Mga Batayang Estadistika
CIK | 1754323 |
SEC Filings
SEC Filings (Chronological Order)
August 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2025 Commission File Number: 001-38851 X3 HOLDINGS CO., LTD. (Translation of Registrant’s name into English) Suite 412, Tower A, Tai Seng Exchange One Tai Seng Avenue Singapore 536464 (A |
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August 8, 2025 |
Exhibit 99.1 SHARE PURCHASE AGREEMENT This Share Purchase Agreement (this “Agreement”) is made and entered into as of August 1, 2025 (the “Execution Date”) by and among (i) (the “Purchaser”), (ii) (“Sellers”), (iii) Creation Intelligent Co., Limited, a business company incorporated in the Hong Kong (the “Company”). The Purchaser, the Sellers and the Company are sometimes referred to herein individ |
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July 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July 2025 Commission File Number: 001-38851 X3 HOLDINGS CO., LTD. (Translation of Registrant’s name into English) Suite 412, Tower A, Tai Seng Exchange One Tai Seng Avenue Singapore 536464 (Add |
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July 17, 2025 |
X3 Holdings Co., Ltd. 60,000,000 Class A Ordinary Shares Filed Pursuant to Rule 424(b)(5) Registration No. 333-279954 PROSPECTUS SUPPLEMENT (To the Prospectus dated March 21, 2025) X3 Holdings Co., Ltd. 60,000,000 Class A Ordinary Shares Pursuant to this prospectus supplement and the accompanying prospectus and a securities purchase agreement dated July 11, 2025 (the “Securities Purchase Agreement”), we are offering 60,000,000(1) Class A ordinary shares |
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July 17, 2025 |
Exhibit 99.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of July 11, 2025, between X3 Holdings Co., Ltd., a Cayman Islands company (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”). WHEREAS, subject to the terms and conditions |
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June 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2025 Commission File Number: 001-38851 X3 HOLDINGS CO., LTD. (Translation of Registrant’s name into English) Suite 412, Tower A, Tai Seng Exchange One Tai Seng Avenue Singapore 536464 (Add |
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June 4, 2025 |
Exhibit 99.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of May 19, 2025, between X3 Holdings Co., Ltd., a Cayman Islands company (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”). WHEREAS, subject to the terms and conditions s |
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June 4, 2025 |
X3 Holdings Co., Ltd. 22,325,600 Class A Ordinary Shares Filed Pursuant to Rule 424(b)(5) Registration No. 333-279954 PROSPECTUS SUPPLEMENT (To the Prospectus dated March 21, 2025) X3 Holdings Co., Ltd. 22,325,600 Class A Ordinary Shares Pursuant to this prospectus supplement and the accompanying prospectus and a securities purchase agreement dated May 19, 2025 (the “Securities Purchase Agreement”), we are offering 22,325,600(1) Class A ordinary shares |
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June 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2025 Commission File Number: 001-38851 X3 HOLDINGS CO., LTD. (Translation of Registrant’s name into English) Suite 412, Tower A, Tai Seng Exchange One Tai Seng Avenue Singapore 536464 (Add |
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April 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2025 Commission File Number: 001-38851 X3 HOLDINGS CO., LTD. (Translation of Registrant’s name into English) Suite 412, Tower A, Tai Seng Exchange One Tai Seng Avenue Singapore 536464 (Ad |
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April 30, 2025 |
Exhibit 99.1 April 30, 2025 VOON EE FONG KAMPUNG JANGKAR 94500 LUNDU SARAWAK MALAYSIA Dear Mr. VOON, We are pleased to offer you a position with the titles of co-chief executive officer and executive director of X3 Holdings Co., Ltd. (the “Company” or “X3 Holdings”), starting on April 30, 2025. We are a global provider of digital solutions and technology services spanning diverse industries. The C |
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April 25, 2025 |
Exhibit 12.2 Certification by the Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Yuxia Xu, certify that: 1. I have reviewed this annual report on Form 20-F of X3 Holdings Co., Ltd. (the “Company”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements mad |
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April 25, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT O |
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April 25, 2025 |
Exhibit 11.2 X3 HOLDINGS CO., LTD. POLICY GOVERNING MATERIAL, NON-PUBLIC INFORMATION AND PREVENTION OF INSIDER TRADING I. OVERVIEW This Statement of Policy Governing Material, Non-Public Information and the Prevention of Insider Trading (this “Statement”) of the Company consists of three sections: Section I provides an overview; Section II sets forth the Company’s policies prohibiting insider trad |
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April 25, 2025 |
Exhibit 12.1 Certification by the Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Stewart Lor, certify that: 1. I have reviewed this annual report on Form 20-F of X3 Holdings Co., Ltd. (the “Company”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements |
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April 25, 2025 |
Exhibit 13.1 Certification by the Chief Executive Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the Annual Report of X3 Holdings Co., Ltd. (the “Company”) on Form 20-F for the year ended December 31, 2024 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Stewart Lor, Chief Executive Officer of the Company, certify, pur |
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April 25, 2025 |
Exhibit 13.2 Certification by the Chief Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the Annual Report of X3 Holdings Co., Ltd. (the “Company”) on Form 20-F for the year ended December 31, 2024 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Yuxia Xu, Chief Financial Officer of the Company, certify, pursua |
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April 25, 2025 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 15.1 Onestop Assurance PAC 10 Anson Road #06-05 International Plaza Singapore 079903 Tel: 9644 9531 Email: [email protected] Website: www.onestop-ca.com CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in the Registration Statements on Form S-8 (No, 333-269513, 333-266092, 333-263483 and 333-253408) and Form F-3 (No. 333-279954 |
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April 16, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2025 Commission File Number: 001-38851 X3 HOLDINGS CO., LTD. (Translation of Registrant’s name into English) Suite 412, Tower A, Tai Seng Exchange One Tai Seng Avenue Singapore 536464 (Ad |
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April 16, 2025 |
X3 Holdings Has Regained Compliance with Nasdaq’s Minimum Bid Price Deficiency Exhibit 99.1 X3 Holdings Has Regained Compliance with Nasdaq’s Minimum Bid Price Deficiency Singapore, April 16, 2025 /PRNewswire/ — X3 Holdings Co., Ltd. (Nasdaq: XTKG) (the “Company” or “XTKG”), a global provider of digital solutions and technology services spanning diverse industries, today announced that the Company received a written notification (the “Compliance Notice”) from the Listing Qua |
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March 19, 2025 |
Suite 412, Tower A Tai Seng Exchange One Tai Seng Avenue Singapore 536464 Suite 412, Tower A Tai Seng Exchange One Tai Seng Avenue Singapore 536464 March 19, 2025 VIA EDGAR Division of Corporation Finance U. |
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March 17, 2025 |
As filed with the Securities and Exchange Commission on March 17, 2025 As filed with the Securities and Exchange Commission on March 17, 2025 Registration No. |
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March 17, 2025 |
Exhibit 4.5 X3 HOLDINGS CO., LTD. (the “Issuer”) AND [TRUSTEE] (the “Trustee”) INDENTURE Dated as of [●], 20[●] Senior Debt Securities TABLE OF CONTENTS Page ARTICLE 1 DEFINITIONS 1 Section 1.01 Definitions of Terms 1 ARTICLE 2 ISSUE, DESCRIPTION, TERMS, EXECUTION, REGISTRATION AND EXCHANGE OF SECURITIES 5 Section 2.01 Designation and Terms of Securities 5 Section 2.02 Form of Securities and Trust |
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March 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2025 Commission File Number: 001-38851 X3 HOLDINGS CO., LTD. (Translation of Registrant’s name into English) Suite 412, Tower A, Tai Seng Exchange One Tai Seng Avenue Singapore 536464 (Ad |
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March 4, 2025 |
As filed with the Securities and Exchange Commission on March 4, 2025 As filed with the Securities and Exchange Commission on March 4, 2025 Registration No. |
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March 4, 2025 |
X3 Holdings Co., Ltd. Suite 412, Tower A, Tai Seng Exchange One Tai Seng Avenue Singapore 536464 X3 Holdings Co., Ltd. Suite 412, Tower A, Tai Seng Exchange One Tai Seng Avenue Singapore 536464 March 4, 2025 V IA EDGAR Ms. Marion Graham Mr. Matthew Derby U.S. Securities and Exchange Commission Division of Corporation Finance Office of Technology 100 F Street, N.E. Mail Stop 4631 Washington, DC 20549 Re: X3 Holdings Co., Ltd. Amendment No. 3 to Registration Statement on Form F-3 Filed February |
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February 18, 2025 |
As filed with the Securities and Exchange Commission on February 18, 2025 As filed with the Securities and Exchange Commission on February 18, 2025 Registration No. |
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February 18, 2025 |
X3 Holdings Co., Ltd. Suite 412, Tower A, Tai Seng Exchange One Tai Seng Avenue Singapore 536464 X3 Holdings Co., Ltd. Suite 412, Tower A, Tai Seng Exchange One Tai Seng Avenue Singapore 536464 February 18, 2025 V IA EDGAR Ms. Marion Graham Mr. Matthew Derby U.S. Securities and Exchange Commission Division of Corporation Finance Office of Technology 100 F Street, N.E. Mail Stop 4631 Washington, DC 20549 Re: X3 Holdings Co., Ltd. Amendment No. 2 to Registration Statement on Form F-3 Filed Dece |
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February 18, 2025 |
Exhibit 107 Calculation of Filing Fee Tables Form F-3 (Form Type) X3 HOLDINGS CO., LTD. (Exact name of registrant as specified in its charter) Table 1 – Newly Registered Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Class A Ord |
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February 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February 2025 Commission File Number: 001-38851 X3 HOLDINGS CO., LTD. (Translation of Registrant’s name into English) Suite 412, Tower A, Tai Seng Exchange One Tai Seng Avenue Singapore 536464 |
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February 14, 2025 |
X3 Holdings Announces Extraordinary General Meeting Results Exhibit 99.1 X3 Holdings Announces Extraordinary General Meeting Results Singapore, February 14, 2025 /PRNewswire/ — X3 Holdings Co., Ltd. (Nasdaq: XTKG) (the “Company” or “XTKG”), a global provider of digital solutions and technology services spanning diverse industries, today announced that all resolutions presented to the shareholders at its extraordinary general meeting which held on February |
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January 8, 2025 |
Exhibit 99.1 X3 HOLDINGS CO., LTD. NOTICE OF EXTRAORDINARY GENERAL MEETING OF THE COMPANY To Be Held On february 10, 2025 NOTICE (this “Notice”) IS HEREBY GIVEN, that you are cordially invited to attend an extraordinary general meeting (the “Extraordinary General Meeting”) of the shareholders of X3 Holdings Co. Ltd., a Cayman Islands exempted company with limited liability (the “Company,” “we,” “u |
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January 8, 2025 |
Exhibit 99.2 X3 Holdings Co., Ltd. PROXY FOR 2025 EXTRAORDINARY GENERAL MEETING OF SHAREHOLDERS February 10, 2025 THE BOARD RECOMMENDS A VOTE FOR THE PROPOSALS AND NOMINEES: I. as an ordinary resolution, to approve that (i) with immediate effect upon passing, every six (6) issued and unissued ordinary shares of the Company of par value of US$8 each be consolidated into one (1) share of par value o |
