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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to PIMCO ETF Trust - PIMCO Senior Loan Active Exchange-Traded Fund
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| October 10, 2024 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to Section 240. |
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| September 26, 2024 |
As filed with the U.S. Securities and Exchange Commission on September 26, 2024 File No. 333-279943 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Pre-Effective Amendment No. [ ] Post-Effective Amendment No. 1 [x] PIMCO ETF TRUST (Exact Name of Registrant as Specified in Charter) 650 Newport Center Drive New |
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| September 26, 2024 |
Three Bryant Park 1095 Avenue of the Americas New York, NY 10036-6797 +1 212 698 3500 Main +1 212 698 3599 Fax www. |
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| September 26, 2024 |
AGREEMENT AND PLAN OF REORGANIZATION AND LIQUIDATION AGREEMENT AND PLAN OF REORGANIZATION AND LIQUIDATION THIS AGREEMENT AND PLAN OF REORGANIZATION AND LIQUIDATION (“Agreement”) is made as of this 20th day of September, 2024, by PIMCO ETF Trust, a Delaware statutory trust, on behalf of its series PIMCO Mortgage-Backed Securities Active Exchange-Traded Fund (the “Acquiring Fund”), and PIMCO Funds, a Massachusetts business trust, on behalf of its series, PIMCO Mortgage-Backed Securities Fund (the “Acquired Fund”), and, with respect to paragraph 10. |
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| September 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 PIMCO ETF TRUST (Exact name of registrant as specified in its charter) State of Delaware See Below (State of incorporation or organization) (I.R.S. Employer Identification No.) 650 Newport Center D |
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| July 3, 2024 |
1900 K Street, NW Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www. |
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| June 4, 2024 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.14(a) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of our report dated May 23, 2024, relating to the financial statements and financial highlights, which appears in PIMCO Mortgage-Backed Securities Fund’s Annual Report on Form N-CSR for the year ended March 31, 2024. We also consent to |
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| June 4, 2024 |
EX-99.11 1900 K Street, N.W. Washington, DC 20006 +1 202 261 3300 Main +1 202 261 3333 Fax www.dechert.com June 4, 2024 PIMCO ETF Trust 650 Newport Center Drive Newport Beach, CA 92660 Dear Ladies and Gentlemen: We have acted as counsel for PIMCO ETF Trust (the “Trust”), a trust duly organized and validly existing under the laws of the State of Delaware, in connection with the Trust’s Registration |
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| June 4, 2024 |
PIMCO ETF TRUST OFFICER’S CERTIFICATE EX-99.14(b) PIMCO ETF TRUST OFFICER’S CERTIFICATE I, Joshua D. Ratner, solely in my capacity as President of PIMCO ETF Trust, a Delaware statutory trust (the “Trust”), hereby certify on behalf of the Trust, pursuant to Rule 483(b) under the Securities Act of 1933, that the following resolutions were unanimously approved at the meeting of the Board of Trustees of the Trust held on May 9, 2024: RESO |
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| June 4, 2024 |
EX-99.16 POWER OF ATTORNEY I, the undersigned Treasurer of the PIMCO ETF Trust (the Trust) hereby constitute and appoint Ryan G. Leshaw, Wu-Kwan Kit, Douglas P. Dick, Megan C. Johnson, Kevin F. Cahill, Adam T. Teufel, and Aaron D. Withrow, each of them singly, my true and lawful attorneys-in-fact, with full power of substitution, and with full power to each of them, to sign for me and in my name i |
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| June 4, 2024 |
N-14 Table of Contents As filed with the U.S. Securities and Exchange Commission on June 4, 2024 File No. [ ] UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Pre-Effective Amendment No. ☐ Post-Effective Amendment No. ☐ PIMCO ETF TRUST (Exact Name of Registrant as Specified in Charter) 650 Newport Center D |
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| May 31, 2024 |
1900 K Street, NW Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www. |
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| May 23, 2024 |
1900 K Street, NW Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www. |
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| April 26, 2024 |
1900 K Street, NW Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www. |
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| May 24, 2023 |
8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 PIMCO ETF Trust (Exact name of registrant as specified in its charter) State of Delaware See Below (State of incorporation or organization) (I.R.S. Employer Identification No.) 650 Newport C |
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| May 24, 2023 |
8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 PIMCO ETF Trust (Exact name of registrant as specified in its charter) State of Delaware See Below (State of incorporation or organization) (I.R.S. Employer Identification No.) 650 Newport C |
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| February 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 PIMCO ETF Trust (Exact name of registrant as specified in its charter) State of Delaware See Below (State of incorporation or organization) (I.R.S. Employer Identification No.) 650 Newport Center D |
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| January 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 PIMCO ETF Trust (Exact name of registrant as specified in its charter) State of Delaware See Below (State of incorporation or organization) (I.R.S. Employer Identification No.) 650 Newport Center D |
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| November 28, 2022 |
pimcoetftrust Schedule of Investments PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund September 30, 2022 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 98. |
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| November 28, 2022 |
pimcoetftrust Schedule of Investments PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund September 30, 2022 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 98. |
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| November 28, 2022 |
NPORT-EX 2 pimcoetftrust.htm PIMCO ETF TRUST Schedule of Investments PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund September 30, 2022 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 98.0% ¤ LOAN PARTICIPATIONS AND ASSIGNMENTS 0.2% Envision Healthcare Corp. T |
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| November 28, 2022 |
Schedule of Investments PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund September 30, 2022 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 98. |
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| November 28, 2022 |
Schedule of Investments PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund September 30, 2022 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 98. |
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| November 28, 2022 |
Schedule of Investments PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund September 30, 2022 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 98. |
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| November 28, 2022 |
Schedule of Investments PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund September 30, 2022 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 98. |
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| November 28, 2022 |
NPORT-EX 2 pimcoetftrust.htm PIMCO ETF TRUST Schedule of Investments PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund September 30, 2022 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 98.0% ¤ LOAN PARTICIPATIONS AND ASSIGNMENTS 0.2% Envision Healthcare Corp. T |
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| November 28, 2022 |
pimcoetftrust Schedule of Investments PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund September 30, 2022 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 98. |
