PCB / PCB Bancorp - Pengajuan SECLaporan Tahunan, Pernyataan Proksi

PCB Bancorp
US ˙ NasdaqGS ˙ US69320M1099

Mga Batayang Estadistika
LEI 549300E5CI0LZ8Q25890
CIK 1423869
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to PCB Bancorp
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
August 8, 2025 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-38621 PCB BANCORP

July 24, 2025 EX-99.1

Three Months Ended

Exhibit 99.1 PCB Bancorp Reports Earnings for Q2 2025 Los Angeles, California - July 24, 2025 - PCB Bancorp (the “Company”) (NASDAQ: PCB), the holding company of PCB Bank (the “Bank”), today reported net income available to common shareholders of $9.0 million, or $0.62 per diluted common share, for the second quarter of 2025, compared with $7.7 million, or $0.53 per diluted common share, for the p

July 24, 2025 EX-99.4

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Exhibit 99.4 PCB Bancorp Announces Extension of Stock Repurchase Plan Los Angeles, California - July 24, 2025 - PCB Bancorp (the “Company”) (NASDAQ: PCB), the holding company of PCB Bank, announced that on July 23, 2025, its Board of Directors extended the term of the Company’s stock repurchase program for an additional year, to expire on July 31, 2026. The stock repurchase program, which was firs

July 24, 2025 EX-99.3

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Exhibit 99.3 PCB Bancorp Declares Quarterly Cash Dividend of $0.20 Per Common Share Los Angeles, California - July 24, 2025 - PCB Bancorp (the “Company”) (NASDAQ: PCB), the holding company of PCB Bank, announced that on July 23, 2025, its Board of Directors declared a quarterly cash dividend of $0.20 per common share. The dividend will be paid on or about August 15, 2025, to shareholders of record

July 24, 2025 EX-99.2

Earnings Results 2Q25 July 24, 2025 PCB BANCORP 2 Forward-Looking Statements & Non-GAAP Cautionary Note Regarding Forward-Looking Statements This presentation contains forward-looking statements. These forward-looking statements represent plans, esti

pcbinvestordeck2q25 Earnings Results 2Q25 July 24, 2025 PCB BANCORP 2 Forward-Looking Statements & Non-GAAP Cautionary Note Regarding Forward-Looking Statements This presentation contains forward-looking statements.

July 24, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): July 22, 2025 PCB BANCORP (Exact

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): July 22, 2025 PCB BANCORP (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 001-38621 (Commission File Number) 20-885675

July 24, 2025 10-Q/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A Amendment No.1

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A Amendment No.1 (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001

July 24, 2025 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): July 23, 2025 PCB BANCORP (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 001-38621 (Commission File Number) 20-885675

June 9, 2025 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-38621 PCB BANCOR

June 9, 2025 EX-10.1C

Third Amendment to Employee Agreement, dated December 28, 2023, among PCB Bancorp, PCB Bank and Henry Kim

Exhibit 10.1C THIRD AMENDMENT TO EMPLOYMENT AGREEMENT THIS THIRD AMENDMENT TO EMPLOYMENT AGREEMENT (the “Third Amendment”) is entered into as of December 28, 2023, by and between PCB Bank (“Bank”), PCB Bancorp, a California corporation and registered bank holding company (“Company”) and Henry Kim (“Executive”). WHEREAS, the Bank and Company entered into an Employment Agreement with Executive (the

May 29, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): May 28, 2025 PCB BANCORP (Exact n

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): May 28, 2025 PCB BANCORP (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 001-38621 (Commission File Number) 20-8856755

May 23, 2025 EX-99.1

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Exhibit 99.1 PCB Bancorp Receives Nasdaq Notice Regarding Late Form 10-Q Filing Los Angeles, California – May 23, 2025 – PCB Bancorp (the “Company”) (NASDAQ: PCB), the holding company for PCB Bank, announced today that it received a notice from the Nasdaq Stock Market (“Nasdaq”) on May 22, 2025 notifying the Company that because its Form 10-Q for the quarter ended March 31, 2025 (the “First Quarte

May 23, 2025 8-K

Regulation FD Disclosure, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): May 22, 2025 PCB BANCORP (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 001-38621 (Commission File Number) 20-8856755

May 13, 2025 NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER 001-38621 CUSIP NUMBER 69320M109 (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on

April 24, 2025 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): April 23, 2025 PCB BANCORP (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 001-38621 (Commission File Number) 20-88567

April 24, 2025 EX-99.1

Three Months Ended

Exhibit 99.1 PCB Bancorp Reports Earnings for Q1 2025 Los Angeles, California - April 24, 2025 - PCB Bancorp (the “Company”) (NASDAQ: PCB), the holding company of PCB Bank (the “Bank”), today reported net income available to common shareholders of $7.7 million, or $0.53 per diluted common share, for the first quarter of 2025, compared with $6.7 million, or $0.46 per diluted common share, for the p

April 24, 2025 EX-99.2

Earnings Results 1Q25 April 24, 2025 2 Forward-Looking Statements & Non-GAAP Cautionary Note Regarding Forward-Looking Statements This presentation contains forward-looking statements. These forward-looking statements represent plans, estimates, obje

Earnings Results 1Q25 April 24, 2025 2 Forward-Looking Statements & Non-GAAP Cautionary Note Regarding Forward-Looking Statements This presentation contains forward-looking statements.

April 24, 2025 EX-99.3

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Exhibit 99.3 PCB Bancorp Declares Quarterly Cash Dividend of $0.20 Per Common Share Los Angeles, California - April 24, 2025 - PCB Bancorp (the “Company”) (NASDAQ: PCB), the holding company of PCB Bank, announced that on April 23, 2025, its Board of Directors declared a quarterly cash dividend of $0.20 per common share. The dividend will be paid on or about May 16, 2025, to shareholders of record

April 10, 2025 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defini

April 10, 2025 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defini

March 13, 2025 EX-10.9

ECIP Securities Purchase Option Agreement between PCB Bancorp and the U.S. Department of the Treasury dated January 16, 2025

Exhibit 10.9 Execution Version PREFERRED STOCK ECIP SECURITIES PURCHASE OPTION AGREEMENT by and between THE UNITED STATES DEPARTMENT OF THE TREASURY and PCB BANCORP Dated as of January 16, 2025 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 2 Section 1.01 Definitions of Certain Terms 2 Section 1.02 Interpretation 7 ARTICLE II SECURITIES PURCHASE OPTION 8 Section 2.01 Option 8 Section 2.02 Designatio

March 13, 2025 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark one) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-38621 PCB Bancorp (Ex

March 13, 2025 EX-19

Insider Trading Policy

Exhibit 19 PCB BANCORP Insider Trading Policy TABLE OF CONTENTS I.Purpose II.Applicability of Policy III.General Policy Statement IV.Specific Policies 1.Trading on Material Nonpublic Information 2.Tipping 3.Confidentiality of Nonpublic Information 4.Continuation of Policy Following Termination V.Potential Criminal and Civil Liability and/or Disciplinary Action 1.Liability for Insider Trading 2.Lia

January 30, 2025 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): January 30, 2025 PCB BANCORP (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 001-38621 (Commission File Number) 20-885

January 30, 2025 EX-99.1

Three Months Ended

Exhibit 99.1 PCB Bancorp Reports Earnings for Q4 2024 and Full Year 2024 Los Angeles, California - January 30, 2025 - PCB Bancorp (the “Company”) (NASDAQ: PCB), the holding company of PCB Bank (the “Bank”), today reported net income available to common shareholders of $6.7 million, or $0.46 per diluted common share, for the fourth quarter of 2024, compared with $7.5 million, or $0.52 per diluted c

January 30, 2025 EX-99.3

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Exhibit 99.3 PCB Bancorp Declares Increased Quarterly Cash Dividend of $0.20 Per Common Share Los Angeles, California - January 30, 2025 - PCB Bancorp (the “Company”) (NASDAQ: PCB), the holding company of PCB Bank, announced that on January 29, 2025, its Board of Directors declared a quarterly cash dividend of $0.20 per common share. The dividend will be paid on or about February 21, 2025, to shar

January 30, 2025 EX-99.2

Earnings Results 4Q24 January 30, 2025 2 Forward-Looking Statements & Non-GAAP Cautionary Note Regarding Forward-Looking Statements This presentation contains forward-looking statements. These forward-looking statements represent plans, estimates, ob

Earnings Results 4Q24 January 30, 2025 2 Forward-Looking Statements & Non-GAAP Cautionary Note Regarding Forward-Looking Statements This presentation contains forward-looking statements.

November 7, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-38621 PCB BA

October 24, 2024 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): October 24, 2024 PCB BANCORP (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 001-38621 (Commission File Number) 20-885

October 24, 2024 EX-99.1

Three Months Ended

Exhibit 99.1 PCB Bancorp Reports Earnings for Q3 2024 Los Angeles, California - October 24, 2024 - PCB Bancorp (the “Company”) (NASDAQ: PCB), the holding company of PCB Bank (the “Bank”), today reported net income available to common shareholders of $7.5 million, or $0.52 per diluted common share, for the third quarter of 2024, compared with $6.1 million, or $0.43 per diluted common share, for the

October 24, 2024 EX-99.3

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Exhibit 99.3 PCB Bancorp Declares Quarterly Cash Dividend of $0.18 Per Common Share Los Angeles, California - October 24, 2024 - PCB Bancorp (the “Company”) (NASDAQ: PCB), the holding company of PCB Bank, announced that on October 24, 2024, its Board of Directors declared a quarterly cash dividend of $0.18 per common share. The dividend will be paid on or about November 15, 2024, to shareholders o

October 24, 2024 EX-99.2

Earnings Results 3Q24 October 24, 2024 PCB BANCORP 2 Forward-Looking Statement & Non-GAAP Cautionary Note Regarding Forward-Looking Statements This presentation contains forward-looking statements. These forward-looking statements represent plans, es

Earnings Results 3Q24 October 24, 2024 PCB BANCORP 2 Forward-Looking Statement & Non-GAAP Cautionary Note Regarding Forward-Looking Statements This presentation contains forward-looking statements.

