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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Principal Financial Group, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| August 19, 2025 |
Deanna Strable Elected Principal® Board Chair Exhibit 99.1 Release: August 19, 2025 3:15 pm CT Media Contact: Sara Bonney, 515-878-0835, [email protected] Deanna Strable Elected Principal® Board Chair (Des Moines, Iowa) - Principal Financial Group® (Nasdaq: PFG) today announced that Deanna Strable, president and chief executive officer, has been elected chair of the board by the company’s board of directors, effective September 2, 202 |
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| August 19, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: August 17, 2025 (Date of earliest event reported) PRINCIPAL FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-16725 42-1520346 (State or other jurisdiction (Commission file number |
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| July 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 1-16725 (Commission file number) PRINCIPAL FINANCIAL GROUP, INC. (Exact |
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| July 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: July 28, 2025 (Date of earliest event reported) PRINCIPAL FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-16725 42-1520346 (State or other jurisdiction (Commission file number) |
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| July 28, 2025 |
Exhibit 99 INVESTOR CONTACT: MEDIA CONTACT: Humphrey Lee 877-909-1105, [email protected] Sara Bonney 15-878-0835, [email protected] Principal Financial Group Announces Second Quarter 2025 Results Raises third quarter 2025 common stock dividend (Des Moines, Iowa) – Principal Financial Group® (Nasdaq: PFG) announced results for second quarter 2025. Diluted earnings per common share |
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| July 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 17, 2025 PRINCIPAL FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-16725 42-1520346 (State or other jurisdiction of incorporation) (Commis |
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| July 17, 2025 |
Principal® recommends shareholders reject “mini-tender” offer by Potemkin Limited Exhibit 99 Release: July 17, 2025 Media Contact: Tracy Willits 515-202-7714, willits. |
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| July 16, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: July 16, 2025 (Date of earliest event reported) PRINCIPAL FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-16725 42-1520346 (State or other jurisdiction (Commission file number) |
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| June 25, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2024 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 1-16725 The Principal Select Saving |
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| May 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: May 20, 2025 (Date of earliest event reported) PRINCIPAL FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-16725 42-1520346 (State or other jurisdiction (Commission file number) ( |
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| May 20, 2025 |
Exhibit 99.1 Release: May 20, 2025 Media contact: Sara Bonney, 515-878-0835, [email protected] Investor contact: Humphrey Lee, 515-235-9500, [email protected] Principal® names Joel Pitz executive vice president and chief financial officer Pitz fills role previously held by Deanna Strable, President & CEO (DES MOINES, Iowa) – Principal Financial Group® (Nasdaq: PFG) today announced |
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| May 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: May 19, 2025 (Date of earliest event reported) PRINCIPAL FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-16725 42-1520346 (State or other jurisdiction (Commission file number) ( |
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| April 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 1-16725 (Commission file number) PRINCIPAL FINANCIAL GROUP, INC. (Exac |
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| April 30, 2025 |
Exhibit 4.1 4.111% Senior Notes due 2028 PRINCIPAL FINANCIAL GROUP, INC., as Issuer, and PRINCIPAL FINANCIAL SERVICES, INC., as Guarantor and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee ELEVENTH SUPPLEMENTAL INDENTURE Dated as of March 15, 2018 TABLE OF CONTENTS Page ARTICLE I THE SERIES OF SECURITIES Section 1.1 Establishment 2 Section 1.2 Definitions 2 Section 1.3 Payment of Prin |
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| April 24, 2025 |
Exhibit 99 INVESTOR CONTACT: MEDIA CONTACT: Humphrey Lee 877-909-1105, [email protected] Sara Bonney 515-878-0835, [email protected] Principal Financial Group Announces First Quarter 2025 Results Raises second quarter 2025 common stock dividend (Des Moines, Iowa) – Principal Financial Group® (Nasdaq: PFG) announced results for first quarter 2025. Diluted earnings per common share |
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| April 24, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: April 24, 2025 (Date of earliest event reported) PRINCIPAL FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-16725 42-1520346 (State or other jurisdiction (Commission file number) |
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| April 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: April 17, 2025 (Date of earliest event reported) PRINCIPAL FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-16725 42-1520346 (State or other jurisdiction (Commission file number) |
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| April 7, 2025 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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| April 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defin |
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| March 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 21, 2025 (March 19, 2025) PRINCIPAL FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-16725 42-1520346 (State or other jurisdiction of inco |
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| March 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 6, 2025 PRINCIPAL FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-16725 42-1520346 (State or other jurisdiction of incorporation) (Commis |
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| February 26, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 26, 2025 PRINCIPAL FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-16725 42-1520346 (State or other jurisdiction of incorporation) (Co |
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| February 19, 2025 |
Principal Financial Group, Inc. Insider Trading Policy as of December 31, 2024 Exhibit 19 Principal Financial Group, Inc. Insider Trading Policy Purpose Trading securities while having material nonpublic information (“insider trading”) or sharing that information with others who may trade securities (“tipping”) is prohibited by federal securities laws. Insider trading or tipping also compromises our reputation as a company that operates ethically and with integrity. To prese |
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| February 19, 2025 |
Principal Financial Group, Inc. Member Companies as of December 31, 2024 Exhibit 21 Principal Financial Group, Inc. Member Companies December 31, 2024 Corporation Jurisdiction of Incorporation Administradora de Fondos de Pensiones Cuprum S.A. Chile Brasilprev Seguros e Previdencia S.A. Brazil Business Owner Ecosystem, Inc. Delaware CCB Pension Management Co., Ltd. China CCB Principal Asset Management Co., Ltd. China Ciclic Corretora de Seguros S.A. Brazil CIMB Wealth A |
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| February 19, 2025 |
Exhibit 4.5 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED UNDER SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Principal Financial Group, Inc. (“we,” “our” or “us”) has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended: our common stock, par value $0.01 per share. Description of Common Stock The following description of our common sto |
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| February 19, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-16725 PRINCIPAL |
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| February 6, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: February 6, 2025 (Date of earliest event reported) PRINCIPAL FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-16725 42-1520346 (State or other jurisdiction (Commission file numbe |
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| February 6, 2025 |
Exhibit 99 INVESTOR CONTACT: MEDIA CONTACT: Humphrey Lee 877-909-1105, [email protected] Jane Slusark 515-362-0482, [email protected] Principal Financial Group Announces Full Year and Fourth Quarter 2024 Results as well as 2025 Outlook Raises first quarter 2025 common stock dividend, announces $1.5 billion share repurchase authorization (Des Moines, Iowa) – Principal Financial Gr |
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| January 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: January 22, 2025 (Date of earliest event reported) PRINCIPAL FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-16725 42-1520346 (State or other jurisdiction (Commission file numbe |
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| November 14, 2024 |
SC 13G 1 a13gnbbancorpinc093024.htm 13G NB BANCORP INC. 093024 CUSIP No. 63945M107 13G Page 1 of 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G* Under the Securities Exchange Act of 1934 NB Bancorp Inc (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 63945M107 (CUSIP Number) September 30, 2024 (Date of Event Which Requi |
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| November 14, 2024 |
SC 13G/A 1 a13gaeasternbanksharesinca.htm SC13 G/A EASTERN BANKSHARES INC AMDT 4 093024 CUSIP No. 27627N105 13G/A Page 1 of 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 4) Eastern Bankshares, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 27627N105 (CUS |
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| November 14, 2024 |
