Mga Batayang Estadistika
| LEI | 5493007M22KSTRPCA127 |
| CIK | 1477049 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Sprott Physical Gold Trust
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| August 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of August 2025 Commission File Number: 001-34638 SPROTT PHYSICAL GOLD TRUST (Translation of registrant’s name into English) Suite 2600, South Tower, Royal Bank Plaza, 200 Bay Street, Toronto, Ontario |
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| August 15, 2025 |
gold-fs063025 SPROTT PHYSICAL GOLD TRUST 6-K Exhibit 99.1 Interim Report to Unitholders June 30, 2025 2 Table of Contents The interim management report of fund performance is an analysis and explanation that is designed to complement and supplement an investment fund’s interim financial statements. A copy of the interim financial statements has been included within the Report to Unitholders. You c |
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| June 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2025 Commission File Number: 001-34638 SPROTT PHYSICAL GOLD TRUST (Translation of registrant’s name into English) Suite 2600, South Tower, Royal Bank Plaza, 200 Bay Street, Toronto, Ontario, |
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| June 13, 2025 |
SPROTT PHYSICAL GOLD TRUST Amendment No. 1 to the Amended and Restated Sales Agreement Sprott Physical Gold Trust - 6-K Exhibit 99.1 SPROTT PHYSICAL GOLD TRUST Amendment No. 1 to the Amended and Restated Sales Agreement May 2, 2025 Cantor Fitzgerald & Co. 110 East 59th Street New York, NY 10022 Cantor Fitzgerald Canada Corporation 181 University Avenue, Suite 1500 Toronto, ON M5H 3M7 Virtu Americas LLC 1633 Broadway New York, NY 10019 Virtu Canada Corp. 222 Bay Street, Suite 1720 To |
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| May 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of May 2025 Commission File Number: 001-34638 SPROTT PHYSICAL GOLD TRUST (Translation of registrant’s name into English) Suite 2600, South Tower, Royal Bank Plaza, 200 Bay Street, Toronto, Ontario, C |
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| May 15, 2025 |
phys-fs033125 SPROTT PHYSICAL GOLD TRUST 6K Exhibit 99.1 Interim Report to Unitholders March 31, 2025 2 Table of Contents The interim management report of fund performance is an analysis and explanation that is designed to complement and supplement an investment fund’s interim financial statements. A copy of the interim financial statements has been included within the Report to Unitholders. You c |
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| April 11, 2025 |
PROSPECTUS SUPPLEMENT TO THE SHORT FORM BASE SHELF PROSPECTUS DATED SEPTEMBER 6, 2024 Filed pursuant to General Instruction II.L of Form F-10 File No. 333-281989 No securities regulatory authority has expressed an opinion about these securities and it is an offence to claim otherwise. This prospectus supplement, together with the accompanying short form base shelf prospectus dated September 6, 2024 (the “accompanying prospectus”) to which it relates, as amended or supplemented, and |
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| March 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 40-F UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 40-F ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13(a) OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 Commission file number 001-34638 SPROTT PHYSICAL GOLD TRUST (Exact name of Registrant as speci |
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| March 20, 2025 |
CERTIFICATION OF THE PRINCIPAL FINANCIAL OFFICER SPROTT PHYSICAL GOLD TRUST 40-F Exhibit 99.2 CERTIFICATION OF THE PRINCIPAL FINANCIAL OFFICER I, Varinder Bhathal, certify that: 1. I have reviewed this annual report on Form 40-F of Sprott Physical Gold Trust (the “Trust”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light |
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| March 20, 2025 |
PRINCIPAL FINANCIAL OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 SPROTT PHYSICAL GOLD TRUST 40-F Exhibit 99.4 PRINCIPAL FINANCIAL OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 In connection with this annual report of Sprott Physical Gold Trust (the “Trust”) on Form 40-F for the year ended December 31, 2024 as filed with the Securities and Exchange Commission (the “SEC”) on or about the date hereof (the “Report”), I, Varinder Bhathal, Principal Financ |
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| March 20, 2025 |
SPROTT PHYSICAL GOLD TRUST 40-F Exhibit 99.5 No securities regulatory authority has expressed an opinion about these securities and it is an offense to claim otherwise. ANNUAL INFORMATION FORM for the fiscal year ended December 31, 2024 SPROTT PHYSICAL GOLD TRUST (the “Trust”) March 20, 2025 TABLE OF CONTENTS CAUTIONARY STATEMENT REGARDING FORWARD-LOOKING STATEMENTS 1 CURRENCY 1 THE TRUST 1 INVEST |
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| March 20, 2025 |
PRINCIPAL EXECUTIVE OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 SPROTT PHYSICAL GOLD TRUST 40-F Exhibit 99.3 PRINCIPAL EXECUTIVE OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 In connection with this annual report of Sprott Physical Gold Trust (the “Trust”) on Form 40-F for the year ended December 31, 2024 as filed with the Securities and Exchange Commission (the “SEC”) on or about the date hereof (the “Report”), I, John Ciampaglia, Principal Executi |
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| March 20, 2025 |
SPROTT PHYSICAL GOLD TRUST 40-F Exhibit 99.6 Annual Report to Unitholders December 31, 2024 2 Table of Contents The annual management report of fund performance is an analysis and explanation that is designed to complement and supplement an investment fund’s annual financial statements. A copy of the annual financial statements has been included within the Annual Report to Unitholders. You can als |
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| March 20, 2025 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM SPROTT PHYSICAL GOLD TRUST 40-F Exhibit 99.7 KPMG LLP Bay Adelaide Centre 333 Bay Street, Suite 4600 Toronto, ON M5H 2S5 Canada Tel 416-777-8500 Fax 416-777-8818 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To Sprott Asset Management LP, Manager of Sprott Physical Gold Trust, We consent to the use of: ● our report dated March 20, 2025 on the financial statements of Sprott Physical Gold |
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| March 20, 2025 |
SPROTT PHYSICAL GOLD TRUST CLAWBACK POLICY SPROTT PHYSICAL GOLD TRUST 40-F Exhibit 97 SPROTT PHYSICAL GOLD TRUST CLAWBACK POLICY This Clawback Policy (this “Policy”) shall be applied by the Sprott Physical Gold Trust (the “Trust”) to the Executive Officers effective as of the Effective Date. |
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| March 20, 2025 |
CERTIFICATION OF THE PRINCIPAL EXECUTIVE OFFICER SPROTT PHYSICAL GOLD TRUST 40-F Exhibit 99.1 CERTIFICATION OF THE PRINCIPAL EXECUTIVE OFFICER I, John Ciampaglia, certify that: 1. I have reviewed this annual report on Form 40-F of Sprott Physical Gold Trust (the “Trust”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light |
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| December 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2024 Commission File Number: 001-34638 SPROTT PHYSICAL GOLD TRUST (Translation of registrant’s name into English) Suite 2600, South Tower, Royal Bank Plaza, 200 Bay Street, Toronto, Ontar |
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| December 9, 2024 |
Filed pursuant to General Instruction II.L of Form F-10 File No. 333-281989 No securities regulatory authority has expressed an opinion about these securities and it is an offence to claim otherwise. This amended and restated prospectus supplement, together with the accompanying short form base shelf prospectus dated September 6, 2024 (the “accompanying prospectus”) to which it relates, as amended |
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| December 9, 2024 |
SPROTT PHYSICAL GOLD TRUST Trust Units Amended and Restated Sales Agreement Sprott Physical Gold Trust 6-K Exhibit 99.1 SPROTT PHYSICAL GOLD TRUST Trust Units Amended and Restated Sales Agreement December 6, 2024 Cantor Fitzgerald & Co. 110 East 59th Street New York, NY 10022 Cantor Fitzgerald Canada Corporation 181 University Avenue, Suite 1500 Toronto, ON M5H 3M7 Virtu Americas LLC 1633 Broadway New York, NY 10019 Virtu Canada Corp. 222 Bay Street, Suite 1720 Toronto, O |
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| November 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15D-16 of the Securities Exchange Act of 1934 For the month of November 2024 Commission File Number: 001-34638 SPROTT PHYSICAL GOLD TRUST (Translation of registrant’s name into English) Suite 2600, South Tower Royal Bank Plaza 200 Bay Street Toronto, Ontario |
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| November 15, 2024 |
Sprott Physical Gold Trust 6-K Exhibit 99.1 Interim Report to Unitholders September 30, 2024 2 Table of Contents The interim management report of fund performance is an analysis and explanation that is designed to complement and supplement an investment fund’s interim financial statements. A copy of the interim financial statements has been included within the Report to Unitholders. You can also g |
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| September 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of September 2024 Commission File Number: 001-34638 SPROTT PHYSICAL GOLD TRUST (Translation of registrant’s name into English) Suite 2600, South Tower, Royal Bank Plaza, 200 Bay Street, Toronto, Onta |
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| September 9, 2024 |
PROSPECTUS SUPPLEMENT TO THE SHORT FORM BASE SHELF PROSPECTUS DATED SEPTEMBER 6, 2024 Filed pursuant to General Instruction II.L of Form F-10 File No. 333-281989 No securities regulatory authority has expressed an opinion about these securities and it is an offence to claim otherwise. This prospectus supplement, together with the accompanying short form base shelf prospectus dated September 6, 2024 (the “accompanying prospectus”) to which it relates, as amended or supplemented, and |
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| September 9, 2024 |
SPROTT PHYSICAL GOLD TRUST Amendment No. 2 to the Amended and Restated Sales Agreement Sprott Physical Gold Trust - 6-K Exhibit 99.1 SPROTT PHYSICAL GOLD TRUST Amendment No. 2 to the Amended and Restated Sales Agreement September 9, 2024 Cantor Fitzgerald & Co. 110 E 59th Street New York, NY 10022 Virtu Americas LLC 1633 Broadway New York, NY 10019 Virtu Canada Corp. 222 Bay Street, Suite 1720 Toronto, ON M5K 1B7 Ladies and Gentlemen: Reference is made to the Amended and Restated Sa |
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| September 6, 2024 |
As filed with the Securities and Exchange Commission on September 6, 2024 As filed with the Securities and Exchange Commission on September 6, 2024 Registration No. |
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| September 6, 2024 |
SPROTT PHYSICAL GOLD TRUST F-10 Exhibit 107 Calculation of Filing Fee Tables F-10 (Form Type) Sprott Physical Gold Trust (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule or Instruction Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Fees to Be Paid Unallocated (Universal) Shelf Units 457(o) (1) (1) $2,000,000,000(2) $0. |
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| September 6, 2024 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-X APPOINTMENT OF AGENT FOR SERVICE OF PROCESS AND UNDERTAKING A. Name of issuer or person filing (“Filer”): RBC Investor Services Trust on Behalf of Sprott Physical Gold Trust B. (1) This is [check one] ☒ an original filing for the Filer ☐ an amended filing for the Filer (2) Check the following box if you are filing the Form F-X |
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| September 6, 2024 |
SPROTT PHYSICAL GOLD TRUST F-10 Exhibit 5.3 SEWARD & KISSEL LLP 901 K STREET, N.W., SUITE 800 WASHINGTON, D.C. 20001 TELEPHONE: (202) 737-8833 FACSIMILE: (202) 737-5184 WWW.SEWKIS.COM ONE BATTERY PARK PLAZA NEW YORK, NEW YORK 10004 TELEPHONE: (212) 574-1200 FACSIMILE: (212) 480-8421 We hereby consent to the use of our name in the Registration Statement on Form F-10 filed by Sprott Physical Gold Tr |
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| September 6, 2024 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-X APPOINTMENT OF AGENT FOR SERVICE OF PROCESS AND UNDERTAKING A. Name of issuer or person filing (“Filer”): Sprott Physical Gold Trust B. (1) This is [check one] ☒ an original filing for the Filer ☐ an amended filing for the Filer (2) Check the following box if you are filing the Form F-X in paper in accordance with Regulation S |
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| August 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of August 2024 Commission File Number: 001-34638 SPROTT PHYSICAL GOLD TRUST (Translation of registrant’s name into English) Suite 2600, South Tower Royal Bank Plaza 200 Bay Street Toronto, Ontario Ca |
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| August 16, 2024 |
Sprott Physical Gold Trust 6-K Exhibit 99.1 Interim Report to Unitholders June 30, 2024 2 Table of Contents The interim management report of fund performance is an analysis and explanation that is designed to complement and supplement an investment fund’s interim financial statements. A copy of the interim financial statements has been included within the Report to Unitholders. You can also get a |
