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| CIK | 1836875 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Nuvve Holding Corp.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| September 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| September 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 27, 2025 NUVVE HOLDING CORP. |
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| August 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 24, 2025 NUVVE HOLDING CORP. |
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| August 25, 2025 |
NUVVE HOLDING CORP. AMENDED AND RESTATED 2020 EQUITY INCENTIVE PLAN Amended and Restated by the Board: March 23, 2023 Approved by the Stockholders: June 2, 2023 Amended by the Board: April 24, 2025 Approved by the Stockholders: August 22, 2025 Section 1. Purpose; Definitions. 1.1. Purpose. The purpose of the Plan is to enable the Company to offer to employees, officers, and directors of, and consu |
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| August 25, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 22, 2025 NUVVE HOLDING CORP. |
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| August 15, 2025 |
Ex-Filing Fees CALCULATION OF FILING FEE TABLES S-1 Nuvve Holding Corp. Table 1: Newly Registered and Carry Forward Securities Line Item Type Security Type Security Class Title Notes Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Newly Registered Securities Fees to be Paid Equity Common Stock, $0. |
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| August 15, 2025 |
As filed with the Securities and Exchange Commission on August 15, 2025 As filed with the Securities and Exchange Commission on August 15, 2025 Registration No. |
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| August 14, 2025 |
Amended and Restated Certificate of Incorporatio AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF NB MERGER CORP. Pursuant to Section 242 and 245 of the Delaware General Corporation Law NB Merger Corp., a corporation existing under the laws of the State of Delaware (the “Corporation”), by its Chief Executive Officer, hereby certifies as follows: 1.The name of the Corporation is “NB Merger Corp.” 2.The Corporation’s Certificate of Incorporati |
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| August 14, 2025 |
Exhibit 99.1 Nuvve Provides Second Quarter 2025 Financial Update Investor Conference Call to be Held Today at 5:00 PM Eastern Time (2:00 PM PT) SAN DIEGO, August 14, 2025 /PRNewswire/— Nuvve Holding Corp. (“Nuvve”, “we”, the “Company”) (Nasdaq: NVVE), a green energy technology company that provides a globally-available, commercial vehicle-to-grid (V2G) technology platform that enables electric veh |
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| August 14, 2025 |
Form of Fermata Energy II, LLC Convertible Note, dated April 23, 2025 THIS INSTRUMENT AND THE SECURITIES ISSUABLE UPON THE CONVERSION HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "ACT"). |
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| August 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40296 NUVVE HOLD |
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| August 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 14, 2025 NUVVE HOLDING CORP. |
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| August 14, 2025 |
signedexe20250331-67eae7 Agreement for the Purchase and Sale of Future Receipts Seller's Legal Name: D/B/A: Form of Business Entity: [ ] Corporation; [ ] Limited Liability Company; [ ] Partnership; [ ] Limited Partnership; [ ] Limited Liability Partnership; [ ] Sole Proprietorship; [ ] Other: Agreed to by: (Signature), its Authorized Representative (Title) Name: Agreed to by: Authorized Representative (Title)(Signature), its Name: Buyer: Agile Capital Funding Agreed to by: (Signature), its (Title) Initials: 1 Agile Capital Funding Primary Contact: Title: Owner Time in Business: Federal Tax ID: Purchase Price: Purchased Amount: Average Projected Monthly Sales: NUVVE HOLDING CORP. |
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| July 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 20, 2025 NUVVE HOLDING CORP. |
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| July 23, 2025 |
Exhibit 10.1 ASSET MANAGEMENT AGREEMENT This ASSET MANAGEMENT AGREEMENT (this “Agreement”), effective July 20, 2025 (the “Effective Date”), is entered into by and between Nuvve Holding Corp. (the “Client”), and DeFi Technologies, Inc. (the “Asset Manager”). WHEREAS, the Client wishes to appoint the Asset Manager to manage certain assets of the Client; and WHEREAS, the Asset Manager wishes to be ap |
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| July 15, 2025 |
Form of Representative’s Warrant Exhibit 4.2 REPRESENTATIVE’S COMMON STOCK PURCHASE WARRANT NUVVE HOLDING CORP. Warrant Shares: Initial Exercise Date: July [ ], 2025 THIS REPRESENTATIVE’S COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, the date hereof (the |
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| July 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 11, 2025 NUVVE HOLDING CORP. (Exact name of registrant as specified in its charter) Delaware 001-40296 86-1617000 (State or other jurisdiction of incorporation) (Commission File |
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| July 15, 2025 |
Exhibit 99.2 Nuvve Holding Corp. Announces Pricing of Public Offering of Common Stock to Launch HYPE Treasury Strategy SAN DIEGO, July 11, 2025 — Nuvve Holding Corp. (Nasdaq: NVVE) (the “Company” or “Nuvve”) a global leader in vehicle-to-grid (V2G) technology and grid modernization, today announced the pricing of its previously announced underwritten public offering of 5,029,403 shares of its comm |
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| July 15, 2025 |
Exhibit 1.1 3,044,463 SHARES of Common Stock and 1,984,940 Warrants of NUVVE HOLDING CORP. UNDERWRITING AGREEMENT July 11, 2025 Lucid Capital Markets, LLC As the Representative of the Several underwriters, if any, named in Schedule I hereto c/o Lucid Capital Markets, LLC 570 Lexington Avenue, 40th Floor New York, New York 10022 Ladies and Gentlemen: The undersigned, Nuvve Holding Corp., a company |
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| July 15, 2025 |
Exhibit 4.1 PRE-FUNDED COMMON STOCK PURCHASE WARRANT NUVVE HOLDING CORP. Warrant Shares: Initial Exercise Date: , 2025 THIS PRE-FUNDED COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof |
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| July 15, 2025 |
Nuvve Holding Corp. Announces Proposed Public Offering of Common Stock Exhibit 99.1 Nuvve Holding Corp. Announces Proposed Public Offering of Common Stock SAN DIEGO, July 10, 2025 — Nuvve Holding Corp. (Nasdaq: NVVE) (the “Company” or “Nuvve”) a global leader in vehicle-to-grid (V2G) technology and grid modernization, today announced that it is commencing an underwritten public offering of shares of its common stock (or common stock equivalents). The offering is subj |
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| July 14, 2025 |
Filed pursuant to Rule 424(b)(5) Registration No. 333-288394 PROSPECTUS SUPPLEMENT (to Prospectus dated July 7, 2025) 3,044,463 Shares of Common Stock and Pre-Funded Warrants to Purchase 1,984,940 Shares of Common Stock Nuvve Holding Corp. We are offering 3,044,463 shares of our common stock, par value $0.0001 per share, pursuant to this prospectus supplement and accompanying prospectus and, in li |
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| July 10, 2025 |
SUBJECT TO COMPLETION, DATED JULY 10, 2025 Filed pursuant to Rule 424(b)(5) Registration No. 333-288394 The information in this preliminary prospectus supplement is not complete and may be changed. A registration statement relating to these securities has been filed with the Securities and Exchange Commission and is effective. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell these securities a |
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| July 9, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State |
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| July 9, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| July 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 27, 2025 NUVVE HOLDING CORP. |
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| July 3, 2025 |
Employment Agreement, by and between Nuvve New Mexico, LLC and Ted Smith, dated June 27, 2025 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT, dated as of June 27, 2025 (this “Agreement”), is made by and between NUVVE NEW MEXICO, LLC, a New Mexico limited liability company (together with its successors and assigns, the “Company”), and TED SMITH (the “Executive”). |
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| July 2, 2025 |
Nuvve Holding Corp. 2488 Historic Decatur Road, Suite 230 San Diego, California 92106 July 2, 2025 Nuvve Holding Corp. 2488 Historic Decatur Road, Suite 230 San Diego, California 92106 July 2, 2025 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attn: Erin Donahue Re: Nuvve Holding Corp. Registration Statement on Form S-3 File No. 333-288394 Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Act of 1933, as |
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| June 27, 2025 |
Exhibit 4.6 NUVVE HOLDING CORP. INDENTURE Dated as of , 20 [], As Trustee TABLE OF CONTENTS Page ARTICLE I DEFINITIONS AND INCORPORATION BY REFERENCE 1 1.1 Definitions 1 1.2 Other Definitions 3 1.3 Incorporation by Reference of Trust Indenture Act 4 1.4 Rules of Construction 4 ARTICLE II THE SECURITIES 4 2.1 Issuable in Series 4 2.2 Establishment of Terms of Series of Securities 4 2.3 Execution an |
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| June 27, 2025 |
