NTAP / NetApp, Inc. - Pengajuan SECLaporan Tahunan, Pernyataan Proksi

NetApp Reports First Quarter of Fiscal Year 2026 Results Net revenues of $1.56 billion for the first quarter

Exhibit 99.1 NetApp Reports First Quarter of Fiscal Year 2026 Results Net revenues of $1.56 billion for the first quarter News Summary • NetApp achieved the #1 market share position in all-flash storage for calendar Q1 2025, as reported by IDC1 • All-flash array revenue grew 6% year-over-year to $893 million in Q1, for an annualized net revenue run rate2 of $3.6 billion • First-party and marketpla

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 25, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-27130 NetApp, Inc

FORM 8-K Item 2.02 Results of Operations and Financial Condition. Item 9.01 Financial Statements and Exhibits.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 27, 2025 NetApp, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 0-27130 77-0307520 (State or Other Jurisdiction of Incorporation) (Commission File Number)

June 18, 2025

Exhibit 10.3 June 18, 2025 Syam Nair Dear Syam, We are pleased to offer you the position of EVP, Chief Product Officer with NetApp, Inc. (“NetApp” or the "Company"). In this exempt position, you will report to George Kurian and will be based in Seattle, WA. Your annual base salary will be $725,000, less applicable tax withholdings and deductions. Incentive Compensation Plan (ICP) In addition to yo

NETAPP, INC. EXECUTIVE COMPENSATION PLAN (as amended and restated August 26, 2025)

Exhibit 10.4 NETAPP, INC. EXECUTIVE COMPENSATION PLAN (as amended and restated August 26, 2025) 1. OVERVIEW 1.1. Plan Objectives. The objective of the NetApp, Inc. Executive Compensation Plan (the “Plan”) is to provide a means and guidelines under which NetApp, Inc. (the “Company”) can share its success with its key executives by providing such executives with awards based on the achievement of go

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☑ Defin

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended April 25, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-27130 NetApp, Inc. (Exac

Subsidiaries of the Company.

Exhibit 21.1 SUBSIDIARIES OF THE COMPANY Name Jurisdiction of Incorporation or Organization NetApp Argentina S.R.L. Argentina NetApp Australia Pty Ltd Australia Instaclustr Pty Ltd Australia NetApp Austria GmbH Austria BYMS International, Inc. Barbados NetApp Belgium BV Belgium NetApp Global Limited Bermuda NetApp Global Holdings Ltd. Bermuda NetApp International Holdings Ltd. Bermuda NetApp Brasi

Insider Trading Policies and Procedures of the Company.

Exhibit 19.1 NETAPP, INC. INSIDER TRADING POLICY INTRODUCTION Federal and state securities laws prohibit transactions in publicly-traded securities by persons possessing “inside information” that is material, nonpublic, and relevant to the securities’ value. Additionally, companies, officers, and members of the board of directors may be liable for failures to take reasonable steps to prevent such

Form of Restricted Stock Unit Agreement (Performance-Based) under the Company's 2021 Equity Incentive Plan.

Exhibit 10.25 NETAPP, INC. 2021 EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT AGREEMENT (PERFORMANCE-BASED) NOTICE OF RESTRICTED STOCK UNIT GRANT Capitalized terms used but not otherwise defined in the Award Agreement (as defined below) shall have the meanings assigned to such terms in the NetApp, Inc. 2021 Equity Incentive Plan, as it may be amended or restated from time to time (the “Plan”). Parti

Form of Restricted Stock Unit Agreement approved for use under the Company's 2021 Equity Incentive Plan

Exhibit 10.24 NETAPP, INC. 2021 EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT AGREEMENT NOTICE OF RESTRICTED STOCK UNIT GRANT Capitalized terms used but not otherwise defined in the Award Agreement (as defined below) shall have the meanings assigned to such terms in the NetApp, Inc. 2021 Equity Incentive Plan, as it may be amended or restated from time to time (the “Plan”). Participant is being gran

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 23, 2025 NetApp, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 0-27130 77-0307520 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I

NetApp Reports Record Results for Fourth Quarter and Fiscal Year 2025 Fourth quarter net revenues of $1.73 billion, an increase of 4% year-over-year; Fiscal year 2025 net revenues of $6.57 billion, an increase of 5% year-over-year

Exhibit 99.1 NetApp Reports Record Results for Fourth Quarter and Fiscal Year 2025 Fourth quarter net revenues of $1.73 billion, an increase of 4% year-over-year; Fiscal year 2025 net revenues of $6.57 billion, an increase of 5% year-over-year • Record all-flash array annualized net revenue run rate1 of $4.1 billion, an increase of 14% year-over-year • Record first-party and marketplace Public Clo

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT NetApp, Inc. (Exact name of registrant as specified in its charter)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT NetApp, Inc. (Exact name of registrant as specified in its charter) Delaware 000-27130 77-0307520 (State or other jurisdiction of incorporation) (Commission File Number) (IRS. Employer Identification No.) 3060 Olsen Drive San Jose CA 95128 (Address of principal executive offices) Elizabeth

Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form.

Exhibit 1.01 Conflict Minerals Report of NetApp, Inc. For the Calendar Year Ended December 31, 2024 This Conflict Minerals Report contains forward-looking statements. These statements include statements regarding NetApp’s goals for its Conflict Minerals policy and the actions that NetApp intends to take to improve transparency and reporting. All forward-looking statements involve risk and uncertai

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 21, 2025 NetApp, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 0-27130 77-0307520 (State or Other Jurisdiction of Incorporation) (Commission File Number)

NetApp Appoints Frank Pelzer to the Board of Directors

Exhibit 99.1 NetApp Appoints Frank Pelzer to the Board of Directors SAN JOSE, Calif. – March 26, 2025 – NetApp® (NASDAQ: NTAP), the intelligent data infrastructure company, today announced that Frank Pelzer, Chief Operating Officer at Spotnana, has joined its Board of Directors. This brings the number of directors on the NetApp Board of Directors to ten, nine of whom are independent and 40% of who

Fifth Supplemental Indenture, dated March 17, 2025, by and between NetApp, Inc. and U.S. Bank National Association.

EX-4.2 Exhibit 4.2 NETAPP, INC., as Issuer and U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION, as Trustee FIFTH SUPPLEMENTAL INDENTURE Dated as of March 17, 2025 $625,000,000 of 5.500% Senior Notes due 2032 and $625,000,000 of 5.700% Senior Notes due 2035 THIS FIFTH SUPPLEMENTAL INDENTURE (the “Fifth Supplemental Indenture”) is dated as of March 17, 2025 between NETAPP, INC., a Delaware corporation

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 12, 2025 NetApp, Inc. (Exac

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 12, 2025 NetApp, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 0-27130 77-0307520 (State or Other Jurisdiction of Incorporation) (Commission File Number)

Underwriting Agreement, dated March 12, 2025, by and among NetApp, Inc., Goldman Sachs & Co. LLC, J.P. Morgan Securities LLC, BofA Securities, Inc. and Wells Fargo Securities, LLC.

EX-1.1 Exhibit 1.1 NETAPP, INC. 5.500% SENIOR NOTES DUE 2032 5.700% SENIOR NOTES DUE 2035 UNDERWRITING AGREEMENT March 12, 2025 March 12, 2025 Goldman Sachs & Co. LLC 200 West Street New York, New York 10282 J.P. Morgan Securities LLC 383 Madison Avenue New York, New York 10179 BofA Securities, Inc. One Bryant Park New York, New York 10036 Wells Fargo Securities, LLC 550 South Tryon Street, 5th Fl

NetApp, Inc. $625,000,000 5.500% Senior Notes due 2032 $625,000,000 5.700% Senior Notes due 2035

Table of Contents Filed pursuant to Rule 424(b)(5) Registration No. 333-277522 Prospectus Supplement (To Prospectus dated February 29, 2024) NetApp, Inc. $625,000,000 5.500% Senior Notes due 2032 $625,000,000 5.700% Senior Notes due 2035 We are offering $625,000,000 aggregate principal amount of our 5.500% Senior Notes due 2032 (the “2032 notes”), and $625,000,000 aggregate principal amount of our

Calculation of Filing Fee Tables S-3 NetApp, Inc. Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggre

Calculation of Filing Fee Tables S-3 NetApp, Inc. Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effective Date Filing

NETAPP, INC. Pricing Term Sheet 5.500% Senior Notes due 2032 5.700% Senior Notes due 2035 Issuer: NetApp, Inc. Format: SEC Registered Trade Date: March 12, 2025 Settlement Date (T+3)*: March 17, 2025 Ratings**: Baa2 by Moody’s Investors Service, Inc.

FWP Filed pursuant to Rule 433 Registration No. 333-277522 Issuer Free Writing Prospectus dated March 12, 2025 Relating to Preliminary Prospectus Supplement dated March 12, 2025 NETAPP, INC. Pricing Term Sheet 5.500% Senior Notes due 2032 5.700% Senior Notes due 2035 Issuer: NetApp, Inc. Format: SEC Registered Trade Date: March 12, 2025 Settlement Date (T+3)*: March 17, 2025 Ratings**: Baa2 by Moo

Subject to Completion, Dated March 12, 2025

Table of Contents Filed pursuant to Rule 424(b)(5) Registration No. 333-277522 The information in this Preliminary Prospectus Supplement is not complete and may be changed. This Preliminary Prospectus Supplement and the accompanying Prospectus do not constitute an offer to sell these securities or a solicitation of an offer to buy these securities in any jurisdiction where the offer or sale is not

Second Amended and Restated Credit Agreement, dated as of March 5, 2025, by and among NetApp, Inc., the lenders from time to time party thereto and JPMorgan Chase Bank, N.A., as administrative agent.

