PHYL / PGIM ETF Trust - PGIM Active High Yield Bond ETF - Pengajuan SECLaporan Tahunan, Pernyataan Proksi

UNITED STATES

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 PGIM ETF TRUST (Exact name of registrant as specified in its charter) Delaware See below (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification No.) 655 Broa

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 28, 2025 PGIM ETF Trust (Exact name of Registrant as specified in its charter) Delaware 811-23324 93-3700620 (State or other jurisdiction of incorporation) (Commission File Numb

UNITED STATES

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 PGIM ETF TRUST (Exact name of registrant as specified in its charter) Delaware See below (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification No.) 655 Broa

PGIM ETF Trust

PGIM ETF Trust 655 Broad Street Newark, New Jersey 07102 May 15, 2024 VIA EDGAR SUBMISSION Securities and Exchange Commission 100 F Street, NE Washington, D.

UNITED STATES

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 PGIM ETF TRUST (Exact name of registrant as specified in its charter) Delaware See below (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification No.) 655 Broa

PGIM ETF Trust

PGIM ETF Trust 655 Broad Street Newark, New Jersey 07102 December 5 , 2023 VIA EDGAR SUBMISSION Securities and Exchange Commission 100 F Street, NE Washington, D.

PGIM Funds

PGIM Funds 655 Broad Street Newark, New Jersey 07102 October 25, 2023 VIA EDGAR SUBMISSION Ms.

Identification No.)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 PGIM ETF TRUST (Exact name of registrant as specified in its charter) Delaware 82-4051821 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification No.) 655 Bro

Description Interest Rate Maturity Date Principal Amount (000)# Value Long-Term Investments 99.9% Asset-Backed Securities 10.4% Automobiles 0.6% Avis Budget Rental Car Funding AESOP LLC, Series 2022-01A, Class A, 144A 3.830 % 08/21/28 100  $95,503 Ca

PGIM Active Aggregate Bond ETF Schedule of Investments (unaudited) as of November 30, 2022 Description Interest Rate Maturity Date Principal Amount (000)# Value Long-Term Investments 99.

Description Interest Rate Maturity Date Principal Amount (000)# Value Long-Term Investments 67.2% Asset-Backed Securities 13.4% Automobiles 1.0% ARI Fleet Lease Trust, Series 2022-A, Class A2, 144A 3.120 % 01/15/31 2,880  $2,818,456 Donlen Fleet Leas

NPORT-EX 2 467964PRU113022.htm PGIM Ultra Short Bond ETF Schedule of Investments (unaudited) as of November 30, 2022 Description Interest Rate Maturity Date Principal Amount (000)# Value Long-Term Investments 67.2% Asset-Backed Securities 13.4% Automobiles 1.0% ARI Fleet Lease Trust, Series 2022-A, Class A2, 144A 3.120 % 01/15/31 2,880  $2,818,456 Donlen Fleet Lease Funding LLC, Series 2021-02, Cl

Description Interest Rate Maturity Date Principal Amount (000)# Value Long-Term Investments 99.2% Asset-Backed Securities 20.7% Automobiles 0.1% Hertz Vehicle Financing III LLC, Series 2022-01A, Class C, 144A 2.630 % 06/25/26 100  $88,396 Collaterali

NPORT-EX 2 467963PRU113022.htm PGIM Total Return Bond ETF Schedule of Investments (unaudited) as of November 30, 2022 Description Interest Rate Maturity Date Principal Amount (000)# Value Long-Term Investments 99.2% Asset-Backed Securities 20.7% Automobiles 0.1% Hertz Vehicle Financing III LLC, Series 2022-01A, Class C, 144A 2.630 % 06/25/26 100  $88,396 Collateralized Loan Obligations 19.9% AlbaC

Description Shares Value Long-Term Investments 97.9% Common Stocks 96.8% Australia 4.8% Aristocrat Leisure Ltd. 3,382  $80,413 Aurizon Holdings Ltd. 32,089 82,983 Australia & New Zealand Banking Group Ltd. 5,202 87,353 BHP Group Ltd. 2,887 89,199 Blu

PGIM Quant Solutions Strategic Alpha International Equity ETF Schedule of Investments (unaudited) as of November 30, 2022 Description Shares Value Long-Term Investments 97.