Exhibit 4.5 CERTIFICATE OF AMENDMENT TO THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF NUVVE HOLDING CORP. Nuvve Holding Corp. (the “Corporation”), a corporation existing under and by virtue of General Corporation Law of the State of Delaware (the “DGCL”), hereby certifies as follows: The name of the Corporation is Nuvve Holding Corp. The Corporation’s Certificate of Incorporation was or |
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| June 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| June 27, 2025 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Nuvve Holding Corp. |
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| June 27, 2025 |
As filed with the Securities and Exchange Commission on June 27, 2025 As filed with the Securities and Exchange Commission on June 27, 2025 Registration No. |
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| June 26, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 20, 2025 NUVVE HOLDING CORP. |
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| June 24, 2025 |
Nuvve Holding Corp. Up to 18,782,828 Shares of Common Stock by Selling Stockholders Filed Pursuant to Rule 424(b)(3) Registration No. 333-287883 Prospectus Nuvve Holding Corp. Up to 18,782,828 Shares of Common Stock by Selling Stockholders This prospectus relates to the resale from time to time by the selling stockholders named in this prospectus (including their permitted transferees, donees, pledgees and other successors-in-interest) (the “Selling Stockholders”) of up to 18,782 |
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| June 20, 2025 |
Nuvve Holding Corp. 2488 Historic Decatur Road, Suite 230 San Diego, California 92106 June 20, 2025 Nuvve Holding Corp. 2488 Historic Decatur Road, Suite 230 San Diego, California 92106 June 20, 2025 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attn: Sarah Sidwell Re: Nuvve Holding Corp. Registration Statement on Form S-1 File No. 333-287883 Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Act of 1933, |
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| June 18, 2025 |
As filed with the Securities and Exchange Commission on June 18, 2025 As filed with the Securities and Exchange Commission on June 18, 2025 Registration No. |
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| June 9, 2025 |
List of Subsidiaries of Nuvve Holding Corp Exhibit 21.1 Nuvve Holding Corp. List of Subsidiaries Nuvve Corporation, a Delaware corporation Nuvve KK, a company registered in Japan Nuvve of Pennsylvania LLC, a Pennsylvania limited liability company Nuvve Denmark ApS, a company registered in Denmark Nuvve Ltd., a company registered in the United Kingdom Nuvve CPO, Inc., a Delaware corporation Deep Impact 1, LLC, a Delaware limited liability c |
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| June 9, 2025 |
Exhibit 107 Calculation of Filing Fee Tables Form S-1 (Form Type) Nuvve Holding Corp. |
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| June 9, 2025 |
As filed with the Securities and Exchange Commission on June 9, 2025 As filed with the Securities and Exchange Commission on June 9, 2025 Registration No. |
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| June 5, 2025 |
Form of Additional Convertible Note, dated May 30, 2025 Exhibit 4.1 FORM OF SENIOR CONVERTIBLE NOTE NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECT |
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| June 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 30, 2025 NUVVE HOLDING CORP. |
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| June 5, 2025 |
Form of Additional Warrant, dated May 30, 2025 Exhibit 4.2 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS WARRANT NOR THE SECURITIES INTO WHICH THIS WARRANT IS EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURI |
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| June 2, 2025 |
Nuvve Holding Corp. Up to 1,014,538 Shares of Common Stock by Selling Stockholder Filed Pursuant to Rule 424(b)(3) Registration No. 333-284988 Prospectus Nuvve Holding Corp. Up to 1,014,538 Shares of Common Stock by Selling Stockholder This prospectus relates to the resale from time to time by the selling stockholder named in this prospectus (including its permitted transferees, donees, pledgees and other successors-in-interest) (the “Selling Stockholder”) of up to 1,014,538 sh |
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| May 22, 2025 |
Form of Consulting Agreement, dated May 18, 2025 Exhibit 10.1 CONSULTING SERVICES AGREEMENT This Consulting Services Agreement (the “Agreement”) is made effective as May 18, 2025 (the “Effective Date”), by and between Nuvve Holdings Corp., a Delaware corporation with its principal place of business at 2488 Historic Decatur Road, Suite 230, San Diego, CA 92106 (the “Company”), and [],with its principal place of business located at [] (the “Consul |
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| May 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 18, 2025 NUVVE HOLDING CORP. |
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| May 22, 2025 |
Nuvve Holding Corp. 2488 Historic Decatur Road, Suite 230 San Diego, California 92106 May 22, 2025 Nuvve Holding Corp. 2488 Historic Decatur Road, Suite 230 San Diego, California 92106 May 22, 2025 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attn: Erin Donahue Re: Nuvve Holding Corp. Registration Statement on Form S-3 File No. 333-284988 Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Act of 1933, as |
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| May 22, 2025 |
Form of Warrant, dated May 18, 2025. Exhibit 4.1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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| May 15, 2025 |
Nuvve Holding Corp. Up to 18,573,650 Shares of Common Stock by Selling Stockholders Filed Pursuant to Rule 424(b)(3) Registration No. 333-286407 Prospectus Nuvve Holding Corp. Up to 18,573,650 Shares of Common Stock by Selling Stockholders This prospectus relates to the resale from time to time by the selling stockholders named in this prospectus (including their permitted transferees, donees, pledgees and other successors-in-interest) (the “Selling Stockholders”) of up to 18,573 |
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| May 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40296 NUVVE HOL |
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| May 15, 2025 |
Exhibit 99.1 Nuvve Provides First Quarter 2025 Financial Update Investor Conference Call to be Held Today at 5:00 PM Eastern Time (2:00 PM PT) SAN DIEGO, May 15, 2025 /PRNewswire/— Nuvve Holding Corp. (“Nuvve”, “we”, the “Company”) (Nasdaq: NVVE), a green energy technology company that provides a globally-available, commercial vehicle-to-grid (V2G) technology platform that enables electric vehicle |
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| May 15, 2025 |
Exhibit 10.10 Execution Version ASSET PURCHASE AGREEMENT This Asset Purchase Agreement (this “Agreement”) dated as of April 25, 2025 is entered into by and among Fermata Energy LLC, a Delaware limited liability company (“Seller”), Fermata Energy II, LLC, a Delaware limited liability company (“Buyer”) and Nuvve Holding Corp., a Delaware corporation (“Parent”). Capitalized terms used in this Agreeme |
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| May 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 15, 2025 NUVVE HOLDING CORP. |
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| May 14, 2025 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Nuvve Holding Corp. |
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| May 14, 2025 |
As filed with the Securities and Exchange Commission on May 14, 2025 As filed with the Securities and Exchange Commission on May 14, 2025 Registration No. |
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| May 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 12, 2025 NUVVE HOLDING CORP. |
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| May 13, 2025 |
Exhibit 99.1 Nuvve Holding Corp. Names James Altucher to Board of Directors Altucher brings deep expertise in cryptocurrencies, entrepreneurship, and investing to support Nuvve’s expansion into digital assets and blockchain strategy SAN DIEGO– May 13, 2025 – Nuvve Holding Corp. (NASDAQ: NVVE), a global leader in vehicle-to-grid (V2G) technology and grid modernization, today announced the appointme |
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| May 9, 2025 |
Nuvve Engages Crypto Venture Group to Accelerate Digital Asset Strategy New portfolio committee will be led by experts in technology, crypto, and fintech SAN DIEGO– May 9, 2025 – Nuvve Holding Corp. |
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| May 9, 2025 |
Exhibit 4.1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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| May 9, 2025 |
Nuvve Holding Corp. 2488 Historic Decatur Road, Suite 230 San Diego, California 92106 May 9, 2025 Nuvve Holding Corp. 2488 Historic Decatur Road, Suite 230 San Diego, California 92106 May 9, 2025 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attn: Eranga Dias Re: Nuvve Holding Corp. Registration Statement on Form S-1 File No. 333-286407 Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Act of 1933, as a |
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| May 9, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 9, 2025 NUVVE HOLDING CORP. |
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| May 9, 2025 |
Exhibit 10.2 CONSULTING SERVICES AGREEMENT This Consulting Services Agreement (the “Agreement”) is made effective as June 7, 2024 (the “Effective Date”), by and between Nuvve Holdings Corp., a Delaware corporation with its principal place of business at 2488 Historic Decatur Road, Suite 200, San Diego, CA 92106 (the “Company”), and Bristol Capital, LLC, a Delaware limited liability company with it |
