NSYS / Nortech Systems Incorporated - Pengajuan SECLaporan Tahunan, Pernyataan Proksi

Nortech Systems Incorporated
US ˙ NasdaqCM ˙ US6565531042

Mga Batayang Estadistika
CIK 722313
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Nortech Systems Incorporated
SEC Filings (Chronological Order)
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August 19, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 18, 2025 NORTECH SYSTEMS I

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 18, 2025 NORTECH SYSTEMS INCORPORATED (Exact name of registrant as specified in charter) Minnesota 0-13257 41-1681094 (State or other jurisdiction (Commission IRS Employer of i

August 7, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 7, 2025 NORTECH SYSTEMS IN

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 7, 2025 NORTECH SYSTEMS INCORPORATED (Exact name of registrant as specified in charter) Minnesota 0-13257 41-1681094 (State or other jurisdiction (Commission IRS Employer of in

August 7, 2025 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q (Mark One)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to NORTECH SYSTEMS INCORPORATED Commission fil

August 7, 2025 EX-99.1

NORTECH SYSTEMS INCORPORATED AND SUBSIDIARIES CONDENSED CONSOLIDATED STATEMENTS OF OPERATIONS AND COMPREHENSIVE INCOME (LOSS) (IN THOUSANDS, EXCEPT SHARE AND PER SHARE DATA)

Exhibit 99.1 Nortech Systems Reports Second Quarter Results MINNEAPOLIS – August 7, 2025 – Nortech Systems Incorporated (Nasdaq: NSYS) (“Nortech” or the “Company”), a leading provider of engineering and manufacturing solutions for complex electromedical and electromechanical products serving the medical imaging, medical device, industrial and aerospace & defense markets, reported financial results

August 1, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 29, 2025 NORTECH SYSTEMS INC

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 29, 2025 NORTECH SYSTEMS INCORPORATED (Exact name of registrant as specified in charter) Minnesota 0-13257 41-1681094 (State or other jurisdiction (Commission IRS Employer of inc

August 1, 2025 EX-10.1

Amendment No. 3 to Credit Agreement, by and between Nortech Systems Incorporated and Bank of America, N.A. dated July 29, 2025.

Exhibit 10.1 AMENDMENT NO. 3 TO CREDIT AGREEMENT THIS AMENDMENT NO. 3 TO CREDIT AGREEMENT (this “Amendment”) is made and entered into effective as of July 29, 2025, by and between NORTECH SYSTEMS INCORPORATED, a Minnesota corporation (“Borrower”), and BANK OF AMERICA, N.A., a national banking association (together with its successors and assigns, the “Lender”). RECITALS: A. Borrower and Lender are

June 20, 2025 EX-10.1

Purchase Agreement for Blue Earth facility between the Company and Clark Equities LLC

Exhibit 10.1 PURCHASE AGREEMENT This Purchase Agreement is made as of this 16th day of June, 2025, by and between Clark Equities LLC and/or assigns (hereinafter referred to as “Buyer”), and Nortech Systems Incorporated (hereinafter referred to as “Seller”). ARTICLE I PURCHASE AND SALE Upon the terms and conditions hereinafter stated, Seller agrees to sell and convey to Buyer, and Buyer agrees to p

June 20, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 17, 2025 NORTECH SYSTEMS INC

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 17, 2025 NORTECH SYSTEMS INCORPORATED (Exact name of registrant as specified in charter) Minnesota 0-13257 41-1681094 (State or other jurisdiction (Commission IRS Employer of inc

May 21, 2025 EX-1.01

Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form.

Exhibit 1.01

May 21, 2025 SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report NORTECH SYSTEMS INCORPORATED (Exact name of registrant as specified in charter)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report NORTECH SYSTEMS INCORPORATED (Exact name of registrant as specified in charter) Minnesota 0-13257 41-1681094 (State or other jurisdiction (Commission IRS Employer of incorporation) File Number) Identification No.) 7550 Meridian Circle N, Suite 150 Maple Grove, MN 55369 (Address of principa

May 14, 2025 EX-10.16

Amendment No. 2 to Credit Agreement, by and between Nortech Systems Incorporated and Bank of America, N.A. dated May 14, 2025.*

Exhibit 10.16 Execution Version AMENDMENT NO. 2 TO CREDIT AGREEMENT THIS AMENDMENT NO. 2 TO CREDIT AGREEMENT (this “Amendment”) is made and entered into effective as of May 14, 2025, by and between NORTECH SYSTEMS INCORPORATED, a Minnesota corporation (“Borrower”), and BANK OF AMERICA, N.A., a national banking association (together with its successors and assigns, the “Lender”). RECITALS: A. Borro

May 14, 2025 EX-99.1

NORTECH SYSTEMS INCORPORATED AND SUBSIDIARIES CONDENSED CONSOLIDATED STATEMENTS OF OPERATIONS AND COMPREHENSIVE (LOSS) INCOME (IN THOUSANDS, EXCEPT SHARE DATA)

Exhibit 99.1 Nortech Systems Reports First Quarter Results MINNEAPOLIS – May 14, 2025 – Nortech Systems Incorporated (Nasdaq: NSYS) (“Nortech” or the “Company”), a leading provider of engineering and manufacturing solutions for complex electromedical and electromechanical products serving the medical imaging, medical device, industrial and aerospace & defense markets, reported financial results fo

May 14, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 14, 2025 NORTECH SYSTEMS INCO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 14, 2025 NORTECH SYSTEMS INCORPORATED (Exact name of registrant as specified in charter) Minnesota 0-13257 41-1681094 (State or other jurisdiction (Commission IRS Employer of inco

May 14, 2025 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to NORTECH SYSTEMS INCORPORATED Commission fi

April 1, 2025 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin

April 1, 2025 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State

March 31, 2025 8-K

Results of Operations and Financial Condition, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 31, 2025 NORTECH SYSTEMS INCORPORATED (Exact name of registrant as specified in charter) Minnesota 0-13257 41-1681094 (State or other jurisdiction (Commission IRS Employer of in

March 31, 2025 EX-21

Subsidiaries of Nortech Systems Incorporated*

Exhibit 21 Subsidiaries of Nortech Systems Incorporated The following are wholly owned subsidiaries of the Company as of December 31, 2024. Subsidiary Jurisdiction of Organization Manufacturing Assembly Solutions of Monterrey, Inc. Mexico Nortech Systems, Hong Kong Company, Limited Hong Kong Nortech Systems, Suzhou Company, Limited China Nortech Systems Holdings, LLC Minnesota, USA

March 31, 2025 EX-10.14

Amendment No. 1 to Credit Agreement, Waiver, and Consent by and between Nortech Systems Incorporated and Bank of America, N.A. dated March 27, 2025.*

Exhibit 10.12 AMENDMENT NO. 1 TO CREDIT AGREEMENT, WAIVER, AND CONSENT THIS AMENDMENT NO. 1 TO CREDIT AGREEMENT, WAIVER, AND CONSENT (this “Amendment”) is made and entered into effective as of March 27, 2025, by and between NORTECH SYSTEMS INCORPORATED, a Minnesota corporation (“Borrower”), and BANK OF AMERICA, N.A., a national banking association (together with its successors and assigns, the “Le

March 31, 2025 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K ☒ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended December 31, 2024 OR ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to NORTECH SYSTEMS INCORPORATED (Exact name of registrant as

March 31, 2025 EX-10.15

First Amendment to Employment Agreement with Andrew D. C. LaFrence dated March 28, 2025.*

Exhibit 10.14 NORTECH SYSTEMS INCORPORATED FIRST AMENDMENT TO EMPLOYMENT AGREEMENT THIS FIRST AMENDMENT TO EMPLOYMENT AGREEMENT (“First Amendment”) dated effective as of this 28th day of March, 2025 by and between Nortech Systems Incorporated, a Minnesota corporation (the “Company”), and Andrew D. C. LaFrence (“Executive”). The Company and the Executive may be referred to herein as the “parties.”

March 31, 2025 EX-10.13

First Amendment to Employment Agreement with Jay D. Miller dated March 27, 2025.*

Exhibit 10.13 NORTECH SYSTEMS INCORPORATED FIRST AMENDMENT TO EMPLOYMENT AGREEMENT THIS FIRST AMENDMENT TO EMPLOYMENT AGREEMENT (“First Amendment”) dated effective as of this 27th day of March, 2025 by and between Nortech Systems Incorporated, a Minnesota corporation (the “Company”), and Jay D. Miller (“Executive”). The Company and the Executive may be referred to herein as the “parties.” Recitals

March 31, 2025 EX-99.1

Nortech Systems Reports Fourth Quarter Results

Exhibit 99.1 Nortech Systems Reports Fourth Quarter Results MINNEAPOLIS – March 31, 2025 – Nortech Systems Incorporated (Nasdaq: NSYS) (“Nortech” or the “Company”), a leading provider of engineering and manufacturing solutions for complex electromedical and electromechanical products serving the medical, industrial and defense markets, reported financial results for the fourth quarter ended Decemb

March 31, 2025 EX-19.1

Policy on Insider Trading*

Exhibit 19.1 Nortech Systems Incorporated Policy on Insider Trading This Insider Trading Policy (the “Policy”) describes the standards of Nortech Systems Incorporated and its subsidiaries (the “Company”) on trading, and causing the trading of, the Company’s securities or securities of certain other publicly traded companies while in possession of confidential information. This Policy is divided in

March 31, 2025 EX-10.12

First Amendment to Employment Agreement with John Lindeen dated March 28, 2025.*

Exhibit 10.15 NORTECH SYSTEMS INCORPORATED FIRST AMENDMENT TO EMPLOYMENT AGREEMENT THIS FIRST AMENDMENT TO EMPLOYMENT AGREEMENT (“First Amendment”) dated effective as of this 28th day of, March, 2025 by and between Nortech Systems Incorporated, a Minnesota corporation (the “Company”), and John Lindeen (“Executive”). The Company and the Executive may be referred to herein as the “parties.” Recitals

March 24, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 19, 2025 NORTECH SYSTEMS IN

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 19, 2025 NORTECH SYSTEMS INCORPORATED (Exact name of registrant as specified in charter) Minnesota 0-13257 41-1681094 (State or other jurisdiction (Commission IRS Employer of in

November 27, 2024 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 22, 2024 NORTECH SYSTEMS INCORPORATED (Exact name of registrant as specified in charter) Minnesota 0-13257 41-1681094 (State or other jurisdiction (Commission IRS Employer of

November 27, 2024 EX-10.1

2024 Amendment to Lease Agreement for Milaca facility between the Company and Pakonen-Kolb, LLC

Exhibit 10.1 2024 AMENDMENT TO LEASE AGREEMENT This 2024 Amendment (“Amendment”) to Lease Agreement is made and entered into as of November 25, 2024 (the “Effective Date”), by and between PAKONEN-KOLB, LLC, a Minnesota limited liability company (“Landlord”) and NORTECH SYSTEMS INCORPORATED, a Minnesota corporation (“Tenant”) (each a “Party” and collectively, the “Parties”). RECITALS A. the Parties

November 7, 2024 8-K

Results of Operations and Financial Condition, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 7, 2024 NORTECH SYSTEMS INCORPORATED (Exact name of registrant as specified in charter) Minnesota 0-13257 41-1681094 (State or other jurisdiction (Commission IRS Employer of

November 7, 2024 EX-99.1

Nortech Systems Reports Third Quarter Results

Exhibit 99.1 Nortech Systems Reports Third Quarter Results MINNEAPOLIS – November 7, 2024 – Nortech Systems Incorporated (Nasdaq: NSYS) (“Nortech” or the “Company”), a leading provider of engineering and manufacturing solutions for complex electromedical and electromechanical products serving the medical, industrial and defense markets, reported financial results for the third quarter ended Septem

November 7, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to NORTECH SYSTEMS INCORPORATED Commissio

August 8, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to NORTECH SYSTEMS INCORPORATED Commission fil

August 8, 2024 EX-99.1

JUNE 30,

Exhibit 99.1 Nortech Systems Reports Second Quarter Results MINNEAPOLIS – August 8, 2024 — Nortech Systems Incorporated (Nasdaq: NSYS) (“Nortech” or the “Company”), a leading provider of engineering and manufacturing solutions for complex electromedical and electromechanical products serving the medical, industrial and defense markets, reported second quarter ended June 30, 2024 financial results.

