LAZ / Lazard, Inc. - Pengajuan SECLaporan Tahunan, Pernyataan Proksi

LAZARD APPOINTS DMITRY SHEVELENKO FROM PERPLEXITY AI TO ITS BOARD OF DIRECTORS Strengthens commitment to being the world’s leading independent financial firm by combining AI-driven insights with the collective intellectual capital of its people

LAZARD APPOINTS DMITRY SHEVELENKO FROM PERPLEXITY AI TO ITS BOARD OF DIRECTORS Strengthens commitment to being the world’s leading independent financial firm by combining AI-driven insights with the collective intellectual capital of its people NEW YORK, September 2, 2025 – Lazard, Inc.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 28, 2025 Lazard, Inc. (Exa

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 28, 2025 Lazard, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32492 98-0437848 (State or Other Jurisdiction of Incorporation) (Commission File Numbe

LAZARD ANNOUNCES RESULTS OF CASH TENDER OFFER OF LAZARD GROUP LLC

Exhibit 99.1 LAZARD ANNOUNCES RESULTS OF CASH TENDER OFFER OF LAZARD GROUP LLC NEW YORK, August 4, 2025 – Lazard, Inc. (NYSE: LAZ) announced today the expiration and final results of the previously announced cash tender offer (the “Tender Offer”) of its subsidiary Lazard Group LLC (“Lazard Group”) for any and all of its outstanding 3.625% Senior Notes due March 1, 2027 (the “Notes”). The Tender Of

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 4, 2025 Lazard, Inc. (Exac

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 4, 2025 Lazard, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32492 98-0437848 (State or Other Jurisdiction of Incorporation) (Commission File Number

LAZARD GROUP LLC TWELFTH SUPPLEMENTAL INDENTURE Dated as of August 1, 2025 LAZARD GROUP LLC LAZARD, INC. THE BANK OF NEW YORK MELLON, as Trustee to the Dated as of May 10, 2005 LAZARD GROUP LLC THE BANK OF NEW YORK MELLON, as Trustee Table of Content

Exhibit 4.1 LAZARD GROUP LLC TWELFTH SUPPLEMENTAL INDENTURE Dated as of August 1, 2025 among LAZARD GROUP LLC and LAZARD, INC. and THE BANK OF NEW YORK MELLON, as Trustee to the INDENTURE Dated as of May 10, 2005 between LAZARD GROUP LLC and THE BANK OF NEW YORK MELLON, as Trustee Table of Contents Page ARTICLE I Definitions SECTION 1.01. Definitions 2 SECTION 1.02. Other Definitions 6 ARTICLE II

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 28, 2025 Lazard, Inc. (Exact

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 28, 2025 Lazard, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32492 98-0437848 (State or Other Jurisdiction of Incorporation) (Commission File Number)

LAZARD ANNOUNCES TOTAL CONSIDERATION FOR LAZARD GROUP LLC’S CASH TENDER OFFER FOR ITS 3.625% SENIOR NOTES DUE 2027

Exhibit 99.2 LAZARD ANNOUNCES TOTAL CONSIDERATION FOR LAZARD GROUP LLC’S CASH TENDER OFFER FOR ITS 3.625% SENIOR NOTES DUE 2027 NEW YORK, August 1, 2025 – Lazard, Inc. (NYSE: LAZ) announced today the Total Consideration as set forth in the table below in respect of the previously announced cash tender offer (the “Tender Offer”) of its subsidiary Lazard Group LLC (“Lazard Group”) for any and all of

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Exhibit 99.1 LAZARD ANNOUNCES CLOSING OF SENIOR NOTES OFFERING BY LAZARD GROUP LLC NEW YORK, August 1, 2025 – Lazard, Inc. (NYSE: LAZ) announced today that its subsidiary Lazard Group LLC (“Lazard Group”) has completed its previously announced offering (the “Offering”) of $300,000,000 aggregate principal amount of 5.625% Senior Notes due 2035 (the “Notes”). The Notes were issued by Lazard Group an

Lazard Group LLC $300,000,000 5.625% Senior Notes Due 2035 Fully and Unconditionally Guaranteed By Lazard, Inc. Underwriting Agreement (this “Agreement”)

Exhibit 1.1 Execution Version Lazard Group LLC $300,000,000 5.625% Senior Notes Due 2035 Fully and Unconditionally Guaranteed By Lazard, Inc. Underwriting Agreement (this “Agreement”) July 28, 2025 Citigroup Global Markets Inc. 388 Greenwich Street New York, New York 10013 as Representative of the several Underwriters Ladies and Gentlemen: Lazard Group LLC, a limited liability company organized un

Table 1: Newly Registered and Carry Forward Securities

Calculation of Filing Fee Tables S-3 Lazard, Inc. Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effective Date Filing

$300,000,000 Lazard Group LLC 5.625% Senior Notes due 2035 Fully and Unconditionally Guaranteed by Lazard, Inc.

Filed Pursuant to Rule 424(b)(5) Registration No. 333-285808 PROSPECTUS SUPPLEMENT (To Prospectus dated March 14, 2025) $300,000,000 Lazard Group LLC 5.625% Senior Notes due 2035 Fully and Unconditionally Guaranteed by Lazard, Inc. This is an offering by Lazard Group LLC, a Delaware limited liability company (“Lazard Group”), of $300,000,000 aggregate principal amount of 5.625% senior notes due 20

LAZARD GROUP LLC 5.625% SENIOR NOTES DUE 2035 FULLY AND UNCONDITIONALLY GUARANTEED BY LAZARD, INC. PRICING TERM SHEET DATED JULY 28, 2025

Issuer Free Writing Prospectus (Relating to the Preliminary Prospectus Supplement dated July 28, 2025 and the Prospectus dated March 14, 2025) Filed Pursuant to Rule 433 Registration Statement No.

SUBJECT TO COMPLETION, DATED JULY 28, 2025

Filed Pursuant to Rule 424(b)(5) Registration No. 333-285808 The information in this preliminary prospectus supplement relates to an effective registration statement under the Securities Act of 1933, but is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell and we are not seeking an offer to buy these securities in any j

LAZARD ANNOUNCES CASH TENDER OFFER FOR 3.625% SENIOR NOTES DUE 2027 OF LAZARD GROUP LLC

Exhibit 99.2 LAZARD ANNOUNCES CASH TENDER OFFER FOR 3.625% SENIOR NOTES DUE 2027 OF LAZARD GROUP LLC NEW YORK, July 28, 2025 – Lazard, Inc. (NYSE: LAZ) announced today that its subsidiary Lazard Group LLC (“Lazard Group”) is commencing a cash tender offer (the “Tender Offer”) for any and all of its outstanding 3.625% Senior Notes due March 1, 2027 (the “Notes”). The Tender Offer is being made upon

LAZARD ANNOUNCES COMMENCEMENT OF SENIOR NOTES OFFERING AND CONCURRENT TENDER OFFER BY LAZARD GROUP LLC

Exhibit 99.1 LAZARD ANNOUNCES COMMENCEMENT OF SENIOR NOTES OFFERING AND CONCURRENT TENDER OFFER BY LAZARD GROUP LLC NEW YORK, July 28, 2025 – Lazard, Inc. (NYSE: LAZ) announced today that its subsidiary Lazard Group LLC (“Lazard Group”) is commencing an offering (the “Offering”) of one or more series of its senior notes (the “Notes”). The Notes would be issued by Lazard Group and would be offered

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 28, 2025 Lazard, Inc. (Exact

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 28, 2025 Lazard, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32492 98-0437848 (State or Other Jurisdiction of Incorporation) (Commission File Number)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 001-32492 (Commission File Number) LAZARD, I

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 24, 2025 Lazard, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32492 98-0437848 (State or Other Jurisdiction of Incorporation) (Commission File Number)

LAZARD REPORTS SECOND QUARTER AND FIRST HALF 2025 RESULTS

LAZARD REPORTS SECOND QUARTER AND FIRST HALF 2025 RESULTS •Financial Advisory reported record adjusted net revenue for the second quarter up 20% year over year and driven by robust activity in Europe •Asset Management reported positive net flows in the second quarter and AUM of $248 billion as of June 30, 2025 •Financial Advisory hired 14 Managing Directors year to date, underscoring success in attracting world-class talent to support long-term growth NEW YORK, July 24, 2025 – Lazard, Inc.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2025 Lazard, Inc. (Exact n

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2025 Lazard, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32492 98-0437848 (State or Other Jurisdiction of Incorporation) (Commission File Number) (

Letter Agreement regarding Terms of Continued Employment, dated as of April

EXHIBIT 10.29 April 24, 2025 Alexandra Soto At the address on file with Lazard Re: Terms of Continued Employment Dear Alexandra, This letter agreement, including the additional terms and conditions set forth in Annex A, Annex B and Annex C (collectively, this “Agreement”), between you (the “Executive”) and Lazard, Inc., on its behalf and on behalf of its subsidiaries and affiliates (collectively w

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 001-32492 (Commission File Number) LAZARD,

Letter Agreement regarding Terms of Continued Employment, dated as of April

EXHIBIT 10.30 April 24, 2025 Christian A. Weideman At the address on file with Lazard Re: Terms of Continued Employment Dear Chris, This letter agreement, including the additional terms and conditions set forth in Annex A and Annex B (collectively, this “Agreement”), between you (the “Executive”) and Lazard, Inc., on its behalf and on behalf of its subsidiaries and affiliates (collectively with it

Letter Agreement regarding Terms of Continued Employment, dated as of April

EXHIBIT 10.18 April 24, 2025 Peter R. Orszag At the address on file with Lazard Re: Terms of Continued Employment Dear Peter, This letter agreement, including the additional terms and conditions set forth in Annex A and Annex B (collectively, this “Agreement”), between you (the “Executive”) and Lazard, Inc., on its behalf and on behalf of its subsidiaries and affiliates (collectively with its and

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.  )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A   Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.  ) Filed by the Registrant ☒ Filed by a Party other than the Registrant  ☐ Check the appropriate box:  ☐ Preliminary Proxy Statement  ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))  

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 25, 2025 Lazard, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32492 98-0437848 (State or Other Jurisdiction of Incorporation) (Commission File Number

LAZARD REPORTS FIRST-QUARTER 2025 RESULTS

LAZARD REPORTS FIRST-QUARTER 2025 RESULTS •Financial Advisory Managing Directors total 210, achieving hiring and promotion goals outlined in the Lazard 2030 Strategic Plan •Asset Management launched three active ETFs in the United States, increasing our offerings to meet investor demand and preferences •Announced strategic alliance with Arini Capital Management, further expanding Lazard’s connectivity to private capital across Europe NEW YORK, April 25, 2025 – Lazard, Inc.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101)   Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant  ☐ Check the appropriate box:  ☐ Preliminary Proxy Statement  ☐ C

Calculation of Filing Fee Table.

Calculation of Filing Fee Tables S-3 Lazard, Inc. Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effective Date Filing

Statement of Eligibility of The Bank of New York Mellon on Form T-1 under the Trust Indenture Act of 1939, as amended, for the Indenture dated as of May 10, 2005.*

Exhibit 25.1 = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) || THE BA

Form of Debt Securities Indenture

Exhibit 4.16 LAZARD GROUP LLC FORM OF INDENTURE Dated as of [ ] [ ], Trustee TABLE OF CONTENTS ARTICLE ONE DEFINITIONS AND INCORPORATION BY REFERENCE Section 1.01 Definitions 1 Section 1.02 Other Definitions 6 Section 1.03 Incorporation by Reference of Trust Indenture Act 6 Section 1.04 Rules of Construction 7 ARTICLE TWO THE SECURITIES Section 2.01 Issuable in Series 7 Section 2.02 Establishment

As filed with the Securities and Exchange Commission on March 14, 2025

As filed with the Securities and Exchange Commission on March 14, 2025 Registration No.