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| May 9, 2025 |
Form of Consulting Agreement, dated May 7, 2025 Exhibit 10.1 CONSULTING SERVICES AGREEMENT This Consulting Services Agreement (the “Agreement”) is made effective as May 7, 2025 (the “Effective Date”), by and between Nuvve Holdings Corp., a Delaware corporation with its principal place of business at 2488 Historic Decatur Road, Suite 230, San Diego, CA 92106 (the “Company”), and [],with its] principal place of business located at [] (the “Consul |
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| April 30, 2025 |
April 30, 2025 Alan A. Lanis, Jr. direct dial: 310.442.8828 [email protected] Office of Manufacturing Division of Corporation Finance Securities and Exchange Commission Washington, DC 20549 Attn: Eranga Dias and Jay Ingram Re: Nuvve Holding Corp. Registration Statement on Form S-1 Filed April 7, 2025 File No. 333-286407 Ladies and Gentlemen: On behalf of Nuvve Holding Corp. (the “Company”), we |
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| April 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2025 NUVVE HOLDING CORP. (Exact name of registrant as specified in its charter) Delaware 001-40296 86-1617000 (State or other jurisdiction of incorporation) (Commission File |
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| April 30, 2025 |
Exhibit 107 Calculation of Filing Fee Tables Form S-1 (Form Type) Nuvve Holding Corp. |
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| April 30, 2025 |
Form of Additional Warrant, issued April 28, 2025 Exhibit 4.2 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS WARRANT NOR THE SECURITIES INTO WHICH THIS WARRANT IS EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURI |
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| April 30, 2025 |
Form of Additional Convertible Note, issued April 28, 2025 Exhibit 4.1 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR T |
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| April 30, 2025 |
As filed with the Securities and Exchange Commission on April 30, 2025 As filed with the Securities and Exchange Commission on April 30, 2025 Registration No. |
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| April 29, 2025 |
Exhibit 99.1 Nuvve Expands IP, Revenue, and Market Reach with Strategic Assets Acquisition of Fermata Energy Acquisition unites two of the most advanced V2G innovators, enhancing IP, expanding customer reach, and accelerating revenue growth. San Diego, CA – April 29, 2025 – Nuvve Holding Corp. (Nasdaq: NVVE), a global leader in vehicle-to-grid (V2G) technology and grid modernization, today announc |
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| April 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 25, 2025 NUVVE HOLDING CORP. |
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| April 28, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 28, 2025 NUVVE HOLDING CORP. |
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| April 28, 2025 |
Nuvve Launches New Subsidiary to Capitalize on Cryptocurrency and Blockchain Opportunities Exhibit 99.1 Nuvve Launches New Subsidiary to Capitalize on Cryptocurrency and Blockchain Opportunities San Diego, Calif. – April 28, 2025 – Nuvve Holding Corp. (NASDAQ: NVVE),a leader in grid modernization and vehicle-to-grid (V2G) technology, today announced a new wholly owned subsidiary dedicated to building a cryptocurrency digital treasury along with cash flowing blockchain opportunities as p |
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| April 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 15, 2025 NUVVE HOLDING CORP. |
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| April 16, 2025 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 10, 2025 NUVVE HOLDING CORP. |
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| April 16, 2025 |
Form of Amended and Restated Convertible Note, originally issued March 5, 2025 FORM OF AMENDED AND RESTATED SENIOR CONVERTIBLE NOTE NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. |
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| April 16, 2025 |
Form of Amended and Restated Convertible Note, originally issued October 31, 2024 FORM OF AMENDED AND RESTATED SENIOR CONVERTIBLE NOTE NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. |
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| April 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 7, 2025 NUVVE HOLDING CORP. |
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| April 7, 2025 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 1, 2025 NUVVE HOLDING CORP. |
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| April 7, 2025 |
Exhibit 107 Calculation of Filing Fee Tables Form S-1 (Form Type) Nuvve Holding Corp. |
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| April 7, 2025 |
As filed with the Securities and Exchange Commission on April 4, 2025 As filed with the Securities and Exchange Commission on April 4, 2025 Registration No. |
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| March 31, 2025 |
Exhibit 10.43 AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS AMENDED AND RESTATED EMPLOYMENT AGREEMENT, dated as of March 31, 2025 (the “Effective Date”), is made by and between NUVVE HOLDING CORP., a Delaware corporation (together with its successors and assigns, the “Company”), and DAVID ROBSON (the “Executive”). WHEREAS, the Company and Executive are parties to a certain Amended and Restated Em |
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| March 31, 2025 |
Exhibit 10.42 AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS AMENDED AND RESTATED EMPLOYMENT AGREEMENT, dated as of March 31, 2025, is made by and between NUVVE HOLDING CORP., a Delaware corporation (together with its successors and assigns, the “Company”), and GREGORY POILASNE (the “Executive”). WHEREAS, the Company and Executive are parties to a certain Amended and Restated Employment Agreement |
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| March 31, 2025 |
Exhibit 99.1 Nuvve Provides Fourth Quarter and Full Year 2024 Financial Update Investor Conference Call to be Held Today at 5:00 PM Eastern Time (2:00 PM PT) SAN DIEGO, CA - March 31, 2025 — Nuvve Holding Corp. (Nuvve) (Nasdaq: NVVE), a global leader in grid modernization and vehicle-to-grid (V2G) technology, today provided a fourth quarter and full-year 2024 update. Fourth Quarter Highlights and |
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| March 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 31, 2025 NUVVE HOLDING CORP. |
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| March 31, 2025 |
List of Subsidiaries of Nuvve Holding Corp Nuvve Holding Corp. – List of Subsidiaries Nuvve Corporation Nuvve CPO Inc. Nuvve Denmark ApS Nuvve KK Nuvve Ltd Nuvve SaS |
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| March 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (MARK ONE) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40296 NUVVE HOLDING |
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| March 31, 2025 |
Insider Trading Policy and Procedures Adopted March 22, 2021 INSIDER TRADING POLICY OF NUVVE HOLDING CORP. The Board of Directors of Nuvve Holding Corp. (the “Company”) has adopted this Insider Trading Policy (this “Policy”) for directors, officers, employees and consultants of the Company and its subsidiaries with respect to the trading of the Company’s securities, as well as the securities of publicly-traded companies with whom the |
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| March 11, 2025 |
Form of Additional Convertible Note Exhibit 4.1 FORM OF SENIOR CONVERTIBLE NOTE NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECT |
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| March 11, 2025 |
Exhibit 4.2 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS WARRANT NOR THE SECURITIES INTO WHICH THIS WARRANT IS EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURI |
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| March 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 5, 2025 NUVVE HOLDING CORP. |
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| March 3, 2025 |
Fifth Amendment to Securities Purchase Agreement, dated as of March 2, 2025 FIFTH AMENDMENT TO SECURITIES PURCHASE AGREEMENT THIS FIFTH AMENDMENT TO SECURITIES PURCHASE AGREEMENT (this “Amendment”), dated as of March 2, 2025, is entered into among Nuvve Holding Corp. |
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| March 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 2, 2025 NUVVE HOLDING CORP. |
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| February 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 21, 2025 NUVVE HOLDING CORP. |
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| February 14, 2025 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Nuvve Holding Corp. |
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| February 14, 2025 |
As filed with the Securities and Exchange Commission on February 14, 2025 As filed with the Securities and Exchange Commission on February 14, 2025 Registration No. |
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| February 13, 2025 |
Exhibit 1 JOINT FILING AGREEMENT This JOINT FILING AGREEMENT (this “ Agreement”), dated as of January 1, 2025, is entered into by and among Bristol Investment Fund, Ltd. |
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| February 11, 2025 |
Nuvve Holding Corp. 108,428 Shares of Common Stock Filed pursuant to Rule 424(b)(5) Registration No. 333-264462 PROSPECTUS SUPPLEMENT (to Prospectus dated May 5, 2022) Nuvve Holding Corp. 108,428 Shares of Common Stock We are offering 108,428 shares of our common stock, par value $0.0001 per share, in a registered direct offering directly to certain investors at an offering price of $2.966 per share. The gross proceeds to us, before expenses, will |