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January 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2025 Commission File Number: 001-38851 X3 HOLDINGS CO., LTD. (Translation of Registrant’s name into English) Suite 412, Tower A, Tai Seng Exchange One Tai Seng Avenue Singapore 536464 ( |
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January 7, 2025 |
X3 Holdings Co., Ltd. Suite 412, Tower A, Tai Seng Exchange One Tai Seng Avenue Singapore 536464 X3 Holdings Co., Ltd. Suite 412, Tower A, Tai Seng Exchange One Tai Seng Avenue Singapore 536464 January 7, 2025 VIA EDGAR Ms. Melissa Walsh Mr. Stephen Krikorian U.S. Securities and Exchange Commission Division of Corporation Finance Office of Technology 100 F Street, N.E. Mail Stop 4631 Washington, DC 20549 Re: X3 Holdings Co., Ltd. Form 20-F for the Fiscal Year Ended December 31, 2023 Correspon |
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December 13, 2024 |
Exhibit 99.1 OMNIBUS AMENDMENT This Omnibus Amendment (this “Amendment”) is entered into as of December 5th, 2024 by and between X3 Holdings Co., Ltd., a company incorporated under the laws of the Cayman Islands (the “Company”) and YA II PN, LTD., a Cayman Islands exempt limited company (the “YAII”), with reference to (1) that certain Standby Equity Purchase Agreement, dated as of May 16, 2024, by |
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December 13, 2024 |
6-K 1 ea0224534-6kx3hold.htm REPORT OF FOREIGN PRIVATE ISSUER UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2024 Commission File Number: 001-38851 X3 HOLDINGS CO., LTD. Suite 412, Tower A, Tai Seng Exchange One Tai Seng Avenue Sin |
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December 13, 2024 |
X3 Holdings Co., Ltd. Suite 412, Tower A, Tai Seng Exchange One Tai Seng Avenue Singapore 536464 X3 Holdings Co., Ltd. Suite 412, Tower A, Tai Seng Exchange One Tai Seng Avenue Singapore 536464 December 13, 2024 V IA EDGAR Ms. Marion Graham Mr. Matthew Derby U.S. Securities and Exchange Commission Division of Corporation Finance Office of Technology 100 F Street, N.E. Mail Stop 4631 Washington, DC 20549 Re: X3 Holdings Co., Ltd. Registration Statement on Form F-3 Filed June 5, 2024 File No. 3 |
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December 13, 2024 |
As filed with the Securities and Exchange Commission on December 13, 2024 As filed with the Securities and Exchange Commission on December 13, 2024 Registration No. |
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November 27, 2024 |
X3 HOLDINGS CO., LTD. UNAUDITED CONDENSED CONSOLIDATED FINANCIAL STATEMENTS TABLE OF CONTENTS Exhibit 99.1 X3 HOLDINGS CO., LTD. UNAUDITED CONDENSED CONSOLIDATED FINANCIAL STATEMENTS TABLE OF CONTENTS Unaudited Condensed Consolidated Financial Statements Unaudited Condensed Consolidated Balance Sheets as at June 30, 2024 and for the year ended December 31, 2023 F-2 Unaudited Condensed Consolidated Statements of Operations and Comprehensive Loss for the six months ended June 30, 2024 and 20 |
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November 27, 2024 |
MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS Exhibit 99.2 MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS You should read the following discussion and analysis of our financial condition and results of operations in conjunction with our interim unaudited condensed consolidated financial statements and the related notes for the six months ended June 30, 2024 and the audited consolidated financial statemen |
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November 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2024 Commission File Number: 001-38851 X3 HOLDINGS CO., LTD. (Translation of Registrant’s name into English) Suite 412, Tower A, Tai Seng Exchange One Tai Seng Avenue Singapore 536464 |
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November 8, 2024 |
X3 Holdings Announces Annual General Meeting Results Exhibit 99.1 X3 Holdings Announces Annual General Meeting Results Singapore, November 8, 2024 /PRNewswire/ — X3 Holdings Co., Ltd. (Nasdaq: XTKG) (the “Company” or “XTKG”), a global provider of digital solutions and technology services spanning diverse industries, today announced that all resolutions presented to the shareholders at its annual general meeting which held on November 4, 2024 (the “A |
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November 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2024 Commission File Number: 001-38851 X3 HOLDINGS CO., LTD. (Translation of Registrant’s name into English) Suite 412, Tower A, Tai Seng Exchange One Tai Seng Avenue Singapore 536464 |
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October 11, 2024 |
X3 Holdings Receives Extension to Regain Compliance with the Nasdaq’s Minimum Bid Price Requirement Exhibit 99.1 X3 Holdings Receives Extension to Regain Compliance with the Nasdaq’s Minimum Bid Price Requirement Singapore, October 11, 2024 /PRNewswire/ — X3 Holdings Co., Ltd. (Nasdaq: XTKG) (the “Company” or “XTKG”), a global provider of digital solutions and technology services spanning diverse industries, today announced that it has received an extension of 180 calendar days from the Listing |
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October 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2024 Commission File Number: 001-38851 X3 HOLDINGS CO., LTD. (Translation of Registrant’s name into English) Suite 412, Tower A, Tai Seng Exchange One Tai Seng Avenue Singapore 536464 ( |
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October 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2024 Commission File Number: 001-38851 X3 HOLDINGS CO., LTD. Suite 412, Tower A, Tai Seng Exchange One Tai Seng Avenue Singapore 536464 (Address of Principal Executive Office) Indicate |
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October 3, 2024 |
Exhibit 99.1 X3 HOLDINGS CO., LTD. NOTICE OF ANNUAL GENERAL MEETING OF THE MEMBERS OF THE COMPANY To Be Held On NOVEMBER 4, 2024 NOTICE (this “Notice”) IS HEREBY GIVEN, that you are cordially invited to attend an annual general meeting (the “Annual General Meeting”) of shareholders of X3 Holdings Co., Ltd., a Cayman Islands exempted company with limited liability (the “Company,” “we,” “us” or “our |
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October 3, 2024 |
Exhibit 99.2 X3 Holdings Co., Ltd. PROXY FOR 2024 ANNUAL MEETING OF SHAREHOLDERS November 4, 2024 THE BOARD RECOMMENDS A VOTE FOR THE PROPOSALS AND NOMINEES: I. as an ordinary resolution, to ratify the selection and re-appointment of Onestop Assurance PAC as the Company’s independent registered public accounting firm for the fiscal year ended December 31, 2023 and 2024 (the “Auditor Re-appointment |
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June 14, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form F-3 (Form Type) X3 HOLDINGS CO., LTD. (Exact name of registrant as specified in its charter) Table 1 – Newly Registered Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form |
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June 14, 2024 |
As filed with the Securities and Exchange Commission on June 14, 2024 As filed with the Securities and Exchange Commission on June 14, 2024 Registration No. |
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June 5, 2024 |
As filed with the Securities and Exchange Commission on June 5, 2024 As filed with the Securities and Exchange Commission on June 5, 2024 Registration No. |
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June 5, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form F-3 (Form Type) X3 HOLDINGS CO., LTD. (Exact name of registrant as specified in its charter) Table 1 – Newly Registered Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form |
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May 30, 2024 |
X3 HOLDINGS CO., LTD. Convertible Promissory Note Exhibit 99.2 NEITHER THIS NOTE NOR THE SECURITIES INTO WHICH THIS NOTE IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE. THESE SECURITIES HAVE BEEN SOLD IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSU |
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May 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2024 Commission File Number: 001-38851 X3 HOLDINGS CO., LTD. Suite 412, Tower A, Tai Seng Exchange One Tai Seng Avenue Singapore 536464 (Address of Principal Executive Office) Indicate by c |
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May 30, 2024 |
STANDBY EQUITY PURCHASE AGREEMENT Exhibit 99.1 STANDBY EQUITY PURCHASE AGREEMENT THIS STANDBY EQUITY PURCHASE AGREEMENT (this “Agreement”) dated as of May 16, 2024 is made by and between YA II PN, LTD., a Cayman Islands exempt limited partnership (the “Investor”), and X3 HOLDINGS CO., LTD., a company incorporated under the laws of the Cayman Islands (the “Company”). The Investor and the Company may be referred to herein individual |
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April 30, 2024 |
Exhibit 13.1 Certification by the Chief Executive Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the Annual Report of X3 Holdings Co., Ltd. (the “Company”) on Form 20-F for the year ended December 31, 2023 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Stewart Lor, Chief Executive Officer of the Company, certify, pur |
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April 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT O |
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April 30, 2024 |
Exhibit 4.32 EQUITY TRANSFER AGREEMENT OF BOXINRUI INTERNATIONAL HOLDING LIMTED (“BOXINRUI”) BETWEEN POWERBRIDGE TECHNOLOGIES CO., LTD. AND EIGHT INDIVIDUAL SHAREHOLDERS OF BOXINRUI Dated June 24, 2022 THIS EQUITY TRANSFER AGREEMENT (the “Agreement”) is duly executed on June 24, 2022, in Zhuhai, Guangdong Province, the People’s Republic of China, by and between: Party A/Transferors: [●] Detailed i |
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April 30, 2024 |
Exhibit 4.30 EQUITY TRANSFER AGREEMENT OF SMARTCONN CO., LIMITED BETWEEN POWERBRIDGE TECHNOLOGIES HONG KONG CO., LIMITED AND QIUXIA ZHANG Dated January 6, 2022 Equity Transfer Agreement (“the Agreement”) was officially signed on January 6, 2022 by the following parties in Zhuhai, Guangdong Province, the People’s Republic of China: Party A/Transferor: Zhang Qiuxia ID number: 370303195409152854 Cont |
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April 30, 2024 |
Exhibit 12.2 Certification by the Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Yuxia Xu, certify that: 1. I have reviewed this annual report on Form 20-F of X3 Holdings Co., Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of t |
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April 30, 2024 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 15.1 Onestop Assurance PAC 10 Anson Road #06-15 International Plaza Singapore 079903 Email: [email protected] Website: www.onestop-ca.com CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in the Registration Statements on Form S-8 (Nos, 333-269513, 333-266092,333-263483 and 333-253408), of our report dated April 30, 2024, relati |
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April 30, 2024 |
Exhibit 12.1 Certification by the Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Stewart Lor, certify that: 1. I have reviewed this annual report on Form 20-F of X3 Holdings Co., Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light o |
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April 30, 2024 |
Exhibit 4.31 EQUITY TRANSFER AGREEMENT OF SMARTCONN CO., LIMITED BETWEEN POWERBRIDGE HOLDINGS LIMITED AND TIANO INTERNATIONAL HOLDINGS LIMITED Dated 5 January, 2023 THIS EQUITY TRANSFER AGREEMENT (the “Agreement”) is duly executed in Zhuhai, Guangdong Province, People’s Republic of China, on January 5, 2023, by the following parties: Party A / Transferor: TIANO INTERNATIONAL HOLDINGS LIMITED Legal |
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April 30, 2024 |
