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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to H2O America
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| July 30, 2025 |
Amended and Restated Bylaws of H2O America. AMENDED AND RESTATED BYLAWS OF H2O AMERICA Effective as of May 14, 2025 ARTICLE I STOCKHOLDERS’ MEETING. |
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| July 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-8966 H2O A |
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| July 29, 2025 |
H2O America Announces Second Quarter 2025 Financial Results EXHIBIT 99.1 H2O America Announces Second Quarter 2025 Financial Results •Second quarter 2025 reported diluted EPS of $0.71, an 11% increase in diluted EPS over the prior year, and adjusted diluted EPS (non-GAAP)1 of $0.75, a 14% increase in adjusted diluted EPS over the prior year •2025 year-to-date reported diluted EPS of $1.20, a 20% increase in diluted EPS over the prior year, and adjusted dil |
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| July 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 28, 2025 H2O America (Exact name of registrant as specified in its charter) Delaware 001-8966 77-0066628 (State or other jurisdiction of incorporation) (Commission File Number) (I |
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| July 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 7, 2025 H2O America (Exact name of registrant as specified in its charter) Delaware 001-8966 77-0066628 (State or other jurisdiction of incorporation) (Commission File Number) (IR |
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| July 8, 2025 |
Exhibit 2.2 ASSET PURCHASE AGREEMENT by and among QUADVEST WHOLESALE, LLC, as Seller, QUADVEST, L.P., as Seller Guarantor, Texas Water Operation Services, LLC, as Purchaser, SJWTX, Inc., as Purchaser Guarantor and H2O AMERICA, as Guarantor July 7, 2025 TABLE OF CONTENTS Page ARTICLE 1 PURCHASE AND SALE 2 Section 1.1 Purchased Assets 2 Section 1.2 Excluded Assets 4 Section 1.3 Assumed Lia |
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| July 8, 2025 |
Exhibit 99.1 FOR IMMEDIATE RELEASE H2O America Significantly Expands Texas Footprint with Texas Subsidiary’s Acquisition of Quadvest More Than Doubles H2O America’s Connections in Texas and Increases Exposure to High Growth Houston Region Drives Scale, Increases Financial and Operational Diversification, and Enhances Value and Reliability for Customers, Communities, and All Stakeholders Transactio |
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| July 8, 2025 |
Exhibit 2.1 ASSET PURCHASE AGREEMENT by and among QUADVEST, L.P., as Seller, SJWTX, Inc., as Purchaser and H2O AMERICA, as Guarantor July 7, 2025 TABLE OF CONTENTS Page ARTICLE 1 PURCHASE AND SALE 1 Section 1.1 Purchased Assets 1 Section 1.2 Excluded Assets 3 Section 1.3 Assumed Liabilities 5 Section 1.4 Excluded Liabilities 6 Section 1.5 Purchase Price 6 Section 1.6 Prorations and Adjustments 10 |
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| June 25, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 24, 2025 H2O America (Exact name of registrant as specified in its charter) Delaware 001-8966 77-0066628 (State or other jurisdiction of incorporation) (Commission File Number) (I |
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| May 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 14, 2025 H2O America (Exact name of registrant as specified in its charter) Delaware 001-8966 77-0066628 (State or other jurisdiction of incorporation) (Commission File Number) (IR |
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| May 7, 2025 |
Certificate of Amendment of the Certificate of Incorporation of Exhibit 3.1 CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF SJW GROUP SJW Group (the “Corporation”), a corporation organized and existing under the General Corporation Law of the State of Delaware, hereby certifies as follows: 1.The Corporation’s Certificate of Incorporation is hereby amended by amending and restating Article I to read as follows: “The name of the corporation is H2O Am |
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| May 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 5, 2025 H2O America (Exact name of registrant as specified in its charter) Delaware 001-8966 77-0066628 (State or other jurisdiction of incorporation) (Commission File Number) (IRS |
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| April 29, 2025 |
Amended and Restated Director Compensation and Expense Reimbursement Policies Exhibit 10.1 SJW GROUP AMENDED AND RESTATED DIRECTOR COMPENSATION AND EXPENSE REIMBURSEMENT POLICIES Effective as of March 3, 2025 I. DIRECTOR COMPENSATION A. ROLE OF THE EXECUTIVE COMPENSATION COMMITTEE The SJW Group (the “Corporation”) Board of Directors (the “Board”), through its Executive Compensation Committee, will review, or request management or outside consultants to review, appropriate c |
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| April 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-8966 SJW |
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| April 28, 2025 |
SJW Group Announces First Quarter 2025 Financial Results EXHIBIT 99.1 SJW Group Announces First Quarter 2025 Financial Results •First quarter 2025 reported diluted EPS of $0.49, a 36% increase in diluted EPS over the prior year, and adjusted diluted EPS of $0.50, a 39% increase in adjusted diluted EPS over the prior year •First quarter 2025 infrastructure investment was $78.2 million2, on track for full-year capital expenditures of $473 million2 due to |
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| April 28, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 28, 2025 SJW Group (Exact name of registrant as specified in its charter) Delaware 001-8966 77-0066628 (State or other jurisdiction of incorporation) (Commission File Number) (IR |
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| April 1, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| April 1, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 31, 2025 SJW Group (Exact name of registrant as specified in its charter) Delaware 001-8966 77-0066628 (State or other jurisdiction of incorporation) (Commission File Number) (IR |
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| April 1, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| April 1, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| March 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 26, 2025 SJW Group (Exact name of registrant as specified in its charter) Delaware 001-8966 77-0066628 (State or other jurisdiction of incorporation) (Commission File Number) |
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| February 28, 2025 |
JW Group Insider Trading Policy Exhibit 19.1 INSIDER TRADING POLICY The following is the insider trading policy (the “Policy”) of SJW Group (“SJW Group or the Company”) and its subsidiaries (collectively, the “Companies”). 1.BACKGROUND AND PURPOSE. The federal securities laws prohibit any person from purchasing or selling securities of the Companies on the basis of material, nonpublic information concerning the Companies, or fro |
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| February 28, 2025 |
Exhibit 10.30 SECOND AMENDMENT TO THE SJW GROUP EXECUTIVE OFFICER SHORT-TERM INCENTIVE PLAN (As Amended and Restated October 28, 2020) WHEREAS, SJW Group (the “Corporation”) maintains the SJW Group Executive Officer Short-Term Incentive Plan, as amended and restated on October 28, 2020 (the “Plan”); WHEREAS, the Corporation amended the Plan effective as of January 28, 2021 with respect to certain |
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| February 28, 2025 |
Exhibit 21.1 SUBSIDIARIES OF SJW GROUP Following is a list of the subsidiaries of SJW Group as of December 31, 2024, each of which, unless otherwise indicated, is wholly owned by the Company either directly or through another subsidiary. Name Jurisdiction of Organization San Jose Water Company California SJW Land Company California Chester Realty, Inc. Connecticut Connecticut Water Service, Inc. C |
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| February 28, 2025 |
Exhibit 4.5 DESCRIPTION OF SJW GROUP’S CAPITAL STOCK REGISTERED UNDER SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 General The following summary description of our capital stock is based on the provisions of the Delaware General Corporation Law (the “DGCL”), our certificate of incorporation, as amended, and our bylaws, as amended. This description does not purport to be complete and is qualif |
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| February 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-8966 SJW GROU |
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| February 28, 2025 |
Exhibit 10.36 SJW GROUP DEFERRAL ELECTION PROGRAM FOR NON-EMPLOYEE BOARD MEMBERS AS AMENDED AND RESTATED FEBRUARY 26, 2025 I.PURPOSE OF RESTATEMENT A.The Amended and Restated Annual Retainer Fee Deferral Program (the “Program”) became effective upon adoption by the Board of Directors of SJW Group (the “Corporation”) at its February 26, 2025 meeting. The Program incorporates the terms of the Plan a |
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| February 28, 2025 |
Form of SJW Group Restricted Stock Unit Issuance Agreement (ROE Goal) Exhibit 10.40 Restricted Stock Issuance Agreement – ROE SJW GROUP RESTRICTED STOCK UNIT ISSUANCE AGREEMENT RECITALS A.The Board has adopted the Plan for the purpose of retaining the services of selected Employees of the Corporation (or any Parent or Subsidiary). B.Participant is to render valuable services to the Corporation (or a Parent or Subsidiary), and this Agreement is executed pursuant to, |
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| February 28, 2025 |
Second Amended and Restated Formulaic Equity Award Progra Exhibit 10.60 SJW GROUP SECOND AMENDED AND RESTATED FORMULAIC EQUITY AWARD PROGRAM FOR NON-EMPLOYEE BOARD MEMBERS I.IMPLEMENTATION This Second Amended and Restated Formulaic Equity Award Program for Non-Employee Board Members (the “Automatic Grant Program”) is implemented under the SJW Group (the “Corporation”) 2023 Long-Term Incentive Plan (the “Plan”) and shall become effective as of December 12 |
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| February 28, 2025 |
Form of SJW Group Restricted Stock Unit Issuance Agreement (TSR Goals) Exhibit 10.38 Restricted Stock Issuance Agreement – rTSR SJW GROUP RESTRICTED STOCK UNIT ISSUANCE AGREEMENT RECITALS A.The Board has adopted the Plan for the purpose of retaining the services of selected Employees of the Corporation (or any Parent or Subsidiary). B. Participant is to render valuable services to the Corporation (or a Parent or Subsidiary), and this Agreement is executed pursuant to |
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| February 27, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 26, 2025 SJW Group (Exact name of registrant as specified in its charter) Delaware 001-8966 77-0066628 (State or other jurisdiction of incorporation) (Commission File Number) |
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| February 27, 2025 |
