to the Heritage Commerce Corp |
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| May 27, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 21, 2020 HERITAGE COMMERCE CORP (Exact name of registrant as specified in its charter) California 000-23877 77-0469558 (State or other jurisdiction of incorporation) (Commission F |
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| May 8, 2020 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 00 |
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| April 24, 2020 |
Heritage Commerce Corp Declares Quarterly Cash Dividend of $0.13 Per Share Exhibit 99.2 Heritage Commerce Corp Declares Quarterly Cash Dividend of $0.13 Per Share San Jose, California — April 23, 2020 — Heritage Commerce Corp (Nasdaq: HTBK), the holding company for Heritage Bank of Commerce, today announced that its Board of Directors declared a quarterly cash dividend of $0.13 per share to holders of common stock. The dividend will be payable on May 21, 2020, to shareho |
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| April 24, 2020 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 23, 2020 HERITAGE COMMERCE CORP (Exact name of registrant as specified in its charter) California 000-23877 77-0469558 (State or other jurisdiction of incorporation) (Commission |
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| April 24, 2020 |
EX-99.1 2 htbk-20200423xex99d1.htm EX-99.1 Exhibit 99.1 Heritage Commerce Corp Reports Earnings of $1.9 Million for the First Quarter of 2020 as Merger Integration and Coronavirus Response Weigh on Results San Jose, CA — April 23, 2020 — Heritage Commerce Corp (Nasdaq: HTBK), the holding company (the “Company”) for Heritage Bank of Commerce (the “Bank”), today announced first quarter 2020 net inco |
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| April 15, 2020 |
Use these links to rapidly review the document TABLE OF CONTENTS Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 1, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 26, 2020 HERITAGE COMMERCE CORP (Exact name of registrant as specified in its charter) California 000-23877 77-0469558 (State or other jurisdiction of incorporation) (Commission |
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| March 11, 2020 |
HTBK / Heritage Commerce Corp. 10-K - Annual Report - 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (MARK ONE) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 or the fiscal year ended December 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission file number 000‑2387 |
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| March 11, 2020 |
Exhibit 3.6 CERTIFICATE OF DETERMINATION SERIES B MANDATORY CONVERTIBLE CUMULATIVE PERPETUAL PREFERRED STOCK OF HERITAGE COMMERCE CORP Pursuant to Section 401 of the Corporations Code of the State of California: We, Lawrence D. McGovern, Executive Vice President, and Debbie Reuter, Secretary, of Heritage Commerce Corp, a corporation organized and existing under the laws of California (hereinafter |
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| March 11, 2020 |
Exhibit 10.9 EMPLOYMENT AGREEMENT This Employment Agreement (the “Agreement”) is entered into by and between HERITAGE COMMERCE CORP, a California bank holding company (the “Company”), HERITAGE BANK OF COMMERCE, a California banking corporation (the “Bank”), and ROBERTSON CLAY JONES, JR., an individual (the “Executive”). This Agreement shall become effective in accordance with Section 14 of this Ag |
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| March 11, 2020 |
EX-3.5 2 htbk-20191231ex35f15c685.htm EX-3.5 Exhibit 3.5 CERTIFICATE OF DETERMINATION FIXED RATE CUMULATIVE PERPETUAL PREFERRED STOCK, SERIES A OF HERITAGE COMMERCE CORP Pursuant to Section 401 of the Corporations Code of the State of California: We, Lawrence D. McGovern, Executive Vice President, and Debbie Reuter, Secretary, of Heritage Commerce Corp, a corporation organized and existing under t |
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| March 11, 2020 |
EX-4.4 5 htbk-20191231ex44c3814cd.htm EX-4.4 Exhibit 4.4 DESCRIPTION OF SECURITIES REGISTERED UNDER SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Heritage Commerce Corp (“we,” “our” or “Company”) has only one class of securities registered under the Securities Exchange Act of 1934, as amended, consisting of our common stock, no par value (“Common Stock”). The following description of our Commo |
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| March 11, 2020 |