Exhibit 10.1 EXECUTION COPY SECOND AMENDED AND RESTATED CREDIT AGREEMENT dated as of March 5, 2025 among NETAPP, INC., as the Borrower The Lenders Party Hereto JPMORGAN CHASE BANK, N.A., as Administrative Agent BANK OF AMERICA, N.A. and WELLS FARGO BANK, NATIONAL ASSOCIATION, as Co-Syndication Agents CITIBANK, N.A. and MUFG BANK, LTD., as Co-Documentation Agents JPMORGAN CHASE BANK, N.A., BofA SEC

Entry into a Material Definitive Agreement

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 5, 2025 NetApp, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 0-27130 77-0307520 (State or Other Jurisdiction of Incorporation) (Commission File Number) (

NetApp Reports Third Quarter of Fiscal Year 2025 Results Net revenues of $1.64 billion for the third quarter

Exhibit 99.1 NetApp Reports Third Quarter of Fiscal Year 2025 Results Net revenues of $1.64 billion for the third quarter • All-flash array annualized net revenue run rate1 of $3.8 billion, an increase of 10% year-over-year • First-party and marketplace cloud storage services revenue again grew more than 40% year-over-year • Continued to deliver significant intelligent data infrastructure innovati

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 27, 2025 NetApp, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 0-27130 77-0307520 (State or Other Jurisdiction of Incorporation) (Commission File Numbe

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 24, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-27130 NetApp,

Offer Letter for employment at the Company to Wissam Jabre, dated January 9, 2025

Exhibit 10.1 January 3, 2025 Wissam Jabre Dear Wissam: We are pleased to offer you the position of Executive Vice President and Chief Financial Officer with NetApp, Inc. (“NetApp” or the "Company"). In this exempt position, you will report to George Kurian, our Chief Executive Officer (CEO) and will be based out of our San Jose office, located at: 3060 Olsen Dr. San Jose, CA 95128. You will be app

NetApp Appoints Beth O’Callahan to Newly Defined Chief Administrative Officer Role A long-tenured, highly respected industry leader, O’Callahan expands her leadership scope to drive integration, collaboration, and execution across the company’s busin

Exhibit 99.1 NetApp Appoints Beth O’Callahan to Newly Defined Chief Administrative Officer Role A long-tenured, highly respected industry leader, O’Callahan expands her leadership scope to drive integration, collaboration, and execution across the company’s business SAN JOSE, Calif. – February 26, 2025 – NetApp® (NASDAQ: NTAP), the intelligent data infrastructure company, today announced a strateg

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 24, 2025 NetApp, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 0-27130 77-0307520 (State or Other Jurisdiction of Incorporation) (Commission File Numbe

Wissam Jabre Joins NetApp as Executive Vice President and Chief Financial Officer

Exhibit 99.1 Wissam Jabre Joins NetApp as Executive Vice President and Chief Financial Officer SAN JOSE, Calif. – January 28, 2025 – Today, NetApp® (NASDAQ: NTAP), the intelligent data infrastructure company, announced the appointment of Wissam Jabre as Executive Vice President and Chief Financial Officer effective March 10, 2025. Jabre brings over 20 years of experience leading finance organizati

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 28, 2025 NetApp, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 0-27130 77-0307520 (State or Other Jurisdiction of Incorporation) (Commission File Number

Filing Fee Table

Calculation of Filing Fee Tables Form S-8 (Form Type) NetApp, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit(2) Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee(4) Equity Common Stock, $0.001 par value per share,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 25, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-27130 NetApp,

As filed with the Securities and Exchange Commission on November 25, 2024

As filed with the Securities and Exchange Commission on November 25, 2024 Registration No.

NetApp Reports Second Quarter of Fiscal Year 2025 Results Net revenues of $1.66 billion for the second quarter; 6% year-over-year increase

Exhibit 99.1 NetApp Reports Second Quarter of Fiscal Year 2025 Results Net revenues of $1.66 billion for the second quarter; 6% year-over-year increase • Record all-flash array annualized net revenue run rate1 of $3.8 billion, an increase of 19% year-over-year • First party and marketplace cloud storage services revenue grew approximately 43% year-over-year • Second quarter GAAP operating margin o

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 21, 2024 NetApp, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 0-27130 77-0307520 (State or Other Jurisdiction of Incorporation) (Commission File Numbe

NTAP / NetApp, Inc. / STATE STREET CORP Passive Investment

SC 13G 1 NetAppInc.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* NETAPP INC (Name of Issuer) COMMON STOCK (Title of Class of Securities) 64110D104 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which this Sch

NetApp, Inc. 2021 Equity Incentive Plan, as amended effective September 11, 2024

Exhibit 10.1 NETAPP, INC. 2021 EQUITY INCENTIVE PLAN As Amended Effective September 11, 2024 1. Purposes of the Plan. The purposes of this Plan are: • to attract and retain the best available personnel for positions of substantial responsibility, • to provide additional incentive to Employees, Directors and Consultants, and • to promote the success of the Company’s business. The Plan permits the g

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 11, 2024 NetApp, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 0-27130 77-0307520 (State or Other Jurisdiction of Incorporation) (Commission File Numb

NetApp Reports First Quarter of Fiscal Year 2025 Results Net revenues of $1.54 billion for the first quarter; 8% year-over-year increase

Exhibit 99.1 NetApp Reports First Quarter of Fiscal Year 2025 Results Net revenues of $1.54 billion for the first quarter; 8% year-over-year increase • All-flash array annualized net revenue run rate1 of $3.4 billion, an increase of 21% year-over-year • First party and marketplace cloud storage services revenue grew approximately 40% year-over-year • Record first quarter GAAP operating margin of 1

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 22, 2024 NetApp, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 0-27130 77-0307520 (State or Other Jurisdiction of Incorporation) (Commission File Number)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 26, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-27130 NetApp, Inc

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☑ Defin

Form of Restricted Stock Unit Agreement (Performance-Based) - Total Shareholder Return under the Company's 2021 Equity Incentive Plan, effective May 15, 2024.

Exhibit 10.23 NETAPP, INC. 2021 EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT AGREEMENT (PERFORMANCE-BASED) NOTICE OF RESTRICTED STOCK UNIT GRANT Capitalized terms used but not otherwise defined in the Award Agreement (as defined below) shall have the meanings assigned to such terms in the NetApp, Inc. 2021 Equity Incentive Plan, as it may be amended or restated from time to time (the “Plan”). The P

Compensation Recovery Policy of the Company.

Exhibit 97.1 NETAPP, INC. COMPENSATION RECOVERY POLICY As adopted on November 15, 2023 NetApp, Inc. (the “Company”) is committed to strong corporate governance. As part of this commitment, the Company’s Board of Directors (the “Board”) has adopted this clawback policy called the Compensation Recovery Policy (the “Policy”). The Policy is intended to further the Company’s pay-for-performance philoso

Form of Restricted Stock Unit Agreement approved for use under the Company's 2021 Equity Incentive Plan (VP and Below), effective May 15, 2024.

Exhibit 10.21 NETAPP, INC. 2021 EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT AGREEMENT NOTICE OF RESTRICTED STOCK UNIT GRANT Capitalized terms used but not otherwise defined in the Award Agreement (as defined below) shall have the meanings assigned to such terms in the NetApp, Inc. 2021 Equity Incentive Plan, as it may be amended or restated from time to time (the “Plan”). The Participant is being

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended April 26, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-27130 NetApp, Inc. (Exac

Subsidiaries of the Company.

Exhibit 21.1 SUBSIDIARIES OF THE COMPANY Name Jurisdiction of Incorporation or Organization NetApp Argentina S.R.L. Argentina NetApp Australia Pty Ltd Australia Instaclustr Pty Ltd Australia NetApp Austria GmbH Austria BYMS International, Inc. Barbados NetApp Belgium BV Belgium NetApp Global Limited Bermuda NetApp Global Holdings Ltd. Bermuda NetApp International Holdings Ltd. Bermuda NetApp Brasi

Form of Restricted Stock Unit Agreement (Performance-Based) - Billings under the Company's 2021 Equity Incentive Plan, effective May 15, 2024.

Exhibit 10.22 NETAPP, INC. 2021 EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT AGREEMENT (PERFORMANCE-BASED) NOTICE OF RESTRICTED STOCK UNIT GRANT Capitalized terms used but not otherwise defined in the Award Agreement (as defined below) shall have the meanings assigned to such terms in the NetApp, Inc. 2021 Equity Incentive Plan, as it may be amended or restated from time to time (the “Plan”). The P

Form of Restricted Stock Unit Agreement approved for use under the Company's 2021 Equity Incentive Plan (Senior Executive), effective May 15, 2024.

Exhibit 10.20 NETAPP, INC. 2021 EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT AGREEMENT NOTICE OF RESTRICTED STOCK UNIT GRANT Capitalized terms used but not otherwise defined in the Award Agreement (as defined below) shall have the meanings assigned to such terms in the NetApp, Inc. 2021 Equity Incentive Plan, as it may be amended or restated from time to time (the “Plan”). The Participant is being

Description of Capital Stock of the Company.

Exhibit 4.6 DESCRIPTION OF CAPITAL STOCK The following is a summary of information concerning the capital stock of NetApp, Inc. (“us,” “we,” or “our”). This summary does not purport to be complete and does not contain all the information that may be important to you. This summary is qualified in its entirety by the provisions of our certificate of incorporation and bylaws, each previously filed wi

Insider Trading Policies and Procedures of the Company.