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| November 28, 2022 |
NPORT-EX 2 pimcoetftrust.htm PIMCO ETF TRUST Schedule of Investments PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund September 30, 2022 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 98.0% ¤ LOAN PARTICIPATIONS AND ASSIGNMENTS 0.2% Envision Healthcare Corp. T |
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| November 28, 2022 |
Schedule of Investments PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund September 30, 2022 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 98. |
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| November 28, 2022 |
pimcoetftrust Schedule of Investments PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund September 30, 2022 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 98. |
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| November 28, 2022 |
NPORT-EX 2 pimcoetftrust.htm PIMCO ETF TRUST Schedule of Investments PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund September 30, 2022 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 98.0% ¤ LOAN PARTICIPATIONS AND ASSIGNMENTS 0.2% Envision Healthcare Corp. T |
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| November 28, 2022 |
Schedule of Investments PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund September 30, 2022 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 98. |
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| November 25, 2022 |
1900 K Street, NW Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www. |
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| November 21, 2022 |
CORRESP 1 filename1.htm 1900 K Street, NW Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www.dechert.com ADAM T. TEUFEL [email protected] +1 202 261 3464 Direct +1 202 261 3164 Fax November 21, 2022 VIA EDGAR Anu Dubey Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: PIMCO ETF Trust (the “Registrant”) |
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| November 10, 2022 |
***** Anu Dubey November 10, 2022 Page 6 CORRESP 1 filename1.htm 1900 K Street, NW Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www.dechert.com ADAM T. TEUFEL [email protected] +1 202 261 3464 Direct +1 202 261 3164 Fax November 10, 2022 VIA EDGAR Anu Dubey Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: PIMCO ETF Trust (the “Registrant”) |
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| November 7, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 PIMCO ETF Trust (Exact name of registrant as specified in its charter) State of Delaware See Below (State of incorporation or organization) (I.R.S. Employer Identification No.) 650 Newport Center D |
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| November 7, 2022 |
Form 25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 333-155395 PIMCO ETF Trust / NYSE Arca, Inc. (Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or registered) 650 Newport |
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| September 1, 2022 |
1900 K Street, NW Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www. |
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| June 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 PIMCO ETF Trust (Exact name of registrant as specified in its charter) State of Delaware See Below (State of incorporation or organization) (I.R.S. Employer Identification No.) 650 Newport Center D |
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| May 27, 2022 |
pimcoetftrust Schedule of Investments PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund March 31, 2022 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 98. |
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| May 27, 2022 |
pimcoetftrust Schedule of Investments PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund March 31, 2022 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 98. |
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| May 27, 2022 |
Schedule of Investments PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund March 31, 2022 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 98. |
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| May 27, 2022 |
Schedule of Investments PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund March 31, 2022 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 98. |
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| May 27, 2022 |
Schedule of Investments PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund March 31, 2022 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 98. |
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| May 27, 2022 |
Schedule of Investments PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund March 31, 2022 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 98. |
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| May 27, 2022 |
pimcoetftrust Schedule of Investments PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund March 31, 2022 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 98. |
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| May 27, 2022 |
pimcoetftrust Schedule of Investments PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund March 31, 2022 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 98. |
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| May 27, 2022 |
Schedule of Investments PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund March 31, 2022 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 98. |
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| May 27, 2022 |
Schedule of Investments PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund March 31, 2022 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 98. |
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| May 27, 2022 |
pimcoetftrust Schedule of Investments PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund March 31, 2022 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 98. |
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| May 27, 2022 |
Schedule of Investments PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund March 31, 2022 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 98. |
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| May 27, 2022 |
Schedule of Investments PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund March 31, 2022 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 98. |
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| May 26, 2022 |
1900 K Street, NW Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www. |
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| May 16, 2022 |
1900 K Street, NW Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www. |
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| March 2, 2022 |
1900 K Street, NW Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www. |
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| November 30, 2021 |
pimcoetftrust Schedule of Investments PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund September 30, 2021 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 101. |
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| November 30, 2021 |
Schedule of Investments PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund September 30, 2021 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 101. |
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| November 30, 2021 |
Schedule of Investments PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund September 30, 2021 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 101. |
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| November 30, 2021 |
pimcoetftrust Schedule of Investments PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund September 30, 2021 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 101. |
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| November 30, 2021 |
Schedule of Investments PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund September 30, 2021 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 101. |
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| November 30, 2021 |