September 9, 2024 SC 13D/A

PCB / PCB Bancorp / LEE SANG YOUNG - SC 13D/A Activist Investment

SC 13D/A 1 sylsc13da2024-09x06.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No: 4)* PCB BANCORP (Name of Issuer) COMMON STOCK NO PAR VALUE (Title of Class of Securities) 69320M109 (CUSIP Number) Timothy Chang Executive Vice President & Chief Financial Officer PCB Bancorp 3701 Wilshire Boulevar

August 8, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-38621 PCB BANCORP

July 25, 2024 EX-99.3

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Exhibit 99.3 PCB Bancorp Declares Quarterly Cash Dividend of $0.18 Per Common Share Los Angeles, California - July 25, 2024 - PCB Bancorp (the “Company”) (NASDAQ: PCB), the holding company of PCB Bank, announced that on July 24, 2024, its Board of Directors declared a quarterly cash dividend of $0.18 per common share. The dividend will be paid on or about August 16, 2024, to shareholders of record

July 25, 2024 EX-99.1

Three Months Ended

Exhibit 99.1 PCB Bancorp Reports Earnings of $6.3 million for Q2 2024 Los Angeles, California - July 25, 2024 - PCB Bancorp (the “Company”) (NASDAQ: PCB), the holding company of PCB Bank (the “Bank”), today reported net income of $6.3 million, or $0.43 per diluted common share, for the second quarter of 2024, compared with $4.7 million, or $0.33 per diluted common share, for the previous quarter a

July 25, 2024 EX-99.4

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Exhibit 99.4 PCB Bancorp Announces Extension of Stock Repurchase Plan Los Angeles, California - July 25, 2024 - PCB Bancorp (the “Company”) (NASDAQ: PCB), the holding company of PCB Bank, announced that on July 24, 2024, its Board of Directors approved an amendment (the “Repurchase Program Amendment”) to its current repurchase program that was approved and announced on August 2, 2023. The original

July 25, 2024 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): July 24, 2024 PCB BANCORP (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 001-38621 (Commission File Number) 20-885675

July 25, 2024 EX-99.2

Earnings Results 2Q24 July 25, 2024 PCB BANCORP 2 Forward-Looking Statement & Non-GAAP Cautionary Note Regarding Forward-Looking Statements This presentation contains forward-looking statements. These forward-looking statements represent plans, estim

Earnings Results 2Q24 July 25, 2024 PCB BANCORP 2 Forward-Looking Statement & Non-GAAP Cautionary Note Regarding Forward-Looking Statements This presentation contains forward-looking statements.

May 24, 2024 EX-3.1

Bylaws of PCB Bancorp

Exhibit 3.1 BYLAWS OF PCB BANCORP A California Corporation (As amended and restated as of May 23, 2024) ARTICLE I OFFICES 1.1 Principal Offices. The board of directors shall fix the location of the principal executive office of the corporation at any place within or outside the State of California. If the principal executive office is located outside this state, and the corporation has one or more

May 24, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): May 23, 2024 PCB BANCORP (Exact n

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): May 23, 2024 PCB BANCORP (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 001-38621 (Commission File Number) 20-8856755

May 7, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-38621 PCB BANCOR

April 25, 2024 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): April 25, 2024 PCB BANCORP (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 001-38621 (Commission File Number) 20-88567

April 25, 2024 EX-99.1

Three Months Ended

Exhibit 99.1 PCB Bancorp Reports Earnings of $4.7 million for Q1 2024 Los Angeles, California - April 25, 2024 - PCB Bancorp (the “Company”) (NASDAQ: PCB), the holding company of PCB Bank (the “Bank”), today reported net income of $4.7 million, or $0.33 per diluted common share, for the first quarter of 2024, compared with $5.9 million, or $0.41 per diluted common share, for the previous quarter a

April 25, 2024 EX-99.2

Earnings Results 1Q24 April 25, 2024 PCB BANCORP 2 Forward-Looking Statement & Non-GAAP Cautionary Note Regarding Forward-Looking Statements This presentation contains forward-looking statements. These forward-looking statements represent plans, esti

Earnings Results 1Q24 April 25, 2024 PCB BANCORP 2 Forward-Looking Statement & Non-GAAP Cautionary Note Regarding Forward-Looking Statements This presentation contains forward-looking statements.

April 25, 2024 EX-99.3

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Exhibit 99.3 PCB Bancorp Declares Quarterly Cash Dividend of $0.18 Per Common Share Los Angeles, California - April 25, 2024 - PCB Bancorp (the “Company”) (NASDAQ: PCB), the holding company of PCB Bank, announced that on April 25, 2024, its Board of Directors declared a quarterly cash dividend of $0.18 per common share. The dividend will be paid on or about May 17, 2024, to shareholders of record

April 8, 2024 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defini

April 8, 2024 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defini

March 19, 2024 PRE 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defini

March 12, 2024 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark one) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-38621 PCB Bancorp (Ex

March 12, 2024 EX-97

PCB Bancorp Compensation Clawback Policy dated March 11, 2024

Exhibit 97 Board Approved: March 11, 2024 PCB BANCORP COMPENSATION CLAWBACK POLICY I.

March 12, 2024 EX-3.2

Bylaws of PCB Bancorp

Exhibit 3.2 BYLAWS OF PCB BANCORP A California Corporation (As amended and restated as of March 11, 2024) ARTICLE I OFFICES 1.1 Principal Offices. The board of directors shall fix the location of the principal executive office of the corporation at any place within or outside the State of California. If the principal executive office is located outside this state, and the corporation has one or mo

January 25, 2024 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): January 25, 2024 PCB BANCORP (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 001-38621 (Commission File Number) 20-885

January 25, 2024 EX-99.1

Three Months Ended

Exhibit 99.1 PCB Bancorp Reports Earnings of $5.9 million for Q4 2023 and $30.7 million for 2023 Los Angeles, California - January 25, 2024 - PCB Bancorp (the “Company”) (NASDAQ: PCB), the holding company of PCB Bank (the “Bank”), today reported net income of $5.9 million, or $0.41 per diluted common share, for the fourth quarter of 2023, compared with $7.0 million, or $0.49 per diluted common sha

January 25, 2024 EX-99.2

Earnings Results 4Q23 January 25, 2024 Forward-Looking Statement & Non-GAAP Forward-Looking Statement This presentation contains forward-looking statements. These forward-looking statements represent plans, estimates, objectives, goals, guidelines, e

Earnings Results 4Q23 January 25, 2024 Forward-Looking Statement & Non-GAAP Forward-Looking Statement This presentation contains forward-looking statements.

January 25, 2024 EX-99.3

1

Exhibit 99.3 PCB Bancorp Declares Quarterly Cash Dividend of $0.18 Per Common Share Los Angeles, California - January 25, 2024 - PCB Bancorp (the “Company”) (NASDAQ: PCB), the holding company of PCB Bank, announced that on January 25, 2024, its Board of Directors declared a quarterly cash dividend of $0.18 per common share. The dividend will be paid on or about February 16, 2024, to shareholders o

November 8, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-38621 PCB BA

October 25, 2023 EX-99.2

Earnings Results 3Q23 October 25, 2023 PCB BANCORP 2 Forward-Looking Statement & Non-GAAP Forward-Looking Statement This presentation contains forward-looking statements. These forward-looking statements represent plans, estimates, objectives, goals,

Earnings Results 3Q23 October 25, 2023 PCB BANCORP 2 Forward-Looking Statement & Non-GAAP Forward-Looking Statement This presentation contains forward-looking statements.

October 25, 2023 EX-99.3

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Exhibit 99.3 PCB Bancorp Declares Quarterly Cash Dividend of $0.18 Per Common Share Los Angeles, California - October 25, 2023 - PCB Bancorp (the “Company”) (NASDAQ: PCB), the holding company of PCB Bank, announced that on October 25, 2023, its Board of Directors declared a quarterly cash dividend of $0.18 per common share. The dividend will be paid on or about November 17, 2023, to shareholders o

October 25, 2023 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): October 25, 2023 PCB BANCORP (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 001-38621 (Commission File Number) 20-885

October 25, 2023 EX-99.1

Three Months Ended

Exhibit 99.1 PCB Bancorp Reports Earnings of $7.0 million for Q3 2023 Los Angeles, California - October 25, 2023 - PCB Bancorp (the “Company”) (NASDAQ: PCB), the holding company of PCB Bank (the “Bank”), today reported net income of $7.0 million, or $0.49 per diluted common share, for the third quarter of 2023, compared with $7.5 million, or $0.52 per diluted common share, for the previous quarter

August 7, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-38621 PCB BANCORP

August 3, 2023 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): August 2, 2023 PCB BANCORP (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 001-38621 (Commission File Number) 20-88567

August 3, 2023 EX-99.1

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Exhibit 99.1 PCB Bancorp Announces Stock Repurchase Program Los Angeles, California - August 3, 2023 - PCB Bancorp (the “Company”) (NASDAQ: PCB), the holding company of PCB Bank, announced that on August 2, 2023, its Board of Directors approved a stock repurchase program authorizing the repurchase of up to 720,000 shares of the Company’s outstanding common stock, which is approximately 5% of the o

July 27, 2023 EX-10.1

Form of Stock Option Award Agreement under 2023 Equity Based Compensation Plan

Exhibit 10.1 PCB BANCORP STOCK OPTION AGREEMENT 2023 EQUITY BASED COMPENSATION PLAN To: Award Date: We are pleased to notify you that PCB Bancorp, a California corporation (the “Company”), hereby grants to you an option to purchase any or all of shares of the Common Stock of the Company (the “Shares”) at the exercise price of $ per share (the “Exercise Price”) pursuant to PCB Bancorp’s 2023 Equity

July 27, 2023 EX-99.3

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Exhibit 99.3 PCB Bancorp Declares Quarterly Cash Dividend of $0.18 Per Common Share Los Angeles, California - July 27, 2023 - PCB Bancorp (the “Company”) (NASDAQ: PCB), the holding company of PCB Bank, announced that on July 27, 2023, its Board of Directors declared a quarterly cash dividend of $0.18 per common share. The dividend will be paid on or about August 18, 2023, to shareholders of record

July 27, 2023 EX-10.2

Form of Restricted Stock Award Agreement under 2023 Equity Based Compensation Plan

Exhibit 10.2 PCB BANCORP RESTRICTED STOCK AWARD AGREEMENT 2023 EQUITY BASED COMPENSATION PLAN This Restricted Stock Agreement (“Agreement”) is made as of , between PCB Bancorp, a California corporation (the “Company”), and [name of employee], an employee of the Company or a subsidiary of the Company (“Recipient”), with reference to the following: A. On May 25, 2023 the shareholders of the Company

July 27, 2023 EX-99.1

Three Months Ended

Exhibit 99.1 PCB Bancorp Reports Earnings of $7.5 million for Q2 2023 Los Angeles, California - July 27, 2023 - PCB Bancorp (the “Company”) (NASDAQ: PCB), the holding company of PCB Bank (the “Bank”), today reported net income of $7.5 million, or $0.52 per diluted common share, for the second quarter of 2023, compared with $10.3 million, or $0.70 per diluted common share, for the previous quarter

July 27, 2023 EX-99.2

Earnings Results Second Quarter 2023 July 27, 2023 Forward-Looking Statement & Non-GAAP Forward-Looking Statement This presentation contains forward-looking statements. These forward-looking statements represent plans, estimates, objectives, goals, g

Earnings Results Second Quarter 2023 July 27, 2023 Forward-Looking Statement & Non-GAAP Forward-Looking Statement This presentation contains forward-looking statements.