SC 13G/A 1 a13gagenerationsbancorpnyi.htm 13G/A GENERATIONS BANCORP NY INC. AMDT 3 093024 CUSIP No. 37149G108 13G/A Page 1 of 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Amendment No. 3) * Under the Securities Exchange Act of 1934 Generations Bancorp NY Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 37149G1 |
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| November 14, 2024 |
SC 13G/A 1 a13gafirstfinancialnorthwe.htm SC 13G/A FIRST FINANCIAL NORTHWEST INC 093024 CUSIP No. 32022K102 13G/A Page 1 of 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2) First Financial Northwest, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 32022K1 |
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| November 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 14, 2024 ( November 11, 2024) PRINCIPAL FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-16725 42-1520346 (State or other jurisdiction ( |
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| November 14, 2024 |
SC 13G 1 a13gfifthdistrict093024.htm 13G FIFTH DISTRICT BANCORP 093024 CUSIP No. 316926104 13G Page 1 of 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G* Under the Securities Exchange Act of 1934 Fifth District Bancorp Inc (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 316926104 (CUSIP Number) September 30, 2024 (Date |
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| November 14, 2024 |
SC 13G/A 1 a13gafirstnorthwestbancorp.htm 13G/A FIRST NORTHWEST BANCORP AMDT 7 093024 CUSIP No. 335834107 13G/A Page 1 of 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 7) First Northwest Bancorp (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 335834107 (CUSIP |
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| November 14, 2024 |
SC 13G/A 1 a13gaadvanceddrainagesyste.htm 13G/A ADVANCED DRAINAGE SYSTEMS, INC. AMDT 2 093024 CUSIP No. 00790R104 13G/A Page 1 of 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2) Advanced Drainage Systems, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 0 |
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| November 14, 2024 |
SC 13G/A 1 a13gaquadgraphicsincamdt10.htm 13G QUAD/GRAPHICS, INC. AMDMT 1 093024 CUSIP No. 747301109 13G/A Page 1 of 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1) Quad/Graphics, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 747301109 (CUSIP Number) S |
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| November 14, 2024 |
Exhibit 99.1 Release: November 12, 2024 Media contact: Jane Slusark, 515-362-0482, [email protected] Investor contact: Humphrey Lee, 515-235-9500, [email protected] Principal® names Deanna Strable next president and CEO Dan Houston to remain executive chair of the Board (DES MOINES, Iowa) – Principal Financial Group® (Nasdaq: PFG) today announced the Board of Directors has appoin |
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| October 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 1-16725 (Commission file number) PRINCIPAL FINANCIAL GROUP, INC. ( |
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| October 24, 2024 |
Exhibit 99 INVESTOR CONTACT: MEDIA CONTACT: Humphrey Lee 877-909-1105, [email protected] Jane Slusark 515-362-0482, [email protected] Principal Financial Group Announces Third Quarter 2024 Results Raises fourth quarter 2024 common stock dividend (Des Moines, Iowa) – Principal Financial Group® (Nasdaq: PFG) announced results for third quarter 2024. Third Quarter 2024 Highlights · |
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| October 24, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: October 24, 2024 (Date of earliest event reported) PRINCIPAL FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-16725 42-1520346 (State or other jurisdiction (Commission file numbe |
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| October 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: October 15, 2024 (Date of earliest event reported) PRINCIPAL FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-16725 42-1520346 (State or other jurisdiction (Commission file numbe |
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| August 21, 2024 |
Exhibit 99.1 Media contact: Jane Slusark, 515-362-0482, [email protected] Investor contact: Humphrey Lee, 515-235-9500, [email protected] Principal® names Deanna Strable President and Chief Operating Officer Dan Houston to continue as CEO and Chairman of the Board (DES MOINES, Iowa) – Principal Financial Group® (Nasdaq: PFG) today announced that Deanna Strable, executive vice pre |
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| August 21, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: August 21, 2024 (Date of earliest event reported) PRINCIPAL FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-16725 42-1520346 (State or other jurisdiction (Commission file number |
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| July 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 1-16725 (Commission file number) PRINCIPAL FINANCIAL GROUP, INC. (Exact |
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| July 25, 2024 |
Selected Balance Sheet Statistics Exhibit 99 INVESTOR CONTACT: MEDIA CONTACT: Humphrey Lee 877-909-1105, [email protected] Jane Slusark 515-362-0482, [email protected] Principal Financial Group Announces Second Quarter 2024 Results Raises third quarter 2024 common stock dividend (Des Moines, Iowa) – Principal Financial Group® (Nasdaq: PFG) announced results for second quarter 2024. Second Quarter 2024 Highlights |
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| July 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: July 25, 2024 (Date of earliest event reported) PRINCIPAL FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-16725 42-1520346 (State or other jurisdiction (Commission file number) |
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| July 17, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: July 17, 2024 (Date of earliest event reported) PRINCIPAL FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-16725 42-1520346 (State or other jurisdiction (Commission file number) |
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| June 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2023 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 1-16725 The Principal Select Saving |
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| May 23, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: May 23, 2024 (Date of earliest event reported) PRINCIPAL FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-16725 42-1520346 (State or other jurisdiction (Commission file number) ( |
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| May 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 1-16725 (Commission file number) PRINCIPAL FINANCIAL GROUP, INC. (Exac |
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| April 25, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: April 25, 2024 (Date of earliest event reported) PRINCIPAL FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-16725 42-1520346 (State or other jurisdiction (Commission file number) |
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| April 25, 2024 |
Selected Balance Sheet Statistics Exhibit 99 INVESTOR CONTACT: MEDIA CONTACT: Humphrey Lee 877-909-1105, [email protected] Jane Slusark 515-362-0482, [email protected] Principal Financial Group Announces First Quarter 2024 Results Raises second quarter 2024 common stock dividend (Des Moines, Iowa) – Principal Financial Group® (Nasdaq: PFG) announced results for first quarter 2024. First Quarter 2024 Highlights · |
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| April 17, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: April 17, 2024 (Date of earliest event reported) PRINCIPAL FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-16725 42-1520346 (State or other jurisdiction (Commission file number) |
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| April 8, 2024 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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| April 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defin |
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| February 20, 2024 |
Exhibit 10.1.8 PRINCIPAL FINANCIAL GROUP, INC. 2021 STOCK INCENTIVE PLAN, as Amended and Restated Effective November 20, 2023 SECTION 1. PURPOSE; EFFECTIVE DATE. (a)Purpose. The purpose of the Principal Financial Group, Inc. 2021 Stock Incentive Plan (the “Plan”) is to foster and promote the long-term financial success of the Company and its subsidiaries and materially increase shareholder value b |
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| February 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-16725 PRINCIPAL |
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| February 20, 2024 |
Principal Financial Group, Inc. Member Companies as of December 31, 2023 Exhibit 21 Principal Financial Group, Inc. Member Companies December 31, 2023 Corporation Jurisdiction of Incorporation Administradora de Fondos de Pensiones Cuprum S.A. Chile Brasilprev Seguros e Previdencia S.A. Brazil Business Owner Ecosystem, Inc. Delaware CCB Pension Management Co., Ltd. China CCB Principal Asset Management Co., Ltd. China Ciclic Corretora de Seguros S.A. Brazil CIMB Wealth A |
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| February 20, 2024 |
Principal Financial Group, Inc. Mandatory Compensation Recovery Policy Exhibit 97 PRINCIPAL FINANCIAL GROUP, INC. MANDATORY COMPENSATION RECOVERY POLICY Effective December 1, 2023 Policy The Board of Directors (the “Board”) of Principal Financial Group, Inc. (the “Company”) has adopted this Mandatory Compensation Recovery Policy (this “Policy”) effective December 1, 2023, pursuant to Rule 10D-1 of the Securities and Exchange Act of 1934, as amended (the “Exchange Act |
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| February 20, 2024 |
Exhibit 4.5 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED UNDER SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Principal Financial Group, Inc. (“we,” “our” or “us”) has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended: our common stock, par value $0.01 per share. Description of Common Stock The following description of our common sto |
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| February 15, 2024 |