August 8, 2024 8-K

Results of Operations and Financial Condition, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 8, 2024 NORTECH SYSTEMS INCORPORATED (Exact name of registrant as specified in charter) Minnesota 0-13257 41-1681094 (State or other jurisdiction (Commission IRS Employer of in

May 24, 2024 SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report NORTECH SYSTEMS INCORPORATED (Exact name of registrant as specified in charter)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report NORTECH SYSTEMS INCORPORATED (Exact name of registrant as specified in charter) Minnesota 0-13257 41-1681094 (State or other jurisdiction (Commission IRS Employer of incorporation) File Number) Identification No.) 7050 Meridian Circle N, Suite 150 Maple Grove, MN 55369 (Address of principa

May 24, 2024 EX-1.01

Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form.

Exhibit 1.01 Conflict Minerals Report April 22, 2024 Nortech Systems, Inc. is a full-service electronics manufacturing (EMS) provider of wire and cable assemblies, printed circuit boards assemblies and higher-level complete box build assemblies for a wide range of industries. Metallic forms of tin, tantalum, tungsten, and gold ("Conflict Minerals") are present in some of the products, components,

May 20, 2024 EX-FILING FEES

Filing Fee Table (filed herewith)

EXHIBIT 107.1 Calculation of Filing Fee Tables Form S-8 (Form Type) NORTECH SYSTEMS INCORPORATED (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(2) Proposed Maximum Offering Price Per Share(3) Maximum Aggregate Offering Price(4) Fee Rate Amount of Registration Fee(5) Equity Common

May 20, 2024 S-8

As filed with the Securities and Exchange Commission on May 20, 2024

As filed with the Securities and Exchange Commission on May 20, 2024 Registration No.

May 17, 2024 8-K

Submission of Matters to a Vote of Security Holders

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 15, 2024 NORTECH SYSTEMS INCORPORATED (Exact name of registrant as specified in charter) Minnesota 0-13257 41-1681094 (State or other jurisdiction (Commission IRS Employer of incorporation) Fil

May 16, 2024 EX-99.1

Nortech Systems Reports First Quarter Results And Actions to Reduce Facility Costs

Exhibit 99.1 Nortech Systems Reports First Quarter Results And Actions to Reduce Facility Costs MINNEAPOLIS – May 16, 2024 - Nortech Systems Incorporated (Nasdaq: NSYS) (“Nortech” or, the "Company"), a leading provider of engineering and manufacturing solutions for complex electromedical and electromechanical products serving the medical, industrial and defense markets, reported first quarter ende

May 16, 2024 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Costs Associated with Exit or Disposal Activities, Results of Operations and Financial Condition

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 15, 2024 NORTECH SYSTEMS INCORPORATED (Exact name of registrant as specified in charter) Minnesota 0-13257 41-1681094 (State or other jurisdiction (Commission IRS Employer of incorporation) Fil

May 16, 2024 EX-10.1

Second Amendment to Lease dated15th day of May, 2024 by and between Sri Management and Consulting LLC, a Minnesota limited liability company, as management agent for the property owners and Nortech Systems, Inc., a Minnesota corporation.

Exhibit 10.1 SECOND AMENDMENT TO LEASE This SECOND AMENDMENT TO LEASE (this "Second Amendment") is made and effective this 15th day of May, 2024 ("Effective Date"), by and between Sri Management and Consulting LLC, a Minnesota limited liability company, as management agent for the property owners ("Landlord") and Nortech Systems, Inc., a Minnesota corporation ("Tenant"). RECITALS: WHEREAS, LSOP 3

May 14, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to NORTECH SYSTEMS INCORPORATED Commission fi

April 3, 2024 DEF 14A

UNITED STATES

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin

April 2, 2024 DEFA14A

UNITED STATES

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin

March 20, 2024 EX-99.1

Nortech Systems Reports Fourth Quarter and Full Year 2023 Results Full Year Net Sales Up Nearly 4% from Prior Year; Gross Margin Increase 130 Basis Points from Prior Year EBITDA Increases to $8.0 million, Up 38.2% from Prior Year

Exhibit 99.1 Nortech Systems Reports Fourth Quarter and Full Year 2023 Results Full Year Net Sales Up Nearly 4% from Prior Year; Gross Margin Increase 130 Basis Points from Prior Year EBITDA Increases to $8.0 million, Up 38.2% from Prior Year MINNEAPOLIS – March 20, 2024 - Nortech Systems Incorporated (Nasdaq: NSYS) (“Nortech” or, the "Company"), a leading provider of engineering and manufacturing

March 20, 2024 EX-97.1

Nortech Systems Incorporated Clawback Policy*

Exhibit 97.1 NORTECH SYSTEMS, INCORPORATED CLAWBACK POLICY Introduction The Board of Directors (the "Board") of the Nortech Systems, Incorporated (the “Company") believes that it is in the best interests of the Company and its shareholders to create and maintain a culture that emphasizes integrity and accountability and that reinforces the Company's pay-for-performance compensation philosophy. The

March 20, 2024 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K ☒ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended December 31, 2023 OR ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to NORTECH SYSTEMS INCORPORATED (Exact name of registrant as

March 20, 2024 8-K

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 20, 2024 NORTECH SYSTEMS INCORPORATED (Ex

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 20, 2024 NORTECH SYSTEMS INCORPORATED (Exact name of registrant as specified in charter) Minnesota 0-13257 41-1681094 (State or other jurisdiction (Commission IRS Employer of incorporation) F

March 20, 2024 EX-21

Subsidiaries of Nortech Systems Incorporated*

Exhibit 21 Subsidiaries of Nortech Systems Incorporated The following are wholly owned subsidiaries of the Company as of December 31, 2023. Subsidiary Jurisdiction of Organization Manufacturing Assembly Solutions of Monterrey, Inc. Mexico Nortech Systems, Hong Kong Company, Limited Hong Kong Nortech Systems, Suzhou Company, Limited China

March 5, 2024 EX-10.1

Credit Agreement dated as of February 29, 2024, by and between Nortech Systems Incorporated and Bank of America, N.A.

Exhibit 10.1 CREDIT AGREEMENT Dated as of February 29, 2024 among NORTECH SYSTEMS INCORPORATED, as the Borrower, THE OTHER LOAN PARTIES FROM TIME TO TIME PARTY HERETO, and BANK OF AMERICA, N.A., as the Lender TABLE OF CONTENTS Page ARTICLE I DEFINITIONS AND ACCOUNTING TERMS 1 1.01 Defined Terms. 1 1.02 Other Interpretive Provisions. 21 1.03 Accounting Terms. 22 1.04 Rounding. 23 1.05 Times of Day.

March 5, 2024 8-K

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 29, 2024 NORTECH SYSTEMS INCORPORATED

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 29, 2024 NORTECH SYSTEMS INCORPORATED (Exact name of registrant as specified in charter) Minnesota 0-13257 41-1681094 (State or other jurisdiction (Commission IRS Employer of incorporation

December 26, 2023 8-K

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 22, 2023 NORTECH SYSTEMS INCORPORATED

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 22, 2023 NORTECH SYSTEMS INCORPORATED (Exact name of registrant as specified in charter) Minnesota 0-13257 41-1681094 (State or other jurisdiction (Commission IRS Employer of incorporation

December 5, 2023 8-K

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 1, 2023 NORTECH SYSTEMS INCORPORATED (

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 1, 2023 NORTECH SYSTEMS INCORPORATED (Exact name of registrant as specified in charter) Minnesota 0-13257 41-1681094 (State or other jurisdiction (Commission IRS Employer of incorporation)

December 5, 2023 EX-10.1

Employment Agreement with Andrew D. C. LaFrence dated December 1, 2023 (incorporated by reference to Exhibit 10.1 to Form 8-K filed December 5, 2023).**

Exhibit 10.1 NORTECH SYSTEMS INCORPORATED EMPLOYMENT AGREEMENT This Employment Agreement (“Agreement”), effective as of December 1, 2023 (the “Effective Date”), is made by and between Nortech Systems Incorporated, a Minnesota corporation (the “Company”), and Andrew D.C. LaFrence (“Executive”), collectively referred to as the “Parties.” Recitals WHEREAS, the Company desires to employ Executive as C

December 5, 2023 EX-99.1

Nortech Systems Names Andrew LaFrence CFO and Senior Vice President of Finance

Exhibit 99.1 Nortech Systems Names Andrew LaFrence CFO and Senior Vice President of Finance MINNEAPOLIS - Nortech Systems, Inc., (Nasdaq: NSYS), a leading provider of engineering and manufacturing solutions for complex electromedical and electromechanical products announced today Andrew LaFrence has been named CFO and Senior Vice President of Finance. “We are delighted to welcome Andy to the Norte

November 14, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to NORTECH SYSTEMS INCORPORATED Commissio

November 8, 2023 8-K

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 8, 2023 NORTECH SYSTEMS INCORPORATED (

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 8, 2023 NORTECH SYSTEMS INCORPORATED (Exact name of registrant as specified in charter) Minnesota 0-13257 41-1681094 (State or other jurisdiction (Commission IRS Employer of incorporation)

November 8, 2023 EX-99.1

Nortech Systems Reports Third Quarter 2023 Results Year-to-Date Revenue Up Nearly 5% from Prior Year; Gross Margin Increased from Prior Quarter; Continued Strong Backlog Levels

Exhibit 99.1 Nortech Systems Reports Third Quarter 2023 Results Year-to-Date Revenue Up Nearly 5% from Prior Year; Gross Margin Increased from Prior Quarter; Continued Strong Backlog Levels MINNEAPOLIS – November 8, 2023 - Nortech Systems Incorporated (Nasdaq: NSYS) (the "Company"), a leading provider of engineering and manufacturing solutions for complex electromedical and electromechanical produ

November 1, 2023 EX-99.1

Nortech Welcomes Two New Board Members

Exhibit 99.1 Nortech Welcomes Two New Board Members MINNEAPOLIS - Nortech Systems Incorporated (Nasdaq: NSYS), a leading provider of engineering and manufacturing solutions for complex electromedical and electromechanical products announced today two new members were elected to Nortech’s board of directors. Amy Fredregill and Jose Peris bring a wealth of experience and expertise to the Board, and

November 1, 2023 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 27, 2023 NORTECH SYSTEMS INCORPORATED (Exact name of registrant as specified in charter) Minnesota 0-13257 41-1681094 (State or other jurisdiction (Commission IRS Employer of incorporation)

August 9, 2023 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 9, 2023 NORTECH SYSTEMS INCORPORATED (Exact name of registrant as specified in charter) Minnesota 0-13257 41-1681094 (State or other jurisdiction (Commission IRS Employer of incorporation) F