LAZARD APPOINTS PETER HARRISON TO BOARD OF DIRECTORS Board Leadership Reinforces Lazard’s Asset Management Strategy

LAZARD APPOINTS PETER HARRISON TO BOARD OF DIRECTORS Board Leadership Reinforces Lazard’s Asset Management Strategy NEW YORK, March 3, 2025 – Lazard, Inc.

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 3, 2025 Lazard, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32492 98-0437848 (State or Other Jurisdiction of Incorporation) (Commission File Number)

Insider Trading Policy (incorporated by reference to Exhibit 19.1 to the Registrant’s Annual Report on Form 10-K (File No. 001-32492) filed on February 24, 2025)

EXHIBIT 19.1 Insider Trading Policy I.Purpose The purpose of this policy (this “Policy”) is to describe specific requirements and restrictions on the ability of directors, officers and employees of Lazard, Inc. and its subsidiaries (“Lazard” or the “Firm”) to transact in securities issued by Lazard1 and the securities of other companies. The Firm has adopted this Policy to ensure compliance with a

List of Issuers of Guaranteed Securities (incorporated by reference to Exhibit 22.1 to the Registrant’s Annual Report on Form 10-K (File No. 001-32492) filed on February 24, 2025).

Exhibit 22.1 List of Issuers of Guaranteed Securities As of December 31, 2024, Lazard, Inc. (Parent Guarantor) was the sole guarantor of the following senior notes issued by Lazard Group LLC (Subsidiary Issuer), a Delaware limited liability company and wholly-owned subsidiary of Parent Guarantor: 3.625% Senior Notes due 2027 4.500% Senior Notes due 2028 4.375% Senior Notes due 2029 6.000% Senior N

Description of Registrant’s Common Stock.

Exhibit 4.10 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED UNDER SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Description of Common Stock Lazard, Inc. has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended: common stock, par value of $0.01 per share (“common stock”). The following summary is a description of the material terms of our

First Amendment to Second Amended and Restated Credit Agreement, dated as of December 23, 2024, by and among Lazard Group LLC, Lazard, Inc., the Banks party thereto and Citibank, N.A., as Administrative Agent.

EXHIBIT 10.31 FIRST AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT This First Amendment to Second Amended and Restated Credit Agreement, dated as of December 23, 2024 (this “Amendment”) is entered into by and among Lazard Group LLC, a Delaware limited liability company (the “Company”), Lazard, Inc., a Delaware corporation (“Holdings”), the Banks party hereto and Citibank, N.A., a nation

, 2024, by and between Kenneth M. Jacobs and Lazard, Inc.

EXHIBIT 10.13 November 22, 2024 Kenneth M. Jacobs At the address on file with Lazard Re: Leadership Transition Dear Ken, The Board of Directors of Lazard, Inc. (the “Board”) expresses its deep appreciation for your leadership over the past 15 years and your desire to focus on continuing to provide world-class strategic financial advice to the Firm’s clients. This letter agreement memorializes the

Subsidiaries of the Registrant

Exhibit 21.1 SUBSIDIARIES OF REGISTRANT NAME OF SUBSIDIARY COUNTRY OF ORGANIZATION Lazard Group LLC U.S. Lazard International Holdings, Inc. U.S. Lazard Holdings LLC U.S. Lazard Frères & Co. LLC U.S. Lazard Asset Management LLC U.S. LLtd Corp I U.S. LLtd Corp II U.S. Lazard & Co., Holdings Limited United Kingdom Lazard & Co., Limited United Kingdom Lazard & Co., Services Limited United Kingdom Com

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 001-32492 (Commission File Number) LAZARD, INC.

LAZARD REPORTS FOURTH-QUARTER AND FULL-YEAR 2024 RESULTS

LAZARD REPORTS FOURTH-QUARTER AND FULL-YEAR 2024 RESULTS •Firm-wide adjusted net revenue increased 18% in 2024 •Financial Advisory adjusted net revenue increased 28% in 2024 •Asset Management adjusted net revenue increased 3% in 2024 NEW YORK, January 30, 2025 – Lazard, Inc.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 30, 2025 Lazard, Inc. (Ex

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 30, 2025 Lazard, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32492 98-0437848 (State or Other Jurisdiction of Incorporation) (Commission File Numb

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 11, 2024 Lazard, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32492 98-0437848 (State or Other Jurisdiction of Incorporation) (Commission File Num

LAZARD, INC. ANNOUNCES RESULTS OF CONSENT SOLICITATION AND OFFER TO GUARANTEE LAZARD GROUP LLC SENIOR NOTES

Exhibit 99.1 LAZARD, INC. ANNOUNCES RESULTS OF CONSENT SOLICITATION AND OFFER TO GUARANTEE LAZARD GROUP LLC SENIOR NOTES NEW YORK-(BUSINESS WIRE)-December 11, 2024 – Lazard, Inc. (NYSE: LAZ) (“Lazard”) today announced that, in connection with its previously announced consent solicitation and offer to guarantee for Lazard Group LLC (a wholly owned subsidiary of Lazard) (“Lazard Group”) senior notes

Eleventh Supplemental Indenture, dated as of December 12, 2024, among Lazard Group LLC, Lazard, Inc. and The Bank of New York Mellon, as trustee

Exhibit 4.1 ELEVENTH SUPPLEMENTAL INDENTURE Dated as of December 12, 2024 among LAZARD GROUP LLC and LAZARD, INC. and THE BANK OF NEW YORK MELLON, as Trustee to the INDENTURE Dated as of May 10, 2005 between LAZARD GROUP LLC and THE BANK OF NEW YORK MELLON, as Trustee Table of Contents Page ARTICLE I Definitions SECTION 1.01. Definitions 2 ARTICLE II AMENDMENTS SECTION 2.01. Modifications to Origi

Table 1: Newly Registered and Carry Forward Securities

Calculation of Filing Fee Tables S-3 Lazard, Inc. Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effective Date Filing

Consent Solicitation and Offer to Guarantee Lazard, Inc. for the following series of securities

Filed Pursuant to Rule 424(b)(5) Registration No. 333-263575 CONSENT SOLICITATION/PROSPECTUS SUPPLEMENT (To Prospectus dated December 5, 2024) Consent Solicitation and Offer to Guarantee by Lazard, Inc. for the following series of securities Issuer Debt Security Description CUSIP No. Aggregate Principal Amount Lazard Group LLC 3.625% Senior Notes Due 2027 52107QAH8 300,000,000 Lazard Group LLC 4.5

Power of Attorney for Dan Schulman.*

Exhibit 24.3 POWER OF ATTORNEY The undersigned director does hereby constitute and appoint Christian A. Weideman and Shari Soloway and each of them, with full power of substitution, the undersigned’s true and lawful attorneys-in-fact and agents to do any and all acts and things in his name and on behalf in his capacity as a director, and to execute any and all instruments for him and in his name i

As filed with the Securities and Exchange Commission on December 5, 2024

As filed with the Securities and Exchange Commission on December 5, 2024 Registration No.

Calculation of Filing Fee Table.*

Calculation of Filing Fee Tables S-3 Lazard, Inc. Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effective Date Filing

Form of Eleventh Supplemental Indenture

Exhibit 4.8 ELEVENTH SUPPLEMENTAL INDENTURE Dated as of December , 2024 among LAZARD GROUP LLC and LAZARD, INC. and THE BANK OF NEW YORK MELLON, as Trustee to the INDENTURE Dated as of May 10, 2005 between LAZARD GROUP LLC and THE BANK OF NEW YORK MELLON, as Trustee Table of Contents Page ARTICLE I Definitions SECTION 1.01. Definitions 2 ARTICLE II AMENDMENTS SECTION 2.01. Modifications to Origina

on Form T-1 under the Trust Indenture Act of 1939, as amended

Exhibit 25.1 = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) || THE BA

Power of Attorney for Stephen R. Howe Jr.*

Exhibit 24.2 POWER OF ATTORNEY The undersigned director does hereby constitute and appoint Christian A. Weideman and Shari Soloway and each of them, with full power of substitution, the undersigned’s true and lawful attorneys-in-fact and agents to do any and all acts and things in his name and on behalf in his capacity as a director, and to execute any and all instruments for him and in his name i

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 3, 2024 Lazard, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32492 98-0437848 (State or Other Jurisdiction of Incorporation) (Commission File Numb

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 22, 2024 Lazard, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32492 98-0437848 (State or Other Jurisdiction of Incorporation) (Commission File Num

LAZARD APPOINTS DAN SCHULMAN AS LEAD INDEPENDENT DIRECTOR AND PETER R. ORSZAG AS CHAIRMAN OF THE BOARD Kenneth M. Jacobs Becomes Senior Chairman of the Firm Richard D. Parsons Honored for Board Service

EX-99.1 2 a1125pressrelease.htm EX-99.1 LAZARD APPOINTS DAN SCHULMAN AS LEAD INDEPENDENT DIRECTOR AND PETER R. ORSZAG AS CHAIRMAN OF THE BOARD Kenneth M. Jacobs Becomes Senior Chairman of the Firm Richard D. Parsons Honored for Board Service NEW YORK, November 25, 2024 – Lazard, Inc. (NYSE: LAZ) today announced that Dan Schulman, Board Member, has been appointed Lead Independent Director to succee

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 001-32492 (Commission File Number) LAZA

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 31, 2024 Lazard, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32492 98-0437848 (State or Other Jurisdiction of Incorporation) (Commission File Numb

LAZARD REPORTS THIRD-QUARTER AND NINE-MONTH 2024 RESULTS

LAZARD REPORTS THIRD-QUARTER AND NINE-MONTH 2024 RESULTS •Firm-wide adjusted net revenue increased 24% year-to-date •Financial Advisory adjusted net revenue increased 39% year-to-date •Asset Management AUM increased 8% from last year NEW YORK, October 31, 2024 – Lazard, Inc.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 001-32492 (Commission File Number) LAZARD, I

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2024 Lazard, Inc. (Exact

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2024 Lazard, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32492 98-0437848 (State or Other Jurisdiction of Incorporation) (Commission File Number)

LAZARD REPORTS SECOND-QUARTER AND FIRST-HALF 2024 RESULTS

LAZARD REPORTS SECOND-QUARTER AND FIRST-HALF 2024 RESULTS •Financial Advisory reports record first-half adjusted net revenue of $855 million •Asset Management reports quarter-end AUM of $245 billion •Investing in talent firm-wide to support long-term growth strategy NEW YORK, July 25, 2024 – Lazard, Inc.

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2024 Lazard, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32492 98-0437848 (State or Other Jurisdiction of Incorporation) (Commission File Number) (

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 001-32492 (Commission File Number) LAZARD,

Amended and Restated Agreement relating to Retention and Noncompetition and Other Covenants, dated as of March 7, 2024, by and among the Registrant, Lazard & Co., Services Limited and Alexandra Soto (incorporated by reference to Exhibit 10.25 to the Registrant's Quarterly Report (File No. 001-32492) on Form 10-Q filed on April 26, 2024).

Exhibit 10.25 AMENDED AND RESTATED AGREEMENT RELATING TO RETENTION AND NONCOMPETITION AND OTHER COVENANTS AMENDED AND RESTATED AGREEMENT, dated as of March 7, 2024 (this “Agreement”), by and among Lazard Inc. (f/k/a Lazard Ltd), a company incorporated under the laws of Delaware (“Lazard”), Lazard & Co., Services Limited, a private limited company organized under the laws of England and Wales (“Laz

LAZARD REPORTS FIRST-QUARTER 2024 RESULTS

LAZARD REPORTS FIRST-QUARTER 2024 RESULTS •Record first-quarter firm-wide adjusted net revenue •Record first-quarter Financial Advisory adjusted net revenue •Asset Management quarter end AUM increased 8% year-over-year NEW YORK, April 25, 2024 – Lazard, Inc.