Exhibit 19.1 NETAPP, INC. INSIDER TRADING POLICY INTRODUCTION Federal and state securities laws prohibit transactions in publicly-traded securities by persons possessing “inside information” that is material, nonpublic, and relevant to the securities’ value. Additionally, companies, officers, and members of the board of directors may be liable for failures to take reasonable steps to prevent such

Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 30, 2024 NetApp, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 0-27130 77-0307520 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I

NetApp Reports Fourth Quarter and Fiscal Year 2024 Results Net revenues of $1.67 billion for the fourth quarter; Net revenues of $6.27 billion for fiscal year 2024

Exhibit 99.1 NetApp Reports Fourth Quarter and Fiscal Year 2024 Results Net revenues of $1.67 billion for the fourth quarter; Net revenues of $6.27 billion for fiscal year 2024 • Record all-flash array annualized revenue run rate1 of $3.6 billion, an increase of 17% year-over-year • Record fiscal year GAAP consolidated gross margins of 71%; record non-GAAP consolidated gross margins2 of 72% • Fisc

Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form

Exhibit 1.01 Conflict Minerals Report of NetApp, Inc. For the Calendar Year Ended December 31, 2023 This Conflict Minerals Report contains forward-looking statements. These statements include statements regarding NetApp’s goals for its Conflict Minerals policy and the actions that NetApp intends to take to improve transparency and reporting. All forward-looking statements involve risk and uncertai

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT NetApp, Inc. (Exact name of registrant as specified in its charter)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT NetApp, Inc. (Exact name of registrant as specified in its charter) Delaware 000-27130 77-0307520 (State or other jurisdiction of incorporation) (Commission File Number) (IRS. Employer Identification No.) 3060 Olsen Drive San Jose CA 95128 (Address of principal executive offices) Elizabeth

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 04, 2024 NetApp, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 0-27130 77-0307520 (State or Other Jurisdiction of Incorporation) (Commission File Number)

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 29, 2024 NetApp, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 0-27130 77-0307520 (State or Other Jurisdiction of Incorporation) (Commission File Numbe

Form T-1 Statement of Eligibility of Trustee for Senior Indenture under the Trust Indenture Act of 1939.

securities and exchange commission Washington, D.C. 20549 FORM T-1 Statement of Eligibility Under The Trust Indenture Act of 1939 of a Corporation Designated to Act as Trustee Check if an Application to Determine Eligibility of a Trustee Pursuant to Section 305(b)(2) FORMCHECKBOX U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION (Exact name of Trustee as specified in its charter) 91-1821036 I.R.S. Emp

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S‑3 REGISTRATION STATEMENT The Securities Act of 1933 NetApp, Inc. (Exact name of Registrant as specified in its charter)

As filed with the Securities and Exchange Commission on February 29, 2024 Registration No.

NetApp reports third quarter of fiscal year 2024 results Net revenues of $1.61 billion for the third quarter; 5% growth year-over-year

Exhibit 99.1 NetApp reports third quarter of fiscal year 2024 results Net revenues of $1.61 billion for the third quarter; 5% growth year-over-year • Record All-flash array annualized revenue run rate1 of $3.4 billion, an increase of 21% year-over-year • Record Q3 GAAP consolidated gross margins of 72%; record non-GAAP consolidated gross margins2 of 73% • Q3 GAAP operating margins of 23%; record n

Form T-1 Statement of Eligibility of Trustee for Subordinated Indenture under the Trust Indenture Act of 1939.

securities and exchange commission Washington, D.C. 20549 FORM T-1 Statement of Eligibility Under The Trust Indenture Act of 1939 of a Corporation Designated to Act as Trustee Check if an Application to Determine Eligibility of a Trustee Pursuant to Section 305(b)(2) FORMCHECKBOX U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION (Exact name of Trustee as specified in its charter) 91-1821036 I.R.S. Emp

Filing Fee Table

Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) NetApp, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forw

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 26, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-27130 NetApp,

NTAP / NetApp, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SC 13G/A 1 tv01529-netappinc.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 10)* Name of issuer: NetApp Inc Title of Class of Securities: Common Stock CUSIP Number: 64110D104 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to designate the rule pur

NTAP / NetApp, Inc. / PRIMECAP MANAGEMENT CO/CA/ - PRIMECAP MANAGEMENT CO/CA/ Passive Investment

SC 13G/A 1 ntapa1121224.htm PRIMECAP MANAGEMENT CO/CA/ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 11)* NetApp, Inc. (Name of Issuer) COM (Title of Class of Securities) 64110D104 (CUSIP Number) December 31, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to desig

NTAP / NetApp, Inc. / Capital International Investors - SEC SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5 )* NetApp, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 64110D104 (CUSIP Number) December 29, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 27, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-27130 NetApp,

NetApp reports second quarter of fiscal year 2024 results Net revenues of $1.56 billion for the second quarter

Exhibit 99.1 NetApp reports second quarter of fiscal year 2024 results Net revenues of $1.56 billion for the second quarter • Introduced substantial innovation including the ASA C-Series, the extension of the Company’s Ransomware Recovery Guarantee, and performance and availability guarantees for NetApp Keystone storage as a service • Record Q2 GAAP consolidated gross margins of 71%; record non-GA

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 28, 2023 NetApp, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 0-27130 77-0307520 (State or Other Jurisdiction of Incorporation) (Commission File Numbe

NetApp Appoints Anders Gustafsson to the Board of Directors

Exhibit 99.1 NetApp Appoints Anders Gustafsson to the Board of Directors SAN JOSE, Calif. — November 16, 2023 — NetApp (NASDAQ: NTAP), a global, cloud-led, data-centric software company, today announced that Anders Gustafsson, executive chair of Zebra Technologies, has joined its Board of Directors. This brings the number of directors on the NetApp Board of Directors to ten, nine of whom are indep

Bylaws of the Company

BYLAWS OF NETAPP, INC. (amended and restated as of November 15, 2023) ARTICLE I OFFICES Section 1.1 The registered office shall be in the City of Wilmington, County of New Castle, State of Delaware. Section 1.2 The corporation may also have offices at such other places both within and without the State of Delaware as the Board of Directors may from time to time determine or the business of the cor

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 15, 2023 NetApp, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 0-27130 77-0307520 (State or Other Jurisdiction of Incorporation) (Commission File Numbe

The Company’s Employee Stock Purchase Plan, as amended effective September 13, 2023.

Exhibit 10.1 NETAPP, INC. EMPLOYEE STOCK PURCHASE PLAN As Amended Effective September 13, 2023 I. Purpose of the Plan This Employee Stock Purchase Plan is intended to promote the interests of NetApp, Inc. by providing eligible employees with the opportunity to acquire a proprietary interest in the Corporation through participation in a payroll-deduction based employee stock purchase plan designed

As filed with the Securities and Exchange Commission on September 15, 2023

As filed with the Securities and Exchange Commission on September 15, 2023 Registration No.

NetApp, Inc. 2021 Equity Incentive Plan, as amended effective September 13, 2023

Exhibit 10.2 NETAPP, INC. 2021 EQUITY INCENTIVE PLAN As Amended Effective September 13, 2023 1. Purposes of the Plan. The purposes of this Plan are: • to attract and retain the best available personnel for positions of substantial responsibility, • to provide additional incentive to Employees, Directors and Consultants, and • to promote the success of the Company’s business. The Plan permits the g

Filing Fee Table

Calculation of Filing Fee Tables Form S-8 (Form Type) NetApp, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit(2) Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee(5) Equity Common Stock, $0.001 par value per share,

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 13, 2023 NetApp, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 0-27130 77-0307520 (State or Other Jurisdiction of Incorporation) (Commission File Numb

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 28, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-27130 NetApp, Inc

Outside Director Compensation Policy, as amended effective September 13, 2023.

Exhibit 10.3 NETAPP, INC. OUTSIDE DIRECTOR COMPENSATION POLICY (As amended, effective as of September 13, 2023 (the “Effective Date”)) NetApp, Inc. (the “Company”) believes that the granting of equity and cash compensation to its members of the Board of Directors (the “Board,” and members of the Board, “Directors”) represents a powerful tool to attract, retain and reward Directors who are not empl

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 23, 2023 NetApp, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 0-27130 77-0307520 (State or Other Jurisdiction of Incorporation) (Commission File Number)

NetApp reports first quarter of fiscal year 2024 results Net revenues of $1.43 billion for the first quarter

Exhibit 99.1 NetApp reports first quarter of fiscal year 2024 results Net revenues of $1.43 billion for the first quarter • Introduced significant innovations, including NetApp™ ASA A-Series, a new line of all-flash SAN storage systems • Announced the Ransomware Recovery Guarantee, using NetApp’s comprehensive suite of integrated technologies to help customers protect against, detect, and recover

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 04, 2023 NetApp, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 0-27130 77-0307520 (State or Other Jurisdiction of Incorporation) (Commission File Number)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) ☑ Filed by the Registrant ☐ Filed by a party other than the Registrant CHECK THE APPROPRIATE BOX: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin

DEFINITIVE PROXY STATEMENT

Wednesday, September 13, 2023 at 3:30 p.m. Pacific time 2023 Proxy Statement and Notice of MeetingNetApp, Inc. 3060 Olsen Dr San Jose, CA 95128 www.netapp.com July 28, 2023 2023 ANNUAL MEETING OF STOCKHOLDERS NETAPP, INC. To my fellow stockholders: On behalf of our Board of Directors (the “Board”), I am pleased to invite you to attend NetApp, Inc.’s Annual Meeting of Stockholders on Wednesday, Sep

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) ☑ Filed by the Registrant ☐ Filed by a party other than the Registrant CHECK THE APPROPRIATE BOX: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14

Amendment No.2 to Amended and Restated Credit Agreement, dated as of May 3, 2023, by and among the Company, the lenders from time to time party thereto and JPMorgan Chase Bank, N.A., as administrative agent.

Exhibit 10.32 EXECUTION COPY AMENDMENT NO. 2 Dated as of May 3, 2023 to AMENDED AND RESTATED CREDIT AGREEMENT Dated as of January 22, 2021 THIS AMENDMENT NO. 2 (this “Amendment”) is made as of May 3, 2023 by and among NetApp, Inc., a Delaware corporation (the “Borrower”), the Lenders party hereto and JPMorgan Chase Bank, N.A., as Administrative Agent (the “Administrative Agent”), under that certai

Form of Restricted Stock Unit Agreement (Performance-Based) - Total Shareholder Return approved for use under the Company's 2021 Equity Incentive Plan, effective July 1, 2022.

Total Stockholder Return Exhibit 10.28 NETAPP, INC. 2021 EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT AGREEMENT (PERFORMANCE-BASED) NOTICE OF RESTRICTED STOCK UNIT GRANT Unless otherwise defined herein, the terms defined in the NetApp, Inc. 2021 Equity Incentive Plan (the “Plan”) will have the same defined meanings in this Restricted Stock Unit Agreement (Performance-Based) which includes the Notic

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended April 28, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-27130 NetApp, Inc. (Exac

Form of Restricted Stock Unit Agreement (Performance-Based) - Billings approved for use under the Company's 2021 Equity Incentive Plan, Effective July 1, 2022.

Billings Exhibit 10.27 NETAPP, INC. 2021 EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT AGREEMENT (PERFORMANCE-BASED) NOTICE OF RESTRICTED STOCK UNIT GRANT Unless otherwise defined herein, the terms defined in the NetApp, Inc. 2021 Equity Incentive Plan (the “Plan”) will have the same defined meanings in this Restricted Stock Unit Agreement (Performance-Based) which includes the Notice of Restricted

Subsidiaries of the Company.