Description Interest Rate Maturity Date Principal Amount (000)# Value Long-Term Investments 98.0% Asset-Backed Securities 6.1% Collateralized Loan Obligations  Bain Capital Credit CLO Ltd. (Cayman Islands), Series 2019-02A, Class AR, 144A, 3 Month LI

NPORT-EX 2 975317PRU113022.htm PGIM Floating Rate Income ETF Schedule of Investments (unaudited) as of November 30, 2022 Description Interest Rate Maturity Date Principal Amount (000)# Value Long-Term Investments 98.0% Asset-Backed Securities 6.1% Collateralized Loan Obligations  Bain Capital Credit CLO Ltd. (Cayman Islands), Series 2019-02A, Class AR, 144A, 3 Month LIBOR + 1.100% (Cap N/A, Floor

Description Interest Rate Maturity Date Principal Amount (000)# Value Long-Term Investments 95.3% Asset-Backed Securities 4.3% Collateralized Loan Obligations  BlueMountain Fuji US CLO Ltd. (Cayman Islands), Series 2017-02A, Class A1AR, 144A, 3 Month

NPORT-EX 2 467958PRU113022.htm PGIM Active High Yield Bond ETF Schedule of Investments (unaudited) as of November 30, 2022 Description Interest Rate Maturity Date Principal Amount (000)# Value Long-Term Investments 95.3% Asset-Backed Securities 4.3% Collateralized Loan Obligations  BlueMountain Fuji US CLO Ltd. (Cayman Islands), Series 2017-02A, Class A1AR, 144A, 3 Month LIBOR + 1.000% (Cap N/A, F

EX-99.25

NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on January 24, 2023, pursuant to the provisions of Rule 12d2-2 (a).

UNITED STATES

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 PGIM ETF TRUST (Exact name of registrant as specified in its charter) Delaware 82-4051821 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification No.) 655 Bro

PGIM ETF Trust

PGIM ETF Trust 655 Broad Street Newark, New Jersey 07102 December 7 , 2022 VIA EDGAR SUBMISSION Securities and Exchange Commission 100 F Street, NE Washington, D.

Description Interest Rate Maturity Date Principal Amount (000)# Value Long-Term Investments 64.3% Asset-Backed Security 1.3% Collateralized Loan Obligation  Midocean Credit CLO (Cayman Islands), Series 2017-07A, Class A1R, 144A, 3 Month LIBOR + 1.040

PGIM Floating Rate Income ETF Schedule of Investments (unaudited) as of May 31, 2022 Description Interest Rate Maturity Date Principal Amount (000)# Value Long-Term Investments 64.

Number of contracts

PGIM Trust ETF PGIM Active Aggregate Bond ETF Schedule of Investments (unaudited) as of May 31, 2022 Description Interest Rate Maturity Date Principal Amount (000)# Value LONG-TERM INVESTMENTS 98.

PGIM Quant Solutions Strategic Alpha International Equity ETF

PGIM Quant Solutions Strategic Alpha International Equity ETF Schedule of Investments (unaudited) as of May 31, 2022 Description Shares Value LONG-TERM INVESTMENTS 98.

Number of contracts

PGIM Active High Yield Bond ETF Schedule of Investments (unaudited) as of May 31, 2022 Description Interest Rate Maturity Date Principal Amount (000)# Value LONG-TERM INVESTMENTS 93.

Number of contracts

PGIM Ultra Short Bond ETF Schedule of Investments (unaudited) as of May 31, 2022 Description Interest Rate Maturity Date Principal Amount (000)# Value LONG-TERM INVESTMENTS 72.