August 9, 2023 EX-99.1

Nortech Systems Reports Second Quarter 2023 Results Revenue Up Nearly 8% from Prior Year and Up 11% Year-to-Date

Exhibit 99.1 Nortech Systems Reports Second Quarter 2023 Results Revenue Up Nearly 8% from Prior Year and Up 11% Year-to-Date MINNEAPOLIS – August 9, 2023 - Nortech Systems Incorporated (Nasdaq: NSYS) (the "Company"), a leading provider of engineering and manufacturing solutions for complex electromedical and electromechanical products serving the medical, industrial and defense markets, reported

August 9, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to NORTECH SYSTEMS INCORPORATED Commission fil

June 2, 2023 EX-99.1

Nortech Systems Mourns the Loss of Board Member David Graff

Exhibit 99.1 June 2, 2023 Nortech Systems Mourns the Loss of Board Member David Graff MINNEAPOLIS, MINNESOTA, USA – It is with great sadness that Nortech Systems Incorporated (Nasdaq: NSYS), announces the death of Board Member David Graff, who passed away on May 28th. “David was a trusted advisor whose guidance and expertise in financial and strategic matters will be deeply missed,” said Jay D. Mi

June 2, 2023 8-K

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 2, 2023 NORTECH SYSTEMS INCORPORATED (Exac

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 2, 2023 NORTECH SYSTEMS INCORPORATED (Exact name of registrant as specified in charter) Minnesota 0-13257 41-1681094 (State or other jurisdiction (Commission IRS Employer of incorporation) Fil

May 30, 2023 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 24, 2023 NORTECH SYSTEMS INCORPORATED (Exact name of registrant as specified in charter) Minnesota 0-13257 41-1681094 (State or other jurisdiction (Commission IRS Employer of incorporation) Fil

May 17, 2023 S-8

As filed with the Securities and Exchange Commission on _______

As filed with the Securities and Exchange Commission on Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 NORTECH SYSTEMS INCORPORATED (Exact name of registrant as specified in its charter) Minnesota 41-1681094 (State or other jurisdiction of 7550 Meridian Circle N., Suite 150 Maple Grove,

May 17, 2023 EX-FILING FEES

Filing Fee Table (filed herewith)

EXHIBIT 107.1 Calculation of Filing Fee Tables Form S-8 (Form Type) NORTECH SYSTEMS INCORPORATED (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(2) Proposed Maximum Offering Price Per Share(3) Maximum Aggregate Offering Price(4) Fee Rate Amount of Registration Fee(5) Equity Common

May 17, 2023 EX-1.01

Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form.

Exhibit 1.01 Conflict Minerals Report April 7, 2023 Nortech Systems, Inc. is a full-service electronics manufacturing (EMS) provider of wire and cable assemblies, printed circuit boards assemblies and higher-level complete box build assemblies for a wide range of industries. Metallic forms of tin, tantalum, tungsten, and gold ("Conflict Minerals") are present in some of the products, components, a

May 17, 2023 SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report NORTECH SYSTEMS INCORPORATED (Exact name of registrant as specified in charter)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report NORTECH SYSTEMS INCORPORATED (Exact name of registrant as specified in charter) Minnesota 0-13257 41-1681094 (State or other jurisdiction (Commission IRS Employer of incorporation) File Number) Identification No.) 7050 Meridian Circle N, Suite 150 Maple Grove, MN 55369 (Address of principa

May 15, 2023 8-K

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 10, 2023 NORTECH SYSTEMS INCORPORATED (Ex

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 10, 2023 NORTECH SYSTEMS INCORPORATED (Exact name of registrant as specified in charter) Minnesota 0-13257 41-1681094 (State or other jurisdiction (Commission IRS Employer of incorporation) F

May 10, 2023 EX-99.1

Nortech Systems Reports First Quarter 2023 Results Revenue Up 13.6% from Prior Year; Gross Margin Expansion of 2.5 Percentage Points from the First Quarter 2022

Exhibit 99.1 Nortech Systems Reports First Quarter 2023 Results Revenue Up 13.6% from Prior Year; Gross Margin Expansion of 2.5 Percentage Points from the First Quarter 2022 MINNEAPOLIS – May 10, 2023 - Nortech Systems Incorporated (Nasdaq: NSYS), a leading provider of engineering and manufacturing solutions for complex electromedical and electromechanical products serving the medical, industrial

May 10, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to NORTECH SYSTEMS INCORPORATED Commission fi

May 10, 2023 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 10, 2023 NORTECH SYSTEMS INCORPORATED (Exact name of registrant as specified in charter) Minnesota 0-13257 41-1681094 (State or other jurisdiction (Commission IRS Employer of incorporation) Fil

April 3, 2023 DEF 14A

UNITED STATES

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin

April 3, 2023 DEFA14A

UNITED STATES

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin

March 17, 2023 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 16, 2023 NORTECH SYSTEMS INCORPORATED (Exact name of registrant as specified in charter) Minnesota 0-13257 41-1681094 (State or other jurisdiction (Commission IRS Employer of incorporation) F

March 17, 2023 EX-21

Subsidiaries of Nortech Systems Incorporated*

Exhibit 21 Subsidiaries of Nortech Systems Incorporated The following are wholly owned subsidiaries of the Company as of December 31, 2022. Subsidiary Jurisdiction of Organization Manufacturing Assembly Solutions of Monterrey, Inc. Mexico Nortech Systems, Hong Kong Company, Limited Hong Kong Nortech Systems, Suzhou Company, Limited China

March 17, 2023 EX-99.1

Nortech Systems Announces 2022 Fourth Quarter and Full Year Results Fourth Quarter Revenue Up 6.5% from Prior Year; Gross Margin Improvement of 6.3 percentage points to 14.3%

Exhibit 99.1 Nortech Systems Announces 2022 Fourth Quarter and Full Year Results Fourth Quarter Revenue Up 6.5% from Prior Year; Gross Margin Improvement of 6.3 percentage points to 14.3% MINNEAPOLIS – March 16, 2023 - Nortech Systems Incorporated (Nasdaq: NSYS) (the "Company"), a leading provider of engineering and manufacturing solutions for complex electromedical and electromechanical products

March 17, 2023 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K ☒ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended December 31, 2022 OR ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to NORTECH SYSTEMS INCORPORATED (Exact name of registrant as

March 10, 2023 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 6, 2023 NORTECH SYSTEMS INCORPORATED (Exact name of registrant as specified in charter) Minnesota 0-13257 41-1681094 (State or other jurisdiction (Commission IRS Employer of incorporation) Fi

November 14, 2022 EX-99.1

Nortech Systems Announces 2022 Third Quarter Results Record Revenue Up 20% from Prior Year

Exhibit 99.1 Nortech Systems Announces 2022 Third Quarter Results Record Revenue Up 20% from Prior Year MINNEAPOLIS ? November 9, 2022 - Nortech Systems Incorporated (Nasdaq: NSYS) (the "Company"), a leading provider of engineering and manufacturing solutions for complex electromedical and electromechanical products serving the medical, industrial and defense markets, reported 2022 third quarter r

November 14, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 9, 2022 NORTECH SYSTEMS INCORPORATED (Exact name of registrant as specified in charter) Minnesota 0-13257 41-1681094 (State or other jurisdiction (Commission IRS Employer of incorporation)

November 9, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to NORTECH SYSTEMS INCORPORATED Commissio

November 9, 2022 EX-99.105

Eighth Amendment dated September 1, 2022 to Loan and Security Agreement between the Company and Bank of America N.A.

Exhibit 105 EIGHTH AMENDMENT TO LOAN AND SECURITY AGREEMENT THIS EIGHTH AMENDMENT TO LOAN AND SECURITY AGREEMENT (this ?Amendment?) is made and entered into effective as of September 1, 2022, by and between NORTECH SYSTEMS INCORPORATED, a Minnesota corporation (?Borrower?), and BANK OF AMERICA, N.

August 10, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to NORTECH SYSTEMS INCORPORATED Commission fil

May 13, 2022 SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report NORTECH SYSTEMS INCORPORATED (Exact name of registrant as specified in charter)

SD 1 nsys20220513bsd.htm FORM SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report NORTECH SYSTEMS INCORPORATED (Exact name of registrant as specified in charter) Minnesota 0-13257 41-1681094 (State or other jurisdiction (Commission IRS Employer of incorporation) File Number) Identification No.) 7050 Meridian Circle N, Suite 150 Maple Gro

May 13, 2022 EX-1.01

Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form.

EX-1.01 2 ex375490.htm EXHIBIT 1.01 Exhibit 1.01 Conflict Minerals Report March 28, 2022 Nortech Systems, Inc. is a full-service electronics manufacturing (EMS) provider of wire and cable assemblies, printed circuit boards assemblies and higher-level complete box build assemblies for a wide range of industries. Metallic forms of tin, tantalum, tungsten, and gold ("Conflict Minerals") are present i

May 13, 2022 EX-99.1

Nortech Systems Announces New Board Member

Exhibit 99.1 Nortech Systems Announces New Board Member Release: 5/12/2022 10:00:00 AM MINNEAPOLIS - Nortech Systems Incorporated (Nasdaq: NSYS), a leading provider of engineering and manufacturing solutions for complex electromedical and electromechanical products serving the medical, aerospace & defense and industrial markets, announced today David Graff was elected to the company's board of dir

May 13, 2022 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 11, 2022 NORTECH SYSTEMS INCORPORATED (Exact name of registrant as specified in charter) Minnesota 0-13257 41-1681094 (State or other jurisdiction (Commission IRS Employer of incorporation) F

May 11, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 11, 2022 NORTECH SYSTEMS INCORPORATED (Exact name of registrant as specified in charter) Minnesota 0-13257 41-1681094 (State or other jurisdiction (Commission IRS Employer of incorporation) Fil

May 11, 2022 EX-99.1

Nortech Systems Announces 2022 First Quarter Results

Exhibit 99.1 Nortech Systems Announces 2022 First Quarter Results MINNEAPOLIS - Nortech Systems Incorporated (Nasdaq: NSYS), a leading provider of engineering and manufacturing solutions for complex electromedical and electromechanical products serving the medical, defense and industrial markets, reported results for the first quarter ended March 31, 2022. 2022 First Quarter Highlights ? Revenue u

May 10, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to NORTECH SYSTEMS INCORPORATED Commission fi

April 1, 2022 DEF 14A

UNITED STATES

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin

April 1, 2022 DEFA14A

UNITED STATES

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin

March 17, 2022 EX-21

Subsidiaries of Nortech Systems Incorporated*

Exhibit 21 Subsidiaries of Nortech Systems Incorporated The following are wholly owned subsidiaries of the Company as of December 31, 2021. Subsidiary Jurisdiction of Organization Manufacturing Assembly Solutions of Monterrey, Inc. Mexico Nortech Systems, Hong Kong Company, Limited Hong Kong Nortech Systems, Suzhou Company, Limited China 1

March 17, 2022 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K ? Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended December 31, 2021 OR ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to NORTECH SYSTEMS INCORPORATED (Exact name of registrant as

March 10, 2022 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 10, 2022 NORTECH SYSTEMS INCORPORATED (Exact name of registrant as specified in charter) Minnesota 0-13257 41-1681094 (State or other jurisdiction (Commission IRS Employer of incorporation) F

March 10, 2022 EX-10.2

Seventh Amendment dated March 4, 2022 to Loan and Security Agreement between the Company and Bank of America N.A. (incorporated by reference to Exhibit 10.2 to Form 8-K filed March 10, 2022).