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| May 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of May 2024 Commission File Number: 001-34638 SPROTT PHYSICAL GOLD TRUST (Translation of registrant’s name into English) Suite 2600, South Tower, Royal Bank Plaza 200 Bay Street Toronto, Ontario Cana |
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| May 22, 2024 |
Sprott Physical Gold Trust 6-K Exhibit 99.1 Interim Report to Unitholders March 31, 2024 2 Table of Contents The interim management report of fund performance is an analysis and explanation that is designed to complement and supplement an investment fund’s interim financial statements. A copy of the interim financial statements has been included within the Report to Unitholders. You can also get a |
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| March 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of March 2024 Commission File Number: 001-34638 SPROTT PHYSICAL GOLD TRUST (Translation of registrant’s name into English) Suite 2600, South Tower, Royal Bank Plaza, 200 Bay Street, Toronto, Ontario, |
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| March 26, 2024 |
(see attached) FORM OF Gold REDEMPTION NOTICE SPROTT PHYSICAL GOLD TRUST 6-K Exhibit 99.2 March 25, 2024 Sprott Physical Gold Trust Royal Bank Plaza, South Tower 200 Bay Street, Suite 2600 Toronto, Ontario M5J 2J1 and RBC Investor Services Trust 155 Wellington Street West, 2nd Floor P.O. Box 7500, Station “A” RBC Centre Toronto, Ontario M5V 3L3 Dear Sirs/Mesdames: Reference is made to Sprott Physical Gold Trust’s amended and restated trust ag |
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| March 26, 2024 |
SPROTT PHYSICAL GOLD TRUST 6-K Exhibit 99.1 March 25, 2024 Sprott Asset Management LP 200 Bay Street, Suite 2600 Toronto, Ontario, Canada M5J 2J1 Dear Mr. Ciampaglia, As precious metal custodian for the Sprott Physical Gold Trust, the Sprott Physical Silver Trust, and the Sprott Physical Gold and Silver Trust (collectively, the “Trusts”), the Royal Canadian Mint (“we”, “us”, the “RCM” or the “Mint |
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| March 25, 2024 |
PRINCIPAL FINANCIAL OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 Sprott Physical Gold Trust 40-F Exhibit 99.4 PRINCIPAL FINANCIAL OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 In connection with this annual report of Sprott Physical Gold Trust (the “Trust”) on Form 40-F for the year ended December 31, 2023 as filed with the Securities and Exchange Commission (the “SEC”) on or about the date hereof (the “Report”), I, Varinder Bhathal, Principal Financ |
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| March 25, 2024 |
PRINCIPAL EXECUTIVE OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 Sprott Physical Gold Trust 40-F Exhibit 99.3 PRINCIPAL EXECUTIVE OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 In connection with this annual report of Sprott Physical Gold Trust (the “Trust”) on Form 40-F for the year ended December 31, 2023 as filed with the Securities and Exchange Commission (the “SEC”) on or about the date hereof (the “Report”), I, John Ciampaglia, Principal Executi |
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| March 25, 2024 |
Consent of Independent Registered Public Accounting Firm Sprott Physical Gold Trust 40-F Exhibit 99.7 kpmg LLP Chartered Professional Accountants Bay Adelaide Centre 333 Bay Street Suite 4600 Toronto, ON M5H 2S5 Canada Telephone: Fax: Internet: (416) 777-8500 (416) 777-8818 www.kpmg.ca Consent of Independent Registered Public Accounting Firm To Sprott Asset Management LP, Manager of Sprott Physical Gold Trust (the Trust) We consent to the use of: ● our |
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| March 25, 2024 |
CERTIFICATION OF THE PRINCIPAL EXECUTIVE OFFICER Sprott Physical Gold Trust 40-F Exhibit 99.1 CERTIFICATION OF THE PRINCIPAL EXECUTIVE OFFICER I, John Ciampaglia, certify that: 1. I have reviewed this annual report on Form 40-F of Sprott Physical Gold Trust (the “Trust”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light |
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| March 25, 2024 |
CERTIFICATION OF THE PRINCIPAL FINANCIAL OFFICER Sprott Physical Gold Trust 40-F Exhibit 99.2 CERTIFICATION OF THE PRINCIPAL FINANCIAL OFFICER I, Varinder Bhathal, certify that: 1. I have reviewed this annual report on Form 40-F of Sprott Physical Gold Trust (the “Trust”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light |
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| March 25, 2024 |
SPROTT PHYSICAL GOLD TRUST CLAWBACK POLICY Sprott Physical Gold Trust 40-F Exhibit 97 SPROTT PHYSICAL GOLD TRUST CLAWBACK POLICY This Clawback Policy (this “Policy”) shall be applied by the Sprott Physical Gold Trust (the “Trust”) to the Executive Officers effective as of the Effective Date. |
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| March 25, 2024 |
Sprott Physical Gold Trust 40-F Exhibit 99.5 No securities regulatory authority has expressed an opinion about these securities and it is an offense to claim otherwise. ANNUAL INFORMATION FORM for the fiscal year ended December 31, 2023 SPROTT PHYSICAL GOLD TRUST (the “Trust”) March 25, 2024 TABLE OF CONTENTS CAUTIONARY STATEMENT REGARDING FORWARD-LOOKING STATEMENTS 1 CURRENCY 1 THE TRUST 1 INVEST |
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| March 25, 2024 |
Sprott Physical Gold Trust 40-F Exhibit 99.6 Annual Report to Unitholders December 31, 2023 2 Table of Contents The annual management report of fund performance is an analysis and explanation that is designed to complement and supplement an investment fund’s annual financial statements. A copy of the annual financial statements has been included within the Annual Report to Unitholders. You can als |
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| March 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 40-F UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 40-F ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13(a) OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 Commission file number 001-34638 SPROTT PHYSICAL GOLD TRUST (Exact name of Registrant as speci |
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| November 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of November 2023 Commission File Number: 001-34638 SPROTT PHYSICAL GOLD TRUST (Translation of registrant’s name into English) Suite 2600, South Tower, Royal Bank Plaza, 200 Bay Street, Toronto, Ontar |
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| November 9, 2023 |
SPROTT PHYSICAL GOLD TRUST 6-K Exhibit 99.1 Interim Report to Unitholders September 30, 2023 2 Table of Contents The interim management report of fund performance is an analysis and explanation that is designed to complement and supplement an investment fund’s interim financial statements. A copy of the interim financial statements has been included within the Report to Unitholders. You can also g |
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| August 16, 2023 |
Sprott Physical Gold Trust 6-K Exhibit 99.1 Interim Report to Unitholders June 30, 2023 2 Table of Contents The interim management report of fund performance is an analysis and explanation that is designed to complement and supplement an investment fund’s interim financial statements. A copy of the interim financial statements has been included within the Report to Unitholders. You can also get a |
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| August 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of August 2023 Commission File Number: 001-34638 SPROTT PHYSICAL GOLD TRUST (Translation of registrant’s name into English) Suite 2600, South Tower, Royal Bank Plaza, 200 Bay Street, Toronto, Ontario |
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| May 12, 2023 |
phys-991 Sprott Physical Gold Trust 6-K Exhibit 99.1 Interim Report to Unitholders March 31, 2023 2 Table of Contents The interim management report of fund performance is an analysis and explanation that is designed to complement and supplement an investment fund’s interim financial statements. A copy of the interim financial statements has been included within the Report to Unitholders. You can a |
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| May 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of May 2023 Commission File Number: 001-34638 SPROTT PHYSICAL GOLD TRUST (Translation of registrant’s name into English) Suite 2600, South Tower, Royal Bank Plaza, 200 Bay Street, Toronto, Ontario, C |
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| March 21, 2023 |
CERTIFICATION OF THE PRINCIPAL EXECUTIVE OFFICER Sprott Physical Gold Trust 40-F Exhibit 99.1 CERTIFICATION OF THE PRINCIPAL EXECUTIVE OFFICER I, John Ciampaglia, certify that: 1. I have reviewed this annual report on Form 40-F of Sprott Physical Gold Trust (the “Trust”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light |
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| March 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 40-F UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 40-F ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13(a) OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 Commission file number 001-34638 SPROTT PHYSICAL GOLD TRUST (Exact name of Registrant as speci |
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| March 21, 2023 |
Sprott Physical Gold Trust 40-F Exhibit 99.5 No securities regulatory authority has expressed an opinion about these securities and it is an offense to claim otherwise. ANNUAL INFORMATION FORM for the fiscal year ended December 31, 2022 SPROTT PHYSICAL GOLD TRUST (the “Trust”) March 17, 2023 TABLE OF CONTENTS CAUTIONARY STATEMENT REGARDING FORWARD-LOOKING STATEMENTS 1 CURRENCY 1 THE TRUST 1 INVEST |
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| March 21, 2023 |
Consent of Independent Registered Public Accounting Firm Sprott Physical Gold Trust 40-F Exhibit 99.9 Consent of Independent Registered Public Accounting Firm To Sprott Asset Management LP, Manager of Sprott Physical Gold Trust (the Trust) We consent to the use of: · our report of independent registered public accounting firm dated March 21, 2023 on the financial statements of the Trust, which comprise the statements of financial position as of December |
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| March 21, 2023 |
CERTIFICATION OF THE PRINCIPAL FINANCIAL OFFICER Sprott Physical Gold Trust 40-F Exhibit 99.2 CERTIFICATION OF THE PRINCIPAL FINANCIAL OFFICER I, Varinder Bhathal, certify that: 1. I have reviewed this annual report on Form 40-F of Sprott Physical Gold Trust (the “Trust”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light |
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| March 21, 2023 |
Sprott Physical Gold Trust 40-F Sprott Physical Gold Trust 40-F Exhibit 99.7 MANAGEMENT'S REPORT ON INTERNAL CONTROL OVER FINANCIAL REPORTING Sprott Asset Management LP, the “Manager” of the Sprott Physical Gold Trust (the “Trust”) is responsible for the integrity, consistency, objectivity and reliability of the Financial Statements of the Trust. International Financial Reporting Standards have been applied and management has ex |
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| March 21, 2023 |
Sprott Physical Gold Trust 40-F Exhibit 99.6 Annual Report to Unitholders December 31, 2022 2 Table of Contents The annual management report of fund performance is an analysis and explanation that is designed to complement and supplement an investment fund’s annual financial statements. A copy of the annual financial statements has been included within the Annual Report to Unitholders. You can als |
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| March 21, 2023 |
PRINCIPAL FINANCIAL OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 Sprott Physical Gold Trust 40-F Exhibit 99.4 PRINCIPAL FINANCIAL OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 In connection with this Annual Report of Sprott Physical Gold Trust (the “Trust”) on Form 40-F for the year ended December 31, 2022 as filed with the Securities and Exchange Commission (the “SEC”) on or about the date hereof (the “Report”), I, Varinder Bhathal, Principal Financ |
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| March 21, 2023 |
PRINCIPAL EXECUTIVE OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 Sprott Physical Gold Trust 40-F Exhibit 99.3 PRINCIPAL EXECUTIVE OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 In connection with this annual report of Sprott Physical Gold Trust (the “Trust”) on Form 40-F for the year ended December 31, 2022 as filed with the Securities and Exchange Commission (the “SEC”) on or about the date hereof (the “Report”), I, John Ciampaglia, Principal Executi |
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| November 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2022 Commission File Number: 001-34638 SPROTT PHYSICAL GOLD TRUST (Translation of registrant?s name into English) Suite 2600, South Tower, Royal Bank Plaza, 200 Bay Street, Toronto, Ontar |
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| November 10, 2022 |