Number of contracts

PGIM Total Return Bond ETF Schedule of Investments (unaudited) as of May 31, 2022 Description Interest Rate Maturity Date Principal Amount (000)# Value LONG-TERM INVESTMENTS 99.

PGIM ETF Trust

PGIM ETF Trust 655 Broad Street Newark, New Jersey 07102 May 16, 2022 VIA EDGAR SUBMISSION Securities and Exchange Commission 100 F Street, NE Washington, D.

UNITED STATES

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 PGIM ETF TRUST (Exact name of registrant as specified in its charter) Delaware 82-4051821 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification No.) 655 Bro

Number of contracts

PGIM Active Aggregate Bond ETF Schedule of Investments (unaudited) as of November 30, 2021 Description Interest Rate Maturity Date Principal Amount (000)# Value LONG-TERM INVESTMENTS 98.

Number of contracts

PGIM Trust ETF PGIM Active High Yield Bond ETF Schedule of Investments (unaudited) as of November 30, 2021 Description Interest Rate Maturity Date Principal Amount (000)# Value LONG-TERM INVESTMENTS 94.

Number of contracts

PGIM Ultra Short Bond ETF Schedule of Investments (unaudited) as of November 30, 2021 Description Interest Rate Maturity Date Principal Amount (000)# Value LONG-TERM INVESTMENTS 84.

PGIM QMA Strategic Alpha International Equity ETF

PGIM QMA Strategic Alpha International Equity ETF Schedule of Investments (unaudited) as of November 30, 2021 Description Shares Value LONG-TERM INVESTMENTS 98.

PGIM ETF Trust

PGIM ETF Trust 655 Broad Street Newark, New Jersey 07102 December 17, 2021 VIA EDGAR SUBMISSION Securities and Exchange Commission 100 F Street, NE Washington, D.

PGIM ETF Trust

PGIM ETF Trust 655 Broad Street Newark, New Jersey 07102 December 1, 2021 VIA EDGAR SUBMISSION Securities and Exchange Commission 100 F Street, NE Washington, D.

(State or other jurisdiction of incorporation or organization)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 PGIM ETF TRUST (Exact name of registrant as specified in its charter) Delaware 82-4051821 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification No.) 655 Bro

EX-99.25

NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on October 25, 2021, pursuant to the provisions of Rule 12d2-2 (a).

EX-99.25

NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on October 25, 2021, pursuant to the provisions of Rule 12d2-2 (a).

EX-99.25

EX-99.25 2 ruleprovisionnotice.htm NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on October 25, 2021, pursuant to the provisions of Rule 12d2-2 (a). [ X ] 17 CFR 240.12d2-2(a)(3) That on

PGIM ETF Trust 655 Broad Street Newark, New Jersey 07102

COVER 8 filename8.htm PGIM ETF Trust 655 Broad Street Newark, New Jersey 07102 September 16, 2021 VIA EDGAR SUBMISSION Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: PGIM ETF Trust Form N-1A Post-Effective Amendment No. 20 to the Registration Statement under the Securities Act of 1933; Amendment No. 21 to the Registration Statement under the Investment Company Act o

PGIM QMA Strategic Alpha Large-Cap Core ETF

PGIM QMA Strategic Alpha Large-Cap Core ETF Schedule of Investments as of May 31, 2021 (unaudited) Description Shares Value LONG-TERM INVESTMENTS 99.

PGIM QMA Strategic Alpha International Equity ETF

NPORT-EX 2 d36890ddos.htm SOI PGIM QMA Strategic Alpha International Equity ETF Schedule of Investments as of May 31, 2021 (unaudited) Description Shares Value LONG-TERM INVESTMENTS 97.7% COMMON STOCKS 96.2% Australia 5.0% AGL Energy Ltd. 11,261 $71,793 Ampol Ltd. 4,258 95,750 APA Group 12,531 88,970 Aurizon Holdings Ltd. 29,461 82,897 BHP Group Ltd. 2,400 89,104 BHP Group PLC 2,902 87,433 Bramble

Number of contracts

PGIM Ultra Short Bond ETF Schedule of Investments as of May 31, 2021 (unaudited) Description Interest Rate Maturity Date Principal Amount (000)# Value LONG-TERM INVESTMENTS 91.