Schedule of Investments PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund September 30, 2021 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 101. |
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| November 30, 2021 |
Schedule of Investments PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund September 30, 2021 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 101. |
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| November 30, 2021 |
Schedule of Investments PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund September 30, 2021 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 101. |
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| November 30, 2021 |
Schedule of Investments PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund September 30, 2021 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 101. |
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| November 30, 2021 |
Schedule of Investments PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund September 30, 2021 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 101. |
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| November 30, 2021 |
pimcoetftrust Schedule of Investments PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund September 30, 2021 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 101. |
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| November 30, 2021 |
Schedule of Investments PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund September 30, 2021 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 101. |
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| November 30, 2021 |
Schedule of Investments PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund September 30, 2021 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 101. |
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| November 24, 2021 |
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| November 24, 2021 |
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| November 24, 2021 |
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| November 24, 2021 |
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| November 24, 2021 |
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| November 24, 2021 |
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| November 24, 2021 |
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| November 24, 2021 |
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| November 24, 2021 |
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| November 24, 2021 |
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| November 24, 2021 |
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| November 24, 2021 |
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| November 24, 2021 |
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| August 20, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 PIMCO ETF Trust (Exact name of registrant as specified in its charter) State of Delaware See Below (State of incorporation or organization) (I.R.S. Employer Identification No.) 650 Newport Center D |
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| May 28, 2021 |
pimcoetftrust Schedule of Investments PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund March 31, 2021 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 100. |
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| May 28, 2021 |
Schedule of Investments PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund March 31, 2021 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 100. |
|
| May 28, 2021 |
pimcoetftrust Schedule of Investments PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund March 31, 2021 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 100. |
|
| May 28, 2021 |
Schedule of Investments PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund March 31, 2021 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 100. |
|
| May 28, 2021 |
pimcoetftrust Schedule of Investments PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund March 31, 2021 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 100. |
|
| May 28, 2021 |
pimcoetftrust Schedule of Investments PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund March 31, 2021 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 100. |
|
| May 28, 2021 |
pimcoetftrust Schedule of Investments PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund March 31, 2021 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 100. |
|
| May 28, 2021 |
pimcoetftrust Schedule of Investments PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund March 31, 2021 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 100. |
|
| May 28, 2021 |
pimcoetftrust Schedule of Investments PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund March 31, 2021 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 100. |
|
| May 28, 2021 |
pimcoetftrust Schedule of Investments PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund March 31, 2021 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 100. |
|
| May 28, 2021 |
pimcoetftrust Schedule of Investments PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund March 31, 2021 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 100. |
|
| May 28, 2021 |
Schedule of Investments PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund March 31, 2021 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 100. |
|
| November 24, 2020 |
pimcoetftrust Schedule of Investments PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund September 30, 2020 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 98. |
|
| November 24, 2020 |
pimcoetftrust Schedule of Investments PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund September 30, 2020 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 98. |
|
| November 24, 2020 |
pimcoetftrust Schedule of Investments PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund September 30, 2020 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 98. |
|
| November 24, 2020 |
pimcoetftrust Schedule of Investments PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund September 30, 2020 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 98. |
|
| November 24, 2020 |
pimcoetftrust Schedule of Investments PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund September 30, 2020 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 98. |
|
| November 24, 2020 |
pimcoetftrust Schedule of Investments PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund September 30, 2020 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 98. |
|
| November 24, 2020 |
pimcoetftrust Schedule of Investments PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund September 30, 2020 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 98. |
|
| November 24, 2020 |
pimcoetftrust Schedule of Investments PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund September 30, 2020 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 98. |
|
| November 24, 2020 |
pimcoetftrust Schedule of Investments PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund September 30, 2020 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 98. |
|
| November 24, 2020 |
pimcoetftrust Schedule of Investments PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund September 30, 2020 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 98. |
|
| November 24, 2020 |
pimcoetftrust Schedule of Investments PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund September 30, 2020 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 98. |
|
| November 24, 2020 |
pimcoetftrust Schedule of Investments PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund September 30, 2020 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 98. |
|
| May 29, 2020 |
pimcoetftrust Schedule of Investments PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund March 31, 2020 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 97. |
|
| May 29, 2020 |
pimcoetftrust Schedule of Investments PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund March 31, 2020 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 97. |
|
| May 29, 2020 |
pimcoetftrust Schedule of Investments PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund March 31, 2020 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 97. |