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 25, 2024 Lazard, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32492 98-0437848 (State or Other Jurisdiction of Incorporation) (Commission File Number

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101)   Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant  ☐ Check the appropriate box:  ☐ Preliminary Proxy Statement  ☐ C

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 13, 2024 Lazard, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-32492 98-0437848 (Commission File Number

LAZARD ANNOUNCES RESULTS OF CASH TENDER OFFER OF LAZARD GROUP LLC

Exhibit 99.1 LAZARD ANNOUNCES RESULTS OF CASH TENDER OFFER OF LAZARD GROUP LLC NEW YORK, March 13, 2024 – Lazard, Inc. (NYSE: LAZ) announced today the expiration and final results of the previously announced cash tender offer (the “Tender Offer”) of its subsidiary Lazard Group LLC (“Lazard Group”) for any and all of its outstanding 3.750% Senior Notes due February 13, 2025 (the “Notes”). The Tende

Tenth Supplemental Indenture, dated as of March 12, 2024, between Lazard Group LLC and The Bank of New York Mellon, as trustee (incorporated by reference to Exhibit 4.1 to the Registrant’s Current Report on Form 8-K (File No. 001-32492) filed on March 12, 2024).

Exhibit 4.1 LAZARD GROUP LLC TENTH SUPPLEMENTAL INDENTURE Dated as of March 12, 2024 to the INDENTURE Dated as of May 10, 2005 between LAZARD GROUP LLC and THE BANK OF NEW YORK MELLON, as Trustee Table of Contents Page ARTICLE I Definitions SECTION 1.01. Definitions 2 SECTION 1.02. Other Definitions 6 ARTICLE II Designation and Terms of the Securities SECTION 2.01. Title and Aggregate Principal Am

Entry into a Material Definitive Agreement

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 6, 2024 Lazard, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-32492 98-0437848 (Commission File Number)

LAZARD ANNOUNCES CLOSING OF SENIOR NOTES OFFERING BY LAZARD GROUP LLC

Exhibit 99.2 LAZARD ANNOUNCES CLOSING OF SENIOR NOTES OFFERING BY LAZARD GROUP LLC NEW YORK, March 12, 2024 – Lazard, Inc. (NYSE: LAZ) announced today that its subsidiary Lazard Group LLC (“Lazard Group”) has completed its previously announced offering (the “Offering”) of $400,000,000 aggregate principal amount of 6.000% Senior Notes due 2031 (the “Notes”). The Notes were issued by Lazard Group an

Underwriting Agreement, dated March 6, 2024, among Lazard Group LLC and Citigroup Global Markets Inc., as representative of the several underwriters listed on Schedule I thereto

Exhibit 1.1 EXECUTION VERSION Lazard Group LLC $400,000,000 6.000% Senior Notes Due 2031 Underwriting Agreement (this “Agreement”) March 6, 2024 Citigroup Global Markets Inc. 388 Greenwich Street New York, New York 10013 Ladies and Gentlemen: Lazard Group LLC, a limited liability company organized under the laws of Delaware (the “Company”), proposes, subject to the terms and conditions stated here

LAZARD ANNOUNCES TOTAL CONSIDERATION FOR LAZARD GROUP LLC’S CASH TENDER OFFER FOR ITS 3.750% SENIOR NOTES DUE 2025

Exhibit 99.1 LAZARD ANNOUNCES TOTAL CONSIDERATION FOR LAZARD GROUP LLC’S CASH TENDER OFFER FOR ITS 3.750% SENIOR NOTES DUE 2025 NEW YORK, March 12, 2024 – Lazard, Inc. (NYSE: LAZ) announced today the Total Consideration as set forth in the table below in respect of the previously announced cash tender offer (the “Tender Offer”) of its subsidiary Lazard Group LLC (“Lazard Group”) for any and all of

LAZARD ANNOUNCES COMMENCEMENT OF SENIOR NOTES OFFERING AND CONCURRENT TENDER OFFER BY LAZARD GROUP LLC

Exhibit 99.1 LAZARD ANNOUNCES COMMENCEMENT OF SENIOR NOTES OFFERING AND CONCURRENT TENDER OFFER BY LAZARD GROUP LLC NEW YORK, March 6, 2024 – Lazard, Inc. (NYSE: LAZ) announced today that its subsidiary Lazard Group LLC (“Lazard Group”) is commencing an offering (the “Offering”) of one or more series of its senior notes (the “Notes”). The Notes would be issued by Lazard Group and would be offered

LAZARD ANNOUNCES CASH TENDER OFFER FOR 3.750% SENIOR NOTES DUE 2025 OF LAZARD GROUP LLC

Exhibit 99.2 LAZARD ANNOUNCES CASH TENDER OFFER FOR 3.750% SENIOR NOTES DUE 2025 OF LAZARD GROUP LLC NEW YORK, March 6, 2024 – Lazard, Inc. (NYSE: LAZ) announced today that its subsidiary Lazard Group LLC (“Lazard Group”) is commencing a cash tender offer (the “Tender Offer”) for any and all of its outstanding 3.750% Senior Notes due February 13, 2025 (the “Notes”). The Tender Offer is being made

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 6, 2024 Lazard, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-32492 98-0437848 (Commission File Number)

Description of Registrant’s

Exhibit 4.8 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED UNDER SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Description of Common Stock Lazard, Inc. has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended: common stock, par value of $0.01 per share (“common stock”). The following summary is a description of the material terms of our

Subsidiaries of the Registrant

Exhibit 21.1 SUBSIDIARIES OF REGISTRANT NAME OF SUBSIDIARY COUNTRY OF ORGANIZATION Lazard Group LLC U.S. Lazard International Holdings, Inc. U.S. Lazard Frères & Co. LLC U.S. Lazard Asset Management LLC U.S. LLtd Corp I U.S. LLtd Corp II U.S. Lazard & Co., Holdings Limited United Kingdom Lazard & Co., Limited United Kingdom Lazard & Co., Services Limited United Kingdom Compagnie Financière Lazard

Incentive Compensation Recovery Policy (incorporated by reference to Exhibit 97.1 to the Registrant’s Annual Report (File No. 001-32492) on Form 10-K filed on February 23, 2024).

Exhibit 97.1 Lazard Ltd Incentive Compensation Recovery Policy A.PURPOSE This Incentive Compensation Recovery Policy (this “Recovery Policy”) is adopted by Lazard Ltd, a Bermuda exempted company (the “Company”), as of December 1, 2023 (the “Effective Date”), as required by Section 10D of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), Rule 10D-1 under the Exchange Act and the

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 001-32492 (Commission File Number) LAZARD, INC.

LAZ / Lazard, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SC 13G/A 1 tv01320-lazardltd.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 10)* Name of issuer: Lazard Ltd Title of Class of Securities: Common Stock CUSIP Number: G54050102 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to designate the rule pur

As filed with the Securities and Exchange Commission on February 2, 2024

As filed with the Securities and Exchange Commission on February 2, 2024 Registration No.

As filed with the Securities and Exchange Commission on February 2, 2024

As filed with the Securities and Exchange Commission on February 2, 2024 Registration No.

Calculation of Filing Fee Table.*

EX-FILING FEES Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Lazard, Inc.

First Amendment to the Lazard Ltd 2008 Incentive Compensation Plan.*

Exhibit 10.1 FIRST AMENDMENT TO THE LAZARD LTD 2008 INCENTIVE COMPENSATION PLAN This amendment (this “Amendment”), effective as of January 1, 2024 (the “Effective Date”), by Lazard, Inc., a Delaware corporation (“Lazard Delaware”) and, before changing its place of incorporation from Bermuda to the State of Delaware, Lazard Ltd, a Bermuda exempted company (said Bermuda exempted company and, upon su

As filed with the Securities and Exchange Commission on February 2, 2024

As filed with the Securities and Exchange Commission on February 2, 2024 Registration No.

First Amendment to the Lazard Ltd 2008 Incentive Compensation Plan.*

Exhibit 10.1 FIRST AMENDMENT TO THE LAZARD LTD 2008 INCENTIVE COMPENSATION PLAN This amendment (this “Amendment”), effective as of January 1, 2024 (the “Effective Date”), by Lazard, Inc., a Delaware corporation (“Lazard Delaware”) and, before changing its place of incorporation from Bermuda to the State of Delaware, Lazard Ltd, a Bermuda exempted company (said Bermuda exempted company and, upon su

First Amendment to the Lazard Ltd 2008 Incentive Compensation Plan.*

Exhibit 10.1 FIRST AMENDMENT TO THE LAZARD LTD 2008 INCENTIVE COMPENSATION PLAN This amendment (this “Amendment”), effective as of January 1, 2024 (the “Effective Date”), by Lazard, Inc., a Delaware corporation (“Lazard Delaware”) and, before changing its place of incorporation from Bermuda to the State of Delaware, Lazard Ltd, a Bermuda exempted company (said Bermuda exempted company and, upon su

Second Amendment to the Lazard Ltd 2018 Incentive Compensation Plan.*

Exhibit 10.2 SECOND AMENDMENT TO THE LAZARD LTD 2018 INCENTIVE COMPENSATION PLAN This amendment (this “Amendment”), effective as of January 1, 2024 (the “Effective Date”), by Lazard, Inc., a Delaware corporation (“Lazard Delaware”) and, before changing its place of incorporation from Bermuda to the State of Delaware, Lazard Ltd, a Bermuda exempted company (said Bermuda exempted company and, upon s

Second Amendment to the Lazard Ltd 2018 Incentive Compensation Plan.*

Exhibit 10.2 SECOND AMENDMENT TO THE LAZARD LTD 2018 INCENTIVE COMPENSATION PLAN This amendment (this “Amendment”), effective as of January 1, 2024 (the “Effective Date”), by Lazard, Inc., a Delaware corporation (“Lazard Delaware”) and, before changing its place of incorporation from Bermuda to the State of Delaware, Lazard Ltd, a Bermuda exempted company (said Bermuda exempted company and, upon s

Second Amendment to the Lazard Ltd 2018 Incentive Compensation Plan.*

Exhibit 10.2 SECOND AMENDMENT TO THE LAZARD LTD 2018 INCENTIVE COMPENSATION PLAN This amendment (this “Amendment”), effective as of January 1, 2024 (the “Effective Date”), by Lazard, Inc., a Delaware corporation (“Lazard Delaware”) and, before changing its place of incorporation from Bermuda to the State of Delaware, Lazard Ltd, a Bermuda exempted company (said Bermuda exempted company and, upon s

As filed with the Securities and Exchange Commission on February 2, 2024

As filed with the Securities and Exchange Commission on February 2, 2024 Registration No.