Exhibit 21.1 SUBSIDIARIES OF THE COMPANY Name Jurisdiction of Incorporation or Organization NetApp Argentina S.R.L. Argentina NetApp Australia Pty. Ltd. Australia Instaclustr Pty. Ltd. Australia NetApp Austria GmbH Austria BYMS International, Inc. Barbados NetApp Belgium BVBA Belgium NetApp Global Limited Bermuda NetApp Global Holdings Ltd. Bermuda NetApp International Holdings Ltd. Bermuda NetApp

Exhibit 4.5

Exhibit 4.5 DESCRIPTION OF CAPITAL STOCK The following is a summary of information concerning the capital stock of NetApp, Inc. (“us,” “we,” or “our”). This summary does not purport to be complete and does not contain all the information that may be important to you. This summary is qualified in its entirety by the provisions of our certificate of incorporation and bylaws, each previously filed wi

NetApp reports fourth quarter and fiscal year 2023 results Net revenues of $1.58 billion for the fourth quarter; Net revenues of $6.36 billion for fiscal year 2023

Exhibit 99.1 NetApp reports fourth quarter and fiscal year 2023 results Net revenues of $1.58 billion for the fourth quarter; Net revenues of $6.36 billion for fiscal year 2023 • Introduced significant innovation, including C-series, a new family of capacity all-flash storage systems, and NetAppTM Advance, a new portfolio of storage programs and guarantees to help customers cost-effectively future

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 26, 2023 NetApp, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 0-27130 77-0307520 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I

Form of Indemnification Agreement by and between the Company and each of its directors and executive officers.

Exhibit 10.1 NETAPP, INC. INDEMNIFICATION AGREEMENT This Indemnification Agreement (this “Agreement”) is dated as of , 2023, and is between NetApp, Inc., a Delaware corporation (the “Company”), and (“Indemnitee”). RECITALS A. Indemnitee’s service to the Company substantially benefits the Company. B. Individuals are reluctant to serve as directors or officers of corporations or in certain other cap

Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form

Exhibit 1.01 Conflict Minerals Report of NetApp, Inc. For the Calendar Year Ended December 31, 2022 This Conflict Minerals Report contains forward-looking statements. These statements include statements regarding NetApp’s goals for its Conflict Minerals policy and the actions that NetApp intends to take to improve transparency and reporting. All forward-looking statements involve risk and uncertai

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT NetApp, Inc. (Exact name of registrant as specified in its charter)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT NetApp, Inc. (Exact name of registrant as specified in its charter) Delaware 000-27130 77-0307520 (State or other jurisdiction of incorporation) (Commission File Number) (IRS. Employer Identification No.) 3060 Olsen Drive San Jose CA 95128 (Address of principal executive offices) Elizabeth

March 10, 2023

CORRESP www.netapp.com 408 822 6000 Tel 3060 Olsen Drive San Jose, CA 95128 United States March 10, 2023 Via EDGAR United States Securities and Exchange Commission Division of Corporate Finance 100 F Street, N.E. Washington, D.C. 20549-3628 Attn: Robert Littlepage, Accounting Branch Chief Inessa Kessman, Senior Staff Accountant Re: NetApp, Inc. Form 10-K for the Fiscal Year Ended April 29, 2022 Fi

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 27, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-27130 NetApp,

NetApp reports third quarter of fiscal year 2023 results Net revenues of $1.53 billion and billings1of $1.57 billion

Exhibit 99.1 NetApp reports third quarter of fiscal year 2023 results Net revenues of $1.53 billion and billings1of $1.57 billion • $308 million returned to shareholders in share repurchases and cash dividends in the third quarter • Introduced significant innovation, including BlueXP™, a unified control plane for hybrid multicloud environments, and the latest version of NetApp ONTAP™ with enhanced

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 22, 2023 NetApp, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 0-27130 77-0307520 (State or Other Jurisdiction of Incorporation) (Commission File Numbe

NTAP / NetApp Inc. / Capital International Investors - SEC SCHEDULE 13G Passive Investment

SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4 )* NetApp, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 64110D104 (CUSIP Number) December 30, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to design

NTAP / NetApp Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SC 13G/A 1 tv01499-netappinc.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 9)* Name of issuer: NetApp Inc. Title of Class of Securities: Common Stock CUSIP Number: 64110D104 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to designate the rule pur

NTAP / NetApp Inc. / PRIMECAP MANAGEMENT CO/CA/ - PRIMECAP MANAGEMENT CO/CA/ Passive Investment

SC 13G/A 1 ntapa1020923.htm PRIMECAP MANAGEMENT CO/CA/ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 10)* NetApp, Inc. (Name of Issuer) COM (Title of Class of Securities) 64110D104 (CUSIP Number) December 31, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to desig

February 2, 2023

CORRESP 1 filename1.htm www.netapp.com 408 822 6000 Tel 3060 Olsen Drive San Jose, CA 95128 United States February 2, 2023 Via EDGAR United States Securities and Exchange Commission Division of Corporate Finance 100 F Street, N.E. Washington, D.C. 20549-3628 Attn: Robert Littlepage, Accounting Branch Chief Inessa Kessman, Senior Staff Accountant Re: NetApp, Inc. Form 10-K for the Fiscal Year Ended

Subject: Positioning for Long-term Growth

Exhibit 99.1 Subject: Positioning for Long-term Growth Team NetApp, We have spent time together in recent months discussing the changes happening in the world around us and the impact they are having on businesses. Companies are facing an increasingly challenging macroeconomic environment, which is driving more conservatism in IT spending. We are not immune to these challenges. Against this backdr

Regulation FD Disclosure, Financial Statements and Exhibits, Costs Associated with Exit or Disposal Activities

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 31, 2023 NetApp, Inc. (Exact name of registrant as specified in its charter) Delaware 0-27130 77-0307520 (State or other jurisdiction of incorporation) (Commission File Number

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 28, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-27130 NetApp,

NetApp reports second quarter of fiscal year 2023 results Delivers all time Q2 company highs for revenue, billings, gross profit dollars, operating income and EPS

Exhibit 99.1 NetApp reports second quarter of fiscal year 2023 results Delivers all time Q2 company highs for revenue, billings, gross profit dollars, operating income and EPS ? Net revenues for the second quarter grew 6% year-over-year to $1.66 billion, 12% in constant currency1 ? Q2 product revenue grew 3% year-over-year to $837 million, the seventh consecutive quarter of year-over-year growth ?

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 29, 2022 NetApp, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 0-27130 77-0307520 (State or Other Jurisdiction of Incorporation) (Commission File Numbe

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 15, 2022 NetApp, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 0-27130 77-0307520 (State or Other Jurisdiction of Incorporation) (Commission File Numbe

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 09, 2022 NetApp, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 0-27130 77-0307520 (State or Other Jurisdiction of Incorporation) (Commission File Numb

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 29, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-27130 NetApp, Inc

NetApp reports first quarter of fiscal year 2023 results Delivers company record for Q1 billings, revenue, gross profit dollars, operating income, and EPS

Exhibit 99.1 NetApp reports first quarter of fiscal year 2023 results Delivers company record for Q1 billings, revenue, gross profit dollars, operating income, and EPS ? Net revenues for the first quarter grew 9% year-over-year to $1.59 billion, 13% in constant currency1 ? Q1 product revenue grew 8% year-over-year to $786 million, the sixth consecutive quarter of year-over-year growth ? Q1 billing

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 24, 2022 NetApp, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 0-27130 77-0307520 (State or Other Jurisdiction of Incorporation) (Commission File Number)

NetApp, Inc. (NTAP)

NetApp, Inc. (NTAP) Shareholder Alert Voluntary submission by John Chevedden, POB 2673, Redondo Beach, CA 90278 NetApp Shareholder since 2012 Vote for Proposal 4 ? Special Shareholder Meeting Improvement The first reason to vote for Proposal 4 is that the September 10, 2021 NTAP Certificate of Incorporation states: ?Special meetings of the stockholders, for any purpose or purposes, may only be cal

DEFINITIVE PROXY STATEMENT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

DEF 14A 1 ntap3995021-def14a.htm DEFINITIVE PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) ☑ Filed by the Registrant ☐ Filed by a party other than the Registrant CHECK THE APPROPRIATE BOX: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of th

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

DEFA14A 1 ntap3995021-defa14a.htm DEFINITIVE ADDITIONAL PROXY SOLICITING MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) ☑ Filed by the Registrant ☐ Filed by a party other than the Registrant CHECK THE APPROPRIATE BOX: ☐ Preliminary Proxy Statement ☐ Conf

Description of Capital Stock of the Company.

Exhibit 4.5 DESCRIPTION OF CAPITAL STOCK The following is a summary of information concerning the capital stock of NetApp, Inc. (?us,? ?we,? or ?our?). This summary does not purport to be complete and does not contain all the information that may be important to you. This summary is qualified in its entirety by the provisions of our certificate of incorporation and bylaws, each previously filed wi

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended April 29, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-27130 NetApp, Inc. (Exac

Subsidiaries of the Company.

Exhibit 21.1 SUBSIDIARIES OF THE COMPANY Name Jurisdiction of Incorporation or Organization NetApp Argentina S.R.L. Argentina NetApp Australia Pty. Ltd. Australia NetApp Austria GmbH Austria BYMS International, Inc. Barbados NetApp Belgium BVBA Belgium NetApp Global Limited Bermuda NetApp Global Holdings Ltd. Bermuda NetApp International Holdings Ltd. Bermuda NetApp Brasil Solucoes de Gerenciament

Filing Fee Table.

Exhibit 107.1 Calculation of Filing Fee Tables FORM S-8 (Form Type) NETAPP, INC. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title (1) Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Common stock, par value $0.001 p

As filed with the Securities and Exchange Commission on June 16, 2022

As filed with the Securities and Exchange Commission on June 16, 2022 Registration No.

Amended and Restated Instaclustr US Holding, Inc. 2018 Stock Option Plan.