CUSIP No. 28253R105 13G/A Page 1 of 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2) * 1895 Bancorp of Wisconsin, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 28253R105 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this State |
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| February 13, 2024 |
PFG / Principal Financial Group, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv01736-principalfinancialgr.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 12)* Name of issuer: Principal Financial Group Inc Title of Class of Securities: Common Stock CUSIP Number: 74251V102 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate |
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| February 13, 2024 |
SC 13G/A 1 a13ganorthfieldbancorpinca.htm 13G/A NORTHFIELD BANCORP INC. AMDT 3 123123 CUSIP No. 66611T108 13G/A Page 1 of 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* Northfield Bancorp, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 66611T108 (CUSI |
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| February 13, 2024 |
SC 13G 1 a13gquadgraphicsinc123123.htm 13G QUAD/GRAPHICS, INC. 123123 CUSIP No. 747301109 13G Page 1 of 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Quad/Graphics, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 747301109 (CUSIP Number) December 31, 2023 (Date of Event W |
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| February 12, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: February 12, 2024 (Date of earliest event reported) PRINCIPAL FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-16725 42-1520346 (State or other jurisdiction (Commission file numb |
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| February 12, 2024 |
SC 13G/A 1 a13gapbbanksharesincamdt21.htm 13G/A PB BANKSHARES, INC. AMDT 2 123123 CUSIP No. 69318V103 13G/A Page 1 of 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2) * PB Bankshares, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 69318V103 (CUSIP Number |
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| February 12, 2024 |
SC 13G/A 1 a13gatompkinsfinancialcorp.htm 13G/A TOMPKINS FINANCIAL CORPORATION AMDT 2 123123 CUSIP No. 890110109 13G/A Page 1 of 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Amendment No. 2) * Under the Securities Exchange Act of 1934 Tompkins Financial Corporation (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 8 |
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| February 12, 2024 |
Exhibit 99 Release: On receipt, Feb. 12, 2024 Media Contact: Jane Slusark, 515-362-0482, [email protected] Investor Contact: Humphrey Lee, 877-909-1105, [email protected] Principal Financial Group® Announces Full Year and Fourth Quarter 2023 Results as well as 2024 Outlook Raises first quarter 2024 common stock dividend and announces new $1.5 billion share repurchase authorizatio |
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| February 12, 2024 |
SC 13G 1 a13gsrbancorpinc123123.htm 13G SR BANCORP, INC. 123123 CUSIP No. 85227J106 13G Page 1 of 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 SR Bancorp, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 85227J106 (CUSIP Number) December 31, 2023 (Date of Event Which Requ |
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| February 12, 2024 |
SC 13G/A 1 a13gawaterstonefinancialin.htm 13G/A WATERSTONE FINANCIAL, INC. - AMDT 8 123123 CUSIP No. 94188P101 13G/A Page 1 of 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 8) * Waterstone Financial, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 94188P1 |
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| February 12, 2024 |
SC 13G/A 1 a13gagenerationsbancorpnyi.htm 13G/A GENERATIONS BANCORP NY INC. AMDT 2 123123 CUSIP No. 37149G108 13G/A Page 1 of 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Amendment No. 2) * Under the Securities Exchange Act of 1934 Generations Bancorp NY Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 37149G1 |
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| February 12, 2024 |
SC 13G/A 1 a13gafirstnorthwestbancorp.htm 13G/A FIRST NORTHWEST BANCORP AMDT 6 123123 CUSIP No. 335834107 13G/A Page 1 of 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 6) * First Northwest Bancorp (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 335834107 (CUSI |
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| February 12, 2024 |
SC 13G/A 1 a13gahometrustbancsharesin.htm 13G/A HOMETRUST BANCSHARES, INC. AMDT 8 123123 CUSIP No. 437872104 13G/A Page 1 of 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 8) * HomeTrust Bancshares, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 437872104 |
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| February 9, 2024 |
SC 13G/A 1 a13ga1895bancorpofwisconsi.htm 13G/A 1895 BANCORP OF WISCONSIN, INC. - AMDT 2 123123 CUSIP No. 28253R105 13G/A Page 1 of 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2) * 1895 Bancorp of Wisconsin, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securitie |
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| February 9, 2024 |
SC 13G/A 1 a13gaeasternbanksharesinca.htm 13G/A EASTERN BANKSHARES, INC. AMDT 3 123123 CUSIP No. 27627N105 13G/A Page 1 of 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* Eastern Bankshares, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 27627N105 (CUS |
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| February 9, 2024 |
SC 13G/A 1 a13gafsbancorpincamdt91231.htm 13G/A FS BANCORP, INC. AMDT 9 123123 CUSIP No. 30263Y104 13G/A Page 1 of 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 9) * FS Bancorp, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 30263Y104 (CUSIP Number) Dece |
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| February 9, 2024 |
PFG / Principal Financial Group, Inc. / MANAGED ACCOUNT ADVISORS LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 01)* PRINCIPAL FINANCIAL GROUP, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 74251V102 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
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| February 9, 2024 |
SC 13G/A 1 a13gaadvanceddrainagesyste.htm 13G/A ADVANCED DRAINAGE SYSTEMS, INC. AMDT 1 123123 CUSIP No. 00790R104 13G/A Page 1 of 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1) * Advanced Drainage Systems, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) |
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| February 9, 2024 |
SC 13G/A 1 a13gabroadwindincamdt21231.htm 13G/A BROADWIND, INC. AMDT 2 123123 CUSIP No. 11161T207 13G/A Page 1 of 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2) * Broadwind, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 11161T207 (CUSIP Number) Decemb |
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| February 9, 2024 |
SC 13G/A 1 a13gafirstfinancialnorthwe.htm 13G/A FIRST FINANCIAL NORTHWEST, INC. AMDT 1 123123 CUSIP No. 32022K102 13G/A Page 1 of 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1) * First Financial Northwest, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) |
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| February 9, 2024 |
SC 13G 1 a13gcentralplainsbancshare.htm 13G CENTRAL PLAINS BANCSHARES, INC. 123123 CUSIP No. 15486W100 13G Page 1 of 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Central Plains Bancshares, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 15486W100 (CUSIP Number) December |
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| January 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: January 25, 2024 (Date of earliest event reported) PRINCIPAL FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-16725 42-1520346 (State or other jurisdiction (Commission file numbe |
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| January 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: January 11, 2024 (Date of earliest event reported) PRINCIPAL FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-16725 42-1520346 (State or other jurisdiction (Commission file numbe |
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| January 11, 2024 |
Exhibit 99.1 Release: On receipt, January 11, 2024 Media Contact: Teresa Thoensen, 515-878-0800, [email protected] Investor Contact: Humphrey Lee, 877-909-1105, [email protected] Principal® names Kamal Bhatia head of asset management Pat Halter to retire after 40 years with the company (DES MOINES, Iowa) – Principal Financial Group® (Nasdaq: PFG) today announced Kamal Bhatia, |
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| November 3, 2023 |
As filed with the Securities and Exchange Commission on November 3, 2023 As filed with the Securities and Exchange Commission on November 3, 2023 Registration No. |
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| November 3, 2023 |
Exhibit 24 POWER OF ATTORNEY Each person whose signature appears below hereby authorizes and appoints Daniel J. |
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| November 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 1-16725 (Commission file number) PRINCIPAL FINANCIAL GROUP, INC. ( |
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| October 26, 2023 |
Exhibit 99.1 Release: On receipt, Oct. 26, 2023 Media Contact: Jane Slusark, 515-362-0482, [email protected] Investor Contact: Humphrey Lee, 877-909-1105, [email protected] Principal Financial Group® Announces Third Quarter 2023 Results Raises fourth quarter 2023 common stock dividend Company Highlights · Net income attributable to Principal Financial Group®, Inc. (PFG)1 o |
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| October 26, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: October 26, 2023 (Date of earliest event reported) PRINCIPAL FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-16725 42-1520346 (State or other jurisdiction (Commission file numbe |
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| October 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: October 17, 2023 (Date of earliest event reported) PRINCIPAL FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-16725 42-1520346 (State or other jurisdiction (Commission file numbe |
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| August 16, 2023 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: May 16, 2023 (Date of earliest event reported) PRINCIPAL FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-16725 42-1520346 (State or other jurisdiction (Commission file number) |