SJW Group Announces 2024 Financial Results EXHIBIT 99.1 SJW Group Announces 2024 Financial Results •2024 reported diluted EPS of $2.87 and adjusted diluted EPS of $2.95, ahead of guidance •2025 estimated adjusted diluted EPS (non-GAAP) guidance of $2.90 to $3.001 •Five-year capital plan increasing 25% to $2.0 billion2 to fund infrastructure replacement, PFAS remediation and additional water supplies SAN JOSE, Calif. — Feb. 26, 2025 — SJW G |
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| November 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 6, 2024 SJW Group (Exact name of registrant as specified in its charter) Delaware 001-8966 77-0066628 (State or other jurisdiction of incorporation) (Commission File Number) ( |
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| November 12, 2024 |
Exhibit 99.1 Ann P. Kelly Joins SJW Group as Chief Accounting Officer and Principal Accounting Officer Kelly brings 15 years of experience in utility Accounting and Finance SAN JOSE, Calif. — Nov. 12, 2024 — SJW Group (NASDAQ: SJW) has announced today that Ann Kelly joined the company on Nov. 12 as its chief accounting officer and principal accounting officer. In her new role, Kelly will help over |
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| November 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SJW Group (Exact name of registrant as specified in its charter) Delaware 77-0066628 (State or other jurisdiction of incorporation) (I.R.S. Employer Identification No.) 110 West Taylor Street San J |
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| November 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SJW Group (Exact name of registrant as specified in its charter) Delaware 77-0066628 (State or other jurisdiction of incorporation) (I.R.S. Employer Identification No.) 110 West Taylor Street San J |
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| November 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-8966 SJW Group, New York Stock Exchange LLC (Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or registered) 110 West Taylor |
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| October 30, 2024 |
Exhibit 1.1 EQUITY DISTRIBUTION AGREEMENT October 29, 2024 BofA Securities, Inc. One Bryant Park New York, New York 10036 J.P. Morgan Securities LLC 383 Madison Avenue New York, New York 10179 RBC Capital Markets, LLC 200 Vesey Street New York, New York 10281 Wells Fargo Securities, LLC 500 West 33rd Street New York, New York 10001 Ladies and Gentlemen: SJW Group, a Delaware corporation (the “Comp |
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| October 30, 2024 |
Table 1: Newly Registered and Carry Forward Securities Calculation of Filing Fee Tables S-3 SJW GROUP Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effective Date Filing Fee Previously Paid in Connection with Unsold Securities to be Carried Forward Newly Registered Securities Fees to be Paid 1 Equity Common Stock $0. |
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| October 30, 2024 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 29, 2024 SJW Group (Exact name of registrant as specified in its charter) Delaware 001-8966 77-0066628 (State or other jurisdiction of incorporation) (Commission File Number) ( |
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| October 30, 2024 |
Debt Securities Preferred Stock Common Stock Depositary Shares Table of Contents Filed pursuant to Rule 424(b)(5) Registration No. 333-282881 PROSPECTUS SUPPLEMENT (To Prospectus dated October 29, 2024) Up to $200,000,000 Common Stock This prospectus supplement and the accompanying base prospectus relate to the offer and sale from time to time of shares of our common stock, $0.001 par value per share, having an aggregate gross sales price of up to $200,000,00 |
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| October 29, 2024 |
Calculation of Filing Fee Table Calculation of Filing Fee Tables S-3 SJW GROUP Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effective Date Filing Fee Previously Paid in Connection with Unsold Securities to be Carried Forward Newly Registered Securities Fees to be Paid 1 Equity Common Stock, $0. |
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| October 29, 2024 |
As filed with the Securities and Exchange Commission on October 29, 2024 Table of Contents As filed with the Securities and Exchange Commission on October 29, 2024 Registration No. |
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| October 29, 2024 |
Exhibit 4.2 SJW GROUP INDENTURE DATED AS OF , 20 [ ] TRUSTEE TABLE OF CONTENTS Page ARTICLE 1 DEFINITIONS AND INCORPORATION BY REFERENCE Section 1.1 Definitions 1 Section 1.2 Other Definitions 4 Section 1.3 Incorporation by Reference 5 Section 1.4 Rules of Construction 5 ARTICLE II THE SECURITIES Section 2.1 Issuable in Series 6 Section 2.2 Establishment of Terms of Series of Securities 6 Section |
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| October 28, 2024 |
mended and Restated Formulaic Equity Award Program For Non- Exhibit 10.3 SJW GROUP AMENDED AND RESTATED FORMULAIC EQUITY AWARD PROGRAM FOR NON-EMPLOYEE BOARD MEMBERS I.IMPLEMENTATION This Amended and Restated Formulaic Equity Award Program for Non-Employee Board Members (the “Automatic Grant Program”) is implemented under the SJW Group (the “Corporation”) 2023 Long-Term Incentive Plan (the “Plan”) and shall become effective as of October 25, 2024. Unless i |
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| October 28, 2024 |
SJW Group Announces Third Quarter 2024 Financial Results EXHIBIT 99.1 SJW Group Announces Third Quarter 2024 Financial Results •Delivers $1.17 of GAAP diluted earnings per share (EPS) for the quarter, a year-over-year increase of $0.04; adjusted diluted EPS (non-GAAP) of $1.18 for the quarter, a year-over-year increase of $0.05 •Invests $252 million in infrastructure through the third quarter of 2024, or approximately 76% of the 2024 capital budget •Set |
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| October 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-8966 SJW GROUP (Exact n |
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| October 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 25, 2024 SJW Group (Exact name of registrant as specified in its charter) Delaware 001-8966 77-0066628 (State or other jurisdiction of incorporation) (Commission File Number) ( |
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| October 28, 2024 |
Exhibit 10.2 SJW GROUP AMENDED AND RESTATED DIRECTOR COMPENSATION AND EXPENSE REIMBURSEMENT POLICIES Effective as of January 1, 2025 I. DIRECTOR COMPENSATION A. ROLE OF THE EXECUTIVE COMPENSATION COMMITTEE The SJW Group (the “Corporation”) Board of Directors (the “Board”), through its Executive Compensation Committee, will review, or request management or outside consultants to review, appropriate |
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| October 18, 2024 |
SJW / SJW Group / STATE STREET CORP Passive Investment SC 13G/A 1 SJWGroup.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* SJW GROUP (Name of Issuer) COMMON STOCK (Title of Class of Securities) 784305104 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which this Sch |
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| August 20, 2024 |
Exhibit 99.1 San Jose Water Files Settlement Agreement in 2025 to 2027 General Rate Case Constructive agreement provides for $450 million in drinking water infrastructure investment over three-years. SAN JOSE, Calif. – (August 20) – San Jose Water (SJW), a wholly-owned subsidiary of SJW Group (NYSE: SJW), today announced that, together with the Public Advocates Office (PAO), it has reached a const |
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| August 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 20, 2024 SJW Group (Exact name of registrant as specified in its charter) Delaware 001-8966 77-0066628 (State or other jurisdiction of incorporation) (Commission File Number) (I |
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| August 2, 2024 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 2, 2024 SJW Group (Exact name of registrant as specified in its charter) Delaware 001-8966 77-0066628 (State or other jurisdiction of incorporation) (Commission File Number) (IR |
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| August 2, 2024 |
Exhibit 10.1 EXECUTION VERSION SECOND AMENDMENT TO CREDIT AGREEMENT THIS SECOND AMENDMENT TO CREDIT AGREEMENT (this “Amendment”), dated as of August 2, 2024 (the “Second Amendment Effective Date”), is entered into by and among SJW GROUP, a Delaware corporation, SAN JOSE WATER COMPANY, a California corporation, SJWTX, INC., a Texas corporation, CONNECTICUT WATER SERVICE, INC., a Connecticut corpora |
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| July 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-8966 SJW GROUP (Exact name o |
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| July 25, 2024 |
SJW Group Announces Second Quarter 2024 Financial Results EXHIBIT 99.1 SJW Group Announces Second Quarter 2024 Financial Results •Delivers $0.64 of GAAP diluted earnings per share (EPS), a year-over-year increase of $0.06; adjusted diluted EPS (non-GAAP) of $0.66, a year-over-year increase of $0.08 •Invests $158 million in infrastructure during the first half of 2024, or approximately 48% of 2024 capital budget •Agreement in principle reached on Californ |
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| July 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 24, 2024 SJW Group (Exact name of registrant as specified in its charter) Delaware 001-8966 77-0066628 (State or other jurisdiction of incorporation) (Commission File Number) (IRS |
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| June 21, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 20, 2024 SJW Group (Exact name of registrant as specified in its charter) Delaware 001-8966 77-0066628 (State or other jurisdiction of incorporation) (Commission File Number) (IRS |
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| June 21, 2024 |
Certificate of Amendment of the Certificate of Incorporation of SJW Group, dated June 20, 2024. Exhibit 3.1 CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF SJW GROUP SJW Group (the “Corporation”), a corporation organized and existing under the General Corporation Law of the State of Delaware, hereby certifies as follows: 1.The first paragraph of Article XI of the Corporation’s Certificate of Incorporation is hereby amended and restated in its entirety to read as follows: “To the |
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| June 21, 2024 |
Exhibit 3.2 SJW GROUP RESTATED CERTIFICATE OF INCORPORATION SJW Group, a corporation organized and existing under the General Corporation Law of the State of Delaware, does hereby certify as follows: 1The name of the corporation is SJW Group. The name under which it was originally incorporated was SJW Corp. The date of filing of its original Certificate of Incorporation was February 8, 1985. 2The |
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| May 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 28, 2024 SJW Group (Exact name of registrant as specified in its charter) Delaware 001-8966 77-0066628 (State or other jurisdiction of incorporation) (Commission File Number) (IRS |