Sprott Physical Gold Trust 6-K ?Exhibit 99.1 Table of Contents Interim Report to Unitholders September 30, 2022 ? Table of Contents 2 Table of Contents The interim management report of fund performance is an analysis and explanation that is designed to complement and supplement an investment fund?s interim financial statements. A copy of the interim financial statements has been included within th |
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| August 17, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2022 Commission File Number: 001-34638 SPROTT PHYSICAL GOLD TRUST (Translation of registrant?s name into English) Suite 2600, South Tower, Royal Bank Plaza, 200 Bay Street, Toronto, Ontario |
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| August 17, 2022 |
Sprott Physical Gold Trust UPDATES Its “At-The-Market” Equity Program Sprott Physical Gold Trust 6-K Exhibit 99.1 for immediate release NYSE: PHYS tsx: PHYS and PHYS.U Sprott Physical Gold Trust UPDATES Its ?At-The-Market? Equity Program TORONTO, ON ? August 11, 2022 ? Sprott Asset Management LP (?Sprott Asset Management?), a subsidiary of Sprott Inc., on behalf of the Sprott Physical Gold Trust (NYSE: PHYS) (TSX: PHYS / PHYS.U) (the ?Trust?), a closed-ended mutual |
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| August 12, 2022 |
Sprott Physical Gold Trust 6-K ?Exhibit 99.1 Table of Contents Interim Report to Unitholders June 30, 2022 ? Table of Contents 2 Table of Contents The interim management report of fund performance is an analysis and explanation that is designed to complement and supplement an investment fund?s interim financial statements. A copy of the interim financial statements has been included within the Rep |
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| August 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of August 2022 Commission File Number: 001-34638 SPROTT PHYSICAL GOLD TRUST (Translation of registrant?s name into English) Suite 2600, South Tower, Royal Bank Plaza, 200 Bay Street, Toronto, Ontario |
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| August 11, 2022 |
F-10 1 phys-f10080922.htm REGISTRATION STATEMENT As filed with the Securities and Exchange Commission on August 10, 2022 Registration No. 333- U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-10 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 SPROTT PHYSICAL GOLD TRUST (Exact name of Registrant as specified in its charter) Province of Ontario, Canada (Province or other |
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| August 11, 2022 |
Consent of Seward & Kissel LLP. Sprott Physical Gold Trust F-10 Exhibit 5.3 SEWARD & KISSEL LLP 901 K STREET, N.W., SUITE 800 WASHINGTON, D.C. 20001 TELEPHONE: (202) 737-8833 FACSIMILE: (202) 737-5184 WWW.SEWKIS.COM ONE BATTERY PARK PLAZA NEW YORK, NEW YORK 10004 TELEPHONE: (212) 574-1200 FACSIMILE: (212) 480-8421 We hereby consent to the use of our name in the Registration Statement on Form F-10 filed by Sprott Physical Gold Tr |
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| August 11, 2022 |
PROSPECTUS SUPPLEMENT TO THE SHORT FORM BASE SHELF PROSPECTUS DATED AUGUST 10, 2022 Filed pursuant to General Instruction II.L of Form F-10 File No. 333-266758 No securities regulatory authority has expressed an opinion about these securities and it is an offence to claim otherwise. This prospectus supplement, together with the accompanying short form base shelf prospectus dated August 10, 2022 (the ?accompanying prospectus?) to which it relates, as amended or supplemented, and e |
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| August 11, 2022 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-X APPOINTMENT OF AGENT FOR SERVICE OF PROCESS AND UNDERTAKING A. Name of issuer or person filing (?Filer?): Sprott Physical Gold Trust B. (1) This is [check one] ? an original filing for the Filer ? an amended filing for the Filer (2) Check the following box if you are filing the Form F-X in paper in accordance with Regulation S |
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| August 11, 2022 |
Calculation of Filing Fee Table Exhibit 107 Calculation of Filing Fee Tables F-10 ?????? (Form Type) Sprott Physical Gold Trust ???????????????????. |
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| August 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of August 2022 Commission File Number: 001-34638 SPROTT PHYSICAL GOLD TRUST (Translation of registrant?s name into English) Suite 2600, South Tower, Royal Bank Plaza, 200 Bay Street, Toronto, Ontario |
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| August 11, 2022 |
SPROTT PHYSICAL GOLD TRUST Amendment No. 1 to the Amended and Restated Sales Agreement SPROTT PHYSICAL GOLD TRUST 6-K Exhibit 99.1 SPROTT PHYSICAL GOLD TRUST Amendment No. 1 to the Amended and Restated Sales Agreement August 11, 2022 Cantor Fitzgerald & Co. 499 Park Avenue New York, NY 10022 Virtu Americas LLC One Liberty Plaza 165 Broadway New York, NY 10006 Virtu ITG Canada Corp. 222 Bay Street Suite 2600, P.O. Box 33 Toronto, ON M5K 1B7 Ladies and Gentlemen: Reference is made to |
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| August 11, 2022 |
F-X 1 phys-fx080922.htm FOR APPOINTMENT OF AGENT FOR SERVICE U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-X APPOINTMENT OF AGENT FOR SERVICE OF PROCESS AND UNDERTAKING A. Name of issuer or person filing (“Filer”): RBC Investor Services Trust on Behalf of Sprott Physical Gold Trust B. (1) This is [check one] ☒ an original filing for the Filer ☐ an amended filing for the Fil |
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| May 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of May 2022 Commission File Number: 001-34638 SPROTT PHYSICAL GOLD TRUST (Translation of registrant?s name into English) Suite 2600, South Tower, Royal Bank Plaza, 200 Bay Street, Toronto, Ontario, C |
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| May 13, 2022 |
Sprott Physical Gold Trust 6-K Exhibit 99.1 Table of Contents Interim Report to Unitholders March 31, 2022 ? Table of Contents 2 Table of Contents The interim management report of fund performance is an analysis and explanation that is designed to complement and supplement an investment fund?s interim financial statements. A copy of the interim financial statements has been included within the Rep |
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| March 18, 2022 |
Sprott Physical Gold Trust 40-F Exhibit 99.6 Annual Report to Unitholders December 31, 2021 ? 2 Table of Contents The annual management report of fund performance is an analysis and explanation that is designed to complement and supplement an investment fund?s annual financial statements. A copy of the annual financial statements has been included within the Report to Unitholders. You can also get |
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| March 18, 2022 |
Consent of KPMG LLP, Independent Registered Public Accounting Firm. Sprott Physical Gold Trust 40-F Exhibit 99.9 KPMG LLP Chartered Professional Accountants Bay Adelaide Centre Telephone: (416) 777-8500 333 Bay Street Suite 4600 Fax: (416) 777-8818 Toronto, ON M5H 2S5 Internet: www.kpmg.ca Canada Consent of Independent Registered Public Accounting Firm To Sprott Asset Management LP, Manager of Sprott Physical Gold Trust We consent to the use of: ? our report dated |
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| March 18, 2022 |
Attestation Report of KPMG LLP. Sprott Physical Gold Trust 40-F Exhibit 99.8 KPMG LLP Chartered Professional Accountants Bay Adelaide Centre Telephone: (416) 777-8500 333 Bay Street Suite 4600 Fax: (416) 777-8818 Toronto, ON M5H 2S5 Internet: www.kpmg.ca Canada Report of Independent Registered Public Accounting Firm To Sprott Asset Management LP, the Trustee and the Unitholders of Sprott Physical Gold Trust Opinion on the Financ |
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| March 18, 2022 |
Certificate of the Chief Executive Officer under Section 302 of the Sarbanes-Oxley Act of 2002. Sprott Physical Gold Trust 40-F Exhibit 99.1 CERTIFICATION OF THE PRINCIPAL EXECUTIVE OFFICER I, John Ciampaglia, certify that: 1. I have reviewed this annual report on Form 40-F of Sprott Physical Gold Trust (the ?Trust?); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light |
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| March 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 40-F UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 40-F ? REGISTRATION STATEMENT PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 OR ? ANNUAL REPORT PURSUANT TO SECTION 13(a) OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 Commission file number 001-34638 SPROTT PHYSICAL GOLD TRUST (Exact name of Registrant as speci |
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| March 18, 2022 |
Sprott Physical Gold Trust 40-F Exhibit 99.7 MANAGEMENT?S RESPONSIBILITY FOR FINANCIAL INFORMATION Sprott Asset Management LP, the ?Manager? of the Sprott Physical Gold Trust (the ?Trust?) is responsible for the integrity, consistency, objectivity and reliability of the Financial Statements of the Trust. International Financial Reporting Standards have been applied and management has exercised its |
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| March 18, 2022 |
Certificate of the Chief Executive Officer under Section 906 of the Sarbanes-Oxley Act of 2002. Sprott Physical Gold Trust 40-F Exhibit 99.3 PRINCIPAL EXECUTIVE OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 In connection with this Annual Report of Sprott Physical Gold Trust (the ?Trust?) on Form 40-F for the year ended December 31, 2021 as filed with the Securities and Exchange Commission (the ?SEC?) on or about the date hereof (the ?Report?), I, John Ciampaglia, Principal Executi |
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| March 18, 2022 |
Annual Information Form of the Registrant dated March 18, 2022. Sprott Physical Gold Trust 40-F Exhibit 99.5 ANNUAL INFORMATION FORM for the fiscal year ended December 31, 2021 SPROTT PHYSICAL GOLD TRUST (the ?Trust?) March 18, 2022 TABLE OF CONTENTS CAUTIONARY STATEMENT REGARDING FORWARD-LOOKING STATEMENTS 1 CURRENCY 1 THE TRUST 1 INVESTMENT RESTRICTIONS AND OPERATING RESTRICTIONS 5 OVERVIEW OF THE GOLD SECTOR 7 DESCRIPTION OF UNITS 14 CALCULATION OF NET ASSE |
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| March 18, 2022 |
Certificate of the Chief Financial Officer under Section 302 of the Sarbanes-Oxley Act of 2002 Sprott Physical Gold Trust 40-F Exhibit 99.2 CERTIFICATION OF THE PRINCIPAL FINANCIAL OFFICER I, Varinder Bhathal, certify that: 1. I have reviewed this annual report on Form 40-F of Sprott Physical Gold Trust (the ?Trust?); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light |
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| March 18, 2022 |
Certificate of the Chief Financial Officer under Section 906 of the Sarbanes-Oxley Act of 2002. Sprott Physical Gold Trust 40-F Exhibit 99.4 PRINCIPAL FINANCIAL OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 In connection with this Annual Report of Sprott Physical Gold Trust (the ?Trust?) on Form 40-F for the year ended December 31, 2021 as filed with the Securities and Exchange Commission (the ?SEC?) on or about the date hereof (the ?Report?), I, Varinder Bhathal, Principal Financ |
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| November 12, 2021 |
Sprott Physical Gold Trust 6-K Exhibit 99.1 Table of Contents Interim Report to Unitholders September 30, 2021 ? Table of Contents 2 Table of Contents The interim management report of fund performance is an analysis and explanation that is designed to complement and supplement an investment fund?s interim financial statements. A copy of the interim financial statements has been included within the |
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| November 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of November 2021 Commission File Number: 001-34638 SPROTT PHYSICAL GOLD TRUST (Translation of registrant?s name into English) Suite 2600, South Tower, Royal Bank Plaza, 200 Bay Street, Toronto, Ontar |
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| August 13, 2021 |
Sprott Physical Gold Trust 6-K Exhibit 99.1 Interim Report to Unitholders June 30, 2021 ? 2 Table of Contents The interim management report of fund performance is an analysis and explanation that is designed to complement and supplement an investment fund?s interim financial statements. A copy of the interim financial statements has been included within the Interim Report to Unitholders. You can a |
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| August 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of August 2021 Commission File Number: 001-34638 SPROTT PHYSICAL GOLD TRUST (Translation of registrant?s name into English) Suite 2600, South Tower, Royal Bank Plaza, 200 Bay Street, Toronto, Ontario |
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| May 14, 2021 |
? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? ? FORM 6-K ? Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 ? For the month of May 2021 ? Commission File Number: 001-34638 ? ? SPROTT PHYSICAL GOLD TRUST (Translation of registrant?s name into English) ? Suite 2600, South Tower, Royal Bank Plaza, 200 Bay Street, |
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| May 14, 2021 |
Table of Contents Exhibit 99.1 ? ? ? ? ? Sprott Physical Gold Trust ? ? ? ? ? Interim Report to Unitholders ? March 31, 2021 ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? Table of Contents - Table of Contents ? Interim Management Report of Fund Performance 3 ? ? Interim Financial Statements 7 ? ? The interim management report of fund performance is an analysis and explanation that is designed to complemen |