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| August 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 1-16725 (Commission file number) PRINCIPAL FINANCIAL GROUP, INC. (Exact |
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| July 27, 2023 |
Exhibit 99 Release: On receipt, Jul. 27, 2023 Media Contact: Jane Slusark, 515-362-0482, [email protected] Investor Contact: Humphrey Lee, 877-909-1105, [email protected] Principal Financial Group® Announces Second Quarter 2023 Results Declares increase to third quarter 2023 common stock dividend Company Highlights · Second quarter 2023 net income attributable to Principal Financ |
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| July 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: July 27, 2023 (Date of earliest event reported) PRINCIPAL FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-16725 42-1520346 (State or other jurisdiction (Commission file number) |
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| July 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: July 20, 2023 (Date of earliest event reported) PRINCIPAL FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-16725 42-1520346 (State or other jurisdiction (Commission file number) |
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| June 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 28, 2022 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 1-16725 The Principal Select Saving |
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| June 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2022 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 1-16725 The Principal Select Saving |
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| May 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: May 16, 2023 (Date of earliest event reported) PRINCIPAL FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-16725 42-1520346 (State or other jurisdiction of incorporation) (Commiss |
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| May 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 1-16725 (Commission file number) PRINCIPAL FINANCIAL GROUP, INC. (Exac |
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| April 27, 2023 |
Exhibit 99 Release: On receipt, Apr. 27, 2023 Media Contact: Jane Slusark, 515-362-0482, [email protected] Investor Contact: Humphrey Lee, 877-909-1105, [email protected] Principal Financial Group® Announces First Quarter 2023 Results Declares second quarter 2023 common stock dividend Company Highlights · First quarter 2023 net loss attributable to Principal Financial Group®, Inc |
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| April 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: April 27, 2023 (Date of earliest event reported) PRINCIPAL FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-16725 42-1520346 (State or other jurisdiction (Commission file number) |
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| April 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: April 20, 2023 (Date of earliest event reported) PRINCIPAL FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-16725 42-1520346 (State or other jurisdiction (Commission file number) |
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| April 3, 2023 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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| March 8, 2023 |
Exhibit 4.3 5.500% Senior Notes due 2053 PRINCIPAL FINANCIAL GROUP, INC., as Issuer, and PRINCIPAL FINANCIAL SERVICES, INC., as Guarantor and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee SIXTEENTH SUPPLEMENTAL INDENTURE Dated as of March 8, 2023 TABLE OF CONTENTS Page Article I The Series of Securities 2 Section 1.1. Establishment 2 Section 1.2. Definitions 2 Section 1.3. Payment of |
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| March 8, 2023 |
TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(5) Registration Statement Nos. 333-270046 and 333-270046-01 PROSPECTUS SUPPLEMENT (To Prospectus Dated February 27, 2023) $700,000,000 PRINCIPAL FINANCIAL GROUP, INC. $400,000,000 5.375% Senior Notes due 2033 $300,000,000 5.500% Senior Notes due 2053 Fully and Unconditionally Guaranteed by PRINCIPAL FINANCIAL SERVICES, INC. We are offering $400,000 |
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| March 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 8, 2023 (March 6, 2023) PRINCIPAL FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-16725 42-1520346 (State or other jurisdiction of incorp |
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| March 8, 2023 |
Youâve Exceeded the SECâs Traffic Limit Exhibit 107 Calculation of Filing Fee Tables 424(b)(5) (Form Type) Principal Financial Group, Inc. |
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| March 8, 2023 |
Exhibit 1.1 Principal Financial Group, Inc. $400,000,000 5.375% Senior Notes due 2033 $300,000,000 5.500% Senior Notes due 2053 Underwriting Agreement March 6, 2023 Citigroup Global Markets Inc. 388 Greenwich Street New York, New York 10013 BofA Securities, Inc. One Bryant Park New York, New York 10036 HSBC Securities (USA) Inc. 452 Fifth Avenue New York, New York 10018 J.P. Morgan Securities LLC |
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| March 8, 2023 |
Exhibit 4.2 5.375% Senior Notes due 2033 PRINCIPAL FINANCIAL GROUP, INC., as Issuer, and PRINCIPAL FINANCIAL SERVICES, INC., as Guarantor and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee FIFTEENTH SUPPLEMENTAL INDENTURE Dated as of March 8, 2023 TABLE OF CONTENTS Page Article I The Series of Securities 2 Section 1.1. Establishment 2 Section 1.2. Definitions 2 Section 1.3. Payment of |
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| March 8, 2023 |
Guarantee of Principal Financial Services, Inc. with respect to the 5.500% Senior Notes due 2053 Exhibit 4.5 5.500% Senior Notes due 2053 GUARANTEE from PRINCIPAL FINANCIAL SERVICES, INC., as Guarantor to THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee Dated as of March 8, 2023 GUARANTEE This Guarantee (this “Guarantee”) is made and entered into as of March 8, 2023 from PRINCIPAL FINANCIAL SERVICES, INC., a corporation duly organized and existing under the laws of the State of Iow |
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| March 8, 2023 |
Guarantee of Principal Financial Services, Inc. with respect to the 5.375% Senior Notes due 2033 Exhibit 4.4 5.375% Senior Notes due 2033 GUARANTEE from PRINCIPAL FINANCIAL SERVICES, INC., as Guarantor to THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee Dated as of March 8, 2023 GUARANTEE This Guarantee (this “Guarantee”) is made and entered into as of March 8, 2023 from PRINCIPAL FINANCIAL SERVICES, INC., a corporation duly organized and existing under the laws of the State of Iow |
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| March 6, 2023 |
Filed pursuant to Rule 433 Registration Statement Nos. 333-270046 and 333-270046-01 Free Writing Prospectus (to the Preliminary Prospectus Supplement dated March 6, 2023) $400,000,000 of 5.375% Senior Notes due 2033 $300,000,000 of 5.500% Senior Notes due 2053 Final Term Sheet March 6, 2023 Issuer: Principal Financial Group, Inc. (the “Issuer”) Guarantor: Principal Financial Services, Inc. (the “G |
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| March 6, 2023 |
Subject to Completion Preliminary Prospectus Supplement Dated March 6, 2023 TABLE OF CONTENTS This preliminary prospectus supplement and the information contained herein are subject to completion or amendment. |
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| March 2, 2023 |
Exhibit 99.2 Upon filing its Quarterly Report on Form 10-Q for the period ended March 31, 2023, the Company will adopt ASU 2018-12: Financial Services-Insurance (Topic 944): Targeted Improvements to the Accounting for Long-Duration Contracts (“LDTI”). This authoritative guidance updates certain requirements in the accounting for long-duration insurance and annuity contracts. See note 1 to the cons |
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| March 2, 2023 |
Principal Financial Group Announces 2023 and Long-Term Outlook Exhibit 99.1 Release: On receipt, March 1, 2023 Media Contact: Jane Slusark, 515-362-0482, [email protected] Investor Contact: Humphrey Lee, 877-909-1105, [email protected] Principal Financial Group Announces 2023 and Long-Term Outlook (Des Moines, Iowa) – Principal Financial Group® (Nasdaq: PFG) announced its 2023 and long-term financial guidance today. Dan Houston, chairman, pr |
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| March 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: February 28, 2023 (Date of earliest event reported) PRINCIPAL FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-16725 42-1520346 (State or other jurisdiction (Commission file numb |
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| February 27, 2023 |
Exhibit 25.2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) ¨ THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. (Exact name of trustee as specified in its charter) (Ju |
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| February 27, 2023 |
Exhibit 4.20 [Designation of Junior Subordinated Notes] GUARANTEE from PRINCIPAL FINANCIAL SERVICES, INC., as Guarantor to THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee Dated as of [specify execution and delivery date] GUARANTEE This Guarantee (this “Guarantee”) is made and entered into as of [specify execution and delivery date] from PRINCIPAL FINANCIAL SERVICES, INC., a corporation |
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| February 27, 2023 |
As filed with the U.S. Securities and Exchange Commission on February 27, 2023 TABLE OF CONTENTS As filed with the U.S. Securities and Exchange Commission on February 27, 2023 Registration Nos. 333- and 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Principal Financial Group, Inc. (Exact name of registrant as specified in its charter) Principal Financial Services, Inc. |
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| February 27, 2023 |