PGIM QMA Strategic Alpha

PGIM QMA Strategic Alpha Small-Cap Value ETF Schedule of Investments as of May 31, 2021 (unaudited) Description Shares Value LONG-TERM INVESTMENTS 99.

PGIM QMA Strategic Alpha

PGIM QMA Strategic Alpha Small-Cap Growth ETF Schedule of Investments as of May 31, 2021 (unaudited) Description Shares Value LONG-TERM INVESTMENTS 99.

Number of contracts

PGIM Active High Yield Bond ETF PGIM Active High Yield Bond ETF Schedule of Investments as of May 31, 2021 (unaudited) Description Interest Rate Maturity Date Principal Amount (000)# Value LONG-TERM INVESTMENTS 97.

Number of contracts

PGIM Active Aggregate Bond ETF Schedule of Investments as of May 31, 2021 (unaudited) Description Interest Rate Maturity Date Principal Amount (000)# Value LONG-TERM INVESTMENTS 99.

- 8A - ACTIVE AGGREGATE BOND ETF

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 PGIM ETF TRUST (Exact name of registrant as specified in its charter) Delaware 82-4051821 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification No.) 655 Bro

-

PGIM ETF Trust 655 Broad Street Newark, New Jersey 07102 April 9, 2021 VIA EDGAR SUBMISSION Securities and Exchange Commission 100 F Street, NE Washington, D.

PGIM ETF Trust 655 Broad Street Newark, New Jersey 07102

PGIM ETF Trust 655 Broad Street Newark, New Jersey 07102 January 26, 2021 VIA EDGAR SUBMISSION Securities and Exchange Commission 100 F Street, NE Washington, D.

Number of contracts

PGIM Ultra Short Bond ETF Schedule of Investments as of November 30, 2020 (unaudited) Description Interest Rate Maturity Date Principal Amount (000)# Value LONG-TERM INVESTMENTS 90.

Number of contracts

PGIM Ultra Short Bond ETF Schedule of Investments as of November 30, 2020 (unaudited) Description Interest Rate Maturity Date Principal Amount (000)# Value LONG-TERM INVESTMENTS 90.

Number of contracts

PGIM Ultra Short Bond ETF Schedule of Investments as of November 30, 2020 (unaudited) Description Interest Rate Maturity Date Principal Amount (000)# Value LONG-TERM INVESTMENTS 90.

Number of contracts

PGIM Ultra Short Bond ETF Schedule of Investments as of November 30, 2020 (unaudited) Description Interest Rate Maturity Date Principal Amount (000)# Value LONG-TERM INVESTMENTS 90.

Number of contracts

PGIM Ultra Short Bond ETF Schedule of Investments as of November 30, 2020 (unaudited) Description Interest Rate Maturity Date Principal Amount (000)# Value LONG-TERM INVESTMENTS 90.

Number of contracts

PGIM Ultra Short Bond ETF Schedule of Investments as of November 30, 2020 (unaudited) Description Interest Rate Maturity Date Principal Amount (000)# Value LONG-TERM INVESTMENTS 90.

PGIM Funds 655 Broad Street Newark, New Jersey 07102

CORRESP 1 filename1.htm PGIM Funds 655 Broad Street Newark, New Jersey 07102 November 23, 2020 VIA EDGAR SUBMISSION Mr. David Manion Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: PGIM Mutual Funds Dear Mr. Manion: On October 23, 2020, you provided comments to the undersigned relating to the review by the staff (the “Staff”) of the Securities and Exchange Commission

PGIM Funds 655 Broad Street Newark, New Jersey 07102

PGIM Funds 655 Broad Street Newark, New Jersey 07102 November 23, 2020 VIA EDGAR SUBMISSION Mr.

