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Neuberger Berman ETF Trust - Neuberger Berman Carbon Transition & Infrastructure ETF
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CIK 1506001
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Neuberger Berman ETF Trust - Neuberger Berman Carbon Transition & Infrastructure ETF
SEC Filings (Chronological Order)
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August 21, 2025 EX-99.25

EX-99.25

NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on September 02, 2025, pursuant to the provisions of Rule 12d2-2 (a).

August 5, 2025 8-A12B

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Neuberger Berman ETF Trust (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 1290 Avenue of the

May 20, 2025 N-14

As filed with the Securities and Exchange Commission on May 20, 2025 1933 Act Registration No. [ ] UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Pre-Effective

As filed with the Securities and Exchange Commission on May 20, 2025 1933 Act Registration No.

May 20, 2025 EX-16

POWER OF ATTORNEY

EXHIBIT (16) POWER OF ATTORNEY NEUBERGER BERMAN ETF TRUST, a Delaware business trust (the “Trust”), and each of the undersigned officers and trustees of the Trust hereby nominate, constitute and appoint Joseph V.

May 20, 2025 EX-14

Consent of Independent Registered Public Accounting Firm

EXHIBIT (14) Consent of Independent Registered Public Accounting Firm We consent to the references to our firm under the captions “Other Service Providers,” “Financial Highlights,” “Appendix A –Agreement and Plan of Reorganization” and “Appendix B – Financial Highlights” in the Combined Information Statement/Prospectus and “Other Third-Party Service Providers to the Fund,” “Independent Registered Public Accounting Firm” and “Financial Statements” in the Statement of Additional Information each included in this Registration Statement (Form N-14) of Neuberger Berman ETF Trust.

May 20, 2025 EX-11

May 20, 2025

EXHIBIT (11) May 20, 2025 Neuberger Berman ETF Trust 1290 Avenue of the Americas New York, New York 10104 Ladies and Gentlemen: We have acted as counsel to Neuberger Berman ETF Trust, a Delaware statutory trust (the “Trust”), in connection with the Trust’s registration statement on Form N-14 (the “Registration Statement”) to be filed with the U.

May 5, 2025 EX-14

Consent of Independent Registered Public Accounting Firm

EXHIBIT (14) Consent of Independent Registered Public Accounting Firm We consent to the references to our firm under the captions “Other Service Providers”,” “Financial Highlights,” “Appendix A –Agreement and Plan of Reorganization,” and “Appendix B – Financial Highlights” in the Proxy Statement/Prospectus and “Financial Statements” in the Statement of Additional Information each included in this Registration Statement (Form N-14) of Neuberger Berman ETF Trust.

May 5, 2025 N-14

As filed with the Securities and Exchange Commission on May 5, 2025 1933 Act Registration No. [ ] UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Pre-Effective

As filed with the Securities and Exchange Commission on May 5, 2025 1933 Act Registration No.

May 5, 2025 EX-11

May 5, 2025

EXHIBIT (11) May 5, 2025 Neuberger Berman ETF Trust 1290 Avenue of the Americas New York, New York 10104 Ladies and Gentlemen: We have acted as counsel to Neuberger Berman ETF Trust, a Delaware statutory trust (the “Trust”), in connection with the Trust’s registration statement on Form N-14 (the “Registration Statement”) to be filed with the U.

May 5, 2025 EX-16

POWER OF ATTORNEY

EXHIBIT (16) POWER OF ATTORNEY NEUBERGER BERMAN ETF TRUST, a Delaware business trust (the “Trust”), and each of the undersigned officers and trustees of the Trust hereby nominate, constitute and appoint Joseph V.

March 4, 2025 CORRESP

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K&L GATES LLP 1601 K STREET, N.W. WASHINGTON, DC 20006-1600 T 202.778.9000 F 202.778.9100 klgates.com March 4, 2025 FILED VIA EDGAR Christina DiAngelo Fettig Division of Investment Management Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Accounting Comments on the Form N-CSR and other filings for Neuberger Berman ETF Trust (File Nos. 333-261613; 811-23761) - Neuberge

January 16, 2025 EX-99.25

EX-99.25

NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on January 27, 2025, pursuant to the provisions of Rule 12d2-2 (a).