X3 Holdings Co., Ltd. POLICY FOR THE RECOVERY OF ERRONEOUSLY AWARDED COMPENSATION Exhibit 97.1 X3 Holdings Co., Ltd. POLICY FOR THE RECOVERY OF ERRONEOUSLY AWARDED COMPENSATION A. OVERVIEW In accordance with the applicable rules of The Nasdaq Stock Market (the “Nasdaq Rules”), Section 10D and Rule 10D-1 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”) (“Rule 10D-1”), the Board of Directors (the “Board”) of X3 Holdings Co., Ltd. (the “Company”) has adopted |
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April 30, 2024 |
Exhibit 13.2 Certification by the Chief Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the Annual Report of X3 Holdings Co., Ltd. (the “Company”) on Form 20-F for the year ended December 31, 2023 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Yuxia Xu, Chief Financial Officer of the Company, certify, pursua |
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April 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2024 Commission File Number: 001-38851 X3 HOLDINGS CO., LTD. (Translation of Registrant’s name into English) Suite 412, Tower A, Tai Seng Exchange One Tai Seng Avenue Singapore 536464 (Ad |
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April 11, 2024 |
X3 Holdings Announces Receipt of Nasdaq Notification Letter Regarding Minimum Bid Price Deficiency Exhibit 99.1 X3 Holdings Announces Receipt of Nasdaq Notification Letter Regarding Minimum Bid Price Deficiency Singapore, April 11, 2024 /PRNewswire/ — X3 Holdings Co., Ltd. (Nasdaq: XTKG) (the “Company” or “XTKG”), a global provider of digital solutions and technology services spanning diverse industries, today announced that it has received a notification letter (the “Notification Letter”) from |
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March 6, 2024 |
X3 Holdings Declares Common Stock Dividend to Boost Shareholder Value and Liquidity Exhibit 99.1 X3 Holdings Declares Common Stock Dividend to Boost Shareholder Value and Liquidity Singapore, March 6, 2024 /BUSINESS WIRE/ - X3 Holdings Co., Ltd. (Nasdaq: XTKG) (“X3 Holdings” or the “Company”), a global provider of digital solutions and technology services spanning diverse industries, is pleased to announce that its Board of Directors has declared a 6% common stock dividend. This |
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March 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2024 Commission File Number: 001-38851 X3 HOLDINGS CO., LTD. Suite 412, Tower A, Tai Seng Exchange One Tai Seng Avenue Singapore 536464 (Address of Principal Executive Office) Indicate by |
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January 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2024 Commission File Number: 001-38851 POWERBRIDGE TECHNOLOGIES CO., LTD. Suite 412, Tower A, Tai Seng Exchange One Tai Seng Avenue Singapore 536464 (Address of Principal Executive Offi |
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January 29, 2024 |
X3 Holdings Unveils Global Headquarters in Singapore and Corporate Rebranding Exhibit 99.1 X3 Holdings Unveils Global Headquarters in Singapore and Corporate Rebranding Singapore, January 29, 2024 /PRNewswire/ - X3 Holdings Co., Ltd. (Nasdaq: XTKG) (“X3 Holdings” or the “Company”), a global provider of digital solutions and technology services spanning diverse industries, is excited to announce the full operation of its global headquarters in Singapore and its rebranding of |
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January 25, 2024 |
Powerbridge Technologies Co., Ltd. Up to 87,736,462 Class A Ordinary Shares Filed Pursuant to Rule 424(b)(5) Registration No. 333-253395 PROSPECTUS SUPPLEMENT (To Prospectus dated February 23, 2021) Powerbridge Technologies Co., Ltd. Up to 87,736,462 Class A Ordinary Shares Pursuant to this prospectus supplement and the accompanying prospectus, we are offering up to 87,736,462 Class A ordinary shares of the Company, par value $0.40 per share, for an aggregate offering pri |
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January 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2024 Commission File Number: 001-38851 POWERBRIDGE TECHNOLOGIES CO., LTD. Advanced Business Park, 9th Fl, Bldg C2, 29 Lanwan Lane, Hightech District, Zhuhai, Guangdong 519080, China (Ad |
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January 25, 2024 |
Powerbridge Technologies Co., Ltd. Up to US$1,500,000 Class A Ordinary Shares Filed Pursuant to Rule 424(b)(5) Registration No. 333-253395 PROSPECTUS SUPPLEMENT (To Prospectus dated February 23, 2021) Powerbridge Technologies Co., Ltd. Up to US$1,500,000 Class A Ordinary Shares Pursuant to this prospectus supplement and the accompanying prospectus, we are offering up to US$1,500,000 Class A ordinary shares of the Company, par value $0.40 per share, as consideration for the |
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January 25, 2024 |
Exhibit 99.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”) is made as of November 24, 2023 by and among Powerbridge Technologies Co. Ltd., a Cayman Islands exempted company (the “Company”), and [Name of the Purchaser] (the “Purchaser”). WHEREAS, subject to the terms and conditions set forth in this Agreement and pursuant to an effective registration statement u |
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January 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2024 Commission File Number: 001-38851 POWERBRIDGE TECHNOLOGIES CO., LTD. Advanced Business Park, 9th Fl, Bldg C2, 29 Lanwan Lane, Hightech District, Zhuhai, Guangdong 519080, China (Ad |
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January 9, 2024 |
Powerbridge Technologies Co., Ltd. Regains Compliance with Nasdaq Minimum Bid Price Requirement Exhibit 99.1 Powerbridge Technologies Co., Ltd. Regains Compliance with Nasdaq Minimum Bid Price Requirement ZHUHAI, China, January 9, 2024 / BusinessWire/ — Powerbridge Technologies Co., Ltd. (Nasdaq: PBTS) (the “Company” or “PBTS”), a provider of multi-industry technology solutions, today announced that it has received a formal notice from The Nasdaq Stock Market (the “Nasdaq”) dated January 8, |
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January 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2024 Commission File Number: 001-38851 POWERBRIDGE TECHNOLOGIES CO., LTD. (Translation of Registrant’s name into English) Advanced Business Park, 9th Fl, Bldg C2, 29 Lanwan Lane, Highte |
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December 29, 2023 |
Exhibit 99.1 POWERBRIDGE TECHNOLOGIES CO., LTD. UNAUDITED CONDENSED CONSOLIDATED FINANCIAL STATEMENTS TABLE OF CONTENTS Unaudited Condensed Consolidated Financial Statements Unaudited Condensed Consolidated Balance Sheets at June 30, 2023 and December 31, 2022 F-2 Unaudited Condensed Consolidated Statements of Operations and Comprehensive (loss) Income for the six months ended June 30, 2023,and 20 |
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December 29, 2023 |
MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS Exhibit 99.2 MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS You should read the following discussion and analysis of our financial condition and results of operations in conjunction with our interim unaudited condensed consolidated financial statements and the related notes for the six months ended June 30, 2023 and the audited consolidated financial statemen |
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December 29, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2023 Commission File Number: 001-38851 POWERBRIDGE TECHNOLOGIES CO., LTD. (Translation of Registrant’s name into English) Advanced Business Park, 9th Fl, Bldg C2, 29 Lanwan Lane, Hight |
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December 21, 2023 |
Exhibit 99.1 Powerbridge Technologies Co., Ltd. Requested a Hearing before the Nasdaq Hearings Panel after Received a Letter of Expected Delisting Determination from Nasdaq Staff ZHUHAI, China, December 21, 2023 /PRNewswire/ — Powerbridge Technologies Co., Ltd. (Nasdaq: PBTS) (the “Company” or “PBTS”), a provider of multi-industry technology solutions, today announced that it has requested a heari |
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December 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2023 Commission File Number: 001-38851 POWERBRIDGE TECHNOLOGIES CO., LTD. (Translation of Registrant’s name into English) Advanced Business Park, 9th Fl, Bldg C2, 29 Lanwan Lane, Hight |
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December 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2023 Commission File Number: 001-38851 POWERBRIDGE TECHNOLOGIES CO., LTD. (Translation of Registrant’s name into English) Advanced Business Park, 9th Fl, Bldg C2, 29 Lanwan Lane, Hight |
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December 5, 2023 |
Exhibit 99.1 Powerbridge Technologies Co., Ltd. Announces Receipt of Nasdaq Notification Letter Regarding Minimum Bid Price Deficiency ZHUHAI, China, December 5, 2023 /Business Wire/ — Powerbridge Technologies Co., Ltd. (Nasdaq: PBTS) (the “Company” or “PBTS”), a provider of multi-industry technology solutions, today announced that it has received a notification letter (the “Notification Letter”) |
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December 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2023 Commission File Number: 001-38851 POWERBRIDGE TECHNOLOGIES CO., LTD. (Translation of Registrant’s name into English) Advanced Business Park, 9th Fl, Bldg C2, 29 Lanwan Lane, Hight |
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October 27, 2023 |
Exhibit 99.1 POWERBRIDGE TECHNOLOGIES CO., LTD. NOTICE OF EXTRAORDINARY GENERAL MEETING OF THE COMPANY To Be Held On December 1, 2023 NOTICE (this “Notice”) IS HEREBY GIVEN, that you are cordially invited to attend an extraordinary general meeting (the “Extraordinary General Meeting”) of the shareholders of Powerbridge Technologies Co. Ltd., a Cayman Islands exempted company with limited liability |
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October 27, 2023 |
Exhibit 99.2 * SPECIMEN * 1 MAIN STREET ANYWHERE PA 99999-9999 VOTE ON INTERNET- www.proxyvote.com or scan the QR Barcode above Use the Internet to transmit your voting instructions and for electronic delivery of information up until 11:59 p.m. Eastern Time the day before the cut-off date or meeting date. Follow the instructions to obtain your records and to create an electronic voting instruction |
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October 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2023 Commission File Number: 001-38851 POWERBRIDGE TECHNOLOGIES CO., LTD. (Translation of Registrant’s name into English) Advanced Business Park, 9th Fl, Bldg C2, 29 Lanwan Lane, Highte |
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October 10, 2023 |
Powerbridge Technologies Co., Ltd. Regains Compliance with Nasdaq Minimum Bid Price Requirement Exhibit 99.1 Powerbridge Technologies Co., Ltd. Regains Compliance with Nasdaq Minimum Bid Price Requirement ZHUHAI, China, October 10, 2023 /PRNewswire/ — Powerbridge Technologies Co., Ltd. (Nasdaq: PBTS) (the “Company”), a provider of multi-industry technology solutions, today announced that it has received a notification letter from the Listing Qualifications Department of the Nasdaq Stock Mark |
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October 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2023 Commission File Number: 001-38851 POWERBRIDGE TECHNOLOGIES CO., LTD. (Translation of Registrant’s name into English) Advanced Business Park, 9th Fl, Bldg C2, 29 Lanwan Lane, Highte |
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September 12, 2023 |
Exhibit 13.1 Certification by the Chief Executive Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the annual report of Powerbridge Technologies Co., Ltd. (the “Company”) on Form 20-F/A for the year ended December 31, 2022 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Stewart Lor, Chief Executive Officer of the Compan |
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September 12, 2023 |
Exhibit 12.1 Certification by the Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Stewart Lor, certify that: 1. I have reviewed this annual report on Form 20-F/A of Powerbridge Technologies Co., Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements m |
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September 12, 2023 |