Powers of Attorney for Principal Financial Services, Inc. Exhibit 24.2 POWER OF ATTORNEY Principal Financial Services, Inc. Each person whose signature appears below does hereby: (i) make, constitute and appoint Deanna D. Strable-Soethout and Natalie Lamarque, and each of them, with full power to act as his or her true and lawful attorneys-in-fact and agents, in his or her name, place and stead to execute on his or her behalf, as an officer and/or direct |
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| February 27, 2023 |
Powers of Attorney for Principal Financial Group, Inc. Exhibit 24.1 POWER OF ATTORNEY Principal Financial Group, Inc. Each person whose signature appears below does hereby: (i) make, constitute and appoint Deanna D. Strable-Soethout and Natalie Lamarque, and each of them, with full power to act as his or her true and lawful attorneys-in-fact and agents, in his or her name, place and stead to execute on his or her behalf, as an officer and/or director |
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| February 27, 2023 |
Exhibit 25.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) ¨ THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. (Exact name of trustee as specified in its charter) (Ju |
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| February 27, 2023 |
Exhibit 25.3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) ¨ THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. (Exact name of trustee as specified in its charter) (Ju |
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| February 27, 2023 |
Exhibit 4.19 [Designation of Subordinated Notes] GUARANTEE from PRINCIPAL FINANCIAL SERVICES, INC., as Guarantor to THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee Dated as of [specify execution and delivery date] GUARANTEE This Guarantee (this “Guarantee”) is made and entered into as of [specify execution and delivery date] from PRINCIPAL FINANCIAL SERVICES, INC., a corporation duly o |
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| February 27, 2023 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Principal Financial Group, Inc. |
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| February 27, 2023 |
Exhibit 25.5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) ¨ THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. (Exact name of trustee as specified in its charter) (Ju |
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| February 27, 2023 |
Exhibit 25.6 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) ¨ THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. (Exact name of trustee as specified in its charter) (Ju |
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| February 27, 2023 |
Exhibit 25.4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) ¨ THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. (Exact name of trustee as specified in its charter) (Ju |
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| February 27, 2023 |
Exhibit 4.18 [Designation of Senior Notes] GUARANTEE from PRINCIPAL FINANCIAL SERVICES, INC., as Guarantor to THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee Dated as of [specify execution and delivery date] GUARANTEE This Guarantee (this “Guarantee”) is made and entered into as of [specify execution and delivery date] from PRINCIPAL FINANCIAL SERVICES, INC., a corporation duly organiz |
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| February 16, 2023 |
Principal Financial Group, Inc. Member Companies as of December 31, 2022 Exhibit 21 Principal Financial Group, Inc. Member Companies December 31, 2022 Corporation State or Country of Domicile Administradora de Fondos de Pensiones Cuprum S.A. Chile Brasilprev Seguros e Previdencia S.A. Brazil CCB Pension Management Co., Ltd. China CCB Principal Asset Management Co., Ltd. China Ciclic Corretora de Seguros S.A. Brazil CIMB Wealth Advisors Berhad Malaysia Claritas Administ |
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| February 16, 2023 |
Exhibit 4.5 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED UNDER SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Principal Financial Group, Inc. (“we,” “our” or “us”) has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended: our common stock, par value $0.01 per share. Description of Common Stock The following description of our common sto |
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| February 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-16725 PRINCIPAL |
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| February 13, 2023 |
SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6 )* Principal Financial Group, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 74251V102 (CUSIP Number) December 30, 2022 (Date of Event Which Requires Filing of this Statement) Check the approp |
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| February 9, 2023 |
PFG / Principal Financial Group Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv01709-principalfinancialgr.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 11)* Name of issuer: Principal Financial Group Inc. Title of Class of Securities: Common Stock CUSIP Number: 74251V102 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriat |
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| February 9, 2023 |
SC 13G/A 1 f24216d1.htm SC13G/A PRESENCE BANK (PB BANKSHARES INC) AMDT 1 CUSIP No. 69318V103 13G/A Page 1 of 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Amendment No. 1) * Under the Securities Exchange Act of 1934 PB Bankshares Inc (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 69318V103 (CUSIP Number) December 31, 2022 (Dat |
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| February 7, 2023 |
PFG / Principal Financial Group Inc / MANAGED ACCOUNT ADVISORS LLC Passive Investment SC 13G 1 doc1.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. N/A)* PRINCIPAL FINANCIAL GROUP, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 74251V102 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the |
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| February 7, 2023 |
CUSIP No. 11161T207 13G/A Page 1 of 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1) * Broadwind, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 11161T207 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the |
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| February 7, 2023 |
SC 13G 1 f24222d1.htm SC13G ADVANCED DRAINAGE SYSTEMS INC CUSIP No. 00790R104 13G Page 1 of 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Advanced Drainage Systems, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 00790R104 (CUSIP Number) December 31, 2022 (Date of Event W |
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| February 7, 2023 |
SC 13G/A 1 f24214d1.htm SC13G/A WATERSTONE FINANCIAL, INC. AMDT 7 CUSIP No. 94188P101 13G/A Page 1 of 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 7)* Waterstone Financial, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 94188P101 (CUSIP Number) December |
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| February 6, 2023 |
SC 13G 1 f24220d1.htm SC13G FIRST FINANCIAL NORTHWEST INC 123122 CUSIP No. 32022K102 13G Page 1 of 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 First Financial Northwest, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 32022K102 (CUSIP Number) December 31, 2022 (Date of |
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| February 6, 2023 |
SC 13G/A 1 f24209d1.htm SC13G/A FS BANCORP INC AMDT 8 123122 CUSIP No. 30263Y104 13G/A Page 1 of 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 8) * FS Bancorp, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 30263Y104 (CUSIP Number) December 31, 2022 (Dat |
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| February 6, 2023 |
SC 13G/A 1 f24212d1.htm SC13G/A PYRAMAX (1895 BANCORP OF WI) AMDT 1 123122 CUSIP No. 28253R105 13G/A Page 1 of 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* 1895 Bancorp of Wisconsin Inc (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 28253R105 (CUSIP Number) December |
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| February 6, 2023 |
SC 13G/A 1 f24206d1.htm SC13G/A CAPITOL FEDERAL FINANCL INC AMDT 11 123122 CUSIP No. 14057J101 13G/A Page 1 of 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 11) * Capitol Federal ® Financial, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 14057J101 (CUSI |
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| February 6, 2023 |
SC 13G/A 1 f24210d1.htm SC13G/A HOMETRUST BANCSHARES INC AMDT 7 123122 CUSIP No. 437872104 13G/A Page 1 of 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 7) * HomeTrust Bancshares, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 437872104 (CUSIP Number) De |
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| February 6, 2023 |
SC 13G/A 1 f24218d1.htm SC13G/A TOMPKINS FINANCIAL CORP AMDT 1 123122 CUSIP No. 890110109 13G/A Page 1 of 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Amendment No. 1) * Under the Securities Exchange Act of 1934 Tompkins Financial Corp (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 890110109 (CUSIP Number) December 31, 2022 ( |
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| February 6, 2023 |
SC 13G/A 1 f24215d1.htm SC13G/A GENERATIONS BANCORP NY INC AMDT 1 123122 CUSIP No. 37149G108 13G/A Page 1 of 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Amendment No. 1) * Under the Securities Exchange Act of 1934 Generations Bancorp NY Inc. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 37149G108 (CUSIP Number) December 31, |
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| February 6, 2023 |
SC 13G/A 1 f24208d1.htm SC13G/A FIRST NORTHWEST BANCORP AMDT 5 123122 CUSIP No. 335834107 13G/A Page 1 of 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 5)* Under the Securities Exchange Act of 1934 First Northwest Bancorp (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 335834107 (CUSIP Number) December |
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| February 6, 2023 |
CUSIP No. 703395103 13G/A Page 1 of 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 15) * Patterson Companies, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 703395103 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) |
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| February 6, 2023 |