- SOI

DOS PGIM Ultra Short Bond ETF Schedule of Investments as of May 31, 2020 (unaudited) Description Interest Rate Maturity Date Principal Amount (000)# Value LONG-TERM INVESTMENTS 85.

- SOI

DOS PGIM Ultra Short Bond ETF Schedule of Investments as of May 31, 2020 (unaudited) Description Interest Rate Maturity Date Principal Amount (000)# Value LONG-TERM INVESTMENTS 85.

- SOI

DOS PGIM Ultra Short Bond ETF Schedule of Investments as of May 31, 2020 (unaudited) Description Interest Rate Maturity Date Principal Amount (000)# Value LONG-TERM INVESTMENTS 85.

- SOI

DOS PGIM Ultra Short Bond ETF Schedule of Investments as of May 31, 2020 (unaudited) Description Interest Rate Maturity Date Principal Amount (000)# Value LONG-TERM INVESTMENTS 85.

- SOI

DOS PGIM Ultra Short Bond ETF Schedule of Investments as of May 31, 2020 (unaudited) Description Interest Rate Maturity Date Principal Amount (000)# Value LONG-TERM INVESTMENTS 85.

- SOI

DOS PGIM Ultra Short Bond ETF Schedule of Investments as of May 31, 2020 (unaudited) Description Interest Rate Maturity Date Principal Amount (000)# Value LONG-TERM INVESTMENTS 85.

Floating Rate

PGIM ETF Trust PGIM Ultra Short Bond ETF Schedule of Investments as of November 30, 2019 (unaudited) Description Interest Rate Maturity Date Principal Amount (000)# Value LONG-TERM INVESTMENTS 79.

Floating Rate

PGIM ETF Trust PGIM Ultra Short Bond ETF Schedule of Investments as of November 30, 2019 (unaudited) Description Interest Rate Maturity Date Principal Amount (000)# Value LONG-TERM INVESTMENTS 79.

Floating Rate

PGIM ETF Trust PGIM Ultra Short Bond ETF Schedule of Investments as of November 30, 2019 (unaudited) Description Interest Rate Maturity Date Principal Amount (000)# Value LONG-TERM INVESTMENTS 79.

Floating Rate

PGIM ETF Trust PGIM Ultra Short Bond ETF Schedule of Investments as of November 30, 2019 (unaudited) Description Interest Rate Maturity Date Principal Amount (000)# Value LONG-TERM INVESTMENTS 79.

Floating Rate

PGIM ETF Trust PGIM Ultra Short Bond ETF Schedule of Investments as of November 30, 2019 (unaudited) Description Interest Rate Maturity Date Principal Amount (000)# Value LONG-TERM INVESTMENTS 79.

Floating Rate

PGIM ETF Trust PGIM Ultra Short Bond ETF Schedule of Investments as of November 30, 2019 (unaudited) Description Interest Rate Maturity Date Principal Amount (000)# Value LONG-TERM INVESTMENTS 79.

Pgim Etf Trust NPORT-EX - - PGIM ETF NQ

NPORT-EX 1 PGIMNPORTEX20190531.htm PGIM ETF NQ PGIM Ultra Short Bond ETF Schedule of Investments as of May 31, 2019 (unaudited) Description Interest Rate Maturity Date Principal Amount (000)# Value LONG-TERM INVESTMENTS 76.4% ASSET-BACKED SECURITIES 10.0% Collateralized Loan Obligations 10.0% Adams Mill CLO Ltd. (Cayman Islands), Series 2014-1A, Class A1R, 144A, 3 Month LIBOR + 1.100% 3.697% (c) 0

CERTIFICATIONS

EX-99.CERT 2 d676359dex99cert.htm CERTIFICATIONS CERTIFICATIONS I, Stuart S. Parker, certify that: 1. I have reviewed this report on Form N-Q of PGIM ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not