Exhibit 12.2 Certification by the Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Yuxia Xu, certify that: 1. I have reviewed this annual report on Form 20-F/A of Powerbridge Technologies Co., Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made |
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September 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F/A ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT |
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September 12, 2023 |
Exhibit 13.2 Certification by the Chief Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the annual report of Powerbridge Technologies Co., Ltd. (the “Company”) on Form 20-F/A for the year ended December 31, 2022 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Yuxia Xu, Chief Financial Officer of the Company, |
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September 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of September 2023 Commission File Number: 001-38851 POWERBRIDGE TECHNOLOGIES CO., LTD. (Translation of Registrant’s name into English) Advanced Business Park, 9th Fl, Bldg C2, 29 Lanwan Lane, High |
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August 29, 2023 |
Powerbridge Technologies Co., Ltd. Powerbridge Technologies Co., Ltd. August 29, 2023 VIA EDGAR Mr. Ryan Rohn Mr. Stephen Krikorian Division of Corporation Finance Office of Technology U.S. Securities and Exchange Commission 100 F Street, N.E. Mail Stop 4631 Washington, DC 20549 Re: Powerbridge Technologies Co., Ltd. Form 20-F for the Fiscal Year ended December 31, 2022 Filed April 28, 2023 File No. 001-38851 Dear Mr. Rohn and Mr. |
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August 16, 2023 |
Exhibit 99.1 Powerbridge Technologies Co., Ltd. Announces Receipt of Nasdaq Notification Letter Regarding Minimum Bid Price Deficiency ZHUHAI, China, August 16, 2023 /PRNewswire/ — Powerbridge Technologies Co., Ltd. (Nasdaq: PBTS) (the “Company” or “PBTS”), a provider of multi-industry technology solutions, today announced that it has received a notification letter (the “Notification Letter”) from |
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August 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2023 Commission File Number: 001-38851 POWERBRIDGE TECHNOLOGIES CO., LTD. (Translation of Registrant’s name into English) Advanced Business Park, 9th Fl, Bldg C2, 29 Lanwan Lane, Hightec |
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August 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2023 Commission File Number: 001-38851 POWERBRIDGE TECHNOLOGIES CO., LTD. (Translation of Registrant’s name into English) Advanced Business Park, 9th Fl, Bldg C2, 29 Lanwan Lane, Hightec |
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August 4, 2023 |
Exhibit 99.1 POWERBRIDGE TECHNOLOGIES CO., LTD. NOTICE OF ANNUAL GENERAL MEETING OF THE MEMBERS OF THE COMPANY To Be Held On September 5, 2023 NOTICE (this “Notice”) IS HEREBY GIVEN, that you are cordially invited to attend an annual general meeting (the “Annual General Meeting”) of shareholders of Powerbridge Technologies Co. Ltd., a Cayman Islands exempted company with limited liability (the “Co |
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August 4, 2023 |
Exhibit 99.2 * SPECIMEN * 1 MAIN STREET ANYWHERE PA 99999-9999 VOTE ON INTERNET- www.proxyvote.com or scan the QR Barcode above Use the Internet to transmit your voting instructions and for electronic delivery of information up until 11:59 p.m. Eastern Time the day before the cut-off date or meeting date. Follow the instructions to obtain your records and to create an electronic voting instruction |
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July 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F/A ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT |
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July 7, 2023 |
Exhibit 13.2 Certification by the Chief Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the annual report of Powerbridge Technologies Co., Ltd. (the “Company”) on Form 20-F/A for the year ended December 31, 2022 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Yuxia Xu, Chief Financial Officer of the Company, |
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July 7, 2023 |
Exhibit 12.1 Certification by the Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Stewart Lor, certify that: 1. I have reviewed this annual report on Form 20-F/A of Powerbridge Technologies Co., Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements m |
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July 7, 2023 |
Exhibit 13.1 Certification by the Chief Executive Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the annual report of Powerbridge Technologies Co., Ltd. (the “Company”) on Form 20-F/A for the year ended December 31, 2022 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Stewart Lor, Chief Executive Officer of the Compan |
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July 7, 2023 |
Exhibit 12.2 Certification by the Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Yuxia Xu, certify that: 1. I have reviewed this annual report on Form 20-F/A of Powerbridge Technologies Co., Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made |
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June 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2023 Commission File Number: 001-38851 POWERBRIDGE TECHNOLOGIES CO., LTD. (Translation of Registrant’s name into English) Advanced Business Park, 9th Fl, Bldg C2 29 Lanwan Lane, Hightech D |
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May 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2023 Commission File Number: 001-38851 POWERBRIDGE TECHNOLOGIES CO., LTD. (Translation of Registrant’s name into English) Advanced Business Park, 9th Fl, Bldg C2, 29 Lanwan Lane, Hightech D |
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April 28, 2023 |
Exhibit 10.30 EQUITY TRANSFER AGREEMENT OF SMARTCONN CO., LIMITED BETWEEN POWERBRIDGE TECHNOLOGIES HONG KONG CO., LIMITED AND QIUXIA ZHANG Dated January 6, 2022 Equity Transfer Agreement (“the Agreement”) was officially signed on January 6, 2022 by the following parties in Zhuhai, Guangdong Province, the People’s Republic of China: Party A/Transferor: Zhang Qiuxia ID number: 370303195409152854 Con |
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April 28, 2023 |
Exhibit 13.2 Certification by the Chief Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the Annual Report of Powerbridge Technologies Co., Ltd. (the “Company”) on Form 20-F for the year ended December 31, 2022 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Yuxia Xu, Chief Financial Officer of the Company, ce |
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April 28, 2023 |
Exhibit 13.1 Certification by the Chief Executive Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the Annual Report of Powerbridge Technologies Co., Ltd. (the “Company”) on Form 20-F for the year ended December 31, 2022 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Stewart Lor, Chief Executive Officer of the Company, |
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April 28, 2023 |
Exhibit 10.32 EQUITY TRANSFER AGREEMENT OF BOXINRUI INTERNATIONAL HOLDING LIMTED (“BOXINRUI”) BETWEEN POWERBRIDGE TECHNOLOGIES CO., LTD. AND EIGHT INDIVIDUAL SHAREHOLDERS OF BOXINRUI Dated June 24, 2022 THIS EQUITY TRANSFER AGREEMENT (the “Agreement”) is duly executed on June 24, 2022, in Zhuhai, Guangdong Province, the People’s Republic of China, by and between: Party A/Transferors: [●] Detailed |
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April 28, 2023 |
Powerbridge Technologies Co., Ltd. Subsidiaries of the Registrant Exhibit 21.1 Powerbridge Technologies Co., Ltd. Subsidiaries of the Registrant Name of Subsidiary Jurisdiction of Incorporation or Organization Powerbridge Holdings Limited Hong Kong DTI Group Limited Hong Kong Hong Kong Anxin Jieda Co., Ltd. Hong Kong Hongding Technology Co., Limited Hong Kong SmartConn Co., Limited Hong Kong Hongxi Data Technology Co., Ltd. Macau Powercrypto USA Inc. United Stat |
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April 28, 2023 |
Exhibit 99.1 Powerbridge Technologies Co., Ltd. Requested a Hearing before the Nasdaq Hearings Panel after Received a Letter of Expected Delisting Determination from Nasdaq Staff ZHUHAI, China, April 28, 2023 /PRNewswire/ — Powerbridge Technologies Co., Ltd. (Nasdaq: PBTS) (the “Company” or “PBTS”), a provider of multi-industry technology solutions, today announced that it has requested a hearing |
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April 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2023 Commission File Number: 001-38851 POWERBRIDGE TECHNOLOGIES CO., LTD. (Translation of Registrant’s name into English) Advanced Business Park, 9th Fl, Bldg C2, 29 Lanwan Lane, Hightech |
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April 28, 2023 |
Exhibit 10.31 EQUITY TRANSFER AGREEMENT OF SMARTCONN CO., LIMITED BETWEEN POWERBRIDGE HOLDINGS LIMITED AND TIANO INTERNATIONAL HOLDINGS LIMITED Dated 5 January, 2023 THIS EQUITY TRANSFER AGREEMENT (the “Agreement”) is duly executed in Zhuhai, Guangdong Province, People’s Republic of China, on January 5, 2023, by the following parties: Party A / Transferor: TIANO INTERNATIONAL HOLDINGS LIMITED Le |
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April 28, 2023 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 15.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in the Registration Statements on Form S-8 (Nos. 333-266092, 333-263483 and 333-253408) and Form F-3 (No. 333-253395) of Powerbridge Technologies Co., Ltd. (the “Company”) of our report dated April 28, 2023, with respect to the consolidated balance sheets as of December 31, 2022 and 2 |
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April 28, 2023 |
Exhibit 12.2 Certification by the Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Yuxia Xu, certify that: 1. I have reviewed this annual report on Form 20-F of Powerbridge Technologies Co., Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, |
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April 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT O |
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April 28, 2023 |
Exhibit 12.1 Certification by the Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Stewart Lor, certify that: 1. I have reviewed this annual report on Form 20-F of Powerbridge Technologies Co., Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements mad |
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April 25, 2023 |
Exhibit 99.1 POWERBRIDGE TECHNOLOGIES CO., LTD. (Translation of Registrant’s name into English) Advanced Business Park, 9th Fl, Bldg C2, 29 Lanwan Lane, Hightech District, Zhuhai, Guangdong 519080, China (Address of Principal Executive Office) NOTICE OF EXTRAORDINARY GENERAL MEETING OF MEMBERS To Be Held On May 30, 2023 NOTICE (this “Notice”) IS HEREBY GIVEN, that you are cordially invited to atte |
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April 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2023 Commission File Number: 001-38851 POWERBRIDGE TECHNOLOGIES CO., LTD. (Translation of Registrant’s name into English) Advanced Business Park, 9th Fl, Bldg C2, 29 Lanwan Lane, Hightech |
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April 25, 2023 |
Exhibit 99.2 * SPECIMEN * 1 MAIN STREET ANYWHERE PA 99999-9999 VOTE ON INTERNET- www.proxyvote.com or scan the QR Barcode above Use the Internet to transmit your voting instructions and for electronic delivery of information up until 11:59 p.m. Eastern Time the day before the cut-off date or meeting date. Follow the instructions to obtain your records and to create an electronic voting instruction |
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March 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2023 Commission File Number: 001-38851 POWERBRIDGE TECHNOLOGIES CO., LTD. (Translation of Registrant’s name into English) Advanced Business Park, 9th Fl, Bldg C2, 29 Lanwan Lane, Hightech |
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March 22, 2023 |