SC 13G/A 1 f24211d1.htm SC13G/A NORTHFIELD BANCORP INC AMDT 2 123122 CUSIP No. 66611T108 13G/A Page 1 of 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Amendment No. 2) * Under the Securities Exchange Act of 1934 Northfield Bancorp, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 66611T108 (CUSIP Number) Decemb |
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| February 6, 2023 |
CUSIP No. 27627N105 13G/A Page 1 of 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Eastern Bankshares, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 27627N105 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Ch |
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| January 30, 2023 |
Exhibit 99.1 Release: Media Contact: Investor Contact: On receipt, Jan. 30, 2023 Jane Slusark, 515-362-0482, [email protected] Humphrey Lee, 515-235-9500, [email protected] Principal Financial Group® Announces Full Year and Fourth Quarter 2022 Results Declares first quarter 2023 common stock dividend Company Highlights ● Full year 2022 net income attributable to PFG of $4.8 billi |
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| January 30, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: January 30, 2023 (Date of earliest event reported) PRINCIPAL FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-16725 42-1520346 (State or other jurisdiction (Commission file numbe |
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| January 18, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: January 18, 2023 (Date of earliest event reported) PRINCIPAL FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-16725 42-1520346 (State or other jurisdiction (Commission file numbe |
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| November 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| October 27, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: October 27, 2022 (Date of earliest event reported) PRINCIPAL FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-16725 42-1520346 (State or other jurisdiction (Commission file numbe |
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| October 27, 2022 |
Exhibit 99 Release: On receipt, Oct. 27, 2022 Media Contact: Jane Slusark, 515-362-0482, [email protected] Investor Contact: Humphrey Lee, 515-235-9500, [email protected] Principal Financial Group? Announces Third Quarter 2022 Results Declares fourth quarter common stock dividend Third Quarter 2022 Company Highlights ? Net income attributable to Principal Financial Group?, Inc. ( |
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| October 24, 2022 |
Exhibit 10.1 Execution Version Published Deal CUSIP Number: [] Published Revolving Facility CUSIP Number: [] FIVE-YEAR CREDIT AGREEMENT Dated as of October 18, 2022 among PRINCIPAL LIFE INSURANCE COMPANY, as Borrower, PRINCIPAL FINANCIAL GROUP, INC., and PRINCIPAL FINANCIAL SERVICES, INC., as Guarantors, WELLS FARGO BANK, NATIONAL ASSOCIATION, as Administrative Agent, and The Other Lenders Party H |
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| October 24, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: October 18, 2022 (Date of earliest event reported) PRINCIPAL FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-16725 42-1520346 (State or other jurisdiction (Commission file numbe |
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| October 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: October 18, 2022 (Date of earliest event reported) PRINCIPAL FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-16725 42-1520346 (State or other jurisdiction (Commission file numbe |
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| August 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 1-16725 (Commission file number) PRINCIPAL FINANCIAL GROUP, INC. (Exact |
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| August 8, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: August 8, 2022 (Date of earliest event reported) PRINCIPAL FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-16725 42-1520346 (State or other jurisdiction (Commission file number) |
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| August 8, 2022 |
Exhibit 99 Release: On receipt, Aug. 8, 2022 Media Contact: Jane Slusark, 515-362-0482, [email protected] Investor Contact: Humphrey Lee, 515-235-9500, [email protected] Principal Financial Group? Announces Second Quarter 2022 Results Declares third quarter common stock dividend Company Highlights ? Second quarter 2022 net income attributable to Principal Financial Group?, Inc. ( |
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| July 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: July 29, 2022 (Date of earliest event reported) PRINCIPAL FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-16725 42-1520346 (State or other jurisdiction (Commission file number) |
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| June 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K 11-K 1 tm2219487d211k.htm FORM 11-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2021 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: |
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| June 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 1-16725 The Principal Select Saving |
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| May 18, 2022 |
Principal Financial Group® Names H. Elizabeth Mitchell to Board of Directors Exhibit 99 Release: On receipt, May 18, 2022 Media Contact: Jane Slusark, 515-362-0482, slusark. |
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| May 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: May 17, 2022 (Date of earliest event reported) PRINCIPAL FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-16725 42-1520346 (State or other jurisdiction (Commission file number) ( |
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| May 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents ? ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 28, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: April 28, 2022 (Date of earliest event reported) PRINCIPAL FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-16725 42-1520346 (State or other jurisdiction (Commission file number) |
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| April 28, 2022 |
Exhibit 99 Release: On receipt, Apr. 28, 2022 Media Contact: Jane Slusark, 515-362-0482, [email protected] Investor Contact: Humphrey Lee, 515-235-9500, [email protected] Principal Financial Group? Announces First Quarter 2022 Results Company also announces common stock dividend Company Highlights ? First quarter 2022 net income attributable to Principal Financial Group?, Inc. (P |
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| April 19, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: April 19, 2022 (Date of earliest event reported) PRINCIPAL FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-16725 42-1520346 (State or other jurisdiction (Commission file number) |
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| April 4, 2022 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? ? Confidential, for Use of the Commission Only (as permitted by Rule |
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| April 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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| March 2, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: March 2, 2022 (Date of earliest event reported) PRINCIPAL FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-16725 42-1520346 (State or other jurisdiction (Commission file number) |
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| March 2, 2022 |
Principal Financial Group Announces 2022 Outlook EX-99 2 tm228102d1ex99.htm EXHIBIT 99 Exhibit 99 Release: On receipt, March 2, 2022 Media Contact: Jane Slusark, 515-362-0482, [email protected] Investor Contact: John Egan, 515-235-9500, [email protected] Principal Financial Group Announces 2022 Outlook (Des Moines, Iowa) – Principal Financial Group® (Nasdaq: PFG) announced its 2022 financial guidance today, including strong growth |
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| February 14, 2022 |
CUSIP No. 253922108 13G/A Page 1 of 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Amendment No. 2) * Under the Securities Exchange Act of 1934 Dime Community Bank (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 253922108 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check |
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| February 11, 2022 |
CUSIP No. 703395103 13G/A Page 1 of 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 14) * Patterson Companies, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 703395103 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) |
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| February 11, 2022 |
Principal Financial Group, Inc. Member Companies as of December 31, 2021 Exhibit 21 Principal Financial Group, Inc. Member Companies December 31, 2021 ? ? ? Corporation State or Country of Domicile Administradora de Fondos de Pensiones Cuprum S.A. ? Chile Brasilprev Seguros e Previdencia S.A. ? Brazil CCB Principal Asset Management Co., Ltd. ? China Ciclic Corretora de Seguros S.A. ? Brazil CIMB Wealth Advisors Berhad ? Malaysia Claritas Administra??o de Recursos Ltda. |
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| February 11, 2022 |
Exhibit 4.5 DESCRIPTION OF THE REGISTRANT?S SECURITIES REGISTERED UNDER SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Principal Financial Group, Inc. (?we,? ?our? or ?us?) has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended: our common stock, par value $0.01 per share. Description of Common Stock The following description of our common sto |
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| February 11, 2022 |
CUSIP No. 398433102 13G Page 1 of 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Griffon Corp (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 398433102 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pu |
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| February 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5 )* Principal Financial Group, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 74251V102 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to w |