July 27, 2023 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): July 27, 2023 PCB BANCORP (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 001-38621 (Commission File Number) 20-885675

June 23, 2023 EX-FILING FEES

Filing Fee Table

Exhibit 107 Calculation of Filing Fee Tables Registration Statement on Form S-8 (Form Type) PCB Bancorp (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered (1) Proposed Maximum Offering Price Per Unit (2) Maximum Aggregate Offering Price (2) Fee Rate Amount of Registration Fee Equity Common Stock, no par value 457(a) 700,000 $15.

June 23, 2023 S-8 POS

As filed with the Securities and Exchange Commission June 23, 2023 Registration No. 333-227064 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 (No. 333-227064) FORM S-8 REGISTRATION STATEMENT UND

As filed with the Securities and Exchange Commission June 23, 2023 Registration No.

June 23, 2023 EX-4.1

2023 Equity Based Compensation Plan

Exhibit 4.1 PCB BANCORP 2023 EQUITY BASED COMPENSATION PLAN I. THE PLAN 1.1. Purpose. The purpose of this 2023 Equity Based Compensation Plan (the “Plan”) is to promote the success of the Company by providing an additional means to attract, motivate, and retain key employees, including officers and directors of the Company, through the grant of stock-based compensation awards and incentives for hi

June 23, 2023 S-8

As filed with the Securities and Exchange Commission June 23, 2023 Registration No. 333-_____ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT THE SECURITIES ACT OF 1933 PCB BANCORP (Exact name o

As filed with the Securities and Exchange Commission June 23, 2023 Registration No.

June 23, 2023 EX-24.1

Power of Attorney

Exhibit 24.1 POWERS OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that each of the undersigned directors of PCB Bancorp, a California corporation (the “Company”), does hereby constitute and appoint Henry Kim and Timothy Chang and each of them (with full power to each of them to act alone), his/her true and lawful attorneys in fact and agents for him/her and on his/her behalf and in his/her name, pla

May 26, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): May 25, 2023 PCB BANCORP (Exact n

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): May 25, 2023 PCB BANCORP (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 001-38621 (Commission File Number) 20-8856755

May 25, 2023 EX-99.1

Annual Meeting of Shareholders May 25, 2023 Forward-Looking Statement & Non-GAAP Forward-Looking Statement This presentation contains forward-looking statements. These forward-looking statements represent plans, estimates, objectives, goals, guidelin

annualmeeting05252023 Annual Meeting of Shareholders May 25, 2023 Forward-Looking Statement & Non-GAAP Forward-Looking Statement This presentation contains forward-looking statements.

May 25, 2023 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): May 24, 2023 PCB BANCORP (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 001-38621 (Commission File Number) 20-8856755

May 10, 2023 SC 13D/A

PCB / PCB Bancorp. / LEE SANG YOUNG - SC 13D/A Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No: 3)* PCB BANCORP (Name of Issuer) COMMON STOCK NO PAR VALUE (Title of Class of Securities) 69320M109 (CUSIP Number) Timothy Chang Executive Vice President & Chief Financial Officer PCB Bancorp 3701 Wilshire Boulevard, Suite 900 Los Angeles, CA 90010 (213) 210

May 9, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-38621 PCB BANCOR

April 27, 2023 EX-99.1

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Exhibit 99.1 PCB Bancorp Declares Increased Quarterly Cash Dividend of $0.18 Per Common Share Los Angeles, California - April 27, 2023 - PCB Bancorp (the “Company”) (NASDAQ: PCB), the holding company of PCB Bank, announced that on April 27, 2023, its Board of Directors declared a quarterly cash dividend of $0.18 per common share. The dividend will be paid on or about May 19, 2023, to shareholders

April 27, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): April 27, 2023 PCB BANCORP (Exact

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): April 27, 2023 PCB BANCORP (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 001-38621 (Commission File Number) 20-88567

April 24, 2023 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defini

April 21, 2023 EX-99.1

Three Months Ended

Exhibit 99.1 PCB Bancorp Reports Earnings of $10.3 million for Q1 2023 Los Angeles, California - April 21, 2023 - PCB Bancorp (the “Company”) (NASDAQ: PCB), the holding company of PCB Bank (the “Bank”), today reported net income of $10.3 million, or $0.70 per diluted common share, for the first quarter of 2023, compared with $8.7 million, or $0.58 per diluted common share, for the previous quarter

April 21, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): April 21, 2023 PCB BANCORP (Exact

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): April 21, 2023 PCB BANCORP (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 001-38621 (Commission File Number) 20-88567

April 21, 2023 EX-99.2

This presentation (and oral statements made regarding the subject of this presentation) contains certain “forward- looking statements” that are based on various facts and derived utilizing numerous important assumptions and are subject to known and u

pcbinvestordeckq123 This presentation (and oral statements made regarding the subject of this presentation) contains certain “forward- looking statements” that are based on various facts and derived utilizing numerous important assumptions and are subject to known and unknown risks, uncertainties and other factors that may cause our actual results, performance or achievements to be materially different from any future results, performance or achievements expressed or implied by such forward-looking statements.

April 12, 2023 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defini

April 12, 2023 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defini

March 31, 2023 PRE 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defini

March 24, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): March 23, 2023 PCB BANCORP (Exact

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): March 23, 2023 PCB BANCORP (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 001-38621 (Commission File Number) 20-88567

March 16, 2023 SC 13D

PCB / PCB Bancorp. / RHEE DON - SC 13D Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 PCB BANCORP (Name of Issuer) COMMON STOCK NO PAR VALUE (Title of Class of Securities) 69320M109 (CUSIP Number) Timothy Chang Executive Vice President & Chief Financial Officer PCB Bancorp 3701 Wilshire Boulevard, Suite 900 Los Angeles, CA 90010 (213) 210-2000 (Name, Addres

March 9, 2023 EX-21.1

Subsidiaries of the Registrant

Exhibit 21.1 SUBSIDIARIES OF THE REGISTRANT PCB Bancorp was incorporated in July 2007 as a California corporation. It is headquartered at 3701 Wilshire Boulevard, Suite 900, Los Angeles, California. There is one subsidiary of the Company: PCB Bank, formerly known as Pacific City Bank, is a California state charted bank founded in 2003. PCB Bank is headquartered at 3701 Wilshire Boulevard, Suite 90

March 9, 2023 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark one) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-38621 PCB Bancorp (Ex

February 14, 2023 SC 13G/A

PCB / PCB Bancorp / EJF Capital LLC Passive Investment

SC 13G/A 1 ff171753913ga-pcb.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4) PCB Bancorp (Name of Issuer) Common Stock, no par value per share (Title of Class of Securities) 69320M109 (CUSIP Number) December 31, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box

January 26, 2023 EX-99.4

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Exhibit 99.4 PCB Bancorp Announces Amendment to Stock Repurchase Plan Los Angeles, California - January 26, 2023 - PCB Bancorp (the “Company”) (NASDAQ: PCB), the holding company of PCB Bank, announced that on January 26, 2023, its Board of Directors approved an amendment (the “Repurchase Program Amendment”) to its current repurchase program that was approved and announced on July 28, 2022. The ori

January 26, 2023 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): January 26, 2023 PCB BANCORP (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 001-38621 (Commission File Number) 20-885

January 26, 2023 EX-99.1

($ in thousands, except per share data) Three Months Ended Year Ended 12/31/2022 9/30/2022 % Change 12/31/2021 % Change 12/31/2022 12/31/2021 % Change Net income $ 8,702 $ 6,953 25.2 % $ 10,676 (18.5) % $ 34,987 $ 40,103 (12.8) % Diluted earnings per

Exhibit 99.1 PCB Bancorp Reports Earnings of $8.7 million for Q4 2022 and $35.0 million for 2022 Los Angeles, California - January 26, 2023 - PCB Bancorp (the “Company”) (NASDAQ: PCB), the holding company of PCB Bank (the “Bank”), today reported net income of $8.7 million, or $0.58 per diluted common share, for the fourth quarter of 2022, compared with $7.0 million, or $0.46 per diluted common sha

January 26, 2023 EX-99.2

This presentation (and oral statements made regarding the subject of this presentation) contains certain “forward- looking statements” that are based on various facts and derived utilizing numerous important assumptions and are subject to known and u

This presentation (and oral statements made regarding the subject of this presentation) contains certain “forward- looking statements” that are based on various facts and derived utilizing numerous important assumptions and are subject to known and unknown risks, uncertainties and other factors that may cause our actual results, performance or achievements to be materially different from any future results, performance or achievements expressed or implied by such forward-looking statements.