Pgim Etf Trust PGIM ETF TRUST (Quarterly Schedule of Portfolio Holdings)

PGIM ETF Trust UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-23324 Exact name of registrant as specified in charter: PGIM ETF Trust (This Form N-Q relates solely to the Registrant’s - PGIM Ultra Short Bond ETF, PGIM Active High Yield Bond

Pgim Etf Trust 8-A12B

8-A12B 1 pqin8a.htm FORM 8-A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 PGIM ETF TRUST (Exact name of registrant as specified in its charter) Delaware (State of incorporation) See Below (I.R.S. Employer Identification No.) 655 Broad Street, 17th Floor Newark, New

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* PGIM Ultra Short Bond ETF (Name of Issuer) PGIM Ultra Short Bond ETF (Title of Class of Securities) 6934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* PGIM Ultra Short Bond ETF (Name of Issuer) PGIM Ultra Short Bond ETF (Title of Class of Securities) 69344A107 (CUSIP Number) December 04, 2018 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuan

Pgim Etf Trust 8-A12B

FORM 8-A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 PGIM ETF TRUST (Exact name of registrant as specified in its charter) Delaware (State of incorporation) See Below (I.R.S. Employer Identification No.) 655 Broad Street, 17th Floor Newark, New Jersey (Address of

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 PGIM Ultra Short Bond ETF (Name of Issuer) (Title of Class of Securities) 69344A107 (CUSIP Number) November 02, 2018 (Date

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 PGIM Ultra Short Bond ETF (Name of Issuer) (Title of Class of Securities) 69344A107 (CUSIP Number) November 02, 2018 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 1

Pgim Etf Trust 8-A12B

FORM 8-A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 PGIM ETF TRUST (Exact name of registrant as specified in its charter) Delaware (State of incorporation) See Below (I.R.S. Employer Identification No.) 655 Broad Street, 17th Floor Newark, New Jersey (Address of

Pgim Etf Trust 8-A12B

FORM 8-A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 PGIM ETF TRUST (Exact name of registrant as specified in its charter) Delaware (State of incorporation) See Below (I.R.S. Employer Identification No.) 655 Broad Street, 17th Floor Newark, New Jersey (Address of

PGIM ETF TRUST 655 BROAD STREET NEWARK, NEW JERSEY 07102

PGIM ETF TRUST 655 BROAD STREET NEWARK, NEW JERSEY 07102 September 24, 2018 VIA EDGAR SUBMISSION Division of Investment Management U.

CERTIFICATIONS

EX-99.CERT 2 d805921dex99cert.htm CERTIFICATIONS CERTIFICATIONS I, Stuart S. Parker, certify that: 1. I have reviewed this report on Form N-Q of PGIM ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not

Pgim Etf Trust - PGIM ETF TRUST

PGIM ETF Trust UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-23324 Exact name of registrant as specified in charter: PGIM ETF Trust (This Form N-Q relates solely to the Registrant’s PGIM Ultra Short Bond ETF) Address of principal executiv

PGIM ETF Trust 655 Broad Street Newark, New Jersey 07102

PGIM ETF Trust 655 Broad Street Newark, New Jersey 07102 July 13, 2018 VIA EDGAR SUBMISSION Securities and Exchange Commission 100 F Street, NE Washington, D.

PGIM ETF Trust 655 Broad Street Newark, New Jersey 07102

PGIM ETF Trust 655 Broad Street Newark, New Jersey 07102 June 28, 2018 VIA EDGAR SUBMISSION Securities and Exchange Commission 100 F Street, NE Washington, D.

As filed with the Securities and Exchange Commission on April 4, 2018 Securities Act Registration No. 333-222469 Investment Company Act Registration No. 811-23324 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-1A REGIS

As filed with the Securities and Exchange Commission on April 4, 2018 Securities Act Registration No.