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| February 11, 2022 |
Exhibit 10.11.3 ? ? ? ? ? ? ? ? ? ? ? ? ? ? PRINCIPAL FINANCIAL GROUP, INC. AND PRINCIPAL LIFE INSURANCE COMPANY ? CHANGE OF CONTROL EMPLOYMENT AGREEMENT (APPROVED NOVEMBER 22, 2021) ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? Table of Contents ? ? ? ? ? ? Page Article I. Term 1 1.1 Term 1 1.2 Effective Date 2 1.3 Actions Taken Prior to the Effective Date at the Direction or Request of a Third Party 2 Article |
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| February 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 11, 2022 |
CUSIP No. 74383L105 13G Page 1 of 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Provident Bancorp Inc (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 74383L105 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate th |
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| February 10, 2022 |
CUSIP No. 74383L105 13G Page 1 of 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Provident Bancorp Inc (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 74383L105 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate th |
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| February 10, 2022 |
PFG / Principal Financial Group Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 10)* Name of issuer: Principal Financial Group Inc. Title of Class of Securities: Common Stock CUSIP Number: 74251V102 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule |
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| February 10, 2022 |
CUSIP No. 27627N105 13G/A Page 1 of 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Eastern Bankshares, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 27627N105 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Ch |
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| February 7, 2022 |
CUSIP No. 335834107 13G/A Page 1 of 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 4)* Under the Securities Exchange Act of 1934 First Northwest Bancorp (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 335834107 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check |
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| February 7, 2022 |
CUSIP No. 69318V103 13G Page 1 of 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 PB Bankshares Inc (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 69318V103 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the ru |
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| February 7, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: February 7, 2022 (Date of earliest event reported) PRINCIPAL FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-16725 42-1520346 (State or other jurisdiction (Commission file numbe |
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| February 7, 2022 |
Exhibit 99 Release: On receipt, Feb. 7, 2022 Media Contact: Jane Slusark, 515-362-0482, [email protected] Investor Contact: John Egan, 515-235-9500, [email protected] Principal Financial Group? Announces Fourth Quarter and Full Year 2021 Results Company also announces common stock dividend Company Highlights ? Fourth quarter 2021 net income attributable to Principal Financial Group? |
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| February 7, 2022 |
CUSIP No. 890110109 13G Page 1 of 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Tompkins Financial Corp (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 890110109 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate |
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| February 7, 2022 |
CUSIP No. 94188P101 13G/A Page 1 of 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 6)* Waterstone Financial, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 94188P101 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) |
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| January 31, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: January 31, 2022 (January 31, 2022) (Date of earliest event reported) PRINCIPAL FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-16725 42-1520346 (State or other jurisdiction (Co |
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| January 31, 2022 |
Exhibit 99.1 Release: On receipt, January 31, 2022 Media Contact: Jane Slusark, 515-362-0482, [email protected] Investor Contact: John Egan, 515-235-9500, [email protected] Principal Financial Group? announces reinsurance transaction, increases share repurchase authorization by $1.6 billion ? Announces agreement to reinsure its in-force U.S. retail fixed annuity and universal life i |
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| January 26, 2022 |
CUSIP No. 66611T108 13G/A Page 1 of 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Amendment No. 1) * Under the Securities Exchange Act of 1934 Northfield Bancorp, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 66611T108 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) C |
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| January 26, 2022 |
CUSIP No. 37149G108 13G Page 1 of 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Generations Bancorp NY Inc. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 37149G108 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to design |
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| January 26, 2022 |
CUSIP No. 30263Y104 13G/A Page 1 of 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 7) * FS Bancorp, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 30263Y104 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the |
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| January 26, 2022 |
CUSIP No. 762093102 13G/A Page 1 of 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Amendment No. 2) * Under the Securities Exchange Act of 1934 Rhinebeck Bank (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 762093102 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the a |
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| January 26, 2022 |
CUSIP No. 437872104 13G/A Page 1 of 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 6) * HomeTrust Bancshares, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 437872104 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) |
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| January 26, 2022 |
CUSIP No. 28253R105 13G Page 1 of 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 1895 Bancorp of Wisconsin Inc (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 28253R105 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to desi |
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| January 26, 2022 |
CUSIP No. 14057J101 13G/A Page 1 of 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 10) * Capitol Federal ? Financial, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 14057J101 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this St |
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| January 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: January 21, 2022 (Date of earliest event reported) PRINCIPAL FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-16725 42-1520346 (State or other jurisdiction (Commission file numbe |
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| November 24, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: November 24, 2021 (November 22, 2021) (Date of earliest event reported) PRINCIPAL FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-16725 42-1520346 (State or other jurisdiction ( |
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| November 10, 2021 |
Exhibit 24 POWER OF ATTORNEY Each person whose signature appears below hereby authorizes and appoints Daniel J. |
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| November 10, 2021 |
As filed with the Securities and Exchange Commission on November 10, 2021 As filed with the Securities and Exchange Commission on November 10, 2021 Registration No. |
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| October 28, 2021 |
The Principal Financial Group, Inc. Executive Severance Plan effective September 1, 2021 ? Exhibit 10.1 ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? The Principal Financial Group, Inc. Executive Severance Plan Effective September 1, 2021 ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? This document does not constitute an agreement by your employer to continue to maintain the Plan, or any provision of the Plan, and is not a guarantee of future benefits. The Plan may be amended |
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| October 28, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents ? ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| October 26, 2021 |
Exhibit 99 Release: On receipt, Oct 26, 2021 Media Contact: Jane Slusark, 515-362-0482, slusark. |
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| October 26, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: October 26, 2021 (Date of earliest event reported) PRINCIPAL FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-16725 42-1520346 (State or other jurisdiction (Commission file numbe |
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| October 19, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: October 19, 2021 (Date of earliest event reported) PRINCIPAL FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-16725 42-1520346 (State or other jurisdiction (Commission file numbe |
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| August 19, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: August 19,2021 (August 16, 2021) (Date of earliest event reported) PRINCIPAL FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-16725 42-1520346 (State or other jurisdiction (Commi |
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| July 29, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents ? ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| July 27, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: July 27, 2021 (Date of earliest event reported) PRINCIPAL FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-16725 42-1520346 (State or other jurisdiction (Commission file number) |
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| July 27, 2021 |
Exhibit 99 Release: On receipt, July 27, 2021 Media Contact: Jane Slusark, 515-362-0482, slusark. |