Exhibit 10.2 SEVENTH AMENDMENT TO LOAN AND SECURITY AGREEMENT THIS SEVENTH AMENDMENT TO LOAN AND SECURITY AGREEMENT (this ?Amendment?) is made and entered into effective as of March 4, 2022, by and between NORTECH SYSTEMS INCORPORATED, a Minnesota corporation (?Borrower?), and BANK OF AMERICA, N.A., a national banking association (together with its successors and assigns, the ?Lender?). RECITALS:

March 2, 2022 EX-10.2

Non-Qualified Stock Option Agreement between Nortech Systems Inc. and Jay D. Miller (furnished)

Exhibit 10.2 NORTECH SYSTEMS INCORPORATED NON-QUALIFIED STOCK OPTION AGREEMENT This STOCK OPTION AGREEMENT is made and entered into as of the 27th day of February, 2022, between Nortech Systems Incorporated, a Minnesota corporation (the ?Company?) and Jay D. Miller (?Executive?). BACKGROUND Company desires to induce Executive to continue to serve the Company as Chief Executive Officer and Presiden

March 2, 2022 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 1, 2022 NORTECH SYSTEMS INCORPORATED (Exact name of registrant as specified in charter) Minnesota 0-13257 41-1681094 (State or other jurisdiction (Commission IRS Employer of incorporation) Fi

March 2, 2022 EX-10.1

Employment Agreement with Jay D. Miller dated February 27, 2022 (incorporated by reference to Exhibit 10.1 to Form 8-K filed March 3, 2022).**

Exhibit 10.1 NORTECH SYSTEMS INCORPORATED EMPLOYMENT AGREEMENT This Employment Agreement (?Agreement?), effective as of February 27, 2022 (the ?Effective Date?), is made by and between Nortech Systems Incorporated, a Minnesota corporation (the ?Company?), and Jay D. Miller (?Executive?), collectively referred to as the ?parties.? Recitals WHEREAS, the Company currently employs Executive as Chief E

January 5, 2022 EX-10.1

News Release dated January 5, 2022

Exhibit 10.1 January 5, 2022 Nortech Systems Extends its Bank of America Credit Facility Until June 2026 MINNEAPOLIS, MINNESOTA, USA ? Nortech Systems Incorporated (Nasdaq: NSYS) (the ?Company?) today is announcing that on December 31, 2021, the Company executed a sixth amendment to its Bank of America (?BOA?) Loan and Security Agreement (?Credit Facility?). Nortech entered into the original agree

January 5, 2022 EX-10.2

Sixth Amendment dated December 31, 2021 to Loan and Security Agreement between the Company and Bank of America N.A. (incorporated by reference to Exhibit 10.2 to Form 8-K filed January 5, 2022).

Exhibit 10.2 SIXTH AMENDMENT TO LOAN AND SECURITY AGREEMENT THIS SIXTH AMENDMENT TO LOAN AND SECURITY AGREEMENT (this ?Amendment?) is made and entered into effective as of December 31, 2021, by and between NORTECH SYSTEMS INCORPORATED, a Minnesota corporation (?Borrower?), and BANK OF AMERICA, N.A., a national banking association (together with its successors and assigns, the ?Lender?). RECITALS:

January 5, 2022 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 5, 2022 NORTECH SYSTEMS INCORPORATED (Exact name of registrant as specified in charter) Minnesota 0-13257 41-1681094 (State or other jurisdiction (Commission IRS Employer of incorporation)

November 30, 2021 8-K

Financial Statements and Exhibits, Other Events

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 30, 2021 NORTECH SYSTEMS INCORPORATED (Exact name of registrant as specified in charter) Minnesota 0-13257 41-1681094 (State or other jurisdiction (Commission IRS Employer of incorporation

November 30, 2021 EX-99.1

Nortech Systems Announces $6.1 million PPP Loan Forgiveness

Exhibit 99.1 November 30, 2021 Nortech Systems Announces $6.1 million PPP Loan Forgiveness MINNEAPOLIS, MINNESOTA, USA ? Nortech Systems Incorporated (Nasdaq: NSYS) (the ?Company?) is filing this Current Report on Form 8-K to provide an update related to the status of its Paycheck Protection Program (the ?PPP?) loan forgiveness application with the U.S. Small Business Administration (?SBA?). As pr

November 12, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 12, 2021 NORTECH SYSTEMS INCORPORATED (Exact name of registrant as specified in charter) Minnesota 0-13257 41-1681094 (State or other jurisdiction (Commission IRS Employer of incorporation

November 12, 2021 EX-99.1

Nortech Systems Announces Third Quarter 2021 Results

Exhibit 99.1 November 11, 2021 Nortech Systems Announces Third Quarter 2021 Results ? Revenue at $29.5 million in Fiscal Third Quarter of 2021; + 11.7% from Fiscal Third Quarter of 2020 ? Net Income $3.6 million for the Fiscal Third Quarter of 2021 including the Employee Retention Credit of $5.2 million ? Monthly Bookings Trends Remain Strong. Solid Backlog of $79 million, an increase of $33 milli

November 10, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to NORTECH SYSTEMS INCORPORATED Commissio

August 12, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to NORTECH SYSTEMS INCORPORATED Commission fil

May 20, 2021 SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report NORTECH SYSTEMS INCORPORATED (Exact name of registrant as specified in charter)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report NORTECH SYSTEMS INCORPORATED (Exact name of registrant as specified in charter) Minnesota 0-13257 41-16810894 (State or other jurisdiction (Commission IRS Employer of incorporation) File Number) Identification No.) 7050 Meridian Circle N, Suite 150 Maple Grove, MN 55369 (Address of princip

May 20, 2021 EX-1.01

Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form.

Exhibit 1.01 Conflict Minerals Report for the year ended December 31, 2020 Nortech Systems, Inc. is a full-service electronics manufacturing (EMS) provider of wire and cable assemblies, printed circuit boards assemblies and higher-level complete box build assemblies for a wide range of industries. Metallic forms of tin, tantalum, tungsten, and gold ("Conflict Minerals") are present in some of the

May 20, 2021 8-K

Financial Statements and Exhibits, Other Events

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 20, 2021 NORTECH SYSTEMS INCORPORATED (Exact name of registrant as specified in charter) Minnesota 0-13257 41-16810894 (State or other jurisdiction (Commission IRS Employer of incorporation) Fi

May 20, 2021 EX-99.1

Nortech Systems to Apply for the Employee Retention Credit (ERC)

Exhibit 99.1 May 20, 2021 Nortech Systems to Apply for the Employee Retention Credit (ERC) MINNEAPOLIS, MINNESOTA, USA ? Nortech Systems Incorporated (Nasdaq: NSYS) (the ?Company?), a leading provider of engineering and manufacturing solutions for complex electromedical and electromechanical products serving the medical, aerospace & defense and industrial markets today announced that it is applyin

May 18, 2021 EX-99.1

Nortech Systems Announces First Quarter 2021 Results

Exhibit 99.1 May 13, 2021 Nortech Systems Announces First Quarter 2021 Results ? Revenue Declines (19.6%); GAAP Net Loss of ($1.6) million ? Adjusted EBITDA loss of ($1.5) million for Fiscal First Quarter of 2021 Compared to $1.0 million in Fiscal First Quarter 2020 ? Monthly Bookings Trends Improving. Solid 90-day Backlog of $63 million, Improved $14 million or +29% vs 12/31/20 ? Balance Sheet Re

May 18, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition, Submission of Matters to a Vote of Security Holders

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 13, 2021 NORTECH SYSTEMS INCORPORATED (Exact name of registrant as specified in charter) Minnesota 0-13257 41-16810894 (State or other jurisdiction (Commission IRS Employer of incorporation) Fi

May 14, 2021 EX-10.1

Fifth Amendment dated December 1, 2020 to Loan and Security Agreement between the Company and Bank of America N.A. (incorporated by reference to Exhibit 10.1 to Form 10-Q filed May 14, 2021).

Exhibit 10.1 FIFTH AMENDMENT TO LOAN AND SECURITY AGREEMENT THIS FIFTH AMENDMENT TO LOAN AND SECURITY AGREEMENT (this ?Amendment?) is made and entered into effective as of December 1st, 2020, by and between NORTECH SYSTEMS INCORPORATED, a Minnesota corporation (?Borrower?), and BANK OF AMERICA, N.A., a national banking association (together with its successors and assigns, the ?Lender?). RECITALS:

May 14, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to NORTECH SYSTEMS INCORPORATED Commission fi

April 1, 2021 DEFA14A

- FORM DEFA14A

DEFA14A 1 nsys20210401defa14a.htm FORM DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission

April 1, 2021 DEF 14A

- FORM DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin

March 23, 2021 10-K

Annual Report - FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K ? Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended December 31, 2020 OR ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to NORTECH SYSTEMS INCORPORATED (Exact name of registrant as

March 23, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 23, 2021 NORTECH SYSTEMS INCORPORATED (Exact name of registrant as specified in charter) Minnesota 0-13257 41-16810894 (State or other jurisdiction (Commission IRS Employer of incorporation)

March 23, 2021 EX-99.1

Nortech Systems Announces 2020 Results

Exhibit 99.1 March 23, 2021 Nortech Systems Announces 2020 Results ● Fiscal Year Revenue Declines 10.5%; GAAP Net Loss of ($1.5) million ● Adjusted EBITDA of $0.1 million for Fiscal Year 2020 Compared to $2.4 million in Fiscal Year 2019 ● Nortech Strengthens the Balance Sheet and Reduces Long Term Debt via Sale & Leaseback of Two Minnesota Plants ● The Company has Sufficient Liquidity with $8.1 mi

March 23, 2021 EX-21

Subsidiaries of Nortech Systems Incorporated*

Exhibit 21 Subsidiaries of Nortech Systems Incorporated The following are wholly owned subsidiaries of the Company as of December 31, 2020. Subsidiary Jurisdiction of Organization Manufacturing Assembly Solutions of Monterrey, Inc. Mexico Nortech Systems, Hong Kong Company, Limited Hong Kong Nortech Systems, Suzhou Company, Limited China

March 12, 2021 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 8, 2021 NORTECH SYSTEMS INCORPORATED (Exact name of registrant as specified in charter) Minnesota 0-13257 41-16810894 (State or other jurisdiction (Commission IRS Employer of incorporation) F

December 11, 2020 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers - FORM 8-K

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 10, 2020 NORTECH SYSTEMS INCORPORATED (Exact name of registrant as specified in charter) Minnesota 0-13257 41-16810894 (State or other jurisdiction (Commission IRS Employer of incorporatio

November 12, 2020 10-Q

Quarterly Report - FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to NORTECH SYSTEMS INCORPORATED Commissio

November 12, 2020 EX-10.1

Third Quarter 2020 Earnings Release

Exhibit 10.1 November 12, 2020 Nortech Systems Announces Third-Quarter 2020 Results MINNEAPOLIS, MINNESOTA, USA – Nortech Systems Incorporated (Nasdaq: NSYS) (the “Company”), a leading provider of engineering and manufacturing solutions for complex electromedical and electromechanical products serving the medical, aerospace & defense and industrial markets, reported net sales of $26.3 million for

November 12, 2020 EX-10.1

First Amendment to Employment Agreement with Jay Miller dated November 11, 2020 (incorporated by reference to Exhibit 10.1 to Form 8-K filed November 12, 2020).**

Exhibit 10.1 NORTECH SYSTEMS INCORPORATED FIRST AMENDMENT TO EMPLOYMENT AGREEMENT THIS AMENDMENT ("Amendment") dated effective as of this 11th, day of November, 2020 by and between Nortech Systems Incorporated, a Minnesota corporation (the “Company”), and Jay D. Miller (“Executive”). The Company and the Executive may be referred to herein as the “parties.” Recitals WHEREAS, the Company currently e