Exhibit 3.7 CERTIFICATE OF DETERMINATION SERIES C CONVERTIBLE PERPETUAL PREFERRED STOCK OF HERITAGE COMMERCE CORP Pursuant to Section 401 of the Corporations Code of the State of California: We, Lawrence D. McGovern, Executive Vice President, and Debbie Reuter, Secretary, of Heritage Commerce Corp, a corporation organized and existing under the laws of California (hereinafter called the “Corporati |
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| February 12, 2020 |
HTBK / Heritage Commerce Corp. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* HERITAGE COMMERCE CORP (Name of Issuer) Common Stock (Title of Class of Securities) 426927109 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this |
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| January 24, 2020 |
Heritage Commerce Corp Increases Quarterly Cash Dividend 8% to $0.13 Per Share Exhibit 99.2 Heritage Commerce Corp Increases Quarterly Cash Dividend 8% to $0.13 Per Share San Jose, California — January 23, 2020 — Heritage Commerce Corp (Nasdaq: HTBK), the holding company for Heritage Bank of Commerce, today announced that its Board of Directors increased its quarterly cash dividend 8% to $0.13 per share to holders of common stock. The dividend will be payable on February 19, |
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| January 24, 2020 |
Exhibit 99.1 Heritage Commerce Corp Reports Earnings of $5.7 Million for the Fourth Quarter of 2019 and Record Earnings of $40.5 Million for the Full Year of 2019; Merger with Presidio Bank Completed San Jose, CA — January 23, 2020 — Heritage Commerce Corp (Nasdaq: HTBK), the holding company (the “Company”) for Heritage Bank of Commerce (the “Bank”), today announced fourth quarter 2019 net income |
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| January 24, 2020 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 23, 2020 HERITAGE COMMERCE CORP (Exact name of registrant as specified in its charter) California 000-23877 77-0469558 (State or other jurisdiction of incorporation) (Commissi |
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| December 20, 2019 |
Exhibit 99.2 HERITAGE COMMERCE CORP AND PRESIDIO BANK Unaudited Pro Forma Combined Condensed Financial Statements As of and for the six months ended June 30, 2019 and the year ended December 31, 2018 1 UNAUDITED PRO FORMA COMBINED CONDENSED FINANCIAL STATEMENTS Heritage Commerce Corp, the holding company (“Heritage”) for Heritage Bank of Commerce, completed the acquisition of Presidio Bank (“Presi |
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| December 20, 2019 |
PRESIDIO BANK San Francisco, California FINANCIAL STATEMENTS June 30, 2019 EX-99.1 2 a19-243641ex99d1.htm EX-99.1 Exhibit 99.1 PRESIDIO BANK San Francisco, California FINANCIAL STATEMENTS June 30, 2019 1 PRESIDIO BANK BALANCE SHEETS (Unaudited) (dollars in thousands, except share amounts) June 30, 2019 December 31, 2018 ASSETS Cash and due from banks $ 61,402 $ 75,681 Available-for-sale investment securities, at fair value 48,523 52,468 Held-to-maturity investment securi |
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| December 20, 2019 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A Amendment No. 1 CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 10, 2019 HERITAGE COMMERCE CORP (Exact name of registrant as specified in its charter) California 000-23877 77-0469558 (State or other jurisdiction of incorp |
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| November 7, 2019 |
HTBK / Heritage Commerce Corp. 10-Q - Quarterly Report - 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file numbe |
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| November 7, 2019 |
Exhibit 3.3 CERTIFICATE OF AMENDMENT OF ARTICLES OF INCORPORATION OF HERITAGE COMMERCE CORP Lawrence D. McGovern and Debbie Reuter certify that: 1. They are the duly elected and acting Executive Vice President and Corporate Secretary, respectively, of Heritage Commerce Corp, a California corporation. 2. ARTICLE III of the Articles of Incorporation of this corporation is amended by amending paragra |
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| October 25, 2019 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 24, 2019 HERITAGE COMMERCE CORP (Exact name of registrant as specified in its charter) California 000-23877 77-0469558 (State or other jurisdiction of incorporation) (Commissi |
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| October 25, 2019 |
Exhibit 99.1 Heritage Commerce Corp Earns $11.3 Million for the Third Quarter of 2019 and $34.8 Million for the Nine Months Ended September 30, 2019 San Jose, CA — October 24, 2019 — Heritage Commerce Corp (Nasdaq: HTBK), the holding company (the “Company”) for Heritage Bank of Commerce (the “Bank”), today announced net income was $11.3 million, or $0.26 per average diluted common share, for the t |
