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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Knightscope, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| August 12, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 00 |
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| July 21, 2025 |
Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF KNIGHTSCOPE, INC. (A DELAWARE CORPORATION) AMENDED AND RESTATED EFFECTIVE JULY 18, 2025 TABLE OF CONTENTS Page ARTICLE I — MEETINGS OF STOCKHOLDERS 1 1.1 Place of Meetings 1 1.2 Annual Meeting 1 1.3 Special Meeting 1 1.4 Notice of Stockholders’ Meetings 1 1.5 Quorum 2 1.6 Adjourned Meeting; Notice 2 1.7 Conduct of Business 2 1.8 Voting 2 1.9 Stockholder A |
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| July 21, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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| July 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 18, 2025 Knightscope, Inc. (Exact name of registrant as specified in its charter) Delaware 001-41248 46-2482575 (State or other jurisdiction of incorporation) (Commission File Nu |
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| July 18, 2025 |
Up to $50,000,000 Class A Common Stock PROSPECTUS SUPPLEMENT Filed Pursuant to Rule 424(b)(5) (To Prospectus dated April 11, 2025) Registration No. |
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| July 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 18, 2025 Knightscope, Inc. (Exact name of registrant as specified in its charter) Delaware 001-41248 46-2482575 (State or other jurisdiction of incorporation) (Commission File Nu |
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| May 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Knightscope, Inc. (Exact name of the registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-41248 (Commission File Number) 46-2482575 (I.R.S. Employer Identification No.) 1070 Terra Bella Avenue Mountain View, California 94043 (A |
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| May 14, 2025 |
Exhibit 10.2 CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY [***], HAS BEEN OMITTED BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. CONSENT TO SUBLETTING I.PARTIES AND DATES. This Consent to Subletting (this "Consent") dated April 9, 2025, is by and between 305 N MATHILDA LLC, a Delaware limited liability compa |
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| May 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0 |
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| May 14, 2025 |
Sublease between the Company and Siemens Medical Solutions USA, Inc. dated March 13, 2025. Exhibit 10.1 CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY [***], HAS BEEN OMITTED BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL SUBLEASE This SUBLEASE (“Sublease”), dated as of the 13 day of March, 2025 (“Effective Date”), is between Siemens Medical Solutions USA, Inc., a Delaware corporation, having an offi |
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| April 30, 2025 |
Description of Registered Securities. Exhibit 4.1 DESCRIPTION OF REGISTERED SECURITIES The following description of registered securities of Knightscope, Inc. (the “Company,” “we,” “us” and “our”) summarizes certain provisions of our Amended and Restated Certificate of Incorporation (as amended, the “certificate of incorporation”) and our Bylaws (the “bylaws”). The description is intended as a summary, and is qualified in its entirety |
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| April 30, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Amendment No. 1) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Transition Period From To Commission file numbe |
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| April 30, 2025 |
Knightscope, Inc. Insider Trading Policy Exhibit 19.1 KNIGHTSCOPE, INC. INSIDER TRADING POLICY March 28, 2025 Background The board of directors of Knightscope, Inc. (the “Company”) has adopted this Insider Trading Policy (this “Policy”) for directors, officers, and employees of the Company and its subsidiaries with respect to the trading of the Company’s securities, as well as the securities of publicly-traded companies with whom we have |
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| April 14, 2025 |
Exhibit 99.1 Knightscope Secures New 33,000 Sq Ft Silicon Valley Headquarters to Power Next Phase of Growth as a New Era Begins Thu, 10 Apr 2025 09:35:00 -0400 | Business Wire Content Section Knightscope, Inc. (NASDAQ: KSCP), a leader in AI-powered autonomous public safety and emergency communication technologies, today announced the signing of a lease for its new 33,355-square-foot corporate head |
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| April 14, 2025 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 9, 2025 Knightscope, Inc. (Exact name of registrant as specified in its charter) Delaware 001-41248 46-2482575 (State or other jurisdiction of incorporation) (Commission File Nu |
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| April 9, 2025 |
Knightscope, Inc. 1070 Terra Bella Avenue Mountain View, California 94043 Knightscope, Inc. 1070 Terra Bella Avenue Mountain View, California 94043 April 9, 2025 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance Office of Manufacturing Washington, D.C. 20549 Attention: Jenny O’Shanick Re: Knightscope, Inc. Registration Statement on Form S-3 Filed on April 4, 2025 File No. 333-286404 (the “Registration Statement”) Request for Acceleration |
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| April 4, 2025 |
Form of Senior Debt Indenture. Exhibit 4.7 KNIGHTSCOPE, INC., as Issuer INDENTURE Dated as of [●], 20[●] [●], as Trustee SENIOR DEBT SECURITIES TABLE OF CONTENTS ARTICLE 1 DEFINITIONS 1 Section 1.01 Definitions of Terms. 1 ARTICLE 2 ISSUE, DESCRIPTION, TERMS, EXECUTION, REGISTRATION AND EXCHANGE OF SECURITIES 3 Section 2.01 Designation and Terms of Securities. 3 Section 2.02 Form of Securities and Trustee’s Certificate. 5 Secti |
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| April 4, 2025 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Knightscope, Inc. |
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| April 4, 2025 |
Form of Subordinated Debt Indenture. Exhibit 4.8 KNIGHTSCOPE, INC., as Issuer INDENTURE Dated as of [●], 20[●] [●], as Trustee SUBORDINATED DEBT SECURITIES 1 TABLE OF CONTENTS ARTICLE 1 DEFINITIONS 1 Section 1.01 Definitions of Terms. 1 ARTICLE 2 ISSUE, DESCRIPTION, TERMS, EXECUTION, REGISTRATION AND EXCHANGE OF SECURITIES 3 Section 2.01 Designation and Terms of Securities. 3 Section 2.02 Form of Securities and Trustee’s Certificate. |
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| April 4, 2025 |
As filed with the Securities and Exchange Commission on April 4, 2025 As filed with the Securities and Exchange Commission on April 4, 2025 Registration No. |
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| March 31, 2025 |
As filed with the Securities and Exchange Commission on March 31, 2025 As filed with the Securities and Exchange Commission on March 31, 2025 Registration No. |
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| March 31, 2025 |
Knightscope, Inc. Incentive Compensation Recovery Policy Exhibit 97.1 Knightscope, Inc. Incentive Compensation Recovery Policy 1. Purpose The purpose of the Knightscope, Inc. Incentive Compensation Recovery Policy (this “Policy”) is to provide for the recovery of certain Incentive-Based Compensation in the event of an Accounting Restatement. This Policy is intended to comply with, and to be administered and interpreted consistent with, Section 10D of th |
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| March 31, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Transition Period From To Commission file number: 001-41248 KNIGHTSCO |
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| March 31, 2025 |
Exhibit 10.11 SEPARATION AND GENERAL RELEASE AGREEMENT THIS SEPARATION AND GENERAL RELEASE AGREEMENT (this “Agreement”) is made and entered into as of the Effective Date, by and between, Stacy Stephens, an individual (the “Employee”), and Knightscope, Inc. (the “Company”). The agreement shall not be effective until the Effective Date as defined in the applicable portion of Section 10 below. WHEREA |
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| March 31, 2025 |
Exhibit 107 Calculation of Filing Fee Table FORM S-8 (Form Type) Knightscope, Inc. |
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| March 31, 2025 |
Form of Securities Purchase Agreement Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of March 27, 2025, between Knightscope, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”). WHEREAS, subject to the terms and conditions |
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| March 31, 2025 |
Filed pursuant to Rule 424(b)(5) Registration Statement No. 333-269493 PROSPECTUS SUPPLEMENT (To prospectus dated February 8, 2023) 625,000 Shares of Class A Common Stock Pursuant to this prospectus supplement and the accompanying prospectus, we are offering in a registered direct offering to a certain purchaser 625,000 shares (the “Shares”) of our Class A common stock, par value $0.001 per share |
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| March 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 27, 2025 Knightscope, Inc. (Exact name of registrant as specified in its charter) Delaware 001-41248 46-2482575 (State or other jurisdiction of incorporation) (Commission File N |
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| March 31, 2025 |
Knightscope, Inc. Insider Trading Policy Exhibit 19.1 KNIGHTSCOPE, INC. INSIDER TRADING POLICY [ ], 2025 Background The board of directors of Knightscope, Inc. (the “Company”) has adopted this Insider Trading Policy (this “Policy”) for directors, officers, and employees of the Company and its subsidiaries with respect to the trading of the Company’s securities, as well as the securities of publicly-traded companies with whom we have a bu |
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| March 31, 2025 |
Knightscope Announces $1.7 Million Registered Direct Offering of Common Stock Exhibit 99.1 Knightscope Announces $1.7 Million Registered Direct Offering of Common Stock MOUNTAIN VIEW, Calif., March 28, 2025-(BUSINESS WIRE)-Knightscope, Inc. (NASDAQ: KSCP) (the “Company”), a leader in developing autonomous security robots and artificial intelligence technologies, today announced that it has entered into a definitive agreement for the purchase and sale of an aggregate of 625, |
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| March 12, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 9, 2025 Knightscope, Inc. (Exact name of registrant as specified in its charter) Delaware 001-41248 46-2482575 (State or other jurisdiction of incorporation) (Commission File Nu |
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| March 12, 2025 |