Second Amendment to the Lazard Ltd 2018 Incentive Compensation Plan.*

Exhibit 10.2 SECOND AMENDMENT TO THE LAZARD LTD 2018 INCENTIVE COMPENSATION PLAN This amendment (this “Amendment”), effective as of January 1, 2024 (the “Effective Date”), by Lazard, Inc., a Delaware corporation (“Lazard Delaware”) and, before changing its place of incorporation from Bermuda to the State of Delaware, Lazard Ltd, a Bermuda exempted company (said Bermuda exempted company and, upon s

First Amendment to the Lazard Ltd 2008 Incentive Compensation Plan.*

Exhibit 10.1 FIRST AMENDMENT TO THE LAZARD LTD 2008 INCENTIVE COMPENSATION PLAN This amendment (this “Amendment”), effective as of January 1, 2024 (the “Effective Date”), by Lazard, Inc., a Delaware corporation (“Lazard Delaware”) and, before changing its place of incorporation from Bermuda to the State of Delaware, Lazard Ltd, a Bermuda exempted company (said Bermuda exempted company and, upon su

Second Amendment to the Lazard Ltd 2018 Incentive Compensation Plan.*

Exhibit 10.2 SECOND AMENDMENT TO THE LAZARD LTD 2018 INCENTIVE COMPENSATION PLAN This amendment (this “Amendment”), effective as of January 1, 2024 (the “Effective Date”), by Lazard, Inc., a Delaware corporation (“Lazard Delaware”) and, before changing its place of incorporation from Bermuda to the State of Delaware, Lazard Ltd, a Bermuda exempted company (said Bermuda exempted company and, upon s

As filed with the Securities and Exchange Commission on February 2, 2024

As filed with the Securities and Exchange Commission on February 2, 2024 Registration No.

Power of Attorney (included on signature page to this Amendment).

Table of Contents As filed with the Securities and Exchange Commission on February 2, 2024 Registration No.

As filed with the Securities and Exchange Commission on February 2, 2024

As filed with the Securities and Exchange Commission on February 2, 2024 Registration No.

First Amendment to the Lazard Ltd 2008 Incentive Compensation Plan.*

Exhibit 10.1 FIRST AMENDMENT TO THE LAZARD LTD 2008 INCENTIVE COMPENSATION PLAN This amendment (this “Amendment”), effective as of January 1, 2024 (the “Effective Date”), by Lazard, Inc., a Delaware corporation (“Lazard Delaware”) and, before changing its place of incorporation from Bermuda to the State of Delaware, Lazard Ltd, a Bermuda exempted company (said Bermuda exempted company and, upon su

LAZARD REPORTS FOURTH-QUARTER AND FULL-YEAR 2023 RESULTS

LAZARD REPORTS FOURTH-QUARTER AND FULL-YEAR 2023 RESULTS NEW YORK, February 1, 2024 – Lazard, Inc.

LAZARD APPOINTS DAN SCHULMAN AND STEPHEN R. HOWE JR. TO ITS BOARD OF DIRECTORS NEW YORK, January 30, 2024 – Lazard, Inc. (NYSE: LAZ) today announced former PayPal CEO, Dan Schulman, and former US Chairman and Managing Partner of the Americas for Erns

LAZARD APPOINTS DAN SCHULMAN AND STEPHEN R. HOWE JR. TO ITS BOARD OF DIRECTORS NEW YORK, January 30, 2024 – Lazard, Inc. (NYSE: LAZ) today announced former PayPal CEO, Dan Schulman, and former US Chairman and Managing Partner of the Americas for Ernst & Young, Stephen R. Howe Jr., have been appointed to its Board of Directors, effective February 1, 2024. “We are thrilled that Dan and Steve are joi

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 30, 2024 Lazard, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32492 98-0437848 (State or Other Jurisdiction of Incorporation) (Commission File Numb

LAZARD LTD COMPLETES CONVERSION TO A U.S. C-CORPORATION AND IS RENAMED LAZARD, INC.

Exhibit 99.1 LAZARD LTD COMPLETES CONVERSION TO A U.S. C-CORPORATION AND IS RENAMED LAZARD, INC. NEW YORK, January 2, 2024 – Lazard, Inc. (NYSE: LAZ) announced today that it has completed its previously announced conversion from a publicly traded partnership to a U.S. C-Corporation under Delaware Law and changed its name from Lazard Ltd to Lazard, Inc., effective January 1, 2024. As a result of th

Form of Stock Certificate (incorporated by reference to Exhibit 4.1 of the Company’s Current Report on Form 8-K12G3, filed on January 2, 2024 (File No. 001-32492).

Exhibit 4.1 PO Box 43004, Providence RI 02940-3004 MR A SAMPLE DESIGNATION (IF ANY) ADD 1 ADD 2 ADD 3 ADD 4 CUSIP/IDENTIFIER XXXXXX XX X Holder ID XXXXXXXXXX Insurance Value 1,000,000.00 Number of Shares 123456 DTC 12345678 123456789012345 Certificate Numbers Num/No. Denom. Total 1234567890/1234567890 1 1 1 1234567890/1234567890 2 2 2 1234567890/1234567890 3 3 3 1234567890/1234567890 4 4 4 1234567

By-laws of Lazard, Inc. (incorporated by reference to Exhibit 3.2 of the Company’s Current Report on Form 8-K12G3, filed on January 2, 2024 (File No. 001-32492).

Exhibit 3.2 BY-LAWS OF LAZARD, INC. (Effective January 1, 2024) Article I Stockholders Section 1.1 Annual Meetings. An annual meeting of stockholders for the election of directors and the transaction of any other proper business shall be held by a number of stockholders, who constitute a quorum, (a) being assembled together at such date, time and place either within or without the State of Delawar

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Material Modification to Rights of Security Holders, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 1, 2024 Lazard, Inc. (Exact name of registrant as specified in its charter) Delaware 001-32492 98-0437848 (State or other jurisdiction of incorporation) (Commission File Numbe

Certificate of Incorporation of Lazard, Inc. (incorporated by reference to Exhibit 3.1 of the Company’s Current Report on Form 8-K12G3, filed on January 2, 2024 (File No. 001-32492).

Exhibit 3.1 CERTIFICATE OF INCORPORATION OF LAZARD, INC. I, the undersigned, for the purposes of incorporating and organizing a corporation under the General Corporation Law of the State of Delaware (the “DGCL”), do hereby certify that this Certificate of Incorporation is to become effective as of 12:01 a.m. Eastern Time on January 1, 2024, and further certify as follows: FIRST. The name of the co

EX-FILING FEES

Exhibit 107.1 The prospectus supplement to which this Exhibit is attached is a final prospectus for the related offering. The maximum aggregate offering price of that offering is $3,201,993,153.95.

112,766,091 Shares of Common Stock DOMESTICATION IN DELAWARE

Table of Contents Filed pursuant to Rule 424(b)(3) Registration No. 333-275510 PROSPECTUS 112,766,091 Shares of Common Stock DOMESTICATION IN DELAWARE Lazard Ltd is an exempted company limited by shares incorporated under the laws of Bermuda. We are proposing to change our jurisdiction of incorporation by discontinuing from Bermuda and continuing as a corporation incorporated under the laws of the

Lazard Ltd Clarendon House 2 Church Street Hamilton HM 11, Bermuda

Lazard Ltd Clarendon House 2 Church Street Hamilton HM 11, Bermuda November 27, 2023 Via EDGAR United States Securities and Exchange Commission, Division of Corporation Finance, Office of Finance, 100 F Street N.

As filed with the Securities and Exchange Commission on November 27, 2023

Table of Contents As filed with the Securities and Exchange Commission on November 27, 2023 Registration No.

Filing Fee Table.***

Exhibit 107 Calculation of Filing Fee Tables Form S-4 (Form Type) Lazard Ltd (Exact Name of Registrant as Specified in its Charter) Table 1—Newly Registered Securities Security Type Security Class Title Fee Calculation Rule (1)(2) Amount Registered (1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price (2) Fee Rate Amount of Registration Fee Fees to Be Paid Equity Common Stock, par value $0.

As filed with the Securities and Exchange Commission on November 13, 2023

Table of Contents As filed with the Securities and Exchange Commission on November 13, 2023 Registration No.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 001-32492 (Commission File Number) LAZA

Letter Agreement, dated as of June 29, 2023, by and between Lazard Frères & Co. LLC and Michael Gathy (incorporated by reference to Exhibit 10.22 to the Registrant's Quarterly Report (File No. 001-32492) on Form 10-Q filed on October 27, 2023).

Exhibit 10.22 June 29, 2023 Michael Gathy Sent Electronically Dear Michael: We have enjoyed getting to know you over these past several weeks and are very excited to be extending an offer to you to join the firm. We are confident you will be a great addition to our team. This letter agreement shall set forth the terms upon which you would join Lazard Frères & Co. LLC (“Lazard”) as Managing Directo

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 26, 2023 Lazard Ltd (Exact name of registrant as specified in its charter) Bermuda 001-32492 98-0437848 (State or Other Jurisdiction of Incorporation) (Commission File Number)

LAZARD LTD REPORTS THIRD-QUARTER AND NINE-MONTH 2023 RESULTS Lazard Ltd Announces Conversion to C-Corporation

LAZARD LTD REPORTS THIRD-QUARTER AND NINE-MONTH 2023 RESULTS Lazard Ltd Announces Conversion to C-Corporation Financial Advisory momentum in Private Capital Advisory and Restructuring Asset Management AUM of $228 billion increased 15% since third quarter 2022 Returned $285 million in capital to shareholders year to date NEW YORK, October 26, 2023 – Lazard Ltd (NYSE: LAZ) today reported operating revenue1 of $532 million for the quarter ended September 30, 2023.

MIKE GATHY JOINS LAZARD AS CHIEF ACCOUNTING OFFICER

MIKE GATHY JOINS LAZARD AS CHIEF ACCOUNTING OFFICER NEW YORK, October 9, 2023 – Lazard Ltd (NYSE: LAZ) announced today that Mike Gathy has joined the firm as a Managing Director and Chief Accounting Officer, effective immediately.

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 29, 2023 Lazard Ltd (Exact name of registrant as specified in its charter) Bermuda 001-32492 98-0437848 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 14, 2023 Lazard Ltd (Exact name of registrant as specified in its charter) Bermuda 001-32492 98-0437848 (State or Other Jurisdiction of Incorporation) (Commission File Numbe

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 23, 2023 Lazard Ltd (Exact name of registrant as specified in its charter) Bermuda (State or other jurisdiction of incorporation) 001-32492 98-0437848 (Commission File Number)

Form of Agreement evidencing grant of Stock Performance Profits Interest Participation Rights Units under the 2018 Incentive Compensation Plan (incorporated by reference to Exhibit 10.1 to the Registrant’s Current Report on Form 8-K (File No. 001-32492) filed on August 25, 2023).

Exhibit 10.1 STOCK PERFORMANCE PROFITS INTEREST PARTICIPATION RIGHT UNIT AGREEMENT THIS AGREEMENT, dated as of [●], by and among Lazard Ltd, a Bermuda exempted company (the “Company”), Lazard Group LLC, a Delaware limited liability company (“Lazard Group”), and [●] (the “Member”). W I T N E S S E T H In consideration of the mutual promises and covenants made herein and the mutual benefits to be de

Agreement relating to Retention and Noncompetition and Other Covenants, dated as of August 23, 2023, by and between the Registrant, Lazard Group LLC and Mary Ann Betsch (incorporated by reference to Exhibit 10.2 to the Registrant’s Current Report on Form 8-K (File No. 001-32492) filed on August 25, 2023).

Exhibit 10.2 AGREEMENT RELATING TO RETENTION AND NONCOMPETITION AND OTHER COVENANTS AGREEMENT, dated as of August 23, 2023 (this “Agreement”), by and among Lazard Ltd, a company incorporated under the laws of Bermuda (“Lazard”), Lazard Group LLC, a Delaware limited liability company (“Lazard Group”), on its behalf and on behalf of its subsidiaries and affiliates (collectively with Lazard and Lazar

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 001-32492 (Commission File Number) LAZARD LT

Second Amended and Restated Credit Agreement, dated as of June 6, 2023, among Lazard Group LLC, the Banks from time to time parties thereto, and Citibank, N.A., as Administrative Agent (incorporated by reference to Exhibit 10.23 to the Registrant’s Quarterly Report (File No. 001-32492) on Form 10-Q filed on July 31, 2023).