January 26, 2023 EX-99.3

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Exhibit 99.3 PCB Bancorp Declares Quarterly Cash Dividend of $0.15 Per Common Share Los Angeles, California - January 26, 2023 - PCB Bancorp (the “Company”) (NASDAQ: PCB), the holding company of PCB Bank, announced that on January 26, 2023, its Board of Directors declared a quarterly cash dividend of $0.15 per common share. The dividend will be paid on or about February 17, 2023, to shareholders o

November 3, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-38621 PCB BA

November 1, 2022 SC 13D/A

PCB / PCB Bancorp / LEE SANG YOUNG - SC 13D/A Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No: 2)* PCB BANCORP (Name of Issuer) COMMON STOCK NO PAR VALUE (Title of Class of Securities) 69406T408 (CUSIP Number) Timothy Chang Executive Vice President & Chief Financial Officer PCB Bancorp 3701 Wilshire Boulevard, Suite 900 Los Angeles, CA 90010 (213) 210

October 27, 2022 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): October 27, 2022 PCB BANCORP (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 001-38621 (Commission File Number) 20-885

October 27, 2022 EX-99.3

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Exhibit 99.3 PCB Bancorp Declares Quarterly Cash Dividend of $0.15 Per Common Share Los Angeles, California - October 27, 2022 - PCB Bancorp (the ?Company?) (NASDAQ: PCB), the holding company of PCB Bank, announced that on October 27, 2022, its Board of Directors declared a quarterly cash dividend of $0.15 per common share. The dividend will be paid on or about November 18, 2022, to shareholders o

October 27, 2022 EX-99.1

($ in thousands, except per share data) Three Months Ended Nine Months Ended 9/30/2022 6/30/2022 % Change 9/30/2021 % Change 9/30/2022 9/30/2021 % Change Net income $ 6,953 $ 9,092 (23.5) % $ 11,023 (36.9) % $ 26,285 $ 29,427 (10.7) % Diluted earning

Exhibit 99.1 PCB Bancorp Reports Earnings of $7.0 million for Q3 2022 Los Angeles, California - October 27, 2022 - PCB Bancorp (the ?Company?) (NASDAQ: PCB), the holding company of PCB Bank (the ?Bank?), today reported net income of $7.0 million, or $0.46 per diluted common share, for the third quarter of 2022, compared with $9.1 million, or $0.60 per diluted common share, for the previous quarter

October 27, 2022 EX-99.2

This presentation (and oral statements made regarding the subject of this presentation) contains certain “forward- looking statements” that are based on various facts and derived utilizing numerous important assumptions and are subject to known and u

EX-99.2 3 pcbinvestordeckq322.htm EX-99.2 This presentation (and oral statements made regarding the subject of this presentation) contains certain “forward- looking statements” that are based on various facts and derived utilizing numerous important assumptions and are subject to known and unknown risks, uncertainties and other factors that may cause our actual results, performance or achievements

August 4, 2022 EX-4.2

Description of Capital Stock

Exhibit 4.2 DESCRIPTION OF CAPITAL STOCK The following is a summary of the material rights of our capital stock and related provisions of our articles of incorporation, or articles, and bylaws. The following description of our capital stock does not purport to be complete and is subject to, and qualified in its entirety by, our articles and bylaws, which we have included as exhibits to our filings

August 4, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-38621 PCB BANCORP

July 28, 2022 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): July 28, 2022 PCB BANCORP (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 001-38621 (Commission File Number) 20-885675

July 28, 2022 EX-99.1

($ in thousands, except per share data) Three Months Ended Six Months Ended 6/30/2022 3/31/2022 % Change 6/30/2021 % Change 6/30/2022 6/30/2021 % Change Net income $ 9,092 $ 10,240 (11.2) % $ 9,844 (7.6) % $ 19,332 $ 18,404 5.0 % Diluted earnings per

Exhibit 99.1 PCB Bancorp Reports Earnings of $9.1 million for Q2 2022 and Announces Name Change of its Subsidiary, Pacific City Bank, to PCB Bank Los Angeles, California - July 28, 2022 - PCB Bancorp (the ?Company?) (NASDAQ: PCB), the holding company of Pacific City Bank (the ?Bank?), today reported net income of $9.1 million, or $0.60 per diluted common share, for the second quarter of 2022, comp

July 28, 2022 EX-99.3

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Exhibit 99.3 PCB Bancorp Declares Quarterly Cash Dividend of $0.15 Per Common Share Los Angeles, California - July 28, 2022 - PCB Bancorp (the ?Company?) (NASDAQ: PCB), the holding company of Pacific City Bank, announced that on July 28, 2022, its Board of Directors declared a quarterly cash dividend of $0.15 per common share. The dividend will be paid on or about August 19, 2022, to shareholders

July 28, 2022 EX-99.4

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Exhibit 99.4 PCB Bancorp Announces Stock Repurchase Plan Los Angeles, California - July 28, 2022 - PCB Bancorp (the ?Company?) (NASDAQ: PCB), the holding company of Pacific City Bank, announced that on July 28, 2022, its Board of Directors approved a repurchase program authorizing the repurchase of up to 5% of the Company?s outstanding common stock as of the date of the board meeting through Febru

July 28, 2022 EX-99.2

Earnings Results Second Quarter 2022 July 28, 2022 Safe Harbor Statement This presentation (and oral statements made regarding the subject of this presentation) contains certain “forward- looking statements” that are based on various facts and derive

Earnings Results Second Quarter 2022 July 28, 2022 Safe Harbor Statement This presentation (and oral statements made regarding the subject of this presentation) contains certain ?forward- looking statements? that are based on various facts and derived utilizing numerous important assumptions and are subject to known and unknown risks, uncertainties and other factors that may cause our actual results, performance or achievements to be materially different from any future results, performance or achievements expressed or implied by such forward-looking statements.

May 26, 2022 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): May 26, 2022 PCB BANCORP (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 001-38621 (Commission File Number) 20-8856755

May 24, 2022 EX-99.1

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Exhibit 99.1 PCB Bancorp receives capital investment under the Emergency Capital Investment Program Los Angeles, California - May 24, 2022 - On May 24, 2022, PCB Bancorp (NASDAQ: PCB), a California corporation (the ?Company?), the holding company of Pacific City Bank (the ?Bank?) received a capital investment of $69.1 million from the U.S. Department of Treasury (the ?Treasury?) under the Emergenc

May 24, 2022 EX-4.1

Form of Certificate for Senior Non-Cumulative Perpetual Preferred Stock, Series C

Exhibit 4.1 (face of certificate) Number 1 69,141 Shares Senior Non-Cumulative Perpetual Preferred Stock, Series C PCB BANCORP A California Corporation AUTHORIZED CAPITAL STOCK: 70,000,000 Shares Preferred Stock: 10,000,000 Shares Common Stock: 60,000,000 Shares THIS CERTIFIES THAT The United States Department of the Treasury is the record holder of 69,141 fully paid and nonassessable shares of Fi

May 24, 2022 EX-3.1

Certificate of Determination for Senior Non-Cumulative Perpetual Preferred Stock, Series C

Exhibit 3.1 CERTIFICATE OF DETERMINATION OF SENIOR NON-CUMULATIVE PERPETUAL PREFERRED STOCK, SERIES C OF PCB BANCORP Pursuant to Section 401 of the Corporations Code of the State of California: We, Henry Kim, President and CEO and Andrew Chung, Executive Vice President, Chief Risk Officer and Corporate Secretary of PCB Bancorp (C2972741), a corporation incorporated and existing under the laws of t

May 24, 2022 EX-10.1

Letter Agreement, dated May 24, 2022, between PCB Bancorp and the U.S. Department of Treasury, with respect to the issuance of Senior Non-Cumulative Perpetual Preferred Stock, Series C

Exhibit 10.1 UNITED STATES DEPARTMENT OF THE TREASURY 1500 PENNSYLVANIA AVENUE, NW WASHINGTON, D.C. 20220 Dear Ladies and Gentlemen: The company set forth on the signature page hereto (the ?Recipient?) intends to issue in a private placement the number of shares of a series of its preferred stock set forth on Schedule A hereto (the ?Preferred Shares?) and the United States Department of the Treasu

May 24, 2022 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Material Modification to Rights of Security Holders, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): May 24, 2022 PCB BANCORP (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 001-38621 (Commission File Number) 20-8856755

May 5, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-38621 PCB BANCOR

April 28, 2022 EX-99.2

Earnings Results First Quarter 2022 April 28, 2022 Safe Harbor Statement your Partner • Choice • Bank | 2 This presentation (and oral statements made regarding the subject of this presentation) contains certain “forward- looking statements” that are

Earnings Results First Quarter 2022 April 28, 2022 Safe Harbor Statement your Partner ? Choice ? Bank | 2 This presentation (and oral statements made regarding the subject of this presentation) contains certain ?forward- looking statements? that are based on various facts and derived utilizing numerous important assumptions and are subject to known and unknown risks, uncertainties and other factors that may cause our actual results, performance or achievements to be materially different from any future results, performance or achievements expressed or implied by such forward-looking statements.

April 28, 2022 EX-99.3

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EX-99.3 4 pcbpr20220428dividends.htm EX-99.3 Exhibit 99.3 PCB Bancorp Declares Quarterly Cash Dividend of $0.15 Per Common Share Los Angeles, California - April 28, 2022 - PCB Bancorp (the “Company”) (NASDAQ: PCB), the holding company of Pacific City Bank (the “Bank”), announced that on April 28, 2022, its Board of Directors declared a quarterly cash dividend of $0.15 per common share. The dividen

April 28, 2022 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): April 28, 2022 PCB BANCORP (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 001-38621 (Commission File Number) 20-88567

April 28, 2022 EX-99.1

($ in thousands, except per share data) Three Months Ended 3/31/2022 12/31/2021 % Change 3/31/2021 % Change Net income $ 10,240 $ 10,676 (4.1) % $ 8,560 19.6 % Diluted earnings per common share $ 0.67 $ 0.70 (4.3) % $ 0.55 21.8 % Net interest income

Exhibit 99.1 PCB Bancorp Reports Earnings of $10.2 million for Q1 2022 Los Angeles, California - April 28, 2022 - PCB Bancorp (the ?Company?) (NASDAQ: PCB), the holding company of Pacific City Bank (the ?Bank?), today reported net income of $10.2 million, or $0.67 per diluted common share, for the first quarter of 2022, compared with $10.7 million, or $0.70 per diluted common share, for the previo

April 12, 2022 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defini

April 12, 2022 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defini

March 4, 2022 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark one) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-38621 PCB Bancorp (Ex

March 4, 2022 EX-10.1B

Second Amendment to Employee Agreement, dated December 28, 2021, among PCB Bancorp, Pacific City Bank and Henry Kim

Exhibit 10.1B SECOND AMENDMENT TO EMPLOYMENT AGREEMENT THIS SECOND AMENDMENT TO EMPLOYMENT AGREEMENT (the ?Second Amendment?) is entered into as of December 28, 2021, by and between Pacific City Bank (?Bank?), PCB Bancorp (formerly known as Pacific City Financial Corporation), a California corporation and registered bank holding company (?Company?) and Henry Kim (?Executive?). WHEREAS, the Bank an

March 4, 2022 EX-21.1

Subsidiaries of the Registrant

Exhibit 21.1 SUBSIDIARIES OF THE REGISTRANT PCB Bancorp, formerly known as Pacific City Financial Corporation, was incorporated in July 2007 as a California corporation. It is headquartered at 3701 Wilshire Boulevard, Suite 900, Los Angeles, California. There is one subsidiary of the Company: Pacific City Bank is a California state charted bank founded in 2003. Pacific City Bank is headquartered a

February 25, 2022 SC 13G/A

PCB / PCB Bancorp / EJF Capital LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3) PCB Bancorp (Name of Issuer) Common Stock, no par value per share (Title of Class of Securities) 69320M109 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to

January 27, 2022 EX-99.1

($ in thousands, except per share data) Three Months Ended Year Ended 12/31/2021 9/30/2021 % Change 12/31/2020 % Change 12/31/2021 12/31/2020 % Change Net income $ 10,676 $ 11,023 (3.1) % $ 5,787 84.5 % $ 40,103 $ 16,175 147.9 % Diluted earnings per

EX-99.1 2 pcber20210127.htm EX-99.1 Exhibit 99.1 PCB Bancorp Reports Earnings of $10.7 million for Q4 2021 and $40.1 million for 2021 Los Angeles, California - January 27, 2022 - PCB Bancorp (the “Company”) (NASDAQ: PCB), the holding company of Pacific City Bank (the “Bank”), today reported net income of $10.7 million, or $0.70 per diluted common share, for the fourth quarter of 2021, compared wit

January 27, 2022 EX-99.2

Earnings Results Fourth Quarter 2021 January 27, 2022 Safe Harbor Statement your Partner • Choice • Bank | 2 This presentation (and oral statements made regarding the subject of this presentation) contains certain “forward- looking statements” that a

Earnings Results Fourth Quarter 2021 January 27, 2022 Safe Harbor Statement your Partner ? Choice ? Bank | 2 This presentation (and oral statements made regarding the subject of this presentation) contains certain ?forward- looking statements? that are based on various facts and derived utilizing numerous important assumptions and are subject to known and unknown risks, uncertainties and other factors that may cause our actual results, performance or achievements to be materially different from any future results, performance or achievements expressed or implied by such forward-looking statements.