Exhibit 99.1 Corporate Overview © Knightscope, Inc. 2025. All rights reserved. MAKE AMERICA THE SAFEST COUNTRY IN THE WORLD FORWARD LOOKING STATEMENTS This presentation contains forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended, with respect to Knightscope, Inc. (“Knightscope” o |
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| January 21, 2025 |
JOINT ACQUISITION STATEMENT PURSUANT TO RULE 13d-1(k) EXHIBIT 99.1 JOINT ACQUISITION STATEMENT PURSUANT TO RULE 13d-1(k) The undersigned acknowledge and agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G shall be filed on behalf of each of the undersigned without the necessity of filing additional joint acquisition statements. The unders |
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| November 22, 2024 |
Exhibit 4.2 UNDERWRITER’S PURCHASE WARRANT KNIGHTSCOPE, INC. Warrant Shares: [] Initial Exercise Date: May 24, 2025 Issue Date: November 25, 2024 This UNDERWRITERS’S PURCHASE WARRANT (the “Warrant”) certifies that, for value received, American Capital Partners, LLC or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter se |
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| November 22, 2024 |
Knightscope Announces Pricing of $12.1 Million Public Offering Exhibit 99.2 Knightscope News Release November 21, 2024 5:01PM PT Knightscope Announces Pricing of $12.1 Million Public Offering MOUNTAIN VIEW, Calif., November 21, 2024 - Knightscope, Inc. [Nasdaq: KSCP] (“Knightscope” or the “Company”), an innovator in robotics and artificial intelligence (“AI”) technologies focused on public safety, today announces the pricing of an underwritten public offering |
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| November 22, 2024 |
Filed pursuant to Rule 424(b)(5) Registration Statement No. 333-269493 FINAL PROSPECTUS SUPPLEMENT (To prospectus dated February 8, 2023) 393,659 Shares of Class A Common Stock Pre-Funded Warrants to Purchase 816,341 Shares of Class A Common Stock Underwriter Warrants to Purchase 36,300 Shares of Class A Common Stock We are offering shares of our Class A common stock, par value $0.001 per share (“ |
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| November 22, 2024 |
Exhibit 4.1 Form of Pre-Funded Warrant PRE-FUNDED COMMON STOCK PURCHASE WARRANT KNIGHTSCOPE, INC. Warrant Shares: Initial Exercise Date: November 25, 2024 Issue Date: November 25, 2024 This PRE-FUNDED COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, [] or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the condi |
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| November 22, 2024 |
Knightscope Announces Proposed Public Offering Exhibit 99.1 Knightscope News Release November 21, 2024 1:15PM PT Knightscope Announces Proposed Public Offering MOUNTAIN VIEW, Calif., November 21, 2024 - Knightscope, Inc. [Nasdaq: KSCP] (“Knightscope” or the “Company”), an innovator in robotics and artificial intelligence (“AI”) technologies focused on public safety, today announces that it is proposing to offer and sell, subject to market cond |
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| November 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 21, 2024 Knightscope, Inc. (Exact name of registrant as specified in its charter) Delaware 001-41248 46-2482575 (State or other jurisdiction of incorporation) (Commission Fil |
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| November 22, 2024 |
Exhibit 1.1 Knightscope, Inc. 393,659 SHARES OF CLASS A COMMON STOCK, PAR VALUE $0.001 PER SHARE PRE-FUNDED WARRANTS TO PURCHASE 816,341 SHARES OF CLASS A COMMON STOCK, PAR VALUE $0.001 PER SHARE Underwriting Agreement November 21, 2024 Titan Partners Group LLC, a division of American Capital Partners, LLC As the Representative of the several Underwriters listed in Schedule A hereto c/o Titan Part |
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| November 21, 2024 |
Subject to Completion, Dated November 21, 2024 Filed pursuant to Rule 424(b)(5) Registration Statement No. 333-269493 The information contained in this preliminary prospectus supplement and the accompanying prospectus is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell nor do they seek an offer to buy these securities in any jurisdiction where the offer or sale is |
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| November 14, 2024 |
Up to $25,000,000 Class A Common Stock PROSPECTUS SUPPLEMENT Filed Pursuant to Rule 424(b)(5) (To Prospectus Supplement dated October 11, 2024, Registration No. |
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| November 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Numbe |
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| November 13, 2024 |
KSCP / Knightscope, Inc. / Stephens Stacy Dean - SC 13G Passive Investment SC 13G 1 tm2428096d1sc13g.htm SC 13G Securities and Exchange Commission Washington, D.C. 20549 Schedule 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to § 240.13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )* Knightscope, Inc. (Name of Issuer) Class A Common Stock, $0.001 par value (Ti |
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| November 13, 2024 |
KSCP / Knightscope, Inc. / Santana Li William - SC 13G Passive Investment SC 13G 1 tm2428096d2sc13g.htm SC 13G Securities and Exchange Commission Washington, D.C. 20549 Schedule 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to § 240.13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )* Knightscope, Inc. (Name of Issuer) Class A Common Stock, $0.001 par value (Ti |
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| October 11, 2024 |
Up to $1,347,000 Class A Common Stock PROSPECTUS SUPPLEMENT Filed Pursuant to Rule 424(b)(5) (To Prospectus Supplement dated June 7, 2024, Registration No. |
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| October 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 2, 2024 Knightscope, Inc. (Exact name of registrant as specified in its charter) Delaware 001-41248 46-2482575 (State or other jurisdiction of incorporation) (Commission File |
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| September 16, 2024 |
Exhibit 3.4 CERTIFICATE OF AMENDMENT OF AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF KNIGHTSCOPE, INC. Knightscope, Inc., a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware (the “Corporation”), does hereby certify as follows: FIRST: That the Board of Directors of the Corporation duly adopted resolutions recommending and declarin |
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| September 16, 2024 |
Exhibit 3.1 CERTIFICATE OF AMENDMENT OF AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF KNIGHTSCOPE, INC. Knightscope, Inc., a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware (the “Corporation”), does hereby certify as follows: FIRST: That the Board of Directors of the Corporation duly adopted resolutions recommending and declarin |
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| September 16, 2024 |
Exhibit 3.3 CERTIFICATE OF AMENDMENT OF AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF KNIGHTSCOPE, INC. Knightscope, Inc., a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware (the “Corporation”), does hereby certify as follows: FIRST: That the Board of Directors of the Corporation duly adopted resolutions recommending and declarin |
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| September 16, 2024 |
Exhibit 3.2 CERTIFICATE OF AMENDMENT OF AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF KNIGHTSCOPE, INC. Knightscope, Inc., a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware (the “Corporation”), does hereby certify as follows: FIRST: That the Board of Directors of the Corporation duly adopted resolutions recommending and declarin |
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| September 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 13, 2024 Knightscope, Inc. (Exact name of registrant as specified in its charter) Delaware 001-41248 46-2482575 (State or other jurisdiction of incorporation) (Commission Fi |
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| September 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 11, 2024 Knightscope, Inc. (Exact name of registrant as specified in its charter) Delaware 001-41248 46-2482575 (State or other jurisdiction of incorporation) (Commission Fi |
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| August 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 16, 2024 Knightscope, Inc. (Exact name of registrant as specified in its charter) Delaware 001-41248 46-2482575 (State or other jurisdiction of incorporation) (Commission File |
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| August 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 00 |
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| August 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 1, 2024 Knightscope, Inc. (Exact name of registrant as specified in its charter) Delaware 001-41248 46-2482575 (State or other jurisdiction of incorporation) (Commission File N |
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| August 7, 2024 |
Exhibit 10.1 AGREEMENT AND WAIVER This AGREEMENT AND WAIVER (this “Agreement”), dated as of August 1, 2024, is entered into by and among Knightscope, Inc., a Delaware corporation (the “Company”), and the investor signatory below (the “Holder”). Unless otherwise specified herein, capitalized terms used and not otherwise defined herein shall have the meanings assigned to such terms in the Securities |
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| August 7, 2024 |
Exhibit 10.2 SECURED PROMISSORY NOTE $3,000,000 Issuance Date: August 1, 2024 FOR VALUE RECEIVED, and subject to the terms and conditions set forth herein, Knightscope, Inc., a Delaware corporation (the "Company"), hereby unconditionally promises to pay to Alto Opportunity Master Fund, SPC - Segregated Master Portfolio B or its assigns (the "Noteholder," and together with the Company, the "Parties |
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| July 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defin |
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| July 5, 2024 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rul |
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| June 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 27, 2024 Knightscope, Inc. (Exact name of registrant as specified in its charter) Delaware 001-41248 46-2482575 (State or other jurisdiction of incorporation) (Commission File Nu |
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| June 24, 2024 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rul |
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| June 7, 2024 |
Up to $11,660,000 Class A Common Stock PROSPECTUS SUPPLEMENT Filed Pursuant to Rule 424(b)(5) (To Prospectus Supplement dated April 8, 2024 Registration No. |
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| May 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Knightscope, Inc. (Exact name of the registrant as specified in its charter) Delaware 001-41248 (State or other jurisdiction of incorporation) (Commission file number) 1070 Terra Bella Avenue Mountain View, California 94043 (Address of principle executive offices) (Zip code) Apoorv S. Dwiv |