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| March 22, 2021 |
Consent of KPMG LLP, Independent Registered Public Accounting Firm. Exhibit 99.9 Consent of Independent Registered Public Accounting Firm To Sprott Asset Management LP, Manager of Sprott Physical Gold Trust We consent to the use of our reports, each dated March 22, 2021, with respect to the financial statements and the effectiveness of internal control over financial reporting included in this annual report on Form 40-F. We also consent to the incorporation by ref |
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| March 22, 2021 |
Annual Information Form of the Registrant dated March 22, 2021. Exhibit 99.5 ANNUAL INFORMATION FORM for the fiscal year ended December 31, 2020 SPROTT PHYSICAL GOLD TRUST (the ?Trust?) March 22, 2021 ? TABLE OF CONTENTS CAUTIONARY STATEMENT REGARDING FORWARD-LOOKING STATEMENTS 1 CURRENCY 1 THE TRUST 1 INVESTMENT RESTRICTIONS AND OPERATING RESTRICTIONS 5 OVERVIEW OF THE GOLD SECTOR 7 DESCRIPTION OF UNITS 14 CALCULATION OF NET ASSET VALUE 17 MARKET FOR THE UNIT |
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| March 22, 2021 |
Management’s Report on Internal Control Over Financial Reporting. Exhibit 99.7 ? ? MANAGEMENT?S RESPONSIBILITY FOR FINANCIAL INFORMATION ? Sprott Asset Management LP, the ?Manager? of the Sprott Physical Gold Trust (the ?Trust?) is responsible for the integrity, consistency, objectivity and reliability of the Financial Statements of the Trust. International Financial Reporting Standards have been applied and management has exercised its judgment and made best es |
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| March 22, 2021 |
Certificate of the Chief Executive Officer under Section 302 of the Sarbanes-Oxley Act of 2002. Exhibit 99.1 ? CERTIFICATION OF THE PRINCIPAL EXECUTIVE OFFICER ? I, John Ciampaglia, certify that: ? 1. I have reviewed this annual report on Form 40-F of Sprott Physical Gold Trust (the ?Trust?); ? 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances und |
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| March 22, 2021 |
Certificate of the Chief Financial Officer under Section 906 of the Sarbanes-Oxley Act of 2002. Exhibit 99.4 ? PRINCIPAL FINANCIAL OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 ? In connection with this Annual Report of Sprott Physical Gold Trust (the ?Trust?) on Form 40-F for the year ended December 31, 2020 as filed with the Securities and Exchange Commission (the ?SEC?) on or about the date hereof (the ?Report?), I, Varinder Bhathal, Principal Financial Officer of Sprott Asset |
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| March 22, 2021 |
? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ? FORM 40-F ? ? REGISTRATION STATEMENT PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 ? OR ? ? ANNUAL REPORT PURSUANT TO SECTION 13(a) OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? For the fiscal year ended December 31, 2020 ? Commission file number 001-34638 ? SPROTT PHYSICAL GOLD TRUST (Exact name of R |
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| March 22, 2021 |
Table of Contents Exhibit 99.6 ? ? ? ? ? ? ? ? ? Sprott Physical Gold Trust ? ? ? ? ? ? ? ? Annual Report ? December 31, 2020 ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? Table of Contents ? Table of Contents ? ? Annual Management Report of Fund Performance 3 ? ? Annual Financial Statements 8 ? ? The management report of fund performance is an analysis and explanation that is designed to complement and sup |
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| March 22, 2021 |
Attestation Report of KPMG LLP. Exhibit 99.8 ? ? ? ? ? KPMG LLP ? ? Chartered Professional Accountants ? ? Bay Adelaide Centre Telephone: (416) 777-8500 333 Bay Street Suite 4600 Fax: (416) 777-8818 Toronto, ON M5H 2S5 Internet: www.kpmg.ca Canada ? ? ? Report of Independent Registered Public Accounting Firm ? To Sprott Asset Management LP, the Trustee and the Unitholders of Sprott Physical Gold Trust ? Opinion on Internal Contr |
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| March 22, 2021 |
Certificate of the Chief Financial Officer under Section 302 of the Sarbanes-Oxley Act of 2002. Exhibit 99.2 ? CERTIFICATION OF THE PRINCIPAL FINANCIAL OFFICER ? I, Varinder Bhathal, certify that: ? 1. I have reviewed this annual report on Form 40-F of Sprott Physical Gold Trust (the ?Trust?); ? 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances un |
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| March 22, 2021 |
Certificate of the Chief Executive Officer under Section 906 of the Sarbanes-Oxley Act of 2002. Exhibit 99.3 ? PRINCIPAL EXECUTIVE OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 ? In connection with this Annual Report of Sprott Physical Gold Trust (the ?Trust?) on Form 40-F for the year ended December 31, 2020 as filed with the Securities and Exchange Commission (the ?SEC?) on or about the date hereof (the ?Report?), I, John Ciampaglia, Principal Executive Officer of Sprott Asset M |
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| November 13, 2020 |
Current Report of Foreign Issuer - 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of November 2020 Commission File Number: 001-34638 SPROTT PHYSICAL GOLD TRUST (Translation of registrant’s name into English) Suite 2600, South Tower, Royal Bank Plaza, 200 Bay Street, Toronto, Ontar |
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| November 13, 2020 |
Sprott Physical Gold Trust Unaudited interim financial statements September 30, 2020 EX-99.1 2 phys-20201130xex99d1.htm EX-99.1 Table of Contents Exhibit 99.1 Sprott Physical Gold Trust Interim Report to Unitholders September 30, 2020 Table of Contents - Table of Contents Management Report of Fund Performance 3 Financial Statements 7 The management report of fund performance is an analysis and explanation that is designed to complement and supplement an investment fund’s financial |
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| November 13, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2020 Commission File Number: 001-34638 SPROTT PHYSICAL GOLD TRUST (Translation of registrant?s name into English) Suite 2600, South Tower, Royal Bank Plaza, 200 Bay Street, Toronto, Ontar |
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| November 13, 2020 |
AMENDMENT NO. 1 TO AMENDED AND RESTATED TRUST AGREEMENT EX-99.3 4 d8641421ex99-3.htm Exhibit 99.3 AMENDMENT NO. 1 TO AMENDED AND RESTATED TRUST AGREEMENT THIS AMENDMENT NO. 1 TO THE AMENDED AND RESTATED TRUST AGREEMENT (this “Amendment No. 1”) of Sprott Physical Gold Trust (the “Trust”) is dated the 13th day of November, 2020. WHEREAS, Sprott Asset Management LP (the “Manager”), a limited partnership formed under the laws of the Province of Ontario, an |
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| November 13, 2020 |
Exhibit 99.1 FOR IMMEDIATE RELEASE NYSE: PHYS TSX: PHYS AND PHYS.U SPROTT PHYSICAL GOLD TRUST ANNOUNCES AMENDMENTS TO TRUST AGREEMENT This news release constitutes a "designated news release" for the purposes of Sprott Physical Gold Trust's prospectus supplement dated October 21, 2020 to its base shelf prospectus dated July 6, 2020. TORONTO ON, November 13, 2020 ? On November 13, 2020, Sprott Asse |
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| November 13, 2020 |
Exhibit 99.2 SPROTT ASSET MANAGEMENT LP SPROTT PHYSICAL GOLD TRUST AMENDED AND RESTATED TRUST AGREEMENT Dated as of February 27, 2015 TABLE OF CONTENTS Page ARTICLE 1 INTERPRETATION 2 1.1 Definitions 2 1.2 Article and Section Headings 9 1.3 Statute References 9 1.4 Business Day 9 1.5 Number, Gender 9 1.6 References to ?Agreement? etc 9 1.7 Time of Day 9 1.8 Currency 10 1.9 Exercise of Discretion 1 |
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| October 22, 2020 |
SPROTT PHYSICAL GOLD TRUST Trust Units Amended and Restated Sales Agreement EX-99.2 3 d8634229ex99-2.htm Exhibit 99.2 SPROTT PHYSICAL GOLD TRUST Trust Units Amended and Restated Sales Agreement October 21, 2020 Cantor Fitzgerald & Co. 499 Park Avenue New York, NY 10022 Virtu Americas LLC One Liberty Plaza 165 Broadway New York, NY 10006 Virtu ITG Canada Corp. 222 Bay Street Suite 2600, P.O. Box 33 Toronto, ON M5K 1B7 Ladies and Gentlemen: Reference is made to the Controll |
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| October 22, 2020 |
Form 6-K filed with the SEC on October 22, 2020 6-K 1 d86329636-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2020 Commission File Number: 001-34638 SPROTT PHYSICAL GOLD TRUST (Translation of registrant’s name into English) Suite 2600, South Tower, Royal Bank Plaza, 200 Bay S |
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| October 22, 2020 |
Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS Table of Contents Filed pursuant to General Instruction II. |
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| October 22, 2020 |
Exhibit 99.1 FOR IMMEDIATE RELEASE NYSE: PHYS TSX: PHYS AND PHYS.U SPROTT PHYSICAL GOLD TRUST EXPANDS ITS “AT-THE-MARKET” EQUITY PROGRAM TORONTO ON, October 21, 2020 – Sprott Asset Management LP (“Sprott”), on behalf of the Sprott Physical Gold Trust (NYSE: PHYS) (TSX: PHYS / PHYS.U) (the “Trust”), a closed-ended mutual fund trust created to invest and hold substantially all of its assets in physi |
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| August 14, 2020 |
Sprott Physical Gold Trust Unaudited interim financial statements June 30, 2020 Table of Contents Exhibit 99.1 Sprott Physical Gold Trust Interim Report to Unitholders June 30, 2020 Table of Contents - Table of Contents Management Report of Fund Performance 3 Financial Statements 7 The management report of fund performance is an analysis and explanation that is designed to complement and supplement an investment fund’s financial statements. This report contains financial high |
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| August 14, 2020 |
Current Report of Foreign Issuer - 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of August 2020 Commission File Number: 001-34638 SPROTT PHYSICAL GOLD TRUST (Translation of registrant’s name into English) Suite 2600, South Tower, Royal Bank Plaza, 200 Bay Street, Toronto, Ontario |
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| July 9, 2020 |
Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS Table of Contents Filed pursuant to General Instruction II. |
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| July 7, 2020 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-X APPOINTMENT OF AGENT FOR SERVICE OF PROCESS AND UNDERTAKING A. Name of issuer or person filing (“Filer”): Sprott Physical Gold Trust B. (1) This is [check one] x an original filing for the Filer o an amended filing for the Filer (2) Check the following box if you are filing the Form F-X in paper in accordance with Regulation S |
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| July 7, 2020 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-X APPOINTMENT OF AGENT FOR SERVICE OF PROCESS AND UNDERTAKING A. Name of issuer or person filing (“Filer”): RBC Investor Services Trust on Behalf of Sprott Physical Gold Trust B. (1) This is [check one] x an original filing for the Filer o an amended filing for the Filer (2) Check the following box if you are filing the Form F-X |
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| July 7, 2020 |
Consent of Seward & Kissel LLP. QuickLinks - Click here to rapidly navigate through this document Exhibit 5.3 SEWARD & KISSEL LLP 901 K STREET, N.W., SUITE 800 WASHINGTON, D.C. 20001 TELEPHONE: (202) 737-8833 FACSIMILE: (202) 737-5184 WWW.SEWKIS.COM ONE BATTERY PARK PLAZA NEW YORK, NEW YORK 10004 TELEPHONE: (212) 574-1200 FACSIMILE: (212) 480-8421 We hereby consent to the use of our name in the Registration Statement on Form F-1 |
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| July 7, 2020 |
Use these links to rapidly review the document TABLE OF CONTENTS As filed with the Securities and Exchange Commission on July 6, 2020 Registration No. |
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| May 15, 2020 |
Current Report of Foreign Issuer - 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of May 2020 Commission File Number: 001-34638 SPROTT PHYSICAL GOLD TRUST (Translation of registrant?s name into English) Suite 2600, South Tower, Royal Bank Plaza, 200 Bay Street, Toronto, Ontario, C |
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| May 15, 2020 |
Sprott Physical Gold Trust Unaudited interim financial statements March 31, 2020 Table of Contents Exhibit 99.1 Sprott Physical Gold Trust Interim Report to Unitholders March 31, 2020 Table of Contents - Table of Contents Management Report of Fund Performance 3 Financial Statements 7 The management report of fund performance is an analysis and explanation that is designed to complement and supplement an investment fund’s financial statements. This report contains financial hig |
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| May 5, 2020 |
Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS Table of Contents Filed pursuant to General Instruction II. |
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| April 17, 2020 |
PROSPECTUS SUPPLEMENT TO THE SHORT FORM BASE SHELF PROSPECTUS DATED JUNE 20, 2018 Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS Table of Contents Filed pursuant to General Instruction II. |