Exhibit 99.1 AMENDED AND RESTATED INSTACLUSTR US HOLDING, INC. 2018 STOCK OPTION PLAN SECTION 1 GENERAL PURPOSE OF THE PLAN; DEFINITIONS The name of the plan is the Amended and Restated Instaclustr US Holding 2018 Stock Option Plan (the ?Plan?). The purpose of the Plan is to attract and retain the best available personnel for positions of substantial responsibility, to provide additional incentive

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 01, 2022 NetApp, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 0-27130 77-0307520 (State or Other Jurisdiction of Incorporation) (Commission File Number) (

NetApp reports fourth quarter and fiscal year 2022 results Net revenues for the fourth quarter grew 8% year-over-year to $1.68 billion; Net revenues for fiscal year 2022 grew 10% to $6.32 billion

Exhibit 99.1 NetApp reports fourth quarter and fiscal year 2022 results Net revenues for the fourth quarter grew 8% year-over-year to $1.68 billion; Net revenues for fiscal year 2022 grew 10% to $6.32 billion ? Q4 billings1 were $2.02 billion, an increase of 16% year-over-year ? Q4 product revenue grew 6% year-over-year to $894 million, the fifth consecutive quarter of year-over-year growth ? NetA

Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form.

Exhibit 1.01 Conflict Minerals Report of NetApp, Inc. For the Calendar Year Ended December 31, 2021 This Conflict Minerals Report contains forward-looking statements. These statements include statements regarding NetApp?s goals for its Conflict Minerals policy and the actions that NetApp intends to take to improve transparency and reporting. All forward-looking statements involve risk and uncertai

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT NetApp, Inc. (Exact name of registrant as specified in its charter) Delaware 000-27130 77-0307520 (State or other jurisdiction of incorporat

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT NetApp, Inc. (Exact name of registrant as specified in its charter) Delaware 000-27130 77-0307520 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.) 3060 Olsen Drive San Jose, CA 95128 (Address of principal executive offices) Elizabeth

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 17, 2022 NetApp, Inc. (Exact name of registrant as specified in its charter) Delaware 0-27130 77-0307520 (State or other jurisdiction of incorporation) (Commission File Number)

Amendment No.1 to Amended and Restated Credit Agreement, dated as of November 17, 2021, by and among the Company, the lenders from time to time party thereto and JPMorgan Chase Bank, N.A., as administrative agent.

Exhibit 10.3 EXECUTION COPY AMENDMENT NO. 1 Dated as of November 17, 2021 to AMENDED AND RESTATED CREDIT AGREEMENT Dated as of January 22, 2021 THIS AMENDMENT NO. 1 (this ?Amendment?) is made as of November 17, 2021 by and among NetApp, Inc., a Delaware corporation (the ?Borrower?), the Lenders party hereto and JPMorgan Chase Bank, N.A., as Administrative Agent (the ?Administrative Agent?), under

Form of Restricted Stock Unit Agreement approved for use under the Company's 2021 Equity Incentive Plan (Non-Employee Director), effective November 1, 2021.

Exhibit 10.1 NETAPP, INC. 2021 EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT AGREEMENT (NON-EMPLOYEE DIRECTORS) NOTICE OF RESTRICTED STOCK UNIT GRANT Unless otherwise defined herein, the terms defined in the NetApp, Inc. 2021 Equity Incentive Plan (the ?Plan?) will have the same defined meanings in this Restricted Stock Unit Agreement (Non-Employee Directors) which includes the Notice of Restricted

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 28, 2022 or ? TRANSITION QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-2713

Outside Director Compensation Policy, effective November 1, 2021.

Exhibit 10.2 NETAPP, INC. OUTSIDE DIRECTOR COMPENSATION POLICY (As amended, effective as of November 1, 2021 (the ?Effective Date?)) NetApp, Inc. (the ?Company?) believes that the granting of equity and cash compensation to its members of the Board of Directors (the ?Board,? and members of the Board, ?Directors?) represents a powerful tool to attract, retain and reward Directors who are not employ

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 23, 2022 NetApp, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 0-27130 77-0307520 (State or Other Jurisdiction of Incorporation) (Commission File Numbe

NetApp reports third quarter of fiscal year 2022 results Net revenues for the third quarter grew 10% year-over-year to $1.61 billion

Exhibit 99.1 NetApp reports third quarter of fiscal year 2022 results Net revenues for the third quarter grew 10% year-over-year to $1.61 billion ? NetApp? Public Cloud annualized revenue run rate (ARR)1 increased 98% year-over-year to $469 million ? All-flash array annualized net revenue run rate2 reached an all-time high of $3.2 billion ? Product revenue grew 9% year-over-year to $846 million, t

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 8, 2022 NetApp, Inc. (Exact name of registrant as specified in its charter) Delaware 0-27130 77-0307520 (State or other jurisdiction of incorporation) (Commission File Number

NTAP / NetApp Inc. / Capital International Investors - SEC SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3 )* NetApp, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 64110D104 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule

NTAP / NetApp Inc. / PRIMECAP MANAGEMENT CO/CA/ - PRIMECAP MANAGEMENT CO/CA/ Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 9)* NetApp, Inc. (Name of Issuer) COM (Title of Class of Securities) 64110D104 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

NTAP / NetApp Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 8)* Name of issuer: NetApp Inc. Title of Class of Securities: Common Stock CUSIP Number: 64110D104 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ??Rule 13

Form of Restricted Stock Unit Agreement (Performance Based) under the Company's 2021 Equity Incentive Plan, effective September 10, 2021

Exhibit 10.3 NETAPP, INC. 2021 EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT AGREEMENT (PERFORMANCE-BASED) NOTICE OF RESTRICTED STOCK UNIT GRANT Unless otherwise defined herein, the terms defined in the NetApp, Inc. 2021 Equity Incentive Plan (the ?Plan?) will have the same defined meanings in this Restricted Stock Unit Agreement (Performance-Based) which includes the Notice of Restricted Stock Unit

CloudCheckr Inc. Amended and Restated 2017 Stock Option and Grant Plan.

Exhibit 99.1 CLOUDCHECKR INC. AMENDED AND RESTATED 2017 STOCK OPTION AND GRANT PLAN SECTION 1 GENERAL PURPOSE OF THE PLAN; DEFINITIONS The name of the plan is the CloudCheckr Inc. Amended and Restated 2017 Stock Option and Grant Plan (the ?Plan?). The purpose of the Plan is to attract and retain the best available personnel for positions of substantial responsibility, to provide additional incenti

As filed with the Securities and Exchange Commission on December 2, 2021

As filed with the Securities and Exchange Commission on December 2, 2021 Registration No.

Form of Restricted Stock Unit Agreement approved for use under the Company's 2021 Equity Incentive Plan (Senior Executive), effective September 10, 2021

Exhibit 10.2 NETAPP, INC. 2021 EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT AGREEMENT NOTICE OF RESTRICTED STOCK UNIT GRANT Unless otherwise defined herein, the terms defined in the NetApp, Inc. 2021 Equity Incentive Plan (the ?Plan?) will have the same defined meanings in this Restricted Stock Unit Agreement which includes the Notice of Restricted Stock Unit Grant (the ?Notice of Grant?), the Term

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 29, 2021 or ? TRANSITION QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-2713

Form of Restricted Stock Unit Agreement approved for use under the Company's 2021 Equity Incentive Plan (Employee), effective September 10, 2021

Exhibit 10.1 NETAPP, INC. 2021 EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT AGREEMENT NOTICE OF RESTRICTED STOCK UNIT GRANT Unless otherwise defined herein, the terms defined in the NetApp, Inc. 2021 Equity Incentive Plan (the ?Plan?) will have the same defined meanings in this Restricted Stock Unit Agreement which includes the Notice of Restricted Stock Unit Grant (the ?Notice of Grant?), the Term

NetApp reports second quarter of fiscal year 2022 results Net revenues for the second quarter grew 11% year-over-year to $1.57 billion; Expanded cloud partnerships and delivered substantial innovation across entire portfolio

Exhibit 99.1 NetApp reports second quarter of fiscal year 2022 results Net revenues for the second quarter grew 11% year-over-year to $1.57 billion; Expanded cloud partnerships and delivered substantial innovation across entire portfolio ? NetApp? Public Cloud annualized revenue run rate (ARR)1 increased 80% year-over-year to $388 million ? All-flash array annualized net revenue run rate2 increase

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 30, 2021 NetApp, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 0-27130 77-0307520 (State or Other Jurisdiction of Incorporation) (Commission File Numbe

As filed with the Securities and Exchange Commission on September 14, 2021

S-8 1 d207283ds8.htm S-8 As filed with the Securities and Exchange Commission on September 14, 2021 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT Under The Securities Act of 1933 NETAPP, INC. (Exact name of Registrant as specified in its charter) Delaware 77-0307520 (State or other jurisdiction of incorporation or orga

Amended and Restated Bylaws of the Registrant (incorporated by reference to Exhibit 3.2 to Registrant’s Current Report on Form 8-K filed with the Commission on September 13, 2021).

Exhibit 3.2 BYLAWS OF NETAPP, INC. (amended and restated as of September 10, 2021) ARTICLE I OFFICES Section 1.1. The registered office shall be in the City of Wilmington, County of New Castle, State of Delaware. Section 1.2. The corporation may also have offices at such other places both within and without the State of Delaware as the Board of Directors may from time to time determine or the busi

Certificate of Incorporation of the Company, as amended.

Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF NETAPP, INC. NetApp, Inc., a Delaware corporation (the ?Corporation?) hereby certifies as follows: (1) The name of the Corporation is NetApp, Inc. The original Certificate of Incorporation of the Corporation was filed with the Secretary of State of the State of Delaware on November 1, 2001 under the name Network Appliance, Inc. (2) T

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 10, 2021 NetApp, Inc. (Exact name of registrant as specified in its charter) Delaware 0-27130 77-0307520 (State or other jurisdiction of incorporation) (Commission File Numb

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 30, 2021 or ? TRANSITION QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-27130 N

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 25, 2021 NetApp, Inc. (Exact name of Registrant as specified in its charter) Delaware 0-27130 77-0307520 (State or other jurisdiction of incorporation) (Commission File Number)

NetApp reports first quarter of fiscal year 2022 results Net revenues for the first quarter grew 12% year-over-year to $1.46 billion; Delivered strong start to fiscal year 2022 with double digit revenue and billings growth

Exhibit 99.1 NetApp reports first quarter of fiscal year 2022 results Net revenues for the first quarter grew 12% year-over-year to $1.46 billion; Delivered strong start to fiscal year 2022 with double digit revenue and billings growth ? NetApp? Public Cloud revenue increased 155% year-over-year ? All-flash array annualized net revenue run rate1 increased 23% year-over-year to $2.8 billion ? Produ

NetApp, Inc. (NTAP)

PX14A6G 1 d81121px14a6g.htm NetApp, Inc. (NTAP) Shareholder Alert Voluntary submission by John Chevedden, POB 2673, Redondo Beach, CA 90278 NetApp Shareholder since 2012 Please support both written consent proposals, Proposal 6 for window-dressing written consent and Proposal 7 for practical written consent Why would any group of shareholders find it attractive to seek the formal backing of 25% of

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

DEFA14A 1 ntap3895321-defa14a.htm DEFINITIVE ADDITIONAL PROXY SOLICITING MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) ☑ Filed by the Registrant ☐ Filed by a Party other than the Registrant CHECK THE APPROPRIATE BOX: ☐ Preliminary Proxy Statement ☐ Conf

DEFINITIVE PROXY STATEMENT

Friday, September 10, 2021 at 3:30 p.m. Pacific time 2021 Proxy Statement and Notice of MeetingAbout NetApp NetApp is a global cloud-led, data-centric software company. Building on a rich history of software innovation, we bring enterprise grade data services to the leading clouds, and the simple flexibility of cloud to the data center. We empower organizations to lead with data in the age of acce

NetApp, Inc. Employee Stock Purchase Plan, as amended (filed with the Commission on July 30, 2021 as Appendix B to the Registrant’s 2021 Proxy Statement (Commission File No. 000-27130) and incorporated herein by reference).

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) ? Filed by the Registrant ? Filed by a Party other than the Registrant CHECK THE APPROPRIATE BOX: ? Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (as permitted by Rule 14

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) ? Filed by the Registrant ? Filed by a Party other than the Registrant CHECK THE APPROPRIATE BOX: ? Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (as permitted by Rule 14

Description of Capital Stock of the Company

Exhibit 4.6 DESCRIPTION OF CAPITAL STOCK The following is a summary of information concerning the capital stock of NetApp, Inc. (?us,? ?we,? or ?our?). This summary does not purport to be complete and does not contain all the information that may be important to you. This summary is qualified in its entirety by the provisions of our certificate of incorporation and bylaws, each previously filed wi

Subsidiaries of the Company.

Exhibit 21.1 SUBSIDIARIES OF THE COMPANY Name Jurisdiction of Incorporation or Organization NetApp Argentina S.R.L. Argentina NetApp Australia Pty. Ltd. Australia NetApp Austria GmbH Austria BYMS International, Inc. Barbados NetApp Belgium BVBA Belgium NetApp Global Limited Bermuda NetApp Global Holdings Ltd. Bermuda NetApp Brasil Solucoes de Gerenciamento e Armazenamento de Dados Ltda Brazil NetA

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended April 30, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-27130 NetApp, Inc. (Exac

NetApp reports fourth quarter and fiscal year 2021 results Net revenues for the fourth quarter grew 11% year-over-year to $1.56 billion

Exhibit 99.1 NetApp reports fourth quarter and fiscal year 2021 results Net revenues for the fourth quarter grew 11% year-over-year to $1.56 billion ? NetApp? public cloud services annualized revenue run rate (ARR)1 increased 171% year-over-year to $301 million ? All-flash array annualized net revenue run rate2 increased 11% year-over-year to $2.9 billion ? Billings3 increased 12% year-over-year t

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 2, 2021 NetApp, Inc. (Exact name of Registrant as specified in its charter) Delaware 0-27130 77-0307520 (State or other jurisdiction of incorporation) (Commission File Number) (I

Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form.

EX-1.01 2 d125203dex101.htm EX-1.01 Exhibit 1.01 Conflict Minerals Report of NetApp, Inc. For the Calendar Year Ended December 31, 2020 This Conflict Minerals Report contains forward-looking statements. These statements include statements regarding NetApp’s goals for its Conflict Minerals policy and the actions that NetApp intends to take to improve transparency and reporting. All forward-looking

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT NetApp, Inc. (Exact name of registrant as specified in its charter) Delaware 000-27130 77-0307520 (State or other jurisdiction of incorporat

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT NetApp, Inc. (Exact name of registrant as specified in its charter) Delaware 000-27130 77-0307520 (State or other jurisdiction of incorporation) (Commission File Number) (IRS. Employer Identification No.) 1395 Crossman Avenue Sunnyvale, CA 94089 (Address of principal executive offices) Mat

Form T-1 Statement of Eligibility of Trustee for Subordinated Indenture under the Trust Indenture Act of 1939.

Exhibit 25.2 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ? Check if an Application to Determine Eligibility of a Trustee Pursuant to Section 305(b)(2) U.S. BANK NATIONAL ASSOCIATION (Exact name of Trustee as specified in its charter) 31-0841368 I.R.S. Employer Identif

Form T-1 Statement of Eligibility of Trustee for Senior Indenture under the Trust Indenture Act of 1939.

Exhibit 25.1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ? Check if an Application to Determine Eligibility of a Trustee Pursuant to Section 305(b)(2) U.S. BANK NATIONAL ASSOCIATION (Exact name of Trustee as specified in its charter) 31-0841368 I.R.S. Employer Identif

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 29, 2021 or ? TRANSITION QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-2713

Senior Executive Employment Contract by and between NetApp Sales Spain S.L., a subsidiary of the Company, and Cesar Cernuda, effective January 1, 2021

Exhibit 10.1 SENIOR EXECUTIVE EMPLOYMENT CONTRACT This Agreement is made in Madrid effective January 1, 2021. APPEAR On the one side, NetApp Spain Sales S.L., a company of Spanish nationality, with registered office at C/Rosario Pino, 14-16, planta 17, Madrid, 28020, and Tax Id Code number B-82585076, (hereinafter the ?Company?), represented in this act by Stephen Faulkner, is his capacity as auth

- S-3ASR

Table of Contents As filed with the Securities and Exchange Commission on March 1, 2021 Registration No.

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 24, 2021 NetApp, Inc. (Exact name of Registrant as specified in its charter) Delaware 0-27130 77-0307520 (State or other jurisdiction of incorporation) (Commission File Numbe

NetApp Reports Third Quarter of Fiscal Year 2021 Results Net revenues of $1.47 billion; up 5% year-over-year Operating margin and EPS above expectations

Exhibit 99.1 NetApp Reports Third Quarter of Fiscal Year 2021 Results Net revenues of $1.47 billion; up 5% year-over-year Operating margin and EPS above expectations ? Billings1 of $1.60 billion, increased 6% year-over-year ? NetApp? public cloud services annualized revenue run rate2 of $237 million, an increase of 186% year-over-year ? All-flash array annualized net revenue run rate3 of $2.6 bill

SCHEDULE 13G

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2 )* NetApp, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 64110D104 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule

SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 8)* NetApp, Inc. (Name of Issuer) (Title of Class of Securities) (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement)

UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0145 Washington, D.

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 7)*

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 7)* Name of issuer: NetApp Inc. Title of Class of Securities: Common Stock CUSIP Number: 64110D104 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule 13

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 4, 2021 NetApp, Inc. (Exact name of Registrant as specified in its charter) Delaware 0-27130 77-0307520 (State or other jurisdiction of incorporation) (Commission File Number

NetApp Appoints Carrie Palin to Board of Directors

EX-99.1 2 ntap-ex9916.htm EX-99.1 Exhibit 99.1 NetApp Appoints Carrie Palin to Board of Directors SUNNYVALE, Calif. — February 4, 2021 — NetApp (NASDAQ: NTAP), a global cloud-led, data-centric software company, today announced that Carrie Palin, senior vice president and chief marketing officer of Splunk, provider of the Data-to-Everything™ Platform, has joined its Board of Directors. Palin’s appo

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 22, 2021 NetApp, Inc. (Exact name of Registrant as specified in its charter) Delaware 0-27130 77-0307520 (State or other jurisdiction of incorporation) (Commission File Number

Amended and Restated Credit Agreement, dated as of January 22, 2021, by and among NetApp, Inc., the lenders from time to time party thereto and JPMorgan Chase Bank, N.A., as administrative agent

EX-10.1 Exhibit 10.1 EXECUTION COPY AMENDED AND RESTATED CREDIT AGREEMENT dated as of January 22, 2021 among NETAPP, INC., as the Borrower The Lenders Party Hereto JPMORGAN CHASE BANK, N.A., as Administrative Agent BANK OF AMERICA, N.A. and WELLS FARGO BANK, NATIONAL ASSOCIATION, as Co-Syndication Agents CITIBANK, N.A. and MUFG BANK, LTD., as Co-Documentation Agents JPMORGAN CHASE BANK, N.A., BofA

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 30, 2020 or ☐ TRANSITION QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-2713

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 1, 2020 NetApp, Inc. (Exact name of Registrant as specified in its charter) Delaware 0-27130 77-0307520 (State or other jurisdiction of incorporation) (Commission File Number

NetApp Reports Second Quarter of Fiscal Year 2021 Results Net Revenues of $1.42 Billion; Up 3% Year-over-Year

Exhibit 99.1 NetApp Reports Second Quarter of Fiscal Year 2021 Results Net Revenues of $1.42 Billion; Up 3% Year-over-Year • NetApp™ public cloud services annualized revenue run rate of $216 million, an increase of 200% year-over-year • All-flash array annualized net revenue run rate of $2.5 billion, an increase of 15% year-over-year • Billings1 of $1.46 billion, increased 10% year-over-year • $10

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 18, 2020 NetApp, Inc. (

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 18, 2020 NetApp, Inc. (Exact name of registrant as specified in its charter) Delaware 0-27130 77-0307520 (State or other jurisdiction (Commission File Number) (IRS Employer

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 10, 2020 NetApp, Inc. (Exact name of registrant as specified in its charter) Delaware 0-27130 77-0307520 (State or other jurisdiction (Commission File Number) (IRS Employer

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NetApp, Inc. (NTAP) Shareholder Alert Voluntary submission by John Chevedden, POB 2673 , Redondo Beach, CA 90278. Shareholder since 2012. Please vote for Proposal No. 4 before September 10th Stockholder Proposal for Stockholder Action by Written Consent The annual meeting proxy is misleading or incomplete. The September 10, 2020 annual meeting proxy failed to mention that all shares held for less

- S-8

S-8 1 d67157ds8.htm S-8 As filed with the Securities and Exchange Commission on August 28, 2020 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT Under The Securities Act of 1933 NETAPP, INC. (Exact name of Registrant as specified in its charter) Delaware 77-0307520 (State or other jurisdiction of incorporation or organiza

Spotinst Ltd. 2016 Amended and Restated Share Option Plan.