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| May 16, 2024 |
Knightscope, Inc. (Name of Registrant as Specified in Charter) UNITED STATES SECURITIES AND EXCHANGE COMMISSION SEC FILE NUMBER Washington, D.C. 20549 001-41248 FORM 12b-25 CUSIP NUMBER 49907V102 NOTIFICATION OF LATE FILING (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K x Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: March 31, 2024 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transi |
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| May 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0 |
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| May 13, 2024 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rul |
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| May 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2024 Knightscope, Inc. (Exact name of registrant as specified in its charter) Delaware 001-41248 46-2482575 (State or other jurisdiction of incorporation) (Commission File Numb |
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| April 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Amendment No. 1) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Transition Period From To Commission file number: 001-41248 KNIGH |
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| April 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 24, 2024 Knightscope, Inc. (Exact name of registrant as specified in its charter) Delaware 001-41248 46-2482575 (State or other jurisdiction of incorporation) (Commission File N |
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| April 8, 2024 |
Up to $6,400,000 Class A Common Stock PROSPECTUS SUPPLEMENT Filed Pursuant to Rule 424(b)(5) (To Prospectus dated February 8, 2023) Registration No. |
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| April 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 5, 2024 Knightscope, Inc. (Exact name of registrant as specified in its charter) Delaware 001-41248 46-2482575 (State or other jurisdiction of incorporation) (Commission File Nu |
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| April 8, 2024 |
Exhibit 3.1 CERTIFICATE OF AMENDMENT OF AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF KNIGHTSCOPE, INC. Knightscope, Inc., a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware (the “Corporation”), does hereby certify as follows: FIRST: That the Board of Directors of the Corporation duly adopted resolutions recommending and declarin |
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| April 8, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 8, 2024 KNIGHTSCOPE, INC. (Exact name of registrant as specified in its charter) Delaware 001-41248 46-2482575 (State or other jurisdiction of incorporation) (Commission File Nu |
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| April 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 2, 2024 Knightscope, Inc. (Exact name of registrant as specified in its charter) Delaware 001-41248 46-2482575 (State or other jurisdiction of incorporation) (Commission File Nu |
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| April 2, 2024 |
Exhibit 99.1 Knightscope News Release April 2, 2024 4:00AM PT Knightscope Announces Significant Financial Milestones Town Hall with CEO and CFO Scheduled for Tonight Technology Innovator Continues Executing on Roadmap to Profitable Growth MOUNTAIN VIEW, Calif., April 2, 2024 - Knightscope, Inc. [Nasdaq: KSCP] (“Knightscope” or the “Company”), an innovator in robotics and artificial intelligence (“ |
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| April 1, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Transition Period From To Commission file number: 001-41248 KNIGHTSCO |
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| April 1, 2024 |
Knightscope, Inc. Incentive Compensation Recovery Policy. Exhibit 97.1 Knightscope, Inc. Incentive Compensation Recovery Policy 1. Purpose The purpose of the Knightscope, Inc. Incentive Compensation Recovery Policy (this “Policy”) is to provide for the recovery of certain Incentive-Based Compensation in the event of an Accounting Restatement. This Policy is intended to comply with, and to be administered and interpreted consistent with, Section 1OD of th |
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| April 1, 2024 |
Exhibit 10.9 KNIGHTSCOPE, INC. EMPLOYMENT AGREEMENT This Employment Agreement (the “Agreement”) is entered into as of the Effective Date (as defined below) by and between Knightscope, Inc. (the “Company”), and Apoorv S. Dwivedi (“Executive”). 1.Duties and Scope of Employment. (a)Positions and Duties. As of January1, 2023 (the “Effective Date”), or on a date mutually agreed by the Parties, Executiv |
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| April 1, 2024 |
Form of Board of Directors Agreement. Exhibit 10.12 BOARD OF DIRECTORS AGREEMENT This Board of Directors Agreement (“Agreement”) made effective as of February [ ⚫ ], 2024, by and between Knightscope, Inc., a Delaware corporation (the “Company”), and , (“Director”). I. Services Provided The Director agrees, subject to the Director’s continued status as a director, to serve on the Company’s Board of Directors (the “Board”) and to provid |
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| March 14, 2024 |
Exhibit 99.1 PUBLIC SAFETY INNOVATOR CONTENTS Our Mission 03 Disruption by A.I. 04 Core Technology 06 Recurring Revenue Opportunity 10 Leadership 16 Outlook 18 Photos & Specifications 19 Knightscope is on a long-term mission to make the United States of America the safest country in the world by deploying groundbreaking public safety technology OUR MISSION DISRUPTION BY A.I. Our long-term strategy |
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| March 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 13, 2024 Knightscope, Inc. (Exact name of registrant as specified in its charter) Delaware 001-41248 46-2482575 (State or other jurisdiction of incorporation) (Commission File N |
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| March 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 1, 2024 Knightscope, Inc. (Exact name of registrant as specified in its charter) Delaware 001-41248 46-2482575 (State or other jurisdiction of incorporation) (Commission File Nu |
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| March 1, 2024 |
Exhibit 99.1 Knightscope News Release March 1, 2024 6:30 AM ET Litigation Update - Knightscope Authorized to Serve Notice of Action Against Capybara Research by Public Disclosure and Press Release Pursuant to Court Order MOUNTAIN VIEW, Calif., March 1, 2024 - On December 20, 2023, Knightscope, Inc. [Nasdaq: KSCP] (“Knightscope” or the “Company”) filed a federal lawsuit in the United States Distric |
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| March 1, 2024 |
Exhibit 99.2 AO 440 (Rev. 06/12) Summons in a Civil Action UNITED STATES DISTRICT COURT for the District of ) ) ) ) ) ) ) ) ) ) ) ) Plaintiff(s) v. Civil Action No. Defendant(s) SUMMONS IN A CIVIL ACTION To: (Defendant’s name and address) A lawsuit has been filed against you. Within 21 days after service of this summons on you (not counting the day you received it) — or 60 days if you are the Unit |
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| March 1, 2024 |
Exhibit 99.3 1 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK KNIGHTSCOPE, INC., Plaintiff, v. CAPYBARA RESEARCH, IGOR APPELBOOM, and ACCRETIVE CAPITAL LLC d/b/a BENZINGA, Defendants. CIVIL ACTION NO. COMPLAINT Plaintiff Knightscope, Inc. (“KSCP,” “Knightscope” or “Plaintiff”), by and through their undersigned counsel, respectfully states as follows for its Complaint against Defendants |
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| March 1, 2024 |
Exhibit 99.4 Case 1:23-cv-11050-DLC Document 20 Filed 01/29/24 Page 1 of 3 Case 1:23-cv-11050-DLC Document 20 Filed 01/29/24 Page 2 of 3 Case 1:23-cv-11050-DLC Document 20 Filed 01/29/24 Page 3 of 3 |
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| February 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defin |
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| February 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| February 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 19, 2024 Knightscope, Inc. (Exact name of registrant as specified in its charter) Delaware 001-41248 46-2482575 (State or other jurisdiction of incorporation) (Commission Fil |
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| February 16, 2024 |
SUPPLEMENT DATED FEBRUARY 16, 2024 TO OFFERING CIRCULAR DATED SEPTEMBER 29, 2023 Knightscope, Inc. Filed pursuant to Rule 253(g)(2) File No. 024-12314 SUPPLEMENT DATED FEBRUARY 16, 2024 TO OFFERING CIRCULAR DATED SEPTEMBER 29, 2023 Knightscope, Inc. This document supplements, and should be read in conjunction with, the offering circular (the “Offering Circular”) dated September 29, 2023 of Knightscope, Inc. (the “Company”). Unless otherwise defined in this supplement, capitalized terms used in |
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| February 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Knightscope, Inc. (Name of Issuer) Class A Common Stock, $0.001 par value (Title of Class of Securities) 49907V102 (CUSIP Number) December 31, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pu |
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| February 14, 2024 |
KSCP / Knightscope, Inc. / Caleca Thomas - AMENDMENT NO. 1 TO SC13G Passive Investment SC 13G/A 1 sc13g-a1caleca.htm AMENDMENT NO. 1 TO SC13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Knightscope, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 49907V102 (CUSIP Number) December 31, 2023 (Date of Event which Requires Filing of this Statement) Che |
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| February 14, 2024 |
SC 13G/A 1 sc13g-a1abfptii.htm AMENDMENT NO. 1 TO SC13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Knightscope, Inc. (Name of Issuer) Class A Common Stock, $0.001 par value (Title of Class of Securities) 49907V102 (CUSIP Number) December 31, 2023 (Date of Event which Requires Filing of this State |
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| February 14, 2024 |
KSCP / Knightscope, Inc. / BROWN ANDREW M - AMENDMENT NO. 2 TO SC13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Knightscope, Inc. (Name of Issuer) Class A Common Stock, $0.001 par value (Title of Class of Securities) 49907V102 (CUSIP Number) December 31, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pu |
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| February 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defin |
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| February 13, 2024 |
KSCP / Knightscope, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv01291-knightscopeincclassa.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1)* Name of issuer: Knightscope, Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 49907V102 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box |
