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| CIK | 1976877 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Madison ETFs Trust - Madison Aggregate Bond ETF
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| September 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement. [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2 |
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| September 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement. [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2) |
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| September 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement. [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2) |
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| August 9, 2023 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Madison ETFs Trust (Exact name of registrant as specified in its charter) Delaware See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 550 Science Drive Madison, Wisconsin 53711 |
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| August 9, 2023 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Madison ETFs Trust (Exact name of registrant as specified in its charter) Delaware See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 550 Science Drive Madison, Wisconsin 53711 |
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| August 9, 2023 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Madison ETFs Trust (Exact name of registrant as specified in its charter) Delaware See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 550 Science Drive Madison, Wisconsin 53711 |
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| August 9, 2023 |
Securities and Exchange Commission Washington, D.C. Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Madison ETFs Trust (Exact name of registrant as specified in its charter) Delaware See Exhibit 1 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 550 Science Drive Madison, Wisconsin 53711 |
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| August 3, 2023 |
Chapman and Cutler LLP 320 South Canal Street, 27th Floor Chicago, Illinois 60606 T 312. |
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| August 3, 2023 |
Chapman and Cutler LLP 320 South Canal Street, 27th Floor Chicago, Illinois 60606 T 312. |
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| August 3, 2023 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-1A of our report dated July 19, 2023, relating to the financial statement of Madison Aggregate Bond ETF, a series of Madison ETFs Trust, as of June 27, 2023, and to the references to our firm under the headings “Independent Registered Public Accounting Firm” and “Financial Statements” in the Statement of Additional Information. |
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| July 27, 2023 |
Madison ETFs Trust Power of Attorney Madison ETFs Trust Power of Attorney Know All Men By These Presents, that the undersigned, a trustee of the above-referenced organization, hereby constitutes and appoints Steven Fredricks and Greg Hoppe and each of them (with full power to each of them to act alone) her true and lawful attorney-in-fact and agent, for her on her behalf and in her name, place and stead, in any and all capacities, to |
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| July 27, 2023 |
MADISON ETFs DISTRIBUTION AGREEMENT MADISON ETFs DISTRIBUTION AGREEMENT THIS DISTRIBUTION AGREEMENT (“Agreement”) is effective this 26th day of June 2023, and made by and between Madison ETFs Trust, a Delaware statutory trust (“Trust”) having its principal place of business at 550 Science Drive, Madison, WI 53711, and MFD Distributor, LLC, a Wisconsin limited liability company (“Distributor”) having its principal place of business at 550 Science Drive, Madison, WI, 53711. |
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| July 27, 2023 |
Agreement and Declaration of Trust of Madison ETFs Trust Agreement and Declaration of Trust of Madison ETFs Trust Agreement and Declaration of Trust made as of this 9th day of March, 2023, by the Trustee hereunder, and by the holders of Shares to be issued by Madison ETFs Trust (the “Trust”) hereunder as hereinafter provided. |
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| July 27, 2023 |
Chapman and Cutler LLP 320 South Canal Street, 27th Floor Chicago, Illinois 60606 T 312. |
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| July 27, 2023 |
II. CODE OF ETHICS A. Introduction 1. Purpose This section of Toroso Investments, LLC (the “Company” or “Firm”) Compliance Manual and Code of Ethics (the “Manual”) has been adopted to provide an overview of policies and procedures applicable to the Company’s Code of Ethics (the “Code of Ethics” or “Code”) in an effort to maintain a policy of strict compliance with the highest standards of ethical |
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| July 27, 2023 |
MADISON ETFs TRUST DISTRIBUTION AND SERVICE (RULE 12b-1) PLAN MADISON ETFs TRUST DISTRIBUTION AND SERVICE (RULE 12b-1) PLAN The following Distribution and Service Plan (the “Plan”) has been adopted pursuant to Rule l2b- l under the Investment Company Act of 1940, as amended (the “1940 Act”), by Madison ETFs Trust (the “Trust”), separately for each series of the Trust identified on Schedule A as may be amended from time to time (each a “Fund”), which Trust and Fund may do business under these or such other names as the Board of Trustees of the Trust may designate from time to time. |
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| July 27, 2023 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Cohen & Co. REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholder of Madison Aggregate Bond ETF and Board of Trustees of Madison ETFs Trust Opinion on the Financial Statement We have audited the accompanying statement of assets and liabilities of Madison Aggregate Bond ETF (the “Fund”), a series of Madison ETFs Trust, as of June 27, 2023, and the related notes (collectively re |
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| July 27, 2023 |
PARTIAL FUND ADMINISTRATION SERVICING AGREEMENT PARTIAL FUND ADMINISTRATION SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of the last day written on the signature page by and between MADISON ETFS TRUST, a Delaware statutory trust (the “Trust”) and U. |