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| April 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| April 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confide |
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| April 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confide |
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| April 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-8966 SJW GROUP (Exact name |
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| April 26, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 25, 2024 SJW Group (Exact name of registrant as specified in its charter) Delaware 001-8966 77-0066628 (State or other jurisdiction of incorporation) (Commission File Number) (IR |
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| April 26, 2024 |
SJW Group Announces First Quarter 2024 Financial Results EXHIBIT 99.1 SJW Group Announces First Quarter 2024 Financial Results •Delivers $0.36 of diluted earnings per share (EPS), a slight year-over-year decrease of $0.01 •Invests $69 million in infrastructure •Secures 10.01% Water Cost of Capital Mechanism (WCCM)-adjusted return on equity in California as of January 1, 2024 •Reaffirms 2024 guidance range of $2.68 to $2.78 diluted EPS •Declares $0.40 ca |
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| April 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| February 23, 2024 |
EXHIBIT 21.1 SUBSIDIARIES OF SJW GROUP Following is a list of the subsidiaries of SJW Group as of December 31, 2023, each of which, unless otherwise indicated, is wholly owned by the company either directly or through another subsidiary. Name Jurisdiction of Organization San Jose Water Company California SJW Land Company California SJWTX Holdings, Inc. Texas SJWTX, Inc., also doing business as The |
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| February 23, 2024 |
Exhibit 3.4 THIS COMPOSITE ARTICLES OF INCORPORATION OF SJW GROUP (THE “CORPORATION”) REFLECTS THE PROVISIONS OF THE CORPORATION’S AMENDED AND RESTATED ARTICLES OF INCORPORATION, AS AMENDED AND RESTATED ON APRIL 24, 2019, AND ALL AMENDMENTS THERETO FILED WITH THE DELAWARE SECRETARY OF STATE THEREAFTER ON OR PRIOR TO FEBRUARY 22, 2024, BUT IS NOT AN AMENDMENT OR RESTATEMENT THEREOF. COMPOSITE AMEND |
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| February 23, 2024 |
Exhibit 97.1 SJW GROUP CLAWBACK POLICY: RECOVERY OF ERRONEOUSLY AWARDED INCENTIVE-BASED COMPENSATION I. BACKGROUND SJW Group (the “Company”) has adopted this Policy Regarding the Recovery of Erroneously Awarded Incentive-Based Compensation (this “Policy”) to provide for the recovery or “clawback” of excess Incentive-Based Compensation earned by current or former Executive Officers of the Company i |
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| February 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-8966 SJW GROUP (Exact name of r |
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| February 22, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 21, 2024 SJW Group (Exact name of registrant as specified in its charter) Delaware 001-8966 77-0066628 (State or other jurisdiction of incorporation) (Commission File Number) |
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| February 22, 2024 |
SJW Group Announces 2023 Financial Results EXHIBIT 99.1 SJW Group Announces 2023 Financial Results •$2.68 of diluted earnings per share in 2023 surpassing $2.43 per diluted share in 2022, initial 2023 guidance of $2.40 to $2.50 and inline with the updated guidance of $2.65 to $2.70 •$272 million in infrastructure investments, exceeding 2023 guidance •10.01% Water Cost of Capital Mechanism (WCCM)-adjusted return on equity in California as o |
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| February 13, 2024 |
SJW / SJW Group / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 5)* Name of issuer: SJW Group Title of Class of Securities: Common Stock CUSIP Number: 784305104 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule 13d- |
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| January 29, 2024 |
SJW / SJW Group / Moss Melinda C - AMENDMENT TO FORM SC 13G Passive Investment SC 13G/A 1 sjwsc13ga1.htm AMENDMENT TO FORM SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* SJW GROUP (Name of Issuer) Common Stock (Title of Class of Securities) 784305104 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to desi |
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| December 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 11, 2023 SJW Group (Exact name of registrant as specified in its charter) Delaware 001-8966 77-0066628 (State or other jurisdiction of incorporation) (Commission File Number) |
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| December 15, 2023 |
Amended and Restated Bylaws of SJW Group, effective as of December 11, 2023. Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF SJW GROUP Effective as of December 11, 2023 ARTICLE I STOCKHOLDERS’ MEETING. 1.Place of Meeting. Meetings of the stockholders shall be held at the registered office of the Corporation in Delaware, or at such other place within or without the State of Delaware as may be designated by the Board of Directors or the stockholders. The Board of Directors may, i |
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| October 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-8966 SJW GROUP (Exact nam |
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| October 30, 2023 |
SJW Group Announces 2023 Third Quarter Financial Results and Declares Dividend EXHIBIT 99.1 SJW Group Announces 2023 Third Quarter Financial Results and Declares Dividend •Diluted earnings of $1.13 per share, a year-over-year increase of $0.31 •$196 million investment in infrastructure investments through the first nine months of 2023 •Closed on the acquisitions of KT Water Development and KT Water Resources by Texas Water •Water Cost of Capital Mechanism (WCCM)-adjusted ret |
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| October 30, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 30, 2023 SJW Group (Exact name of registrant as specified in its charter) Delaware 001-8966 77-0066628 (State or other jurisdiction of incorporation) (Commission File Number) ( |
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| August 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 31, 2023 SJW Group (Exact name of registrant as specified in its charter) Delaware 001-8966 77-0066628 (State or other jurisdiction of incorporation) (Commission File Number) (I |
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| August 31, 2023 |
93 West Main Street • Clinton, CT 06413 • (800) 286-5700 Exhibit 99.1 93 West Main Street • Clinton, CT 06413 • (800) 286-5700 August 31, 2023 Jeffrey R. Gaudiosi, Esq. Executive Secretary Public Utilities Regulatory Authority 10 Franklin Square New Britain, CT 06051 Dear Mr. Gaudiosi: Connecticut Water Company is proud to provide water service to 60 Connecticut communities, serving over 107,000 customers in the state. As 200+ local employees, we are co |
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| August 2, 2023 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2023 SJW Group (Exact Name of Registrant as Specified in its Charter) Delaware 001-8966 77-0066628 (State or other jurisdiction of incorporation) (Commission File Number) (I |
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| August 2, 2023 |
EX-10.1 Exhibit 10.1 EXECUTION VERSION FIRST AMENDMENT TO CREDIT AGREEMENT THIS FIRST AMENDMENT TO CREDIT AGREEMENT (this “Amendment”), dated as of August 2, 2023 (the “First Amendment Effective Date”), is entered into by and among SJW GROUP, a Delaware corporation, SAN JOSE WATER COMPANY, a California corporation, SJWTX, INC., a Texas corporation, CONNECTICUT WATER SERVICE, INC., a Connecticut co |
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| July 31, 2023 |
SJW Group Announces 2023 Second Quarter Financial Results and Declares Dividend EXHIBIT 99.1 SJW Group Announces 2023 Second Quarter Financial Results and Declares Dividend •Diluted earnings of $0.58 per share, an increase of $0.20 compared to $0.38 in the same quarter last year •$115.7 million investment in infrastructure projects in the first half of 2023 •Constructive California Cost of Capital Decision providing Water Cost of Capital Mechanism (WCCM)-adjusted return on eq |
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| July 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-8966 SJW GROUP (Exact name of |
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| July 31, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 31, 2023 SJW Group (Exact name of registrant as specified in its charter) Delaware 001-8966 77-0066628 (State or other jurisdiction of incorporation) (Commission File Number) (IRS |
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| July 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 6, 2023 SJW Group (Exact Name of Registrant as Specified in its Charter) Delaware 001-8966 77-0066628 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS |
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| July 7, 2023 |
EX-10.1 Exhibit 10.1 TRANSITION AND SEPARATION AGREEMENT AND RELEASE This Separation Agreement and General Release (“Agreement”) is made by and between Andrew R. Gere (“Employee”) and San Jose Water Company (the “Company”). The term “Parties” or “Party” used herein shall refer to Employee and the Company as appropriate. 1. Transition and Separation Date. Provided Employee signs this Agreement by J |
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| June 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 26, 2023 SJW Group (Exact Name of Registrant as Specified in its Charter) Delaware 001-8966 77-0066628 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IR |
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| May 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 26, 2023 SJW Group (Exact name of registrant as specified in its charter) Delaware 001-8966 77-0066628 (State or other jurisdiction of incorporation) (Commission File Number) (IR |
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| May 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-8966 SJW GROUP (Exact name of |
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| May 1, 2023 |
EXHIBIT 10.1 Execution Version SJW GROUP AMENDMENT NO. 1 TO DISTRIBUTION AGREEMENT March 1, 2023 J.P. Morgan Securities LLC 383 Madison Avenue New York, New York 10179 Janney Montgomery Scott LLC 1717 Arch Street Philadelphia, Pennsylvania 19103 RBC Capital Markets, LLC 200 Vesey Street New York, NY 10281 Wells Fargo Securities, LLC 500 West 33rd Street New York, New York 10001 Ladies and Gentleme |
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| May 1, 2023 |
EXHIBIT 99.1 SJW Group Announces 2023 First Quarter Financial Results, Reaffirms 2023 Guidance, and Declares Dividend •Diluted earnings of $0.37 per share, an increase of $0.25 compared to $0.12 in the same quarter last year •$52.4 million investment in infrastructure projects in the first quarter 2023 •2023 guidance range of $2.40 - $2.50 per diluted share reaffirmed •Dividend of $0.38 per share |
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| April 26, 2023 |