EX-99.1 4 d67157dex991.htm EX-99.1 Exhibit 99.1 SPOTINST LTD. AMENDED AND RESTATED 2016 SHARE OPTION PLAN This plan, as amended from time to time, shall be known as the Spotinst Ltd. Amended and Restated 2016 Share Option Plan. 1. PURPOSE OF THE PLAN The Plan is intended to provide an incentive to retain in the employ of the Company (as defined below) and its Affiliates (as defined below), persons

Quarterly Report - 10-Q

a UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2020 or ☐ TRANSITION QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-27130

Offer Letter for employment at the Company to Michael J. Berry, dated January 30, 2020.

Exhibit 10.1 January 23, 2020 Michael Berry Dear Michael: We are pleased to offer you the position of Executive Vice President and Chief Financial Officer with NetApp, Inc. (“NetApp” or the "Company"). In this exempt position, you will report to George Kurian, our Chief Executive Officer (CEO) and will be based out of our Sunnyvale Corporate Headquarters Office (SUNNYVALE) facility, located at: 13

NetApp Reports First Quarter of Fiscal Year 2021 Results Net Revenues of $1.30 Billion; Up 5% Year-over-Year

Exhibit 99.1 NetApp Reports First Quarter of Fiscal Year 2021 Results Net Revenues of $1.30 Billion; Up 5% Year-over-Year • NetApp™ public cloud services annualized recurring revenue of $178 million, an increase of 192% year-over-year • All-flash array annualized net revenue run rate of $2.3 billion, an increase of 34% year-over-year • Billings1 of $1.15 billion, increased 6% year-over-year • Comp

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Costs Associated with Exit or Disposal Activities, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 21, 2020 NetApp, Inc. (Exact name of Registrant as specified in its charter) Delaware 0-27130 77-0307520 (State or other jurisdiction of incorporation) (Commission File Number)

- DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin

- DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin

definitive proxy statement

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☑ Defin

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 26, 2020 NetApp, Inc. (Exact name of Registrant as specified in its charter) Delaware 0-27130 77-0307520 (State or other jurisdiction of incorporation) (Commission File Number) (

Underwriting Agreement, dated June 17, 2020, by and among NetApp, Inc., Goldman Sachs & Co. LLC, J.P. Morgan Securities LLC, BofA Securities, Inc. and Morgan Stanley & Co. LLC.

EX-1.1 Exhibit 1.1 NETAPP, INC. 1.875% SENIOR NOTES DUE 2025 2.375% SENIOR NOTES DUE 2027 2.700% SENIOR NOTES DUE 2030 UNDERWRITING AGREEMENT June 17, 2020 June 17, 2020 Goldman Sachs & Co. LLC 200 West Street New York, New York 10282 J.P. Morgan Securities LLC 383 Madison Avenue New York, New York 10179 BofA Securities, Inc. One Bryant Park New York, New York 10036 Morgan Stanley & Co. LLC 1585 B

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 17, 2020 NetApp, Inc. (Exact name of Registrant as specified in its charter) Delaware 0-27130 77-0307520 (State or other jurisdiction of incorporation) (Commission File Number) (

Fourth Supplemental Indenture, dated June 22, 2020, by and between NetApp, Inc. and U.S. Bank National Association.

EX-4.2 Exhibit 4.2 NETAPP, INC., as Issuer and U.S. BANK NATIONAL ASSOCIATION, as Trustee FOURTH SUPPLEMENTAL INDENTURE Dated as of June 22, 2020 $750,000,000 of 1.875% Senior Notes due 2025 $550,000,000 of 2.375% Senior Notes due 2027 and $700,000,000 of 2.700% Senior Notes due 2030 THIS FOURTH SUPPLEMENTAL INDENTURE (the “Fourth Supplemental Indenture”) is dated as of June 22, 2020 between NETAP

CALCULATION OF REGISTRATION FEE Title of Each Class of Securities Offered Maximum Aggregate Offering Price Amount of Registration Fee(1) 1.875% Senior Notes due 2025 $750,000,000 $97,350 2.375% Senior Notes due 2027 $550,000,000 $71,390 2.700% Senior

424B5 1 d942843d424b5.htm 424B5 Table of Contents Filed pursuant to Rule 424(b)(5) Registration No. 333-223154 CALCULATION OF REGISTRATION FEE Title of Each Class of Securities Offered Maximum Aggregate Offering Price Amount of Registration Fee(1) 1.875% Senior Notes due 2025 $750,000,000 $97,350 2.375% Senior Notes due 2027 $550,000,000 $71,390 2.700% Senior Notes due 2030 $700,000,000 $90,860 To

Subject to Completion, Dated June 17, 2020

424B5 Table of Contents Filed pursuant to Rule 424(b)(5) Registration No. 333-223154 The information in this Preliminary Prospectus Supplement is not complete and may be changed. This Preliminary Prospectus Supplement and the accompanying Prospectus do not constitute an offer to sell these securities or a solicitation of an offer to buy these securities in any jurisdiction where the offer or sale

NETAPP, INC. Pricing Term Sheet 1.875% Senior Notes due 2025 2.375% Senior Notes due 2027 2.700% Senior Notes due 2030 Issuer: NetApp, Inc. Format: SEC Registered Trade Date: June 17, 2020 Settlement Date (T+3)*: June 22, 2020 Ratings**: Baa2 by Mood

FWP Filed pursuant to Rule 433 Registration No. 333-223154 Issuer Free Writing Prospectus dated June 17, 2020 Relating to Preliminary Prospectus Supplement dated June 17, 2020 NETAPP, INC. Pricing Term Sheet 1.875% Senior Notes due 2025 2.375% Senior Notes due 2027 2.700% Senior Notes due 2030 Issuer: NetApp, Inc. Format: SEC Registered Trade Date: June 17, 2020 Settlement Date (T+3)*: June 22, 20

Form of Restricted Stock Unit Agreement (Employees) approved for use under the Company’s 1999 Stock option Plan, effective June 2019.

Exhibit 10.14 NETAPP, INC. RESTRICTED STOCK UNIT AGREEMENT NetApp, Inc. (the “Company”) hereby grants you, (the “Participant”), an award of restricted stock units (“Restricted Stock Units”) under the NetApp, Inc. 1999 Stock Option Plan (the “Plan”). Subject to the provisions of Appendix A and Appendix B (both attached) and of the Plan, the principal features of this award are as follows: Participa

Form of Restricted Stock Unit Agreement (Performance-Based) Total Stockholder Return approved for use under the Company’s 1999 Stock Option Plan, effective June 2019.

EX-10.23 5 ntap-ex102314.htm EX-10.23 Exhibit 10.23 NETAPP, INC. RESTRICTED STOCK UNIT AGREEMENT (PERFORMANCE-BASED) NetApp, Inc. (the “Company”) hereby grants you, (the “Participant”), an award of restricted stock units (“Restricted Stock Units”) under the NetApp, Inc. 1999 Stock Option Plan (the “Plan”). Subject to the provisions of Appendix A and Appendix B (both attached) and of the Plan, the

Subsidiaries of the Company.

Exhibit 21.1 SUBSIDIARIES OF THE COMPANY Name Jurisdiction of Incorporation or Organization NetApp Argentina S.R.L. Argentina NetApp Australia Pty. Ltd. Australia NetApp Austria GmbH Austria BYMS International, Inc. Barbados NetApp Belgium BVBA Belgium NetApp Global Limited Bermuda NetApp Global Holdings Ltd. Bermuda NetApp Brasil Solucoes de Gerenciamento e Armazenamento de Dados Ltda Brazil NetA

Form of Restricted Stock Unit Agreement (Performance-Based) – Adjusted Operating Income approved for use under the Company’s 1999 Stock Option Plan, effective June 2019.

Exhibit 10.24 NETAPP, INC. RESTRICTED STOCK UNIT AGREEMENT (PERFORMANCE-BASED) NetApp, Inc. (the “Company”) hereby grants you, (the “Participant”), an award of restricted stock units (“Restricted Stock Units”) under the NetApp, Inc. 1999 Stock Option Plan (the “Plan”). Subject to the provisions of Appendix A and Appendix B (both attached) and of the Plan, the principal features of this award are a

Separation Agreement dated May 28, 2020 by and between the Company and Henri Richard.

Exhibit 10.57 May 28, 2020 Henri Richard Dear Henri: This letter confirms the agreement between NetApp, Inc. (“NetApp” or the “Company”) and you regarding the terms of your mutual separation from the Company (the “Agreement”). Your employment will end by mutual agreement on June 5, 2020 (your “Retirement Date”). Until your Retirement Date, you have agreed to assist with an orderly transition of yo

Offer Letter for employment at the Company to César Cernuda, date March 23, 2020.

Exhibit 10.58 March 19, 2020 César Cernuda Dear César: We are pleased to offer you the position of President with NetApp, Inc. (“NetApp” or the "Company"). In this exempt position, you will report to George Kurian, our Chief Executive Officer (CEO) and the date you commence employment at NetApp (your “Start Date”) shall be no later than July 1, 2020. Your formal appointment as President by the Boa

Form of Restricted Stock Unit Agreement (Non-Employee Directors) approved for use under the Company’s 1999 Stock Option Plan, effective June 2019.