|
| May 29, 2020 |
pimcoetftrust Schedule of Investments PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund March 31, 2020 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 97. |
|
| May 29, 2020 |
pimcoetftrust Schedule of Investments PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund March 31, 2020 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 97. |
|
| May 29, 2020 |
pimcoetftrust Schedule of Investments PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund March 31, 2020 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 97. |
|
| May 29, 2020 |
pimcoetftrust Schedule of Investments PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund March 31, 2020 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 97. |
|
| May 29, 2020 |
pimcoetftrust Schedule of Investments PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund March 31, 2020 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 97. |
|
| May 29, 2020 |
pimcoetftrust Schedule of Investments PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund March 31, 2020 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 97. |
|
| May 29, 2020 |
pimcoetftrust Schedule of Investments PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund March 31, 2020 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 97. |
|
| May 29, 2020 |
pimcoetftrust Schedule of Investments PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund March 31, 2020 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 97. |
|
| May 29, 2020 |
pimcoetftrust Schedule of Investments PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund March 31, 2020 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 97. |
|
| December 18, 2019 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on December 30, 2019, pursuant to the provisions of Rule 12d2-2 (a). |
|
| December 10, 2019 |
TUZ / PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund 8-A12B - - 8-A12B 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 PIMCO ETF Trust (Exact name of registrant as specified in its charter) State of Delaware See Below (State of incorporation or organization) (I.R.S. Employer Identification No.) 650 Newport C |
|
| November 26, 2019 |
TIPZ / PIMCO Broad U.S. TIPS Index Exchange-Traded Fund NPORT-EX - - PIMCO ETF TRUST Schedule of Investments PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund September 30, 2019 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 107. |
|
| November 26, 2019 |
MINT / PIMCO Enhanced Short Maturity Active Exchange-Traded Fund NPORT-EX - - PIMCO ETF TRUST Schedule of Investments PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund September 30, 2019 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 107. |
|
| November 26, 2019 |
MUNI / PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund NPORT-EX - - PIMCO ETF TRUST Schedule of Investments PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund September 30, 2019 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 107. |
|
| November 26, 2019 |
CORP / PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund NPORT-EX - - PIMCO ETF TRUST Schedule of Investments PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund September 30, 2019 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 107. |
|
| November 26, 2019 |
Schedule of Investments PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund September 30, 2019 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 107. |
|
| November 26, 2019 |
SMMU / PIMCO Short Term Municipal Bond Active Exchange-Traded Fund NPORT-EX - - PIMCO ETF TRUST Schedule of Investments PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund September 30, 2019 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 107. |
|
| November 26, 2019 |
STPZ / PIMCO 1-5 Year U.S. TIPS Index Exchange-Traded Fund NPORT-EX - - PIMCO ETF TRUST Schedule of Investments PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund September 30, 2019 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 107. |
|
| November 26, 2019 |
LTPZ / PIMCO 15+ Year U.S. TIPS Index Exchange-Traded Fund NPORT-EX - - PIMCO ETF TRUST Schedule of Investments PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund September 30, 2019 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 107. |
|
| November 26, 2019 |
BOND / PIMCO Active Bond Exchange-Traded Fund NPORT-EX - - PIMCO ETF TRUST Schedule of Investments PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund September 30, 2019 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 107. |
|
| November 26, 2019 |
LDUR / PIMCO Enhanced Low Duration Active Exchange-Traded Fund NPORT-EX - - PIMCO ETF TRUST Schedule of Investments PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund September 30, 2019 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 107. |
|
| November 26, 2019 |
TUZ / PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund NPORT-EX - - PIMCO ETF TRUST Schedule of Investments PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund September 30, 2019 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 107. |
|
| November 26, 2019 |
Schedule of Investments PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund September 30, 2019 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 107. |
|
| November 5, 2019 |
CORRESP 1900 K Street, NW Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www. |
|
| November 4, 2019 |
TUZ / PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund CORRESP - - CORRESP 1900 K Street, NW Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www. |
|
| August 26, 2019 |
1900 K Street, NW Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www. |
|
| May 29, 2019 |
LTPZ / PIMCO ETF Trust NPORT-EX - - PIMCO ETF TRUST Schedule of Investments PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund March 31, 2019 (Unaudited) PRINCIPAL MARKET AMOUNT VALUE (000s) (000s) INVESTMENTS IN SECURITIES 101. |
|
| November 27, 2018 |
LTPZ / PIMCO ETF Trust PIMCO ETF TRUST (Quarterly Schedule of Portfolio Holdings) PIMCO ETF Trust UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22250 PIMCO ETF Trust (Exact name of registrant as specified in charter) 650 Newport Center Drive, Newport Beach, CA 92660 (Address of principal executive offices) Trent W. Walke |
|
| November 27, 2018 |
Certification Under Rule 30a-2(a) EX-99.CERT 2 d580693dex99cert.htm CERTIFICATIONS Exhibit 99.CERT Certification Under Rule 30a-2(a) CERTIFICATION I, Peter G. Strelow, certify that: 1. I have reviewed this report on Form N-Q of PIMCO ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circum |
|
| May 30, 2018 |
Certification Under Rule 30a-2(a) Certifications Exhibit 99.CERT Certification Under Rule 30a-2(a) CERTIFICATION I, Peter G. Strelow, certify that: 1. I have reviewed this report on Form N-Q of PIMCO ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statement |
|
| May 30, 2018 |
LTPZ / PIMCO ETF Trust PIMCO ETF TRUST (Quarterly Schedule of Portfolio Holdings) PIMCO ETF Trust UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22250 PIMCO ETF Trust (Exact name of registrant as specified in charter) 650 Newport Center Drive, Newport Beach, CA 92660 (Address of principal executive offices) Trent W. Walke |
|
| March 9, 2018 |
LTPZ / PIMCO ETF Trust CORRESP CORRESP 1 filename1.htm 1900 K Street, NW Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www.dechert.com March 9, 2018 VIA EDGAR Kenneth Ellington Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: PIMCO ETF Trust (the “Registrant” and each series thereof the “Funds”) File No. 811-22250 Dear Mr. Ellington: In |
|
| November 28, 2017 |
Certification Under Rule 30a-2(a) EX-99.CERT 2 d427807dex99cert.htm CERTIFICATIONS Exhibit 99.CERT Certification Under Rule 30a-2(a) CERTIFICATION I, Peter G. Strelow, certify that: 1. I have reviewed this report on Form N-Q of PIMCO ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circum |
|
| November 28, 2017 |
PIMCO ETF Trust UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22250 PIMCO ETF Trust (Exact name of registrant as specified in charter) 650 Newport Center Drive, Newport Beach, CA 92660 (Address of principal executive offices) Trent W. Walke |
|
| October 13, 2017 |