Power of Attorney. Reference is made to the signature page to this registration statement.* S-8 As filed with the Securities and Exchange Commission on April 26, 2023 Registration No. |
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| April 26, 2023 |
EX-FILING FEES Exhibit 107 CALCULATION OF FILING FEE TABLES Form S-8 (Form Type) SJW Group (Exact Name of Registrant as Specified in Its Charter) Table 1 – Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered (1) Proposed Maximum Offering Price per Unit (2) Maximum Aggregate Offering Price Fee Rate Amount Registration Fee Equity Common Stock, $0. |
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| March 17, 2023 |
DEFR14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2) |
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| March 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| March 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confide |
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| March 2, 2023 |
EX-FILING FEES Exhibit 107 Calculation of Filing Fee Tables 424(b)(5) (Form Type) SJW Group (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security type Security class title Fee calculation or carry forward rules(1) Amount registered Proposed maximum offering price per unit Maximum aggregate offering price(2) Fee rate Amount of registration fee Newly Registered Securities Fees to Be Paid Equity Common Stock, par value $0. |
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| March 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 1, 2023 SJW Group (Exact Name of Registrant as Specified in its Charter) Delaware 001-8966 77-0066628 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IR |
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| March 2, 2023 |
424B5 Table of Contents Filed pursuant to Rule 424(b)(5) Registration No. 333-261161 PROSPECTUS SUPPLEMENT (To Prospectus dated November 17, 2021) Up to $240,000,000 Common Stock This prospectus supplement and the accompanying base prospectus relate to the offer and sale from time to time of shares of our common stock, $0.001 par value per share, having an aggregate gross sales price of up to $240 |
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| February 24, 2023 |
EXHIBIT 10.86 FIRST AMENDMENT TO EMPLOYMENT AGREEMENT THIS FIRST AMENDMENT (the “Amendment”), effective as of January 28, 2020, is made by and between The Connecticut Water Company, a Connecticut corporation having its principal place of business in Clinton, Connecticut (“Company”), Connecticut Water Service, Inc., a Connecticut corporation and holder of all of the outstanding capital stock of Com |
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| February 24, 2023 |
EXHIBIT 21.1 SUBSIDIARIES OF SJW GROUP Following is a list of the subsidiaries of SJW Group as of December 31, 2022, each of which, unless otherwise indicated, is wholly owned by the company either directly or through another subsidiary. Name Jurisdiction of Organization San Jose Water Company California SJW Land Company California SJWTX, Inc., also doing business as Canyon Lake Water Service Comp |
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| February 24, 2023 |
EXHIBIT 10.85 EMPLOYMENT AGREEMENT THIS AGREEMENT, dated this 1 day of April, 2014, is made by and between The Connecticut Water Company, a Connecticut corporation having its principal place of business in Clinton, Connecticut, ("Company"), Connecticut Water Service, Inc., a Connecticut corporation and holder of all of the outstanding capital stock of Company ("Parent") and Craig J. Patla, a resid |
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| February 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-8966 SJW GROUP (Exact name of r |
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| February 24, 2023 |
EXHIBIT 10.87 SECOND AMENDMENT TO EMPLOYMENT AGREEMENT THIS SECOND AMENDMENT (the “Second Amendment”), effective as of January 1, 2023, is made by and between The Connecticut Water Company, a Connecticut corporation having its principal place of business in Clinton, Connecticut (“Company”), Connecticut Water Service, Inc., a Connecticut corporation and holder of all of the outstanding capital stoc |
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| February 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 22, 2023 SJW Group (Exact name of registrant as specified in its charter) Delaware 001-8966 77-0066628 (State or other jurisdiction of incorporation) (Commission File Number) |
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| February 23, 2023 |
SJW Group 2022 Financial Results and 2023 Guidance Issued EXHIBIT 99.1 SJW Group 2022 Financial Results and 2023 Guidance Issued •2022 diluted earnings of $2.43 per share, an increase of 20% over the prior year •$219 million investment in 2022 infrastructure projects SAN JOSE, Calif., Feb. 22, 2023 – SJW Group (NYSE: SJW) today reported financial results for the fourth quarter and year ended 2022. “SJW Group’s strong results in 2022 will lay the foundati |
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| February 14, 2023 |
SJW / SJW Corp. / Van Valer Robert A - SCHEDULE 13 D AMENDMENT 3 Activist Investment SC 13D/A 1 sjwsch13da3.htm SCHEDULE 13 D AMENDMENT 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* SJW GROUP (Name of Issuer) Common Stock (Title of Class of Securities) 784305104 (CUSIP Number) c/o Robert Van Valer 4360 Worth Street Los Angeles, CA 90063 323-263-4111 (Name, Address and Telephone |
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| February 14, 2023 |
SJW / SJW Corp. / Moss Melinda C - SC 13G Passive Investment SC 13G 1 sjwsc13g.htm SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* SJW GROUP (Name of Issuer) Common Stock (Title of Class of Securities) 784305104 (CUSIP Number) February 1, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant |
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| February 9, 2023 |
SJW / SJW Corp. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv01905-sjwgroup.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 4)* Name of issuer: SJW Group Title of Class of Securities: Common Stock CUSIP Number: 784305104 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to designate the rule pursua |
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| February 3, 2023 |
SJW / SJW Corp. / NUANCE INVESTMENTS, LLC - NUANCE INVESTMENTS LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* SJW GROUP (Name of Issuer) COMMON (Title of Class of Securities) 784305104 (CUSIP Number) January 06, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ |
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| January 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 25, 2023 SJW Group (Exact Name of Registrant as Specified in its Charter) Delaware 001-8966 77-0066628 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| January 31, 2023 |
Exhibit 99.1 Mohammed (Rally) Zerhouni Joins SJW Group as Senior Vice President of Finance, Principal Accounting Officer Assuming responsibilities of Wendy Avila-Walker, who is retiring after more than 17 years of service to SJW Group SAN JOSE, Calif. — Jan. 31, 2023 — SJW Group (NYSE: SJW) has announced today that Mohammed G. (Rally) Zerhouni joined the company on Jan. 30 as the senior vice presi |
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| January 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 19, 2023 SJW Group (Exact Name of Registrant as Specified in its Charter) Delaware 001-8966 77-0066628 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| December 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 23, 2022 SJW Group (Exact Name of Registrant as Specified in its Charter) Delaware 001-8966 77-0066628 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| December 28, 2022 |
Bruce A. Hauk Named Chief Operating Officer of SJW Group Exhibit 99.1 Bruce A. Hauk Named Chief Operating Officer of SJW Group SAN JOSE, Calif. ? Dec. 28, 2022 ? SJW Group (NYSE: SJW) today announced that its board of directors has appointed Bruce A. Hauk as chief operating officer, effective January 1, 2023. Hauk will lead regulated water and wastewater utility operations across SJW Group?s geographically diverse footprint. The company?s local operatio |
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| December 23, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 20, 2022 SJW Group (Exact Name of Registrant as Specified in its Charter) Delaware 001-8966 77-0066628 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| December 23, 2022 |
Separation Agreement between SJW Group and Exhibit 10.1 SEPARATION AGREEMENT AND RELEASE This Separation Agreement and Release (?Agreement?) is made by and between James P. Lynch (?Employee?) and San Jose Water Company (the ?Company?) (collectively referred to as the ?Parties? or individually referred to as a ?Party?). RECITALS WHEREAS, Employee was employed by the Company; WHEREAS, Employee separated from employment with the Company effec |
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| November 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 9, 2022 SJW Group (Exact Name of Registrant as Specified in its Charter) Delaware 001-8966 77-0066628 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| November 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 3, 2022 SJW Group (Exact Name of Registrant as Specified in its Charter) Delaware 001-8966 77-0066628 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| October 28, 2022 |
SJW GROUP AMENDED AND RESTATED FORMULAIC EQUITY AWARD PROGRAM FOR NON-EMPLOYEE BOARD MEMBERS I. |
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| October 28, 2022 |
EXHIBIT 99.1 SJW Group Announces 2022 Third Quarter Financial Results, Reaffirms 2022 Guidance, and Declares Dividend ?Quarterly 2022 diluted earnings of $0.82 per share ?Third quarter results impacted by regulatory changes and delay ?Reaffirms 2022 guidance range of $2.30 to $2.40 per diluted share ?Approved California rate case decision will add approximately $25.1 million in revenues for 2022 ? |
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| October 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 26, 2022 SJW Group (Exact Name of Registrant as Specified in its Charter) Delaware 001-8966 77-0066628 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| October 28, 2022 |
Amended and Restated Executive Severance Plan, dated October 26, 2022. Exhibit 10.1 SJW GROUP EXECUTIVE SEVERANCE PLAN AS AMENDED AND RESTATED EFFECTIVE OCTOBER 26, 2022 * * * The SJW Group Amended and Restated Executive Severance Plan (the ?Plan?) was originally adopted as of January 28, 1999 by SJW Group (?Company?) for the benefit of the Officers (as defined below) of the Company and/or other members of the Employer Group (as defined below). The Plan was amended a |
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| October 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-8966 SJW GROUP (Exact nam |
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| October 28, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 27, 2022 SJW Group (Exact name of registrant as specified in its charter) Delaware 001-8966 77-0066628 (State or other jurisdiction of incorporation) (Commission File Number) ( |