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| March 31, 2020 |
Management’s Report on Internal Control Over Financial Reporting. Exhibit 99.7 MANAGEMENT?S RESPONSIBILITY FOR FINANCIAL INFORMATION Sprott Asset Management LP, the ?Manager? of the Sprott Physical Gold Trust (the ?Trust?) is responsible for the integrity, consistency, objectivity and reliability of the Financial Statements of the Trust. International Financial Reporting Standards have been applied and management has exercised its judgment and made best estimate |
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| March 31, 2020 |
Certificate of the Chief Executive Officer under Section 906 of the Sarbanes-Oxley Act of 2002. EX-99.3 4 phys-20191231ex9939bbe44.htm EX-99.3 Exhibit 99.3 PRINCIPAL EXECUTIVE OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 In connection with this Annual Report of Sprott Physical Gold Trust (the “Trust”) on Form 40-F for the year ended December 31, 2019 as filed with the Securities and Exchange Commission (the “SEC”) on or about the date hereof (the “Report”), I, John Ciampaglia, Pr |
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| March 31, 2020 |
Consent of KPMG LLP, Independent Registered Public Accounting Firm. Exhibit 99.9 Consent of Independent Registered Public Accounting Firm To Sprott Asset Management LP, Manager of Sprott Physical Gold Trust We consent to the use of our reports, each dated March 30, 2020, with respect to the financial statements and the effectiveness of internal control over financial reporting incorporated by reference in this annual report on Form 40-F. We also consent to the inc |
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| March 31, 2020 |
Table of Contents Exhibit 99.6 Sprott Physical Gold Trust Report to Unitholders December 31, 2019 Table of Contents - Table of Contents Management Report on Fund Performance 3 Financial Statements 7 The management report of fund performance is an analysis and explanation that is designed to complement and supplement an investment fund’s financial statements. This report contains financial highligh |
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| March 31, 2020 |
Exhibit 99.5 ANNUAL INFORMATION FORM for the fiscal year ended December 31, 2019 SPROTT PHYSICAL GOLD TRUST (the ?Trust?) March 30, 2020 TABLE OF CONTENTS CAUTIONARY STATEMENT REGARDING FORWARD-LOOKING STATEMENTS 1 CURRENCY 1 THE TRUST 1 INVESTMENT RESTRICTIONS AND OPERATING RESTRICTIONS 5 OVERVIEW OF THE GOLD SECTOR 7 DESCRIPTION OF UNITS 14 CALCULATION OF NET ASSET VALUE 17 MARKET FOR THE UNITS |
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| March 31, 2020 |
Certificate of the Chief Executive Officer under Section 302 of the Sarbanes-Oxley Act of 2002. Exhibit 99.1 CERTIFICATION OF THE PRINCIPAL EXECUTIVE OFFICER I, John Ciampaglia, certify that: 1. I have reviewed this annual report on Form 40-F of Sprott Physical Gold Trust (the ?Trust?); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which |
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| March 31, 2020 |
Certificate of the Chief Financial Officer under Section 906 of the Sarbanes-Oxley Act of 2002. Exhibit 99.4 PRINCIPAL FINANCIAL OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 In connection with this Annual Report of Sprott Physical Gold Trust (the ?Trust?) on Form 40-F for the year ended December 31, 2019 as filed with the Securities and Exchange Commission (the ?SEC?) on or about the date hereof (the ?Report?), I, Varinder Bhathal, Principal Financial Officer of Sprott Asset Mana |
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| March 31, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 40-F 40-F 1 phys-20191231x40f.htm 40-F UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 40-F ☐REGISTRATION STATEMENT PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ANNUAL REPORT PURSUANT TO SECTION 13(a) OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 Commission file number 001-34638 SPROTT PHYSICAL GOLD TRUST (E |
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| March 31, 2020 |
Attestation Report of KPMG LLP. Exhibit 99.8 Report of Independent Registered Public Accounting Firm To Sprott Asset Management LP, the Trustee and the Unitholders of Sprott Physical Gold Trust Opinion on Internal Control Over Financial Reporting We have audited Sprott Physical Gold Trust?s (the Trust) internal control over financial reporting as of December 31, 2019, based on criteria established in Internal Control ? Integrate |
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| March 31, 2020 |
Certificate of the Chief Financial Officer under Section 302 of the Sarbanes-Oxley Act of 2002. Exhibit 99.2 CERTIFICATION OF THE PRINCIPAL FINANCIAL OFFICER I, Varinder Bhathal, certify that: 1. I have reviewed this annual report on Form 40-F of Sprott Physical Gold Trust (the ?Trust?); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under whic |
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| March 25, 2020 |
PROSPECTUS SUPPLEMENT TO THE SHORT FORM BASE SHELF PROSPECTUS DATED JUNE 20, 2018 Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS Table of Contents Filed pursuant to General Instruction II. |
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| February 24, 2020 |
PROSPECTUS SUPPLEMENT TO THE SHORT FORM BASE SHELF PROSPECTUS DATED JUNE 20, 2018 Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS Table of Contents Filed pursuant to General Instruction II. |
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| January 29, 2020 |
SPROTT PHYSICAL GOLD TRUST Amendment No. 1 to Controlled Equity OfferingSM Sales Agreement EX-99.1 2 d8469114ex99-1.htm Exhibit 99.1 SPROTT PHYSICAL GOLD TRUST Amendment No. 1 to Controlled Equity OfferingSM Sales Agreement January 29, 2020 Cantor Fitzgerald & Co. 499 Park Avenue New York, NY 10022 Virtu Americas LLC One Liberty Plaza 165 Broadway New York, NY 10006 Ladies and Gentlemen: Reference is made to the Controlled Equity OfferingSM Sales Agreement, dated May 6, 2016, including |
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| January 29, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2020 Commission File Number: 001-34638 SPROTT PHYSICAL GOLD TRUST (Translation of registrant?s name into English) Suite 2600, South Tower, Royal Bank Plaza, 200 Bay Street, Toronto, Ontari |
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| January 29, 2020 |
SUPPL 1 a2240614zsuppl.htm SUPPL Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS Table of Contents Filed pursuant to General Instruction II.L of Form F-10 File No. 333-225771 No securities regulatory authority has expressed an opinion about these securities and it is an offence to claim otherwise. This amended and restated prospectus supplement, together with the |
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| November 14, 2019 |
Sprott Physical Gold Trust Unaudited interim financial statements September 30, 2019 Table of Contents Exhibit 99.1 Sprott Physical Gold Trust Interim Report to Unitholders September 30, 2019 Table of Contents - Table of Contents Management Report of Fund Performance 3 Financial Statements 7 The management report of fund performance is an analysis and explanation that is designed to complement and supplement an investment fund?s financial statements. This report contains financial |
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| November 14, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of November 2019 Commission File Number: 001-34638 SPROTT PHYSICAL GOLD TRUST (Translation of registrant?s name into English) Suite 2600, South Tower, Royal Bank Plaza, 200 Bay Street, Toronto, Ontar |
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| August 14, 2019 |
Sprott Physical Gold Trust Unaudited interim financial statements June 30, 2019 Table of Contents Exhibit 99.1 Sprott Physical Gold Trust Interim Report to Unitholders June 30, 2019 Table of Contents - Table of Contents Management Report of Fund Performance 3 Financial Statements 7 The management report of fund performance is an analysis and explanation that is designed to complement and supplement an investment fund’s financial statements. This report contains financial high |
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| August 14, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of August 2019 Commission File Number: 001-34638 SPROTT PHYSICAL GOLD TRUST (Translation of registrant?s name into English) Suite 2600, South Tower, Royal Bank Plaza, 200 Bay Street, Toronto, Ontario |
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| May 15, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of May 2019 Commission File Number: 001-34638 SPROTT PHYSICAL GOLD TRUST (Translation of registrant?s name into English) Suite 2600, South Tower, Royal Bank Plaza, 200 Bay Street, Toronto, Ontario, C |
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| May 15, 2019 |
Sprott Physical Gold Trust Unaudited interim financial statements March 31, 2019 EX-99.1 2 ex-99d1.htm EX-99.1 Table of Contents Exhibit 99.1 Sprott Physical Gold Trust Interim Report to Unitholders March 31, 2019 Table of Contents - Table of Contents Management Report of Fund Performance 3 Financial Statements 7 The management report of fund performance is an analysis and explanation that is designed to complement and supplement an investment fund’s financial statements. This |
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| May 9, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2019 Commission File Number: 001-34638 SPROTT PHYSICAL GOLD TRUST (Translation of registrant?s name into English) Royal Bank Plaza, South Tower, 200 Bay Street, Suite 2600, Toronto, Ontario, C |
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| March 29, 2019 |
Certificate of the Chief Financial Officer under Section 906 of the Sarbanes-Oxley Act of 2002. Exhibit 99.4 PRINCIPAL FINANCIAL OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 In connection with this Annual Report of Sprott Physical Gold Trust (the ?Trust?) on Form 40-F for the year ended December 31, 2018 as filed with the Securities and Exchange Commission (the ?SEC?) on or about the date hereof (the ?Report?), I, Varinder Bhathal, Principal Financial Officer of Sprott Asset Mana |
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| March 29, 2019 |
Table of Contents Exhibit 99.6 Sprott Physical Gold Trust Report to Unitholders December 31, 2018 Table of Contents - Table of Contents Management Report on Fund Performance 3 Financial Statements 7 The management report of fund performance is an analysis and explanation that is designed to complement and supplement an investment fund?s financial statements. This report contains financial highligh |
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| March 29, 2019 |
Certificate of the Chief Financial Officer under Section 302 of the Sarbanes-Oxley Act of 2002. Exhibit 99.2 CERTIFICATION OF THE PRINCIPAL FINANCIAL OFFICER I, Varinder Bhathal, certify that: 1. I have reviewed this annual report on Form 40-F of Sprott Physical Gold Trust (the ?Trust?); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under whic |
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| March 29, 2019 |
Attestation Report of KPMG LLP. Exhibit 99.8 KPMG LLP Chartered Professional Accountants Bay Adelaide Centre Telephone: (416) 777-8500 333 Bay Street Suite 4600 Fax: (416) 777-8818 Toronto, ON M5H 2S5 Internet: www.kpmg.ca Canada Report of Independent Registered Public Accounting Firm To Sprott Asset Management LP, the Trustee and the Unitholders of Sprott Physical Gold Trust Opinion on Internal Control Over Financial Reporting |
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| March 29, 2019 |
Consent of KPMG LLP, Independent Registered Public Accounting Firm. Exhibit 99.9 Consent of Independent Registered Public Accounting Firm To Sprott Asset Management LP, Manager of Sprott Physical Gold Trust We consent to the use of our reports, each dated March 29, 2019, with respect to the financial statements and the effectiveness of internal control over financial reporting incorporated by reference in this annual report on Form 40-F. We also consent to the inc |
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| March 29, 2019 |
Certificate of the Chief Executive Officer under Section 906 of the Sarbanes-Oxley Act of 2002. Exhibit 99.3 PRINCIPAL EXECUTIVE OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 In connection with this Annual Report of Sprott Physical Gold Trust (the ?Trust?) on Form 40-F for the year ended December 31, 2018 as filed with the Securities and Exchange Commission (the ?SEC?) on or about the date hereof (the ?Report?), I, John Ciampaglia, Principal Executive Officer of Sprott Asset Manag |
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| March 29, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 40-F UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 40-F ?REGISTRATION STATEMENT PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 OR ?ANNUAL REPORT PURSUANT TO SECTION 13(a) OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 Commission file number 001-34638 SPROTT PHYSICAL GOLD TRUST (Exact name of Registrant as specifi |
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| March 29, 2019 |