Securities and Exchange Commission, Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4) Powerbridge Technologies Co., Ltd. (Name of Issuer) Ordinary Shares, $ 0.00166667 par value per share (Title of Class of Securities) G72007100 (CUSIP Number) Stewart Lor Advanced Business Park, 9th Fl, Bldg C2, 29 Lanwan Lane, Hightech District, Zhuhai, Guangdong 5190 |
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March 21, 2023 |
Powerbridge Technologies Further Acquires Majority Stake in DTI Exhibit 99.1 Powerbridge Technologies Further Acquires Majority Stake in DTI ZHUHAI, China, March 21, 2023 - Powerbridge Technologies Co., Ltd. (Nasdaq: PBTS) (“Powerbridge” or the “Company”), a provider of multi-industry technology solutions, announced that it has further acquired 32% of the equity interest (the “Acquired Shares”) in DTI GROUP LIMITED (“DTI”) for a consideration of approximately |
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March 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2023 Commission File Number: 001-38851 POWERBRIDGE TECHNOLOGIES CO., LTD. (Translation of Registrant’s name into English) Advanced Business Park, 9th Fl, Bldg C2, 29 Lanwan Lane, Hightech |
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February 1, 2023 |
The Amended 2018 Share Option Plan of Powerbridge Technologies Co., Ltd. Exhibit 10.1 POWERBRIDGE TECHNOLOGIES CO., LTD. Amended 2018 Stock Option Plan 1. Purposes of the Plan. The purposes of this Plan are to attract and retain the best available personnel, to provide additional incentives to Employees, Directors and Consultants and to promote the success of the Company’s business. 2. Definitions. The following definitions shall apply as used herein and in the individ |
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February 1, 2023 |
Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) POWERBRIDGE TECHNOLOGIES CO. |
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February 1, 2023 |
Exhibit 4.1 |
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February 1, 2023 |
As filed with the Securities and Exchange Commission on February 1, 2023 As filed with the Securities and Exchange Commission on February 1, 2023 Registration No. |
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January 18, 2023 |
6-K 1 ea171811-6kpowerbridge.htm REPORT OF FOREIGN PRIVATE ISSUER UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2023 Commission File Number: 001-38851 POWERBRIDGE TECHNOLOGIES CO., LTD. (Translation of Registrant’s name into Englis |
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December 30, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2022 Commission File Number: 001-38851 POWERBRIDGE TECHNOLOGIES CO., LTD. (Translation of Registrant’s name into English) Advanced Business Park, 9th Fl, Bldg C2, 29 Lanwan Lane, Hight |
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December 30, 2022 |
KYG720071003 / POWERBRIDGE TECHNOLOGIES CO / White Lion Capital LLC - SC 13G/A Passive Investment SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Amendment No. 1) Under the Securities Act of 1934 Powerbridge Technologies Co., Ltd. (Name of Issuer) Ordinary shares, par value US$0.00166667 per share (Title of Class of Securities) G72007100 (CUSIP Number) December 30, 2022 (Date of event which requires filing of this statement) Check the appropriat |
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December 30, 2022 |
Securities and Exchange Commission, Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3) Powerbridge Technologies Co., Ltd. (Name of Issuer) Ordinary Shares, $ 0.00166667 par value per share (Title of Class of Securities) G72007100 (CUSIP Number) Stewart Lor Advanced Business Park, 9th Fl, Bldg C2, 29 Lanwan Lane, Hightech District, Zhuhai, Guangdong 5190 |
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December 23, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2022 Commission File Number: 001-38851 POWERBRIDGE TECHNOLOGIES CO., LTD. (Translation of Registrant’s name into English) Advanced Business Park, 9th Fl, Bldg C2, 29 Lanwan Lane, Hight |
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December 23, 2022 |
PRICING SUPPLEMENT OF THE ADVANCE UNDER THE STANDBY EQUITY PURCHASE AGREEMENT Exhibit 99.1 PRICING SUPPLEMENT OF THE ADVANCE UNDER THE STANDBY EQUITY PURCHASE AGREEMENT Terms used herein shall be deemed to be defined as such for the purpose of the terms and conditions of the standby equity purchase agreement, which set forth as the exhibit (Exhibit No. 99.1) in Form 6-K filed with Securities and Exchange Commission on September 13, 2022. This document constitutes the pricin |
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December 9, 2022 |
PRICING SUPPLEMENT OF THE FOURTH ADVANCE UNDER THE STANDBY EQUITY PURCHASE AGREEMENT Exhibit 99.2 PRICING SUPPLEMENT OF THE FOURTH ADVANCE UNDER THE STANDBY EQUITY PURCHASE AGREEMENT Terms used herein shall be deemed to be defined as such for the purpose of the terms and conditions of the standby equity purchase agreement, which set forth as the exhibit (Exhibit No. 99.1) in Form 6-K filed with Securities and Exchange Commission on September 13, 2022. This document constitutes the |
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December 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2022 Commission File Number: 001-38851 POWERBRIDGE TECHNOLOGIES CO., LTD. (Translation of Registrant's name into English) Advanced Business Park, 9th Fl, Bldg C2, 29 Lanwan Lane, Hight |
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December 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2022 Commission File Number: 001-38851 POWERBRIDGE TECHNOLOGIES CO., LTD. (Translation of Registrant’s name into English) Advanced Business Park, 9th Fl, Bldg C2, 29 Lanwan Lane, Hight |
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December 9, 2022 |
PRICING SUPPLEMENT OF THE THIRD ADVANCE UNDER THE STANDBY EQUITY PURCHASE AGREEMENT Exhibit 99.1 PRICING SUPPLEMENT OF THE THIRD ADVANCE UNDER THE STANDBY EQUITY PURCHASE AGREEMENT Terms used herein shall be deemed to be defined as such for the purpose of the terms and conditions of the standby equity purchase agreement, which set forth as the exhibit (Exhibit No. 99.1) in Form 6-K filed with Securities and Exchange Commission on September 13, 2022. This document constitutes the |
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December 7, 2022 |
Filed Pursuant to Rule 424(b)(5) Registration No. 333-253395 PROSPECTUS SUPPLEMENT (To Prospectus dated February 23, 2021) Powerbridge Technologies Co., Ltd. Up to an aggregate offering price of US$15,000,000 Ordinary Shares We entered into a Standby Equity Purchase Agreement (“Purchase Agreement”) with TBS CAPITAL LP, a UK limited partnership (the “Investor”), on November 29, 2022. Pursuant to th |
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November 30, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F/A ? REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT |
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November 30, 2022 |
Exhibit 12.2 Certification by the Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Yuxia Xu, certify that: 1. I have reviewed this annual report on Form 20-F/A of Powerbridge Technologies Co., Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made |
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November 30, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2022 Commission File Number: 001-38851 POWERBRIDGE TECHNOLOGIES CO., LTD. (Translation of Registrant's name into English) Advanced Business Park, 9th Fl, Bldg C2, 29 Lanwan Lane, Hight |
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November 30, 2022 |
Exhibit 13.1 Certification by the Chief Executive Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the Annual Report of Powerbridge Technologies Co., Ltd. (the “Company”) on Form 20-F/A for the year ended December 31, 2021 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Stewart Lor, Chief Executive Officer of the Compan |
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November 30, 2022 |
Exhibit 13.2 Certification by the Chief Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the Annual Report of Powerbridge Technologies Co., Ltd. (the “Company”) on Form 20-F/A for the year ended December 31, 2021 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Yuxia Xu, Chief Financial Officer of the Company, |
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November 30, 2022 |
Exhibit 12.1 Certification by the Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Stewart Lor, certify that: 1. I have reviewed this annual report on Form 20-F/A of Powerbridge Technologies Co., Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements m |
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November 30, 2022 |
Exhibit 99.1 POWERBRIDGE TECHNOLOGIES CO., LTD. UNAUDITED CONDENSED CONSOLIDATED STATEMENTS OF CHANGES IN EQUITY FOR THE SIX MONTHS ENDED JUNE 30, 2022 AND 2021 ZHUHAI, China – November 30, 2022 - Powerbridge Technologies Co., Ltd. (“Powerbridge” or the “Company”) (NASDAQ: PBTS), a provider of multi-industry technology solutions, today made an announcement of its unaudited condensed consolidated s |
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November 25, 2022 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No.2)* Powerbridge Technologies Co., Ltd. (Name of Issuer) Ordinary shares, par value US$0.00166667 per share (Title of Class of Securities) G72007100 (CUSIP Number) Qiuxia Zhang Room 202, Unit 4, Building 10, Xishan First Street , Nanding Town, Zhangdian District, Zibo, Sh |
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November 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2022 Commission File Number: 001-38851 POWERBRIDGE TECHNOLOGIES CO., LTD. (Translation of Registrant’s name into English) Advanced Business Park, 9th Fl, Bldg C2, 29 Lanwan Lane, Hight |
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November 4, 2022 |
Exhibit 99.3 POWERBRIDGE TECHNOLOGIES CO., LTD. (a Cayman Islands exempted company with limited liability) (NASDAQ: PBTS) NOTICE OF ANNUAL GENERAL MEETING OF SHAREHOLDERS NOTICE IS HEREBY GIVEN THAT the annual general meeting of shareholders (the “Meeting”) of Powerbridge Technologies Co., Ltd. (the “Company”) will be held on December 5, 2022, at 3:00 a.m., EST, at Advanced Business Park, 9th Fl, |
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November 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2022 Commission File Number: 001-38851 POWERBRIDGE TECHNOLOGIES CO., LTD. (Translation of Registrant's name into English) Advanced Business Park, 9th Fl, Bldg C2, 29 Lanwan Lane, Hight |
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November 4, 2022 |
Exhibit 99.4 POWERBRIDGE TECHNOLOGIES CO., LTD. Advanced Business Park, 9th Fl, Bldg C2, 29 Lanwan Lane, Hightech District, Zhuhai, Guangdong 519080, China NOTICE OF ANNUAL MEETING OF SHAREHOLDERS To Be Held at 3:00 a.m. on December 5, 2022 (EST) (Record Date – October 24, 2022) THIS PROXY IS SOLICITED ON BEHALF OF THE BOARD OF DIRECTORS The undersigned hereby appoints Stewart Lor, as proxy of the |
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November 4, 2022 |
RESIGNATION AND APPOINTMENT OF DIRECTORS Exhibit 99.2 RESIGNATION AND APPOINTMENT OF DIRECTORS On November 4, 2022, the board of directors (the “Board”) of Powerbridge Technologies Co., Ltd. (the “Company”), a company incorporated in the Cayman Islands, announced the following changes in directors of the Company and members of the board committees of the Company, each of which took effect on October 28, 2022: (a) the resignation of Mr. R |
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November 4, 2022 |
Exhibit 99.1 Powerbridge Technologies Reports Financial Results and Business Update for the six months ended June 30, 2022 ZHUHAI, China – November 4, 2022 - PR Newswire - Powerbridge Technologies Co., Ltd. (“Powerbridge” or the “Company”) (NASDAQ: PBTS), a provider of multi-industry technology solutions,, today announced its unaudited financial results for the six months ended June 30, 2022. Over |
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October 31, 2022 |
KYG720071003 / POWERBRIDGE TECHNOLOGIES CO / White Lion Capital LLC - SC 13G Passive Investment SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Act of 1934 Powerbridge Technologies Co., Ltd. (Name of Issuer) Ordinary shares, par value US$0.00166667 per share (Title of Class of Securities) G72007100 (CUSIP Number) October 24, 2022 (Date of event which requires filing of this statement) Check the appropriate box to designate the |