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| October 28, 2022 |
SJW GROUP AMENDED AND RESTATED DIRECTOR COMPENSATION AND EXPENSE REIMBURSEMENT POLICIES Effective as of January 1, 2023 I. |
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| October 7, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 5, 2022 SJW Group (Exact Name of Registrant as Specified in its Charter) Delaware 001-8966 77-0066628 (State or Other Jurisdiction of Incorporation) (Commission File Number) ( |
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| October 7, 2022 |
Exhibit 10.1 October 6, 2022 Ms. Maureen Westbrook 13 Burroughs Ln Deep River, CT 06417 Dear Maureen: I am very pleased to inform you that in recognition of the valuable services you have rendered and the significant contribution you have made, the Company has decided to extend the term of your Amended and Restated Employment Agreement dated October 9, 2019 (the ?Employment Agreement?) through Jan |
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| September 29, 2022 |
CORRESP 1 filename1.htm September 29, 2022 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance Disclosure Review Program 100 F. Street, N.E. Washington, D.C. 20549 Re: SJW Group Definitive Proxy Statement on Schedule 14A Filed on March 8, 2022 File No. 001-08966 Ladies and Gentlemen: Please refer to the letter dated September 2, 2022 (the “Comment Letter”) of the staf |
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| August 5, 2022 |
Exhibit 10.1 EXECUTION VERSION CREDIT AGREEMENT dated as of August 2, 2022 among SJW GROUP SAN JOSE WATER COMPANY SJWTX, INC. CONNECTICUT WATER SERVICE, INC. The Lenders Party Hereto JPMORGAN CHASE BANK, N.A., as Administrative Agent and WELLS FARGO BANK, NATIONAL ASSOCIATION, as Documentation Agent JPMORGAN CHASE BANK, N.A. and WELLS FARGO BANK, NATIONAL ASSOCIATION, as Joint Bookrunner and Joint |
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| August 5, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2022 SJW Group (Exact Name of Registrant as Specified in its Charter) Delaware 001-8966 77-0066628 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I |
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| July 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-8966 SJW GROUP (Exact name of |
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| July 28, 2022 |
EX-99.1 2 exhibit991-2qtr2022.htm EX-99.1 EXHIBIT 99.1 SJW GROUP ANNOUNCES 2022 SECOND QUARTER FINANCIAL RESULTS, REAFFIRMS 2022 GUIDANCE, AND DECLARES DIVIDEND •Quarterly 2022 diluted earnings of $0.38 per share •Results impacted by regulatory changes and delay •Reaffirms 2022 guidance range of $2.30 to $2.40 per diluted share •Dividend of $0.36 per share declared SAN JOSE, CA, July 27, 2022 – SJ |
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| July 28, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 27, 2022 SJW Group (Exact name of registrant as specified in its charter) Delaware 001-8966 77-0066628 (State or other jurisdiction of incorporation) (Commission File Number) (IRS |
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| April 29, 2022 |
Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 27, 2022 SJW Group (Exact name of registrant as specified in its charter) Delaware 001-8966 77-0066628 (State or other jurisdiction of incorporation) (Commission File Number) (IR |
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| April 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-8966 SJW GROUP (Exact name of |
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| April 28, 2022 |
EXHIBIT 99.1 SJW GROUP ANNOUNCES 2022 FIRST QUARTER FINANCIAL RESULTS, PROVIDES 2022 GUIDANCE, AND DECLARES DIVIDEND ?First quarter 2022 diluted earnings of $0.12 per share ?2022 guidance range of $2.30 to $2.40 per diluted share ?Dividend of $0.36 per share declared SAN JOSE, CA, April 27, 2022 ? SJW Group (NYSE: SJW) today reported financial results for the first quarter ended March 31, 2022. SJ |
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| April 28, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 27, 2022 SJW Group (Exact name of registrant as specified in its charter) Delaware 001-8966 77-0066628 (State or other jurisdiction of incorporation) (Commission File Number) (IR |
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| March 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| February 28, 2022 |
EXHIBIT 10.92 SJW GROUP AMENDED AND RESTATED DIRECTOR COMPENSATION AND EXPENSE REIMBURSEMENT POLICIES Effective as of January 1, 2022 I. DIRECTOR COMPENSATION. A. ROLE OF THE EXECUTIVE COMPENSATION COMMITTEE. The SJW Group Board, through its Executive Compensation Committee, will review, or request management or outside consultants to review, appropriate compensation policies for the directors ser |
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| February 28, 2022 |
EXHIBIT 10.93 SJW GROUP AMENDED AND RESTATED FORMULAIC EQUITY AWARD PROGRAM FOR NON-EMPLOYEE BOARD MEMBERS I.IMPLEMENTATION This award program (the ?Automatic Grant Program?) is implemented under the SJW Group Long-Term Incentive Plan, as amended and restated July 29, 2015 (the ?Plan?) and shall become effective at the close of business on October 28, 2021, subject to ratification by the Board of |
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| February 28, 2022 |
EXHIBIT 21.1 SUBSIDIARIES OF SJW GROUP Following is a list of the subsidiaries of SJW Group as of December 31, 2021, each of which, unless otherwise indicated, is wholly owned by the company either directly or through another subsidiary. Name Jurisdiction of Organization San Jose Water Company California SJW Land Company California SJWTX, Inc., also doing business as Canyon Lake Water Service Comp |
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| February 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-8966 SJW GROUP (Exact name of r |
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| February 18, 2022 |
SJW GROUP ANNOUNCES 2021 ANNUAL AND FOURTH QUARTER FINANCIAL RESULTS EXHIBIT 99.1 SJW GROUP ANNOUNCES 2021 ANNUAL AND FOURTH QUARTER FINANCIAL RESULTS SAN JOSE, CA, February 17, 2022 ? SJW Group (NYSE: SJW) today reported financial results for the annual and fourth quarter ended December 31, 2021. Annual Operating Results SJW Group net income was $60.5 million for the year ended December 31, 2021, compared to $61.5 million for the same period in 2020. Diluted earni |
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| February 18, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 17, 2022 SJW Group (Exact name of registrant as specified in its charter) Delaware 001-8966 77-0066628 (State or other jurisdiction of incorporation) (Commission File Number) |
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| February 15, 2022 |
SJW / SJW Corp. / Van Valer Robert A - SCH 13D AMENDMENT 2 Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* SJW GROUP (Name of Issuer) Common Stock (Title of Class of Securities) 784305104 (CUSIP Number) c/o Robert Van Valer 4360 Worth Street Los Angeles, CA 90063 323-263-4111 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Co |
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| February 15, 2022 |
SJW / SJW Corp. / Moss George E - SCHEDULE 13D AMENDMENT 6 Activist Investment Schedule 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 6)* SJW GROUP (Name of Issuer) Common Stock (Title of Class of Securities) 784305104 (CUSIP Number) c/o Robert Van Valer 4360 Worth Street Los Angeles, CA 90063 323-263-4111 (Name, Address and Telephone Number of Person Authorized to Receive Not |
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| February 10, 2022 |
SJW / SJW Corp. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 3)* Name of issuer: SJW Group Title of Class of Securities: Common Stock CUSIP Number: 784305104 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ??Rule 13d- |
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| January 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 26, 2022 SJW Group (Exact Name of Registrant as Specified in its Charter) Delaware 001-8966 77-0066628 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| January 28, 2022 |
Exhibit 99.1 SJW Group Appoints James P. Lynch as Chief Accounting Officer, Andrew Walters as Chief Financial Officer; San Jose Water Appoints Peter Fletcher as Vice President?Information Security Officer SAN JOSE, Calif. ? Jan. 28, 2022 ? The SJW Group (NYSE: SJW) board of directors has appointed James P. Lynch as chief accounting officer and Andrew F. Walters as chief financial officer. Peter Fl |
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| December 17, 2021 |
Exhibit 99.1 SJW Group Announces Appointment of Rebecca (?Becky?) Armendariz Klein to Board of Directors SAN JOSE, Calif. ? Dec. 17, 2021 ? SJW Group (NYSE: SJW) today announced the appointment of Becky Armendariz Klein to the SJW Group Board of Directors. Ms. Klein has been appointed as an independent member of the board who will serve on the Sustainability and Executive Compensation Committees, |
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| December 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 17, 2021 SJW Group (Exact Name of Registrant as Specified in its Charter) Delaware 001-8966 77-0066628 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| December 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 17, 2021 SJW Group (Exact Name of Registrant as Specified in its Charter) Delaware 001-8966 77-0066628 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| November 18, 2021 |
Exhibit 1.1 EQUITY DISTRIBUTION AGREEMENT November 17, 2021 J.P. Morgan Securities LLC 383 Madison Avenue New York, New York 10179 Janney Montgomery Scott LLC 1717 Arch Street Philadelphia, Pennsylvania 19103 RBC Capital Markets, LLC 200 Vesey Street New York, NY 10281 Wells Fargo Securities, LLC 500 West 33rd Street New York, New York 10001 Ladies and Gentlemen: SJW Group, a Delaware corporation |
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| November 18, 2021 |
Table of Contents Filed pursuant to Rule 424(b)(5) Registration No. 333-261161 CALCULATION OF REGISTRATION FEE Title of each class of securities to be registered Proposed Maximum Aggregate Offering Price Amount of Registration Fee(1) Common stock $100,000,000 $9,270.00 (1) Calculated in accordance with Rule 457(o) under the Securities Act, based on the Proposed Maximum Aggregate Offering Price. Th |
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| November 18, 2021 |
As filed with the Securities and Exchange Commission on November 17, 2021 Table of Contents As filed with the Securities and Exchange Commission on November 17, 2021 Registration No. |
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| November 18, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 17, 2021 SJW Group (Exact Name of Registrant as Specified in its Charter) Delaware 001-8966 77-0066628 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| October 29, 2021 |
EXHIBIT 99.1 SJW GROUP ANNOUNCES 2021 THIRD QUARTER FINANCIAL RESULTS, REAFFIRMS 2021 GUIDANCE, AND DECLARES DIVIDEND ?2021 diluted earnings of $1.43 per share ?Reaffirms 2021 guidance range of $1.85 to $2.05 per diluted share ?Dividend of $0.34 per share declared SAN JOSE, CA, October 28, 2021 ? SJW Group (NYSE: SJW) today reported financial results for the third quarter ended September 30, 2021. |