Annual Information Form of the Registrant dated March 29, 2019. EX-99.5 6 phys-20181231ex995445053.htm EX-99.5 Exhibit 99.5 ANNUAL INFORMATION FORM for the fiscal year ended December 31, 2018 SPROTT PHYSICAL GOLD TRUST (the “Trust”) March 29, 2019 TABLE OF CONTENTS CAUTIONARY STATEMENT REGARDING FORWARD-LOOKING STATEMENTS 1 CURRENCY 1 THE TRUST 1 INVESTMENT RESTRICTIONS AND OPERATING RESTRICTIONS 5 OVERVIEW OF THE GOLD SECTOR 7 DESCRIPTION OF UNITS 15 CALCULAT |
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| March 29, 2019 |
Management’s Report on Internal Control Over Financial Reporting. Exhibit 99.7 MANAGEMENT?S RESPONSIBILITY FOR FINANCIAL INFORMATION Sprott Asset Management LP, the ?Manager? of the Sprott Physical Gold Trust (the ?Trust?) is responsible for the integrity, consistency, objectivity and reliability of the Financial Statements of the Trust. International Financial Reporting Standards have been applied and management has exercised its judgment and made best estimate |
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| March 29, 2019 |
Certificate of the Chief Executive Officer under Section 302 of the Sarbanes-Oxley Act of 2002. Exhibit 99.1 CERTIFICATION OF THE PRINCIPAL EXECUTIVE OFFICER I, John Ciampaglia, certify that: 1. I have reviewed this annual report on Form 40-F of Sprott Physical Gold Trust (the ?Trust?); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which |
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| November 14, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of November 2018 Commission File Number: 001-34638 SPROTT PHYSICAL GOLD TRUST (Translation of registrant?s name into English) Suite 2600, South Tower, Royal Bank Plaza, 200 Bay Street, Toronto, Ontar |
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| November 14, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to FORM 6-K/A Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of November 2018 Commission File Number: 001-34638 SPROTT PHYSICAL GOLD TRUST (Translation of registrant?s name into English) Suite 2600, South Tower, Royal Bank Plaza, 200 Bay S |
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| November 14, 2018 |
Sprott Physical Gold Trust Unaudited interim financial statements September 30, 2018 Table of Contents Exhibit 99.1 Sprott Physical Gold Trust Interim Report to Unitholders September 30, 2018 Table of Contents - Table of Contents Management Report of Fund Performance 3 Financial Statements 7 The management report of fund performance is an analysis and explanation that is designed to complement and supplement an investment fund?s financial statements. This report contains financial |
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| November 14, 2018 |
Sprott Physical Gold Trust Unaudited interim financial statements September 30, 2018 Table of Contents Exhibit 99.1 Sprott Physical Gold Trust Interim Report to Unitholders September 30, 2018 Table of Contents - Table of Contents Management Report of Fund Performance 3 Financial Statements 7 The management report of fund performance is an analysis and explanation that is designed to complement and supplement an investment fund?s financial statements. This report contains financial |
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| August 27, 2018 |
EX-99.1 2 d7946423aex99-1.htm Exhibit 99.1 PRECIOUS METAL STORAGE AND CUSTODY AGREEMENT entered into on this 4th day of June, 2018. B E T W E E N: ROYAL CANADIAN MINT, a Crown corporation established by the Royal Canadian Mint Act (Canada), with its head office at 320 Sussex Drive, Ottawa, Ontario K1A 0G8 (hereinafter referred to as the "Mint") A N D: SPROTT ASSET MANAGEMENT LP, a limited partners |
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| August 27, 2018 |
6-K/A 1 d7949962a6-ka.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K/A REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2018 Commission File Number: 001-34638 SPROTT PHYSICAL GOLD TRUST (Translation of registrant's name into English) Royal Bank Plaza, South Tower, 200 Bay Street, |
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| August 15, 2018 |
Sprott Physical Gold Trust Unaudited interim financial statements June 30, 2018 Table of Contents Exhibit 99.1 Sprott Physical Gold Trust Interim Report to Unitholders JUNE 30, 2018 Table of Contents - Table of Contents Management Report of Fund Performance 3 Financial Statements 7 The management report of fund performance is an analysis and explanation that is designed to complement and supplement an investment fund?s financial statements. This report contains financial high |
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| August 15, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of August 2018 Commission File Number: 001-34638 SPROTT PHYSICAL GOLD TRUST (Translation of registrant?s name into English) Suite 2600, South Tower, Royal Bank Plaza, 200 Bay Street, Toronto, Ontario |
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| July 31, 2018 |
EX-99.1 2 d7946423ex99-1.htm Exhibit 99.1 PRECIOUS METAL STORAGE AND CUSTODY AGREEMENT entered into on this 4th day of June, 2018. B E T W E E N: ROYAL CANADIAN MINT, a Crown corporation established by the Royal Canadian Mint Act (Canada), with its head office at 320 Sussex Drive, Ottawa, Ontario K1A 0G8 (hereinafter referred to as the "Mint") A N D: SPROTT ASSET MANAGEMENT LP, a limited partnersh |
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| July 31, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of July 2018 Commission File Number: 001-34638 SPROTT PHYSICAL GOLD TRUST (Translation of registrant's name into English) Royal Bank Plaza, South Tower, 200 Bay Street, Suite 2600, Toronto, Ontario |
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| June 28, 2018 |
PROSPECTUS SUPPLEMENT TO THE SHORT FORM BASE SHELF PROSPECTUS DATED JUNE 20, 2018 Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS Table of Contents Filed pursuant to General Instruction II. |
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| June 21, 2018 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-X APPOINTMENT OF AGENT FOR SERVICE OF PROCESS AND UNDERTAKING A. Name of issuer or person filing (?Filer?): Sprott Physical Gold Trust B. (1) This is [check one] x an original filing for the Filer o an amended filing for the Filer (2) Check the following box if you are filing the Form F-X in paper in accordance with Regulation S |
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| June 21, 2018 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-X APPOINTMENT OF AGENT FOR SERVICE OF PROCESS AND UNDERTAKING A. Name of issuer or person filing (?Filer?): RBC Investor Services Trust on Behalf of Sprott Physical Gold Trust B. (1) This is [check one] x an original filing for the Filer o an amended filing for the Filer (2) Check the following box if you are filing the Form F-X |
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| June 20, 2018 |
As filed with the Securities and Exchange Commission on June 20, 2018 Use these links to rapidly review the document TABLE OF CONTENTS As filed with the Securities and Exchange Commission on June 20, 2018 Registration No. |
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| June 20, 2018 |
Consent of Seward & Kissel LLP. QuickLinks - Click here to rapidly navigate through this document Exhibit 5.3 SEWARD & KISSEL LLP 901 K STREET, N.W., SUITE 800 WASHINGTON, D.C. 20001 TELEPHONE: (202) 737-8833 FACSIMILE: (202) 737-5184 WWW.SEWKIS.COM ONE BATTERY PARK PLAZA NEW YORK, NEW YORK 10004 TELEPHONE: (212) 574-1200 FACSIMILE: (212) 480-8421 We hereby consent to the use of our name in the Registration Statement on Form F-1 |
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| May 11, 2018 |
Sprott Physical Gold Trust Unaudited interim financial statements March 31, 2018 Table of Contents Exhibit 99.1 Sprott Physical Gold Trust Interim Report to Unitholders MARCH 31, 2018 Table of Contents - Table of Contents Management Report of Fund Performance 3 Financial Statements 7 The management report of fund performance is an analysis and explanation that is designed to complement and supplement an investment fund?s financial statements. This report contains financial hig |
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| May 11, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of May 2018 Commission File Number: 001-34638 SPROTT PHYSICAL GOLD TRUST (Translation of registrant?s name into English) Suite 2600, South Tower, Royal Bank Plaza, 200 Bay Street, Toronto, Ontario, C |
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| March 29, 2018 |
Certificate of the Chief Executive Officer under Section 906 of the Sarbanes-Oxley Act of 2002. Exhibit 99.3 PRINCIPAL EXECUTIVE OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 In connection with this Annual Report of Sprott Physical Gold Trust (the ?Trust?) on Form 40-F for the year ended December 31, 2017 as filed with the Securities and Exchange Commission (the ?SEC?) on or about the date hereof (the ?Report?), I, John Ciampaglia, Principal Executive Officer of Sprott Asset Manag |
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| March 29, 2018 |
Exhibit 99.5 ANNUAL INFORMATION FORM for the fiscal year ended December 31, 2017 SPROTT PHYSICAL GOLD TRUST (the “Trust”) March 28, 2018 TABLE OF CONTENTS CAUTIONARY STATEMENT REGARDING FORWARD-LOOKING STATEMENTS 1 CURRENCY 1 THE TRUST 1 INVESTMENT RESTRICTIONS AND OPERATING RESTRICTIONS 4 OVERVIEW OF THE GOLD SECTOR 6 DESCRIPTION OF UNITS 14 CALCULATION OF NET ASSET VALUE 17 MARKET FOR THE UNITS |
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| March 29, 2018 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 40-F 40-F 1 phys-20171231x40f.htm 40-F U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 40-F ☐REGISTRATION STATEMENT PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ANNUAL REPORT PURSUANT TO SECTION 13(a) OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 Commission file number 001-34638 SPROTT PHYSICAL GOLD TRUST (Exact name |
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| March 29, 2018 |
Management’s Report on Internal Control Over Financial Reporting. EX-99.7 8 phys-20171231ex997a24f1e.htm EX-99.7 Exhibit 99.7 MANAGEMENT’S RESPONSIBILITY FOR FINANCIAL INFORMATION Sprott Asset Management LP, the “Manager” of the Sprott Physical Gold Trust (the “Trust”) is responsible for the integrity, consistency, objectivity and reliability of the Financial Statements of the Trust. International Financial Reporting Standards have been applied and management ha |
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| March 29, 2018 |
Consent of KPMG LLP, independent auditors of the Registrant. Exhibit 99.9 Consent of Independent Registered Public Accounting Firm To Sprott Asset Management LP, Manager of Sprott Physical Gold Trust We consent to the incorporation by reference of our reports, each dated March 28, 2018, with respect to the financial statements and the effectiveness of internal control over financial reporting included in this annual report on Form 40-F. We also consent to t |
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| March 29, 2018 |
Certificate of the Chief Financial Officer under Section 906 of the Sarbanes-Oxley Act of 2002. Exhibit 99.4 PRINCIPAL FINANCIAL OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 In connection with this Annual Report of Sprott Physical Gold Trust (the ?Trust?) on Form 40-F for the year ended December 31, 2017 as filed with the Securities and Exchange Commission (the ?SEC?) on or about the date hereof (the ?Report?), I, Kevin Hibbert, Principal Financial Officer of Sprott Asset Managem |
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| March 29, 2018 |
Certificate of the Chief Financial Officer under Section 302 of the Sarbanes-Oxley Act of 2002. Exhibit 99.2 CERTIFICATION OF THE PRINCIPAL FINANCIAL OFFICER I, Kevin Hibbert, certify that: 1. I have reviewed this annual report on Form 40-F of Sprott Physical Gold Trust (the ?Trust?); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which s |
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| March 29, 2018 |
Attestation Report of KPMG LLP. Exhibit 99.8 kpmg LLP Chartered Professional Accountants Bay Adelaide Centre Telephone: (416) 777-8500 333 Bay Street Suite 4600 Fax: (416) 777-8818 Toronto, ON M5H 2S5 Internet: www.kpmg.ca Canada REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To Sprott Asset Management LP, the Trustee and the Unitholders of Sprott Physical Gold Trust Opinion on Internal Control Over Financial Reporting |
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| March 29, 2018 |
Table of Contents Exhibit 99.6 Sprott Physical Gold Trust Report to Unitholders DECEMBER 31, 2017 Table of Contents - Table of Contents Management Report on Fund Performance 3 Financial Statements 7 The management report of fund performance is an analysis and explanation that is designed to complement and supplement an investment fund?s financial statements. This report contains financial highligh |
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| March 29, 2018 |
Certificate of the Chief Executive Officer under Section 302 of the Sarbanes-Oxley Act of 2002. Exhibit 99.1 CERTIFICATION OF THE PRINCIPAL EXECUTIVE OFFICER I, John Ciampaglia, certify that: 1. I have reviewed this annual report on Form 40-F of Sprott Physical Gold Trust (the ?Trust?); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which |
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| March 14, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2018 Commission File Number: 001-34638 SPROTT PHYSICAL GOLD TRUST (Translation of registrant's name into English) Suite 2600, South Tower, Royal Bank Plaza, 200 Bay Street, Toronto, Ontario, |