January 27, 2022 EX-99.3

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Exhibit 99.3 PCB Bancorp Declares Increased Quarterly Cash Dividend of $0.15 Per Common Share Los Angeles, California - January 27, 2022 - PCB Bancorp (the ?Company?) (NASDAQ: PCB), the holding company of Pacific City Bank (the ?Bank?), announced that on January 27, 2022, its Board of Directors declared a quarterly cash dividend of $0.15 per common share. The dividend will be paid on or about Febr

January 27, 2022 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): January 27, 2022 PCB BANCORP (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 001-38621 (Commission File Number) 20-885

December 29, 2021 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): December 28, 2021 PCB BANCORP (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 001-38621 (Commission File Number) 20-88

December 16, 2021 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): December 14, 2021 PCB BANCORP (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 001-38621 (Commission File Number) 20-88

December 16, 2021 EX-99.1

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EX-99.1 2 pcbpr20211214ecip.htm EX-99.1 Exhibit 99.1 PCB Bancorp is Eligible to Participate in the Emergency Capital Investment Program Los Angeles, California - December 16, 2021 - On December 14, 2021, the U.S. Department of Treasury (the “Treasury”) informed PCB Bancorp, a California corporation (the “Company”), the holding company of Pacific City Bank (the “Bank”), that the Treasury has review

November 8, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-38621 PCB BA

November 8, 2021 EX-10.1A

First Amendment to Employment Agreement, dated August 26, 2021, among PCB Bancorp, Pacific City Bank and Henry Kim

Ex. 10.1A FIRST AMENDMENT TO EMPLOYMENT AGREEMENT THIS FIRST AMENDMENT TO EMPLOYMENT AGREEMENT (the ?First Amendment?) is entered into as of August 26, 2021, by and between Pacific City Bank (?Bank?), PCB Bancorp (formerly known as Pacific City Financial Corporation), a California corporation and registered bank holding company (?Company?) and Henry Kim (?Executive?). WHEREAS, the Bank and Company

November 1, 2021 EX-99.1

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Exhibit 99.1 PCB Bancorp Announces New Board Member Los Angeles, California - October 28, 2021 - PCB Bancorp (the ?Company?) (NASDAQ: PCB), the holding company of Pacific City Bank (the ?Bank?), today announced the appointment of Janice Chung to the Board of Directors of the Company and the Bank effective November 1, 2021. This appointment increases the membership of the Company?s Board of Directo

November 1, 2021 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): October 28, 2021 PCB BANCORP (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 001-38621 (Commission File Number) 20-885

October 28, 2021 EX-99.2

Earnings Results Third Quarter 2021 October 28, 2021 Safe Harbor Statement your Partner • Choice • Bank | 2 This presentation (and oral statements made regarding the subject of this presentation) contains certain “forward- looking statements” that ar

Earnings Results Third Quarter 2021 October 28, 2021 Safe Harbor Statement your Partner ? Choice ? Bank | 2 This presentation (and oral statements made regarding the subject of this presentation) contains certain ?forward- looking statements? that are based on various facts and derived utilizing numerous important assumptions and are subject to known and unknown risks, uncertainties and other factors that may cause our actual results, performance or achievements to be materially different from any future results, performance or achievements expressed or implied by such forward-looking statements.

October 28, 2021 EX-99.1

($ in thousands, except per share data) Three Months Ended Nine Months Ended 9/30/2021 6/30/2021 % Change 9/30/2020 % Change 9/30/2021 9/30/2020 % Change Net income $ 11,023 $ 9,844 12.0 % $ 3,449 219.6 % $ 29,427 $ 10,388 183.3 % Diluted earnings pe

Exhibit 99.1 PCB Bancorp Reports Record Earnings of $11.0 million for Q3 2021 Los Angeles, California - October 28, 2021 - PCB Bancorp (the ?Company?) (NASDAQ: PCB), the holding company of Pacific City Bank (the ?Bank?), today reported net income of $11.0 million, or $0.73 per diluted common share for the third quarter of 2021, compared with $9.8 million, or $0.64 per diluted common share, for the

October 28, 2021 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): October 28, 2021 PCB BANCORP (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 001-38621 (Commission File Number) 20-885

October 28, 2021 EX-99.3

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Exhibit 99.3 PCB Bancorp Declares Quarterly Cash Dividend of $0.12 Per Common Share Los Angeles, California - October 28, 2021 - PCB Bancorp (the ?Company?) (NASDAQ: PCB), the holding company of Pacific City Bank (the ?Bank?), announced that on October 28, 2021, its Board of Directors declared a quarterly cash dividend of $0.12 per common share. The dividend will be paid on or about November 19, 2

October 7, 2021 8-K

Regulation FD Disclosure

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): October 7, 2021 PCB BANCORP (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 001-38621 (Commission File Number) 20-8856

September 14, 2021 8-K

Regulation FD Disclosure

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): September 14, 2021 PCB BANCORP (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 001-38621 (Commission File Number) 20-8

August 26, 2021 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): August 26, 2021 PCB BANCORP (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 001-38621 (Commission File Number) 20-8856

August 5, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-38621 PCB BANCORP

August 2, 2021 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): August 2, 2021 PCB BANCORP (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 001-38621 (Commission File Number) 20-88567

August 2, 2021 EX-99.1

2021 Virtual KBW Community Bank Investor Conference August 3 – 5, 2021 Safe Harbor Statement your Partner • Choice • Bank | 2 This presentation (and oral statements made regarding the subject of this presentation) contains certain “forward- looking s

2021 Virtual KBW Community Bank Investor Conference August 3 ? 5, 2021 Safe Harbor Statement your Partner ? Choice ? Bank | 2 This presentation (and oral statements made regarding the subject of this presentation) contains certain ?forward- looking statements? that are based on various facts and derived utilizing numerous important assumptions and are subject to known and unknown risks, uncertainties and other factors that may cause our actual results, performance or achievements to be materially different from any future results, performance or achievements expressed or implied by such forward-looking statements.

July 22, 2021 EX-99.3

Earnings Results Second Quarter 2021 July 22, 2021 Safe Harbor Statement your Partner • Choice • Bank | 2 This presentation (and oral statements made regarding the subject of this presentation) contains certain “forward- looking statements” that are

Earnings Results Second Quarter 2021 July 22, 2021 Safe Harbor Statement your Partner ? Choice ? Bank | 2 This presentation (and oral statements made regarding the subject of this presentation) contains certain ?forward- looking statements? that are based on various facts and derived utilizing numerous important assumptions and are subject to known and unknown risks, uncertainties and other factors that may cause our actual results, performance or achievements to be materially different from any future results, performance or achievements expressed or implied by such forward-looking statements.

July 22, 2021 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): July 22, 2021 PCB BANCORP (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 001-38621 (Commission File Number) 20-885675

July 22, 2021 EX-99.1

($ in thousands, except per share data) Three Months Ended Six Months Ended 6/30/2021 3/31/2021 % Change 6/30/2020 % Change 6/30/2021 6/30/2020 % Change Net income $ 9,844 $ 8,560 15.0 % $ 3,367 192.4 % $ 18,404 $ 6,939 165.2 % Diluted earnings per c

Exhibit 99.1 PCB Bancorp Reports Record Earnings of $9.8 million for Q2 2021 Los Angeles, California - July 22, 2021 - PCB Bancorp (the ?Company?) (NASDAQ: PCB), the holding company of Pacific City Bank (the ?Bank?), today reported net income of $9.8 million, or $0.64 per diluted common share for the second quarter of 2021, compared with $8.6 million, or $0.55 per diluted common share, for the pre

July 22, 2021 EX-99.2

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Exhibit 99.2 PCB Bancorp Declares Increased Quarterly Cash Dividend of $0.12 Per Common Share Los Angeles, California - July 22, 2021 - PCB Bancorp (the ?Company?) (NASDAQ: PCB), the holding company of Pacific City Bank (the ?Bank?), announced that on July 22, 2021, its Board of Directors declared a quarterly cash dividend of $0.12 per common share. The dividend will be paid on or about August 13,

May 28, 2021 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): May 27, 2021 PCB BANCORP (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 001-38621 (Commission File Number) 20-8856755

May 13, 2021 SC 13D/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No: 1)* PCB BANCORP (Name of Issuer) COMMON STOCK NO PAR VALUE (Title of Class of Securities) (CUSIP Number) Tim

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No: 1)* PCB BANCORP (Name of Issuer) COMMON STOCK NO PAR VALUE (Title of Class of Securities) 69406T408 (CUSIP Number) Timothy Chang Executive Vice President & Chief Financial Officer PCB Bancorp 3701 Wilshire Boulevard, Suite 900 Los Angeles, CA 90010 (213) 210

May 6, 2021 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-38621 PCB BANCOR

April 22, 2021 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): April 22, 2021 PCB BANCORP (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 001-38621 (Commission File Number) 20-88567

April 22, 2021 EX-99.2

Earnings Results First Quarter 2021 April 22, 2021 Safe Harbor Statement your Partner • Choice • Bank | 2 This presentation (and oral statements made regarding the subject of this presentation) contains certain “forward- looking statements” that are

Earnings Results First Quarter 2021 April 22, 2021 Safe Harbor Statement your Partner ? Choice ? Bank | 2 This presentation (and oral statements made regarding the subject of this presentation) contains certain ?forward- looking statements? that are based on various facts and derived utilizing numerous important assumptions and are subject to known and unknown risks, uncertainties and other factors that may cause our actual results, performance or achievements to be materially different from any future results, performance or achievements expressed or implied by such forward-looking statements.