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| October 29, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-8966 SJW GROUP (Exact nam |
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| October 29, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 28, 2021 SJW Group (Exact name of registrant as specified in its charter) Delaware 001-8966 77-0066628 (State or other jurisdiction of incorporation) (Commission File Number) ( |
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| September 14, 2021 |
Exhibit 10.1 FOURTH AMENDMENT TO THE SJW GROUP FORMULAIC EQUITY AWARD PROGRAM FOR NON-EMPLOYEE BOARD MEMBERS (As Amended by the THIRD AMENDMENT) The SJW Group Formulaic Equity Award Program For Non-Employee Board Members (the ?Automatic Grant Program?), is hereby amended as of September 8, 2021, subject to ratification by the Corporation?s Board of Directors. 1. Section II.A.1 of the Automatic Gra |
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| September 14, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 8, 2021 SJW Group (Exact Name of Registrant as Specified in its Charter) Delaware 001-8966 77-0066628 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| August 5, 2021 |
Exhibit 10.1 Execution Copy THE CONNECTICUT WATER COMPANY $100,000,000 3.07% Senior Notes, Series 2021A, due 2051 3.10% Senior Notes, Series 2021B, due 2051 NOTE PURCHASE AGREEMENT Dated August 4, 2021 TABLE OF CONTENTS SECTION HEADING PAGE SECTION 1. AUTHORIZATION OF NOTES 1 SECTION 2. SALE AND PURCHASE OF NOTES 1 SECTION 3. EXECUTION DATE; CLOSINGS 2 SECTION 4. CONDITIONS TO CLOSING 2 Section 4. |
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| August 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 4, 2021 SJW Group (Exact Name of Registrant as Specified in its Charter) Delaware 001-8966 77-0066628 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I |
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| July 30, 2021 |
Exhibit 10.2 THIRD AMENDMENT to the 2017 CONNECTICUT WATER COMPANY DEFERRED COMPENSATION PLAN WHEREAS, Connecticut Water Company (the ?Company?) sponsors the 2017 Connecticut Water Company Deferred Compensation Plan (the ?Plan?); WHEREAS, the Board of Directors of the Company (the ?Board?) is authorized to amend the Plan under Section 12 of the Plan; and WHEREAS, the Company wishes to provide part |
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| July 30, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 29, 2021 SJW Group (Exact name of registrant as specified in its charter) Delaware 001-8966 77-0066628 (State or other jurisdiction of incorporation) (Commission File Number) (IRS |
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| July 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-8966 SJW GROUP (Exact name of |
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| July 30, 2021 |
EXHIBIT 99.1 SJW GROUP ANNOUNCES 2021 SECOND QUARTER FINANCIAL RESULTS, REAFFIRMS 2021 GUIDANCE, AND DECLARES DIVIDEND ?Net income increases 5.3% over Q2 2020 ?2021 diluted earnings of $0.79 per share ?Reaffirms 2021 guidance range of $1.85 to $2.05 per diluted share ?Dividend of $0.34 per share declared SAN JOSE, CA, July 29, 2021 ? SJW Group (NYSE: SJW) today reported financial results for the s |
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| June 21, 2021 |
Exhibit 99.1 June 15, 2021 Eric Thornburg, I am notifying you, as the Board Chairman and Chief Executive Officer of San Jose Water Group (SJW), of my resignation as a serving Board member, effective July 1, 2021. My resignation is due to a personal/family emergency. I have had the honor to serve as a SJW board member for almost five years with distinguished fellow board members and an exceptional |
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| June 21, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 15, 2021 SJW Group (Exact Name of Registrant as Specified in its Charter) Delaware 001-8966 77-0066628 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IR |
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| April 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-8966 SJW GROUP (Exact name of |
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| April 30, 2021 |
Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 28, 2021 SJW Group (Exact name of registrant as specified in its charter) Delaware 001-8966 77-0066628 (State or other jurisdiction of incorporation) (Commission File Number) (IR |
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| April 29, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 28, 2021 SJW Group (Exact name of registrant as specified in its charter) Delaware 001-8966 77-0066628 (State or other jurisdiction of incorporation) (Commission File Number) (IR |
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| April 29, 2021 |
EXHIBIT 99.1 SJW GROUP ANNOUNCES 2021 FIRST QUARTER FINANCIAL RESULTS, PROVIDES 2021 GUIDANCE, AND DECLARES DIVIDEND ?Net income increases 8.2% over Q1 2020 ?First quarter 2021 diluted earnings of $0.09 per share ?2021 guidance range of $1.85 to $2.05 per diluted share ?Dividend of $0.34 per share declared SAN JOSE, CA, April 28, 2021 ? SJW Group (NYSE: SJW) today reported financial results for th |
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| April 27, 2021 |
Exhibit 10.1 CREDIT AGREEMENT dated as of April 23, 2021 between SAN JOSE WATER COMPANY and JPMORGAN CHASE BANK, N.A. TABLE OF CONTENTS ARTICLE I DEFINITIONS 1 SECTION 1.01. Defined Terms 1 SECTION 1.02. Classification of Loans and Borrowings 21 SECTION 1.03. Terms Generally 21 SECTION 1.04. Accounting Terms; GAAP 21 SECTION 1.05. Interest Rates; LIBOR Notification 22 SECTION 1.06. Divisions 22 AR |
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| April 27, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 23, 2021 SJW Group (Exact name of registrant as specified in its charter) Delaware 001-8966 77-0066628 (State or other jurisdiction of incorporation) (Commission File Number) (I |
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| April 20, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 16, 2021 SJW Group (Exact Name of Registrant as Specified in its Charter) Delaware 001-8966 77-0066628 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I |
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| April 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* SJW GROUP (Name of Issuer) COMMON (Title of Class of Securities) 784305104 (CUSIP Number) March 11, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] |
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| March 10, 2021 |
Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-228548 CALCULATION OF REGISTRATION FEE Title of Each Class of Securities to be Registered Amount to be Registered Proposed Maximum Offering Price Per Unit Proposed Maximum Aggregate Offering Price Amount of Registration Fee Common Stock 1,184,500(1) $59.00 $69,885,500 $7,624.51(2) (1) Includes 154,500 shares of common stock, p |
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| March 9, 2021 |
Incorporated by reference to Exhibit 1.1 to Form 8-K filed on Exhibit 1.1 EXECUTION VERSION SJW GROUP 1,030,000 Shares of Common Stock Underwriting Agreement March 8, 2021 J.P. Morgan Securities LLC As Representative of the several Underwriters listed in Schedule 1 hereto c/o J.P. Morgan Securities LLC 383 Madison Avenue New York, New York 10179 Ladies and Gentlemen: SJW Group, a Delaware corporation (the ?Company?), proposes to issue and sell to the several |
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| March 9, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 8, 2021 SJW Group (Exact name of registrant as specified in its charter) Delaware 001-8966 77-0066628 (State or other jurisdiction of incorporation) (Commission File Number) (IR |
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| March 9, 2021 |
SJW Group Announces Pricing of Offering of Common Stock EX-99.1 Exhibit 99.1 SJW Group Announces Pricing of Offering of Common Stock San Jose, CA – March 8, 2021 – SJW Group (NYSE: SJW) (“SJW” or the “Company”) announced today that it has priced its previously announced underwritten public offering of 1,030,000 shares of its common stock, par value $0.001 per share, at a public offering price of $59.00 per share, for aggregate gross proceeds of approxi |
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| March 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| March 8, 2021 |
Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-228548 The information in this prospectus supplement and the accompanying prospectus is not complete and may be changed. This prospectus supplement and the accompanying prospectus are not an offer to sell these securities and are not soliciting an offer to buy these securities in any state where the offer or sale is not permit |
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| March 1, 2021 |
EXHIBIT 10.78 DEFERRED COMPENSATION AGREEMENT THIS DEFERRED COMPENSATION AGREEMENT (the "Deferred Compensation Agreement") is made this 8th day of December, 2011 and between The Connecticut Water Company, a Connecticut corporation (together with any affiliated companies hereinafter collectively referred to as the "Employer") and Eric W. Thornburg, a resident of Madison, Connecticut (hereinafter re |
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| March 1, 2021 |
Incorporated by reference to Exhibit 10.39 to Form 10-K for the year ended December 31, 2020 EXHIBIT 10.39 FIRST AMENDMENT TO THE SJW GROUP EXECUTIVE OFFICER SHORT-TERM INCENTIVE PLAN (As Amended and Restated October 28, 2020) WHEREAS, SJW Group (the ?Corporation?) maintains the SJW Group Executive Officer Short-Term Incentive Plan, as amended and restated on October 28, 2020 (the ?Plan?); and WHEREAS, the Corporation wishes to amend certain adjustment provisions related to the performanc |
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| March 1, 2021 |
EXHIBIT 10.73 AMENDED AND RESTATED SUPPLEMENTAL EXECUTIVE RETIREMENT AGREEMENT This Agreement, made this 24th day of January, 2008 by and between THE CONNECTICUT WATER COMPANY (hereinafter referred to as the "Employer") and Eric W. Thornburg (hereinafter referred to as the "Employee"). WITNESSETH THAT: WHEREAS, the Employee has and is expected to continue to render valuable services to the Employe |
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| March 1, 2021 |
EXHIBIT 21.1 SUBSIDIARIES OF SJW GROUP Following is a list of the subsidiaries of SJW Group as of December 31, 2020, each of which, unless otherwise indicated, is wholly owned by the company either directly or through another subsidiary. Name Jurisdiction of Organization San Jose Water Company California SJW Land Company California SJWTX, Inc., also doing business as Canyon Lake Water Service Comp |
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| March 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-8966 SJW GROUP (Exact name of r |
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| March 1, 2021 |