Exhibit 10.23 $200,000,000 SECOND AMENDED AND RESTATED CREDIT AGREEMENT among LAZARD GROUP LLC, as Borrower, The Several Banks from Time to Time Party Hereto, and CITIBANK, N.A., as Administrative Agent Dated as of June 6, 2023 CITIBANK, N.A., as Lead Arranger and Bookrunner TABLE OF CONTENTS Page SECTION 1. DEFINITIONS 1 1.1 Defined Terms 1 1.2 Other Definitional Provisions 1 1.3 Divisions 27 SEC

LAZARD LTD REPORTS SECOND-QUARTER AND FIRST-HALF 2023 RESULTS

LAZARD LTD REPORTS SECOND-QUARTER AND FIRST-HALF 2023 RESULTS Second-quarter operating revenue of $620 million Asset Management AUM of $239 billion up 11% year-to-date Financial Advisory second-quarter operating revenue up 26% from first quarter NEW YORK, July 27, 2023 – Lazard Ltd (NYSE: LAZ) today reported operating revenue1 of $620 million for the quarter ended June 30, 2023.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2023 Lazard Ltd (Exact n

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2023 Lazard Ltd (Exact name of registrant as specified in its charter) Bermuda 001-32492 98-0437848 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 31, 2023 Lazard Ltd (Exact name of registrant as specified in its charter) Bermuda (State or other jurisdiction of incorporation) 001-32492 98-0437848 (Commission File Number) (IR

Amendment to Amended and Restated Agreement Relating to Retention and Noncompetition and Other Covenants, dated as of May 25, 2023, by and among the Registrant, Lazard Group LLC and Kenneth M. Jacobs (incorporated by reference to Exhibit 10.1 to the Registrant’s Current Report on Form 8-K (File No. 001-32492) filed on May 26, 2023).

Exhibit 10.1 Amendment to Amended and Restated Agreement Relating to Retention and Noncompetition and Other Covenants This Amendment to the Amended and Restated Agreement Relating to Retention and Noncompetition and Other Covenants (this “Amendment”) is made on May 25, 2023, by and between Lazard Ltd, a company incorporated under the laws of Bermuda (“Lazard”), Lazard Group LLC, a Delaware limited

Amendment to Amended and Restated Agreement Relating to Retention and Noncompetition and Other Covenants, dated as of May 25, 2023, by and among the Registrant, Lazard Group LLC and Evan L. Russo (incorporated by reference to Exhibit 10.3 to the Registrant’s Current Report on Form 8-K (File No. 001-32492) filed on May 26, 2023).

Exhibit 10.3 Amendment to Amended and Restated Agreement Relating to Retention and Noncompetition and Other Covenants This Amendment to the Amended and Restated Agreement Relating to Retention and Noncompetition and Other Covenants (this “Amendment”) is made on May 25, 2023, by and between Lazard Ltd, a company incorporated under the laws of Bermuda (“Lazard”), Lazard Group LLC, a Delaware limited

Amendment to Amended and Restated Agreement Relating to Retention and Noncompetition and Other Covenants, dated as of May 25, 2023, by and among the Registrant, Lazard Group LLC and Peter R. Orszag (incorporated by reference to Exhibit 10.2 to the Registrant’s Current Report on Form 8-K (File No. 001-32492) filed on May 26, 2023).

Exhibit 10.2 Amendment to Amended and Restated Agreement Relating to Retention and Noncompetition and Other Covenants This Amendment to the Amended and Restated Agreement Relating to Retention and Noncompetition and Other Covenants (this “Amendment”) is made on May 25, 2023, by and between Lazard Ltd, a company incorporated under the laws of Bermuda (“Lazard”), Lazard Group LLC, a Delaware limited

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 25, 2023 Lazard Ltd (Exact na

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 25, 2023 Lazard Ltd (Exact name of registrant as specified in its charter) Bermuda (State or other jurisdiction of incorporation) 001-32492 98-0437848 (Commission File Number) (IR

LAZARD APPOINTS PETER R. ORSZAG AS CEO AND KENNETH M. JACOBS AS EXECUTIVE CHAIRMAN Leadership changes to take effect on October 1, 2023

Exhibit 99.1 LAZARD APPOINTS PETER R. ORSZAG AS CEO AND KENNETH M. JACOBS AS EXECUTIVE CHAIRMAN Leadership changes to take effect on October 1, 2023 NEW YORK, May 26, 2023 – Lazard Ltd (NYSE: LAZ) today announced that Peter R. Orszag, currently CEO of Financial Advisory at Lazard, has been unanimously elected by its Board to serve as CEO of Lazard and as a Board Director. Kenneth M. Jacobs, Chairm

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 001-32492 (Commission File Number) LAZARD L

Form of Agreement evidencing grant of Restricted Stock Units under the 2018 Incentive Compensation Plan (incorporated by reference to Exhibit 10.27 to the Registrant’s Quarterly Report (File No. 001-32492) on Form 10-Q filed on May 2, 2023).

Exhibit 10.27 STOCK UNIT AGREEMENT THIS AGREEMENT, dated as of [●], between Lazard Ltd, a Bermuda exempted company (the “Company”), on behalf of its applicable Affiliate (as defined under the definitional rules of Section 1(a) below), and [●] (the “Employee”). W I T N E S S E T H In consideration of the mutual promises and covenants made herein and the mutual benefits to be derived herefrom, the p

Letter Agreement, dated as of January 1, 2023, by and between Lazard Frères & Co. LLC and Alexander F. Stern (incorporated by reference to Exhibit 10.16 to the Registrant’s Quarterly Report (File No. 001-32492) on Form 10-Q filed on May 2, 2023).

Exhibit 10.16 January 1, 2023 Mr. Alexander F. Stern 3887 Purchase Street Purchase, NY 10577 Dear Alex: This consulting agreement sets forth the terms upon which you shall be retained by Lazard Frères & Co. llc (the “Company”) to provide consulting services to the Company as an independent contractor. You shall have the title of Senior Advisor. 1.Term. The term of this consulting agreement shall b

Form of Agreement for Profits Interest Participation Right Units under the 2018 Incentive Compensation Plan (incorporated by reference to Exhibit 10.26 to the Registrant’s Quarterly Report (File No. 001-32492) on Form 10-Q filed on May 2, 2023).

Exhibit 10.26 PROFITS INTEREST PARTICIPATION RIGHT UNIT AGREEMENT THIS AGREEMENT, dated as of [●] by, and among Lazard Ltd, a Bermuda exempted company (the “Company”), Lazard Group LLC, a Delaware limited liability company (“Lazard Group”), and [●] (the “Member”). W I T N E S S E T H In consideration of the mutual promises and covenants made herein and the mutual benefits to be derived herefrom, t

Third Amended and Restated Operating Agreement of Lazard Group LLC, dated as of March 31, 2023 (incorporated by reference to Exhibit 10.1 to the Registrant’s Quarterly Report (File No. 001-32492) on Form 10-Q filed on May 2, 2023).

Exhibit 10.1 THIRD AMENDED AND RESTATED OPERATING AGREEMENT OF LAZARD GROUP LLC Dated as of March 31, 2023 [[6065250]] TABLE OF CONTENTS Page ARTICLE I DEFINITIONS SECTION 1.01. Definitions 1 SECTION 1.02. Other Definitional Provisions 10 SECTION 1.03. References to Schedules 10 ARTICLE II FORMATION, CONTINUATION AND POWERS SECTION 2.01. Formation and Continuation 11 SECTION 2.02. Name 11 SECTION

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549

false000131137000013113702023-03-132023-03-13 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

Letter Agreement, dated as of January 1, 2023, by and between Lazard Asset Management LLC and Ashish Bhutani (incorporated by reference to Exhibit 10.13 to the Registrant’s Quarterly Report (File No. 001-32492) on Form 10-Q filed on May 2, 2023.

Exhibit 10.13 January 1, 2023 Mr. Ashish Bhutani 12 East 13th Street Apartment 9 New York, NY 10003 Dear Ashish: This consulting agreement sets forth the terms upon which you shall be retained by Lazard Asset Management llc (the “Company”) to provide consulting services to the Company as an independent contractor. You shall have the title of Senior Advisor. 1.Term. The term of this consulting agre

LAZARD LTD REPORTS FIRST-QUARTER 2023 RESULTS

Exhibit 99.1 LAZARD LTD REPORTS FIRST-QUARTER 2023 RESULTS First-quarter operating revenue of $527 million; AUM of $232 billion up 7% from year-end Raymond J. McGuire joins Lazard; firm expands Restructuring practice with addition of two MDs Cost-saving initiatives to improve profitability NEW YORK, April 28, 2023 – Lazard Ltd (NYSE: LAZ) today reported operating revenue1 of $527 million for the q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2023 Lazard Ltd (Exact

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2023 Lazard Ltd (Exact name of registrant as specified in its charter) Bermuda 001-32492 98-0437848 (State or Other Jurisdiction of Incorporation) (Commission File Number) (

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confid

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 13, 2023 Lazard Ltd (Exact name of registrant as specified in its charter) Bermuda 001-32492 98-0437848 (State or Other Jurisdiction of Incorporation) (Commission File Number) (

Filing Fee Table

Exhibit 107 Calculation of Filing Fee Table Form S-8 (Form Type) Lazard Ltd (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered (1)(2) Proposed Maximum Offering Price Per Unit (3) Maximum Aggregate Offering Price (3) Fee Rate Amount of Registration Fee (4) Equity Class A Common Stock, par value $0.

As filed with the Securities and Exchange Commission on February 23, 2023. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT THE SECURITIES ACT OF 1933 LAZARD LTD (Exact name of registrant as specified in its c

Registration No. 333- As filed with the Securities and Exchange Commission on February 23, 2023. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 LAZARD LTD (Exact name of registrant as specified in its charter) Bermuda 98-0437848 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification

Subsidiaries of the Registrant (incorporated by reference to Exhibit 21.1 to the Registrant’s Annual Report on Form 10-K (File No. 001-32492) filed on February 23, 2023).

Exhibit 21.1 SUBSIDIARIES OF REGISTRANT NAME OF SUBSIDIARY COUNTRY OF ORGANIZATION Lazard Group LLC U.S. Lazard International Holdings, Inc. U.S. Lazard Frères & Co. LLC U.S. Lazard Asset Management LLC U.S. LLtd Corp I U.S. LLtd Corp II U.S. Lazard & Co., Holdings Limited United Kingdom Lazard & Co., Limited United Kingdom Lazard & Co., Services Limited United Kingdom Compagnie Financière Lazard

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 001-32492 (Commission File Number) LAZARD LTD (E

LAZ / Lazard Ltd / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SC 13G/A 1 tv01282-lazardltdclassa.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 9)* Name of issuer: Lazard Ltd. Class A Title of Class of Securities: Common Stock CUSIP Number: G54050102 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to designat

Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 2, 2023 Lazard Ltd (Exact name of registrant as specified in its charter) Bermuda 001-32492 98-0437848 (State or Other Jurisdiction of Incorporation) (Commission File Number)

LAZARD LTD REPORTS FULL-YEAR AND FOURTH-QUARTER 2022 RESULTS

Exhibit 99.1 LAZARD LTD REPORTS FULL-YEAR AND FOURTH-QUARTER 2022 RESULTS Financial Advisory annual operating revenue of $1.7 billion is second highest in firm’s history Asset Management annual operating revenue of $1.1 billion and year-end assets under management of $216 billion Returned $936 million in capital to shareholders, including repurchasing 20 million shares in 2022 NEW YORK, February 2

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 001-32492 (Commission File Number) LAZA

LAZARD LTD REPORTS THIRD-QUARTER AND NINE-MONTH 2022 RESULTS

Exhibit 99.1 LAZARD LTD REPORTS THIRD-QUARTER AND NINE-MONTH 2022 RESULTS Financial Advisory record operating revenue year to date, driven by strength in Europe Asset Management resilient performance amid challenging market and foreign exchange headwinds Returned $812 million in capital to shareholders, including a record 17 million shares repurchased year to date NEW YORK, October 27, 2022 ? Laza

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 27, 2022 Lazard Ltd (Exact name of registrant as specified in its charter) Bermuda 001-32492 98-0437848 (State or Other Jurisdiction of Incorporation) (Commission File Number)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 001-32492 (Commission File Number) LAZARD LT

LAZARD NAMES MARY ANN BETSCH CHIEF FINANCIAL OFFICER

Exhibit 99.2 LAZARD NAMES MARY ANN BETSCH CHIEF FINANCIAL OFFICER NEW YORK, July 28, 2022 ? Lazard Ltd (NYSE: LAZ) announced today that Mary Ann Betsch will join the firm as Chief Financial Officer (CFO), effective October 3. She succeeds Evan L. Russo, who has served as CFO since 2017, and who became Chief Executive Officer of Lazard?s Asset Management business on June 1, 2022. ?With over two dec

Letter Agreement, dated as of July 23, 2022, by and between Lazard Group LLC and Mary Ann Betsch (incorporated by reference to Exhibit 10.1 to the Registrant’s Current Report on Form 8-K (File No. 001-32492) filed on July 28, 2022).