April 22, 2021 EX-99.1

($ in thousands, except per share data) Three Months Ended 3/31/2021 12/31/2020 % Change 3/31/2020 % Change Net income $ 8,560 $ 5,787 47.9 % $ 3,572 139.6 % Diluted earnings per common share $ 0.55 $ 0.38 44.7 % $ 0.23 139.1 % Net interest income $

Exhibit 99.1 PCB Bancorp Reports Earnings of $8.6 million for Q1 2021 and Declares $0.10 Quarterly Cash Dividend Los Angeles, California - April 22, 2021 - PCB Bancorp (the ?Company?) (NASDAQ: PCB), the holding company of Pacific City Bank (the ?Bank?), today reported net income of $8.6 million, or $0.55 per diluted common share for the first quarter of 2021, compared with $5.8 million, or $0.38 p

April 13, 2021 DEF 14A

- DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defini

April 13, 2021 DEFA14A

- DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defini

April 12, 2021 EX-99.1

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Exhibit 99.1 PCB Bancorp Announces Stock Repurchase Plan PCB Bancorp (the “Company”) (NASDAQ: PCB), the bank holding company for Pacific City Bank, announced that on April 8, 2021, its Board of Directors approved a repurchase program authorizing for the repurchase up to 5% of the Company’s outstanding common stock as of the date of the board meeting, which represented 775,000 shares, through Septe

April 12, 2021 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): April 8, 2021 PCB BANCORP (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 001-38621 (Commission File Number) 20-885675

March 17, 2021 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): March 17, 2021 PCB BANCORP (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 001-38621 (Commission File Number) 20-88567

March 17, 2021 EX-99.1

KBW Virtual Russell Micro Cap Field Trip March 19, 2021 Safe Harbor Statement your Partner • Choice • Bank | 2 This presentation (and oral statements made regarding the subject of this presentation) contains certain “forward- looking statements” that

KBW Virtual Russell Micro Cap Field Trip March 19, 2021 Safe Harbor Statement your Partner ? Choice ? Bank | 2 This presentation (and oral statements made regarding the subject of this presentation) contains certain ?forward- looking statements? that are based on various facts and derived utilizing numerous important assumptions and are subject to known and unknown risks, uncertainties and other factors that may cause our actual results, performance or achievements to be materially different from any future results, performance or achievements expressed or implied by such forward-looking statements.

March 11, 2021 EX-21.1

Subsidiaries of the Registrant

Exhibit 21.1 SUBSIDIARIES OF THE REGISTRANT PCB Bancorp, formerly known as Pacific City Financial Corporation, was incorporated in July 2007 as a California corporation. It is headquartered at 3701 Wilshire Boulevard, Suite 900, Los Angeles, California. There is one subsidiary of the Company: Pacific City Bank is a California state charted bank founded in 2003. Pacific City Bank is headquartered a

March 11, 2021 10-K

Annual Report - 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark one) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-38621 PCB Bancorp (Ex

March 1, 2021 EX-99.1

Piper Sandler 2021 Western Financial Services Conference March 2, 2021 Safe Harbor Statement your Partner • Choice • Bank | 2 This presentation (and oral statements made regarding the subject of this presentation) contains certain “forward- looking s

Piper Sandler 2021 Western Financial Services Conference March 2, 2021 Safe Harbor Statement your Partner ? Choice ? Bank | 2 This presentation (and oral statements made regarding the subject of this presentation) contains certain ?forward- looking statements? that are based on various facts and derived utilizing numerous important assumptions and are subject to known and unknown risks, uncertainties and other factors that may cause our actual results, performance or achievements to be materially different from any future results, performance or achievements expressed or implied by such forward-looking statements.

March 1, 2021 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): March 1, 2021 PCB BANCORP (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 001-38621 (Commission File Number) 20-885675

February 12, 2021 SC 13G/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) PCB Bancorp (Name of Issuer) Common Stock, no par value per share (Title of Class of Securities) 69320M109 (CUSIP Number) December 31, 2020 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to

February 2, 2021 SC 13G

SC 13G

us69320m1099020221.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: ) PCB BANCORP - (Name of Issuer) Common Stock - (Title of Class of Securities) 69320M109 - (CUSIP Number) December 31, 2020 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which t

January 28, 2021 EX-99.1

($ in thousands, except per share data) Three Months Ended Year Ended 12/31/2020 9/30/2020 % Change 12/31/2019 % Change 12/31/2020 12/31/2019 % Change Net income $ 5,787 $ 3,449 67.8 % $ 4,158 39.2 % $ 16,175 $ 24,108 (32.9) % Diluted earnings per co

Exhibit 99.1 PCB Bancorp Reports Earnings of $5.8 million for Q4 2020 and Declares $0.10 Quarterly Cash Dividend Los Angeles, California - January 28, 2021 - PCB Bancorp (the “Company”) (NASDAQ: PCB), the holding company of Pacific City Bank (the “Bank”), today reported net income of $5.8 million, or $0.38 per diluted common share for the fourth quarter of 2020, compared with $3.4 million, or $0.2

January 28, 2021 EX-99.2

Earnings Results Fourth Quarter 2020 January 28, 2021 Safe Harbor Statement your Partner • Choice • Bank | 2 This presentation (and oral statements made regarding the subject of this presentation) contains certain “forward- looking statements” that a

pcbinvestordeckq420 Earnings Results Fourth Quarter 2020 January 28, 2021 Safe Harbor Statement your Partner • Choice • Bank | 2 This presentation (and oral statements made regarding the subject of this presentation) contains certain “forward- looking statements” that are based on various facts and derived utilizing numerous important assumptions and are subject to known and unknown risks, uncertainties and other factors that may cause our actual results, performance or achievements to be materially different from any future results, performance or achievements expressed or implied by such forward-looking statements.

January 28, 2021 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): January 28, 2021 PCB BANCORP (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 001-38621 (Commission File Number) 20-885

November 17, 2020 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): November 17, 2020 PCB BANCORP (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 001-38621 (Commission File Number) 20-88

November 17, 2020 EX-99.1

Keefe, Bruyette & Wood, Inc. West Coast Field Trip November 19, 2020 Safe Harbor Statement This presentation (and oral statements made regarding the subject of this presentation) contains certain “forward- looking statements” that are based on variou

Keefe, Bruyette & Wood, Inc. West Coast Field Trip November 19, 2020 Safe Harbor Statement This presentation (and oral statements made regarding the subject of this presentation) contains certain ?forward- looking statements? that are based on various facts and derived utilizing numerous important assumptions and are subject to known and unknown risks, uncertainties and other factors that may caus

November 6, 2020 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-38621 PCB BA

October 27, 2020 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): October 27, 2020 PCB BANCORP (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 001-38621 (Commission File Number) 20-885

October 27, 2020 EX-99.2

Earnings Results Third Quarter 2020 October 27, 2020 Safe Harbor Statement This presentation (and oral statements made regarding the subject of this presentation) contains certain “forward- looking statements” that are based on various facts and deri

pcbinvestordeckq320 Earnings Results Third Quarter 2020 October 27, 2020 Safe Harbor Statement This presentation (and oral statements made regarding the subject of this presentation) contains certain “forward- looking statements” that are based on various facts and derived utilizing numerous important assumptions and are subject to known and unknown risks, uncertainties and other factors that may cause our actual results, performance or achievements to be materially different from any future results, performance or achievements expressed or implied by such forward-looking statements.

October 27, 2020 EX-99.1

($ in thousands, except per share data) Three Months Ended Nine Months Ended 9/30/2020 6/30/2020 % Change 9/30/2019 % Change 9/30/2020 9/30/2019 % Change Net income $ 3,449 $ 3,367 2.4 % $ 6,785 (49.2) % $ 10,388 $ 19,950 (47.9) % Diluted earnings pe

Exhibit 99.1 PCB Bancorp Reports Earnings of $3.4 million for Q3 2020 Los Angeles, California - October 27, 2020 - PCB Bancorp (the “Company”) (NASDAQ: PCB), the holding company of Pacific City Bank (the “Bank”), today reported net income of $3.4 million, or $0.22 per diluted common share for the third quarter of 2020, compared with $3.4 million, or $0.22 per diluted common share, for the previous

October 23, 2020 8-K

Financial Statements and Exhibits, Other Events - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): October 22, 2020 PCB BANCORP (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 001-38621 (Commission File Number) 20-885

October 23, 2020 EX-99.1

1

Exhibit 99.1 PCB Bancorp Declares $0.10 Quarterly Cash Dividend Los Angeles, California - October 23, 2020 - PCB Bancorp (the “Company”) (NASDAQ: PCB), the holding company of Pacific City Bank, announced that on October 22, 2020, its Board of Directors declared a quarterly cash dividend of $0.10 per common share. The dividend will be paid on or about November 13, 2020, to shareholders of record as

October 5, 2020 8-K

Financial Statements and Exhibits, Other Events - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): September 30, 2020 PCB BANCORP (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 001-38621 (Commission File Number) 20-8

October 5, 2020 EX-99.1

1

Exhibit 99.1 PCB Bancorp Announces Termination of Consent Order Los Angeles, California - October 5, 2020 - PCB Bancorp (the “Company”) (NASDAQ: PCB), the holding company of Pacific City Bank (the “Bank”), announced that on September 30, 2020, the Federal Deposit Insurance Corporation and California Department of Business Oversight terminated the Consent Order issued against the Bank on April 30,

September 8, 2020 EX-99.1

Raymond James U.S. Bank Conference September 9-10, 2020 Safe Harbor Statement This presentation (and oral statements made regarding the subject of this presentation) contains certain “forward- looking statements” that are based on various facts and d

pcbinvestordeck0920 Raymond James U.S. Bank Conference September 9-10, 2020 Safe Harbor Statement This presentation (and oral statements made regarding the subject of this presentation) contains certain “forward- looking statements” that are based on various facts and derived utilizing numerous important assumptions and are subject to known and unknown risks, uncertainties and other factors that m

September 8, 2020 8-K

Regulation FD Disclosure, Financial Statements and Exhibits - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): September 8, 2020 PCB BANCORP (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 001-38621 (Commission File Number) 20-88

August 10, 2020 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-38621 PCB BANCORP

July 24, 2020 EX-99.1

1

Exhibit 99.1 PCB Bancorp Declares $0.10 Quarterly Cash Dividend Los Angeles, California - July 24, 2020 - PCB Bancorp (the “Company”) (NASDAQ: PCB), the holding company of Pacific City Bank, announced that on July 23, 2020, its Board of Directors declared a quarterly cash dividend of $0.10 per common share. The dividend will be paid on or about September 15, 2020, to shareholders of record as of t

July 24, 2020 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): July 23, 2020 PCB BANCORP (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 001-38621 (Commission File Number) 20-885675

July 23, 2020 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): July 23, 2020 PCB BANCORP (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 001-38621 (Commission File Number) 20-885675

July 23, 2020 EX-99.2

Earnings Results Second Quarter 2020 July 23, 2020 Safe Harbor Statement This presentation (and oral statements made regarding the subject of this presentation) contains certain “forward- looking statements” that are based on various facts and derive

pcbinvestordeckq220c Earnings Results Second Quarter 2020 July 23, 2020 Safe Harbor Statement This presentation (and oral statements made regarding the subject of this presentation) contains certain “forward- looking statements” that are based on various facts and derived utilizing numerous important assumptions and are subject to known and unknown risks, uncertainties and other factors that may cause our actual results, performance or achievements to be materially different from any future results, performance or achievements expressed or implied by such forward-looking statements.