Incorporated by reference to Exhibit 10.31 to Form 10-K for the year ended December 31, 2020. EXHIBIT 10.31 THIRD AMENDMENT TO THE SJW GROUP LONG-TERM INCENTIVE PLAN (As Amended and Restated July 29, 2015) WHEREAS, SJW Group (the ?Corporation?) maintains the SJW Group Long-Term Incentive Plan, as amended and restated on July 29, 2015 and as subsequently amended on November 15, 2016 and October 28, 2020 (the ?Plan?); and WHEREAS, the Corporation wishes to amend certain adjustment provisions |
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| February 19, 2021 |
SJW GROUP ANNOUNCES 2020 ANNUAL AND FOURTH QUARTER FINANCIAL RESULTS EXHIBIT 99.1 SJW GROUP ANNOUNCES 2020 ANNUAL AND FOURTH QUARTER FINANCIAL RESULTS SAN JOSE, CA, February 18, 2021 ? SJW Group (NYSE: SJW) today reported financial results for the annual and fourth quarter ended December 31, 2020. Annual and Fourth Quarter Highlights ?The challenges of 2020 were met head-on by our passionate and dedicated water and wastewater professionals from across our operation |
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| February 19, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 18, 2021 SJW Group (Exact name of registrant as specified in its charter) Delaware 001-8966 77-0066628 (State or other jurisdiction of incorporation) (Commission File Number) |
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| February 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 SJW GROUP (Name of Issuer) COMMON (Title of Class of Securities) 784305104 (CUSIP Number) December 31, 2020 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1(b) [ |
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| February 10, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 2)* Name of issuer: SJW Group Title of Class of Securities: Common Stock CUSIP Number: 784305104 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule 13d- |
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| January 15, 2021 |
Financial Statements and Exhibits, Other Events - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 15, 2021 SJW Group (Exact name of registrant as specified in its charter) Delaware 001-8966 77-0066628 (State or other jurisdiction of incorporation) (Commission File Number) ( |
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| January 15, 2021 |
EXHIBIT 99.1 Connecticut Water Files Application With Connecticut Public Utilities Regulatory Authority (PURA) to Amend Rates •Application to recover more than $265 million in infrastructure investments made in systems that are not in current rates •Proposes reduced rate for eligible low-income customers •Proposes rates to encourage water conservation •Requested increase would be about 35 cents mo |
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| January 13, 2021 |
Financial Statements and Exhibits, Other Events - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 12, 2021 SJW Group (Exact name of registrant as specified in its charter) Delaware 001-8966 77-0066628 (State or other jurisdiction of incorporation) (Commission File Number) ( |
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| January 13, 2021 |
EXHIBIT 99.1 San Jose Water Files General Rate Case Application Focused On Infrastructure Replacement and Water Quality Projects Goal is to ensure safe and reliable utility infrastructure and service for all of our communities San Jose, CA – (January 12, 2021) – San Jose Water Company (San Jose Water), a wholly-owned subsidiary of SJW Group (NYSE: SJW), announced the filing of its 2021 General Rat |
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| December 22, 2020 |
Fifth Amendment to the Executive Severance Plan, dated December EXHIBIT 10.1 FIFTH AMENDMENT TO THE SJW GROUP EXECUTIVE SEVERANCE PLAN (As Amended and Restated January 1, 2010 and As Further Amended October 26, 2010, November 15, 2016, July 26, 2017, November 6, 2017, and October 9, 2019) WHEREAS, SJW Group (the “Company”) maintains the SJW Group Executive Severance Plan (the “Plan”); WHEREAS, the Company previously amended the Plan, effective October 9, 2019, |
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| December 22, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 18, 2020 SJW Group (Exact name of registrant as specified in its charter) Delaware 001-8966 77-0066628 (State or other jurisdiction of incorporation) (Commission File Number) |
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| December 4, 2020 |
Scott D. Karchmer Partner +1.415.442.1091 [email protected] December 4, 2020 VIA EDGAR Mr. Craig Arakawa Ms. Joanna Lam Division of Corporation Finance Office of Energy & Transportation United States Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: SJW Group Form 10-K for the Year Ended December 31, 2019 Filed March 2, 2020 File No. 001-08966 Ladies and G |
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| December 3, 2020 |
EXHIBIT 99.1 93 West Main Street Clinton, CT 06413 PHONE: 860-669-8630 FAX: 860-669-9326 December 3, 2020 The Honorable Ned Lamont Governor of Connecticut 210 Capitol Avenue Hartford, CT 06106 Dear Governor Lamont: The Connecticut Water Company (Connecticut Water) is planning to file a general rate case (GRC) application with the Connecticut Public Utilities Regulatory Authority (PURA) to amend it |
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| December 3, 2020 |
Financial Statements and Exhibits, Other Events - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 3, 2020 SJW Group (Exact name of registrant as specified in its charter) Delaware 001-8966 77-0066628 (State or other jurisdiction of incorporation) (Commission File Number) ( |
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| November 6, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 Commission file number 1-8966 SJW GROUP (Exact name of registrant as specified in its charter) Delaware 77-0066628 (State or other jurisdiction of incorporation or organization) |
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| November 6, 2020 |
Exhibit 10.1 SECOND AMENDMENT TO THE SJW GROUP LONG-TERM INCENTIVE PLAN (As Amended and Restated July 29, 2015) WHEREAS, SJW Group (the “Corporation”) maintains the SJW Group Long-Term Incentive Plan, as amended and restated on July 29, 2015 and as subsequently amended on November 15, 2016 (the “Plan”); and WHEREAS, the Corporation wishes to amend the Plan to include new performance goals. NOW, TH |
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| November 6, 2020 |
Exhibit 10.2 SJW GROUP EXECUTIVE OFFICER SHORT-TERM INCENTIVE PLAN AS AMENDED AND RESTATED OCTOBER 28, 2020 I. PURPOSE OF THE PLAN This SJW Group Executive Officer Short-Term Incentive Plan, as amended and restated (the “Plan”) is intended to promote the interests of SJW Group (the “Company”) and its shareholders by maintaining a compensation program to provide the Company’s executive officers wit |
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| November 5, 2020 |
SJW GROUP ANNOUNCES 2020 THIRD QUARTER FINANCIAL RESULTS EXHIBIT 99.1 SJW GROUP ANNOUNCES 2020 THIRD QUARTER FINANCIAL RESULTS • Third quarter 2020 diluted earnings reach $0.91 per share • Connecticut and Maine operations contribute $37.1 million in new revenues • The CPUC’s Order Instituting Investigation into SJW Group’s merger with Connecticut Water Service, Inc. was dismissed and the proceeding was officially concluded • Reaffirming 2020 guidance of |
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| November 5, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 4, 2020 SJW Group (Exact name of registrant as specified in its charter) Delaware 001-8966 77-0066628 (State or other jurisdiction of incorporation) (Commission File Number) ( |
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| August 17, 2020 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 11, 2020 SJW Group (Exact name of registrant as specified in its charter) Delaware 001-8966 77-0066628 (State or other jurisdiction of incorporation) (Commission File Number) (I |
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| August 17, 2020 |
EXHIBIT 16.1 KPMG LLP Mission Towers I Suite 100 3975 Freedom Circle Drive Santa Clara, CA 95054 August 14, 2020 Securities and Exchange Commission Washington, D.C. 20549 Ladies and Gentlemen: We were previously principal accountants for SJW Group and, under the date of March 2, 2020, we reported on the consolidated financial statements of SJW Group and subsidiaries as of and for the years ended D |
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| August 10, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 Commission file number 1-8966 SJW GROUP (Exact name of registrant as specified in its charter) Delaware 77-0066628 (State or other jurisdiction of incorporation or organization) (I.R. |
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| August 7, 2020 |
SJW GROUP ANNOUNCES 2020 SECOND QUARTER FINANCIAL RESULTS EXHIBIT 99.1 SJW GROUP ANNOUNCES 2020 SECOND QUARTER FINANCIAL RESULTS SAN JOSE, CA, August 6, 2020 – SJW Group (NYSE: SJW) today reported financial results for the second quarter ended June 30, 2020. SJW Group net income was $19.7 million for the quarter ended June 30, 2020, compared to $13.5 million for the same period in 2019. Diluted earnings per share were $0.69 and $0.47 for the quarters end |
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| August 7, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 6, 2020 SJW Group (Exact name of registrant as specified in its charter) Delaware 001-8966 77-0066628 (State or other jurisdiction of incorporation) (Commission File Number) (IR |
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| May 20, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 19, 2020 SJW Group (Exact name of registrant as specified in its charter) Delaware 001-8966 77-0066628 (State or other jurisdiction of incorporation) (Commission File Number) (IRS |
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| May 11, 2020 |
SECOND AMENDMENT TO CREDIT AGREEMENT THIS SECOND AMENDMENT TO CREDIT AGREEMENT (this “Amendment”), dated as of May 11, 2020 (the “Effective Date”), is entered into by and between SAN JOSE WATER COMPANY, a California corporation (the “Borrower”), and JPMORGAN CHASE BANK, N. |
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| May 11, 2020 |
Credit Agreement, dated May 11, 2020, between San Jose Water Company and JPMorgan Chase Bank, N.A. CREDIT AGREEMENT dated as of May 11, 2020 between SAN JOSE WATER COMPANY and JPMORGAN CHASE BANK, N. |
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| May 11, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 Commission file number 1-8966 SJW GROUP (Exact name of registrant as specified in its charter) Delaware 77-0066628 (State or other jurisdiction of incorporation or organization) (I.R |
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| May 5, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 4, 2020 SJW Group (Exact name of registrant as specified in its charter) Delaware 001-8966 77-0066628 (State or other jurisdiction of incorporation) (Commission File Number) (IRS E |
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| May 5, 2020 |