November 12, 2020 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers - FORM 8-K

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 11, 2020 NORTECH SYSTEMS INCORPORATED (Exact name of registrant as specified in charter) Minnesota 0-13257 41-16810894 (State or other jurisdiction (Commission IRS Employer of incorporatio

November 6, 2020 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits - FORM 8-K

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 2, 2020 NORTECH SYSTEMS INCORPORATED (Exact name of registrant as specified in charter) Minnesota 0-13257 41-16810894 (State or other jurisdiction (Commission IRS Employer of incorporation

November 6, 2020 EX-10.1

Employment Agreement with Christopher D. Jones dated November 2, 2020 (incorporated by reference to Exhibit 10.1 to Form 8-K filed November 6, 2020).**

Exhibit 10.1 NORTECH SYSTEMS INCORPORATED EMPLOYMENT AGREEMENT This Employment Agreement (“Agreement”), effective as of November 2, 2020 (the “Effective Date”), is made by and between Nortech Systems Incorporated, a Minnesota corporation (the “Company”), and Christopher D. Jones (“Executive”), collectively referred to as the “Parties.” Recitals WHEREAS, the Company desires to employ Executive as C

September 1, 2020 8-K

Financial Statements and Exhibits - FORM 8-K

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 27, 2020 NORTECH SYSTEMS INCORPORATED (Exact name of registrant as specified in charter) Minnesota 0-13257 41-16810894 (State or other jurisdiction (Commission IRS Employer of incorporation)

September 1, 2020 EX-10.3

Fourth Amendment dated August __,2020 to Loan and Security Agreement between the Company and Bank of America N.A. (incorporated by reference to Exhibit 10.3 to Form 8-K filed September 1, 2020).

Exhibit 10.3 FOURTH AMENDMENT TO LOAN AND SECURITY AGREEMENT AND CONSENT THIS FOURTH AMENDMENT TO LOAN AND SECURITY AGREEMENT AND CONSENT (this “Amendment”) is made and entered into effective as of August , 2020, by and between NORTECH SYSTEMS INCORPORATED, a Minnesota corporation (“Borrower”), and BANK OF AMERICA, N.A., a national banking association (together with its successors and assigns, the

September 1, 2020 EX-10.2

Lease Agreement between the Company and Essjay Investment Company, LLC dated August 27, 2020 relating to the Company’s Mankato facility (incorporated by reference to Exhibit 10.2 to Form 8-K filed September 1, 2020)

Exhibit 10.2 LEASE AGREEMENT 1950 Excel Drive, Mankato, MN THIS LEASE AGREEMENT (this “Lease”) is made effective August 27, 2020 (the “Effective Date”), by and between Essjay Mankato Holdings, LLC, a Minnesota limited liability company (“Landlord”), whose address is c/o Essjay, Inc., 4110 40th Street S, Suite 104, Fargo, North Dakota 58104, Attn: Josh Benson, and NORTECH SYSTEMS INCORPORATED., a M

September 1, 2020 EX-10.1

Lease Agreement between the Company and Essjay Investment Company, LLC dated August 27, 2020 relating to the Company’s Bemidji facility (incorporated by reference to Exhibit 10.1 to Form 8-K filed September 1, 2020)

Exhibit 10.1 LEASE AGREEMENT 4050 Norris Court NW, Bemidji, MN THIS LEASE AGREEMENT (this “Lease”) is made effective August 27, 2020 (the “Effective Date”), by and between Essjay Bemidji Holdings, LLC, a Minnesota limited liability company (“Landlord”), whose address is c/o Essjay, Inc., 4110 40th Street S, Suite 104, Fargo, North Dakota 58104, Attn: Josh Benson, and NORTECH SYSTEMS INCORPORATED.,

August 20, 2020 EX-99.1

Nortech Systems Announces CFO Resignation & New CFO Search

Exhibit 99.1 August 20, 2020 Nortech Systems Announces CFO Resignation & New CFO Search MINNEAPOLIS, MINNESOTA, USA – Nortech Systems Incorporated (Nasdaq: NSYS), a leading provider of engineering and manufacturing solutions for complex electromedical and electromechanical products serving the medical, aerospace & defense and industrial markets, has announced today that Connie Beck has tendered he

August 20, 2020 8-K

Financial Statements and Exhibits

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 17, 2020 NORTECH SYSTEMS INCORPORATED (Exact name of registrant as specified in charter) Minnesota 0-13257 41-16810894 (State or other jurisdiction (Commission IRS Employer of incorporation)

August 11, 2020 EX-10.2

Second Quarter 2020 Earnings Release

Exhibit 10.2 August 11, 2020 Nortech Systems Announces Second-Quarter 2020 Results, Sale-Leaseback and Plant Consolidation MINNEAPOLIS, MINNESOTA, USA – Nortech Systems Incorporated (Nasdaq: NSYS), a leading provider of engineering and manufacturing solutions for complex electromedical and electromechanical products serving the medical, aerospace & defense and industrial markets, reported nets sal

August 11, 2020 10-Q

Quarterly Report - FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to NORTECH SYSTEMS INCORPORATED Commission fil

August 11, 2020 EX-10.1

Purchase and Sale Agreement between the Company and Essjay Investment Company, LLC dated June 24, 2020 (incorporated by reference to Exhibit 10.1 to Form 10-Q filed August 11, 2020)

Exhibit 10.1 PURCHASE AND SALE AGREEMENT 1950 Excel Drive, Mankato MN 4050 Norris Court NW, Bemidji MN THIS PURCHASE AND SALE AGREEMENT (“Agreement”), dated for reference purposes as of June 24, 2020 (the “Effective Date”), is entered into by and between NORTECH SYSTEMS, INC., a Minnesota corporation (“Seller”) and ESSJAY INVESTMENT COMPANY, LLC, a North Dakota limited liability company and/or its

May 21, 2020 EX-1.01

Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form.

Exhibit 1.01 Conflict Minerals Report for the year ended December 31, 2019 Nortech Systems, Inc. is a full-service electronics manufacturing (EMS) provider of wire and cable assemblies, printed circuit boards assemblies and higher-level complete box build assemblies for a wide range of industries. Metallic forms of tin, tantalum, tungsten, and gold ("Conflict Minerals") are present in some of the

May 21, 2020 SD

- FORM SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report NORTECH SYSTEMS INCORPORATED (Exact name of registrant as specified in charter) Minnesota 0-13257 41-16810894 (State or other jurisdiction (Commission IRS Employer of incorporation) File Number) Identification No.) 7050 Meridian Circle N, Suite 150 Maple Grove, MN 55369 (Address of princip

May 19, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition, Submission of Matters to a Vote of Security Holders

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 13, 2020 NORTECH SYSTEMS INCORPORATED (Exact name of registrant as specified in charter) Minnesota 0-13257 41-16810894 (State or other jurisdiction (Commission IRS Employer of incorporation) Fi

May 19, 2020 EX-99.1

Nortech Systems Reports First Quarter 2020 Results

Exhibit 99.1 May 13, 2020 Nortech Systems Reports First Quarter 2020 Results MINNEAPOLIS – Nortech Systems Incorporated (Nasdaq: NSYS), a leading provider of engineering and manufacturing solutions for complex electromechanical products serving the medical, industrial and aerospace and defense markets, reported net sales of $27.4 million for the three months ended March 31, 2020, a decrease of 3%,

May 13, 2020 10-Q

Quarterly Report - FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to NORTECH SYSTEMS INCORPORATED Commission fi

April 21, 2020 EX-10.1

Promissory Note dated April 14, 2020, between the Company and Bank of America, N.A. (furnished)

Exhibit 10.1 Promissory Note Date 04/14/2020 Loan Amount $6,077,039.00 Interest Rate after Deferment Period 1.00% fixed per annum Deferment Period 6 months This Promissory Note (“Note”) sets forth and confirms the terms and conditions of a term loan to Nortech Systems Incorporated (whether one or more than one, “Borrower”) from Bank of America, NA, a national banking association having an address

April 21, 2020 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 15, 2020 NORTECH SYSTEMS INCORPORATED (Exact name of registrant as specified in charter) Minnesota 0-13257 41-16810894 (State or other jurisdiction (Commission IRS Employer of incorporation)

March 27, 2020 DEF 14A

NSYS / Nortech Systems Inc. DEF 14A - - FORM DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin

March 23, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 19, 2020 NORTECH SYSTEMS INCORPORATED (Exact name of registrant as specified in charter) Minnesota 0-13257 41-16810894 (State or other jurisdiction (Commission IRS Employer of incorporation)

March 23, 2020 EX-99.1

Nortech Systems Reports 2019 Results

Exhibit 99.1 March 19, 2020 Nortech Systems Reports 2019 Results MINNEAPOLIS – Nortech Systems Incorporated (Nasdaq: NSYS), a leading provider of engineering and manufacturing solutions for complex electromechanical products serving the medical, industrial and aerospace and defense markets, reported net sales of $116.3 million for the year ended December 31, 2019, an increase of 3%, compared to $1

March 20, 2020 S-8

NSYS / Nortech Systems Inc. S-8 - - FORM S-8

As filed with the Securities and Exchange Commission on Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 NORTECH SYSTEMS INCORPORATED (Exact name of registrant as specified in its charter) Minnesota 41-1681094 (State or other jurisdiction of 7550 Meridian Circle N., Suite 150 (I.R.S. Emplo

March 19, 2020 10-K

NSYS / Nortech Systems Inc. 10-K - Annual Report - FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K ☒ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended December 31, 2019 OR ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to NORTECH SYSTEMS INCORPORATED (Exact name of registrant as

March 19, 2020 EX-21

Subsidiaries of Nortech Systems Incorporated*

Exhibit 21 Subsidiaries of Nortech Systems Incorporated The following are wholly owned subsidiaries of the Company as of December 31, 2019. Subsidiary Jurisdiction of Organization Manufacturing Assembly Solutions of Monterrey, Inc. Mexico Nortech Systems, Hong Kong Company, Limited Hong Kong Nortech Systems, Suzhou Company, Limited China

March 19, 2020 EX-10.21

First Amendment to Lease Agreement dated September 17, 2018 between the Company and AR Meridian Circle Owner, LLC, as successor to LSOP 3 MN 3, LLC. *

Exhibit 10.21 FIRST AMENDMENT TO LEASE This FIRST AMENDMENT TO LEASE (this “Amendment”) is made and effective this 17th day of September, 2018 (“Effective Date”), by and between AR Meridian Circle Owner, LLC, a Delaware limited liability company (“Landlord”) and Nortech Systems, Inc., a Minnesota corporation (“Tenant”). RECITALS: WHEREAS, LSOP 3 MN 3, LLC, a Delaware limited liability company (the

November 12, 2019 EX-10.2

Third Amendment dated November 12, 2019 to Loan and Security Agreement between the Company and Bank of America N.A. (incorporated by reference to Exhibit 10.2 to Form 10-Q filed November 12, 2019).