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| February 11, 2025 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 10, 2025 NUVVE HOLDING CORP. |
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| February 7, 2025 |
Fourth Amendment to Securities Purchase Agreement, dated as of February 7, 2025 Exhibit 10.1 FOURTH AMENDMENT TO SECURITIES PURCHASE AGREEMENT THIS FOURTH AMENDMENT TO SECURITIES PURCHASE AGREEMENT (this “Amendment”), dated as of February 7, 2025, is entered into among Nuvve Holding Corp., a Delaware corporation (the “Company”) and each Person identified on the signature pages hereto (each, including its successors and assigns, a “Buyer” and collectively, the “Buyers”). Capit |
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| February 7, 2025 |
Form of Securities Purchase Agreement, dated as of February 7, 2025 Exhibit 10.2 [***] = Certain confidential information contained in this document, marked by brackets, has been omitted because it is both (i) not material and (ii) is the type that the registrant treats as private or confidential. SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of February 7, 2025, between Nuvve Holding Corp., Inc., a Delaware corpor |
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| February 7, 2025 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 7, 2025 NUVVE HOLDING CORP. |
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| February 6, 2025 |
Nuvve Holding Corp. 105,000 Shares of Common Stock Filed pursuant to Rule 424(b)(5) Registration No. 333-264462 PROSPECTUS SUPPLEMENT (to Prospectus dated May 5, 2022) Nuvve Holding Corp. 105,000 Shares of Common Stock We are offering 105,000 shares of our common stock, par value $0.0001 per share, in a registered direct offering directly to a certain investor at an offering price of $2.65 per share. The gross proceeds to us, before expenses, will |
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| February 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 5, 2025 NUVVE HOLDING CORP. |
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| February 5, 2025 |
Form of Securities Purchase Agreement, dated as of February 4, 2025 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of February 4, 2025, between Nuvve Holding Corp. |
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| February 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 4, 2025 NUVVE HOLDING CORP. |
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| February 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 4, 2025 NUVVE HOLDING CORP. |
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| February 5, 2025 |
Third Amendment to Securities Purchase Agreement, dated as of February 4, 2025 Exhibit 10.1 THIRD AMENDMENT TO SECURITIES PURCHASE AGREEMENT THIS THIRD AMENDMENT TO SECURITIES PURCHASE AGREEMENT (this “Amendment”), dated as of February 4, 2025, is entered into among Nuvve Holding Corp., a Delaware corporation (the “Company”) and each Person identified on the signature pages hereto (each, including its successors and assigns, a “Buyer” and collectively, the “Buyers”). Capital |
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| February 5, 2025 |
Task Order No. AV90851001 Page 1 of 125 TASK ORDER NO. AV90851001 Between Resource Innovations, Inc. (“Resource Innovations” or “RI”) and Nuvve Holding Corp. (“Contractor” or “Nuvve”) TASK ORDER IDENTIFICATION INFORMATION Project Name and Project Number: ComEd BE School Bus V2G Operator 611806.FY25.001 Client Name: Commonwealth Edison Company (“ComEd”), acting by and through its agent, Exelon Busi |
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| February 4, 2025 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 4, 2025 NUVVE HOLDING CORP. |
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| February 4, 2025 |
Second Amendment to Securities Purchase Agreement, effective as of February 4, 2025 Exhibit 10.1 SECOND AMENDMENT TO SECURITIES PURCHASE AGREEMENT THIS SECOND AMENDMENT TO SECURITIES PURCHASE AGREEMENT (this “Amendment”), effective as of February 3, 2025 (the "Effective Date"), is entered into among Nuvve Holding Corp., a Delaware corporation (the “Company”) and each Person identified on the signature pages hereto (each, including its successors and assigns, a “Buyer” and collect |
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| February 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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| January 30, 2025 |
Termination Agreement, dated January 24, 2025, between Nuvve Holding Corp. and Switch EV Ltd. Exhibit 10.1 [***] = Certain confidential information contained in this document, marked by brackets, has been omitted because it is both (i) not material and (ii) is the type that the registrant treats as private or confidential. THIS TERMINATION AGREEMENT is made the 24th day of January 2025 BETWEEN: (1)Switch EV Ltd, a company registered in England and Wales, registration no. 12488891, with its |
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| January 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| January 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 24, 2025 NUVVE HOLDING CORP. |
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| January 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 28, 2025 NUVVE HOLDING CORP. |
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| January 29, 2025 |
Nuvve Board Approves Bitcoin (BTC) Payments and Treasury Strategy Exhibit 99.1 Nuvve Board Approves Bitcoin (BTC) Payments and Treasury Strategy SAN DIEGO, CA., Jan. 28 2025 – Nuvve Holding Corp. (Nasdaq: NVVE), a global leader in vehicle-to-grid (V2G) technology, today announced its Board of Directors has approved the inclusion of Bitcoin (BTC) as a primary asset in the company’s treasury management program. Nuvve will allocate up to 30% of its excess cash, cal |
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| January 27, 2025 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 23, 2025 NUVVE HOLDING CORP. |
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| January 17, 2025 |
Exhibit 1 JOINT FILING AGREEMENT This JOINT FILING AGREEMENT (this “ Agreement”), dated as of January 1, 2025, is entered into by and among Bristol Investment Fund, Ltd. |
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| January 16, 2025 |
Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 13, 2025 NUVVE HOLDING CORP. |
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| January 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 14, 2025 NUVVE HOLDING CORP. (Exact name of registrant as specified in its charter) Delaware 001-40296 86-1617000 (State or other jurisdiction of incorporation) (Commission Fi |
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| January 15, 2025 |
First Amendment to Securities Purchase Agreement, dated as of January 14, 2025 Exhibit 10.1 FIRST AMENDMENT TO SECURITIES PURCHASE AGREEMENT THIS FIRST AMENDMENT TO SECURITIES PURCHASE AGREEMENT (this “Amendment”), dated as of January 14, 2025, is entered into among Nuvve Holding Corp., a Delaware corporation (the “Company”) and each Person identified on the signature pages hereto (each, including its successors and assigns, a “Buyer” and collectively, the “Buyers”). Capital |
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| January 7, 2025 |
Registration Rights Agreement, dated December 31, 2024, between the Company and the Investor Exhibit 10.2 [***] = Certain confidential information contained in this document, marked by brackets, has been omitted because it is both (i) not material and (ii) is the type that the registrant treats as private or confidential. REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this “Agreement”) is made and entered into as of December 31, 2024, by and between Nuvve Holding Corp., |
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| January 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 31, 2024 NUVVE HOLDING CORP. |
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| January 7, 2025 |
Common Stock Purchase Warrants, dated December 31, 2024 Exhibit 4.2 [***] = Certain confidential information contained in this document, marked by brackets, has been omitted because it is both (i) not material and (ii) is the type that the registrant treats as private or confidential. NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISS |
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| January 7, 2025 |
Securities Purchase Agreement, dated December 31, 2024, between the Company and the Investor Exhibit 10.1 [***] = Certain confidential information contained in this document, marked by brackets, has been omitted because it is both (i) not material and (ii) is the type that the registrant treats as private or confidential. SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (as amended, supplemented, restated, and/or modified from time to time, this “Agreement”) is entered int |
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| January 7, 2025 |
Convertible Promissory Note, dated December 31, 2024 Exhibit 4.1 [***] = Certain confidential information contained in this document, marked by brackets, has been omitted because it is both (i) not material and (ii) is the type that the registrant treats as private or confidential. NEITHER THIS NOTE NOR THE SECURITIES INTO WHICH THIS NOTE IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF |
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| December 20, 2024 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 31, 2024 NUVVE HOLDING CORP. |
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| December 20, 2024 |