SJW GROUP ANNOUNCES 2020 FIRST QUARTER FINANCIAL RESULTS AND UPDATES 2020 GUIDANCE EXHIBIT 99.1 SJW GROUP ANNOUNCES 2020 FIRST QUARTER FINANCIAL RESULTS AND UPDATES 2020 GUIDANCE SAN JOSE, CA, May 4, 2020 – SJW Group (NYSE: SJW) today reported financial results for the first quarter ended March 31, 2020. SJW Group net income was $2.4 million for the quarter ended March 31, 2020, compared to $5.9 million for the same period in 2019. Diluted earnings per share were $0.08 and $0.21 |
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| May 1, 2020 |
Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 29, 2020 SJW Group (Exact name of registrant as specified in its charter) Delaware 001-8966 77-0066628 (State or other jurisdiction of incorporation) (Commission File Number) (IR |
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| March 19, 2020 |
SJW / SJW Corp. DEFA14A - - DEFA14A DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| March 19, 2020 |
SJW / SJW Corp. DEFA14A - - DEFA14A DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| March 10, 2020 |
SJW / SJW Corp. DEF 14A - - DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| March 2, 2020 |
EXHIBIT 10.83 FIRST AMENDMENT TO AMENDED AND RESTATED DEFERRED COMPENSATION AGREEMENT THIS AMENDMENT is made this 8th day of December, 2011 by and between The Connecticut Water Company (together with any affiliated companies hereinafter collectively referred to as the “Employer”), and Maureen P. Westbrook (hereinafter referred to as the “Employee”). WITNESSETH: WHEREAS, the Employer and the Employ |
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| March 2, 2020 |
EXHIBIT 10.91 AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS AGREEMENT, dated this 23 day of December, 2008, is made by and between The Connecticut Water Company, a Connecticut corporation having its principal place of business in Clinton, Connecticut, (“Company”), Connecticut Water Service, Inc., a Connecticut corporation and holder of all of the outstanding capital stock of Company (“Parent”) an |
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| March 2, 2020 |
EXHIBIT 10.85 MURTHA DRAFT 12/14/2016 SECOND AMENDMENT TO AMENDED AND RESTATED DEFERRED COMPENSATION AGREEMENT THIS AMENDMENT is made this 21st day of December, 2016 by and between The Connecticut Water Company (together with any affiliated companies hereinafter collectively referred to as the “Employer”), and Maureen P. Westbrook (hereinafter referred to as the “Employee”). WITNESSETH: WHEREAS, t |
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| March 2, 2020 |
EXHIBIT 10.76 AMENDED AND RESTATED SUPPLEMENTAL EXECUTIVE RETIREMENT AGREEMENT This Agreement, made this 15th day of November 2017 by and between THE CONNECTICUT WATER COMPANY (hereinafter referred to as the “Employer”) and David C. Benoit (hereinafter referred to as the “Employee”). WITNESSETH THAT: WHEREAS, the Employee has and is expected to continue to render valuable services to the Employer, |
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| March 2, 2020 |
EXHIBIT 10.78 MATRIX TRUST COMPANY GRANTOR TRUST AGREEMENT DB2/ 38197208.1 Matrix CT Water Grantor Trust – CO 041917 TABLE OF CONTENTS (continued) Page Page COMPANY AND PLAN INFORMATION 1 COMPANY NAME (PLAN SPONSOR): 1 BACKGROUND 1 AGREEMENT 1 Section 1. Definitions 1 (a) Agreement 1 (b) Beneficiary 2 (c) Board 2 (d) Change in Control 2 (e) Chief Executive Officer 4 (f) Code 4 (g) Company 4 (h) De |
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| March 2, 2020 |
AMENDED AND RESTATED DEFERRED COMPENSATION AGREEMENT THIS AGREEMENT (the “Deferred Compensation Agreement”) is made this 2 day of February, 2011 and between The Connecticut Water Company (together with any affiliated companies hereinafter collectively referred to as the "Employer") and David C. |
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| March 2, 2020 |
EXHIBIT 10.86 MURTHA DRAFT 12/14/2016 SECOND AMENDMENT TO AMENDED AND RESTATED DEFERRED COMPENSATION AGREEMENT THIS AMENDMENT is made this 20th day of December, 2016 by and between The Connecticut Water Company (together with any affiliated companies hereinafter collectively referred to as the “Employer”), and Kristen A. Johnson (hereinafter referred to as the “Employee”). WITNESSETH: WHEREAS, the |
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| March 2, 2020 |
EXHIBIT 10.99 FIRST AMENDMENT TO AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS AMENDMENT, dated this 1st day of April 2014, is made by and between The Connecticut Water Company, a Connecticut corporation having its principal place of business in Clinton, Connecticut (“Company”), Connecticut Water Service, Inc., a Connecticut corporation and holder of all of the outstanding capital stock of Compan |
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| March 2, 2020 |
EXHIBIT 4.6 DESCRIPTION OF SJW GROUP’S CAPITAL STOCK REGISTERED UNDER SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 General The following summary description of our capital stock is based on the provisions of the Delaware General Corporation Law (the “DGCL”), our certificate of incorporation, as amended, and our bylaws, as amended. This description does not purport to be complete and is qualif |
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| March 2, 2020 |
EXHIBIT 10.98 AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS AGREEMENT, dated this 23rd day of December, 2008, is made by and between The Connecticut Water Company, a Connecticut corporation having its principal place of business in Clinton, Connecticut, (“Company”), Connecticut Water Service, Inc., a Connecticut corporation and holder of all of the outstanding capital stock of Company (“Parent”) |
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| March 2, 2020 |
EXHIBIT 10.97 THIRD AMENDMENT TO AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS THIRD AMENDMENT (the “Amendment”), effective as of November 1, 2019, is made by and between The Connecticut Water Company, a Connecticut corporation having its principal place of business in Clinton, Connecticut (“Company”), Connecticut Water Service, Inc., a Connecticut corporation and holder of all of the outstanding |
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| March 2, 2020 |
EXHIBIT 10.84 FIRST AMENDMENT TO AMENDED AND RESTATED DEFERRED COMPENSATION AGREEMENT THIS AMENDMENT is made this 9th day of December, 2011 by and between The Connecticut Water Company (together with any affiliated companies hereinafter collectively referred to as the “Employer”), and David C. Benoit (hereinafter referred to as the “Employee”). WITNESSETH: WHEREAS, the Employer and the Employee en |
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| March 2, 2020 |
EXHIBIT 10.77 AMENDMENT TO AMENDED AND RESTATED SUPPLEMENTAL EXECUTIVE RETIREMENT AGREEMENT This Amendment (the “Amendment”) to the Amended and Restated Supplemental Executive Retirement Agreement is entered into and is effective as of November 1, 2019 (the “Effective Date”), by and between Kristen A. Johnson, an individual (“Executive”), and The Connecticut Water Company, a Connecticut corporatio |
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| March 2, 2020 |
EXHIBIT 10.79 AMENDED AND RESTATED DEFERRED COMPENSATION AGREEMENT THIS AGREEMENT (the “Deferred Compensation Agreement”) is made this 2 day of February, 2011 and between The Connecticut Water Company (together with any affiliated companies hereinafter collectively referred to as the "Employer") and Maureen P. Westbrook (hereinafter referred to as the "Employee"). WITNESSETH: WHEREAS, the Employee |
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| March 2, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-8966 SJW GROUP (Exact name of r |
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| March 2, 2020 |
EXHIBIT 10.73 EXECUTION SJW GROUP ASSUMPTION AGREEMENT This ASSUMPTION AGREEMENT is made as of the 7th day of November 2019, by and between SJW Group, a corporation formed under the laws of Delaware (“SJW”), and [ ] (“Participant”). WHEREAS, Participant holds one or more outstanding incentive awards granted by Connecticut Water Service, Inc., a Connecticut corporation (“CTWS”), under one or more o |
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| March 2, 2020 |
EXHIBIT 21.1 SUBSIDIARIES OF SJW GROUP Following is a list of the subsidiaries of SJW Group as of December 31, 2019, each of which, unless otherwise indicated, is wholly owned by the company either directly or through another subsidiary. Name State of Incorporation San Jose Water Company California SJW Land Company California SJWTX, Inc., also doing business as Canyon Lake Water Service Company Te |
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| March 2, 2020 |
EXHIBIT 10.93 AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS AGREEMENT, dated this 9th day of October, 2019, is made by and between The Connecticut Water Company, a Connecticut corporation having its principal place of business in Clinton, Connecticut (“Company”), Connecticut Water Service, Inc., a Connecticut corporation and holder of all of the outstanding capital stock of Company (“CTWS”) and M |
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| March 2, 2020 |
EXHIBIT 10.80 AMENDED AND RESTATED DEFERRED COMPENSATION AGREEMENT THIS AGREEMENT (the “Deferred Compensation Agreement”) is made this 2 day of February, 2011 and between The Connecticut Water Company (together with any affiliated companies hereinafter collectively referred to as the "Employer") and Kristen A. Johnson (hereinafter referred to as the "Employee"). WITNESSETH: WHEREAS, the Employee i |
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| March 2, 2020 |
EXHIBIT 10.94 AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS AGREEMENT, dated this 30 day of December, 2008, is made by and between The Connecticut Water Company, a Connecticut corporation having its principal place of business in Clinton, Connecticut, (“Company”), Connecticut Water Service, Inc., a Connecticut corporation and holder of all of the outstanding capital stock of Company (“Parent”) an |
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| March 2, 2020 |
EXHIBIT 10.87 MURTHA DRAFT 12/14/2016 SECOND AMENDMENT TO AMENDED AND RESTATED DEFERRED COMPENSATION AGREEMENT THIS AMENDMENT is made this 19 day of December, 2016 by and between The Connecticut Water Company (together with any affiliated companies hereinafter collectively referred to as the “Employer”), and David C. Benoit (hereinafter referred to as the “Employee”). WITNESSETH: WHEREAS, the Empl |
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| March 2, 2020 |
EXHIBIT 10.82 FIRST AMENDMENT TO AMENDED AND RESTATED DEFERRED COMPENSATION AGREEMENT THIS AMENDMENT is made this 7 day of December, 2011 by and between The Connecticut Water Company (together with any affiliated companies hereinafter collectively referred to as the “Employer”), and Kristen A. Johnson (hereinafter referred to as the “Employee”). WITNESSETH: WHEREAS, the Employer and the Employee e |
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| March 2, 2020 |
FIRST AMENDMENT TO AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS AMENDMENT, dated this 1st day of April 2014, is made by and between The Connecticut Water Company, a Connecticut corporation having its principal place of business in Clinton, Connecticut (“Company”), Connecticut Water Service, Inc. |