Exhibit 10.2 Execution Version THIRD AMENDMENT TO LOAN AND SECURITY AGREEMENT AND WAIVER THIS THIRD AMENDMENT TO LOAN AND SECURITY AGREEMENT AND WAIVER (this “Amendment”) is made and entered into effective as of November , 2019, by and between NORTECH SYSTEMS INCORPORATED, a Minnesota corporation (“Borrower”), and BANK OF AMERICA, N.A., a national banking association (the “Lender”). RECITALS: A. B

November 12, 2019 10-Q

NSYS / Nortech Systems Inc. 10-Q - Quarterly Report - FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to NORTECH SYSTEMS INCO

September 18, 2019 EX-10.1

Employment Agreement with Curtis Steichen dated September 17, 2019 (incorporated by reference to Exhibit 10.1 to Form 8-K filed September 18, 2019).**

Exhibit 10.1 NORTECH SYSTEMS INCORPORATED EMPLOYMENT AGREEMENT This Employment Agreement (“Agreement”), effective as of September 17, 2019 (the “Effective Date”), is made by and between Nortech Systems Incorporated, a Minnesota corporation (the “Company”), and Curtis J. Steichen (“Executive”), collectively referred to as the “Parties.” Recitals WHEREAS, the Company desires to continue the employme

September 18, 2019 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 17, 2019 NORTECH SYSTEMS INCORPORATED (Exact name of registrant as specified in charter) Minnesota 0-13257 41-16810894 (State or other jurisdiction (Commission IRS Employer of incorporati

September 11, 2019 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 9, 2019 NORTECH SYSTEMS INCORPORATED (Exact name of registrant as specified in charter) Minnesota 0-13257 41-16810894 (State or other jurisdiction (Commission IRS Employer of incorporatio

September 11, 2019 EX-10.3

Amendment to Employment agreement between Nortech Systems, Inc. and Constance Beck (furnished)

Exhibit 10.3 AMENDMENT NO. 1 TO EMPLOYMENT AGREEMENT This Amendment No. 1 is made September 9, 2019 (the “Amendment”) to the Employment Agreement dated January 8, 2018 (the “Agreement”) by and between Nortech Systems Incorporated, a Minnesota corporation (the “Company”) and Constance Beck (“Executive,” and together with the Company, the “Parties”). WHEREAS, the Parties desire to amend the terms of

September 11, 2019 EX-10.2

Employment Agreement with John Lindeen dated September 9, 2019 (incorporated by reference to Exhibit 10.2 to Form 8-K filed September 11, 2019)

Exhibit 10.2 NORTECH SYSTEMS INCORPORATED EMPLOYMENT AGREEMENT This Employment Agreement (“Agreement”), effective as of September 9, 2019 (the “Effective Date”), is made by and between Nortech Systems Incorporated, a Minnesota corporation (the “Company”), and John Lindeen (“Executive”), collectively referred to as the “Parties.” Recitals WHEREAS, the Company desires to continue the employment of E

September 11, 2019 EX-10.1

Employment Agreement between Nortech Systems Inc. and Heidi Grange (furnished)

Exhibit 10.1 NORTECH SYSTEMS INCORPORATED EMPLOYMENT AGREEMENT This Employment Agreement (“Agreement”), effective as of September 9, 2019 (the “Effective Date”), is made by and between Nortech Systems Incorporated, a Minnesota corporation (the “Company”), and Heidi Grange (“Executive”), collectively referred to as the “Parties.” Recitals WHEREAS, the Company desires to employ Executive as Senior V

August 22, 2019 EX-99.1

AGREEMENT OF JOINT FILING

Exhibit 99.1 AGREEMENT OF JOINT FILING Pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the undersigned hereby consent to the joint filing on their behalf of a single Schedule 13D and any amendments thereto, with respect to the beneficial ownership by each of the undersigned of shares of common stock, $0.01 par value, of Nortech Systems, a Minnesota corporation.

August 22, 2019 SC 13D/A

NSYS / Nortech Systems Inc. / CURTIS SQUIRE, INC. - SCHEDULE 13D/A Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* NORTECH SYSTEMS INCORPORATED (Name of Issuer) Common Stock, $.01 par value (Title of Class of Securities) 656553 104 (CUSIP Number) Curtis Squire, Inc. 7777 Golden Triangle Dr., Suite 150 Eden Prairie MN 55344 Phone: (952) 918-4166 Name, Address and Tele

August 14, 2019 10-Q

NSYS / Nortech Systems Inc. 10-Q - Quarterly Report - FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to NORTECH SYSTEMS INCORPORA

August 14, 2019 EX-10.1

Second Amendment dated August 13, 2019 to Loan and Security Agreement between the Company and Bank of America N.A. (incorporated by reference to Exhibit 10.1 to Form 10-Q filed August 14, 2019).

Exhibit 10.1 SECOND AMENDMENT TO LOAN AND SECURITY AGREEMENT AND WAIVER THIS SECOND AMENDMENT TO LOAN AND SECURITY AGREEMENT AND WAIVER (this “Amendment”) is made and entered into effective as of August 13, 2019, by and between NORTECH SYSTEMS INCORPORATED, a Minnesota corporation (“Borrower”), and BANK OF AMERICA, N.A., a national banking association (the “Lender”). RECITALS: A. Borrower and Lend

May 29, 2019 EX-1.01

Conflict Minerals Report May 29, 2019

Exhibit 1.01 Conflict Minerals Report May 29, 2019 Nortech is a full-service electronics manufacturing (EMS) provider of wire and cable assemblies, printed circuit boards assemblies and higher-level complete box build assemblies for a wide range of industries. Metallic forms of tin, tantalum, tungsten and gold (“Conflict Minerals”) are present in some of the products, components, and materials we

May 29, 2019 SD

NSYS / Nortech Systems Inc. SD - - SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report NORTECH SYSTEMS INCORPORATED (Exact name of registrant as specified in charter) Minnesota 0-13257 41-16810894 (State or other jurisdiction (Commission IRS Employer of incorporation) File Number) Identification No.) 7050 Meridian Circle N, Suite 150 Maple Grove, MN 55369 (Address of princip

May 17, 2019 EX-99.1

Nortech Systems Reports First Quarter Results

Exhibit 99.1 Contact: Connie Beck, VP & CFO Nortech Systems Incorporated (952) 345-2244 or Warren Djerf Brookside Communications Group (952) 920-3908 or [email protected] May 15, 2019 Nortech Systems Reports First Quarter Results MINNEAPOLIS — Nortech Systems Incorporated (Nasdaq: NSYS), a leading provider of design and manufacturing solutions for complex electromechanical products, reported ne

May 17, 2019 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 17, 2019 NORTECH SYSTEMS INCORPORATED (Exact name of registrant as specified in charter) Minnesota 0-13257 41-16810894 (State or other jurisdiction (Commission IRS Employer of incorporation) Fi

May 15, 2019 10-Q

NSYS / Nortech Systems Inc. 10-Q Quarterly Report 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to NORTECH SYSTEMS INCORPOR

May 13, 2019 8-K

Submission of Matters to a Vote of Security Holders

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 10, 2019 NORTECH SYSTEMS INCORPORATED (Exact name of registrant as specified in charter) Minnesota 0-13257 41-16810894 (State or other jurisdiction (Commission IRS Employer of incorporation) Fi

April 3, 2019 DEFA14A

NSYS / Nortech Systems Inc. DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defi

April 2, 2019 EX-99.1

Nortech Systems Reports 2018 Results

Exhibit 99.1 Contact: Connie Beck, VP & CFO Nortech Systems Incorporated (952) 345-2244 or Warren Djerf Brookside Communications Group (952) 920-3908 or [email protected] April 1, 2019 Nortech Systems Reports 2018 Results MINNEAPOLIS — Nortech Systems Incorporated (Nasdaq: NSYS), a leading provider of full-service electronics manufacturing services (EMS), reported net sales of $113.4 million fo

April 2, 2019 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 2, 2019 NORTECH SYSTEMS INCORPORATED (Exact name of registrant as specified in charter) Minnesota 0-13257 41-16810894 (State or other jurisdiction (Commission IRS Employer of incorporation) F

April 1, 2019 DEF 14A

NSYS / Nortech Systems Inc. DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin

April 1, 2019 EX-3.2

Bylaws (incorporated by reference to Exhibit 3.2 to Form 10-K filed on April 1, 2019)

Exhibit 3.2 BYLAWS OF NORTECH SYSTEMS INCORPORATED, as amended through March 13, 2019 ARTICLE I OFFICES SECTION 1. PRINCIPAL EXECUTIVE OFFICE. The principal executive office of Nortech Systems Incorporated (the “Corporation”) shall be in the City of Maple Grove, County of Hennepin, Minnesota. SECTION 2. REGISTERED OFFICE. The location and address of the registered office of the Corporation is 7550

April 1, 2019 10-K

NSYS / Nortech Systems Inc. 10-K (Annual Report)

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K x Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended December 31, 2018 OR o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to NORTECH SYSTEMS INCORPORATED (Exact name

April 1, 2019 EX-21

Subsidiaries of Nortech Systems Incorporated*

Exhibit 21 Subsidiaries of Nortech Systems Incorporated The following are wholly owned subsidiaries of the Company as of December 31, 2018. Subsidiary Jurisdiction of Organization Manufacturing Assembly Solutions of Monterrey, Inc. Mexico Nortech Systems, Hong Kong Company, Limited Hong Kong Nortech Systems, Suzhou Company, Limited China 1

March 1, 2019 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 27, 2019 NORTECH SYSTEMS INCORPORATED (Exact name of registrant as specified in charter) Minnesota 0-13257 41-16810894 (State or other jurisdiction (Commission IRS Employer of incorporatio

February 20, 2019 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 19, 2019 NORTECH SYSTEMS INCORPORATED (Exact name of registrant as specified in charter) Minnesota 0-13257 41-16810894 (State or other jurisdiction (Commission IRS Employer of incorporatio

February 20, 2019 EX-10.1

Employment Agreement with Jay D. Miller dated February 27, 2019 (incorporated by reference to Exhibit 10.1 to Form 8-K filed February 20, 2019).**

Exhibit 10.1 NORTECH SYSTEMS INCORPORATED EMPLOYMENT AGREEMENT This Employment Agreement (“Agreement”), effective as of February 27, 2019 (the “Effective Date”), is made by and between Nortech Systems Incorporated, a Minnesota corporation (the “Company”), and Jay D. Miller (“Executive”), collectively referred to as the “parties.” Recitals WHEREAS, the Company currently employs Executive as Interim

December 21, 2018 EX-10.1

Employment Agreement between Nortech Systems Inc. and Jay D. Miller (furnished)

Exhibit 10.1 NORTECH SYSTEMS INCORPORATED EMPLOYMENT AGREEMENT This Employment Agreement (“Agreement”), effective as of January 1, 2019 (the “Effective Date”), is made by and between Nortech Systems Incorporated, a Minnesota corporation (the “Company”), and Jay D. Miller (“Executive”), collectively referred to as the “parties.” Recitals WHEREAS, the Company desires to employ Executive as Interim P

December 21, 2018 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 19, 2018 NORTECH SYSTEMS INCORPORATED (Exact name of registrant as specified in charter) Minnesota 0-13257 41-16810894 (State or other jurisdiction (Commission IRS Employer of incorporatio

December 21, 2018 EX-10.2

Amendment to the Amended and Restated Employment Agreement with Richard Wasielewski dated December 19, 2018 (incorporated by reference to Exhibit 10.2 to Form 8-K filed December 21, 2018).**

Exhibit 10.2 AMENDMENT TO AMENDED AND RESTATED EMPLOYMENT AGREEMENT This amendment (“Amendment”) dated effective as of December 19, 2018 by and between Nortech Systems Incorporated, a Minnesota corporation (the “Company”) and Richard Wasielewski (the “Executive,” and together with the Company, the “Parties”). RECITALS WHEREAS, the Executive and the Company entered into the Amended and Restated Emp