Exhibit 10.19 NETAPP, INC. RESTRICTED STOCK UNIT AGREEMENT (NON-EMPLOYEE DIRECTORS) NetApp, Inc. (the “Company”) hereby grants you, (the “Participant”), an award of restricted stock units (“Restricted Stock Units”) under Article Six of the NetApp, Inc. 1999 Stock Option Plan (the “Plan”) and the Company’s non-employee director compensation policy, as in effect from time to time (the “Policy”). Sub

Annual Report - 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended April 24, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-27130 NetApp, Inc. (Exac

Description of Securities of the Company

Exhibit 4.5 DESCRIPTION OF SECURITIES As of April 24, 2020, NetApp, Inc. (“us,” “our” or “we”) had four classes of securities registered under Section 12 of the Securities Exchange Act of 1934 (the “Exchange Act”), as amended: (i) our common stock; (ii) our 3.375% Senior Notes due June 2021; (iii) our 3.25% Senior Notes due December 2022; and (iv) our 3.30% Senior Notes due September 2024. DESCRIP

Separation Agreement dated April 3, 2020 by and between the Company and Ronald Pasek.

Exhibit 10.56 April 3, 2020 Ron Pasek Dear Ron: This letter confirms the agreement between NetApp, Inc. (“NetApp” or the “Company”) and you regarding the terms of your mutual separation from the Company (the “Agreement”). Your employment will end by mutual agreement on June 5, 2020 (your “Separation Date”). Until your Separation Date, you have agreed to assist with an orderly transition of your du

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 1, 2020 NetApp, Inc. (Exact name of Registrant as specified in its charter) Delaware 0-27130 77-0307520 (State or other jurisdiction of incorporation) (Commission File Number) (I

- SD

SD 1 d918562dsd.htm SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT NetApp, Inc. (Exact name of registrant as specified in its charter) Delaware 000-27130 77-0307520 (State or other jurisdiction of incorporation) (Commission File Number) (IRS. Employer Identification No.) 1395 Crossman Avenue Sunnyvale, CA 94089 (Address of principal

Conflict Minerals Report of NetApp, Inc. For the Calendar Year Ended December 31, 2019

EX-1.01 2 d918562dex101.htm EX-1.01 Exhibit 1.01 Conflict Minerals Report of NetApp, Inc. For the Calendar Year Ended December 31, 2019 This Conflict Minerals Report contains forward-looking statements. These statements include statements regarding NetApp’s goals for its Conflict Minerals policy and the actions that NetApp intends to take to improve transparency and reporting. All forward-looking

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 27, 2020 NetApp, Inc. (Exact name of Registrant as specified in its charter) Delaware 0-27130 77-0307520 (State or other jurisdiction of incorporation) (Commission File Number) (I

NetApp Reports Fourth Quarter and Fiscal Year 2020 Results Solid Margins, Cash Flow and Operating Leverage; Net Revenues of $1.40 Billion for the Fourth Quarter and $5.41 Billion for Fiscal Year 2020

Exhibit 99.1 NetApp Reports Fourth Quarter and Fiscal Year 2020 Results Solid Margins, Cash Flow and Operating Leverage; Net Revenues of $1.40 Billion for the Fourth Quarter and $5.41 Billion for Fiscal Year 2020 • NetApp™ cloud data services annualized recurring revenue of approximately $111 million, an increase of 113% year-over-year • All flash array annualized net revenue run rate of $2.6 bill

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 12, 2020 NetApp, Inc. (Exact name of Registrant as specified in its charter) Delaware 0-27130 77-0307520 (State or other jurisdiction of incorporation) (Commission File Number) (I

Cesar Cernuda Joins NetApp as President Microsoft veteran to lead NetApp’s go-to-market strategy and execution

Exhibit 99.1 Cesar Cernuda Joins NetApp as President Microsoft veteran to lead NetApp’s go-to-market strategy and execution Sunnyvale, Calif. – May 12, 2020—NetApp (NASDAQ: NTAP), the leader in cloud data services, today announced the appointment of Cesar Cernuda as president of NetApp, reporting to CEO George Kurian, effective in July. He will lead our global go-to-market operations spanning sale

Regulation FD Disclosure

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 30, 2020 NetApp, Inc. (Exact name of Registrant as specified in its charter) Delaware 0-27130 77-0307520 (State or other jurisdiction of incorporation) (Commission File Number)

Mike Berry Joins NetApp as Executive Vice President and Chief Financial Officer

EX-99.1 2 d826527dex991.htm EX-99.1 Exhibit 99.1 Mike Berry Joins NetApp as Executive Vice President and Chief Financial Officer SUNNYVALE, Calif. —March 2, 2020—NetApp® (NASDAQ: NTAP), the leader in cloud data services, today announced the appointment of Mike Berry as executive vice president and chief financial officer effective March 16. Berry joins NetApp from McAfee, LLC, where he was also ex

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 2, 2020 NetApp, Inc. (Exact name of Registrant as specified in its charter) Delaware 0-27130 77-0307520 (State or other jurisdiction of incorporation) (Commission File Number) (

Quarterly Report - 10-Q

a UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 24, 2020 or ☐ TRANSITION QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-27

NTAP / NetApp, Inc. / PRIMECAP MANAGEMENT CO/CA/ - SC 13G/A Passive Investment

UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0145 Washington, D.

NTAP / NetApp, Inc. / VANGUARD CHESTER FUNDS - SCHEDULE 13G/A Passive Investment

SC 13G/A 1 tv0003-netappinc.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 3)* Name of issuer: NetApp Inc Title of Class of Securities: Common Stock CUSIP Number: 64110D104 Date of Event Which Requires Filing of this Statement: December 31, 2019 Check the appropriate box to designate the rule pursu

NetApp Reports Third Quarter of Fiscal Year 2020 Results Solid Margins, Cash Flow and Operating Leverage

EX-99.1 2 ntap-ex9916.htm EX-99.1 Exhibit 99.1 NetApp Reports Third Quarter of Fiscal Year 2020 Results Solid Margins, Cash Flow and Operating Leverage • All-flash array annualized net revenue run rate of $2.3 billion increased 7% quarter-over-quarter • NetApp™ cloud data services annualized recurring revenue of approximately $83 million, an increase of 146% year-over-year • Consolidated GAAP gros

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 8, 2020 NetApp, Inc. (Exact name of Registrant as specified in its charter) Delaware 0-27130 77-0307520 (State or other jurisdiction of incorporation) (Commission File Number

NTAP / NetApp, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 6)* Name of issuer: NetApp Inc Title of Class of Securities: Common Stock CUSIP Number: 64110D104 Date of Event Which Requires Filing of this Statement: December 31, 2019 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule 13d

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 31, 2020 NetApp, Inc. (Exact name of Registrant as specified in its charter) Delaware 0-27130 77-0307520 (State or other jurisdiction of incorporation) (Commission File Number

NetApp Appoints Deepak Ahuja to Board of Directors

EX-99.1 2 ntap-ex9916.htm EX-99.1 Exhibit 99.1 NetApp Appoints Deepak Ahuja to Board of Directors Sunnyvale, Calif. – February 4, 2020 – NetApp, Inc. (NASDAQ: NTAP) today announced that Deepak Ahuja, CFO of Verily, has joined its Board of Directors. Mr. Ahuja’s appointment brings the number of directors on the NetApp board to eight, seven of whom are independent. “I am pleased to welcome Deepak to

NTAP / NetApp, Inc. S-8 - - S-8

As filed with the Securities and Exchange Commission on November 18, 2019 Registration No.

Retirement Agreement dated August 14, 2019 by and between the Company and Joel Reich

Exhibit 10.1 August 14, 2019 Joel Reich ID # 003507 Dear Joel: This letter confirms the agreement between NetApp, Inc. (“NetApp” or the “Company”) and you regarding the terms of your retirement from the Company (the “Agreement”) 1. Retirement Benefits. In consideration for you signing this Agreement, you will be provided the following retirement benefits: a. Your employment with NetApp will termin

Quarterly Report - 10-Q

a UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 25, 2019 or ☐ TRANSITION QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-27

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 13, 2019 NetApp, Inc. (Exact name of Registrant as specified in its charter) Delaware 0-27130 77-0307520 (State or other jurisdiction of incorporation) (Commission File Numbe

NetApp Reports Second Quarter of Fiscal Year 2020 Results Expanded Gross Margins, Operating Margins and Earnings Per Share Quarter-over-Quarter

EX-99.1 2 ntap-ex9918.htm EX-99.1 Exhibit 99.1 NetApp Reports Second Quarter of Fiscal Year 2020 Results Expanded Gross Margins, Operating Margins and Earnings Per Share Quarter-over-Quarter • All-flash array annualized net revenue run rate of $2.2 billion increased 29% quarter-over-quarter • NetApp™ cloud data services annualized recurring revenue of approximately $72 million, an increase of 167%

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 12, 2019 NetApp, Inc. (Exact name of registrant as specified in its charter) Delaware 0-27130 77-0307520 (State or other jurisdiction (Commission File Number) (IRS Employer

Quarterly Report - 10-Q

a UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 26, 2019 or ☐ TRANSITION QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-27130

NetApp Reports First Quarter of Fiscal Year 2020 Results

Exhibit 99.1 NetApp Reports First Quarter of Fiscal Year 2020 Results • NetApp Cloud Data Services annualized recurring revenue of approximately $61 million, an increase of 189% year-over-year • Consolidated GAAP gross margin of 66.0%, non-GAAP gross margin of 67.2% • $365 million returned to shareholders, representing 131% of free cash flow Sunnyvale, Calif.—August 14, 2019—NetApp (NASDAQ: NTAP)

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2019 NetApp, Inc. (Exact name of Registrant as specified in its charter) Delaware 0-27130 77-0307520 (State or other jurisdiction of incorporation) (Commission File Number)

NTAP / NetApp, Inc. DEFA14A - - DEFA14A

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

NTAP / NetApp, Inc. DEF 14A - - DEF 14A (LEGAL)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☑ Defin

NetApp Announces Selected Preliminary First Quarter of Fiscal Year 2020 Results

EX-99.1 2 ntap-ex9917.htm EX-99.1 Exhibit 99.1 NetApp Announces Selected Preliminary First Quarter of Fiscal Year 2020 Results Sunnyvale, Calif.—August 1, 2019—NetApp (NASDAQ: NTAP), today reported selected preliminary results for its first quarter of fiscal year 2020 ended July 26, 2019 and revised previously-issued guidance for full fiscal year 2020. The company expects to provide final first qu