(g)(1) Custodian Agreement between the Registrant and Brown Brothers Harriman & Co. Incorporated by reference

CUSTODIAN AGREEMENT THIS AGREEMENT, dated as of April 2, 2018, between PGIM ETF Trust (the Fund), a management investment company organized under the laws of the State of Delaware and registered with the Commission under the Investment Company Act of 1940, as amended (the 1940 Act), on behalf of its series listed on Annex A attached hereto (each series, a Portfolio), and BROWN BROTHERS HARRIMAN & CO.

FORM 8-A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 PGIM ETF TRUST (Exact name of registrant as specified in its

FORM 8-A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 PGIM ETF TRUST (Exact name of registrant as specified in its charter) Delaware (State of incorporation) See Below (I.R.S. Employer Identification No.) 655 Broad Street, 17th Floor Newark, New Jersey (Address of

(h)(1) Administrative and Transfer Agency Agreement between the Registrant and Brown Brothers Harriman & Co. Incorporated by reference to the Registration Statement on Form N-1A (File No. 333-222469) filed on April 4, 2018.

ADMINISTRATIVE AND TRANSFER AGENCY AGREEMENT THIS ADMINISTRATIVE AND TRANSFER AGENCY AGREEMENT is made as of April 2, 2018, by and between BROWN BROTHERS HARRIMAN & CO.

PGIM ETF Trust 655 Broad Street, 17th Floor Newark, New Jersey 07102

PGIM ETF Trust 655 Broad Street, 17th Floor Newark, New Jersey 07102 March 28, 2018 VIA EDGAR United States Securities and Exchange Commission Division of Investment Management 100 F Street, N.

(h)(2) Form of Authorized Participant Agreement. Incorporated by reference to the Registration Statement on Form N-1A (File No. 333-222469) filed on March 23, 2018.

AUTHORIZED PARTICIPANT AGREEMENT This Authorized Participant Agreement (this ?Agreement?) is entered into by and between (the ?Participant?) and Prudential Investment Management Services LLC (the ?Distributor?), principal underwriter of the Trust and its separate series listed on Annex A hereto (each, a ?Fund? and collectively, the ?Funds?).

(e)(1) Distribution Agreement between the Registrant and Prudential Investment Management Services LLC. Filed as

PGIM ETF TRUST Distribution Agreement THIS DISTRIBUTION AGREEMENT is made as of February 1, 2018 between the PGIM ETF Trust, a Delaware statutory trust (the Trust), on behalf of its series set forth on attached Exhibit A (each referred to as the ?Fund?) and Prudential Investment Management Services LLC, a Delaware limited liability company (the Distributor).

Consent of Independent Registered Public Accounting Firm

Consent of Independent Registered Public Accounting Firm The Board of Trustees PGIM ETF Trust: We consent to the use of our report, dated March 23, 2018, on the statement of assets and liabilities of the PGIM Ultra Short Bond ETF as of March 9, 2018 and to the references to our firm under the headings ?Other Service Providers ? Independent Registered Public Accounting Firm? and ?Financial Statements? in the statement of additional information of PGIM Ultra Short Bond ETF, a series of PGIM ETF Trust.

PGIM ETF TRUST Distribution and Service Plan

PGIM ETF TRUST Distribution and Service Plan Introduction The Distribution and Service Plan set forth below (the ?Plan?) has been adopted by PGIM ETF Trust (the ?Trust?) pursuant to Rule 12b-1 under the Investment Company Act of 1940, as amended (the ?1940 Act?), for shares of its series listed on Schedule A attached hereto (each, a ?Fund?), as it may be amended from time to time.

As filed with the Securities and Exchange Commission on March 26, 2018 Securities Act Registration No. 333-222469 Investment Company Act Registration No. 811-23324 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-1A REGI

As filed with the Securities and Exchange Commission on March 26, 2018 Securities Act Registration No.