July 23, 2020 EX-99.1

($ in thousands, except per share data) Three Months Ended Six Months Ended 6/30/2020 3/31/2020 % Change 6/30/2019 % Change 6/30/2020 6/30/2019 % Change Net income $ 3,367 $ 3,572 (5.7) % $ 6,601 (49.0) % $ 6,939 $ 13,165 (47.3) % Diluted earnings pe

Exhibit 99.1 PCB Bancorp Reports Earnings of $3.4 million for Q2 2020 Los Angeles, California - July 23, 2020 - PCB Bancorp (the “Company”) (NASDAQ: PCB), the holding company of Pacific City Bank (the “Bank”), today reported net income of $3.4 million, or $0.22 per diluted common share for the second quarter of 2020, compared with $3.6 million, or $0.23 per diluted common share, for the previous q

May 29, 2020 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): May 28, 2020 PCB BANCORP (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 001-38621 (Commission File Number) 20-8856755

May 11, 2020 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-38621 PCB Bancor

April 30, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): April 29, 2020 PCB BANCORP (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 001-38621 (Commission File Number) 20-88567

April 30, 2020 EX-99.1

Three Months Ended ($ in thousands, except per share data) 3/31/2020 12/31/2019 % Change 3/31/2019 % Change Net income $ 3,572 $ 4,158 (14.1 )% $ 6,564 (45.6 )% Diluted earnings per common share $ 0.23 $ 0.26 (11.5 )% $ 0.40 (42.5 )% Net interest inc

Exhibit 99.1 PCB Bancorp Reports Earnings of $3.6 million for Q1 2020 Los Angeles, California - April 30, 2020 - PCB Bancorp (the “Company”) (NASDAQ: PCB), the holding company of Pacific City Bank (the “Bank”), today reported net income of $3.6 million, or $0.23 per diluted common share for the first quarter of 2020, compared with $4.2 million, or $0.26 per diluted common share, for the previous q

April 30, 2020 EX-99.2

PCB Bancorp Declares $0.10 Quarterly Cash Dividend

Exhibit 99.2 PCB Bancorp Declares $0.10 Quarterly Cash Dividend Los Angeles, California - April 30, 2020 - PCB Bancorp (the “Company”) (NASDAQ: PCB), the holding company of Pacific City Bank, announced that on April 29, 2020, its Board of Directors declared a quarterly cash dividend of $0.10 per common share. The dividend will be paid on or about June 15, 2020, to shareholders of record as of the

April 17, 2020 DEF 14A

PCB / PlainsCapital Corp DEF 14A - - DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defini

April 17, 2020 DEFA14A

PCB / PlainsCapital Corp DEFA14A - - DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defini

March 9, 2020 10-K

PCB / PlainsCapital Corp 10-K - Annual Report - 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark one) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-38621 PCB Bancorp (Ex

March 9, 2020 EX-21.1

Subsidiaries of the Registrant

Exhibit 21.1 SUBSIDIARIES OF THE REGISTRANT PCB Bancorp, formerly known as Pacific City Financial Corporation, was incorporated in July 2007 as a California corporation. It is headquartered at 3701 Wilshire Boulevard, Suite 900, Los Angeles, California. There is one subsidiary of the Company: Pacific City Bank is a California state charted bank founded in 2003. Pacific City Bank is headquartered a

March 9, 2020 EX-4.2

Description of Capital Stock

Exhibit 4.2 DESCRIPTION OF CAPITAL STOCK The following is a summary of the material rights of our capital stock and related provisions of our articles of incorporation, or articles, and bylaws. The following description of our capital stock does not purport to be complete and is subject to, and qualified in its entirety by, our articles and bylaws, which we have included as exhibits to our filings

February 14, 2020 SC 13G/A

69320M109 / PCB Bancorp / EJF Capital LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) PCB Bancorp (Name of Issuer) Common Stock, no par value per share (Title of Class of Securities) 69320M109 (CUSIP Number) December 31, 2019 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to

February 13, 2020 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): February 11, 2020 PCB BANCORP (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 001-38621 (Commission File Number) 20-88

January 24, 2020 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): January 23, 2020 PCB BANCORP (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 001-38621 (Commission File Number) 20-885

January 24, 2020 EX-99.1

1

Exhibit 99.1 PCB Bancorp Declares $0.10 Quarterly Cash Dividend Los Angeles, California - January 23, 2020 - PCB Bancorp (the “Company”) (NASDAQ: PCB), the holding company of Pacific City Bank, announced that on January 23, 2020, its Board of Directors declared a quarterly cash dividend of $0.10 per common share. The dividend will be paid on or about March 13, 2020, to shareholders of record as of

January 23, 2020 EX-99.1

Three Months Ended Year Ended ($ in thousands, except per share data) 12/31/2019 9/30/2019 % Change 12/31/2018 % Change 12/31/2019 12/31/2018 % Change Net income $ 4,158 $ 6,785 (38.7 )% $ 6,732 (38.2 )% $ 24,108 $ 24,301 (0.8 )% Diluted earnings per

Exhibit 99.1 PCB Bancorp Reports Earnings of $4.2 million for Q4 2019 and Announces Stock Repurchase Los Angeles, California - January 23, 2020 - PCB Bancorp (the “Company”) (NASDAQ: PCB), the holding company of Pacific City Bank (the “Bank”), today reported net income of $4.2 million, or $0.26 per diluted common share for the fourth quarter of 2019, compared with $6.8 million, or $0.42 per dilute

January 23, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): January 23, 2020 PCB BANCORP (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 001-38621 (Commission File Number) 20-885

November 6, 2019 10-Q

PCB / PlainsCapital Corp 10-Q - Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-38621 PCB Ba

November 1, 2019 EX-99.1

1

Exhibit 99.1 PCB Bancorp Declares $0.08 Quarterly Cash Dividend Los Angeles, California - November 1, 2019 - PCB Bancorp (the “Company”) (NASDAQ: PCB), the holding company of Pacific City Bank, announced that on October 31, 2019, its Board of Directors declared a quarterly cash dividend of $0.08 per common share. The dividend will be paid on or about December 13, 2019, to shareholders of record as

November 1, 2019 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): October 31, 2019 PCB BANCORP (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 001-38621 (Commission File Number) 20-885

October 25, 2019 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): October 24, 2019 PCB BANCORP (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 001-38621 (Commission File Number) 20-885

October 25, 2019 EX-99.1

Three Months Ended Nine Months Ended ($ in thousands, except per share data) 9/30/2019 6/30/2019 % Change 9/30/2018 % Change 9/30/2019 9/30/2018 % Change Net income $ 6,785 $ 6,601 2.8 % $ 6,543 3.7 % $ 19,950 $ 17,569 13.6 % Diluted earnings per com

Exhibit 99.1 PCB Bancorp Reports Record Earnings of $6.8 million for Q3 2019 Los Angeles, California - October 24, 2019 - PCB Bancorp (the “Company”) (NASDAQ: PCB), the holding company of Pacific City Bank (the “Bank”), today reported net income of $6.8 million, or $0.42 per diluted common share for the third quarter of 2019, compared with $6.6 million, or $0.40 per diluted common share, for the p

September 3, 2019 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): September 3, 2019 PCB BANCORP (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 001-38621 (Commission File Number) 20-88

September 3, 2019 EX-99.1

PCB Bancorp Announces Participation at Raymond James U.S. Bank Conference

Exhibit 99.1 PCB Bancorp Announces Participation at Raymond James U.S. Bank Conference Los Angeles, California - September 3, 2019 - PCB Bancorp (the “Company”) (NASDAQ: PCB), the holding company of Pacific City Bank, announced that Henry Kim, President and Chief Executive Officer, Timothy Chang, Executive Vice President and Chief Financial Officer, and Brian Bang, Senior Vice President and Chief

September 3, 2019 EX-99.2

Raymond James U.S. Bank Conference September 4, 2019 Safe Harbor Statement This presentation (and oral statements made regarding the subject of this presentation) contains certain “forward-looking statements” that are based on various facts and deriv

ppt20190630financialsqtr Raymond James U.S. Bank Conference September 4, 2019 Safe Harbor Statement This presentation (and oral statements made regarding the subject of this presentation) contains certain “forward-looking statements” that are based on various facts and derived utilizing numerous important assumptions and are subject to known and unknown risks, uncertainties and other factors that

August 8, 2019 EX-3.1

Articles of Incorporation of PCB Bancorp, as amended

Exhibit 3.1 ARTICLES OF INCORPORATION OF PCB BANCORP, as amended February 13, 2014 and May 23, 2019 ARTICLE I The name of this corporation is: PCB Bancorp. ARTICLE II The purpose of this corporation is to engage in any lawful act or activity for which a corporation may be organized under the General Corporation Law of California other than the banking business, the trust company business, or the p

August 8, 2019 EX-4.1

Specimen common stock certificate of PCB Bancorp

Exhibit 4.1

August 8, 2019 10-Q

PCB / PlainsCapital Corp 10-Q - Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-38621 PCB Bancorp

July 29, 2019 EX-99.1

PCB Bancorp Announces Participation at Keefe, Bruyette & Woods Community Bank Investor Conference

Exhibit 99.1 PCB Bancorp Announces Participation at Keefe, Bruyette & Woods Community Bank Investor Conference Los Angeles, California - July 29, 2019 - PCB Bancorp (the “Company”) (NASDAQ: PCB), the holding company of Pacific City Bank, announced that Henry Kim, President and Chief Executive Officer, Timothy Chang, Executive Vice President and Chief Financial Officer, and Brian Bang, Senior Vice

July 29, 2019 EX-99.2

KBW Community Bank Investor Conference July 30 – 31, 2019 Safe Harbor Statement This presentation (and oral statements made regarding the subject of this presentation) contains certain “forward-looking statements” that are based on various facts and

pcb20190630financials KBW Community Bank Investor Conference July 30 – 31, 2019 Safe Harbor Statement This presentation (and oral statements made regarding the subject of this presentation) contains certain “forward-looking statements” that are based on various facts and derived utilizing numerous important assumptions and are subject to known and unknown risks, uncertainties and other factors that may cause our actual results, performance or achievements to be materially different from any future results, performance or achievements expressed or implied by such forward-looking statements.