Nuvve Holding Corp. Up to 3,918,034 Shares of Common Stock by Selling Stockholders Filed Pursuant to Rule 424(b)(3) Registration No. 333-283451 Prospectus Nuvve Holding Corp. Up to 3,918,034 Shares of Common Stock by Selling Stockholders This prospectus relates to the resale from time to time by the selling stockholders named in this prospectus (including their permitted transferees, donees, pledgees and other successors-in-interest) (the “Selling Stockholders”) of up to 3,918,0 |
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| December 20, 2024 |
Form of Securities Purchase Agreement, dated October 31, 2024 Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of October 31, 2024, between Nuvve Holding Corp., a Delaware corporation (the “Company”), and each buyer identified on the signature pages hereto (each, including its successors and assigns, a “Buyer” and collectively, the “Buyers”). WHEREAS, subject to the terms and conditions set forth in |
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| December 16, 2024 |
Nuvve Holding Corp. 2488 Historic Decatur Road, Suite 230 San Diego, California 92106 December 16, 2024 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attn: Erin Donahue Re: Nuvve Holding Corp. Registration Statement on Form S-1 File No. 333-283451 Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Act of 193 |
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| December 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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| December 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| December 4, 2024 |
Exhibit 10.1 SUBORDINATED BUSINESS LOAN AND SECURITY AGREEMENT THIS SUBORDINATED BUSINESS LOAN AND SECURITY AGREEMENT (as the same may be amended, restated, modified, or supplemented from time to time, this “Agreement”) dated as of November 27, 2024 (the “Effective Date”) among Agile Capital Funding, LLC as collateral agent (in such capacity, together with its successors and assigns in such capaci |
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| December 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 27, 2024 NUVVE HOLDING CORP. |
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| November 25, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form S-1 (Form Type) Nuvve Holding Corp. |
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| November 25, 2024 |
As filed with the Securities and Exchange Commission on November 25, 2024 As filed with the Securities and Exchange Commission on November 25, 2024 Registration No. |
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| November 25, 2024 |
List of Subsidiaries of Nuvve Holding Corp Exhibit 21.1 Nuvve Holding Corp. List of Subsidiaries Nuvve Corporation, a Delaware corporation Nuvve KK, a company registered in Japan Nuvve of Pennsylvania LLC, a Pennsylvania limited liability company Nuvve Denmark ApS, a company registered in Denmark Nuvve Ltd., a company registered in the United Kingdom Levo Mobility LLC, a Delaware limited liability company Nuvve CPO, Inc., a Delaware corpor |
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| November 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 19, 2024 NUVVE HOLDING CORP. |
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| November 13, 2024 |
Exhibit 10.5 CONTRIBUTION AND UNIT PURCHASE AGREEMENT This Contribution and Unit Purchase Agreement (this “Agreement”) is entered as of August 16, 2024, by and among Nuvve CPO Inc., a Delaware corporation (“Nuvve”) and wholly-owned subsidiary of Nuvve Holding Corp., a Delaware corporation, and WISE-EV LLC, or its designee (“Wise”) (each of Nuvve and Wise is referred to herein as a “Purchaser” and, |
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| November 13, 2024 |
SC 13G/A 1 ea022071807-13ga1intranuvve.htm AMENDMENT NO. 1 TO SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Nuvve Holding Corp. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 67079Y308 (CUSIP Number) September 30, 2024 (Date of Event Which Requ |
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| November 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40296 NUVVE |
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| November 13, 2024 |
Form of Convertible Promissory Note dated August 16, 2024 Exhibit 10.4 FORM OF PROMISSORY NOTE $[●] August [●], 2024 FOR VALUE RECEIVED, Deep Impact 1 LLC, a Delaware limited liability company (the “Borrower”), hereby unconditionally promises to pay to the order of [●] (the “Noteholder”, and together with the other Investors (as that term is defined in the Borrower’s Limited Liability Company Agreement, dated as of or about the date hereof, as amended fr |
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| November 12, 2024 |
Exhibit 99.1 Nuvve Provides Third Quarter 2024 Financial Update Investor Conference Call to be Held Today at 5:00 PM Eastern Time (2:00 PM PT) SAN DIEGO, November 12, 2024 /PRNewswire/— Nuvve Holding Corp. (“Nuvve”, “we”, the “Company”) (Nasdaq: NVVE), a green energy technology company that provides a globally-available, commercial vehicle-to-grid (V2G) technology platform that enables electric ve |
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| November 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 12, 2024 NUVVE HOLDING CORP. |
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| November 1, 2024 |
Exhibit 4.2 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS WARRANT NOR THE SECURITIES INTO WHICH THIS WARRANT IS EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURI |
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| November 1, 2024 |
Exhibit 4.1 FORM OF SENIOR CONVERTIBLE NOTE NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECT |
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| November 1, 2024 |
Nuvve Announces Private Placement of Senior Convertible Notes and Warrants Exhibit 99.1 Nuvve Announces Private Placement of Senior Convertible Notes and Warrants SAN DIEGO, October 31, 2024 /PRNewswire/— Nuvve Holding Corp. (“Nuvve” or the “Company”) (Nasdaq: NVVE), a green energy technology company that provides a globally-available, commercial vehicle-to-grid (V2G) technology platform that enables electric vehicle (EV) batteries to store and resell unused energy back |
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| November 1, 2024 |
Form of Securities Purchase Agreement Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of October 31, 2024, between Nuvve Holding Corp., a Delaware corporation (the “Company”), and each buyer identified on the signature pages hereto (each, including its successors and assigns, a “Buyer” and collectively, the “Buyers”). WHEREAS, subject to the terms and conditions set forth in |
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| November 1, 2024 |
Form of Registration Rights Agreemen Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this “Agreement”) is made and entered into as of October 31, 2024, by and between Nuvve Holding Corp., a Delaware corporation (the “Company”), and each of the several buyers signatory hereto (each such purchaser, a “Buyer” and, collectively, the “Buyers”). This Agreement is made pursuant to the Securities Purchase Agree |
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| November 1, 2024 |
NVVE / Nuvve Holding Corp. / Five Narrow Lane LP - SCHEDULE 13G Passive Investment SC 13G 1 ea0219576-13gfivenuvve.htm SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) NUVVE HOLDING CORP. (Name of Issuer) COMMON STOCK, $0.0001 PAR VALUE PER SHARE (Title of Class of Securities) 67079Y308 (CUSIP Number) October 31, 2024 (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) |
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| November 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 31, 2024 NUVVE HOLDING CORP. |
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| October 18, 2024 |
Termination of a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 15, 2024 NUVVE HOLDING CORP. |
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| October 17, 2024 |
EX-99.A 2 tm2426418d1ex99-a.htm EXHIBIT 99.A Exhibit A JOINT FILING AGREEMENT The undersigned hereby agree that the statement on Schedule 13D with respect to the Common Stock of Nuvve Holding Corp., dated as of October 17, 2024, is, and any amendments thereto (including amendments on Schedule 13G) signed by each of the undersigned shall be, filed on behalf of each of us pursuant to and in accordan |
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| October 17, 2024 |
NVVE / Nuvve Holding Corp. / Stonepeak GP Investors Holdings LP - SC 13D/A Activist Investment SC 13D/A 1 tm2426418d1sc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* NUVVE HOLDING CORP. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 67079Y 100 (CUSIP Number) Adrienne Saunders Senior Managing Director, General Counsel and Chief Compli |
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| October 16, 2024 |
NVVE / Nuvve Holding Corp. / Empery Asset Management, LP - NUVVE HOLDING CORP. Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Nuvve Holding Corp. (Name of Issuer) Common Stock, par value $0.0001 (Title of Class of Securities) 67079Y308 (CUSIP Number) September 30, 2024 (Date of event which requires filing of this statement) Check the appropriate box to designate the rule pursuant to which th |
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| October 3, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 1, 2024 NUVVE HOLDING CORP. |
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| September 25, 2024 |
Nuvve Updates Shareholders on Compliance Measures Exhibit 99.1 Nuvve Updates Shareholders on Compliance Measures San Diego (September 24, 2024) /PRNewswire/ — Nuvve Holding Corp. (Nasdaq: NVVE), a leader in vehicle-to-grid (V2G) technology, has issued a letter to shareholders regarding actions taken to regain compliance with Nasdaq’s Bid Price Rule. Nuvve recently executed a 1-for-10 reverse stock split, resulting in 652,727 shares outstanding. T |