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October 14, 2022 |
PRICING SUPPLEMENT OF THE SECOND ADVANCE UNDER THE STANDBY EQUITY PURCHASE AGREEMENT Exhibit 99.2 PRICING SUPPLEMENT OF THE SECOND ADVANCE UNDER THE STANDBY EQUITY PURCHASE AGREEMENT Terms used herein shall be deemed to be defined as such for the purpose of the terms and conditions of the standby equity purchase agreement, which set forth as the exhibit (Exhibit No. 99.1) in Form 6-K filed with Securities and Exchange Commission on September 13, 2022. This document constitutes the |
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October 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2022 Commission File Number: 001-38851 POWERBRIDGE TECHNOLOGIES CO., LTD. (Translation of Registrant?s name into English) Advanced Business Park, 9th Fl, Bldg C2, 29 Lanwan Lane, Highte |
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October 14, 2022 |
PRICING SUPPLEMENT OF THE FIRST ADVANCE UNDER THE STANDBY EQUITY PURCHASE AGREEMENT Exhibit 99.1 PRICING SUPPLEMENT OF THE FIRST ADVANCE UNDER THE STANDBY EQUITY PURCHASE AGREEMENT Terms used herein shall be deemed to be defined as such for the purpose of the terms and conditions of the standby equity purchase agreement, which set forth as the exhibit (Exhibit No. 99.1) in Form 6-K filed with Securities and Exchange Commission on September 13, 2022. This document constitutes the |
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September 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of September 2022 Commission File Number: 001-38851 POWERBRIDGE TECHNOLOGIES CO., LTD. (Translation of Registrant?s name into English) Advanced Business Park, 9th Fl, Bldg C2, 29 Lanwan Lane, High |
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September 13, 2022 |
Filed Pursuant to Rule 424(b)(5) Registration No. 333-253395 PROSPECTUS SUPPLEMENT (To Prospectus dated February 23, 2021) Powerbridge Technologies Co., Ltd. Up to an aggregate offering price of US$30,000,000 Shares Ordinary Shares We entered into a Standby Equity Purchase Agreement (?Purchase Agreement?) with YA II PN, LTD., a Cayman Islands exempt limited partnership (the ?Investor?), on Septemb |
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September 13, 2022 |
STANDBY EQUITY PURCHASE AGREEMENT Exhibit 99.1 STANDBY EQUITY PURCHASE AGREEMENT THIS STANDBY EQUITY PURCHASE AGREEMENT (this ?Agreement?) dated as of September 9, 2022 is made by and between YA II PN, LTD., a Cayman Islands exempt limited partnership (the ?Investor?), and POWERBRIDGE TECHNOLOGIES CO., LTD., a company incorporated under the laws of the Cayman Islands (the ?Company?). WHEREAS, the parties desire that, upon the term |
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September 9, 2022 |
Filed Pursuant to Rule 424(b)(5) Registration No. 333-253395 PROSPECTUS SUPPLEMENT (To Prospectus dated February 23, 2021) Powerbridge Technologies Co., Ltd. Up to an aggregate offering price of US$15,000,000 Ordinary Shares On September 1, 2022, we entered into an Ordinary Share Purchase Agreement (the ?Purchase Agreement?), with White Lion Capital LLC, a Nevada limited liability company (the ?In |
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September 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of September 2022 Commission File Number: 001-38851 POWERBRIDGE TECHNOLOGIES CO., LTD. (Translation of Registrant?s name into English) Advanced Business Park, 9th Fl, Bldg C2, 29 Lanwan Lane, High |
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September 9, 2022 |
ORDINARY SHARE PURCHASE AGREEMENT Exhibit 99.1 ORDINARY SHARE PURCHASE AGREEMENT This Ordinary Share Purchase Agreement is entered into effective as September 1, 2022 (this ?Agreement?), by and between Powerbridge Technologies Co. LTD., a Cayman Islands corporation (the ?Company?), and White Lion Capital LLC, a Nevada limited liability company (the ?Investor?). WHEREAS, the parties desire that, upon the terms and subject to the co |
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September 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of September 2022 Commission File Number: 001-38851 POWERBRIDGE TECHNOLOGIES CO., LTD. (Translation of Registrant?s name into English) Advanced Business Park, 9th Fl, Bldg C2, 29 Lanwan Lane, High |
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September 2, 2022 |
Form of Convertible Promissory Note Exhibit 10.2 CONVERTIBLE PROMISSORY NOTE Effective Date: September 1, 2022 U.S. $8,640,000.00 FOR VALUE RECEIVED, POWERBRIDGE TECHNOLOGIES CO., LTD., a Cayman Islands exempted holding company (?Borrower?), promises to pay to STREETERVILLE CAPITAL, LLC, a Utah limited liability company, or its successors or assigns (?Lender?), $8,640,000.00 and any interest, fees, charges, and late fees accrued her |
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September 2, 2022 |
Filed Pursuant to Rule 424(b)(5) Registration No. 333-253395 PROSPECTUS SUPPLEMENT (To Prospectus dated February 23, 2021) Powerbridge Technologies Co., Ltd. Up to US$8,640,000 Ordinary Shares Issuable upon the conversion of 6% Convertible Note Due 2023 Pursuant to this prospectus supplement and the accompanying prospectus, we are offering, from time to time, the Ordinary Shares of the Company, pa |
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September 2, 2022 |
Form of Securities Purchase Agreement Exhibit 10.1 Securities Purchase Agreement THIS SECURITIES PURCHASE AGREEMENT (this ?Agreement?), dated as of September 1, 2022 (the ?Effective Date?), is entered into by and between POWERBRIDGE TECHNOLOGIES CO., LTD., a Cayman Islands exempted holding company (?Company?), and STREETERVILLE CAPITAL, LLC, a Utah limited liability company, its successors and/or assigns (?Investor?). A. Company and I |
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August 26, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2022 Commission File Number: 001-38851 POWERBRIDGE TECHNOLOGIES CO., LTD. (Translation of Registrant?s name into English) 9th Floor, Building C2, Advanced Business Park, 29 Lanwan Lane H |
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August 9, 2022 |
August 9, 2022 VIA EDGAR Division of Corporation Finance Securities and Exchange Commission 100 F Street NE Washington, D. |
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August 1, 2022 |
Powerbridge Technologies Co., Ltd. Regains Compliance with Nasdaq’s Minimum Bid Price Rule Exhibit 99.1 Powerbridge Technologies Co., Ltd. Regains Compliance with Nasdaq’s Minimum Bid Price Rule ZHUHAI, China, August 1, 2022 /PRNewswire/ - Powerbridge Technologies Co., Ltd. (Nasdaq: PBTS) (“Powerbridge” or the “Company”), a provider of multi-industry technology solutions, announced that it has regained compliance with the minimum bid price requirement under the continued listing require |
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August 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2022 Commission File Number: 001-38851 POWERBRIDGE TECHNOLOGIES CO., LTD. (Translation of Registrant?s name into English) 1st Floor, Building D2, Southern Software Park Tangjia Bay, Zhuh |
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July 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July 2022 Commission File Number: 001-38851 POWERBRIDGE TECHNOLOGIES CO., LTD. (Translation of Registrant's name into English) 1st Floor, Building D2, Southern Software Park Tangjia Bay, Zhuhai |
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July 29, 2022 |
RESIGNATION OF CO-CHIEF EXECUTIVE OFFICE AND CO-CHAIRMAN OF THE BOARD Exhibit 99.1 RESIGNATION OF CO-CHIEF EXECUTIVE OFFICE AND CO-CHAIRMAN OF THE BOARD On July 29, 2022, the board of directors (the ?Board?) of Powerbridge Technologies Co., Ltd. (the ?Company?), a company incorporated in the Cayman Islands, announced that Mr. Ban Lor (?Mr. Lor?) has resigned from his position as the Co-Chief Executive Officer and Co-Chairman of the Board, effective from July 30, 202 |
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July 11, 2022 |
Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) POWERBRIDGE TECHNOLOGIES CO. |
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July 11, 2022 |
As filed with the Securities and Exchange Commission on July 11, 2022 S-8 1 ea162614-s8powerbridge.htm REGISTRATION STATEMENT As filed with the Securities and Exchange Commission on July 11, 2022 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 POWERBRIDGE TECHNOLOGIES CO., LTD. (Exact name of registrant as specified in its charter) Cayman Islands 7371 Not A |
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July 11, 2022 |
The Amended 2018 Share Option Plan of Powerbridge Technologies Co., Ltd. Exhibit 10.1 POWERBRIDGE TECHNOLOGIES CO., LTD. Amended 2018 Stock Option Plan 1. Purposes of the Plan. The purposes of this Plan are to attract and retain the best available personnel, to provide additional incentives to Employees, Directors and Consultants and to promote the success of the Company?s business. 2. Definitions. The following definitions shall apply as used herein and in the individ |
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June 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2022 Commission File Number: 001-38851 POWERBRIDGE TECHNOLOGIES CO., LTD. (Translation of Registrant's name into English) 1st Floor, Building D2, Southern Software Park Tangjia Bay, Zhuhai |
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May 12, 2022 |
Exhibit 12.1 Certification by the Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Ban Lor, certify that: 1. I have reviewed this annual report on Form 20-F of Powerbridge Technologies Co., Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, i |
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May 12, 2022 |
Exhibit 10.37 Second Supplemental Agreement for Advertising Space Leasing Agreement (?Second Supplemental Agreement?) Party A (Lessor): Shenzhen Kezhi Technology Co., Ltd.(?Kezhi?) Number of Business License: 91440300MA5G10WT71 Party B (Lessee): Shenzhen Honghao Internet Technology Co. Ltd. (?Honghao?) Number of Business License: 91440300MA5GANXX8H All terms in this agreement, unless otherwise sta |
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May 12, 2022 |
Exhibit 13.1 Certification by the Chief Executive Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the Annual Report of Powerbridge Technologies Co., Ltd. (the “Company”) on Form 20-F for the year ended December 31, 2021 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Ban Lor, Co-Chief Executive Officer of the Company, |
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May 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F ? REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT O |
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May 12, 2022 |
List of Subsidiaries of the Registrant Exhibit 21.1 Powerbridge Technologies Co., Ltd. Subsidiaries of the Registrant Name of Subsidiary Jurisdiction of Incorporation or Organization Powerbridge Technologies Hong Kong Co., Limited Hong Kong Hongding Technology Co., Limited Hong Kong POWERCRYPTO HOLDINGS PTE, LTD. Singapore Zhuhai Powerbridge Technologies Co., Ltd People?s Republic of China Powerstream Supply Chain Co., Ltd. People?s Re |
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May 12, 2022 |
Exhibit 10.35 Second Supplemental Agreement for Advertising Space Leasing Agreement (?Second Supplemental Agreement?) Party A (Lessor): Shenzhen Kezhi Technology Co., Ltd.(?Kezhi?) Number of Business License: 91440300MA5G10WT71 Party B (Lessee): Shenzhen Honghao Internet Technology Co. Ltd. (?Honghao?) Number of Business License: 91440300MA5GANXX8H All terms in this agreement, unless otherwise sta |
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May 12, 2022 |
Exhibit 12.2 Certification by the Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Yuxia Xu, certify that: 1. I have reviewed this annual report on Form 20-F of Powerbridge Technologies Co., Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, |
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May 12, 2022 |