Exhibit 10.1 July 23, 2022 Mary Ann Betsch Dear Ms. Betsch: This letter agreement shall set forth the terms upon which you would join Lazard Group LLC (?Lazard?) as a Managing Director and Chief Financial Officer. 1. Position: Managing Director and Chief Financial Officer, effective on a date not later than October 3, 2022 (the ?Effective Date?), subject to (a) your having returned a signed copy o

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2022 Lazard Ltd (Exact name of registrant as specified in its charter) Bermuda 001-32492 98-0437848 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I

LAZARD LTD REPORTS SECOND-QUARTER AND FIRST-HALF 2022 RESULTS

Exhibit 99.1 LAZARD LTD REPORTS SECOND-QUARTER AND FIRST-HALF 2022 RESULTS Financial Advisory operating revenue reflected high levels of activity globally Asset Management fundamental investment style well?positioned in current market environment Returned $526 million in capital to shareholders, including the repurchase of 10.6 million shares year?to?date NEW YORK, July 28, 2022 ? Lazard Ltd (NYSE

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 18, 2022 Lazard Ltd (Exact name of registrant as specified in its charter) Bermuda (State or other jurisdiction of incorporation) 001-32492 (Commission File Number) Clarendon Hous

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 001-32492 (Commission File Number) LAZARD L

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2022 Lazard Ltd (Exact name of registrant as specified in its charter) Bermuda (State or other jurisdiction of incorporation) 001-32492 98-0437848 (Commission File Number)

LAZARD LTD REPORTS FIRST-QUARTER 2022 RESULTS Financial Advisory operating revenue increase driven by both Europe and North America Asset Management investment performance generated strong incentive fees despite turbulent markets Returned $281 millio

Exhibit 99.1 LAZARD LTD REPORTS FIRST-QUARTER 2022 RESULTS Financial Advisory operating revenue increase driven by both Europe and North America Asset Management investment performance generated strong incentive fees despite turbulent markets Returned $281 million in capital to shareholders, including significant reduction in share count NEW YORK, April 28, 2022 ? Lazard Ltd (NYSE: LAZ) today repo

LAZARD LTD REPORTS FIRST-QUARTER 2022 RESULTS Financial Advisory operating revenue increase driven by both Europe and North America Asset Management investment performance generated strong incentive fees despite turbulent markets Returned $281 millio

Exhibit 99.1 LAZARD LTD REPORTS FIRST-QUARTER 2022 RESULTS Financial Advisory operating revenue increase driven by both Europe and North America Asset Management investment performance generated strong incentive fees despite turbulent markets Returned $281 million in capital to shareholders, including significant reduction in share count NEW YORK, April 28, 2022 ? Lazard Ltd (NYSE: LAZ) today repo

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2022 Lazard Ltd (Exact name of registrant as specified in its charter) Bermuda (State or other jurisdiction of incorporation) 001-32492 98-0437848 (Commission File Number) (

Resignation Letter Agreement, dated as of March 31, 2022, by and between the Registrant and Ashish Bhutani (incorporated by reference to Exhibit 10.4 to the Registrant’s Current Report on Form 8-K (File No. 001-32492) filed on April 6, 2022).

EXHIBIT 10.4 March 31, 2022 Ashish Bhutani C/o Lazard Ltd 30 Rockefeller Plaza New York, NY 10112 Re: Resignation You have informed us of your intention to retire from all your positions with Lazard Ltd (?Lazard?). This letter agreement (this ?Agreement?) memorializes the terms under which you will be resigning as Chief Executive Officer (?CEO?) of Lazard Asset Management LLC (?LAM?), Chairman of

Amended and Restated Agreement relating to Retention and Noncompetition and Other Covenants, dated as of March 31, 2022, by and among the Registrant, Lazard Group LLC and Kenneth M. Jacobs (incorporated by reference to Exhibit 10.1 to the Registrant’s Current Report on Form 8-K (File No. 001-32492) filed on April 6, 2022).

EXHIBIT 10.1 AMENDED AND RESTATED AGREEMENT RELATING TO RETENTION AND NONCOMPETITION AND OTHER COVENANTS AMENDED AND RESTATED AGREEMENT, dated as of March 31, 2022 (this ?Agreement?), by and among Lazard Ltd, a company incorporated under the laws of Bermuda (?Lazard?), Lazard Group LLC, a Delaware limited liability company (?Lazard Group?), on its behalf and on behalf of its subsidiaries and affil

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of

Amended and Restated Agreement relating to Retention and Noncompetition and Other Covenants, dated as of March 31, 2022, by and among the Registrant, Lazard Group LLC and Evan L. Russo (incorporated by reference to Exhibit 10.2 to the Registrant’s Current Report on Form 8-K (File No. 001-32492) filed on April 6, 2022)

EXHIBIT 10.2 AMENDED AND RESTATED AGREEMENT RELATING TO RETENTION AND NONCOMPETITION AND OTHER COVENANTS AMENDED AND RESTATED AGREEMENT, dated as of March 31, 2022 (this ?Agreement?), by and among Lazard Ltd, a company incorporated under the laws of Bermuda (?Lazard?), Lazard Group LLC, a Delaware limited liability company (?Lazard Group?), on its behalf and on behalf of its subsidiaries and affil

Amended and Restated Agreement relating to Retention and Noncompetition and Other Covenants, dated as of March 31, 2022, by and among the Registrant, Lazard Group LLC and Peter R. Orszag (incorporated by reference to Exhibit 10.3 to the Registrant’s Current Report on Form 8-K (File No. 001-32492) filed on April 6, 2022).

EXHIBIT 10.3 AMENDED AND RESTATED AGREEMENT RELATING TO RETENTION AND NONCOMPETITION AND OTHER COVENANTS AMENDED AND RESTATED AGREEMENT, dated as of March 31, 2022 (this ?Agreement?), by and among Lazard Ltd, a company incorporated under the laws of Bermuda (?Lazard?), Lazard Group LLC, a Delaware limited liability company (?Lazard Group?), on its behalf and on behalf of its subsidiaries and affil

Resignation Letter Agreement, dated as of March 31, 2022, by and between the Registrant and Alexander F. Stern (incorporated by reference to Exhibit 10.5 to the Registrant’s Current Report on Form 8-K (File No. 001-32492) filed on April 6, 2022).

EXHIBIT 10.5 March 31, 2022 Alexander F. Stern C/o Lazard Ltd 30 Rockefeller Plaza New York, NY 10012 Re: Resignation You have informed us of your intention to retire from all your positions with Lazard Ltd (?Lazard?). This letter agreement (this ?Agreement?) memorializes the terms under which you will be resigning as President of Lazard and Lazard Group LLC (?Lazard Group? and, collectively with

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 31, 2022 Lazard Ltd (Exact name of registrant as specified in its charter) Bermuda (State or other jurisdiction of incorporation) 001-32492 98-0437848 (Commission File Number) (

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confid

Filing Fee Table

Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) LAZARD LTD (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title (1) Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Fee Rate Amount of Registra- tion Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial effective date Filing Fee Previously Paid In Connection with Unsold Securities to be Carried Forward Newly Registered Securities Fees to Be Paid Equity Common stock, par value $0.

As filed with the Securities and Exchange Commission on March 15, 2022

Table of Contents As filed with the Securities and Exchange Commission on March 15, 2022 Registration No.

SUBSIDIARIES OF REGISTRANT

Exhibit 21.1 SUBSIDIARIES OF REGISTRANT NAME OF SUBSIDIARY COUNTRY OF ORGANIZATION Lazard Group LLC U.S. Lazard International Holdings, Inc. U.S. Lazard Fr?res & Co. LLC U.S. Lazard Asset Management LLC U.S. LLtd Corp I U.S. LLtd Corp II U.S. Lazard & Co., Holdings Limited United Kingdom Lazard & Co., Limited United Kingdom Lazard & Co., Services Limited United Kingdom Compagnie Financi?re Lazard

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 001-32492 (Commission File Number) LAZARD LTD (E

LAZ / Lazard Ltd / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 8)* Name of issuer: Lazard Ltd. Class A Title of Class of Securities: Common Stock CUSIP Number: G54050102 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ?

LAZARD LTD REPORTS FULL-YEAR AND FOURTH-QUARTER 2021 RESULTS Record annual and quarterly operating revenue, operating income and net income, as adjusted Record annual and quarterly Financial Advisory operating revenue, reflecting strong broad-based a

EX-99.1 2 d281430dex991.htm EX-99.1 Exhibit 99.1 LAZARD LTD REPORTS FULL-YEAR AND FOURTH-QUARTER 2021 RESULTS Record annual and quarterly operating revenue, operating income and net income, as adjusted Record annual and quarterly Financial Advisory operating revenue, reflecting strong broad-based activity across the business Record annual and quarterly Asset Management operating revenue and year-e

Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 3, 2022 Lazard Ltd (Exact name of registrant as specified in its charter) Bermuda (State or other jurisdiction of incorporation) 001-32492 98-0437848 (Commission File Number)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 001-32492 (Commission File Number) LAZA

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 29, 2021 Lazard Ltd (Exact name of registrant as specified in its charter) Bermuda (State or other jurisdiction of incorporation) 001-32492 98-0437848 (Commission File Number)

LAZARD LTD REPORTS THIRD-QUARTER AND NINE-MONTH 2021 RESULTS Record operating revenue for the third quarter and first nine months of 2021 Record Financial Advisory third-quarter revenue; high levels of activity globally Record average assets under ma

Exhibit 99.1 LAZARD LTD REPORTS THIRD-QUARTER AND NINE-MONTH 2021 RESULTS Record operating revenue for the third quarter and first nine months of 2021 Record Financial Advisory third-quarter revenue; high levels of activity globally Record average assets under management of $278 billion in third quarter NEW YORK, October 29, 2021 ? Lazard Ltd (NYSE: LAZ) today reported operating revenue1 of $702 m

WILLIAM M. LEWIS, JR. TO JOIN LAZARD BOARD OF DIRECTORS - Retires as a Managing Director and Chairman of Lazard’s Investment Banking Business -

Exhibit 99.1 WILLIAM M. LEWIS, JR. TO JOIN LAZARD BOARD OF DIRECTORS - Retires as a Managing Director and Chairman of Lazard?s Investment Banking Business - NEW YORK, October 12, 2021 ? Lazard Ltd (NYSE: LAZ) announced today that William M. (?Bill?) Lewis, Jr. will join its Board of Directors, effective April 29, 2022, and that he has decided to retire from the firm, effective November 12. Mr. Lew

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 10, 2021 Lazard Ltd (Exact name of registrant as specified in its charter) Bermuda (State or other jurisdiction of incorporation) 001-32492 98-0437848 (Commission File Number)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 001-32492 (Commission File Number) LAZARD LT

LAZARD LTD REPORTS SECOND-QUARTER AND FIRST-HALF 2021 RESULTS Record operating revenue for the second quarter and first half of 2021 Record Financial Advisory second quarter with high levels of activity globally Record Asset Management quarter with a

Exhibit 99.1 LAZARD LTD REPORTS SECOND-QUARTER AND FIRST-HALF 2021 RESULTS Record operating revenue for the second quarter and first half of 2021 Record Financial Advisory second quarter with high levels of activity globally Record Asset Management quarter with average AUM at new high of $276 billion NEW YORK, July 30, 2021 ? Lazard Ltd (NYSE: LAZ) today reported operating revenue1 of $821 million

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 30, 2021 Lazard Ltd (Exact name of registrant as specified in its charter) Bermuda (State or other jurisdiction of incorporation) 001-32492 98-0437848 (Commission File Number) (I

Form of Agreement evidencing grant of Performance-Based Restricted Participation Units under the 2018 Incentive Compensation Plan (incorporated by reference to Exhibit 10.19 to the Registrant’s Quarterly Report on Form 10-Q (File No. 001-32492) filed on May 4, 2021).