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| September 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 24, 2024 NUVVE HOLDING CORP. |
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| September 17, 2024 |
Certificate of Amendment to Amended and Restated Certificate of Incorporation Exhibit 3.1 CERTIFICATE OF AMENDMENT TO THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF NUVVE HOLDING CORP. Nuvve Holding Corp. (the “Corporation”), a corporation existing under and by virtue of General Corporation Law of the State of Delaware (the “DGCL”), hereby certifies as follows: 1.The name of the Corporation is Nuvve Holding Corp. 2.The Corporation’s Certificate of Incorporation wa |
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| September 17, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 16, 2024 NUVVE HOLDING CORP. |
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| September 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 13, 2024 NUVVE HOLDING CORP. |
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| September 13, 2024 |
NUVVE ANNOUNCES 1-FOR-10 REVERSE STOCK SPLIT Exhibit 99.1 NUVVE ANNOUNCES 1-FOR-10 REVERSE STOCK SPLIT SAN DIEGO, September 13, 2024 /PRNewswire/— Nuvve Holding Corp. (“Nuvve” or the “Company”) (Nasdaq: NVVE), a green energy technology company that provides a globally-available, commercial vehicle-to-grid (V2G) technology platform that enables electric vehicle (EV) batteries to store and resell unused energy back to the local electric grid a |
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| September 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 9, 2024 NUVVE HOLDING CORP. |
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| August 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 27, 2024 NUVVE HOLDING CORP. |
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| August 29, 2024 |
Form of Convertible Promissory Note dated August 27, 2024 Exhibit 10.1 THIS CONVERTIBLE PROMISSORY NOTE (THE “NOTE”) HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR UNDER THE SECURITIES LAWS OF ANY STATES IN THE UNITED STATES. THIS NOTE IS SUBJECT TO RESTRICTIONS ON TRANSFERABILITY AND RESALE AND MAY NOT BE TRANSFERRED OR RESOLD EXCEPT AS PERMITTED UNDER THE ACT AND THE APPLICABLE STATE SECURITIES LAWS, PURSUANT TO RE |
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| August 22, 2024 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 16, 2024 NUVVE HOLDING CORP. |
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| August 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40296 NUVVE HOLD |
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| August 14, 2024 |
Exhibit 10.1 [***] = Certain confidential information contained in this document, marked by brackets, has been omitted because it is both (i) not material and (ii) is the type that the registrant treats as private or confidential. MASTER SERVICES AGREEMENT This Master Services Agreement (this “Agreement”), dated as of May 14, 2024 (the “Effective Date”), is by and between Nuvve Holding Corp., a De |
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| August 14, 2024 |
SUBORDINATED BUSINESS LOAN AND SECURITY AGREEMENT THIS SUBORDINATED BUSINESS LOAN AND SECURITY AGREEMENT (as the same may be amended, restated, modified, or supplemented from time to time, this “Agreement”) dated as of August 06, 2024 (the “Effective Date”) among Agile Capital Funding, LLC as collateral agent (in such capacity, together with its successors and assigns in such capacity, “Collateral Agent”), and Agile Lending, LLC, a Virginia limited liability company (“Lead Lender”) and each assignee that becomes a party to this Agreement pursuant to Section 12. |
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| August 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 13, 2024 NUVVE HOLDING CORP. |
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| August 13, 2024 |
Exhibit 99.1 Nuvve Provides Second Quarter 2024 Financial Update Investor Conference Call to be Held Today at 5:00 PM Eastern Time (2:00 PM PT) SAN DIEGO, August 13, 2024 /PRNewswire/— Nuvve Holding Corp. (“Nuvve”, “we”, the “Company”) (Nasdaq: NVVE), a green energy technology company that provides a globally-available, commercial vehicle-to-grid (V2G) technology platform that enables electric veh |
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| July 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| July 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defi |
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| July 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defi |
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| May 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 22, 2024 NUVVE HOLDING CORP. |
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| May 15, 2024 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 14, 2024 NUVVE HOLDING CORP. |
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| May 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40296 NUVVE HOL |
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| May 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 14, 2024 NUVVE HOLDING CORP. |
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| May 14, 2024 |
Exhibit 99.1 Nuvve Provides First Quarter 2024 Financial Update Investor Conference Call to be Held Today at 5:00 PM Eastern Time (2:00 PM PT) SAN DIEGO, May 14, 2024 /PRNewswire/— Nuvve Holding Corp. (Nuvve) (Nasdaq: NVVE), a green energy technology company that provides a globally-available, commercial vehicle-to-grid (V2G) technology platform that enables electric vehicle (EV) batteries to stor |
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| April 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State |
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| April 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 5, 2024 NUVVE HOLDING CORP. |
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| April 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 27, 2024 NUVVE HOLDING CORP. |
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| March 29, 2024 |
Exhibit 10.36 [***] = Certain confidential information contained in this document, marked by brackets, has been omitted because it is both (i) not material and (ii) is the type that the registrant treats as private or confidential. CONFIDENTIAL SETTLEMENT AND RELEASE AGREEMENT This Confidential Settlement and Release Agreement (“Agreement”) is entered into as of February 2, 2024 (the “Effective Da |
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| March 29, 2024 |
Nuvve Holding Corp. Compensation Clawback Policy Exhibit 97.1 NUVVE HOLDING CORP. COMPENSATION CLAWBACK POLICY (Adopted as of December 1, 2023) 1. INTRODUCTION Nuvve Holding Corp. (the “Company”) is adopting this Compensation Clawback Policy (this “Policy”) to provide for the Company’s recovery of certain Incentive Compensation (as defined below) erroneously awarded to Affected Officers (as defined below) under certain circumstances. This Policy |
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| March 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (MARK ONE) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40296 NUVVE HOLDING |
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| March 29, 2024 |
List of Subsidiaries of Nuvve Holding Corp Nuvve Holding Corp. – List of Subsidiaries Nuvve Corporation Nuvve Co. Nuvve Of Pennsylvania LLC Nuvve Denmark ApS Nuvve Ltd Levo Mobility |
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| March 28, 2024 |
Exhibit 99.1 Nuvve Provides Fourth Quarter and Full Year 2023 Financial Update Investor Conference Call to be Held Today at 5:00 PM Eastern Time (2:00 PM PT) SAN DIEGO, CA - March 28, 2024 — Nuvve Holding Corp. (Nuvve) (Nasdaq: NVVE), a green energy technology company that provides a globally-available, commercial vehicle-to-grid (V2G) technology platform designed to enable electric vehicle (EV) b |
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| March 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 28, 2024 NUVVE HOLDING CORP. |
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| February 12, 2024 |
NVVE / Nuvve Holding Corp. / INTRACOASTAL CAPITAL, LLC - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Nuvve Holding Corp. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 67079Y209 (CUSIP Number) February 2, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule |
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| February 12, 2024 |
Exhibit 1 JOINT FILING AGREEMENT The undersigned acknowledge and agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G may be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. |
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| February 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 2, 2024 NUVVE HOLDING CORP. |
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| February 2, 2024 |
Filed pursuant to Rule 424(b)(4) Registration Number 333-276415 Prospectus 3,035,000 Shares of Common Stock Pre-Funded Warrants to purchase up to 1,765,000 Shares of Common Stock Series A Warrants to purchase up to 4,800,000 Shares of Common Stock Series B Warrants to purchase up to 4,800,000 Shares of Common Stock Series C Warrants to purchase up to 4,800,000 Shares of Common Stock Underwriter Warrants to purchase up to 480,000 Shares of Common Stock 16,645,000 Shares of Common Stock issuable upon exercise of the Pre-Funded Warrants, Series A Warrants, Series B Warrants, Series C Warrants and Underwriter Warrants This is a firm commitment public offering 3,035,000 shares of common stock, par value $0. |