November 14, 2018 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 14, 2018 NORTECH SYSTEMS INCORPORATED (Exact name of registrant as specified in charter) Minnesota 0-13257 41-16810894 (State or other jurisdiction (Commission IRS Employer of incorporatio

November 14, 2018 EX-99.1

Nortech Systems Reports Third Quarter Results

Exhibit 99.1 Contact: Connie Beck Nortech Systems Incorporated (952) 345-2244 or Warren Djerf Brookside Communications Group 952-920-3908 / [email protected] Nov. 14, 2018 Nortech Systems Reports Third Quarter Results MINNEAPOLIS — Nortech Systems Inc. (NASDAQ: NSYS) today reported net sales of $29.6 million for the third quarter ended September 30, which includes $1.9 million of revenue recogn

November 14, 2018 10-Q

NSYS / Nortech Systems Inc. 10-Q (Quarterly Report)

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2018 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to NORTECH SYSTEMS INCO

October 10, 2018 EX-10.1

Separation and Release of claims dated October 10, 2018 between Nortech Systems Inc. and Mohammed Mahmood (furnished)

Exhibit 10.1 SEPARATION AND RELEASE OF CLAIMS AGREEMENT This Separation and Release of Claims Agreement (“Agreement”) is entered into by and between Nortech Systems Incorporated, a Minnesota Corporation, having its principal place of business at 7550 Meridian Circle N., Suite 150, Maple Grove, MN 55369 (the “Company) and Mohammed Mahmood (the “Executive,” and together with the Company, the “Partie

October 10, 2018 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 5, 2018 NORTECH SYSTEMS INCORPORATED (Exact name of registrant as specified in charter) Minnesota 0-13257 41-16810894 (State or other jurisdiction (Commission IRS Employer of incorporation)

August 16, 2018 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Results of Operations and Financial Condition

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 15, 2018 NORTECH SYSTEMS INCORPORATED (Exact name of registrant as specified in charter) Minnesota 0-13257 41-16810894 (State or other jurisdiction (Commission IRS Employer of incorporation)

August 16, 2018 EX-99.1

Nortech Systems Reports Second Quarter Results Company Posts Sequential Gains in Revenue and Operating Profits

Exhibit 99.1 Contact: Connie Beck Nortech Systems Incorporated (952) 345-2244 or Warren Djerf Brookside Communications Group 952-920-3908 / [email protected] August 15, 2018 Nortech Systems Reports Second Quarter Results Company Posts Sequential Gains in Revenue and Operating Profits MINNEAPOLIS — Nortech Systems Incorporated (NASDAQ: NSYS) today reported net sales of $28.5 million for the seco

August 16, 2018 EX-99.2

Nortech Systems’ CEO Rich Wasielewski Announces His Retirement Board of Directors to Conduct National Search for New CEO

Exhibit 99.2 Contact: Connie Beck Nortech Systems Incorporated (952) 345-2244 or Warren Djerf Brookside Communications Group 952-920-3908 / [email protected] August 15, 2018 Nortech Systems’ CEO Rich Wasielewski Announces His Retirement Board of Directors to Conduct National Search for New CEO MINNEAPOLIS — Rich Wasielewski, president and CEO of Nortech Systems, Inc. (NASDAQ: NSYS), today annou

August 14, 2018 10-Q

NSYS / Nortech Systems Inc. 10-Q (Quarterly Report)

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2018 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to NORTECH SYSTEMS INCORPORA

August 10, 2018 SC 13D/A

NSYS / Nortech Systems Inc. / Packer Kyle S. - SCHEDULE 13D AMENDMENT NO. 6 Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 6)* Nortech Systems Incorporated (Name of Issuer) Common Stock, $0.01 par value per share (Title of Class of Securities) 656553 104 (CUSIP Number) Kyle S. Packer 1482 Aqua Vista Drive Lawrenceburg, Indiana 47025 (513) 703-9311 (Name, Address and Telephone Nu

August 10, 2018 EX-99.15

GROUP TERMINATION AGREEMENT August 10, 2018

EXHIBIT 99.15 GROUP TERMINATION AGREEMENT August 10, 2018 Each of the undersigned is a party to that certain Schedule 13D, filed June 24, 2015, as amended by Amendment No. 1 filed on July 7, 2015, as further amended by Amendment No. 2 filed on July 30, 2015, as further amended by Amendment No. 3 filed on August 20, 2015, as further amended by Amendment No. 4 filed on June 17, 2016, and as further

May 18, 2018 SD

NSYS / Nortech Systems Inc. SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report NORTECH SYSTEMS INCORPORATED (Exact name of registrant as specified in charter) Minnesota 0-13257 41-16810894 (State or other jurisdiction (Commission IRS Employer of incorporation) File Number) Identification No.) 7050 Meridian Circle N, Suite 15 Maple Grove, MN 55369 (Address of principa

May 18, 2018 EX-1.01

Conflict Minerals Report May 9, 2018

Exhibit 1.01 Conflict Minerals Report May 9, 2018 Nortech is a full-service electronics manufacturing (EMS) provider of wire and cable assemblies, printed circuit boards assemblies and higher-level complete box build assemblies for a wide range of industries. Metallic forms of tin, tantalum, tungsten and gold (“Conflict Minerals”) are present in some of the products, components and materials we pu

May 14, 2018 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition, Submission of Matters to a Vote of Security Holders

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 9, 2018 NORTECH SYSTEMS INCORPORATED (Exact name of registrant as specified in charter) Minnesota 0-13257 41-16810894 (State or other jurisdiction (Commission IRS Employer of incorporation) Fil

May 14, 2018 EX-99

Nortech Systems Reports First Quarter Results

Exhibit 99 Contact: Connie Beck, VP & CFO Nortech Systems Incorporated (952) 345-2244 or Warren Djerf Brookside Communications Group (952) 920-3908 or warren@brookcomm.

May 11, 2018 10-Q

NSYS / Nortech Systems Inc. 10-Q (Quarterly Report)

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2018 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to NORTECH SYSTEMS INCORPOR

April 19, 2018 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 16, 2018 NORTECH SYSTEMS INCORPORATED (Exact name of registrant as specified in charter) Minnesota 0-13257 41-16810894 (State or other jurisdiction (Commission IRS Employer of incorporation)

March 29, 2018 DEF 14A

NSYS / Nortech Systems Inc. DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin

March 29, 2018 EX-99

Nortech Systems Reports 2017 Results

Exhibit 99 Contact: Connie Beck, VP & CFO Nortech Systems Incorporated (952) 345-2244 or Warren Djerf Brookside Communications Group (952) 920-3908 or warren@brookcomm.

March 29, 2018 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 27, 2018 NORTECH SYSTEMS INCORPORATED (Exact name of registrant as specified in charter) Minnesota 0-13257 41-16810894 (State or other jurisdiction (Commission IRS Employer of incorporation)

March 27, 2018 S-8

NSYS / Nortech Systems Inc. S-8

As filed with the Securities and Exchange Commission on March 27, 2018 Registration No.

March 27, 2018 EX-4.1

Nortech Systems Incorporated 2017 Stock Incentive Plan

EXHIBIT 4.1 NORTECH SYSTEMS INCORPORATED 2017 STOCK INCENTIVE PLAN Effective May 3, 2017 1. General. 1.1. Purpose. The purpose of the 2017 Stock Incentive Plan (the “Plan”) of Nortech Systems Incorporated (the “Company”) is to increase shareholder value and to advance the interests of the Company by furnishing a variety of economic incentives (“Incentives”) designed to attract, retain and motivate

March 27, 2018 10-K

NSYS / Nortech Systems Inc. 10-K (Annual Report)

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K x Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended December 31, 2017 OR o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to NORTECH SYSTEMS INCORPORATED (Exact name

March 27, 2018 EX-21

Subsidiaries of Nortech Systems Incorporated*

Exhibit 21 Subsidiaries of Nortech Systems Incorporated The following are wholly owned subsidiaries of the Company as of December 31, 2017. Subsidiary Jurisdiction of Organization Manufacturing Assembly Solutions of Monterrey, Inc. Mexico Nortech Systems, Hong Kong Company, Limited Hong Kong Nortech Systems, Suzhou Company, Limited China 1

March 27, 2018 EX-10.16

Tenth Amendment dated January 12, 2017 to Third Amended and Restated Credit and Security Agreement between the Company and Wells Fargo Bank, National Association.*

Exhibit 10.16 TENTH AMENDMENT TO THIRD AMENDED AND RESTATED CREDIT AND SECURITY AGREEMENT THIS TENTH AMENDMENT (the “Amendment”), dated effective as of January 12, 2017, is entered into by and between NORTECH SYSTEMS INCORPORATED, a Minnesota corporation (“Company”), and WELLS FARGO BANK, NATIONAL ASSOCIATION (“Wells Fargo”), acting through its Wells Fargo Business Credit operating division. RECIT

February 27, 2018 EX-99.1

Nortech Systems Expanding Mexico Operations

Exhibit 99.1 Contact: Warren Djerf Brookside Communications Group 952-920-3908 / [email protected] February 27, 2018 Nortech Systems Expanding Mexico Operations MINNEAPOLIS — Nortech Systems (Nasdaq: NSYS), a leading provider of full-service electronics manufacturing services (EMS), has signed a lease for a new facility to be built in Monterrey, Mexico, approximately five miles from the company

February 27, 2018 EX-10.2

Consulting Agreement with Crosscourt Group, LLC dated February 22, 2018 (incorporated by reference to Form 8-K filed February 27, 2018)

Exhibit 10.2 CONSULTING AGREEMENT This Consulting Agreement (the “Agreement”) is made effective as of February 22, 2018 (the “Effective Date”), by and between Nortech Systems Incorporated, a Minnesota corporation, and/or its designated affiliate(s) (the “Company”), with offices located at 7550 Meridian Cir N #150, Maple Grove, MN 5536, and Crosscourt Group, LLC (“Consultant”), having an address of

February 27, 2018 EX-10.1

Lease Agreement dated February 21, 2018 by and between Manufacturing Assembly Solutions of Monterrey, Inc., a wholly owned Mexican subsidiary of the Company, and OPERADORA STIVA, S.A. DE C.V. (incorporated by reference to Exhibit 10.1 to Form 8-K filed February 27, 2018)

Exhibit 10.1 COVER PAGE OF THE LEASE AGREEMENT (THE “COVER PAGE”) / CARÁTULA DEL CONTRATO DE ARRENDAMIENTO (LA “CARÁTULA”) Página 1 de 55 I. LESSEE´S INFORMATION / INFORMACIÓN DEL ARRENDATARIO Corporate Name/ Razón Social: Manufacturing & Assembly Solutions of Monterrey, S. de R.L. de C.V. Date of Incorporation / Fecha de Constitución May 15th, 2001 / 15 de mayo de 2001 Incorporation Charter Infor

February 27, 2018 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 21, 2018 NORTECH SYSTEMS INCORPORATED (Exact name of registrant as specified in charter) Minnesota 0-13257 41-16810894 (State or other jurisdiction (Commission IRS Employer of incorporatio

January 12, 2018 EX-10.1

Employment Agreement with Constance Beck dated January 8, 2018 (incorporated by reference to Form 8-K filed January 12, 2018)

Exhibit 10.1 NORTECH SYSTEMS INCORPORATED EMPLOYMENT AGREEMENT This Employment Agreement (?Agreement?), effective as of January 8, 2018 (the ?Effective Date?), is made by and between Nortech Systems Incorporated, a Minnesota corporation (the ?Company?), and Constance Beck (?Executive?), collectively referred to as the ?parties.? Recitals WHEREAS, the Company desires to employ Executive as Chief Fi