Exhibit 10.19 PERFORMANCE-BASED PROFITS INTEREST PARTICIPATION RIGHT UNIT AGREEMENT THIS AGREEMENT, dated as of [?] by, and among Lazard Ltd, a Bermuda exempted company (the ?Company?), Lazard Group LLC, a Delaware limited liability company (?Lazard Group?), and [?] (the ?Member?). W I T N E S S E T H In consideration of the mutual promises and covenants made herein and the mutual benefits to be d

Form of Agreement for Profits Interest Participation Right Units under the 2018 Compensation Plan (incorporated by reference to Exhibit 10.21 to the Registrant’s Quarterly Report on Form 10-Q (File No. 001-32492) filed on May 4, 2021).

Exhibit 10.21 PROFITS INTEREST PARTICIPATION RIGHT UNIT AGREEMENT THIS AGREEMENT, dated as of Date by, and among Lazard Ltd, a Bermuda exempted company (the ?Company?), Lazard Group LLC, a Delaware limited liability company (?Lazard Group?), and Employee Name (the ?Member?). W I T N E S S E T H In consideration of the mutual promises and covenants made herein and the mutual benefits to be derived

Agreement relating to Retention and Noncompetition and Other Covenants, dated as of February 25, 2021, by and among the Registrant, Lazard Group LLC and Peter Orszag (incorporated by reference to Exhibit 10.13 to the Registrant’s Quarterly Report on Form 10-Q (File No. 001-32492) filed on May 4, 2021).

Exhibit 10.13 AGREEMENT RELATING TO RETENTION AND NONCOMPETITION AND OTHER COVENANTS AGREEMENT, dated as of February 25, 2021 (this ?Agreement?), by and among Lazard Ltd, a company incorporated under the laws of Bermuda (?Lazard?), Lazard Group LLC, a Delaware limited liability company (?Lazard Group?), on its behalf and on behalf of its subsidiaries and affiliates (collectively with Lazard and La

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 001-32492 (Commission File Number) LAZARD L

Form of Agreement evidencing grant of Lazard Fund Interests to Named Executive Officers under the 2018 Incentive Compensation Plan (incorporated by reference to Exhibit 10.20 to the Registrant’s Quarterly Report on Form 10-Q (File No. 001-32492) filed on May 4, 2021).

Exhibit 10.20 RESTRICTED LAZARD FUND INTEREST AGREEMENT THIS AGREEMENT, dated as of Date, between Lazard Group LLC, a Delaware limited liability company (the ?Company?), on its behalf and on behalf of its applicable Affiliate (as defined under the definitional rules of Section 1(a)), and Employee Name (the ?Employee?). W I T N E S S E T H In consideration of the mutual promises and covenants made

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Results of Operations and Financial Condition, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 29, 2021 Lazard Ltd (Exact name of registrant as specified in its charter) Bermuda (State or other jurisdiction of incorporation) 001-32492 98-0437848 (Commission File Number) (

LAZARD LTD REPORTS FIRST-QUARTER 2021 RESULTS Operating revenue up 15% with strong momentum across our businesses Record quarter-end assets under management of $265 billion Returned $237 million of capital to shareholders in first quarter

EX-99.1 Exhibit 99.1 LAZARD LTD REPORTS FIRST-QUARTER 2021 RESULTS Operating revenue up 15% with strong momentum across our businesses Record quarter-end assets under management of $265 billion Returned $237 million of capital to shareholders in first quarter NEW YORK, April 30, 2021 – Lazard Ltd (NYSE: LAZ) today reported operating revenue1 of $648 million for the quarter ended March 31, 2021. Ne

First Amendment to the Lazard Ltd 2018 Incentive Compensation Plan (incorporated by reference to Annex B to the Registrant’s Definitive Proxy Statement on Schedule 14A (File No. 001-32492) filed on March 16, 2021).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of

- DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of

Subsidiaries of the Registrant.

Exhibit 21.1 SUBSIDIARIES OF REGISTRANT NAME OF SUBSIDIARY COUNTRY OF ORGANIZATION Lazard Group LLC U.S. Lazard International Holdings, Inc. U.S. Lazard Fr?res & Co. LLC U.S. Lazard Asset Management LLC U.S. LLtd Corp I U.S. LLtd Corp II U.S. Lazard & Co., Holdings Limited United Kingdom Lazard & Co., Limited United Kingdom Lazard & Co., Services Limited United Kingdom Compagnie Financi?re Lazard

Annual Report - 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 001-32492 (Commission File Number) LAZARD LTD (E

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 7)*

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 7)* Name of issuer: Lazard Ltd. Class A Title of Class of Securities: Common Stock CUSIP Number: G54050102 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒

LAZARD LTD REPORTS FULL-YEAR AND FOURTH-QUARTER 2020 RESULTS Record quarterly operating revenue of $849 million Record Financial Advisory quarterly operating revenue of $509 million Record year-end assets under management of $259 billion

EX-99.1 Exhibit 99.1 LAZARD LTD REPORTS FULL-YEAR AND FOURTH-QUARTER 2020 RESULTS Record quarterly operating revenue of $849 million Record Financial Advisory quarterly operating revenue of $509 million Record year-end assets under management of $259 billion NEW YORK, February 5, 2021 – Lazard Ltd (NYSE: LAZ) today reported annual operating revenue1 of $2,524 million for the year ended December 31

Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 5, 2021 Lazard Ltd (Exact name of registrant as specified in its charter) Bermuda (State or other jurisdiction of incorporation) 001-32492 98-0437848 (Commission File Number)

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 001-32492 (Commission File Number) LAZA

LAZARD LTD REPORTS THIRD-QUARTER AND NINE-MONTH 2020 RESULTS Operating revenue momentum in Financial Advisory and Asset Management M&A announcements accelerated in U.S. and Europe; global leader in restructuring Average assets under management increa

EX-99.1 Exhibit 99.1 LAZARD LTD REPORTS THIRD-QUARTER AND NINE-MONTH 2020 RESULTS Operating revenue momentum in Financial Advisory and Asset Management M&A announcements accelerated in U.S. and Europe; global leader in restructuring Average assets under management increased 8% from the second quarter NEW YORK, October 29, 2020 – Lazard Ltd (NYSE: LAZ) today reported operating revenue1 of $569 mill

Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 29, 2020 Lazard Ltd (Exact name of registrant as specified in its charter) Bermuda (State or other jurisdiction of incorporation) 001-32492 98-0437848 (Commission File Number)

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 001-32492 (Commission File Number) LAZARD LT

Amended and Restated Credit Agreement, dated as of July 22, 2020, among Lazard Group LLC, the Banks from time to time parties thereto, and Citibank, N.A., as Administrative Agent (incorporated by reference to Exhibit 10.18 to the Registrant’s Quarterly Report on Form 10-Q (File No. 001-32492) filed on August 4, 2020)

EXHIBIT 10.18 Execution Version $200,000,000 AMENDED AND RESTATED CREDIT AGREEMENT among LAZARD GROUP LLC, as Borrower, The Several Banks from Time to Time Party Hereto, and CITIBANK, N.A., as Administrative Agent Dated as of July 22, 2020 CITIBANK, N.A., as Lead Arranger and Bookrunner TABLE OF CONTENTS Page SECTION 1. DEFINITIONS 1 1.1 Defined Terms 1 1.2 Other Definitional Provisions 26 1.3 Div

LAZARD LTD REPORTS SECOND-QUARTER AND FIRST-HALF 2020 RESULTS Ranked top restructuring advisor by volume globally for first half of year Assets under management increased 11% from first to second quarter Returned $264 million of capital to shareholde

EX-99.1 Exhibit 99.1 LAZARD LTD REPORTS SECOND-QUARTER AND FIRST-HALF 2020 RESULTS Ranked top restructuring advisor by volume globally for first half of year Assets under management increased 11% from first to second quarter Returned $264 million of capital to shareholders in first half of year NEW YORK, July 31, 2020 – Lazard Ltd (NYSE: LAZ) today reported operating revenue1 of $543 million for t

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2020 Lazard Ltd (Exact name of registrant as specified in its charter) Bermuda (State or other jurisdiction of incorporation) 001-32492 98-0437848 (Commission File Number) (I

Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 22, 2020 Lazard Ltd (Exact name of registrant as specified in its charter) Bermuda (State or other jurisdiction of incorporation) 001-32492 98-0437848 (Commission File Number) (I

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 001-32492 (Commission File Number) LAZARD L

LAZARD LTD REPORTS FIRST-QUARTER 2020 RESULTS Seamless transition to remote working environment during COVID-19 pandemic Financial Advisory and Asset Management highly active as clients seek trusted expert advice $211 million of capital returned to s

EX-99.1 Exhibit 99.1 LAZARD LTD REPORTS FIRST-QUARTER 2020 RESULTS Seamless transition to remote working environment during COVID-19 pandemic Financial Advisory and Asset Management highly active as clients seek trusted expert advice $211 million of capital returned to shareholders in first quarter NEW YORK, April 30, 2020 – Lazard Ltd (NYSE: LAZ) today reported operating revenue1 of $563 million

Financial Statements and Exhibits, Results of Operations and Financial Condition, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2020 Lazard Ltd (Exact name of registrant as specified in its charter) Bermuda (State or other jurisdiction of incorporation) 001-32492 98-0437848 (Commission File Number) (

LAZ / Lazard Ltd. DEFA14A - - DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of

LAZ / Lazard Ltd / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 6)* Name of issuer: Lazard Ltd Title of Class of Securities: Common Stock CUSIP Number: G54050102 Date of Event Which Requires Filing of this Statement: March 31, 2020 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule 13d-1(

LAZ / Lazard Ltd. DEFA14A - - DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of

LAZ / Lazard Ltd. DEF 14A - - DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of

Subsidiaries of the Registrant.