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| January 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 11, 2024 Knightscope, Inc. (Exact name of registrant as specified in its charter) Delaware 001-41248 46-2482575 (State or other jurisdiction of incorporation) (Commission File |
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| December 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 1, 2023 Knightscope, Inc. (Exact name of registrant as specified in its charter) Delaware 001-41248 46-2482575 (State or other jurisdiction of incorporation) (Commission File |
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| November 13, 2023 |
Exhibit 10.3 AMENDMENT NO. 1 TO EMPLOYMENT AGREEMENT This Amendment No. 1 to Employment Agreement (this “Amendment”), is entered into as of July 10, 2023, by and between Knightscope, Inc., a Delaware corporation (the “Company”), and Mercedes Soria Li (“Executive”). WHEREAS, the parties desire to amend the Employment Agreement dated February 24, 2021, by and between the Company and Employee (the “O |
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| November 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 or ☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: |
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| November 13, 2023 |
Exhibit 10.2 AMENDMENT NO. 1 TO EMPLOYMENT AGREEMENT This Amendment No. 1 to Employment Agreement (this “Amendment”), is entered into as of July 10, 2023, by and between Knightscope, Inc., a Delaware corporation (the “Company”), and Mallorie S. Burak (“Executive”). WHEREAS, the parties desire to amend the Employment Agreement dated February 24, 2021, by and between the Company and Employee (the “O |
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| November 13, 2023 |
Exhibit 10.1 AMENDMENT NO. 1 TO EMPLOYMENT AGREEMENT This Amendment No. 1 to Employment Agreement (this “Amendment”), is entered into as of July 10, 2023, by and between Knightscope, Inc., a Delaware corporation (the “Company”), and William Santana Li (“Executive”). WHEREAS, the parties desire to amend the Employment Agreement dated February 24, 2021, by and between the Company and Employee (the “ |
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| October 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 26, 2023 Knightscope, Inc. (Exact name of registrant as specified in its charter) Delaware 001-41248 46-2482575 (State or other jurisdiction of incorporation) (Commission File |
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| October 2, 2023 |
Filed pursuant to Rule 253(g)(2) File No. 024-12314 OFFERING CIRCULAR DATED SEPTEMBER 29, 2023 Knightscope, Inc. 1070 Terra Bella Avenue Mountain View, CA 94043 www.knightscope.com UP TO $10,000,000 IN PUBLIC SAFETY INFRASTRUCTURE BOND PRICE $1,000 PER BOND MINIMUM INDIVIDUAL INVESTMENT: $1,000 SEE “SECURITIES BEING OFFERED” AT PAGE 57 Public Safety Infrastructure Bonds Price to Public Underwritin |
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| September 29, 2023 |
DEALMAKER ORDER FORM Regulation A Offerings (each, an “Offering”) Exhibit 1.1 DEALMAKER ORDER FORM Regulation A Offerings (each, an “Offering”) Customer:. Knightscope Contact: William Santana Li Address: 1070 Terra Bella Avenue, Mountain View, CA 94043 Phone: (650) 669-9020 Commencement Date (optional): Aug 1, 2023 E-Mail: [email protected] This Order Form sets forth the terms of service by which a number of separate DealMaker affiliates are engaged to provide |
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| September 29, 2023 |
Exhibit 4.1 SUBSCRIPTION AGREEMENT THIS INVESTMENT INVOLVES A HIGH DEGREE OF RISK. THIS INVESTMENT IS SUITABLE ONLY FOR PERSONS WHO CAN BEAR THE ECONOMIC RISK FOR AN INDEFINITE PERIOD OF TIME AND WHO CAN AFFORD TO LOSE THEIR ENTIRE INVESTMENT. FURTHERMORE, INVESTORS MUST UNDERSTAND THAT SUCH INVESTMENT IS ILLIQUID AND IS EXPECTED TO CONTINUE TO BE ILLIQUID FOR AN INDEFINITE PERIOD OF TIME. NO PUBL |
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| September 29, 2023 |
Anne Parker Industry Office Chief Office of Manufacturing Division of Corporation Finance Securities and Exchange Commission Washington, DC 20549 September 29, 2023 Re: Knightscope, Inc. |
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| September 29, 2023 |
EXHIBIT 3.1 KNIGHTSCOPE, INC. a Delaware corporation Issuer AND UMB BANK, N.A., Trustee INDENTURE Dated as of , 2023 Unsecured Subordinated Debt Securities TABLE OF CONTENTS1 Article I DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION 1 Section 1.01 Definitions of Terms 1 Section 1.02 Rules of Construction 6 Section 1.03 Form of Documents Delivered to Trustee 7 Article II ISSUE, DESCRI |
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| September 29, 2023 |
An offering statement pursuant to Regulation A relating to these securities has been filed with the Securities and Exchange Commission. |
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| September 29, 2023 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 11.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the use in this Offering Statement on Form 1-A/A of our report (which contains an explanatory paragraph relating to the Company’s ability to continue as a going concern as described in Note 1 to the consolidated financial statements) dated March 31, 2023, relating to the consolidated financial statements of |
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| September 29, 2023 |
Exhibit 12.1 Knightscope, Inc. 1070 Terra Bella Avenue Mountain View, CA 94043 September 29, 2023 To the Board of Directors: We are acting as counsel to Knightscope, Inc. (the “Company”) with respect to the preparation and filing of an offering statement on Form 1-A. The offering statement covers the contemplated sale of up to $10,000,000 in Public Safety Infrastructure Bonds (the “Bonds”). In con |
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| August 18, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 18, 2023 Knightscope, Inc. (Exact name of registrant as specified in its charter) Delaware 001-41248 46-2482575 (State or other jurisdiction of incorporation) (Commission File |
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| August 18, 2023 |
Knightscope, Inc. Up to $25,000,000 Class A Common Stock Filed Pursuant to Rule 424(b)(5) Registration No. 333-269493 PROSPECTUS SUPPLEMENT Knightscope, Inc. Up to $25,000,000 Class A Common Stock We have entered into an At the Market Offering Agreement, dated February 1, 2023 (the “Sales Agreement”), with H.C. Wainwright & Co., LLC (“Wainwright” or the “sales agent”) relating to shares of our Class A common stock, par value $0.001 per share, offered by |
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| August 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 or ☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001- |
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| August 14, 2023 |
An offering statement pursuant to Regulation A relating to these securities has been filed with the Securities and Exchange Commission. |
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| August 14, 2023 |
Exhibit 13.1 Join Us and Be a Force for Good Reserve Investment Opportunity Let’s Make America the Safest Country in the World Our range of products encompasses stationary, mobile, indoor, and outdoor robots for various purposes. Why? Because criminals and terrorists can be anywhere - and if we are serious about the mission then Knightscope needs to be everywhere. To do so, we’re making everything |
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| August 14, 2023 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 11.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the use in this Offering Statement on Form 1-A of our report (which contains an explanatory paragraph relating to the Company’s ability to continue as a going concern as described in Note 1 to the consolidated financial statements) dated March 31, 2023, relating to the consolidated financial statements of Kn |
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| July 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2023 Knightscope, Inc. (Exact name of registrant as specified in its charter) Delaware 001-41248 46-2482575 (State or other jurisdiction of incorporation) (Commission File Nu |
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| July 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 20, 2023 Knightscope, Inc. (Exact name of registrant as specified in its charter) Delaware 001-41248 46-2482575 (State or other jurisdiction of incorporation) (Commission File Nu |
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| July 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 21, 2023 Knightscope, Inc. (Exact name of registrant as specified in its charter) Delaware 001-41248 46-2482575 (State or other jurisdiction of incorporation) (Commission File Nu |
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| July 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 28, 2023 Knightscope, Inc. (Exact name of registrant as specified in its charter) Delaware 001-41248 46-2482575 (State or other jurisdiction of incorporation) (Commission File Nu |
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| June 29, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 29, 2023 Knightscope, Inc. (Exact name of registrant as specified in its charter) Delaware 001-41248 46-2482575 (State or other jurisdiction of incorporation) (Commission File Nu |
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| June 29, 2023 |
Knightscope Repays in Full $6 Million of Convertible Notes Exhibit 99.1 Knightscope News Release June 29, 2023 6:30AM PT Knightscope Repays in Full $6 Million of Convertible Notes MOUNTAIN VIEW, Calif., June 29, 2023 - Knightscope, Inc. [Nasdaq: KSCP] (“Knightscope” or the “Company”), a leading developer of autonomous security robots and blue light emergency communication systems, today announced that it has extinguished $6.075 million in convertible note |
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| June 8, 2023 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rul |
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| June 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defin |
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| June 2, 2023 |
As filed with the Securities and Exchange Commission on June 2, 2023 As filed with the Securities and Exchange Commission on June 2, 2023 Registration No. |
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| June 2, 2023 |
EXHIBIT 107 Calculation of Filing Fee Table Form S-8 (Form Type) Knightscope, Inc. |
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| May 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 or ☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001 |
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| May 12, 2023 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 11, 2023 Knightscope, Inc. (Exact name of registrant as specified in its charter) Delaware 001-41248 46-2482575 (State or other jurisdiction of incorporation) (Commission File Num |