(i)(1) Opinion and consent of Morris Nichols Arsht & Tunnell LLP. Incorporated by reference to the Registration

EX-99.I LEGAL OPININ 4 istateconsent.htm [Morris, Nichols, Arsht & Tunnell LLP Letterhead] March 26, 2018 PGIM ETF Trust 655 Broad Street, 17th Floor Newark, NJ 07102 Re: PGIM Ultra Short Bond ETF Ladies and Gentlemen: We have acted as special Delaware counsel to PGIM ETF Trust, a Delaware statutory trust (the “Trust”), in connection with certain matters of Delaware law relating to the issuance of

As filed with the Securities and Exchange Commission on February 28, 2018 Securities Act Registration No. 333-222469 Investment Company Act Registration No. 811-23324 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-1A R

As filed with the Securities and Exchange Commission on February 28, 2018 Securities Act Registration No.

PGIM ETF TRUST 655 BROAD STREET NEWARK, NEW JERSEY 07102

PGIM ETF TRUST 655 BROAD STREET NEWARK, NEW JERSEY 07102 February 28, 2018 VIA EDGAR SUBMISSION Division of Investment Management U.

ETF. Filed as an exhibit to Pre-Effective Amendment No. 1 to Registration Statement, which was filed via EDGAR on

PGIM ETF TRUST PGIM Ultra Short Bond ETF SUBADVISORY AGREEMENT Agreement made as of this 1st day of February, 2018 between PGIM Investments LLC (PGIM Investments or the Manager), a New York limited liability company, and PGIM, Inc.

Bond ETF. Filed as an exhibit to Pre-Effective Amendment No. 1 to Registration Statement, which was filed via

PGIM ETF TRUST PGIM Ultra Short Bond ETF MANAGEMENT AGREEMENT Agreement made the 1st day of February, 2018, between PGIM ETF Trust, a Delaware statutory trust (the Trust), on behalf of its series, the PGIM Ultra Short Bond ETF (the Fund), and PGIM Investments LLC, a New York limited liability company (the Manager).

(a)(1) Certificate of Trust of the Registrant dated October 23, 2017. Incorporated by reference to the Registration

CERTIFICATE OF TRUST OF PGIM ETF TRUST This Certificate of Trust of PGIM ETF Trust (the ?Trust?), dated as of October 23, 2017, is being duly executed and filed by the undersigned, constituting all of the trustees of the Trust, to form a statutory trust under the Delaware Statutory Trust Act, 12 Del.

(a)(2) Agreement and Declaration of Trust dated October 23, 2017. Incorporated by reference to the Registration

Agreement and Declaration of Trust of PGIM ETF Trust a Delaware Statutory Trust Table of Contents Page AGREEMENT AND DECLARATION OF TRUST 1 Article I Name and Definitions 1 Section 1.

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM N-8A NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(a) OF THE INVESTMENT COMPANY ACT OF 1940

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM N-8A NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(a) OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned investment company hereby notifies the Securities and Exchange Commission that it registers under and pursuant to the provisions of Section 8(a) of the Investment Company Act of 1940 and in connection with such notification of registration submits the following information: Name: PGIM ETF Trust Address of Principal Business Office (No.

As filed with the Securities and Exchange Commission on January 8, 2018 Securities Act Registration No. [_________] Investment Company Act Registration No. 811-23324 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-1A RE

As filed with the Securities and Exchange Commission on January 8, 2018 Securities Act Registration No.

PGIM ETF TRUST 655 Broad Street, 17th Floor Newark, New Jersey 07102-4077 January 8, 2018

PGIM ETF TRUST 655 Broad Street, 17th Floor Newark, New Jersey 07102-4077 January 8, 2018 VIA EDGAR SUBMISSION U.

(b) By-Laws of the Registrant dated October 23, 2017. Incorporated by reference to the Registration Statement on

BY-LAWS OF PGIM ETF TRUST TABLE OF CONTENTS Page ARTICLE I - AGREEMENT AND DECLARATION OF TRUST 1 Section 1.