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| March 14, 2018 |
[Signatures on the following page] Exhibit 99.1 EXTENSION & AMENDMENT AGREEMENT NO. 1 (the "Amendment") to contract LS2012-482 is entered into as of December 18, 2017 (the "Effective Date") BETWEEN: Royal Canadian Mint, a Crown corporation established by the Royal Canadian Mint Act (Canada), with its head office at 320 Sussex Drive, Ottawa, Ontario K1A 0G8 (hereinafter referred to as the "Mint") AND: Sprott Asset Management LP, a l |
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| February 9, 2018 |
Polar Asset Management Partners Inc.: Schedule 13G - Filed by newsfilecorp.com SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Sprott Physical Gold Trust (Name of Issuer) Units (Title of Class of Securities) 85207H104 (CUSIP Number) December 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the |
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| November 14, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of November 2017 Commission File Number: 001-34638 SPROTT PHYSICAL GOLD TRUST (Translation of registrant?s name into English) Suite 2600, South Tower, Royal Bank Plaza, 200 Bay Street, Toronto, Ontar |
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| November 14, 2017 |
Sprott Physical Gold Trust Unaudited interim financial statements September 30, 2017 Table of Contents Exhibit 99.1 Sprott Physical Gold Trust Interim Report to Unitholders SEPTEMBER 30, 2017 Table of Contents - Table of Contents Management Report of Fund Performance 3 Financial Statements 7 The management report of fund performance is an analysis and explanation that is designed to complement and supplement an investment fund?s financial statements. This report contains financial |
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| October 12, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2017 Commission File Number: 001-34638 SPROTT PHYSICAL GOLD TRUST (Translation of registrant's name into English) Suite 2600, South Tower, Royal Bank Plaza, 200 Bay Street, Toronto, Ontari |
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| August 14, 2017 |
Sprott Physical Gold Trust Unaudited interim financial statements June 30, 2017 EX-99.1 2 ex-99d1.htm EX-99.1 Table of Contents Exhibit 99.1 Sprott Physical Gold Trust Interim Report to Unitholders JUNE 30, 2017 Table of Contents - Table of Contents Management Report of Fund Performance 3 Financial Statements 7 The management report of fund performance is an analysis and explanation that is designed to complement and supplement an investment fund’s financial statements. This |
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| August 14, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of August 2017 Commission File Number: 001-34638 SPROTT PHYSICAL GOLD TRUST (Translation of registrant?s name into English) Suite 2600, South Tower, Royal Bank Plaza, 200 Bay Street, Toronto, Ontario |
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| May 15, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of May 2017 Commission File Number: 001-34638 SPROTT PHYSICAL GOLD TRUST (Translation of registrant?s name into English) Suite 2700, South Tower, Royal Bank Plaza, 200 Bay Street, Toronto, Ontario, C |
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| May 15, 2017 |
Sprott Physical Gold Trust Unaudited interim financial statements March 31, 2017 Table of Contents Exhibit 99.1 Sprott Physical Gold Trust Interim Report to Unitholders MARCH 31, 2017 Table of Contents - Table of Contents Management Report on Fund Performance 3 Financial Statements 7 The management report of fund performance is an analysis and explanation that is designed to complement and supplement an investment fund?s financial statements. This report contains financial hig |
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| March 24, 2017 |
CERTIFICATION OF THE PRINCIPAL FINANCIAL OFFICER EX-99.2 3 a17-77563ex99d2.htm EX-99.2 Exhibit 99.2 CERTIFICATION OF THE PRINCIPAL FINANCIAL OFFICER I, Kevin Hibbert, certify that: 1. I have reviewed this annual report on Form 40-F of Sprott Physical Gold Trust (the “Trust”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in li |
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| March 24, 2017 |
PRINCIPAL EXECUTIVE OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 Exhibit 99.3 PRINCIPAL EXECUTIVE OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 In connection with this Annual Report of Sprott Physical Gold Trust (the ?Trust?) on Form 40-F for the year ended December 31, 2016 as filed with the Securities and Exchange Commission (the ?SEC?) on or about the date hereof (the ?Report?), I, John Wilson, Principal Executive Officer of Sprott Asset Managemen |
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| March 24, 2017 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 40-F U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 40-F o REGISTRATION STATEMENT PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 OR x ANNUAL REPORT PURSUANT TO SECTION 13(a) OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 Commission file number 001-34638 SPROTT PHYSICAL GOLD TRUST (Exact name of Registrant as specified in i |
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| March 24, 2017 |
Exhibit 99.6 Sprott Physical Gold Trust Report to Unitholders DECEMBER 31, 2016 Table of Contents Management Report on Fund Performance 3 Financial Statements 7 The management report of fund performance is an analysis and explanation that is designed to complement and supplement an investment fund?s financial statements. This report contains financial highlights but does not contain the complete f |
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| March 24, 2017 |
EX-99.5 6 a17-77563ex99d5.htm EX-99.5 Exhibit 99.5 ANNUAL INFORMATION FORM for the fiscal year ended December 31, 2016 SPROTT PHYSICAL GOLD TRUST (the “Trust”) March 23, 2017 TABLE OF CONTENTS CAUTIONARY STATEMENT REGARDING FORWARD-LOOKING STATEMENTS 1 CURRENCY 1 THE TRUST 1 INVESTMENT RESTRICTIONS AND OPERATING RESTRICTIONS 4 OVERVIEW OF THE GOLD SECTOR 6 DESCRIPTION OF UNITS 14 CALCULATION OF NE |
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| March 24, 2017 |
CERTIFICATION OF THE PRINCIPAL EXECUTIVE OFFICER Exhibit 99.1 CERTIFICATION OF THE PRINCIPAL EXECUTIVE OFFICER I, John Wilson, certify that: 1. I have reviewed this annual report on Form 40-F of Sprott Physical Gold Trust (the ?Trust?); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which suc |
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| March 24, 2017 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.10 11 a17-77563ex99d10.htm EX-99.10 Exhibit 99.10 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the reference to our firm under the caption “Principal Accounting Fees and Services” and to the use in this Annual Report on Form 40-F filed with the United States Securities and Exchange Commission of our report dated March 30, 2016, with respect to the statement of finan |
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| March 24, 2017 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 99.8 REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To Sprott Asset Management LP, the Trustee and the Unitholders of Sprott Physical Gold Trust (the ?Trust?) We have audited Sprott Physical Gold Trust?s internal control over financial reporting as of December 31, 2016, based on criteria established in Internal Control - Integrated Framework (2013) issued by the Committee of Spons |
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| March 24, 2017 |
MANAGEMENT’S RESPONSIBILITY FOR FINANCIAL INFORMATION Exhibit 99.7 MANAGEMENT?S RESPONSIBILITY FOR FINANCIAL INFORMATION Sprott Asset Management LP, the ?Manager? of the Sprott Physical Gold Trust (the ?Trust?) is responsible for the integrity, consistency, objectivity and reliability of the Financial Statements of the Trust. International Financial Reporting Standards have been applied and management has exercised its judgment and made best estimate |
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| March 24, 2017 |
Consent of Independent Registered Public Accounting Firm Exhibit 99.9 Consent of Independent Registered Public Accounting Firm Sprott Asset Management LP, Manager of Sprott Physical Gold Trust We consent to the inclusion in this annual report on Form 40-F of: ? our Report of Independent Registered Public Accounting Firm dated March 23, 2017 addressed to the unitholders of Sprott Physical Gold Trust (the ?Trust?), on the financial statements of the Trust |
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| March 24, 2017 |
PRINCIPAL FINANCIAL OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 Exhibit 99.4 PRINCIPAL FINANCIAL OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 In connection with this Annual Report of Sprott Physical Gold Trust (the ?Trust?) on Form 40-F for the year ended December 31, 2016 as filed with the Securities and Exchange Commission (the ?SEC?) on or about the date hereof (the ?Report?), I, Kevin Hibbert, Principal Financial Officer of Sprott Asset Managem |
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| November 14, 2016 |
Sprott Physical Gold Trust Unaudited interim financial statements September 30, 2016 Table of Contents Exhibit 99.1 Sprott Physical Gold Trust Interim Report to Unitholders SEPTEMBER 30, 2016 Table of Contents - Table of Contents Management Report on Fund Performance 3 Unaudited Interim Financial Statements 7 The management report of fund performance is an analysis and explanation that is designed to complement and supplement an investment fund?s financial statements. This report |
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| November 14, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of November 2016 Commission File Number: 001-34638 SPROTT PHYSICAL GOLD TRUST (Translation of registrant?s name into English) Suite 2700, South Tower, Royal Bank Plaza, 200 Bay Street, Toronto, Ontar |
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| August 11, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of August 2016 Commission File Number: 001-34638 SPROTT PHYSICAL GOLD TRUST (Translation of registrant?s name into English) Suite 2700, South Tower, Royal Bank Plaza, 200 Bay Street, Toronto, Ontario |
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| August 11, 2016 |
Sprott Physical Gold Trust Unaudited interim financial statements June 30, 2016 EX-99.1 2 spgt-20160811ex9919abc9f.htm EX-99.1 Table of Contents Exhibit 99.1 Sprott Physical Gold Trust Interim Report to Unitholders JUNE 30, 2016 Table of Contents - Table of Contents Management Report on Fund Performance 3 Unaudited Interim Financial Statements 7 The management report of fund performance is an analysis and explanation that is designed to complement and supplement an investment |
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| May 20, 2016 |
EX-5.3 4 a2228737zex-53.htm EX-5.3 QuickLinks - Click here to rapidly navigate through this document Exhibit 5.3 SEWARD & KISSEL LLP 901 K STREET, N.W., SUITE 800 WASHINGTON, D.C. 20001 TELEPHONE: (202) 737-8833 FACSIMILE: (202) 737-5184 WWW.SEWKIS.COM ONE BATTERY PARK PLAZA NEW YORK, NEW YORK 10004 TELEPHONE: (212) 574-1200 FACSIMILE: (212) 480-8421 We hereby consent to the use of our name in the |
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| May 20, 2016 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-X APPOINTMENT OF AGENT FOR SERVICE OF PROCESS AND UNDERTAKING A. Name of issuer or person filing (?Filer?): Sprott Physical Gold Trust B. (1) This is [check one] x an original filing for the Filer o an amended filing for the Filer (2) Check the following box if you are filing the Form F-X in paper in accordance with Regulation S |
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| May 20, 2016 |
PROSPECTUS SUPPLEMENT TO THE SHORT FORM BASE SHELF PROSPECTUS DATED MAY 20, 2016 SUPPL 1 a2228729zsuppl.htm SUPPL QuickLinks - Click here to rapidly navigate through this document Filed Pursuant to General Instruction II.L of Form F-10 File No. 333-211508 No securities regulatory authority has expressed an opinion about these securities and it is an offence to claim otherwise. This prospectus supplement, together with the accompanying short form base shelf prospectus dated May |
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| May 20, 2016 |
As filed with the Securities and Exchange Commission on May 20, 2016 QuickLinks - Click here to rapidly navigate through this document As filed with the Securities and Exchange Commission on May 20, 2016 Registration No. |
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| May 20, 2016 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-X APPOINTMENT OF AGENT FOR SERVICE OF PROCESS AND UNDERTAKING A. Name of issuer or person filing (?Filer?): RBC Investor Services Trust on Behalf of Sprott Physical Gold Trust B. (1) This is [check one] x an original filing for the Filer o an amended filing for the Filer (2) Check the following box if you are filing the Form F-X |
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| May 12, 2016 |
6-K 1 a16-983926k.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of May 2016 Commission File Number: 001-34638 SPROTT PHYSICAL GOLD TRUST (Translation of registrant’s name into English) Suite 2700, South Tower, Royal Bank Plaza, 200 Bay S |