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| February 2, 2024 |
Nuvve Holding Corp. Announces Pricing of $9.6 Million Underwritten Public Offering Exhibit 99.1 Nuvve Holding Corp. Announces Pricing of $9.6 Million Underwritten Public Offering SAN DIEGO, Jan. 31, 2024 /PRNewswire/ - Nuvve Holding Corp. ("Nuvve" or the "Company") (Nasdaq: NVVE), a green energy technology company that provides a globally-available, commercial vehicle-to-grid (V2G) technology platform that enables electric vehicle (EV) batteries to store and resell unused energy |
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| February 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 31, 2024 NUVVE HOLDING CORP. |
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| January 31, 2024 |
NVVE / Nuvve Holding Corp. / Brown Stone Capital Ltd - SC 13G/A Passive Investment SC 13G/A 1 nvvesc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1)* Nuvve Holding Corp. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 67079Y209 (CUSIP Number) December 31, 2023 (Date of Event Which Requires the Filing of this Statement) Check th |
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| January 31, 2024 |
EX-99.1 2 nvveex991.htm JOINT FILING AGREEMENT EXHIBIT 99.1 JOINT FILING AGREEMENT The undersigned hereby agree that the statement on Schedule 13G with respect to the Common Stock, par value $0.0001 per share, of (the “Ordinary Shares”) of Nuvve Holding Corp., a Delaware corporation, dated as of January 31, 2024, is, and any amendments thereto (including amendments on Schedule 13G) signed by each |
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| January 30, 2024 |
Nuvve Holding Corp. 2488 Historic Decatur Road, Suite 200 San Diego, California 92106 January 30, 2024 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attn: Patrick Fullem Re: Nuvve Holding Corp. Registration Statement on Form S-1 File No. 333-276415 Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Act of 19 |
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| January 30, 2024 |
Nuvve Holding Corp. 2488 Historic Decatur Road, Suite 200 San Diego, California 92106 January 30, 2024 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attn: Patrick Fullem Re: Nuvve Holding Corp. Registration Statement on Form S-1 File No. 333-276415 Ladies and Gentlemen: Reference is made to our letter, filed as correspon |
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| January 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 25, 2024 NUVVE HOLDING CORP. |
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| January 26, 2024 |
January 26, 2024 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance Washington, DC 20549 Attn: Patrick Fullem Re: Nuvve Holding Corp. |
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| January 26, 2024 |
Form of Series C Warrant to Purchase Common Stock Exhibit 4.11 SERIES C COMMON STOCK PURCHASE WARRANT Nuvve Holding Corp. Warrant Shares: Initial Exercise Date: Issue Date: THIS SERIES C COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after (the “Initial |
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| January 26, 2024 |
Form of Series B Warrant to Purchase Common Stock Exhibit 4.10 SERIES B COMMON STOCK PURCHASE WARRANT Nuvve Holding Corp. Warrant Shares: Initial Exercise Date: Issue Date: THIS SERIES B COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after (the “Initial |
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| January 26, 2024 |
Amended and Restated Employment Agreement with Ted Smith, dated January 25, 2024 Exhibit 10.31 AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS AMENDED AND RESTATED EMPLOYMENT AGREEMENT, dated as of January 24, 2024 (the “Effective Date”), is made by and between NUVVE HOLDING CORP., a Delaware corporation (together with its successors and assigns, the “Company”), and TED SMITH (the “Executive”). WHEREAS, the Company and Executive are parties to a certain Employment Agreement dat |
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| January 26, 2024 |
Form of Underwriting Agreement Exhibit 1.1 SHARES of Common Stock Pre-funded warrants (EXERSISABLE FOR SHARES OF COMMON STOCK) series a warrants (EXERSISABLE FOR SHARES OF COMMON STOCK) series b warrants and (EXERSISABLE FOR SHARES OF COMMON STOCK) series c Warrants (EXERSISABLE FOR SHARES OF COMMON STOCK) NUVVE HOLDING CORP. UNDERWRITING AGREEMENT January , 2024 Craig-Hallum Capital Group LLC As the Representative of the Sever |
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| January 26, 2024 |
Form of Series A Warrant to Purchase Common Stock Exhibit 4.9 SERIES A COMMON STOCK PURCHASE WARRANT Nuvve Holding Corp. Warrant Shares: Initial Exercise Date: Issue Date: THIS SERIES A COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after (the “Initial E |
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| January 26, 2024 |
Amended and Restated Employment Agreement with David Robson, dated January 25, 2024 Exhibit 10.32 AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS AMENDED AND RESTATED EMPLOYMENT AGREEMENT, dated as of January 25, 2024 (the “Effective Date”), is made by and between NUVVE HOLDING CORP., a Delaware corporation (together with its successors and assigns, the “Company”), and DAVID ROBSON (the “Executive”). WHEREAS, the Company and Executive are parties to a certain Employment Agreement |
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| January 26, 2024 |
As filed with the Securities and Exchange Commission on January 25, 2024 As filed with the Securities and Exchange Commission on January 25, 2024 Registration No. |
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| January 26, 2024 |
Amended and Restated Employment Agreement with David Robson, dated January 25, 2024 Exhibit 10.3 AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS AMENDED AND RESTATED EMPLOYMENT AGREEMENT, dated as of January 25, 2024 (the “Effective Date”), is made by and between NUVVE HOLDING CORP., a Delaware corporation (together with its successors and assigns, the “Company”), and DAVID ROBSON (the “Executive”). WHEREAS, the Company and Executive are parties to a certain Employment Agreement d |
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| January 26, 2024 |
Amended and Restated Employment Agreement with Ted Smith, dated January 25, 2024 Exhibit 10.2 AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS AMENDED AND RESTATED EMPLOYMENT AGREEMENT, dated as of January 24, 2024 (the “Effective Date”), is made by and between NUVVE HOLDING CORP., a Delaware corporation (together with its successors and assigns, the “Company”), and TED SMITH (the “Executive”). WHEREAS, the Company and Executive are parties to a certain Employment Agreement date |
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| January 26, 2024 |
Form of Warrant Agency Agreement between the Company and Computershare Trust Company, N.A. Exhibit 4.14 NUVVE HOLDING CORP. and CONTINENTAL STOCK TRANSFER & TRUST COMPANY, as Warrant Agent Warrant Agency Agreement Dated as of , 2024 WARRANT AGENCY AGREEMENT WARRANT AGENCY AGREEMENT, dated as of , 2024 (“Agreement”), by and between Nuvve Holding Corp., a Delaware corporation (the “Company”), and Continental Stock Transfer & Trust Company, a Delaware limited liability company (“CST” or th |
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| January 26, 2024 |
Exhibit 4.12 PRE-FUNDED COMMON STOCK PURCHASE WARRANT Nuvve Holding Corp. Warrant Shares: Initial Exercise Date: Issue Date: THIS PRE-FUNDED COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date h |
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| January 26, 2024 |
Amended and Restated Employment Agreement with Gregory Poilasne, dated January 25, 2024 Exhibit 10.30 AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS AMENDED AND RESTATED EMPLOYMENT AGREEMENT, dated as of January 25, 2024 (the “Effective Date”), is made by and between NUVVE HOLDING CORP., a Delaware corporation (together with its successors and assigns, the “Company”), and GREGORY POILASNE (the “Executive”). WHEREAS, the Company and Executive are parties to a certain Employment Agreem |
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| January 26, 2024 |
Nuvve Holding Corp. 2488 Historic Decatur Road, Suite 200 San Diego, California 92106 January 26, 2024 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attn: Patrick Fullem Re: Nuvve Holding Corp. Registration Statement on Form S-1 File No. 333-276415 Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Act of 19 |
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| January 26, 2024 |
Amended and Restated Employment Agreement with Gregory Poilasne, dated January 25, 2024 Exhibit 10.1 AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS AMENDED AND RESTATED EMPLOYMENT AGREEMENT, dated as of January 25, 2024 (the “Effective Date”), is made by and between NUVVE HOLDING CORP., a Delaware corporation (together with its successors and assigns, the “Company”), and GREGORY POILASNE (the “Executive”). WHEREAS, the Company and Executive are parties to a certain Employment Agreeme |
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| January 26, 2024 |
Exhibit 4.13 REPRESENTATIVE COMMON STOCK PURCHASE WARRANT Nuvve Holding Corp. Warrant Shares: Issue Date: THIS REPRESENTATIVE COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Ini |
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| January 26, 2024 |
Calculation of Registration Fee Exhibit 107 Calculation of Filing Fee Tables Form S-1 (Form Type) Nuvve Holdings Corp. |
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| January 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 19, 2024 NUVVE HOLDING CORP. |
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| January 22, 2024 |