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| July 20, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: July 20, 2021 (Date of earliest event reported) PRINCIPAL FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-16725 42-1520346 (State or other jurisdiction (Commission file number) |
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| June 28, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: June 28, 2021 (Date of earliest event reported) PRINCIPAL FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-16725 42-1520346 (State or other jurisdiction (Commission file number) |
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| June 28, 2021 |
Principal Financial Group® Announces Results of Strategic Review Exhibit 99.1 Release: On receipt, June 28, 2021 Media Contact: Jane Slusark, 515-362-0482, [email protected] Investor Contact: John Egan, 515-235-9500, [email protected] Principal Financial Group? Announces Results of Strategic Review ? New initiatives focus Principal? on its higher-growth retirement, global asset management and U.S. benefits and protection businesses, making it a m |
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| June 23, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 1-16725 The Principal Select Saving |
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| June 23, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 1-16725 The Principal Select Saving |
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| May 21, 2021 |
As filed with the Securities and Exchange Commission on May 21, 2021 As filed with the Securities and Exchange Commission on May 21, 2021 Registration No. |
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| May 21, 2021 |
EX-24.1 4 tm2117171d1ex24-1.htm EXHIBIT 24.1 Exhibit 24.1 POWER OF ATTORNEY Each person whose signature appears below hereby authorizes and appoints Daniel J. Houston, Deanna D. Strable-Soethout and Christopher J. Littlefield, and each of them, with full power to act as such person’s true and lawful attorneys-in-fact and agents, with full power of substitution and resubstitution, to sign on such p |
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| May 19, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: May 18, 2021 (Date of earliest event reported) PRINCIPAL FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-16725 42-1520346 (State or other jurisdiction (Commission file number) ( |
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| May 4, 2021 |
definitive additional materials filed on May 4, 2021 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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| April 29, 2021 |
Table of Contents ? ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 27, 2021 |
Exhibit 99.1 Release: On receipt, Apr. 27, 2021 Media Contact: Jane Slusark, 515-362-0482, [email protected] Investor Contact: John Egan, 515-235-9500, [email protected] Principal Financial Group? announces First Quarter 2021 results Company also announces increase to common stock dividend Company Highlights ? First quarter 2021 net income attributable to Principal Financial Group?, |
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| April 27, 2021 |
Exhibit 99.1 Release: On receipt, April 27, 2021 Media contact: Jane Slusark, 515-362-0482, [email protected] Investor contact: John Egan, 515-235-9500, [email protected] Principal Financial Group names Claudio Muruz?bal to Board of Directors Investor Day to be held on June 29 (Des Moines, Iowa) ? Principal Financial Group? (Nasdaq: PFG) announced today that Claudio Muruz?bal, presi |
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| April 27, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: April 27, 2021 (Date of earliest event reported) PRINCIPAL FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-16725 42-1520346 (State or other jurisdiction (Commission file number) |
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| April 27, 2021 |
Results of Operations and Financial Condition, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: April 27, 2021 (Date of earliest event reported) PRINCIPAL FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-16725 42-1520346 (State or other jurisdiction of incorporation) (Commi |
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| April 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: April 16, 2021 (Date of earliest event reported) PRINCIPAL FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-16725 42-1520346 (State or other jurisdiction of incorporation) (Commi |
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| April 5, 2021 |
Use these links to rapidly review the document Table of Contents Executive Compensation Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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| February 25, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: February 25, 2021 (Date of earliest event reported) PRINCIPAL FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-16725 42-1520346 (State or other jurisdiction (Commission file numb |
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| February 25, 2021 |
Principal Financial Group Announces 2021 Outlook EX-99 2 tm217472d4ex99.htm EXHIBIT 99 Exhibit 99 Release: On receipt, Feb.25, 2021 Media Contact: Jane Slusark, 515-362-0482, [email protected] Investor Contact: John Egan, 515-235-9500, [email protected] Principal Financial Group Announces 2021 Outlook (Des Moines, Iowa) – Principal Financial Group® (Nasdaq: PFG) announced 2021 outlook metrics and capital deployment plans. These me |
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| February 22, 2021 |
CUSIP No. 06643P104 13G/A Page 1 of 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 6) * BankFinancial Corporation (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 06643P104 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) |
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| February 22, 2021 |
Exhibit 10.1 COOPERATION AGREEMENT This Cooperation Agreement (this ?Agreement?), dated as of February 21, 2021, is by and among Elliott Investment Management L.P., a Delaware limited partnership, Elliott Associates, L.P., a Delaware limited partnership, and Elliott International, L.P., a Cayman Islands limited partnership (each, an ?Elliott Party,? and together, the ?Elliott Parties?), and Princi |
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| February 22, 2021 |
Exhibit 99.1 Release: On receipt, February 22, 2021 Media contact: Jane Slusark, Principal, 515-362-0482, [email protected] Steve Frankel/Barrett Golden/Matthew Sherman Joele Frank, Wilkinson Brimmer Katcher, 212-355-4449 Investor contact: John Egan, 515-235-9500, [email protected] Principal Financial Group Announces Shareholder Value Initiatives Strategic Review to Optimize Capital |
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| February 22, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: February 22, 2021 (February 21, 2021) (Date of earliest event reported) PRINCIPAL FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 1-16725 42-1520346 (State or other jurisdiction ( |
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| February 22, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission |
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| February 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4 )* Principal Financial Group, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 74251V102 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to w |
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| February 12, 2021 |
CUSIP No. 440407104 13G Page 1 of 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 HORIZON BANCORP, INC. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 440407104 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate th |
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| February 12, 2021 |
Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 12, 2021 |
CUSIP No. 66611T108 13G Page 1 of 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Northfield Bancorp, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 66611T108 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box |
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| February 12, 2021 |
CUSIP No. 253922108 13G/A Page 1 of 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Amendment No. 1) * Under the Securities Exchange Act of 1934 Dime Community Bank (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 253922108 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check |
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| February 12, 2021 |
Exhibit 4.5 to the 2020 Annual Report Exhibit 4.5 DESCRIPTION OF THE REGISTRANT?S SECURITIES REGISTERED UNDER SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Principal Financial Group, Inc. (?we,? ?our? or ?us?) has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended: our common stock, par value $0.01 per share. Description of Common Stock The following description of our common sto |
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| February 12, 2021 |
Principal Financial Group, Inc. Member Companies as of December 31, 2020 EX-21 3 pfg-20201231xex21.htm EXHIBIT 21 Exhibit 21 Principal Financial Group, Inc. Member Companies December 31, 2020 Corporation State or Country of Domicile Administradora de Fondos de Pensiones Cuprum S.A. Chile Brasilprev Seguros e Previdencia S.A. Brazil CCB Principal Asset Management Co., Ltd. China Ciclic Corretora de Seguros S.A. Brazil CIMB Wealth Advisors Berhad Malaysia Claritas Admini |
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| February 11, 2021 |
CUSIP No. 335834107 13G/A Page 1 of 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Amendment No. 3) * Under the Securities Exchange Act of 1934 First Northwest Bancorp (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 335834107 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Ch |
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| February 11, 2021 |
CUSIP No. 500692108 13G/A Page 1 of 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 7) * Koss Corporation (Name of Issuer) Common Stock, par value $0.05 per share (Title of Class of Securities) 500692108 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the |