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| October 25, 2019 |
Heritage Commerce Corp Declares Quarterly Cash Dividend of $0.12 Per Share Exhibit 99.2 Heritage Commerce Corp Declares Quarterly Cash Dividend of $0.12 Per Share San Jose, California — October 24, 2019 — Heritage Commerce Corp (Nasdaq: HTBK), the holding company for Heritage Bank of Commerce, today announced that its Board of Directors declared a quarterly cash dividend of $0.12 per share to holders of common stock. The dividend will be payable on November 19, 2019, to |
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| October 15, 2019 |
EX-99.1 5 d814154dex991.htm EX-99.1 Exhibit 99.1 PRESIDIO BANK AMENDED AND RESTATED 2006 STOCK OPTION PLAN A-1 PRESIDIO BANK AMENDED AND RESTATED 2006 STOCK OPTION PLAN 1. Purposes of the Plan. The purposes of the Presidio Bank Amended and Restated 2006 Stock Option Plan are to optimize the profitability and growth of the Company through annual and long-term incentives that are consistent with the |
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| October 15, 2019 |
HTBK / Heritage Commerce Corp. S-8 - - S-8 S-8 As filed with the Securities and Exchange Commission on October 15, 2019 Registration No. |
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| October 15, 2019 |
EX-4.3 Exhibit 4.3 CERTIFICATE OF AMENDMENT OF ARTICLES OF INCORPORATION OF HERITAGE COMMERCE CORP Lawrence D. McGovern and Debbie Reuter certify that: 1. They are the duly elected and acting Executive Vice President and Corporate Secretary, respectively, of Heritage Commerce Corp, a California corporation. 2. ARTICLE III of the Articles of Incorporation of this corporation is amended by amending |
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| October 15, 2019 |
EX-99.2 6 d814154dex992.htm EX-99.2 Exhibit 99.2 2016 Equity Incentive Plan Board approved, 19-Jan-16 Shareholder approved, 11-May-16 CONTENTS Article 1. Establishment, Purpose, and Duration 1 Article 2. Definitions 1 Article 3. Administration 6 Article 4. Shares Subject to the Plan and Maximum Awards 7 Article 5. Eligibility and Participation 8 Article 6. Stock Options 8 Article 7. Stock Apprecia |
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| October 15, 2019 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 10, 2019 HERITAGE COMMERCE CORP (Exact name of registrant as specified in its charter) California 000-23877 77-0469558 (State or other jurisdiction of incorporation) (Comm |
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| October 15, 2019 |
Heritage Commerce Corp Completes Acquisition of Presidio Bank EX-99.1 Exhibit 99.1 Heritage Commerce Corp Completes Acquisition of Presidio Bank SAN JOSE, CA – October 14, 2019 – Heritage Commerce Corp (Nasdaq: HTBK), the holding company (“Heritage” or the “Company”) for Heritage Bank of Commerce, today announced that it has completed the acquisition of Presidio Bank (“Presidio”) of San Francisco, CA, effective October 11, 2019. Pursuant to the previously an |
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| September 10, 2019 |
HTBK / Heritage Commerce Corp. CORRESP - - CORRESP Heritage Commerce Corp 150 Almaden Boulevard San Jose, California 95113 September 10, 2019 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F. |
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| September 9, 2019 |
HTBK / Heritage Commerce Corp. S-3 - - S-3 S-3 Table of Contents As filed with the Securities and Exchange Commission on September 6, 2019 Registration No. |
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| September 9, 2019 |
Form of Indenture for Senior Debt Securities (including form of Note) EX-4.1 Exhibit 4.1 HERITAGE COMMERCE CORP Issuer and Trustee INDENTURE Dated as of SENIOR DEBT SECURITIES HERITAGE COMMERCE CORP CERTAIN SECTIONS OF THIS INDENTURE RELATING TO SECTIONS 310 THROUGH 318, INCLUSIVE, OF THE TRUST INDENTURE ACT OF 1939: Trust Indenture Act Section Indenture Section §310(a)(1) 609 (a)(2) 609 (a)(3) Not Applicable (a)(4) Not Applicable (b) 608; 610 §311(a) 613 (b) 613 §3 |
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| September 9, 2019 |
Form of Indenture for Subordinated Debt Securities (including form of Note) EX-4.2 Exhibit 4.2 HERITAGE COMMERCE CORP Issuer and Trustee INDENTURE Dated as of SUBORDINATED DEBT SECURITIES HERITAGE COMMERCE CORP CERTAIN SECTIONS OF THIS INDENTURE RELATING TO SECTIONS 310 THROUGH 318, INCLUSIVE, OF THE TRUST INDENTURE ACT OF 1939: Trust Indenture Act Section Indenture Section §310(a)(1) 609 (a)(2) 609 (a)(3) Not Applicable (a)(4) Not Applicable (b) 608; 610 §311(a) 613 (b) |
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| August 28, 2019 |