Certificate of Amendment to Amended and Restated Certificate of Incorporation Exhibit 3.1 CERTIFICATE OF AMENDMENT TO THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF NUVVE HOLDING CORP. Nuvve Holding Corp., a corporation existing under the laws of the State of Delaware (the “Corporation”), by its Chief Executive Officer, hereby certifies as follows: 1.The original Certificate of Incorporation of the Corporation was filed in the office of the Secretary of State of t |
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| January 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 19, 2024 NUVVE HOLDING CORP. |
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| January 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 18, 2024 NUVVE HOLDING CORP. |
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| January 18, 2024 |
Exhibit 99.1 NUVVE ANNOUNCES 1-FOR-40 REVERSE STOCK SPLIT SAN DIEGO, January 18, 2024 /PRNewswire/— Nuvve Holding Corp. (“Nuvve” or the “Company”) (Nasdaq: NVVE), a green energy technology company that provides a globally-available, commercial vehicle-to-grid (V2G) technology platform that enables electric vehicle (EV) batteries to store and resell unused energy back to the local electric grid and |
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| January 9, 2024 |
NVVE / Nuvve Holding Corp. / Empery Asset Management, LP - NUVVE HOLDING CORP. Passive Investment SC 13G 1 p24-0052sc13g.htm NUVVE HOLDING CORP. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Nuvve Holding Corp. (Name of Issuer) Common Stock, par value $0.0001 (Title of Class of Securities) 67079Y100 (CUSIP Number) December 31, 2023 (Date of event which requires filing of this statement) Check the appropriate b |
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| January 8, 2024 |
As filed with the Securities and Exchange Commission on January 5, 2024 As filed with the Securities and Exchange Commission on January 5, 2024 Registration No. |
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| January 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 5, 2024 NUVVE HOLDING CORP. |
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| January 8, 2024 |
Calculation of Registration Fee Exhibit 107 Calculation of Filing Fee Tables Form S-1 (Form Type) Nuvve Holdings Corp. |
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| January 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defi |
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| December 13, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 13, 2023 NUVVE HOLDING CORP. |
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| December 13, 2023 |
Exhibit 99.1 Subject: Propelling Nuvve Forward – A Stockholder Update Dear Fellow Stockholders, I hope this letter finds you well. I am writing today to update you on the progress Nuvve has made delivering on our key strategic initiatives in recent months and the steps we are taking to capture significant growth opportunities ahead. Your trust in our vision and technology continues to be the fuel |
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| December 13, 2023 |
Nuvve Releases Letter to Stockholders Exhibit 99.2 Nuvve Releases Letter to Stockholders San Diego, December 13, 2023 —Nuvve Holding Corp. (Nasdaq: NVVE), a global technology leader accelerating the electrification of transportation through its proprietary vehicle-to-grid (V2G) platform, today released a letter to its stockholders providing details on its recent performance highlights, product and services offerings, growth strategy a |
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| December 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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| December 5, 2023 |
Second Amended and Restated Bylaw of Nuvve Holding Corp. Exhibit 3.1 SECOND AMENDED AND RESTATED BY LAWS OF NUVVE HOLDING CORP. Adopted by the Board of Directors on December 1, 2023 ARTICLE I OFFICES 1.1 Registered Office. The registered office of Nuvve Holding Corp. (the “Corporation”) in the State of Delaware shall be established and maintained at 1013 Centre Road, Suite 403-B, Wilmington, Delaware 19805, County of New Castle and Vcorp Services, LLC s |
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| December 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 1, 2023 NUVVE HOLDING CORP. |
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| December 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| November 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40296 NUVVE |
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| November 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 9, 2023 NUVVE HOLDING CORP. |
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| November 9, 2023 |
Exhibit 99.1 Nuvve Provides Third Quarter 2023 Financial Update Investor Conference Call to be Held Today at 5:00 PM Eastern Time (2:00 PM PT) SAN DIEGO, November 9, 2023 /PRNewswire/— Nuvve Holding Corp. (Nuvve) (Nasdaq: NVVE), a green energy technology company that provides a globally-available, commercial vehicle-to-grid (V2G) technology platform that enables electric vehicle (EV) batteries to |
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| October 27, 2023 |
Exhibit 99.1 Nuvve Holding Corp. Announces Closing of $2.066 Million Registered Direct Offering Priced At-the-Market SAN DIEGO, Oct. 27, 2023 /PRNewswire/ - Nuvve Holding Corp. (Nasdaq: NVVE) (“Nuvve”), a global technology leader accelerating the electrification of transportation through its proprietary vehicle-to-grid (V2G) platform, today announced the closing of its previously announced definit |
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| October 27, 2023 |
Exhibit 4.1 PRE-FUNDED WARRANT TO PURCHASE COMMON STOCK NUVVE HOLDING CORP. Warrant Shares: [●] Initial Exercise Date: October 25, 2023 Issue Date: October 27, 2023 THIS PRE-FUNDED WARRANT TO PURCHASE COMMON STOCK (the “Warrant”) certifies that, for value received, [●] or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafte |
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| October 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 25, 2023 NUVVE HOLDING CORP. |
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| October 27, 2023 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of October 25, 2023, between Nuvve Holding Corp., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (including their respective successors and assigns, each a “Purchaser” and collectively, the “Purchasers”). WHEREAS, subject to the terms and |
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| October 27, 2023 |
Exhibit 1.1 October 25, 2023 Mr. Gregory Poilasne, Chief Executive Officer Nuvve Holding Corp. 2488 Historic Decatur Road, Suite 200, San Diego, California 92106 Re: NVVE Shelf Takedown Dear Mr. Poilasne: The purpose of this placement agent agreement is to outline our agreement pursuant to which Aegis Capital Corp. (“Aegis”) will act as the placement agent on a “best efforts” basis in connection w |
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| October 26, 2023 |
Filed Pursuant to Rule 424(b)(5) Registration No. 333-264462 PROSPECTUS SUPPLEMENT (To Prospectus dated May 5, 2022) NUVVE HOLDING CORP. 4,366,092 Shares of Common Stock Pre-Funded Warrants to Purchase 9,406,848 Shares of Common Stock We are offering (i) 4,366,092 shares of our common stock, par value $0.0001 per share, at a purchase price of $0.15 per share, and (ii) pre-funded warrants to purcha |
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| October 20, 2023 |
Exhibit 1.1 NUVVE HOLDING CORP. UNDERWRITING AGREEMENT New York, New York October 18, 2023 Aegis Capital Corp. 1345 Avenue of the Americas, 27th Floor New York, New York 10015 Ladies and Gentlemen: The undersigned, Nuvve Holding Corp., a Delaware corporation (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration St |
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| October 20, 2023 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 18, 2023 NUVVE HOLDING CORP. |
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| October 19, 2023 |
NUVVE HOLDING CORP. 7,142,857 Shares of Common Stock Filed Pursuant to Rule 424(b)(5) Registration No. 333-264462 PROSPECTUS SUPPLEMENT (To Prospectus dated May 5, 2022) NUVVE HOLDING CORP. 7,142,857 Shares of Common Stock We are offering 7,142,857 shares of our common stock, par value $0.0001 per share, as described in this prospectus supplement and the accompanying prospectus, at a purchase price of $0.14 per share. Our common stock is listed on t |
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| October 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 16, 2023 NUVVE HOLDING CORP. |
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| October 16, 2023 |
Subject to Completion, Dated OCTOBER 16, 2023 Filed Pursuant to Rule 424(b)(5) Registration No. 333-264462 The information contained in this preliminary prospectus supplement is not complete and may be changed. This preliminary prospectus supplement is part of an effective registration statement filed with the Securities and Exchange Commission. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell th |
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| October 12, 2023 |
Exhibit 99.1 Nuvve Receives 180 Calendar Day Extension from the Nasdaq Stock Market to Regain Compliance with Bid Price Rule SAN DIEGO (October 12, 2023) – Nuvve Holding Corp. ("Nuvve" or "the Company") (Nasdaq: NVVE), a global leader in vehicle-to-grid technology and deployments, announced today that it has received a 180 calendar day extension, until April 8, 2024, from the Nasdaq Stock Market ( |
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| October 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 12, 2023 NUVVE HOLDING CORP. |