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| April 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Amendment No. 1) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Transition Period From To Commission file number: 001-41248 KNIGH |
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| March 31, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Transition Period FromTo Commission file number: 001-41248 KNIGHTSCOP |
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| March 31, 2023 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 29, 2023 Knightscope, Inc. (Exact name of registrant as specified in its charter) Delaware 001-41248 46-2482575 (State or other jurisdiction of incorporation) (Commission File N |
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| February 14, 2023 |
US49907V1026 / KNIGHTSCOPE INC / BROWN ANDREW M - AMENDMENT NO. 1 Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Knightscope, Inc. (Name of Issuer) Class A Common Stock, $0.001 par value (Title of Class of Securities) 49907V102 (CUSIP Number) December 31, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pu |
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| February 9, 2023 |
US49907V1026 / KNIGHTSCOPE INC / VANGUARD GROUP INC - SCHEDULE 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 Name of issuer: Knightscope Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 49907V102 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule 13d-1(b) |
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| February 9, 2023 |
Knightscope, Inc. Up to $20,000,000 Class A Common Stock Filed Pursuant to Rule 424(b)(5) Registration No. 333-269493 PROSPECTUS SUPPLEMENT Knightscope, Inc. Up to $20,000,000 Class A Common Stock We have entered into an At the Market Offering Agreement, dated February 1, 2023 (the “Sales Agreement”), with H.C. Wainwright & Co., LLC (“Wainwright” or the “sales agent”) relating to shares of our Class A common stock, par value $0.001 per share, offered by |
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| February 6, 2023 |
February 6, 2023 VIA EDGAR Division of Corporation Finance Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Knightscope, Inc. |
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| February 1, 2023 |
Exhibit 4.11 KNIGHTSCOPE, INC., as Issuer INDENTURE Dated as of [●], 20[●] [●], as Trustee SUBORDINATED DEBT SECURITIES 1 TABLE OF CONTENTS ARTICLE 1 DEFINITIONS 1 Section 1.01 Definitions of Terms. 1 ARTICLE 2 ISSUE, DESCRIPTION, TERMS, EXECUTION, REGISTRATION AND EXCHANGE OF SECURITIES 3 Section 2.01 Designation and Terms of Securities. 3 Section 2.02 Form of Securities and Trustee’s Certificate |
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| February 1, 2023 |
As filed with the Securities and Exchange Commission on February 1, 2023 As filed with the Securities and Exchange Commission on February 1, 2023 Registration No. |
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| February 1, 2023 |
EX-FILING FEES 9 tm234983d1ex-filingfees.htm EXHIBIT 107 Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Knightscope, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate |
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| February 1, 2023 |
Exhibit 1.2 AT THE MARKET OFFERING AGREEMENT February 1, 2023 H.C. Wainwright & Co., LLC 430 Park Avenue New York, New York 10022 Ladies and Gentlemen: Knightscope, Inc., a corporation organized under the laws of Delaware (the “Company”), confirms its agreement (this “Agreement”) with H.C. Wainwright & Co., LLC (the “Manager”) as follows: 1. Definitions. The terms that follow, when used in this Ag |
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| February 1, 2023 |
Exhibit 4.10 KNIGHTSCOPE, INC., as Issuer INDENTURE Dated as of [●], 20[●] [●], as Trustee SENIOR DEBT SECURITIES TABLE OF CONTENTS ARTICLE 1 DEFINITIONS 1 Section 1.01 Definitions of Terms. 1 ARTICLE 2 ISSUE, DESCRIPTION, TERMS, EXECUTION, REGISTRATION AND EXCHANGE OF SECURITIES 3 Section 2.01 Designation and Terms of Securities. 3 Section 2.02 Form of Securities and Trustee’s Certificate. 5 Sect |
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| January 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 26, 2023 Knightscope, Inc. (Exact name of registrant as specified in its charter) Delaware 001-41248 46-2482575 (State or other jurisdiction of incorporation) (Commission File |
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| January 23, 2023 |
Definitive Information Statement on Schedule 14C TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No. ) Check the appropriate box: ☐ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ☒ Definitive Information Statement KNIGHTSCO |
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| January 13, 2023 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No. ) Check the appropriate box: ☒ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ☐ Definitive Information Statement KNIGHTSCO |
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| January 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 5, 2023 Knightscope, Inc. (Exact name of registrant as specified in its charter) Delaware 001-41248 46-2482575 (State or other jurisdiction of incorporation) (Commission File |
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| January 9, 2023 |
Exhibit 99.1 Knightscope News Release – DRAFT NOT FOR RELEASE January 9, 2023 5:00AM PT Knightscope Announces Its Plan for Post-CASE Acquisition Path to Profitability Public Safety Innovator Reduces Costs as It Scales Up Operations MOUNTAIN VIEW, Calif., Jan. 9, 2023 - Knightscope, Inc. (Nasdaq: KSCP) (“Knightscope” or the “Company”), a leading developer of autonomous security robots and emergency |
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| January 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 30, 2022 Knightscope, Inc. (Exact name of registrant as specified in its charter) Delaware 001-41248 46-2482575 (State or other jurisdiction of incorporation) (Commission Fil |
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| January 3, 2023 |
Exhibit 10.1 AGREEMENT AND WAIVER This AGREEMENT AND WAIVER (this “Agreement”), dated as of December 30, 2022, is entered into by and among Knightscope, Inc., a Delaware corporation (the “Company”), and the investor signatory below (the “Holder”). Unless otherwise specified herein, capitalized terms used and not otherwise defined herein shall have the meanings assigned to such terms in the Securit |
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| December 28, 2022 |
Exhibit 99.1 CASE EMERGENCY SYSTEMS FINANCIAL STATEMENTS DECEMBER 31, 2021 (AUDITED) CASE EMERGENCY SYSTEMS TABLE OF CONTENTS December 31, 2021 PAGE Independent Auditor's Report 1, 2 Balance Sheets 3, 4 Statements of Income 5 Statements of Stockholder's Equity 6 Statements of Cash Flows 7 Notes to the Financial Statements 8-14 INDEPENDENT AUDITOR'S REPORT To the Board of Directors and Stockholder |
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| December 28, 2022 |
UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL STATEMENTS Exhibit 99.3 UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL STATEMENTS On October 14, 2022 (the “Closing Date”), Knightscope, Inc. (the “Company”) completed its acquisition of Case Emergency Systems, a California corporation (“CASE”), pursuant to an Asset Purchase Agreement (the “APA”) between the Company and CASE. Upon completion of the Acquisition (as defined below), the Company purchased and |
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| December 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 14, 2022 Knightscope, Inc. (Exact name of registrant as specified in its charter) Delaware 001-41248 46-2482575 (State or other jurisdiction of incorporati |
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| December 28, 2022 |
CASE EMERGENCY SYSTEMS BALANCE SHEET June 30, 2022 Exhibit 99.2 CASE EMERGENCY SYSTEMS BALANCE SHEET June 30, 2022 ASSETS CURRENT ASSETS Cash and Cash Equivalents (Note A) $ 758,022 Accounts Receivable (Note A) 1,303,128 Inventory (Note A) 2,317,984 Prepaid Expenses 23,560 TOTAL CURRENT ASSETS 4,402,694 PROPERTY AND EQUIPMENT Property and Equipment, net of accumulated depreciation of $446,602 (Notes A & C) 516,371 OTHER ASSETS Security Deposits 24 |
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| December 12, 2022 |
Knightscope, Inc. 13,690,099 Shares of Class A Common Stock Filed Pursuant to Rule 424(b)(3) ?Registration No. 333-268315 PROSPECTUS Knightscope, Inc. 13,690,099 Shares of Class A Common Stock This prospectus relates to the offer and resale of up to 13,690,099 shares of our Class A common stock, par value $0.001 per share, by the selling stockholder named herein (the ?Selling Stockholder?). The shares included in this prospectus consist of: (i) 12,551,653 |
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| December 7, 2022 |
CORRESP 1 filename1.htm December 7, 2022 VIA EDGAR Division of Corporation Finance Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Knightscope, Inc. Registration Statement on Form S-1 File No. 333-268315 Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Act of 1933, as amended, Knightscope, Inc. (the “Company”) hereby requests that the effective date of t |
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| December 5, 2022 |
Confidential Treatment Requested by Knightscope, Inc. CERTAIN PORTIONS OF THIS LETTER HAVE BEEN OMITTED AND CONFIDENTIAL TREATMENT HAS BEEN REQUESTED WITH RESPECT TO SUCH PORTIONS. INFORMATION THAT WAS OMITTED HAS BEEN NOTED IN THIS LETTER WITH A PLACEHOLDER IDENTIFIED BY THE MARK “[***]”. December 5, 2022 VIA EDGAR Ms. Erin Donahue Mr. Jay Ingram Division of Corporation Finance Office of Manufact |
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| November 14, 2022 |
US49907V1026 / KNIGHTSCOPE INC / AB Family Protection Trust II - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Knightscope, Inc. (Name of Issuer) Class A Common Stock, $0.001 par value (Title of Class of Securities) 49907V102 (CUSIP Number) November 2, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule purs |
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| November 14, 2022 |
US49907V1026 / KNIGHTSCOPE INC / BROWN ANDREW M - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Knightscope, Inc. (Name of Issuer) Class A Common Stock, $0.001 par value (Title of Class of Securities) 49907V102 (CUSIP Number) November 2, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule purs |
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| November 14, 2022 |
US49907V1026 / KNIGHTSCOPE INC / Caleca Thomas - SCHEDULE 13G Passive Investment ‘ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Knightscope, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 49907V102 (CUSIP Number) November 2, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant t |
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| November 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 or ☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: |