Consent of Audit Onestop Assurance PAC EX-15.1 11 f20f2021ex15-1powerbridge.htm CONSENT OF AUDIT ONESTOP ASSURANCE PAC Exhibit 15.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference of our report dated May 12, 2022, relating to the consolidated balance sheets of Powerbridge Technologies Co., Ltd. as of December 31, 2021 and 2020 and the related consolidated statements of operat |
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May 12, 2022 |
Exhibit 13.2 Certification by the Chief Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the Annual Report of Powerbridge Technologies Co., Ltd. (the “Company”) on Form 20-F for the year ended December 31, 2021 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Yuxia Xu, Chief Financial Officer of the Company, ce |
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May 12, 2022 |
Exhibit 10.38 THE THIRD SUPPLEMENTAL AGREEMENT TO ADVERTISING SPACE LEASE CONTRACT Party A (The Lessor): Shenzhen Kezhi Technology Co., Ltd. Business license number: 91440300MA5G10WT71 Party B (Lessee): Shenzhen Honghao Hulian Technology Co., Ltd. Business license number: 91440300MA5GANXX8H All terms used in this Agreement, unless otherwise stated, have the same definitions as those in the Adverti |
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May 12, 2022 |
EX-10.36 4 f20f2021ex10-36powerbridge.htm UNOFFICIAL ENGLISH TRANSLATION OF THE VOID CONFIRMATION FOR THE SUPPLEMENTALAGREEMENT BY AND BETWEEN SHENZHEN HONGHAO INTERNET TECHNOLOGY CO. LTD. AND SHENZHEN KEZHI TECHNOLOGY CO., LTD. Exhibit 10.36 Void Confirmation of Second Supplemental Agreement for Advertising Space Leasing Agreement Party A (Lessor): Shenzhen Kezhi Technology Co., Ltd.(“Kezhi”) Num |
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April 29, 2022 |
Exhibit 99.1 AGREEMENT OF JOINT FILING The parties listed below agree that the Amendment No. 2 of the Schedule 13D to which this agreement is attached as an exhibit, and all further amendments thereto, shall be filed on behalf of each of them. This Agreement is intended to satisfy Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended. This Agreement may be executed in any number o |
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April 29, 2022 |
SC 13D/A 1 ea159045-13da2hogstrpower.htm AMENDMENT NO. 2 TO SCHEDULE 13D Securities and Exchange Commission, Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2) Powerbridge Technologies Co., Ltd. (Name of Issuer) Ordinary Shares, $ 0.00166667 par value per share (Title of Class of Securities) G72007100 (CUSIP Number) Stewart Lor 1st Floor, Building D2, S |
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April 29, 2022 |
Exhibit 99.1 AGREEMENT OF JOINT FILING The parties listed below agree that the Amendment No. 1 of Schedule 13D to which this agreement is attached as an exhibit, and all further amendments thereto, shall be filed on behalf of each of them. This Agreement is intended to satisfy Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended. This Agreement may be executed in any number of co |
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April 29, 2022 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No.1)* Powerbridge Technologies Co., Ltd. (Name of Issuer) Ordinary shares, par value US$0.00166667 per share (Title of Class of Securities) G72007100 (CUSIP Number) Qiuxia Zhang Room 202, Unit 4, Building 10, Xishan First Street , Nanding Town, Zhangdian District, Zibo, Sh |
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April 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-CEN ? Form N-CSR For Period Ended: December 31, 2021 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on Form 10-Q For the Transition Pe |
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March 18, 2022 |
KYG720071003 / POWERBRIDGE TECHNOLOGIES CO / Zhang Qiuxia - SCHEDULE 13D Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13D-1(A) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13D-2(A) Under the Securities Exchange Act of 1934 Powerbridge Technologies Co., Ltd. (Name of Issuer) Ordinary shares, par value US$0.00166667 per share (Title of Class of Securities) G72007100 (CUSIP Number) |
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March 11, 2022 |
Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) POWERBRIDGE TECHNOLOGIES CO. |
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March 11, 2022 |
As filed with the Securities and Exchange Commission on March 11, 2022 As filed with the Securities and Exchange Commission on March 11, 2022 Registration No. |
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January 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2022 Commission File Number: 001-38851 POWERBRIDGE TECHNOLOGIES CO., LTD. (Translation of Registrant's name into English) 1st Floor, Building D2, Southern Software Park Tangjia Bay, Zhu |
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December 30, 2021 |
Notice to Shareholders in Connection with Not Holding the 2021 Annual General Meeting Exhibit 99.3 Notice to Shareholders in Connection with Not Holding the 2021 Annual General Meeting Powerbridge Technologies Co., Ltd. (?Powerbridge? or the ?Company?) (NASDAQ: PBTS), a global trade software applications and technology services provider, today announced that the Company opts not to hold an annual shareholder meeting for the fiscal year 2021, in reliance on its home country practice |
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December 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2021 Commission File Number: 001-38851 POWERBRIDGE TECHNOLOGIES CO., LTD. (Translation of Registrant's name into English) 1st Floor, Building D2, Southern Software Park Tangjia Bay, Zh |
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December 30, 2021 |
Exhibit 99.1 Powerbridge Technologies Reports Financial Results and Business Update for the six months ended June 30, 2021 ZHUHAI, China ? December 30, 2021 - Accesswire - Powerbridge Technologies Co., Ltd. (?Powerbridge? or the ?Company?) (NASDAQ: PBTS), a global trade software applications and technology services provider, today announced its unaudited financial results for the six months ended |
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December 30, 2021 |
THE DEPARTURE AND APPOINTMENT OF DIRECTORS EX-99.2 3 ea151866ex99-2powerbridge.htm RESIGNATION AND APPOINTMENT OF DIRECTORS Exhibit 99.2 THE DEPARTURE AND APPOINTMENT OF DIRECTORS On December 30, 2021, the board of directors (the “Board”) of Powerbridge Technologies Co., Ltd. (the “Company”), a company incorporated in the Cayman Islands, announced that Mr. Wu has resigned from his position as a Director of the Company, effective from Decem |
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September 30, 2021 |
Exhibit 4.1 POWERBRIDGE TECHNOLOGIES CO., LTD. Convertible Note Principal Amount: $2,000,000 Note Issuance Date: August 6, 2021 Note Number: PBTS-2 FOR VALUE RECEIVED, POWERBRIDGE TECHNOLOGIES CO., LTD., a Cayman Islands exempted company (the ?Company?), hereby promises to pay to the order of YA II PN, Ltd., or its registered assigns (the ?Holder?), the amount set out above as the Principal Amount |
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September 30, 2021 |
EX-4.2 3 ea147835ex4-2powerbridge.htm FORM OF WARRANTS Exhibit 4.2 WARRANT THE SECURITIES REPRESENTED BY THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES HAVE BEEN ACQUIRED FOR INVESTMENT AND MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT FOR THE |
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September 30, 2021 |
EX-4.3 4 ea147835ex4-3powerbridge.htm CLOSING STATEMENT Exhibit 4.3 August 6, 2021 Securities Purchase Agreement (the “Purchase Agreement”) dated as of April 9, 2021 entered into by and between Powerbridge Technologies Co., Ltd. (the “Company”), and YA II PN, Ltd. (the “Buyer”). Reference is made to the Purchase Agreement. Capitalized terms not otherwise defined herein shall have the meanings ascr |
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September 30, 2021 |
As filed with the Securities and Exchange Commission on , 2021. As filed with the Securities and Exchange Commission on , 2021. Registration No. 333 - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Powerbridge Technologies Co., Ltd. Cayman Islands 7371 Not applicable (State or Other Jurisdiction of Incorporation or Organization) (Primary Standard Industrial Classification |
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September 30, 2021 |
Exhibit 4.4 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this ?Agreement?), dated as of August 6, 2021, by and between POWERBRIDGE TECHNOLOGIES CO., LTD., a Cayman Islands exempted company (the ?Company?), and YA II PN, LTD., a Cayman Islands exempt limited partnership (the ?Investor?). WHEREAS: A. In connection with the Securities Purchase Agreement (the ?Securities Purchase |
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September 23, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of September 2021 Commission File Number: 001-38851 POWERBRIDGE TECHNOLOGIES CO., LTD. (Translation of Registrant's name into English) 1st Floor, Building D2, Southern Software Park Tangjia Bay, Z |
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August 13, 2021 |
Exhibit 10.1 August 6, 2021 Securities Purchase Agreement (the ?Purchase Agreement?) dated as of April 9, 2021 entered into by and between Powerbridge Technologies Co., Ltd. (the ?Company?), and YA II PN, Ltd. (the ?Buyer?). Reference is made to the Purchase Agreement. Capitalized terms not otherwise defined herein shall have the meanings ascribed to them in the Purchase Agreement. This Closing St |
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August 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2021 Commission File Number: 001-38851 POWERBRIDGE TECHNOLOGIES CO., LTD. (Translation of Registrant's name into English) 1st Floor, Building D2, Southern Software Park Tangjia Bay, Zhuh |
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August 13, 2021 |
EX-10.2 3 ea145582ex10-2powerbridge.htm REGISTRATION RIGHTS AGREEMENT Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of August 6, 2021, by and between POWERBRIDGE TECHNOLOGIES CO., LTD., a Cayman Islands exempted company (the “Company”), and YA II PN, LTD., a Cayman Islands exempt limited partnership (the “Investor”). WHEREAS: A. In conne |
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July 13, 2021 |
Exhibit 10.39 Void Confirmation of Second Supplemental Agreement for Advertising Space Leasing Agreement Party A (Lessor): Shenzhen Kezhi Technology Co., Ltd.(“Kezhi”) Number of Business License: 91440300MA5G10WT71 Party B (Lessee): Shenzhen Honghao Internet Technology Co. Ltd. (“Honghao”) Number of Business License: 91440300MA5GANXX8H Regarding the Second Supplemental Agreement for Advertising Sp |
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July 13, 2021 |
Exhibit 10.40 Second Supplemental Agreement for Advertising Space Leasing Agreement (?Second Supplemental Agreement?) Party A (Lessor): Shenzhen Kezhi Technology Co., Ltd.(?Kezhi?) Number of Business License: 91440300MA5G10WT71 Party B (Lessee): Shenzhen Honghao Internet Technology Co. Ltd. (?Honghao?) Number of Business License: 91440300MA5GANXX8H All terms in this agreement, unless otherwise sta |
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July 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F ? REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT O |
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July 13, 2021 |
Consent of Audit Onestop Assurance PAC Exhibit 15.1 Onestop Assurance PAC 10 Anson Road #13-09 International Plaza Singapore 079903 Tel: 9644 9531 Email:[email protected] Website: www.onestop-ca.com CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in the following Registration Statements: 1. Registration Statement (Form F-3 No. 333-253395) pertaining to offering, issuance a |
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July 13, 2021 |
List of Subsidiaries of the Registrant Exhibit 21.1 Powerbridge Technologies Co., Ltd. Subsidiaries of the Registrant Name of Subsidiary Jurisdiction of Incorporation or Organization Powerbridge Technologies Co., Limited Hong Kong Zhuhai Powerbridge Technologies Co., Ltd People?s Republic of China Ningbo Powerbridge Pet Products Cross- border E-Commerce Servise Co., Ltd. People?s Republic of China Shenzhen Honghao Internet Technology C |