July 29, 2019 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): July 29, 2019 PCB BANCORP (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 001-38621 (Commission File Number) 20-885675

July 26, 2019 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): July 25, 2019 PCB BANCORP (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 001-38621 (Commission File Number) 20-885675

July 26, 2019 EX-99.1

1

PCB Bancorp Declares $0.06 Quarterly Cash Dividend Los Angeles, California - July 26, 2019 - PCB Bancorp (the “Company”) (NASDAQ: PCB), the holding company of Pacific City Bank, announced that on July 25, 2019, its Board of Directors declared a quarterly cash dividend of $0.06 per common share. The dividend will be paid on or about September 13, 2019, to shareholders of record as of the close of b

July 25, 2019 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): July 25, 2019 PCB BANCORP (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 001-38621 (Commission File Number) 20-885675

July 25, 2019 EX-99.1

Three Months Ended Six Months Ended ($ in thousands, except per share data) 6/30/2019 3/31/2019 % Change 6/30/2018 % Change 6/30/2019 6/30/2018 % Change Net income $ 6,601 $ 6,564 0.6 % $ 4,762 38.6 % $ 13,165 $ 11,026 19.4 % Diluted earnings per com

Exhibit 99.1 PCB Bancorp Reports Earnings of $6.6 million for Q2 2019 Los Angeles, California - July 25, 2019 - PCB Bancorp (the “Company”) (NASDAQ: PCB), the holding company of Pacific City Bank (the “Bank”), today reported net income of $6.6 million, or $0.40 per diluted common share for the second quarter of 2019, compared with $6.6 million, or $0.40 per diluted common share, for the previous q

July 2, 2019 EX-3.2

Bylaws of PCB Bancorp

Exhibit 3.2 BYLAWS OF PCB BANCORP A California Corporation (As amended and restated as of July 1, 2019) ARTICLE I OFFICES 1.1 Principal Offices. The board of directors shall fix the location of the principal executive office of the corporation at any place within or outside the State of California. If the principal executive office is located outside this state, and the corporation has one or more

July 2, 2019 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): July 1, 2019 PCB BANCORP (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 001-38621 (Commission File Number) 20-8856755

July 2, 2019 EX-3.1

Certificate of Amendment of Articles of Incorporation of PCB Bancorp (formerly known as Pacific City Financial Corporation), dated May 23, 2019 and effective as of July 1, 2019

Exhibit 3.1 CERTIFICATE OF AMENDMENT OF ARTICLES OF INCORPORATION OF PACIFIC CITY FINANCIAL CORPORATION The undersigned certify that: FIRST: They are the President and Corporate Secretary, respectively, of Pacific City Financial Corporation, a California corporation (“Company”). SECOND: Article One of the Company’s Articles of Incorporation is amended in its entirety to read as follows: “ONE: The

May 30, 2019 EX-3.1

Certificate of Amendment of Bylaws of Pacific City Financial Corporation, dated May 30, 2019

Exhibit 3.1 CERTIFICATE OF AMENDMENT OF BYLAWS OF PACIFIC CITY FINANCIAL CORPORATION Timothy Chang certifies that: 1. He is the Secretary of Pacific City Financial Corporation (the “Company”). 2. “Article II, Section 2.8 of the Bylaws of the Company, is amended in its entirety to read as follows: “2.8 Voting. The shareholders entitled to vote at any meeting of shareholders shall be determined in a

May 30, 2019 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): May 23, 2019 PACIFIC CITY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 001-38621 (Commission

May 23, 2019 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): May 23, 2019 PACIFIC CITY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 001-38621 (Commission

May 23, 2019 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): May 22, 2019 PACIFIC CITY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 001-38621 (Commission

May 23, 2019 EX-99.1

2019 Annual Shareholders’ Meeting May 23, 2019 Safe Harbor Statement This presentation (and oral statements made regarding the subject of this presentation) contains certain “forward- looking statements” that are based on various facts and derived ut

shareholdermeeting201905 2019 Annual Shareholders’ Meeting May 23, 2019 Safe Harbor Statement This presentation (and oral statements made regarding the subject of this presentation) contains certain “forward- looking statements” that are based on various facts and derived utilizing numerous important assumptions and are subject to known and unknown risks, uncertainties and other factors that may cause our actual results, performance or achievements to be materially different from any future results, performance or achievements expressed or implied by such forward-looking statements.

May 9, 2019 10-Q

PCB / PlainsCapital Corp 10-Q Quarterly Report 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-38621 PACIFIC CI

May 3, 2019 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): April 30, 2019 PACIFIC CITY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 001-38621 (Commissio

May 3, 2019 EX-99.1

FEDERAL DEPOSIT INSURANCE CORPORATION WASHINGTON, D.C. CALIFORNIA DEPARTMENT OF BUSINESS OVERSIGHT SACRAMENTO, CALIFORNIA ) ) In the Matter of: ) ) CONSENT ORDER PACIFIC CITY BANK ) LOS ANGELES, CALIFORNIA ) FDIC-19-0025b ) (INSURED STATE NONMEMBER B

Exhibit 99.1 FEDERAL DEPOSIT INSURANCE CORPORATION WASHINGTON, D.C. CALIFORNIA DEPARTMENT OF BUSINESS OVERSIGHT SACRAMENTO, CALIFORNIA ) ) In the Matter of: ) ) CONSENT ORDER PACIFIC CITY BANK ) LOS ANGELES, CALIFORNIA ) FDIC-19-0025b ) (INSURED STATE NONMEMBER BANK) ) ) ) The Federal Deposit Insurance Corporation (“FDIC”) is the appropriate Federal banking agency for Pacific City Bank, Los Angele

April 26, 2019 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): April 25, 2019 PACIFIC CITY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 001-38621 (Commissio

April 26, 2019 EX-99.1

Three Months Ended ($ in thousands, except per share data) 3/31/2019 12/31/2018 % Change 3/31/2018 % Change Net income $ 6,564 $ 6,732 (2.5 )% $ 6,264 4.8 % Diluted earnings per common share $ 0.40 $ 0.41 (2.4 )% $ 0.46 (13.0 )% Net interest income $

Exhibit 99.1 Pacific City Financial Corporation Reports Earnings of $6.6 million for Q1 2019 and Increased Cash Dividend Los Angeles, California - April 26, 2019 - Pacific City Financial Corporation (the “Company”) (NASDAQ: PCB), the holding company of Pacific City Bank (the “Bank”), today reported net income of $6.6 million, or $0.40 per diluted common share for the first quarter of 2019, compare

April 19, 2019 DEF 14A

PCB / PlainsCapital Corp DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defini

April 1, 2019 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): March 28, 2019 PACIFIC CITY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 001-38621 (Commissio

April 1, 2019 EX-99.1

1

Exhibit 99.1 Pacific City Financial Corporation Announces Stock Repurchase Plan Los Angeles, California - April 1, 2019 - Pacific City Financial Corporation (the “Company”) (NASDAQ: PCB), the bank holding company for Pacific City Bank, announced that on March 28, 2019, its Board of Directors approved the repurchase of up to $6.5 million of the Company’s common stock through March 27, 2020. Under t

March 18, 2019 10-K

PCB / PlainsCapital Corp 10-K (Annual Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark one) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-38621 PACIFIC CITY FI

March 18, 2019 EX-21.1

Subsidiaries of the Registrant

Exhibit 21.1 Subsidiaries of the Registrant Pacific City Financial Corporation was incorporated in July 2007 as a California corporation. It is headquartered at 3701 Wilshire Boulevard, Suite 900, Los Angeles, California. There is one subsidiary of the Company: Pacific City Bank is a California state charted bank founded in 2003. Pacific City Bank is headquartered at 3701 Wilshire Boulevard, Suite

March 4, 2019 EX-99.2

SANDLER O’NEILL + PARTNERS 2019 West Coast Financial Service Conferences March 5, 2019 Safe Harbor Statement This presentation (and oral statements made regarding the subject of this presentation) contains certain “forward- looking statements” that a

pcbicpresentatinon SANDLER O’NEILL + PARTNERS 2019 West Coast Financial Service Conferences March 5, 2019 Safe Harbor Statement This presentation (and oral statements made regarding the subject of this presentation) contains certain “forward- looking statements” that are based on various facts and derived utilizing numerous important assumptions and are subject to known and unknown risks, uncertainties and other factors that may cause our actual results, performance or achievements to be materially different from any future results, performance or achievements expressed or implied by such forward-looking statements.

March 4, 2019 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): March 4, 2019 PACIFIC CITY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 001-38621 (Commission

March 4, 2019 EX-99.1

1

Pacific City Financial Corporation Announces Participation at Sandler O’Neill + Partners West Coast Financial Service Conference Los Angeles, California - March 4, 2019 - Pacific City Financial Corporation (the “Company”) (NASDAQ: PCB), the holding company of Pacific City Bank, announced that Henry Kim, President and Chief Executive Officer, Timothy Chang, Executive Vice President and Chief Financial Officer, and Brian Bang, Senior Vice President and Chief Credit Officer, will be participating at the Sandler O’Neill + Partners West Coast Financial Service Conference on Tuesday, March 5, 2019 in San Diego.

January 25, 2019 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): January 24, 2019 PACIFIC CITY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) California (State or other jurisdiction of incorporation) 001-38621 (Commiss

January 25, 2019 EX-99.1

1

Pacific City Financial Corporation Increases Quarterly Cash Dividend by 67% Los Angeles, California - January 25, 2019 - Pacific City Financial Corporation (the “Company”) (NASDAQ: PCB), the holding company of Pacific City Bank, announced that on January 24, 2019, its Board of Directors declared a quarterly cash dividend of $0.

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