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| November 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Knightscope, Inc. (Name of Issuer) Class A Common Stock, $0.001 par value (Title of Class of Securities) 49907V102 (CUSIP Number) November 2, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule purs |
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| November 10, 2022 |
Exhibit 107 Calculation of Filing Fee Tables S-1 (Form Type) Knightscope, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit(2) Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carr |
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| November 10, 2022 |
As filed with the Securities and Exchange Commission on November 10, 2022 As filed with the Securities and Exchange Commission on November 10, 2022 Registration No. |
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| October 20, 2022 |
Exhibit 99.1 Knightscope Completes Acquisition of CASE Emergency Systems Public Safety Innovator Accelerates Growth Nationwide MOUNTAIN VIEW, Calif., October 20, 2022 - Knightscope, Inc. (Nasdaq: KSCP) (?Knightscope? or the ?Company?), a leading developer of autonomous security robots, today announced it has completed its acquisition of CASE Emergency Systems (?CASE?). ?We look forward to collabor |
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| October 20, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 14, 2022 Knightscope, Inc. (Exact name of registrant as specified in its charter) Delaware 001-41248 46-2482575 (State or other jurisdiction of incorporation) (Commission File |
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| October 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 10, 2022 Knightscope, Inc. (Exact name of registrant as specified in its charter) Delaware 001-41248 46-2482575 (State or other jurisdiction of incorporation) (Commission File |
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| October 11, 2022 |
Form of Registration Rights Agreement Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (this ?Agreement?), dated as of October , 2022, is by and among Knightscope, Inc., a Delaware corporation with offices located at 1070 Terra Bella Avenue Mountain View, California 94043 (the ?Company?), and the undersigned buyers (each, a ?Buyer,? and collectively, the ?Buyers?). RECITALS A. In connection with the Securi |
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| October 11, 2022 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this ?Agreement?) is dated as of October 10, 2022, between Knightscope, Inc. a Delaware corporation (the ?Company?), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a ?Buyer? and collectively, the ?Buyers?). WHEREAS, subject to the terms and conditions set forth i |
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| October 11, 2022 |
Exhibit 4.2 [FORM OF WARRANT] NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATI |
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| October 11, 2022 |
Exhibit 4.1 [FORM OF SENIOR SECURED CONVERTIBLE NOTE] NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) |
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| October 11, 2022 |
Exhibit 99.1 Knightscope Announces Acquisition of CASE Emergency Systems Public Safety Innovator Continues Market Expansion with Growth Accelerator MOUNTAIN VIEW, Calif., October 11, 2022 - Knightscope, Inc. (Nasdaq: KSCP) (?Knightscope? or the ?Company?), a leading developer of autonomous security robots, today announced the signing of a definitive agreement to acquire CASE Emergency Systems (?CA |
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| October 11, 2022 |
Exhibit 2.1 EXECUTION VERSION ASSET PURCHASE AGREEMENT between CASE EMERGENCY SYSTEMS and KNIGHTSCOPE, INC. dated as of October 10, 2022 Table of Contents Article I DEFINITIONS 1 Article II PURCHASE AND SALE 10 Section 2.01 Purchase and Sale of Assets 10 Section 2.02 Excluded Assets 11 Section 2.03 Assumed Liabilities 12 Section 2.04 Excluded Liabilities 12 Section 2.05 Purchase Price 14 Section 2 |
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| August 16, 2022 |
As filed with the Securities and Exchange Commission on August 15, 2022 As filed with the Securities and Exchange Commission on August 15, 2022 Registration No. |
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| August 16, 2022 |
EX-FILING FEES 4 tm2223266d1ex-fillingfees.htm EX-FILING FEES EXHIBIT 107 Calculation of Filing Fee Table Form S-8 (Form Type) Knightscope, Inc. (Exact Name of Registrant as Specified in its Charter) Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Re |
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| August 16, 2022 |
As filed with the Securities and Exchange Commission on August 15, 2022 As filed with the Securities and Exchange Commission on August 15, 2022 Registration No. |
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| August 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 28, 2022 |
Exhibit 10.1 KNIGHTSCOPE, INC. 2022 Equity Incentive Plan 1. Purpose of the Plan. The Company has adopted the 2022 Equity Incentive Plan to (a) attract, retain and motivate individual service providers to the Company and its Related Companies by providing them the opportunity to acquire an equity interest in the Company and (b) align their interests and efforts with the long-term interests of the |
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| June 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 23, 2022 Knightscope, Inc. (Exact name of registrant as specified in its charter) Delaware 001-41248 46-2482575 (State or other jurisdiction of incorporation) (Commission File Nu |
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| May 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 12, 2022 |
Knightscope, Inc. 12,197,776 Shares of Class A Common Stock Table of Contents Filed Pursuant to Rule 424(b)(3) ?Registration No. 333-264259 PROSPECTUS Knightscope, Inc. 12,197,776 Shares of Class A Common Stock This prospectus relates to the offer and resale of up to 12,197,776 shares of our Class A common stock, par value $0.001 per share, by B. Riley Principal Capital, LLC (the ?Selling Stockholder?). The shares included in this prospectus consist of sha |
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| May 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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| May 2, 2022 |
DEF 14A 1 tm2213974-1def14a.htm DEF 14A TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of |
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| April 22, 2022 |
EXHIBIT 107 Calculation of Filing Fee Table Form S-8 (Form Type) Knightscope, Inc. |
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| April 22, 2022 |
As filed with the Securities and Exchange Commission on April 22, 2022 As filed with the Securities and Exchange Commission on April 22, 2022 Registration No. |
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| April 13, 2022 |
As filed with the Securities and Exchange Commission on April 13, 2022 Table of Contents As filed with the Securities and Exchange Commission on April 13, 2022 Registration No. |
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| April 13, 2022 |
EX-FILING FEES 4 tmb-20220411xexfilingfees.htm EXHIBIT 107 Exhibit 107 Calculation of Filing Fee Tables S-1 (Form Type) Knightscope, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered (1) Proposed Maximum Offering Price Per Unit(2) Maximum Aggre |
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| April 12, 2022 |
Exhibit 10.1 Execution Copy KNIGHTSCOPE, INC. AMENDMENT NO. 1 TO COMMON STOCK PURCHASE AGREEMENT This AMENDMENT NO. 1 TO COMMON STOCK PURCHASE AGREEMENT (this ?Amendment?) is entered into as of April 11, 2022 (the ?Effective Date?) and amends that certain Common Stock Purchase Agreement, dated as of April 4, 2022 (the ?Purchase Agreement?), by and between B. Riley Principal Capital, LLC, a Delawar |
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| April 12, 2022 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 11, 2022 Knightscope, Inc. (Exact name of registrant as specified in its charter) Delaware 001-41248 46-2482575 (State or other jurisdiction of incorporation) (Commission File N |
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| April 6, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 4, 2022 Knightscope, Inc. (Exact name of registrant as specified in its charter) Delaware 001-41248 46-2482575 (State or other jurisdiction of incorporation) (Commission File Nu |
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| April 6, 2022 |
Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (this ?Agreement?), dated as of April 4, 2022, is by and between B. Riley Principal Capital, LLC, a Delaware limited liability company (the ?Investor?), and Knightscope, Inc., a Delaware corporation (the ?Company?). RECITALS A. The Company and the Investor have entered into that certain Common Stock Purchase Agreement, d |
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| April 6, 2022 |
Exhibit 99.1 Knightscope Announces $100 Million B. Riley Committed Equity Facility Public Safety Innovator Celebrates 9th Anniversary of its Founding in Silicon Valley MOUNTAIN VIEW, Calif., April 4, 2022 - Knightscope, Inc. [Nasdaq: KSCP], a developer of advanced physical security technologies focused on enhancing U.S. security operations, today announced that it entered into a $100 million commo |
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| April 6, 2022 |
Exhibit 10.1 COMMON STOCK PURCHASE AGREEMENT Dated as of April 4, 2022 by and between KNIGHTSCOPE, INC. and B. RILEY PRINCIPAL CAPITAL, LLC Table of Contents Page Article I DEFINITIONS 1 Article II PURCHASE AND SALE OF COMMON STOCK 1 Section 2.1. Purchase and Sale of Stock 1 Section 2.2. Closing Date; Settlement Dates 2 Section 2.3. Initial Public Announcements and Required Filings 2 Article III P |
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| March 31, 2022 |
Table of Contents ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| March 31, 2022 |
Exhibit 4.1 DESCRIPTION OF CAPITAL STOCK The following description of capital stock of Knightscope, Inc. (the ?Company,? ?we,? ?us? and ?our?) summarizes certain provisions of our Amended and Restated Certificate of Incorporation (the ?certificate of incorporation?) and our Bylaws (the ?bylaws?). The description is intended as a summary, and is qualified in its entirety by reference to our certifi |
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| March 31, 2022 |
Exhibit.10.15 ? BOARD OF DIRECTORS AGREEMENT ? This Board of Directors Agreement (?Agreement?) made effective as of , 202, by and between Knightscope, Inc. 1070 Terra Bella Ave, Mountain View, CA 94043 (the ?Company?) and , ?..(address)?.(?Director?). ? I. Services Provided ? The Director agrees, subject to the Director's continued status as a director, to serve on the Company?s Board of Directors |
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| March 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 14, 2022 |