January 12, 2018 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 8, 2018 NORTECH SYSTEMS INCORPORATED (Exact name of registrant as specified in charter) Minnesota 0-13257 41-16810894 (State or other jurisdiction (Commission IRS Employer of incorporation)

January 8, 2018 EX-99.1

Nortech Systems Names Connie Beck Chief Financial Officer

Exhibit 99.1 Contact: Warren Djerf Brookside Communications Group 952-920-3908 / [email protected] January 8, 2018 Nortech Systems Names Connie Beck Chief Financial Officer MINNEAPOLIS ? Nortech Systems (Nasdaq: NSYS), a leading provider of full-service electronics manufacturing services (EMS), has named Connie Beck as vice president and chief financial officer. Along with directing all financi

January 8, 2018 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 29, 2017 NORTECH SYSTEMS INCORPORATED (Exact name of registrant as specified in charter) Minnesota 0-13257 41-16810894 (State or other jurisdiction (Commission IRS Employer of incorporatio

January 8, 2018 EX-10.2

First Amendment dated December 29, 2017 to Loan and Security Agreement between the Company and Bank of America N.A. (incorporated by reference to Exhibit 10.2 to Form 8-K filed January 8, 2018)

Exhibit 10.2 FIRST AMENDMENT TO LOAN AND SECURITY AGREEMENT THIS FIRST AMENDMENT TO LOAN AND SECURITY AGREEMENT (this ?Amendment?) is made and entered into effective as of December 29, 2017, by and between NORTECH SYSTEMS INCORPORATED, a Minnesota corporation (?Borrower?), and BANK OF AMERICA, N.A., a national banking association (the ?Lender?). RECITALS: A. Borrower and Lender are parties to a ce

November 8, 2017 EX-99

Nortech Systems Reports Third Quarter Results

Exhibit 99 Contact: Paula Graff Nortech Systems Incorporated (952) 345-2244 or Warren Djerf Brookside Communications Group 952-920-3908 / warren@brookcomm.

November 8, 2017 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 a17-2624218k.htm 8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 8, 2017 NORTECH SYSTEMS INCORPORATED (Exact name of registrant as specified in charter) Minnesota 0-13257 41-16810894 (State or other jurisdiction (Commission IR

November 8, 2017 10-Q

NSYS / Nortech Systems Inc. 10-Q (Quarterly Report)

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2017 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to NORTECH SYSTEMS INCO

August 10, 2017 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 9, 2017 NORTECH SYSTEMS INCORPORATED (Exact name of registrant as specified in charter) Minnesota 0-13257 41-16810894 (State or other jurisdiction (Commission IRS Employer of incorporation)

August 10, 2017 EX-99

Nortech Systems Reports Second Quarter Results

Exhibit 99 Contact: Paula Graff Nortech Systems Incorporated (952) 345-2244 or Warren Djerf Brookside Communications Group 952-920-3908 / warren@brookcomm.

August 9, 2017 10-Q

NSYS / Nortech Systems Inc. 10-Q (Quarterly Report)

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2017 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to NORTECH SYSTEMS INCORPORA

June 21, 2017 8-K

Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 15, 2017 NORTECH SYSTEMS INCORPORATED (Exact name of registrant as specified in charter) Minnesota 0-13257 41-16810894 (State or other jurisdiction (Commission IRS Employer of incorporation) F

June 21, 2017 EX-10.1

Loan and Security Agreement with Bank of America N.A. dated June 15, 2017 (incorporated by reference to Exhibit 10.1 to Form 8-K filed June 21, 2017)

Exhibit 10.1 LOAN AND SECURITY AGREEMENT Dated as of June 15, 2017 NORTECH SYSTEMS INCORPORATED, as Borrower BANK OF AMERICA, N.A., as Lender Table of Contents Page SECTION 1. DEFINITIONS; RULES OF CONSTRUCTION 1 1.1 Definitions 1 1.2 Accounting Terms 15 1.3 Uniform Commercial Code 16 1.4 Certain Matters of Construction 16 SECTION 2. CREDIT FACILITIES 16 2.1 Revolver Commitment 16 2.2 Term Loan Co

June 21, 2017 EX-99.1

Nortech Systems and Bank of America Merrill Lynch Announce New Commercial Banking Agreement; Supports Corporate Initiatives and Growth Strategies

Exhibit 99.1 Contact: Paula Graff Nortech Systems Incorporated (952) 345-2244 or Warren Djerf Brookside Communications Group (952) 920-3908 or [email protected] June 15, 2017 Nortech Systems and Bank of America Merrill Lynch Announce New Commercial Banking Agreement; Supports Corporate Initiatives and Growth Strategies MINNEAPOLIS ? Nortech Systems Incorporated (Nasdaq: NSYS), a leading provide

May 31, 2017 EX-1.01

Conflict Minerals Report May 19, 2017

Exhibit 1.01 Conflict Minerals Report May 19, 2017 Nortech is a full-service electronics manufacturing (EMS) provider of wire and cable assemblies, printed circuit boards assemblies and higher-level complete box build assemblies for a wide range of industries. Metallic forms of tin, tantalum, tungsten and gold (Conflict Minerals) are present in some of the products, components and materials we pur

May 31, 2017 SD

Nortech Systems SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report NORTECH SYSTEMS INCORPORATED (Exact name of registrant as specified in charter) Minnesota 0-13257 41-16810894 (State or other jurisdiction (Commission IRS Employer of incorporation) File Number) Identification No.) 7050 Meridian Circle N, Suite 15 Maple Grove, MN 55369 (Address of principa

May 19, 2017 EX-10.1

Amended and Restated Employment Agreement with Richard Wasielewski dated May 15, 2017 (incorporated by reference to Exhibit 10.1 to Form 8-K filed May 19, 2017).**

Exhibit 10.1 EXECUTION COPY NORTECH SYSTEMS INCORPORATED AMENDED AND RESTATED EMPLOYMENT AGREEMENT This Amended and Restated Employment Agreement (?Agreement?), effective as of May 15, 2017 (the ?Effective Date?), is made by and between Nortech Systems Incorporated, a Minnesota corporation (the ?Company?); and Richard Wasielewski (?Executive?). Recitals WHEREAS, the Company and Executive are parti

May 19, 2017 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 15, 2017 NORTECH SYSTEMS INCORPORATED (Exact name of registrant as specified in charter) Minnesota 0-13257 41-16810894 (State or other jurisdiction (Commission IRS Employer of incorporation) Fi

May 19, 2017 EX-10.2

Employment Agreement with Matthew Mahmood dated May 15, 2017 (incorporated by reference to Form 8-K filed May 19, 2017)

Exhibit 10.2 EXECUTION COPY NORTECH SYSTEMS INCORPORATED EMPLOYMENT AGREEMENT This Agreement (?Agreement?), effective as of May 15, 2017 (the ?Effective Date?), is made by and between Nortech Systems Incorporated, a Minnesota corporation (the ?Company?) and Matt Mahmood (?Executive?). Recitals WHEREAS, the Company desires to employ Executive as Chief Operating Officer, and Executive desires to acc

May 17, 2017 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 15, 2017 NORTECH SYSTEMS INCORPORATED (Exact name of registrant as specified in charter) Minnesota 0-13257 41-16810894 (State or other jurisdiction (Commission IRS Employer of incorporation) Fi

May 17, 2017 EX-99.1

Nortech Systems Appoints Chief Operating Officer

Exhibit 99.1 Contact: Paula Graff Nortech Systems Incorporated (952) 345-2244 or Warren Djerf Brookside Communications Group (952) 920-3908 or [email protected] May 17, 2017 Nortech Systems Appoints Chief Operating Officer MINNEAPOLIS ? Nortech Systems Incorporated (Nasdaq: NSYS), a leading provider of full-service electronics manufacturing services (EMS), today announced that its board of dire

May 11, 2017 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2017 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to NORTECH SYSTEMS INCORPOR

May 9, 2017 8-K

Submission of Matters to a Vote of Security Holders

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 3, 2017 NORTECH SYSTEMS INCORPORATED (Exact name of registrant as specified in charter) Minnesota 0-13257 41-16810894 (State or other jurisdiction (Commission IRS Employer of incorporation) Fil

March 22, 2017 DEF 14A

2017 Stock Incentive Plan approved by shareholders May 3, 2017 (incorporated by reference to Exhibit A to the Definitive Proxy Statement filed March 22, 2017).**

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin

March 20, 2017 8-K

Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 16, 2017 NORTECH SYSTEMS INCORPORATED (Exact name of registrant as specified in charter) Minnesota 0-13257 41-16810894 (State or other jurisdiction (Commission IRS Employer of incorporation)

March 20, 2017 EX-16.1

March 20, 2017

Exhibit 16.1 RSM US LLP 801 Nicollet Mall West Tower, Suite 1100 Minneapolis, MN 55402 March 20, 2017 T +1 612 332 4300 F +1 612 376 9876 www.rsmus.com Securities and Exchange Commission Washington, D.C. 20549 Commissioners: We have read Nortech Systems Incorporated?s statements included under item 4.01 of its Form 8-K filed on March 20, 2017 and we agree with such statements concerning our firm.

March 8, 2017 EX-10.16

TENTH AMENDMENT TO THIRD AMENDED AND RESTATED CREDIT AND SECURITY AGREEMENT

Exhibit 10.16 TENTH AMENDMENT TO THIRD AMENDED AND RESTATED CREDIT AND SECURITY AGREEMENT THIS TENTH AMENDMENT (the ?Amendment?), dated effective as of January 12, 2017, is entered into by and between NORTECH SYSTEMS INCORPORATED, a Minnesota corporation (?Company?), and WELLS FARGO BANK, NATIONAL ASSOCIATION (?Wells Fargo?), acting through its Wells Fargo Business Credit operating division. RECIT

March 8, 2017 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K (Mark One) x Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended December 31, 2016 OR o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to NORTECH SYSTEMS INCORPORATED

March 8, 2017 EX-21

Jurisdiction of Organization

EXHIBIT 21 Subsidiaries of Nortech Systems, Inc. The following are wholly owned subsidiaries of the Company as of December 31, 2016. Subsidiary Jurisdiction of Organization Manufacturing Assembly Solutions of Monterrey, Inc. Mexico Nortech Systems, Hong Kong Company, Limited Hong Kong Nortech Systems, Suzhou Company, Limited China

November 28, 2016 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 23, 2016 NORTECH SYSTEMS INCORPORATED (Exact name of registrant as specified in charter) Minnesota 0-13257 41-16810894 (State or other jurisdiction (Commission IRS Employer of incorporatio

November 2, 2016 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2016 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to NORTECH SYSTEMS INCO

November 2, 2016 EX-10.1

Ninth Amendment dated September 29, 2016 to Third Amended and Restated Credit and Security Agreement between the Company and Wells Fargo Bank, National Association (incorporated by reference to Form 10-Q filed November 2, 2016)

Exhibit 10.1 NINTH AMENDMENT TO THIRD AMENDED AND RESTATED CREDIT AND SECURITY AGREEMENT THIS NINTH AMENDMENT (the “Amendment”), dated effective as of September 29, 2016, is entered into by and between NORTECH SYSTEMS INCORPORATED, a Minnesota corporation (“Company”), and WELLS FARGO BANK, NATIONAL ASSOCIATION (“Wells Fargo”), acting through its Wells Fargo Business Credit operating division. RECI

August 3, 2016 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to NORTECH SYSTEMS INCORPORA

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