CORRESP 1 filename1.htm 1900 K Street, NW Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www.dechert.com October 16, 2017 VIA EDGAR Mr. Deepak T. Pai U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: PIMCO Funds, et al., File No. 812-14756 Dear Mr. Pai: As discussed on our October 10, 2017 call, please find e |
|
| October 11, 2017 |
1900 K Street, NW Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www. |
|
| August 25, 2017 |
1900 K Street, NW Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www. |
|
| May 30, 2017 |
PIMCO ETF Trust UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22250 PIMCO ETF Trust (Exact name of registrant as specified in charter) 650 Newport Center Drive, Newport Beach, CA 92660 (Address of principal executive offices) Trent W. Walke |
|
| May 30, 2017 |
Certification Under Rule 30a-2(a) EX-99.CERT 2 d327996dex99cert.htm CERTIFICATIONS Exhibit 99.CERT Certification Under Rule 30a-2(a) CERTIFICATION I, Peter G. Strelow, certify that: 1. I have reviewed this report on Form N-Q of PIMCO ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circum |
|
| May 18, 2017 |
May 18, 2017 Anu Dubey Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: PIMCO ETF Trust (the ?Registrant?) File Nos. 333-155395, 811-22250 Dear Ms. Dubey: On March 20, 2017, the Registrant filed a letter (Accession Number 0001193125-17-089502) pursuant to Rule 477 under the Securities Act of 1933, as amended, requesting the wit |
|
| May 18, 2017 |
May 18, 2017 Anu Dubey Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: PIMCO ETF Trust (the ?Registrant?) File Nos. 333-155395, 811-22250 Dear Ms. Dubey: Pursuant to Rule 477 under the Securities Act of 1933, as amended, the Registrant respectfully requests withdrawal of the following Post-Effective Amendments to the Registran |
|
| April 13, 2017 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 24, 2017, pursuant to the provisions of Rule 12d2-2 (a). |
|
| April 13, 2017 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 24, 2017, pursuant to the provisions of Rule 12d2-2 (a). |
|
| April 5, 2017 |
APP WD 1 d357447dappwd.htm APP WD 1900 K Street, NW Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www.dechert.com BRENDAN C. FOX [email protected] +1 202 261 3381 Direct +1 202 261 3081 Fax April 5, 2017 Daniele Marchesani Robert Shapiro Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: PIMCO Funds, et al. (File No. 812-14731): Request for With |
|
| March 20, 2017 |
March 20, 2017 Anu Dubey Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: PIMCO ETF Trust (the ?Registrant?) File Nos. 333-155395, 811-22250 Dear Ms. Dubey: Pursuant to Rule 477 under the Securities Act of 1933, as amended, the Registrant respectfully requests withdrawal of the following Post-Effective Amendments to the Registr |
|
| January 30, 2017 |
SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to §240. |
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| November 28, 2016 |
PIMCO ETF Trust PIMCO ETF TRUST (Quarterly Schedule of Portfolio Holdings) N-Q 1 d231273dnq.htm PIMCO ETF TRUST UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22250 PIMCO ETF Trust (Exact name of registrant as specified in charter) 650 Newport Center Drive, Newport Beach, CA 92660 (Address of principal executive of |
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| November 28, 2016 |
Certification Under Rule 30a-2(a) Certifications Exhibit 99.CERT Certification Under Rule 30a-2(a) CERTIFICATION I, Peter G. Strelow, certify that: 1. I have reviewed this report on Form N-Q of PIMCO ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statement |
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| November 7, 2016 |
SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to §240. |
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| May 27, 2016 |
Pimco Etf Trust - PIMCO ETF TRUST N-Q 1 d137138dnq.htm PIMCO ETF TRUST UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22250 PIMCO ETF Trust (Exact name of registrant as specified in charter) 650 Newport Center Drive, Newport Beach, CA 92660 (Address of principal executive of |
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| May 27, 2016 |
Certification Under Rule 30a-2(a) Certifications Exhibit 99.CERT Certification Under Rule 30a-2(a) CERTIFICATION I, Peter G. Strelow, certify that: 1. I have reviewed this report on Form N-Q of PIMCO ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statement |
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| January 27, 2016 |
SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to §240. |
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| November 25, 2015 |
Pimco Etf Trust - PIMCO ETF TRUST PIMCO ETF Trust UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22250 PIMCO ETF Trust (Exact name of registrant as specified in charter) 650 Newport Center Drive, Newport Beach, CA 92660 (Address of principal executive offices) Trent W. Walke |
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| November 25, 2015 |
Certification Under Rule 30a-2(a) Certifications Exhibit 99.CERT Certification Under Rule 30a-2(a) CERTIFICATION I, Peter G. Strelow, certify that: 1. I have reviewed this report on Form N-Q of PIMCO ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statement |
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| November 12, 2015 |
SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to §240. |
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| October 8, 2015 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on October 19, 2015, pursuant to the provisions of Rule 12d2-2 (a). |
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| October 8, 2015 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on October 19, 2015, pursuant to the provisions of Rule 12d2-2 (a). |
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| October 8, 2015 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on October 19, 2015, pursuant to the provisions of Rule 12d2-2 (a). |
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| July 22, 2015 |
1900 K Street, NW Washington, DC 20006 +1 202 261 3300 Main +1 202 261 3333 Fax www. |
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| May 29, 2015 |
Certification Under Rule 30a-2(a) Certifications 99.CERT Certification Under Rule 30a-2(a) CERTIFICATION I, Peter G. Strelow, certify that: 1. I have reviewed this report on Form N-Q of PIMCO ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were m |
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| May 29, 2015 |
Pimco Etf Trust - PIMCO ETF TRUST PIMCO ETF Trust Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22250 PIMCO ETF Trust (Exact name of registrant as specified in charter) 650 Newport Center Drive, Newport Beach, CA 92660 (Address of principal executive offices) Trent W. |
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| February 19, 2015 |
LTPZ / PIMCO ETF Trust DEF 14A - - PIMCO ETF TRUST PIMCO ETF Trust SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to Section 240. |
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| February 12, 2015 |
SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to §240. |
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| January 30, 2015 |
MINT / PIMCO Enhanced Short Maturity Strategy Fund / CURIAN CAPITAL LLC - SC 13G Passive Investment SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* PIMCO Enhanced Short Maturity Strategy Fund, CIK 0001450011 (Name of Issuer) Exchange Traded Fund (Title of Class of Securities) 72201R833 (CUSIP Number) 12/31/2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box t |
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| November 26, 2014 |
Certification Under Rule 30a-2(a) Certifications 99.CERT Certification Under Rule 30a-2(a) CERTIFICATION I, Brent R. Harris, certify that: 1. I have reviewed this report on Form N-Q of PIMCO ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were ma |
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| November 26, 2014 |
Pimco Etf Trust - PIMCO ETF TRUST N-Q 1 d795940dnq.htm PIMCO ETF TRUST Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22250 PIMCO ETF Trust (Exact name of registrant as specified in charter) 650 Newport Center Drive, Newport Beach, CA 92660 (Address of princi |