Heritage Commerce Corp and Presidio Bank Shareholders Approve Merger Agreement Exhibit 99.1 Heritage Commerce Corp and Presidio Bank Shareholders Approve Merger Agreement San Jose, California — August 28, 2019 — Heritage Commerce Corp (Nasdaq: HTBK), the holding company (the “Company”) for Heritage Bank of Commerce, and Presidio Bank (OTCBB: PDOB) today announced that on August 27, 2019, shareholders of both Heritage Commerce Corp and Presidio Bank approved the previously an |
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| August 28, 2019 |
Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 27, 2019 HERITAGE COMMERCE CORP (Exact name of registrant as specified in its charter) California 000-23877 77-0469558 (State or other jurisdiction of incorporation) (Commissio |
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| August 28, 2019 |
Heritage Commerce Corp and Presidio Bank Shareholders Approve Merger Agreement Exhibit 99.1 Heritage Commerce Corp and Presidio Bank Shareholders Approve Merger Agreement San Jose, California — August 28, 2019 — Heritage Commerce Corp (Nasdaq: HTBK), the holding company (the “Company”) for Heritage Bank of Commerce, and Presidio Bank (OTCBB: PDOB) today announced that on August 27, 2019, shareholders of both Heritage Commerce Corp and Presidio Bank approved the previously an |
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| August 28, 2019 |
HTBK / Heritage Commerce Corp. 425 - Merger Prospectus - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 27, 2019 HERITAGE COMMERCE CORP (Exact name of registrant as specified in its charter) California 000-23877 77-0469558 (State or other jurisdiction of incorporation) (Commissio |
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| August 20, 2019 |
Heritage Commerce Corp Receives Regulatory Approvals to Acquire and Merge with Presidio Bank Exhibit 99.1 Heritage Commerce Corp Receives Regulatory Approvals to Acquire and Merge with Presidio Bank San Jose, California — August 20, 2019 — Heritage Commerce Corp (Nasdaq: HTBK), the holding company (“Heritage” or the “Company”) for Heritage Bank of Commerce, today announced that it had received the required regulatory approvals from the Federal Reserve and the State of California Departmen |
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| August 20, 2019 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 20, 2019 HERITAGE COMMERCE CORP (Exact name of registrant as specified in its charter) California 000-23877 77-0469558 (State or other jurisdiction of incorporation) (Commissio |
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| August 20, 2019 |
Heritage Commerce Corp Receives Regulatory Approvals to Acquire and Merge with Presidio Bank Exhibit 99.1 Heritage Commerce Corp Receives Regulatory Approvals to Acquire and Merge with Presidio Bank San Jose, California — August 20, 2019 — Heritage Commerce Corp (Nasdaq: HTBK), the holding company (“Heritage” or the “Company”) for Heritage Bank of Commerce, today announced that it had received the required regulatory approvals from the Federal Reserve and the State of California Departmen |
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| August 20, 2019 |
HTBK / Heritage Commerce Corp. 425 - Merger Prospectus - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 20, 2019 HERITAGE COMMERCE CORP (Exact name of registrant as specified in its charter) California 000-23877 77-0469558 (State or other jurisdiction of incorporation) (Commissio |
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| August 14, 2019 |
8-K United States SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): August 14, 2019 HERITAGE COMMERCE CORP (Exact name of registrant as specified in its charter) California 000-23877 77-0469558 (State or other jurisdiction of incorporation) (Commi |
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| August 14, 2019 |
HTBK / Heritage Commerce Corp. 425 - Merger Prospectus - 8-K 8-K United States SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): August 14, 2019 HERITAGE COMMERCE CORP (Exact name of registrant as specified in its charter) California 000-23877 77-0469558 (State or other jurisdiction of incorporation) (Commi |
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| August 12, 2019 |
Keith Wilton Employment Agreement as of August 8, 2019. Exhibit 10.1 EMPLOYMENT AGREEMENT This Employment Agreement (the “Agreement”) is entered into by and between HERITAGE COMMERCE CORP, a California bank holding company (the “Company”), HERITAGE BANK OF COMMERCE, a California banking corporation (the “Bank”), and KEITH WILTON, an individual (the “Executive”) as of August 8, 2019 (the “Effective Date”). This Agreement replaces any previous employment |