December 16, 2024 8-A12B

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Neuberger Berman ETF Trust (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 1290 Avenue of the

December 16, 2024 8-A12B

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Neuberger Berman ETF Trust (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 1290 Avenue of the

September 6, 2024 8-A12B

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934

8-A12B 1 form8-a12b.htm FORM 8-A12B (JAPAN EQUITY ETF) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Neuberger Berman ETF Trust (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization)

August 19, 2024 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

August 16, 2024 CORRESP

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K&L GATES LLP 1601 K STREET, N.W. WASHINGTON, DC 20006-1600 T 202.778.9000 F 202.778.9100 klgates.com August 16, 2024 FILED VIA EDGAR Raymond Be Division of Investment Management Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Neuberger Berman ETF Trust (File Nos. 333-261613; 811-23761) -Neuberger Berman Japan Equity ETF Dear Mr. Be: This letter responds to your commen

August 2, 2024 PRE 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

July 26, 2024 8-A12B

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Neuberger Berman ETF Trust (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 1290 Avenue of the

June 18, 2024 8-A12B

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Neuberger Berman ETF Trust (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 1290 Avenue of the

June 18, 2024 8-A12B

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Neuberger Berman ETF Trust (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 1290 Avenue of the

March 15, 2024 8-A12B

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Neuberger Berman ETF Trust (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 1290 Avenue of the

March 1, 2024 EX-99.(14)

CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

EXHIBIT (14) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the references to our firm under the captions “Independent Registered Public Accounting Firm”, “Financial Highlights,” “Appendix A – Agreement and Plan of Reorganization,” and “Appendix B – Financial Highlights” in the Combined Information Statement/Prospectus and “Independent Registered Public Accounting Firm” and “Financial Statements” in the Statement of Additional Information each included in this Registration Statement (Form N-14) of Neuberger Berman ETF Trust.

March 1, 2024 EX-99.(11)

March 1, 2024

EXHIBIT (11) March 1, 2024 Neuberger Berman ETF Trust 1290 Avenue of the Americas New York, New York 10104 Ladies and Gentlemen: We have acted as counsel to Neuberger Berman ETF Trust, a Delaware statutory trust (the “Trust”), in connection with the Trust’s registration statement on Form N-14 (the “Registration Statement”) to be filed with the U.

March 1, 2024 EX-99.(11)

March 1, 2024

EXHIBIT (11) March 1, 2024 Neuberger Berman ETF Trust 1290 Avenue of the Americas New York, New York 10104 Ladies and Gentlemen: We have acted as counsel to Neuberger Berman ETF Trust, a Delaware statutory trust (the “Trust”), in connection with the Trust’s registration statement on Form N-14 (the “Registration Statement”) to be filed with the U.

March 1, 2024 EX-99.(16)

POWER OF ATTORNEY

EXHIBIT (16) POWER OF ATTORNEY NEUBERGER BERMAN ETF TRUST, a Delaware business trust (the “Trust”), and each of the undersigned officers and trustees of the Trust hereby nominate, constitute and appoint Joseph V.

March 1, 2024 N-14

As filed with the Securities and Exchange Commission on March 1, 2024 1933 Act Registration No. [ ] UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Pre-Effectiv

As filed with the Securities and Exchange Commission on March 1, 2024 1933 Act Registration No.

March 1, 2024 N-14

As filed with the Securities and Exchange Commission on March 1, 2024 1933 Act Registration No. [ ] UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Pre-Effectiv

As filed with the Securities and Exchange Commission on March 1, 2024 1933 Act Registration No.

March 1, 2024 EX-99.(14)

CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

EXHIBIT (14) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the references to our firm under the captions “Independent Registered Public Accounting Firm”, “Financial Highlights,” “Appendix A – Agreement and Plan of Reorganization,” and “Appendix B – Financial Highlights” in the Combined Information Statement/Prospectus and “Independent Registered Public Accounting Firm” and “Financial Statements” in the Statement of Additional Information each included in this Registration Statement (Form N-14) of Neuberger Berman ETF Trust.

March 1, 2024 EX-99.(16)

POWER OF ATTORNEY

EXHIBIT (16) POWER OF ATTORNEY NEUBERGER BERMAN ETF TRUST, a Delaware business trust (the “Trust”), and each of the undersigned officers and trustees of the Trust hereby nominate, constitute and appoint Joseph V.