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| November 17, 2014 |
LTPZ / PIMCO ETF Trust CORRESP - - CORRESP 1 filename1.htm 1900 K Street, NW Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www.dechert.com November 17, 2014 VIA EDGAR Amy Miller Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: PIMCO ETF Trust (the “Trust” or “Registrant”) File Nos. 333-155395, 811-22250 Dear Ms. Miller: In a September 15, 20 |
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| November 3, 2014 |
LTPZ / PIMCO ETF Trust CORRESP - - PIMCO Funds and PIMCO ETF Trust 1900 K Street, NW Washington, DC 20006 +1 202 261 3300 Main +1 202 261 3333 Fax www. |
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| October 9, 2014 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on October 20, 2014, pursuant to the provisions of Rule 12d2-2 (a). |
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| October 9, 2014 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on October 20, 2014, pursuant to the provisions of Rule 12d2-2 (a). |
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| October 9, 2014 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on October 20, 2014, pursuant to the provisions of Rule 12d2-2 (a). |
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| October 9, 2014 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on October 20, 2014, pursuant to the provisions of Rule 12d2-2 (a). |
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| July 31, 2014 |
MINT / PIMCO Enhanced Short Maturity Active Exchange-Traded Fund COVER - - SEC letter 1900 K Street, NW Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www. |
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| May 29, 2014 |
Quarterly Schedule of Portfolio Holdings - PIMCO ETF TRUST Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22250 PIMCO ETF Trust (Exact name of registrant as specified in charter) 840 Newport Center Drive, Newport Beach, CA 92660 (Address of principal executive offices) Trent W. |
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| May 29, 2014 |
Certification Under Rule 30a-2(a) EX-99.CERT 2 d724972dex99cert.htm CERTIFICATIONS 99.CERT Certification Under Rule 30a-2(a) CERTIFICATION I, Brent R. Harris, certify that: 1. I have reviewed this report on Form N-Q of PIMCO ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances u |
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| February 7, 2014 |
SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* PIMCO Enhanced Short Maturity Strategy Fund, CIK 0001450011 (Name of Issuer) Exchange Traded Fund (Title of Class of Securities) 72201R833 (CUSIP Number) 12/31/2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate bo |
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| January 27, 2014 |
1900 K Street, NW Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www. |
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| January 27, 2014 |
Letter to SEC 1900 K Street, NW Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www. |
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| January 13, 2014 |
PIMCO ETF Trust Form 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 27, 2013 |
Quarterly Schedule of Portfolio Holdings - PIMCO ETF TRUST UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22250 PIMCO ETF Trust (Exact name of registrant as specified in charter) 840 Newport Center Drive, Newport Beach, CA 92660 (Address of principal executive offices) Trent W. |
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| November 27, 2013 |
Certification Under Rule 30a-2(a) EX-99.CERT 2 d613065dex99cert.htm CERTIFICATIONS 99.CERT Certification Under Rule 30a-2(a) CERTIFICATION I, Brent R. Harris, certify that: 1. I have reviewed this report on Form N-Q of PIMCO ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances u |
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| November 4, 2013 |
SEC Response Letter 1900 K Street, NW Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www. |
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| August 30, 2013 |
SEC Letter 1900 K Street, NW Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www. |
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| June 10, 2013 |
SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* PIMCO Enhanced Short Maturity Strategy Fund, CIK 0001450011 (Name of Issuer) Exchange Traded Fund (Title of Class of Securities) 72201R833 (CUSIP Number) 5/31/2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to |
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| May 30, 2013 |
Certification Under Rule 30a-2(a) EX-99.CERT 2 d529468dex99cert.htm CERTIFICATIONS 99.CERT Certification Under Rule 30a-2(a) CERTIFICATION I, Brent R. Harris, certify that: 1. I have reviewed this report on Form N-Q of PIMCO ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances u |
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| May 30, 2013 |
Quarterly Schedule of Portfolio Holdings - ETF TRUST N-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22250 PIMCO ETF Trust (Exact name of registrant as specified in charter) 840 Newport Center Drive, Newport Beach, CA 92660 (Address of principal executive offices) John P. |
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| February 4, 2013 |
PIMCO ETF Trust Form 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| January 9, 2013 |
1775 | Street, N.W. Washington, DC 20006-2401 +1 202 261 3300 Main +1 202 261 3333 Fax www.dechert.com January 9, 2013 VIA EDGAR Chad Eskildsen Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: PIMCO Funds, File Nos. 033-12113, 811-05028 PIMCO ETF Trust, File Nos. 333-155395, 811-22250 PIMCO Equity Series, File Nos. 333-164077, |
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| November 29, 2012 |
Quarterly Schedule of Portfolio Holdings - PIMCO ETF TRUST N-Q 1 d421844dnq.htm PIMCO ETF TRUST Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22250 PIMCO ETF Trust (Exact name of registrant as specified in charter) 840 Newport Center Drive, Newport Beach, CA 92660 (Address of princi |
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| November 29, 2012 |
Certification Under Rule 30a-2(a) EX-99.CERT 2 d421844dex99cert.htm CERTIFICATION 99.CERT Certification Under Rule 30a-2(a) CERTIFICATION I, Brent R. Harris, certify that: 1. I have reviewed this report on Form N-Q of PIMCO ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances un |
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| November 13, 2012 |
SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| July 6, 2012 |
Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* PIMCO 1-5 YEAR U.S. TIPS Index Fund, CIK 0001450011 (Name of Issuer) Exchange Traded Fund (Title of Class of Securities) 72201R205 (CUSIP Number) 06/29/2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to |
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| June 7, 2012 |
Letter to SEC 1775 | Street, N.W. Washington, DC 20006-2401 +1 202 261 3300 Main +1 202 261 3333 Fax www.dechert.com June 7, 2012 VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549-4720 Re: PIMCO ETF Trust (the “Trust” or “Registrant”) (File Nos. 333-155395 and 811-22250) Ladies and Gentlemen: On behalf of the Trust, enclosed for filing via the EDGAR system p |
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| May 30, 2012 |
Certification Under Rule 30a-2(a) EX-99.CERT 2 d346646dex99cert.htm CERTIFICATIONS 99.CERT Certification Under Rule 30a-2(a) CERTIFICATION I, Brent R. Harris, certify that: 1. I have reviewed this report on Form N-Q of PIMCO ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances u |
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| May 30, 2012 |
Quarterly Schedule of Portfolio Holdings - PIMCO ETF TRUST N-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22250 PIMCO ETF Trust (Exact name of registrant as specified in charter) 840 Newport Center Drive, Newport Beach, CA 92660 (Address of principal executive offices) John P. |
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| April 24, 2012 |
PIMCO ETF Trust UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 PIMCO ETF Trust (Exact name of registrant as specified in its charter) State of Delaware See Below (State of incorporation or organization) (I.R.S. Employer Identification No.) 840 |