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| August 12, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2019 HERITAGE COMMERCE CORP (Exact name of registrant as specified in its charter) California 000-23877 77-0469558 (State or other jurisdiction of incorporation) (Commission |
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| August 6, 2019 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10‑Q (MARK ONE) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000 |
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| July 29, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2019 HERITAGE COMMERCE CORP (Exact name of registrant as specified in its charter) California 000-23877 77-0469558 (State or other jurisdiction of incorporation) (Commission |
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| July 29, 2019 |
Exhibit 99.1 Heritage Commerce Corp to Participate in the KBW 2019 Community Bank Investor Conference in New York City, July 30 — 31, 2019 San Jose, California — July 29, 2019 — Heritage Commerce Corp (Nasdaq: HTBK), the holding company (the “Company”) for Heritage Bank of Commerce, today announced that management is scheduled to attend the Keefe, Bruyette & Woods (“KBW”) 2019 Community Bank Inves |
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| July 29, 2019 |
Keefe, Bruyette & Woods 2019 Community Bank Investor Conference July 30 - 31, 2019 Exhibit 99.2 Keefe, Bruyette & Woods 2019 Community Bank Investor Conference July 30 - 31, 2019 2 Forward Looking Statement Disclaimer Forward-looking statements are based on management’s knowledge and belief as of today and include information concerning Heritage Commerce Corp, the holding company (“HCC”) for Heritage Bank of Commerce (“HBC”), possible or assumed future financial condition, and i |
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| July 29, 2019 |
EX-99.1 2 a19-132691ex99d1.htm EX-99.1 Exhibit 99.1 Heritage Commerce Corp to Participate in the KBW 2019 Community Bank Investor Conference in New York City, July 30 — 31, 2019 San Jose, California — July 29, 2019 — Heritage Commerce Corp (Nasdaq: HTBK), the holding company (the “Company”) for Heritage Bank of Commerce, today announced that management is scheduled to attend the Keefe, Bruyette & |
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| July 29, 2019 |
Keefe, Bruyette & Woods 2019 Community Bank Investor Conference July 30 - 31, 2019 Exhibit 99.2 Keefe, Bruyette & Woods 2019 Community Bank Investor Conference July 30 - 31, 2019 2 Forward Looking Statement Disclaimer Forward-looking statements are based on management’s knowledge and belief as of today and include information concerning Heritage Commerce Corp, the holding company (“HCC”) for Heritage Bank of Commerce (“HBC”), possible or assumed future financial condition, and i |
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| July 29, 2019 |
HTBK / Heritage Commerce Corp. 425 - Merger Prospectus - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2019 HERITAGE COMMERCE CORP (Exact name of registrant as specified in its charter) California 000-23877 77-0469558 (State or other jurisdiction of incorporation) (Commission |
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| July 25, 2019 |
Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2019 HERITAGE COMMERCE CORP (Exact name of registrant as specified in its charter) California 000-23877 77-0469558 (State or other jurisdiction of incorporation) (Commission |
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| July 25, 2019 |
Heritage Commerce Corp Declares Quarterly Cash Dividend of $0.12 Per Share Exhibit 99.2 Heritage Commerce Corp Declares Quarterly Cash Dividend of $0.12 Per Share San Jose, California — July 25, 2019 — Heritage Commerce Corp (Nasdaq: HTBK), today announced that its Board of Directors declared a quarterly cash dividend of $0.12 per share to holders of common stock. The dividend will be payable on August 22, 2019, to shareholders of record at close of business day on Augus |
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| July 25, 2019 |
Exhibit 99.1 Heritage Commerce Corp Earns $11.4 Million for the Second Quarter of 2019 and $23.5 Million for the Six Months Ended June 30, 2019 San Jose, CA — July 25, 2019 — Heritage Commerce Corp (Nasdaq: HTBK), the holding company (the “Company”) for Heritage Bank of Commerce (the “Bank”), today announced net income was $11.4 million, or $0.26 per average diluted common share, for the second qu |
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| July 25, 2019 |