January 25, 2024 8-A12B

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Neuberger Berman ETF Trust (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 1290 Avenue of the

October 12, 2023 8-A12B

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Neuberger Berman ETF Trust (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 1290 Avenue of the

September 19, 2023 N-14

As filed with the Securities and Exchange Commission on September 19, 2023 1933 Act Registration No. [ ] UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Pre-Eff

As filed with the Securities and Exchange Commission on September 19, 2023 1933 Act Registration No.

September 19, 2023 EX-99.(11)

September 19, 2023

EXHIBIT (11) September 19, 2023 Neuberger Berman ETF Trust 1290 Avenue of the Americas New York, New York 10104 Ladies and Gentlemen: We have acted as counsel to Neuberger Berman ETF Trust, a Delaware statutory trust (the “Trust”), in connection with the Trust’s registration statement on Form N-14 (the “Registration Statement”) to be filed with the U.

September 19, 2023 EX-99.(14)

Consent of Independent Registered Public Accounting Firm

EXHIBIT (14) Consent of Independent Registered Public Accounting Firm We consent to the references to our firm under the captions “Independent Registered Public Accounting Firm”, “Financial Highlights,” “Appendix A – Agreement and Plan of Reorganization,” and “Appendix B – Financial Highlights” in the Combined Information Statement/Prospectus and “Independent Registered Public Accounting Firm” and “Financial Statements” in the Statement of Additional Information each included in this Registration Statement (Form N-14) of Neuberger Berman ETF Trust.

September 19, 2023 EX-99.(16)

POWER OF ATTORNEY

EXHIBIT (16) POWER OF ATTORNEY NEUBERGER BERMAN ETF TRUST, a Delaware business trust (the “Trust”), and each of the undersigned officers and trustees of the Trust hereby nominate, constitute and appoint Joseph V.

August 3, 2023 CORRESP

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K&L GATES LLP 1601 K STREET, N.W. WASHINGTON, DC 20006-1600 T 202.778.9000 F 202.778.9100 klgates.com August 3, 2023 FILED VIA EDGAR Karen Rossotto Division of Investment Management Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Comments on the Registration Statement on Form N-14 for Neuberger Berman ETF Trust - Neuberger Berman China Equity ETF - Neuberger Berman Glo

June 22, 2023 EX-99.(14)

Consent of Independent Registered Public Accounting Firm

EXHIBIT (14) Consent of Independent Registered Public Accounting Firm We consent to the references to our firm under the captions “Independent Registered Public Accounting Firm”, “Financial Highlights,” “Appendix A – Agreement and Plan of Reorganization,” and “Appendix B – Financial Highlights” in the Combined Information Statement/Prospectus and “Independent Registered Public Accounting Firm” and “Financial Statements” in the Statement of Additional Information each included in this Registration Statement (Form N-14) of Neuberger Berman ETF Trust.

June 22, 2023 N-14

As filed with the Securities and Exchange Commission on June 22, 2023 1933 Act Registration No. [ ] UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Pre-Effectiv

As filed with the Securities and Exchange Commission on June 22, 2023 1933 Act Registration No.

June 22, 2023 EX-99.(11)

June 22, 2023

EXHIBIT (11) June 22, 2023 Neuberger Berman ETF Trust 1290 Avenue of the Americas New York, New York 10104 Ladies and Gentlemen: We have acted as counsel to Neuberger Berman ETF Trust, a Delaware statutory trust (the “Trust”), in connection with the Trust’s registration statement on Form N-14 (the “Registration Statement”) to be filed with the U.

June 22, 2023 EX-99.(16)

POWER OF ATTORNEY

EXHIBIT (16) POWER OF ATTORNEY NEUBERGER BERMAN ETF TRUST, a Delaware business trust (the “Trust”), and each of the undersigned officers and trustees of the Trust hereby nominate, constitute and appoint Joseph V.

October 19, 2022 8-A12B

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Neuberger Berman ETF Trust (Exact name of registrant as specified in its charter) Delaware 45-3354787 (State of incorporation or organization) (I.R.S. Employer Identification No.) 1290 Avenue of th

September 22, 2022 CORRESP

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K&L GATES LLP 1601 K STREET, N.W. WASHINGTON, DC 20006-1600 T 202.778.9000 F 202.778.9100 klgates.com September 22, 2022 FILED VIA EDGAR Karen Rossotto Division of Investment Management Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Comments on the Registration Statement on Form N-14 for Neuberger Berman ETF Trust - Neuberger Berman Commodity Strategy ETF (File Nos. 3