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July 13, 2021 |
Exhibit 13.1 Certifications Pursuant to 18 U.S.C. Section 1350 Pursuant to U.S.C. Section 1350 of the Sarbanes-Oxley Act of 2002 (subsections (a) and (b) of Section 1350, Chapter 63 of Title 18, United States Code), each of the undersigned officers of Powerbridge Technologies Co., Ltd (the “Company”), does hereby certify, to such officer’s knowledge, that: The Annual Report on Form 20-F for the ye |
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July 13, 2021 |
Exhibit 16.1 5400 W Cedar Ave Lakewood, CO 80226 Telephone: 303.953.1454 Fax: 303.945.7991 May 17, 2021 U.S. Securities and Exchange Commission Office of the Chief Accountant 100 F Street NE Washington, D.C. 20549 Re: Powerbridge Technologies Co., Ltd. Ladies and Gentlemen: We have read the statements in the Form 20-F dated May 17, 2021, of Powerbridge Technologies Co., Ltd. (the ?Company?) to be |
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July 13, 2021 |
Exhibit 12.1 Certification by the Principal Executive Officer pursuant to Securities Exchange Act Rules 13a-14(a) and 15d-14(a) as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Ban Lor, certify that: 1. I have reviewed this annual report on Form 20-F of Powerbridge Technologies Co., Ltd; 2. Based on my knowledge, this report does not contain any untrue statement of a materia |
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July 13, 2021 |
EX-10.1 2 f20f2020ex10-1powerbridge.htm 2018 STOCK OPTION PLAN Exhibit 10.1 POWERBRIDGE TECHNOLOGIES CO., LTD. Amended 2018 Stock Option Plan 1. Purposes of the Plan. The purposes of this Plan are to attract and retain the best available personnel, to provide additional incentives to Employees, Directors and Consultants and to promote the success of the Company’s business. 2. Definitions. The foll |
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July 13, 2021 |
Exhibit 12.2 Certification by the Principal Financial Officer pursuant to Securities Exchange Act Rules 13a-14(a) and 15d-14(a) as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Stewart Lor, certify that: 1. I have reviewed this annual report on Form 20-F of Powerbridge Technologies Co., Ltd; 2. Based on my knowledge, this report does not contain any untrue statement of a mat |
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July 13, 2021 |
Exhibit 10.38 Second Supplemental Agreement for Advertising Space Leasing Agreement (?Second Supplemental Agreement?) Party A (Lessor): Shenzhen Kezhi Technology Co., Ltd.(?Kezhi?) Number of Business License: 91440300MA5G10WT71 Party B (Lessee): Shenzhen Honghao Internet Technology Co. Ltd. (?Honghao?) Number of Business License: 91440300MA5GANXX8H All terms in this agreement, unless otherwise sta |
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July 13, 2021 |
EX-10.41 6 f20f2020ex10-41powerbridge.htm UNOFFICIAL ENGLISH TRANSLATION OF THE THIRD SUPPLEMENTAL AGREEMENT TO THE LEASING AGREEMENT DATED MAY 16, 2021 BY AND BETWEEN SHENZHEN HONGHAO INTERNET TECHNOLOGY CO. LTD. AND SHENZHEN KEZHI TECHNOLOGY CO., LTD Exhibit 10.41 the third Supplemental agreement TO advertising space lease contract Party A (The Lessor): Shenzhen Kezhi Technology Co., Ltd. Busine |
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May 26, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2021 Commission File Number: 001-38851 POWERBRIDGE TECHNOLOGIES CO., LTD. (Translation of Registrant's name into English) 1st Floor, Building D2, Southern Software Park Tangjia Bay, Zhuhai, |
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May 19, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2021 Commission File Number: 001-38851 POWERBRIDGE TECHNOLOGIES CO., LTD. (Translation of Registrant's name into English) 1st Floor, Building D2, Southern Software Park Tangjia Bay, Zhuhai, |
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May 18, 2021 |
Exhibit 10.2 Void Confirmation of Second Supplemental Agreement for Advertising Space Leasing Agreement Party A (Lessor): Shenzhen Kezhi Technology Co., Ltd.(?Kezhi?) Number of Business License: 91440300MA5G10WT71 Party B (Lessee): Shenzhen Honghao Internet Technology Co. Ltd. (?Honghao?) Number of Business License: 91440300MA5GANXX8H Regarding the Second Supplemental Agreement for Advertising Spa |
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May 18, 2021 |
Exhibit 10.4 the third Supplemental agreement TO advertising space lease contract Party A (The Lessor): Shenzhen Kezhi Technology Co., Ltd. Business license number: 91440300MA5G10WT71 Party B (Lessee): Shenzhen Honghao Hulian Technology Co., Ltd. Business license number: 91440300MA5GANXX8H All terms used in this Agreement, unless otherwise stated, have the same definitions as those in the Advertis |
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May 18, 2021 |
EX-10.1 2 ea141266ex10-1powerbridge.htm UNOFFICIAL ENGLISH TRANSLATION OF THE SUPPLEMENTAL AGREEMENT TO THE LEASING AGREEMENT DATED MARCH 30, 2021 BY AND BETWEEN SHENZHEN HONGHAO INTERNET TECHNOLOGY CO. LTD. AND SHENZHEN KEZHI TECHNOLOGY CO., LTD Exhibit 10.1 Second Supplemental Agreement for Advertising Space Leasing Agreement (“Second Supplemental Agreement”) Party A (Lessor): Shenzhen Kezhi Tec |
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May 18, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2021 Commission File Number: 001-38851 POWERBRIDGE TECHNOLOGIES CO., LTD. (Translation of Registrant's name into English) 1st Floor, Building D2, Southern Software Park Tangjia Bay, Zhuhai, |
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May 18, 2021 |
Exhibit 10.3 Second Supplemental Agreement for Advertising Space Leasing Agreement (?Second Supplemental Agreement?) Party A (Lessor): Shenzhen Kezhi Technology Co., Ltd.(?Kezhi?) Number of Business License: 91440300MA5G10WT71 Party B (Lessee): Shenzhen Honghao Internet Technology Co. Ltd. (?Honghao?) Number of Business License: 91440300MA5GANXX8H All terms in this agreement, unless otherwise stat |
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April 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-CEN ? Form N-CSR For Period Ended: December 31, 2020 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on Form 10-Q For the Transition Pe |
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April 20, 2021 |
Current Report of Foreign Issuer - FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2021 Commission File Number: 001-38851 POWERBRIDGE TECHNOLOGIES CO., LTD. (Translation of Registrant's name into English) 1st Floor, Building D2, Southern Software Park Tangjia Bay, Zhuha |
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April 20, 2021 |
EX-99.1 2 ea139711ex99-1powerbri.htm LETTER FROM BF BORGERS CPA PC, DATED APRIL 20, 2021 Exhibit 99.1 5400 W Cedar Ave Lakewood, CO 80226 Telephone: 303.953.1454 Fax: 303.945.7991 April 20, 2021 U.S. Securities and Exchange Commission Office of the Chief Accountant 100 F Street NE Washington, D.C. 20549 Re: Powerbridge Technologies Co., Ltd. Ladies and Gentlemen: We have read the statements in the |
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April 9, 2021 |
Exhibit 10.2 POWERBRIDGE TECHNOLOGIES CO., LTD. Convertible Note Principal Amount: $4,000,000 Note Issuance Date: [] Note Number: PBTS-1 FOR VALUE RECEIVED, POWERBRIDGE TECHNOLOGIES CO., LTD., a Cayman Islands exempted company (the ?Company?), hereby promises to pay to the order of YA II PN, Ltd., or its registered assigns (the ?Holder?) the amount set out above as the Principal Amount (as reduced |
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April 9, 2021 |
Filed Pursuant to Rule 424(b)(5) Registration No. 333-253395 PROSPECTUS SUPPLEMENT (To Prospectus dated February 23, 2021) Powerbridge Technologies Co., Ltd. US$4,000,000 6% Convertible Note Due 2022 Convertible into Ordinary Shares Pursuant to this prospectus supplement and the accompanying prospectus, we are offering US$4,000,000 aggregate principal amount (the “Principal”) of our 6% convertible |
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April 9, 2021 |
Current Report of Foreign Issuer - REPORT OF FOREIGN PRIVATE ISSUER UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2021 Commission File Number: 001-38851 POWERBRIDGE TECHNOLOGIES CO., LTD. (Translation of Registrant's name into English) 1st Floor, Building D2, Southern Software Park Tangjia Bay, Zhuha |
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April 9, 2021 |
Securities Purchase Agreement dated April 9, 2021 by and between the Company and the Investor(13) Exhibit 10.1 SECURITIES PURCHASE AGREEMENT THIS SECURITIES PURCHASE AGREEMENT (this ?Agreement?), dated as of April 9, 2021, is between POWERBRIDGE TECHNOLOGIES CO., LTD., a company a Cayman Islands exempted company, with principal executive offices located at 1st Floor, Building D2, Southern Software Park, Tangjia Bay, Zhuhai, Guangdong 519080, China (the ?Company?), and the investor listed on th |
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April 9, 2021 |
EX-10.3 6 ea139238ex10-3powerbridge.htm FORM OF WARRANT Exhibit 10.3 WARRANT Warrant To Purchase Ordinary Shares Warrant No.: PBTS-1-1 Number of Shares: 571,429 Warrant Exercise Price: $3.675 Expiration Date: April , 2026 Date of Issuance: April , 2021 POWERBRIDGE TECHNOLOGIES CO., LTD., a Cayman Islands exempted company (the “Company”), hereby certifies that, for good and valuable consideration, |
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March 22, 2021 |
POWERBRIDGE TECHNOLOGIES CO., LTD. Ordinary Shares Filed Pursuant to Rule 424(b)(2) Registration Statement No. 333-253395 POWERBRIDGE TECHNOLOGIES CO., LTD. $30,000,000 Ordinary Shares On February 23, 2021, we entered into a certain Sales Agreement, or sales agreement, with A.G.P. / Alliance Global Partners, or A.G.P., relating to our Ordinary Shares offered by this prospectus. In accordance with the terms of the sales agreement, we may offer and |
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March 12, 2021 |
8,800,000 Ordinary Shares Offered by Selling Shareholders POWERBRIDGE TECHNOLOGIES CO., LTD. Filed Pursuant to Rule 424(b)(5) Registration No. 333-253395 PROSPECTUS 8,800,000 Ordinary Shares Offered by Selling Shareholders POWERBRIDGE TECHNOLOGIES CO., LTD. This prospectus relates to the registration of the resale by selling shareholders set forth herein of up to an aggregate of 8,800,000 ordinary shares, par value $0.00166667 per share (“Ordinary Shares”), of Powerbridge Technologies Co. |
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March 3, 2021 |
Current Report of Foreign Issuer - REPORT OF FOREIGN PRIVATE ISSUER UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2021 Commission File Number: 001-38851 POWERBRIDGE TECHNOLOGIES CO., LTD. (Translation of Registrant's name into English) 1st Floor, Building D2, Southern Software Park Tangjia Bay, Zhuha |
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March 2, 2021 |
POWERBRIDGE TECHNOLOGIES CO., LTD. 1st Floor, Building D2, Southern Software Park Tangjia Bay, Zhuhai, Guangdong 519080, China Tel: +86-756-339-5666 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, DC 20549 March 2, 2021 Re: Powerbridge Technologies Co., Ltd. Registration Statement on Form F-3 Filed February 23, 2021 File No. |
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February 23, 2021 |
As filed with the Securities and Exchange Commission on February 23, 2021 Registration No. |
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February 23, 2021 |
As filed with the Securities and Exchange Commission on February 23, 2021 Registration No. |
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February 23, 2021 |
Convertible Promissory Note dated January 8, 2021(12) Exhibit 10.3 CONVERTIBLE PROMISSORY NOTE Effective Date: January 8, 2021 U.S. $1,650,000.00 FOR VALUE RECEIVED, Powerbridge Technologies CO., Ltd., a Cayman Islands corporation (?Borrower?), promises to pay to Uptown Capital, LLC, a Utah limited liability company, or its successors or assigns (?Lender?), $1,650,000.00 and any interest, fees, charges, and late fees accrued hereunder on the date tha |