Exhibit 21.1 SUBSIDIARIES OF REGISTRANT NAME OF SUBSIDIARY COUNTRY OF ORGANIZATION Lazard Group LLC U.S. Lazard International Holdings, Inc. U.S. Lazard Frères & Co. LLC U.S. Lazard Asset Management LLC U.S. LLtd Corp I U.S. LLtd Corp II U.S. Lazard & Co., Holdings Limited United Kingdom Lazard & Co., Limited United Kingdom Lazard & Co., Services Limited Lazard Asset Management Limited United King

Annual Report - 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 001-32492 (Commission File Number) LAZARD LTD (E

Description of Registrant’s Class A Common Stock (incorporated by reference to Exhibit 4.8 to Registrant’s Annual Report (File No. 001-32492) on Form 10-K filed on February 25, 2020).

Exhibit 4.8 DESCRIPTION OF LAZARD LTD’S SECURITIES REGISTERED UNDER SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Description of Class A Common Stock The following description of Lazard Ltd’s Class A common stock is only a summary and does not purport to be complete. It is subject to and qualified in its entirety by reference to applicable law, our Certificate of Incorporation and Memorandum o

LAZ / Lazard Ltd. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 5)* Name of issuer: Lazard Ltd Title of Class of Securities: Common Stock CUSIP Number: G54050102 Date of Event Which Requires Filing of this Statement: December 31, 2019 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule 13d

Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 30, 2020 Lazard Ltd (Exact name of registrant as specified in its charter) Bermuda (State or other jurisdiction of incorporation) 001-32492 98-0437848 (Commission File Number)

LAZARD LTD REPORTS FULL-YEAR AND FOURTH-QUARTER 2019 RESULTS Record fourth-quarter operating revenue reflecting strength across businesses Entering 2020 with higher assets under management than 2019 and momentum in M&A activity Returned $850 million

EX-99.1 Exhibit 99.1 LAZARD LTD REPORTS FULL-YEAR AND FOURTH-QUARTER 2019 RESULTS Record fourth-quarter operating revenue reflecting strength across businesses Entering 2020 with higher assets under management than 2019 and momentum in M&A activity Returned $850 million to shareholders in 2019 through dividends and share repurchases NEW YORK, January 30, 2020 – Lazard Ltd (NYSE: LAZ) today reporte

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 001-32492 (Commission File Number) LAZA

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 31, 2019 Lazard Ltd (Exact name of registrant as specified in its charter) Bermuda (State or other jurisdiction of incorporation) 001-32492 98-0437848 (Commission File Number)

LAZARD LTD REPORTS THIRD-QUARTER AND NINE-MONTH 2019 RESULTS $588 million in third-quarter operating revenue Maintaining cost discipline to accelerate investment in our businesses $733 million of capital returned to shareholders in first nine months

EX-99.1 2 d798811dex991.htm EX-99.1 Exhibit 99.1 LAZARD LTD REPORTS THIRD-QUARTER AND NINE-MONTH 2019 RESULTS $588 million in third-quarter operating revenue Maintaining cost discipline to accelerate investment in our businesses $733 million of capital returned to shareholders in first nine months of 2019 NEW YORK, October 31, 2019 – Lazard Ltd (NYSE: LAZ) today reported third-quarter operating re

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 001-32492 (Commission File Number) LAZARD LT

LAZARD LTD REPORTS SECOND-QUARTER AND FIRST-HALF 2019 RESULTS $630 million operating revenue for second quarter $237 billion in average assets under management, up 4% from first quarter $603 million of capital returned to shareholders in first half o

EX-99.1 Exhibit 99.1 LAZARD LTD REPORTS SECOND-QUARTER AND FIRST-HALF 2019 RESULTS $630 million operating revenue for second quarter $237 billion in average assets under management, up 4% from first quarter $603 million of capital returned to shareholders in first half of 2019 NEW YORK, July 25, 2019 – Lazard Ltd (NYSE: LAZ) today reported operating revenue1 of $630 million for the quarter ended J

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2019 Lazard Ltd (Exact name of registrant as specified in its charter) Bermuda 001-32492 98-0437848 (State or other jurisdiction of incorporation) (Commission File Number

LAZ / Lazard Ltd. S-3ASR S-3ASR

S-3ASR Table of Contents As filed with the Securities and Exchange Commission on April 30, 2019 Registration No.

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 001-32492 (Commission File Number) LAZARD L

Form of Agreement for Performance-Based Profits Interest Participation Right Units under the 2018 Incentive Compensation Plan (incorporated by reference to Exhibit 10.24 to the Registrant’s Quarterly Report on Form 10-Q (File No. 001-32492) filed on April 30, 2019).

EXHIBIT 10.24 PERFORMANCE-BASED PROFITS INTEREST PARTICIPATION RIGHT UNIT AGREEMENT THIS AGREEMENT, dated as of by, and among Lazard Ltd, a Bermuda exempted company (the “Company”), Lazard Group LLC, a Delaware limited liability company (“Lazard Group”), and (the “Member”). W I T N E S S E T H In consideration of the mutual promises and covenants made herein and the mutual benefits to be derived h

LAZARD LTD REPORTS FIRST-QUARTER 2019 RESULTS First quarter operating revenue of $620 million Assets under management of $235 billion; up 9% from year-end Quarterly dividend increased by 7%; share repurchases of $192 million

EX-99.1 Exhibit 99.1 LAZARD LTD REPORTS FIRST-QUARTER 2019 RESULTS First quarter operating revenue of $620 million Assets under management of $235 billion; up 9% from year-end Quarterly dividend increased by 7%; share repurchases of $192 million NEW YORK, April 25, 2019 – Lazard Ltd (NYSE: LAZ) today reported operating revenue1 of $620 million for the quarter ended March 31, 2019. Net income, as a

Financial Statements and Exhibits, Results of Operations and Financial Condition, Submission of Matters to a Vote of Security Holders

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 23, 2019 Lazard Ltd (Exact name of registrant as specified in its charter) Bermuda 001-32492 98-0437848 (State or other jurisdiction of incorporation) (Commission File Numbe

Amended and Restated Agreement relating to Retention and Noncompetition and Other Covenants, dated as of March 29, 2019, by and among the Registrant, Lazard Group LLC and Alexander F. Stern (incorporated by reference to Exhibit 10.5 to the Registrant’s Current Report on Form 8-K (File No. 001-32492) filed on April 3, 2019).

EX-10.5 Exhibit 10.5 EXECUTION COPY AMENDED AND RESTATED AGREEMENT RELATING TO RETENTION AND NONCOMPETITION AND OTHER COVENANTS AMENDED AND RESTATED AGREEMENT, dated as of March 29, 2019 (this “Agreement”), by and among Lazard Ltd, a company incorporated under the laws of Bermuda (“Lazard”), Lazard Group LLC, a Delaware limited liability company (“Lazard Group”), on its behalf and on behalf of its

Amended and Restated Agreement relating to Retention and Noncompetition and Other Covenants, dated as of March 29, 2019, by and among the Registrant, Lazard Group LLC and Ashish Bhutani (incorporated by reference to Exhibit 10.3 to the Registrant’s Current Report on Form 8-K (File No. 001-32492) filed on April 3, 2019).

EX-10.3 Exhibit 10.3 EXECUTION COPY AMENDED AND RESTATED AGREEMENT RELATING TO RETENTION AND NONCOMPETITION AND OTHER COVENANTS AMENDED AND RESTATED AGREEMENT, dated as of March 29, 2019 (this “Agreement”), by and among Lazard Ltd, a company incorporated under the laws of Bermuda (“Lazard”), Lazard Group LLC, a Delaware limited liability company (“Lazard Group”), on its behalf and on behalf of its

Amended and Restated Agreement relating to Retention and Noncompetition and Other Covenants, dated as of March 29, 2019, by and among the Registrant, Lazard Group LLC and Kenneth M. Jacobs (incorporated by reference to Exhibit 10.1 to the Registrant’s Current Report on Form 8-K (File No. 001-32492) filed on April 3, 2019).

EX-10.1 Exhibit 10.1 EXECUTION COPY AMENDED AND RESTATED AGREEMENT RELATING TO RETENTION AND NONCOMPETITION AND OTHER COVENANTS AMENDED AND RESTATED AGREEMENT, dated as of March 29, 2019 (this “Agreement”), by and among Lazard Ltd, a company incorporated under the laws of Bermuda (“Lazard”), Lazard Group LLC, a Delaware limited liability company (“Lazard Group”), on its behalf and on behalf of its

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 29, 2019 Lazard Ltd (Exact name of registrant as specified in its charter) Bermuda 001-32492 98-0437848 (State or Other Jurisdiction of Incorporation) (Commission File Numbe

Amended and Restated Agreement relating to Retention and Noncompetition and Other Covenants, dated as of March 29, 2019, by and among the Registrant, Lazard Group LLC and Scott D. Hoffman (incorporated by reference to Exhibit 10.4 to the Registrant’s Current Report on Form 8-K (File No. 001-32492) filed on April 3, 2019).

EX-10.4 Exhibit 10.4 EXECUTION COPY AMENDED AND RESTATED AGREEMENT RELATING TO RETENTION AND NONCOMPETITION AND OTHER COVENANTS AMENDED AND RESTATED AGREEMENT, dated as of March 29, 2019 (this “Agreement”), by and among Lazard Ltd, a company incorporated under the laws of Bermuda (“Lazard”), Lazard Group LLC, a Delaware limited liability company (“Lazard Group”), on its behalf and on behalf of its

Amended and Restated Agreement relating to Retention and Noncompetition and Other Covenants, dated as of March 29, 2019, by and among the Registrant, Lazard Group LLC and Evan L. Russo (incorporated by reference to Exhibit 10.2 to the Registrant’s Current Report on Form 8-K (File No. 001-32492) filed on April 3, 2019).

EX-10.2 Exhibit 10.2 EXECUTION COPY AMENDED AND RESTATED AGREEMENT RELATING TO RETENTION AND NONCOMPETITION AND OTHER COVENANTS AMENDED AND RESTATED AGREEMENT, dated as of March 29, 2019 (this “Agreement”), by and among Lazard Ltd, a company incorporated under the laws of Bermuda (“Lazard”), Lazard Group LLC, a Delaware limited liability company (“Lazard Group”), on its behalf and on behalf of its

LAZ / Lazard Ltd. DEFINITIVE PROXY STATEMENT

Definitive Proxy Statement Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

LAZARD ANNOUNCES RESULTS OF CASH TENDER OFFER OF LAZARD GROUP LLC

EX-99.1 2 ex99-1.htm PRESS RELEASE Exhibit 99.1 LAZARD ANNOUNCES RESULTS OF CASH TENDER OFFER OF LAZARD GROUP LLC NEW YORK, March 12, 2019 – Lazard Ltd (NYSE: LAZ) announced today the expiration and final results of the previously announced cash tender offer (the “Tender Offer”) of its subsidiary Lazard Group LLC (“Lazard Group”) for any and all of its outstanding 4.250% Senior Notes due November

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 12, 2019 Lazard Ltd (Exact name of registrant as specified in its charter) Bermuda (State or Other Jurisdiction of Incorporation) 001-32492 (Commission File Number) 98-0437848 (

LAZARD ANNOUNCES CLOSING OF SENIOR NOTES OFFERING AND DELIVERY OF NOTICE OF REDEMPTION BY LAZARD GROUP LLC

EX-99.2 6 ex99-2.htm PRESS RELEASE - NOTICE OF REDEMPTION Exhibit 99.2 LAZARD ANNOUNCES CLOSING OF SENIOR NOTES OFFERING AND DELIVERY OF NOTICE OF REDEMPTION BY LAZARD GROUP LLC NEW YORK, March 11, 2019 – Lazard Ltd (NYSE: LAZ) announced today that its subsidiary Lazard Group LLC (“Lazard Group”) has completed its previously announced offering of $500 million aggregate principal amount of 4.375% S