September 20, 2022 CORRESP

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K&L GATES LLP 1601 K STREET, N.W. WASHINGTON, DC 20006-1600 T 202.778.9000 F 202.778.9100 klgates.com September 19, 2022 FILED VIA EDGAR Christina DiAngelo Fettig Division of Investment Management Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Accounting Comments on the Registration Statement on Form N-14 for Neuberger Berman ETF Trust - Neuberger Berman Commodity Str

August 15, 2022 EX-99.14

Consent of Independent Registered Public Accounting Firm

EXHIBIT (14) Consent of Independent Registered Public Accounting Firm We consent to the references to our firm under the captions ?Independent Registered Public Accounting Firm?, ?Financial Highlights,? ?Appendix A ? Agreement and Plan for Reorganization,? and ?Appendix B ? Financial Highlights? in the Combined Information Statement/Prospectus and ?Independent Registered Public Accounting Firm? and ?Financial Statements? in the Statement of Additional Information each included in this Registration Statement (Form N-14) of Neuberger Berman ETF Trust.

August 15, 2022 EX-99.11 OPIN COUNSL

August 15, 2022

EXHIBIT (11) August 15, 2022 Neuberger Berman ETF Trust 1290 Avenue of the Americas New York, New York 10104 Ladies and Gentlemen: We have acted as counsel to Neuberger Berman ETF Trust, a Delaware statutory trust (the ?Trust?), in connection with the Trust?s registration statement on Form N-14 (the ?Registration Statement?) to be filed with the U.

August 15, 2022 EX-99.16 PWR OF ATTY

POWER OF ATTORNEY

EX-99.16 PWR OF ATTY 4 exh99-16.htm EXHIBIT (16) POWER OF ATTORNEY NEUBERGER BERMAN ETF TRUST, a Delaware business trust (the “Trust”), and each of the undersigned officers and trustees of the Trust hereby nominate, constitute and appoint Joseph V. Amato, Corey A. Issing, Brian P. Kerrane, John M. McGovern, Gariel Nahoum, Lori L. Schneider, Jennifer R. Gonzalez, Franklin H. Na, Marguerite W. Laure

August 15, 2022 N-14

As filed with the Securities and Exchange Commission on August 15, 2022 1933 Act Registration No. [__________] UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 P

As filed with the Securities and Exchange Commission on August 15, 2022 1933 Act Registration No.

March 31, 2022 8-A12B

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Neuberger Berman ETF Trust (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 1290 Avenue of the

March 30, 2022 EX-99.(H)(3)

[ ] FORM OF AUTHORIZED PARTICIPANT AGREEMENT

EX-99.(H)(3) 8 ex99-h3.htm EXHIBIT (h)(3) [ ] FORM OF AUTHORIZED PARTICIPANT AGREEMENT This Authorized Participant Agreement (this “Agreement”) is entered into by and between [ ] (the “Participant”) and Neuberger Berman BD LLC (the “Distributor”), principal underwriter of the Trust and its separate series listed on Annex A hereto (each, a “Fund” and collectively, the “Funds”) and is subject to acc

March 30, 2022 EX-99.(H)(1)

FORM OF TRANSFER AGENCY AND SERVICE AGREEMENT

EXHIBIT (h)(1) FORM OF TRANSFER AGENCY AND SERVICE AGREEMENT THIS AGREEMENT (the ?Agreement?) is made as of the [], 202, by and between STATE STREET BANK AND TRUST COMPANY, Massachusetts trust company having its principal office and place of business at One Lincoln Street, Boston, Massachusetts 02111 (?State Street? or the ?Transfer Agent?), and Neuberger Berman ETF Trust ], aDelaware statutory trust having its principal office and place of business at 1290 Avenue of the Americas, New York, NY 10104(the ?Trust?).

March 30, 2022 EX-99.(A)(3)

NEUBERGER BERMAN ETF TRUST TRUST INSTRUMENT SCHEDULE A

EXHIBIT (a)(3) NEUBERGER BERMAN ETF TRUST TRUST INSTRUMENT SCHEDULE A Neuberger Berman Carbon Transition & Infrastructure ETF Neuberger Berman Disrupters ETF Neuberger Berman Next Generation Connected Consumer ETF DATED: March 24, 2022

March 30, 2022 EX-99.(L)

January 3, 2022

EXHIBIT (l) Neuberger Berman Europe Holdings LLC 1290 Avenue of the Americas New York, New York 10104-0002 January 3, 2022 Neuberger Berman ETF Trust 1290 Avenue of the Americas New York, New York 10104-0002 Ladies and Gentlemen: We are writing to confirm the purchase of 4,000 shares of Neuberger Berman Disrupters ETF, an initial series of Neuberger Berman ETF Trust, which we have purchased from you at a price of $25.