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| May 12, 2016 |
EX-99.1 2 a16-98392ex99d1.htm EX-99.1 Exhibit 99.1 Sprott Physical Gold Trust Interim Report to Unitholders MARCH 31, 2016 Table of Contents Management Report on Fund Performance 3 Unaudited Interim Financial Statements 7 The management report of fund performance is an analysis and explanation that is designed to complement and supplement an investment fund’s financial statements. This report cont |
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| May 6, 2016 |
Sprott Enhances Flexibility for Accretive Growth Exhibit 99.1 Sprott Enhances Flexibility for Accretive Growth Toronto, Ontario, Canada ? May 6, 2016 ? Sprott Asset Management LP (?Sprott?), on behalf of the Sprott Physical Gold Trust (NYSE: PHYS / TSX: PHY.U) (the ?Trust?), is pleased to announce that it has positioned the Trust for potential growth in a manner that is intended to be accretive to the Trust?s unitholders on a net asset value per |
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| May 6, 2016 |
PROSPECTUS SUPPLEMENT TO THE SHORT FORM BASE SHELF PROSPECTUS DATED APRIL 22, 2014 QuickLinks - Click here to rapidly navigate through this document Filed Pursuant to General Instruction II. |
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| May 6, 2016 |
6-K 1 d7145064.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2016 Commission File Number: 001-34638 SPROTT PHYSICAL GOLD TRUST (Translation of registrant’s name into English) Suite 2700, South Tower, Royal Bank Plaza, 200 Bay Street, |
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| May 6, 2016 |
SPROTT PHYSICAL GOLD TRUST Trust Units Controlled Equity OfferingSM Sales Agreement Exhibit 99.2 SPROTT PHYSICAL GOLD TRUST Trust Units Controlled Equity OfferingSM Sales Agreement May 6, 2016 Cantor Fitzgerald & Co. 499 Park Avenue New York, NY 10022 Ladies and Gentlemen: Sprott Physical Gold Trust, a trust formed and organized under the laws of the Province of Ontario (the ?Trust?) and managed by Sprott Asset Management LP, a limited partnership organized under the laws of the |
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| March 31, 2016 |
PRINCIPAL FINANCIAL OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 EX-99.4 5 a16-61183ex99d4.htm EX-99.4 Exhibit 99.4 PRINCIPAL FINANCIAL OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 In connection with this Annual Report of Sprott Physical Gold Trust (the “Trust”) on Form 40-F for the year ended December 31, 2015 as filed with the Securities and Exchange Commission (the “SEC”) on or about the date hereof (the “Report”), I, Kevin Hibbert, Principal Fin |
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| March 31, 2016 |
Exhibit 99.7 MANAGEMENT?S RESPONSIBILITY FOR FINANCIAL INFORMATION Sprott Asset Management LP, the ?Manager? of the Sprott Physical Gold Trust (the ?Trust?) is responsible for the integrity, consistency, objectivity and reliability of the Financial Statements of the Trust. International Financial Reporting Standards have been applied and management has exercised its judgment and made best estimate |
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| March 31, 2016 |
Exhibit 99.6 Sprott Physical Gold Trust Report to Unitholders DECEMBER 31, 2015 Table of Contents Annual Management Report on Fund Performance 3 Financial Statements 7 The management report of fund performance is an analysis and explanation that is designed to complement and supplement an investment fund?s financial statements. This report contains financial highlights but does not contain the com |
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| March 31, 2016 |
Consent of Independent Registered Public Accounting Firm EX-99.9 10 a16-61183ex99d9.htm EX-99.9 Exhibit 99.9 Consent of Independent Registered Public Accounting Firm We consent to the reference to our Firm under the captions “Attestation Report of the Registered Public Accounting Firm” and “Principal Accountant Fees and Services” and to the use in this Annual Report on Form 40-F filed with the United States Securities and Exchange Commission of our repo |
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| March 31, 2016 |
CERTIFICATION OF THE PRINCIPAL FINANCIAL OFFICER EX-99.2 3 a16-61183ex99d2.htm EX-99.2 Exhibit 99.2 CERTIFICATION OF THE PRINCIPAL FINANCIAL OFFICER I, Kevin Hibbert, certify that: 1. I have reviewed this annual report on Form 40-F of Sprott Physical Gold Trust (the “Trust”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in li |
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| March 31, 2016 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 40-F 40-F 1 a16-6118340f.htm 40-F U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 40-F o REGISTRATION STATEMENT PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 OR x ANNUAL REPORT PURSUANT TO SECTION 13(a) OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015 Commission file number 001-34638 SPROTT PHYSICAL GOLD TRUST (Exact name of |
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| March 31, 2016 |
CERTIFICATION OF THE PRINCIPAL EXECUTIVE OFFICER Exhibit 99.1 CERTIFICATION OF THE PRINCIPAL EXECUTIVE OFFICER I, John Wilson, certify that: 1. I have reviewed this annual report on Form 40-F of Sprott Physical Gold Trust (the ?Trust?); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which suc |
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| March 31, 2016 |
PRINCIPAL EXECUTIVE OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 Exhibit 99.3 PRINCIPAL EXECUTIVE OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 In connection with this Annual Report of Sprott Physical Gold Trust (the ?Trust?) on Form 40-F for the year ended December 31, 2015 as filed with the Securities and Exchange Commission (the ?SEC?) on or about the date hereof (the ?Report?), I, John Wilson, Principal Executive Officer of Sprott Asset Managemen |
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| March 31, 2016 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 99.8 REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To Sprott Asset Management LP (the ?Manager?), the Trustee and the Unitholders of the Sprott Physical Gold Trust We have audited the Sprott Physical Gold Trust?s (the ?Trust?) internal control over financial reporting as of December 31, 2015, based on criteria established in Internal Control-Integrated Framework issued by the Com |
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| March 31, 2016 |
Exhibit 99.5 ANNUAL INFORMATION FORM for the fiscal year ended December 31, 2015 SPROTT PHYSICAL GOLD TRUST (the ?Trust?) March 30, 2016 No securities regulatory authority has expressed an opinion about the units of the Trust and it is an offence to claim otherwise. TABLE OF CONTENTS CAUTIONARY STATEMENT REGARDING FORWARD-LOOKING STATEMENTS 1 CURRENCY 1 THE TRUST 1 INVESTMENT RESTRICTIONS AND OPER |
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| March 23, 2016 |
AMENDMENT AGREEMENT entered into as of the 23rd day of February, 2016 with effect as of February 10, 2016. |
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| March 23, 2016 |
6-K 1 d70912396-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of March 2016 Commission File Number: 001-34638 SPROTT PHYSICAL GOLD TRUST (Translation of registrant's name into English) Suite 2700, South Tower, Royal Bank Plaza, 200 Bay Str |
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| January 19, 2016 |
Filer: Sprott Physical Gold Trust Pursuant to Rule 425 under the Securities Act of 1933 Subject Company: Central GoldTrust Commission File No. |
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| January 14, 2016 |
Filer: Sprott Physical Gold Trust Pursuant to Rule 425 under the Securities Act of 1933 Subject Company: Central GoldTrust Commission File No. |
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| January 14, 2016 |
As filed with the Securities and Exchange Commission on January 14, 2016 QuickLinks - Click here to rapidly navigate through this document As filed with the Securities and Exchange Commission on January 14, 2016 Registration No. |
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| December 17, 2015 |
As filed with the Securities and Exchange Commission on December 16, 2015 QuickLinks - Click here to rapidly navigate through this document As filed with the Securities and Exchange Commission on December 16, 2015 Registration No. |
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| December 17, 2015 |
SPROTT FILES NOTICES OF VARIATION AND CHANGE IN CONNECTION WITH OFFER FOR CENTRAL GOLDTRUST Filer: Sprott Physical Gold Trust Pursuant to Rule 425 under the Securities Act of 1933 Subject Company: Central GoldTrust Commission File No. |
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| December 17, 2015 |
As filed with the Securities and Exchange Commission on December 17, 2015 QuickLinks - Click here to rapidly navigate through this document As filed with the Securities and Exchange Commission on December 17, 2015 Registration No. |
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| December 17, 2015 |
QuickLinks - Click here to rapidly navigate through this document Exhibit 1.36 This document is important and requires your immediate attention. It should be read in conjunction with the Original Offer and Circular. If you are in any doubt as to how to deal with it, you should consult your investment advisor, stockbroker, bank, trust company or other nominee. Neither this document nor the Original |
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| December 16, 2015 |
Filer: Sprott Physical Gold Trust Pursuant to Rule 425 under the Securities Act of 1933 Subject Company: Central GoldTrust Commission File No. |
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| December 10, 2015 |
Filer: Sprott Physical Gold Trust Pursuant to Rule 425 under the Securities Act of 1933 Subject Company: Central GoldTrust Commission File No. |
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| December 8, 2015 |
Filer: Sprott Physical Gold Trust Pursuant to Rule 425 under the Securities Act of 1933 Subject Company: Central GoldTrust Commission File No. |
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| December 7, 2015 |
Filer: Sprott Physical Gold Trust Pursuant to Rule 425 under the Securities Act of 1933 Subject Company: Central GoldTrust Commission File No. |
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| December 4, 2015 |
As filed with the Securities and Exchange Commission on December 4, 2015 QuickLinks - Click here to rapidly navigate through this document As filed with the Securities and Exchange Commission on December 4, 2015 Registration No. |
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| December 4, 2015 |
SPROTT ANNOUNCES EXCHANGE RATIOS OF EXCHANGE OFFERS FOR CENTRAL GOLDTRUST AND SILVER BULLION TRUST Filer: Sprott Physical Gold Trust Pursuant to Rule 425 under the Securities Act of 1933 Subject Company: Central GoldTrust Commission File No. |
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| December 2, 2015 |
Filer: Sprott Physical Gold Trust Pursuant to Rule 425 under the Securities Act of 1933 Subject Company: Central GoldTrust Commission File No. |
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| November 30, 2015 |
425 1 a15-2379425425.htm 425 Filer: Sprott Physical Gold Trust Pursuant to Rule 425 under the Securities Act of 1933 Subject Company: Central GoldTrust Commission File No. 001-32934 Date: November 30, 2015 SPROTT COMMENTS ON CENTRAL GOLDTRUST’S AND SILVER BULLION TRUST’S PROPOSED ETF CONVERSIONS AND DEFINITIVE AGREEMENT WITH PURPOSE INVESTMENTS Desperate Attempt by the Spicers to Preserve Fees Pro |
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| November 23, 2015 |
Filer: Sprott Physical Gold Trust Pursuant to Rule 425 under the Securities Act of 1933 Subject Company: Central GoldTrust Commission File No. |
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| November 23, 2015 |
As filed with the Securities and Exchange Commission on November 20, 2015 QuickLinks - Click here to rapidly navigate through this document As filed with the Securities and Exchange Commission on November 20, 2015 Registration No. |
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| November 23, 2015 |
EX-1.33 2 a2226699zex-133.htm EXHIBIT 1.33 QuickLinks - Click here to rapidly navigate through this document Exhibit 1.33 This document is important and requires your immediate attention. It should be read in conjunction with the Original Offer and Circular. If you are in any doubt as to how to deal with it, you should consult your investment advisor, stockbroker, bank, trust company or other nomi |
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| November 23, 2015 |
Filer: Sprott Physical Gold Trust Pursuant to Rule 425 under the Securities Act of 1933 Subject Company: Central GoldTrust Commission File No. |
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| November 20, 2015 |
SPROTT COMMENTS ON PROPOSED ETF CONVERSION OF CENTRAL GOLDTRUST AND SILVER BULLION TRUST 425 1 a15-237948425.htm 425 Filer: Sprott Physical Gold Trust Pursuant to Rule 425 under the Securities Act of 1933 Subject Company: Central GoldTrust Commission File No. 001-32934 Date: November 19, 2015 SPROTT COMMENTS ON PROPOSED ETF CONVERSION OF CENTRAL GOLDTRUST AND SILVER BULLION TRUST TORONTO, Nov. 19, 2015 — Sprott Asset Management LP (“Sprott” or “Sprott Asset Management”), together with |