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| February 14, 2012 |
PIMCO ETF Trust UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 PIMCO ETF Trust (Exact name of registrant as specified in its charter) State of Delaware See Below (State of incorporation or organization) (I.R.S. Employer Identification No.) 840 |
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| December 9, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* PIMCO Intermediate Municipal (CIK #0001450011) (Name of issuer) ETF (Title of class of securities) 72201R866 (CUSIP number) 11/30/2011 (Date of event which requires filing of this statement) Check the appropriate box to designate the rule pursuant to whic |
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| November 29, 2011 |
Certification Under Rule 30a-2(a) EX-99.CERT 2 d237220dex99cert.htm CERTIFICATIONS 99.CERT Certification Under Rule 30a-2(a) CERTIFICATION I, Brent R. Harris, certify that: 1. I have reviewed this report on Form N-Q of PIMCO ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances u |
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| November 29, 2011 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22250 PIMCO ETF Trust (Exact name of registrant as specified in charter) 840 Newport Center Drive, Newport Beach, CA 92660 (Address of principal executive offices) John P. |
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| November 2, 2011 |
PIMCO ETF Trust 1775 I Street, N.W. Washington, DC 20006-2401 +1 202 261 3300 Main +1 202 261 3333 Fax www.dechert.com November 2, 2011 VIA EDGAR Brick Barrientos Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: PIMCO ETF Trust (the “Trust” or “Registrant”) File Nos. 333-155395, 811-22250 Dear Mr. Barrientos: In an October 17, |
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| October 28, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 PIMCO ETF Trust (Exact name of registrant as specified in its charter) State of Delaware See Below (State of incorporation or organization) (I.R.S. Employer Identification No.) 840 Newport Center D |
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| October 26, 2011 |
SEC Correspondence 1775 I Street, N.W. Washington, DC 20006-2401 +1 202 261 3300 Main +1 202 261 3333 Fax www.dechert.com October 26, 2011 VIA EDGAR Brion R. Thompson Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: PIMCO ETF Trust (the “Trust” or “Registrant”) File Nos. 333-155395, 811-22250 Dear Mr. Thompson: In a September 2 |
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| October 26, 2011 |
SEC Correspondence 1775 I Street, N.W. Washington, DC 20006-2401 +1 202 261 3300 Main +1 202 261 3333 Fax www.dechert.com October 26, 2011 VIA EDGAR Brick Barrientos Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: PIMCO ETF Trust (the “Trust” or “Registrant”) File Nos. 333-155395, 811-22250 Dear Mr. Barrientos: In an October 1 |
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| August 31, 2011 |
SEC Cover Letter 1775 I Street, N.W. Washington, DC 20006-2401 +1 202 261 3300 Main +1 202 261 3333 Fax www.dechert.com August 31, 2011 VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549-4720 Re: PIMCO ETF Trust (the “Trust” or “Registrant”) (File Nos. 033-155395 and 811-22250) Ladies and Gentlemen: On behalf of the Trust, enclosed for filing via the EDGAR sy |
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| August 23, 2011 |
PIMCO ETF Trust 1775 I Street, N.W. Washington, DC 20006-2401 +1 202 261 3300 Main +1 202 261 3333 Fax www.dechert.com August 23, 2011 VIA EDGAR Brion R. Thompson Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: PIMCO ETF Trust (the “Trust” or “Registrant”) File Nos. 333-155395, 811-22250 Dear Mr. Thompson: In a July 25, 2011 t |
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| August 3, 2011 |
SEC Cover Letter 1775 I Street, N.W. Washington, DC 20006-2401 +1 202 261 3300 Main +1 202 261 3333 Fax www.dechert.com August 3, 2011 VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549-4720 Re: PIMCO ETF Trust (the “Trust” or “Registrant”) (File Nos. 033-155395 and 811-22250) Ladies and Gentlemen: On behalf of the Trust, enclosed for filing via the EDGAR sys |
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| July 7, 2011 |
PIMCO ETF Trust 1775 I Street, N.W. Washington, DC 20006-2401 +1 202 261 3300 Main +1 202 261 3333 Fax www.dechert.com July 6, 2011 VIA EDGAR Brion R. Thompson Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: PIMCO ETF Trust (the “Trust” or “Registrant”) File Nos. 333-155395, 811-22250 Dear Mr. Thompson: In a June 2, 2011 telep |
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| June 10, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 PIMCO ETF Trust (Exact name of registrant as specified in its charter) State of Delaware See Below (State of incorporation or organization) (I.R.S. Employer Identification No.) 840 Newport Center D |
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| June 6, 2011 |
Letter to the SEC 1775 I Street, N.W. Washington, DC 20006-2401 +1 202 261 3300 Main +1 202 261 3333 Fax www.dechert.com June 6, 2011 VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549-4720 Re: PIMCO ETF Trust (the “Trust” or “Registrant”) (File Nos. 033-155395 and 811-22250) Ladies and Gentlemen: On behalf of the Trust, enclosed for filing via the EDGAR syst |
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| May 27, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22250 PIMCO ETF Trust (Exact name of registrant as specified in charter) 840 Newport Center Drive, Newport Beach, CA 92660 (Address of principal executive offices) John P. |
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| May 27, 2011 |
Certification Under Rule 30a-2(a) CERTIFICATION 99.CERT Certification Under Rule 30a-2(a) CERTIFICATION I, Brent R. Harris, certify that: 1. I have reviewed this report on Form N-Q of PIMCO ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were mad |
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| April 20, 2011 |
Letter to the SEC 1775 I Street, N.W. Washington, DC 20006-2401 +1 202 261 3300 Main +1 202 261 3333 Fax www.dechert.com April 20, 2011 VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549-4720 Re: PIMCO ETF Trust (the “Trust” or “Registrant”) (File Nos. 033-155395 and 811-22250) Ladies and Gentlemen: On behalf of the Trust, enclosed for filing via the EDGAR sy |
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| February 11, 2011 |
1775 I Street, N.W. Washington, DC 20006-2401 +1 202 261 3300 Main +1 202 261 3333 Fax www.dechert.com February 11, 2011 VIA EDGAR Brion R. Thompson Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: PIMCO ETF Trust (the ?Trust? or ?Registrant?) File Nos. 333-155395, 811-22250 Dear Mr. Thompson: In a December 22, 2010 telephone c |
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| January 10, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* PIMCO Intermediate Municipal (CIK #0001450011) (Name of Issuer) ETF (Title of Class of Securities) 72201R866 (CUSIP Number) 12/31/10 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
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| November 23, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22250 PIMCO ETF Trust (Exact name of registrant as specified in charter) 840 Newport Center Drive, Newport Beach, CA 92660 (Address of principal executive offices) John P. |
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| November 23, 2010 |
Certification Under Rule 30a-2(a) Certifications 99.CERT Certification Under Rule 30a-2(a) CERTIFICATION I, Brent R. Harris, certify that: 1. I have reviewed this report on Form N-Q of PIMCO ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were ma |
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| November 9, 2010 |
SEC Letter 1775 I Street, N.W. Washington, DC 20006-2401 +1 202 261 3300 Main +1 202 261 3333 Fax www.dechert.com November 9, 2010 VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549-4720 Re: PIMCO ETF Trust (the “Trust” or “Registrant”) (File Nos. 033-155395 and 811-22250) Ladies and Gentlemen: On behalf of the Trust, enclosed for filing via the EDGAR system |