March 30, 2022 EX-99.(D)

FORM OF MANAGEMENT AGREEMENT NEUBERGER BERMAN ETF TRUST

EXHIBIT (d) FORM OF MANAGEMENT AGREEMENT NEUBERGER BERMAN ETF TRUST This Agreement is made as of , 202, between Neuberger Berman ETF Trust, a Delaware statutory trust (?Trust?), and Neuberger Berman Investment Advisers LLC, a Delaware limited liability company (?Manager?).

March 30, 2022 EX-99.(G)

MASTER CUSTODIAN AGREEMENT

EXHIBIT (g) MASTER CUSTODIAN AGREEMENT This Agreement is made as of January 3, 2022 (this ?Agreement?), between each management investment company identified on Appendix A and each management investment company which becomes a party to this Agreement in accordance with the terms hereof (in each case, a ?Trust?), including, if applicable, each series of the Trust identified on Appendix A and each series which becomes a party to this Agreement in accordance with the terms hereof (each such series, a ?Fund?), and STATE STREET BANK AND TRUST COMPANY, a Massachusetts trust company (the ?Custodian?).

March 30, 2022 EX-99.(O)

POWER OF ATTORNEY

EXHIBIT (o) POWER OF ATTORNEY NEUBERGER BERMAN ETF TRUST (the ?Trust?), and each of its undersigned officers and trustees of the Trust hereby nominate, constitute and appoint Joseph V.

March 30, 2022 EX-99.(J)

CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

EXHIBIT (j) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the reference to our firm under the caption ?Independent Registered Public Accounting Firm? in the Statement of Additional Information dated March 30, 2022, and included in this Pre-Effective Amendment No.

March 30, 2022 EX-99.(H)(2)

MANAGEMENT FEE WAIVER AGREEMENT NEUBERGER BERMAN ETF TRUST

EXHIBIT (h)(2) MANAGEMENT FEE WAIVER AGREEMENT NEUBERGER BERMAN ETF TRUST Neuberger Berman Investment Advisers LLC 1290 Avenue of the Americas New York, New York 10104 Dear Ladies and Gentlemen: Neuberger Berman Carbon Transition & Infrastructure ETF, Neuberger Berman Disrupters ETF, and Neuberger Berman Next Generation Connected Consumer ETF (each, a ?Fund?) are series of Neuberger Berman ETF Trust, a Delaware statutory trust (?Trust?).

March 30, 2022 N-1A/A

As filed with the Securities and Exchange Commission on March 30, 2022 1933 Act Registration No.333-261613 1940 Act Registration No.811-23761 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-1A

As filed with the Securities and Exchange Commission on March 30, 2022 1933 Act Registration No.

March 30, 2022 EX-99.(E)

FORM OF DISTRIBUTION AGREEMENT

EXHIBIT (e) FORM OF DISTRIBUTION AGREEMENT This Distribution Agreement (the ?Agreement?) made this day of , 202, by and between Neuberger Berman ETF Trust (the ?Trust?), a Delaware statutory trust, and Neuberger Berman BD LLC (?Distributor?), a Delaware limited liability company,.

March 30, 2022 EX-99.(M)

NEUBERGER BERMAN ETF TRUST PLAN PURSUANT TO RULE 12b-1

EXHIBIT (m) NEUBERGER BERMAN ETF TRUST PLAN PURSUANT TO RULE 12b-1 WHEREAS, Neuberger Berman ETF Trust (?Trust?) is an open?end management investment company registered under the Investment Company Act of 1940, as amended (?1940 Act?), and offers for public sale shares of beneficial interest in several series (each series a ?Fund?); WHEREAS, the Trust desires to adopt a plan pursuant to Rule 12b-1

March 30, 2022 EX-99.(I)

March 30, 2022

EXHIBIT (i) K&L GATES LLP 1601 K STREET, N.W. WASHINGTON, DC 20006-1600 T 202.778.9000 F 202.778.9100 klgates.com March 30, 2022 Neuberger Berman ETF Trust 1290 Avenue of the Americas New York, NY 10104 Ladies and Gentlemen: We have acted as counsel to Neuberger Berman ETF Trust, a Delaware statutory trust (the ?Trust?), in connection with Pre-Effective Amendment No. 1 (the ?Pre?Effective Amendmen