Exhibit 99.1 Heritage Commerce Corp Earns $11.4 Million for the Second Quarter of 2019 and $23.5 Million for the Six Months Ended June 30, 2019 San Jose, CA — July 25, 2019 — Heritage Commerce Corp (Nasdaq: HTBK), the holding company (the “Company”) for Heritage Bank of Commerce (the “Bank”), today announced net income was $11.4 million, or $0.26 per average diluted common share, for the second qu |
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| July 25, 2019 |
HTBK / Heritage Commerce Corp. 425 - Merger Prospectus - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2019 HERITAGE COMMERCE CORP (Exact name of registrant as specified in its charter) California 000-23877 77-0469558 (State or other jurisdiction of incorporation) (Commission |
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| July 25, 2019 |
Heritage Commerce Corp Declares Quarterly Cash Dividend of $0.12 Per Share Exhibit 99.2 Heritage Commerce Corp Declares Quarterly Cash Dividend of $0.12 Per Share San Jose, California — July 25, 2019 — Heritage Commerce Corp (Nasdaq: HTBK), today announced that its Board of Directors declared a quarterly cash dividend of $0.12 per share to holders of common stock. The dividend will be payable on August 22, 2019, to shareholders of record at close of business day on Augus |
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| July 22, 2019 |
Jack Conner Chairman of the Board Heritage Commerce Corp 424B3 Table of Contents Filed Pursuant to Rule 424(b)(3) Registration No. 333-232450 To Our Shareholders: The boards of directors of Heritage Commerce Corp, Heritage Bank of Commerce and Presidio Bank have approved an agreement (the “merger agreement”) for the merger of Presidio Bank with and into Heritage Bank of Commerce, a wholly-owned subsidiary of Heritage Commerce Corp. Before we can complet |
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| July 12, 2019 |
EX-99.8 2 d744328dex998.htm EX-99.8 Exhibit 99.8 BROADRIDGE FINANCIAL SOLUTIONS, INC. BROADRIDGE CORPORATE ISSUER SOLUTIONS PO BOX 13427., SUITE 1300 BRENTWOOD NY 11717 BROADRIDGE FINANCIAL SOLUTIONS, INC. ATTENTION: TEST PRINT 51 MERCEDES WAY EDGEWOOD, NY 11717 VOTING INSTRUCTIONS As the record holder for your Shares, we will vote your shares based on your instructions. Please provide us with you |
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| July 12, 2019 |
HTBK / Heritage Commerce Corp. S-4/A - - S-4/A S-4/A Table of Contents As filed with the Securities and Exchange Commission on July 12, 2019 Registration Statement No. |
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| July 12, 2019 |
HTBK / Heritage Commerce Corp. CORRESP - - CORRESP Heritage Commerce Corp 150 Almaden Boulevard San Jose, California 95113 July 12, 2019 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F. |
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| June 28, 2019 |
EX-99.7 Exhibit 99.7 CONSENT OF PERSON ABOUT TO BECOME A DIRECTOR Pursuant to Rule 438 promulgated under the Securities Act of 1933, as amended, I hereby consent to (i) my being named in the joint proxy statement/prospectus which forms a part of the Registration Statement on Form S-4 of Heritage Commerce Corp (“Heritage”), and all amendments thereto (“Registration Statement”), as a person who is e |
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| June 28, 2019 |
Consent of Sandler O’Neill & Partners, L.P. EX-99.1 7 d744328dex991.htm EX-99.1 Exhibit 99.1 CONSENT OF SANDLER O’NEILL & PARTNERS, L.P. We hereby consent to the inclusion of our opinion letter to the Board of Directors of Presidio Bank (the “Company”) as an Annex to the Joint Proxy Statement/Prospectus relating to the proposed merger of the Company with Heritage Commerce Corp contained in the Registration Statement on Form S-4, as filed wi |
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| June 28, 2019 |
EX-99.6 Exhibit 99.6 CONSENT OF PERSON ABOUT TO BECOME A DIRECTOR Pursuant to Rule 438 promulgated under the Securities Act of 1933, as amended, I hereby consent to (i) my being named in the joint proxy statement/prospectus which forms a part of the Registration Statement on Form S-4 of Heritage Commerce Corp (“Heritage”), and all amendments thereto (“Registration Statement”), as a person who is e |
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| June 28, 2019 |
Consent of D.A. Davidson & Co. EX-99.2 Exhibit 99.2 CONSENT OF D.A. DAVIDSON & CO. We hereby consent to the inclusion of our opinion letter to the Board of Directors of Heritage Commerce Corp (the “Company”) as an Appendix to the Proxy Statement/Prospectus relating to the Company’s proposed acquisition of Presidio Bank contained in the Registration Statement on Form S-4 as filed with the Securities and Exchange Commission by th |