Exhibit 99.1 Knightscope News Release February 10, 2022 5:30AM PST Donna Loughlin Michaels, LMGPR, (408) 393-5575 Knightscope Elects Suzanne Muchin to Board of Directors Public Safety Innovation Company Takes Leadership Role in Corporate Governance Diversity MOUNTAIN VIEW, Calif., February 10, 2022 - Knightscope, Inc. [Nasdaq: KSCP], a developer of advanced physical security technologies focused o |
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| February 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 9, 2022 Knightscope, Inc. (Exact name of registrant as specified in its charter) Delaware 001-41248 46-2482575 (State or other jurisdiction of incorporation) (Commission File |
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| January 26, 2022 |
253G2 1 tm224455d1253g2.htm 253G2 Filed pursuant to Rule 253(g)(2) File No. 024-11680 OFFERING CIRCULAR DATED JANUARY 25, 2022 Knightscope, Inc. 1070 Terra Bella Avenue Mountain View, CA 94043 www.knightscope.com UP TO 4,000,000 SHARES OF CLASS A COMMON STOCK MINIMUM INDIVIDUAL INVESTMENT: 50 Shares ($500) SEE “SECURITIES BEING OFFERED” AT PAGE 44 Class A Common Stock Price to Public Underwriting |
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| January 25, 2022 |
Office of Manufacturing Division of Corporation Finance Securities and Exchange Commission Washington, DC 20549 January 25, 2022 Re: Knightscope, Inc. |
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| January 25, 2022 |
Registration Statement on Form 8-A, filed with the SEC on January 25, 2022 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Knightscope, Inc. (Exact name of registrant as specified in its charter) Delaware 46-2482575 (State of incorporation or organization) (I.R.S. Employer Identification No.) 1070 Terra Bella Avenue, M |
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| January 21, 2022 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 11.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the use in this Post-Qualification Amendment to the Offering Statement on Form 1-A of our report (which contains an explanatory paragraph relating to the Company’s ability to continue as a going concern as described in Note 1 to the financial statements) dated October 14, 2021, relating to the financial stat |
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| January 21, 2022 |
An offering statement pursuant to Regulation A relating to these securities has been filed with the Securities and Exchange Commission. |
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| January 21, 2022 |
Office of Manufacturing Division of Corporation Finance Securities and Exchange Commission Washington, DC 20549 January 21, 2022 Re: Knightscope, Inc. |
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| January 21, 2022 |
Office of Manufacturing Division of Corporation Finance Securities and Exchange Commission Washington, DC 20549 January 21, 2022 Re: Knightscope, Inc. |
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| November 30, 2021 |
253G2 1 tm2134170d1253g2.htm 253G2 Filed pursuant to Rule 253(g)(2) File No. 024-11680 OFFERING CIRCULAR DATED NOVEMBER 29, 2021 Knightscope, Inc. 1070 Terra Bella Avenue Mountain View, CA 94043 www.knightscope.com UP TO 4,000,000 SHARES OF CLASS A COMMON STOCK MINIMUM INDIVIDUAL INVESTMENT: 50 Shares ($500) SEE “SECURITIES BEING OFFERED” AT PAGE 44 Class A Common Stock Price to Public Underwritin |
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| November 24, 2021 |
Office of Manufacturing Division of Corporation Finance Securities and Exchange Commission Washington, DC 20549 November 24, 2021 Re: Knightscope, Inc. |
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| November 23, 2021 |
Exhibit 6.16 BOARD OF DIRECTORS AGREEMENT This Board of Directors Agreement (“Agreement”) made effective as of 9/26/2021, by and between Knightscope, Inc. 1070 Terra Bella Ave, Mountain View, CA 94043 (the “Company”) and Patricia Watkins, (“Director”), provides for director services, according to the following terms and conditions. Director acknowledges and understands that the Company intends to |
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| November 23, 2021 |
Exhibit 6.17 BOARD OF DIRECTORS AGREEMENT This Board of Directors Agreement (“Agreement”) made effective as of 10/12/2021, by and between Knightscope, Inc. 1070 Terra Bella Ave, Mountain View, CA 94043 (the “Company”) and Trish Howell, (“Director”), provides for director services, according to the following terms and conditions. Director acknowledges and understands that the Company intends to ret |
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| November 23, 2021 |
Escrow Agreement SECURITIES OFFERING Exhibit 8.3 Escrow Agreement FOR SECURITIES OFFERING This Escrow Agreement, effective as of , (“Escrow Agreement”), is by, between and among The Bryn Mawr Trust Company of Delaware, a Delaware Limited Purpose Trust Company and located at 20 Montchanin Rd., Suite 100, Greenville, DE 19807 as Escrow Agent hereunder (“Escrow Agent”); StartEngine Primary, LLC (“Broker”), at 3900 W. Alameda Ave, Suite |
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| November 23, 2021 |
Exhibit 6.14 BOARD OF DIRECTORS AGREEMENT This Board of Directors Agreement (“Agreement”) made effective as of the 9/15/2021, by and between Knightscope, Inc. 1070 Terra Bella Ave, Mountain View, CA 94043 (the “Company”) and Linda Keene Solomon (“Director”), provides for director services, according to the following terms and conditions. Director acknowledges and understands that the Company inten |
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| November 23, 2021 |
Exhibit 8.2 Escrow Services Agreement This Escrow Services Agreement (this “Agreement”) is made and entered into as of October 27, 2021 by and between Prime Trust, LLC (“Prime Trust” or “Escrow Agent”), Knightscope, Inc. (the “Issuer”), StartEngine Primary LLC (the “Broker”), and Digital Offering LLC (the “Managing Broker”). Recitals WHEREAS, the Issuer proposes to offer for sale and sell securiti |
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| November 23, 2021 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 11.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the use in this Amendment No. 1 to the Offering Statement on Form 1-A of our report (which contains an explanatory paragraph relating to the Company’s ability to continue as a going concern as described in Note 1 to the financial statements) dated October 14, 2021, relating to the financial statements of Kni |
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| November 23, 2021 |
Exhibit 3.12 THIS WARRANT AND THE UNDERLYING SECURITIES HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "ACT'), OR UNDER THE SECURITIES LAWS OF ANY STATE. THESE SECURITIES MAY NOT BE OFFERED, SOLD OR OTHERWISE TRANSFERRED, PLEDGED OR HYPOTHECATED EXCEPT AS PERMITTED UNDER THE ACT AND APPLICABLE STATE SECURITIES LAWS IN ACCORDANCE WITH APPLICABLE REGISTRATION REQUIREMENTS |
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| November 23, 2021 |
Exhibit 3.11 CONSENT AND OMNIBUS AMENDMENT TO NOTE AND WARRANT PURCHASE AGREEMENT, SUBORDINATED CONVERTIBLE PROMISSORY NOTES AND WARRANTS THIS CONSENT AND OMNIBUS AMENDMENT TO NOTE AND WARRANT PURCHASE AGREEMENT, SUBORDINATED CONVERTIBLE PROMISSORY NOTES AND WARRANTS (this “Amendment”) is entered into as of the 18th day of November, 2021, by and among Knightscope, Inc., a Delaware corporation (the |
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| November 23, 2021 |
Exhibit 6.12 BOARD OF DIRECTORS AGREEMENT This Board of Directors Agreement (“Agreement”) made effective as of 8/31/2021, by and between Knightscope, Inc. 1070 Terra Bella Ave, Mountain View, CA 94043 (the “Company”) and Kristi Ross, (“Director”), provides for director services, according to the following terms and conditions. Director acknowledges and understands that the Company intends to retai |
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| November 23, 2021 |
Exhibit 12.1 Knightscope, Inc. 1070 Terra Bella Avenue Mountain View, CA 94043 November 23, 2021 To the Board of Directors: We are acting as counsel to Knightscope, Inc. (the “Company”) with respect to the preparation and filing of an offering statement on Form 1-A. The offering statement covers the contemplated sale of up to 4,000,000 shares of the Company’s Class A Common Stock. In connection wi |
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| November 23, 2021 |
Exhibit 6.13 BOARD OF DIRECTORS AGREEMENT This Board of Directors Agreement (“Agreement”) made effective as of 9/14/2021, by and between Knightscope, Inc. 1070 Terra Bella Ave, Mountain View, CA 94043 (the “Company”) and Candace Widdoes, (“Director”), provides for director services, according to the following terms and conditions. Director acknowledges and understands that the Company intends to r |
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| November 23, 2021 |
SUBSCRIPTION AGREEMENT Common Stock In Knightscope, Inc. Exhibit 4.3 SUBSCRIPTION AGREEMENT Common Stock In Knightscope, Inc. This Subscription Agreement relates to my/our agreement to purchase shares of common stock, $0.001 par value per share (the "Shares"), to be issued by Knightscope, Inc., a Delaware corporation (the "Company"), for a purchase price of $[$10] per Share, for a total purchase price of ("Subscription Price"), subject to the terms, con |
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| November 23, 2021 |
Exhibit 13.2 |
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| November 23, 2021 |
KNIGHTSCOPE, INC. VOTING PROXY Exhibit 3.7 KNIGHTSCOPE, INC. VOTING PROXY This voting proxy (this “Proxy”) is effective as of the date first written below and is made by the undersigned stockholder with respect to the voting of shares of capital stock of Knightscope, Inc., a Delaware corporation (the “Company”). WHEREAS, the undersigned stockholder is a holder of shares of the Company’s Series m-4 Preferred Stock, and a holder |
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| November 23, 2021 |
Exhibit 6.15 BOARD OF DIRECTORS AGREEMENT This Board of Directors Agreement (“Agreement”) made effective as of 9/23/2021, by and between Knightscope, Inc. 1070 Terra Bella Ave, Mountain View, CA 94043 (the “Company”) and Jackeline V. Hernandez Fentanez, (“Director”), provides for director services, according to the following terms and conditions. Director acknowledges and understands that the Comp |
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| November 23, 2021 |
Exhibit 1.1 Knightscope, Inc. Maximum: 4,000,000 Shares of Class A Common Stock $0.001 par value per share SELLING AGENCY AGREEMENT [ ], 2021 Digital Offering, LLC 1461 Glenneyre Street, Suite D Laguna Beach, CA 92651 Dear Ladies and Gentlemen: Knightscope, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions contained in this Selling Agency Agreement (this “ |
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| November 23, 2021 |