December 10, 2021 EX-99.(A)(1)

CERTIFICATE OF TRUST NEUBERGER BERMAN ETF TRUST

EXHIBIT (a)(1) CERTIFICATE OF TRUST OF NEUBERGER BERMAN ETF TRUST This Certificate of Trust of Neuberger Berman ETF Trust (the "Trust"), a statutory trust that is to be a registered investment company under the Investment Company Act of 1940, is filed in accordance with the provisions of Chapter 38 of Title 12 of the Delaware Code, 12 Del.

December 10, 2021 N-1A

As filed with the Securities and Exchange Commission on December 9, 2021 1933 Act Registration No. ___-_____ 1940 Act Registration No. 811-23761 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-1A

N-1A 1 n1a.htm As filed with the Securities and Exchange Commission on December 9, 2021 1933 Act Registration No. - 1940 Act Registration No. 811-23761 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-1A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 [ X ] Pre-Effective Amendment No. [ ] [ ] Post-Effective Amendment No. [ ] [ ] and/or REGISTRATION STATEMENT U

December 10, 2021 EX-99.(B)

NEUBERGER BERMAN ETF TRUST As Adopted December 8, 2021 TABLE OF CONTENTS ARTICLE I. PRINCIPAL OFFICE AND SEAL 1 Section 1. Principal Office. 1 Section 2. Seal. 1 ARTICLE II. MEETINGS OF TRUSTEES 1 Section 1. Action by Trustees. 1 Section 2. Compensat

EXHIBIT (b) NEUBERGER BERMAN ETF TRUST BY-LAWS As Adopted December 8, 2021 TABLE OF CONTENTS ARTICLE I.

December 10, 2021 EX-99.(A)(2)

NEUBERGER BERMAN ETF TRUST AMENDED AND RESTATED TRUST INSTRUMENT December 8, 2021 Table of Contents

EXHIBIT (a)(2) NEUBERGER BERMAN ETF TRUST AMENDED AND RESTATED TRUST INSTRUMENT December 8, 2021 Table of Contents ARTICLE I.

December 9, 2021 EX-99.(A)(2)

NEUBERGER BERMAN ETF TRUST AMENDED AND RESTATED TRUST INSTRUMENT December 8, 2021 Table of Contents

EXHIBIT (a)(2) NEUBERGER BERMAN ETF TRUST AMENDED AND RESTATED TRUST INSTRUMENT December 8, 2021 Table of Contents ARTICLE I.

December 9, 2021 EX-99.(B)

NEUBERGER BERMAN ETF TRUST As Adopted December 8, 2021 TABLE OF CONTENTS ARTICLE I. PRINCIPAL OFFICE AND SEAL 1 Section 1. Principal Office. 1 Section 2. Seal. 1 ARTICLE II. MEETINGS OF TRUSTEES 1 Section 1. Action by Trustees. 1 Section 2. Compensat

EXHIBIT (b) NEUBERGER BERMAN ETF TRUST BY-LAWS As Adopted December 8, 2021 TABLE OF CONTENTS ARTICLE I.

December 9, 2021 N-8A

SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM N-8A NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(a) OF THE INVESTMENT COMPANY ACT OF 1940

N-8A 1 n-8a.htm SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM N-8A NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(a) OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned investment company hereby notifies the Securities and Exchange Commission that it registers under and pursuant to the provisions of Section 8(a) of the Investment Company Act of 1940 and in connection wi

December 9, 2021 N-1A

As filed with the Securities and Exchange Commission on December 9, 2021 1933 Act Registration No. ___-_____ 1940 Act Registration No. 811-23761 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-1A

As filed with the Securities and Exchange Commission on December 9, 2021 1933 Act Registration No.

December 9, 2021 EX-99.(A)(1)

CERTIFICATE OF TRUST NEUBERGER BERMAN ETF TRUST

EXHIBIT (a)(1) CERTIFICATE OF TRUST OF NEUBERGER BERMAN ETF TRUST This Certificate of Trust of Neuberger Berman ETF Trust (the "Trust"), a statutory trust that is to be a registered investment company under the Investment Company Act of 1940, is filed in accordance with the provisions of Chapter 38 of Title 12 of the Delaware Code, 12 Del.

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