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| July 27, 2023 |
INVESTMENT ADVISORY AGREEMENT This Investment Advisory Agreement (“Agreement”) is made as of [Month/Day], [Year], by and between Madison ETFs, a Delaware statutory trust (“Trust”), on behalf of each series of the Trust listed on Schedule A attached hereto, as may be amended from time to time (each, a “Fund” and collectively, “Funds”), and Madison Asset Management, LLC, a Wisconsin limited liability company (“Adviser”). |
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| July 27, 2023 |
The information in this Prospectus is not complete and may be changed. We may not sell these securities until the registration statement filed with the Securities and Exchange Commission is effective. This Prospectus is not an offer to sell these securities and it is not soliciting an offer to buy these securities in any state where the offer of sale is not permitted. Preliminary Prospectus Dated |
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| July 27, 2023 |
Code of Ethics APPENDIX A CODE OF ETHICS MADISON INVESTMENT HOLDINGS, INC. AND AFFILIATES MADISON FUNDS ULTRA SERIES FUND MADISON COVERED CALL & EQUITY STRATEGY FUND MADISON ETFs I. INTRODUCTION This Code of Ethics (“Code”) establishes the standards of conduct and professionalism expected of the “Supervised Persons” (as defined herein) of the Madison Funds, the Ultra Series Fund, the Madison Cover |
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| July 27, 2023 |
TRANSFER AGENT SERVICING AGREEMENT TRANSFER AGENT SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of the last day written on the signature page by and between MADISON ETFS TRUST, a Delaware statutory trust (the “Trust”) U. |
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| July 27, 2023 |
FUND ADMINISTRATION SERVICING AGREEMENT FUND ADMINISTRATION SERVICING AGREEMENT THIS FUND ADMINISTRATION SERVICING AGREEMENT (“Agreement”) is made and entered into as of July 24, 2023 by and between Madison ETFs Trust, a Delaware statutory trust (“Trust”) and Tidal ETF Services LLC, a Delaware limited liability company (“Tidal”). |
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| July 27, 2023 |
ETF CUSTODY AGREEMENT THIS AGREEMENT is made and entered into as of the last date on the signature page, by and between MADISON ETFS TRUST, a Delaware statutory trust, (the “Trust”), and U. |
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| July 27, 2023 |
SAMPLE FORM OF AUTHORIZED PARTICIPANT AGREEMENT [____] TRUST SAMPLE DRAFT SAMPLE FORM OF AUTHORIZED PARTICIPANT AGREEMENT [] TRUST This Authorized Participant Agreement (the “Agreement”) is entered into by and between [] (the “Distributor”) and [] (the “Participant”) and is subject to acceptance by [] (the “Transfer Agent”), and is further subject to acknowledgement and agreement by [ Trust] (the “Trust”), a series trust offering a number of portfolios of securities (each a “Fund” and collectively the “Funds”), solely with respect to Sections 4(c) and 12(c) herein. |
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| July 27, 2023 |
By-Laws of Madison ETFs Trust A Delaware Statutory Trust (Effective as of May 1, 2023) By-Laws of Madison ETFs Trust A Delaware Statutory Trust (Effective as of May 1, 2023) These By-Laws may contain any provision not inconsistent with applicable law or the Declaration of Trust, relating to the governance of the Trust. |
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| July 27, 2023 |
ETF FUND ACCOUNTING SERVICING AGREEMENT ETF FUND ACCOUNTING SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of the last day written on the signature page by and between MADISON ETFS TRUST, a Delaware statutory trust (the “Trust”) and U. |
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| July 27, 2023 |
Chapman and Cutler LLP 320 South Canal Street, 27th Floor Chicago, Illinois 60606 T 312. |
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| July 27, 2023 |
TRADING SERVICES SUB-ADVISORY AGREEMENT TRADING SERVICES SUB-ADVISORY AGREEMENT This Trading Services Sub-Advisory Agreement (the “Agreement”) is made as of this 24th day of July, 2023 by and between Madison Asset Management, LLC, a a Wisconsin limited liability company, with its principal place of business at 550 Science Drive, Madison, WI 53711 (the “Adviser”), and Toroso Investments, LLC, a Delaware limited liability company, with its principal place of business at 898 N. |
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| May 11, 2023 |
As filed with the Securities and Exchange Commission on May 11, 2023 As filed with the Securities and Exchange Commission on May 11, 2023 1933 Act Registration No. |
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| May 11, 2023 |
EX-1.A1 2 g189740ex1a1.htm EXHIBIT 1.A1 Exhibit 99(1)(a)(1) Delaware Page 1 The First State I, JEFFREY W. BULLOCK, SECRETARY OF STATE OF THE STATE OF DELAWARE, DO HEREBY CERTIFY THE ATTACHED IS A TRUE AND CORRECT COPY OF THE CERTIFICATE OF STATUTORY TRUST REGISTRATION OF “MADISON ETFS TRUST”, FILED IN THIS OFFICE ON THE TENTH DAY OF MARCH, A.D. 2023, AT 4:25 O’CLOCK P.M. Jeffrey W. Bullock, Secret |
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| May 9, 2023 |
Securities and Exchange Commission Washington, D.C. 20549 Form N-8A Notification of Registration Filed Pursuant to Section 8(a) of the Investment Company Act of 1940 The undersigned investment company hereby notifies the Securities and Exchange Commission that it registers under and pursuant to the provisions of Section 8(a) of the Investment Company Act of 1940 and in connection with such notific |
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| May 9, 2023 |
The First State I, JEFFREY W. BULLOCK, SECRETARY OF STATE OF THE STATE OF Delaware Page 1 The First State I, JEFFREY W. BULLOCK, SECRETARY OF STATE OF THE STATE OF DELAWARE, DO HEREBY CERTIFY THE ATTACHED IS A TRUE AND CORRECT COPY OF THE CERTIFICATE OF STATUTORY TRUST REGISTRATION OF “MADISON ETFS TRUST”, FILED IN THIS OFFICE ON THE TENTH DAY OF MARCH, A.D. 2023, AT 4:25 O`CLOCK P.M. 7343460 8100Authentication: 202894934 SR# 20230948602Date: 03-13-23 You may verify thi |
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| May 9, 2023 |
As filed with the Securities and Exchange Commission on May 9, 2023 As filed with the Securities and Exchange Commission on May 9, 2023 1933 Act Registration No. |