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| October 28, 2010 |
Response Letter 1775 I Street, N.W. Washington, DC 20006-2401 +1 202 261 3300 Main +1 202 261 3333 Fax www.dechert.com October 28, 2010 VIA EDGAR Brion R. Thompson Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: PIMCO ETF Trust (the “Trust” or “Registrant”) File Nos. 333-155395, 811-22250 Dear Mr. Thompson: In an October 14, 2 |
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| October 27, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 PIMCO ETF Trust (Exact name of registrant as specified in its charter) State of Delaware See Below (State of incorporation or organization) (I.R.S. Employer Identification No.) 840 Newport Center D |
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| September 1, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 PIMCO ETF Trust (Exact name of registrant as specified in its charter) State of Delaware See Below (State of incorporation or organization) (I.R.S. Employer Identification No.) 840 Newport Center D |
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| August 30, 2010 |
SEC Letter 1775 I Street, N.W. Washington, DC 20006-2401 +1 202 261 3300 Main +1 202 261 3333 Fax www.dechert.com August 30, 2010 VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549-4720 Re: PIMCO ETF Trust (the “Trust” or “Registrant”) (File Nos. 033-155395 and 811-22250) Ladies and Gentlemen: On behalf of the Trust, enclosed for filing via the EDGAR system p |
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| August 24, 2010 |
1775 I Street, N.W. Washington, DC 20006-2401 +1 202 261 3300 Main +1 202 261 3333 Fax www.dechert.com August 24, 2010 VIA EDGAR Brion R. Thompson Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: PIMCO ETF Trust (the ?Trust? or ?Registrant?) File Nos. 333-155395, 811-22250 Dear Mr. Thompson: In an April 26, 2010 telephone conve |
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| May 28, 2010 |
Certification Under Rule 30a-2(a) EX-99.CERT 2 dex99cert.htm CERTIFICATIONS 99.CERT Certification Under Rule 30a-2(a) CERTIFICATION I, Brent R. Harris, certify that: 1. I have reviewed this report on Form N-Q of PIMCO ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under wh |
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| May 28, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22250 PIMCO ETF Trust (Exact name of registrant as specified in charter) 840 Newport Center Drive, Newport Beach, CA 92660 (Address of principal executive offices) John P. |
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| January 12, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) PIMCO ETF TR (Name of Issuer) 15+ YR US TIPS (Title of Class of Securities) 72201R304 (CUSIP Number) December 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule |
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| December 10, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) PIMCO ETF TR (Name of Issuer) 15+ YR US TIPS (Title of Class of Securities) 72201R304 (CUSIP Number) November 30, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule |
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| November 25, 2009 |
Certification Under Rule 30a-2(a) EX-99.CERT 2 dex99cert.htm CERTIFICATIONS 99.CERT Certification Under Rule 30a-2(a) CERTIFICATION I, Brent R. Harris, certify that: 1. I have reviewed this report on Form N-Q of PIMCO ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under wh |
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| November 25, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22250 PIMCO ETF Trust (Exact name of registrant as specified in charter) 840 Newport Center Drive, Newport Beach, CA 92660 (Address of principal executive offices) John P. |
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| November 10, 2009 |
1775 I Street, N.W. Washington, DC 20006-2401 +1 202 261 3300 Main +1 202 261 3333 Fax www.dechert.com November 10, 2009 VIA EDGAR Brion R. Thompson Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: PIMCO ETF Trust (the ?Registrant?) File Nos. 333-155395, 811-22250 Dear Mr. Thompson: In a November 3, 2009 telephone conversation |
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| November 10, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) PIMCO ETF TR (Name of Issuer) 15+ YR US TIPS (Title of Class of Securities) 72201R304 (CUSIP Number) October 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is |
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| November 10, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 PIMCO ETF Trust (Exact name of registrant as specified in its charter) State of Delaware See Below (State of incorporation or organization) (I.R.S. Employer Identification No.) 840 Newport Center D |
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| November 2, 2009 |
November 2, 2009 VIA EDGAR Brion R. Thompson Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: PIMCO ETF Trust (the ?Registrant?) File Nos. 333-155395, 811-22250 Dear Mr. Thompson: In a September 3, 2009 telephone conversation with me, you communicated the Securities and Exchange Commission (?SEC?) staff?s (the ?Staff?) comments |
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| October 29, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 PIMCO ETF Trust (Exact name of registrant as specified in its charter) State of Delaware See Below (State of incorporation or organization) (I.R.S. Employer Identification No.) 840 Newport Center D |
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| October 8, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 PIMCO ETF Trust (Exact name of registrant as specified in its charter) State of Delaware See Below (State of incorporation or organization) (I.R.S. Employer Identification No.) 840 Newport Center D |
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| October 8, 2009 |
October 8, 2009 Via EDGAR Brion R. Thompson Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: PIMCO ETF Trust (the ?Registrant?) File Nos. 333-155395, 811-22250 Dear Mr. Thompson: In a September 3, 2009 telephone conversation with me, you communicated the Securities and Exchange Commission staff?s (the ?Staff?) comments on Post- |
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| August 19, 2009 |
1775 I Street, N.W. Washington, DC 20006-2401 +1 202 261 3300 Main +1 202 261 3333 Fax www.dechert.com August 19, 2009 VIA EDGAR Brion R. Thompson Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: PIMCO ETF Trust (the “Registrant”) File Nos. 333-155395, 811-22250 Dear Mr. Thompson: In a July 16, 2009 telephone conversation with |
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| August 14, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 PIMCO ETF Trust (Exact name of registrant as specified in its charter) State of Delaware See Below (State of incorporation or organization) (I.R.S. Employer Identification No.) 840 Newport Center D |
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| August 3, 2009 |
CORRESP 1 filename1.htm 1775 I Street, N.W. Washington, DC 20006-2401 +1 202 261 3300 Main +1 202 261 3333 Fax www.dechert.com July 9, 2009 VIA EDGAR Brion R. Thompson Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: PIMCO ETF Trust (the “Registrant”) File Nos. 333-155395, 811-22250 Dear Mr. Thompson: As discussed during a July |
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| May 26, 2009 |
1775 I Street, N.W. Washington, DC 20006-2401 +1 202 261 3300 Main +1 202 261 3333 Fax www.dechert.com May 26, 2009 VIA EDGAR Brion R. Thompson Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: PIMCO ETF Trust (the “Registrant”) File Nos. 333-155395, 811-22250 Dear Mr. Thompson: In a May 11, 2009 telephone conversation, we discu |
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| May 26, 2009 |
Custody and Investment Accounting Agreement dated May 22, 2009 Exhibit (g) CUSTODY AND INVESTMENT ACCOUNTING AGREEMENT THIS AGREEMENT is made effective on the 22nd day of May, 2009, by and between STATE STREET BANK AND TRUST COMPANY, a trust company chartered under the laws of the Commonwealth of Massachusetts (?State Street?), PIMCO ETF Trust, a Delaware statutory trust (the ?Trust?), and PACIFIC INVESTMENT MANAGEMENT COMPANY LLC, a Delaware limited liability company (?PIMCO?). |