An offering statement pursuant to Regulation A relating to these securities has been filed with the Securities and Exchange Commission. |
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| October 15, 2021 |
Exhibit 8.1 ESCROW AGREEMENT This ESCROW AGREEMENT (this “Agreement”) dated as of this 27th day of September 2021 by and among Knightscope, Inc., a Delaware corporation (the “Company”), having an address at 1070 Terra Bella Avenue, Mountain View, CA 94043; Digital Offering, LLC, having an address at 1461 Glenneyre Street, Suite D, Laguna Beach, CA 92651 (“Placement Agent”), and WILMINGTON TRUST, N |
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| October 15, 2021 |
Exhibit 6.7 Knightscope, Inc. EMPLOYMENT AGREEMENT This Employment Agreement (the “Agreement”) is entered into as of the Effective Date (as defined below) by and between Knightscope, Inc. (the “Company”), and Stacy Stephens (“Executive”). 1. Duties and Scope of Employment. (a) Positions and Duties. As of the Effective Date, Executive will serve as the Company’s EVP and Chief Client Officer. Execut |
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| October 15, 2021 |
Exhibit 6.10 Knightscope, Inc. EMPLOYMENT AGREEMENT This Employment Agreement (the ?Agreement?) is entered into as of the Effective Date (as defined below) by and between Knightscope, Inc. (the ?Company?), and Aaron Lehnhardt (?Executive?). 1. Duties and Scope of Employment. (a) Positions and Duties. As of the Effective Date, Executive will serve as the Company?s EVP and Chief Design Officer. Exec |
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| October 15, 2021 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 11.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the use in this Offering Statement on Form 1-A of our report (which contains an explanatory paragraph relating to the Company?s ability to continue as a going concern as described in Note 1 to the financial statements) dated October 14, 2021, relating to the financial statements of Knightscope, Inc., which a |
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| October 15, 2021 |
SUBSCRIPTION AGREEMENT Common Stock In Knightscope, Inc. Exhibit 4.1 SUBSCRIPTION AGREEMENT Common Stock In Knightscope, Inc. This Subscription Agreement relates to my/our agreement to purchase shares of common stock, $0.001 par value per share (the "Shares"), to be issued by Knightscope, Inc., a Delaware corporation (the "Company"), for a purchase price of $[ ] per Share, for a total purchase price of $ ("Subscription Price"), subject to the terms, con |
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| October 15, 2021 |
An offering statement pursuant to Regulation A relating to these securities has been filed with the Securities and Exchange Commission. |
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| October 15, 2021 |
KNIGHTSCOPE PUBLIC LISTING Shareholder Meeting Script – DRAFT9 1PM PDT Tue 21 September 2021 Exhibit 13.1 KNIGHTSCOPE PUBLIC LISTING Shareholder Meeting Script – DRAFT9 1PM PDT Tue 21 September 2021 BACKGROUND This script is intended to be vetted thoroughly by issuer’s counsel and underwriter’s counsel and upon preliminary sign-off, will be turned into a full-length, highly produced video, with the same content. The CEO will be the voice over actor on the video and the final product will |
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| October 15, 2021 |
SUBSCRIPTION AGREEMENT Common Stock In Knightscope, Inc Exhibit 4.2 SUBSCRIPTION AGREEMENT Common Stock In Knightscope, Inc This Subscription Agreement relates to my/our agreement to purchase shares of common stock, $0.001 par value per share (the "Shares"), to be issued by Knightscope, Inc., a Delaware corporation (the "Company"), for a purchase price of $[ ] per Share, for a total purchase price of $ ("Subscription Price"), subject to the terms, cond |
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| October 15, 2021 |
Exhibit 6.11 Knightscope, Inc. EMPLOYMENT AGREEMENT This Employment Agreement (the “Agreement”) is entered into as of the Effective Date (as defined below) by and between Knightscope, Inc. (the “Company”), and Peter M. Weinberg (“Executive”). 1. Duties and Scope of Employment. (a) Positions and Duties. As of the Effective Date July 1, 2021, Executive will serve as the Company’s General Counsel. Ex |
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| October 15, 2021 |
EX1A-6 MAT CTRCT 7 tm2129412d1ex6-8.htm EXHIBIT 6.8 Exhibit 6.8 Knightscope, Inc. EMPLOYMENT AGREEMENT This Employment Agreement (the “Agreement”) is entered into as of the Effective Date (as defined below) by and between Knightscope, Inc. (the “Company”), and Mallorie Burak (“Executive”). 1. Duties and Scope of Employment. (a) Positions and Duties. As of the Effective Date, Executive will serve a |
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| October 15, 2021 |
Exhibit 6.6 Knightscope, Inc. EMPLOYMENT AGREEMENT This Employment Agreement (the ?Agreement?) is entered into as of the Effective Date (as defined below) by and between Knightscope, Inc. (the ?Company?), and William Santana Li (?Executive?). 1. Duties and Scope of Employment. (a) Positions and Duties. As of the Effective Date, Executive will serve as the Company?s Chief Executive Officer. Executi |
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| October 15, 2021 |
Exhibit 6.9 Knightscope, Inc. EMPLOYMENT AGREEMENT This Employment Agreement (the “Agreement”) is entered into as of the Effective Date (as defined below) by and between Knightscope, Inc. (the “Company”), and Mercedes Soria Li (“Executive”). 1. Duties and Scope of Employment. (a) Positions and Duties. As of the Effective Date, Executive will serve as the Company’s EVP and Chief Intelligence Office |
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| September 28, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 1-SA SEMIANNUAL REPORT SEMIANNUAL REPORT PURSUANT TO REGULATION A For the fiscal semiannual period ended June 30, 2021 KNIGHTSCOPE, INC. (Exact name of registrant as specified in its charter) Commission File Number: 024-10633 Delaware 46-2482575 (State or other jurisdiction of incorporation or organization) (I.R.S. Employ |
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| April 30, 2021 |
Exhibit 6.6 Referral Agreement This Referral Program Agreement (the ?Agreement?) is by and between Knightscope, Inc., a California corporation (?Knightscope? or ?Equipment Supplier?), and Dimension Funding, LLC, a Delaware corporation (?DIMENSION FUNDING, LLC? or ?Dimension?)). RECITALS A. Knightscope has agreed to refer certain clients to Dimension Funding for the purposes of offering their clien |
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| April 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 1-K ANNUAL REPORT ANNUAL REPORT PURSUANT TO REGULATION A OF THE SECURITIES ACT OF 1933 For the fiscal year ended December 31, 2020 KNIGHTSCOPE, INC. (Exact name of registrant as specified in its charter) Commission File Number: 024-10633 Delaware 46-2482575 (State or other jurisdiction of incorporation or organization) (I |
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| February 19, 2021 |
Supplement filed pursuant to Rule 253(g)(2) File No. 024-11238 SUPPLEMENT DATED FEBRUARY 19, 2021 TO OFFERING CIRCULAR DATED OCTOBER 21, 2020 KNIGHTSCOPE, INC. This document supplements, and should be read in conjunction with, the Offering Circular (the ?Offering Circular?) dated October 21, 2020 of Knightscope, Inc. (the ?Company?). Unless otherwise defined in this supplement, capitalized terms u |
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| October 22, 2020 |
Filed pursuant to Rule 253(g)(2) File No. 024-11238 OFFERING CIRCULAR DATED OCTOBER 21, 2020 Knightscope, Inc. 1070 Terra Bella Avenue Mountain View, CA 94043 www.knightscope.com UP TO 2,500,000 SHARES OF SERIES S PREFERRED STOCK CONVERTIBLE INTO SHARES OF CLASS A COMMON STOCK MINIMUM INDIVIDUAL INVESTMENT: 50 Shares ($500) SEE “SECURITIES BEING OFFERED” AT PAGE 35 Common Stock Price to Public Und |
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| October 19, 2020 |
Anne Nguyen Parker Chief Office of Manufacturing Division of Corporation Finance Securities and Exchange Commission Washington, DC 20549 October 19, 2020 Re: Knightscope, Inc. |
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| October 5, 2020 |
An offering statement pursuant to Regulation A relating to these securities has been filed with the Securities and Exchange Commission. |
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| October 2, 2020 |
October 2, 2020 Ms. Anne Nguyen Parker Office Chief Office of Manufacturing Division of Corporation Finance Securities and Exchange Commission Washington DC 20549 Re: Knightscope, Inc. Amendment No. 2 to Offering Statement on Form 1-A Filed September 18, 2020 File No. 024-11238 Dear Ms. Parker: We acknowledge receipt of the comments in your letter dated September 29, 2020 regarding the Offering St |
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| September 28, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 1-SA SEMIANNUAL REPORT SEMIANNUAL REPORT PURSUANT TO REGULATION A For the fiscal semiannual period ended June 30, 2020 KNIGHTSCOPE, INC. (Exact name of registrant as specified in its charter) Delaware 46-2482575 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification No.) 1070 Terra |
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| September 18, 2020 |
An offering statement pursuant to Regulation A relating to these securities has been filed with the Securities and Exchange Commission. |
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| September 18, 2020 |
Exhibit 11.1 Consent of Independent Auditors We consent to the use of our report dated May 12, 2020, in Amendment No. 2 to the Regulation A Offering Statement (Form 1-A No. 024-11238) of Knightscope, Inc. /s/ Ernst & Young LLP San Francisco, California September 18, 2020 1 |
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| September 18, 2020 |
September 18, 2020 Ms. Anne Nguyen Parker Office Chief Office of Manufacturing Division of Corporation Finance Securities and Exchange Commission Washington DC 20549 Re: Knightscope, Inc. Amendment No. 1 to Offering Statement on Form 1-A Filed July 17, 2020 File No. 024-11238 Dear Ms. Parker: We acknowledge receipt of the comments in your letter dated July 30, 2020 regarding the Offering Statement |
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| July 20, 2020 |
Filed pursuant to Rule 253(g)(2) File No. 024-11004 SUPPLEMENT DATED JULY 20, 2020 Knightscope, Inc. EXPLANATORY NOTE This document supplements, and should be read in conjunction with, the offering statement on Form 1-A filed by Knightscope, Inc. (the “Company”) and amendments and supplements thereto. The offering statement was qualified by the U.S. Securities and Exchange Commission on July 22, 2 |
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| July 17, 2020 |
An offering statement pursuant to Regulation A relating to these securities has been filed with the Securities and Exchange Commission. |
