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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Peraso Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| September 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): September 5, 2025 Peraso Inc. (Exact Name of Registrant as Specified in Charter) 000-32929 (Commission File Number) Delaware 77-0291941 (State or Other Jurisdiction of Incorporation) |
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| August 19, 2025 |
Peraso Provides Update on Strategic Review Process Exhibit 99.1 Peraso Provides Update on Strategic Review Process SAN JOSE, CA / August 19, 2025 / Peraso Inc. (NASDAQ:PRSO) (“Peraso” or the “Company”), a pioneer in mmWave wireless technology solutions, today provided an update on its ongoing review of strategic alternatives, including the unsolicited non-binding proposal from Mobix Labs, Inc. (“Mobix”), which was previously disclosed by Peraso on |
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| August 19, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): August 19, 2025 PERASO INC. (Exact Name of Registrant as Specified in Charter) 000-32929 (Commission File Number) Delaware 77-0291941 (State or Other Jurisdiction of Incorporation) (I |
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| August 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-32929 PERASO INC. |
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| August 11, 2025 |
EXHIBIT 99.1 Peraso Announces Second Quarter 2025 Results mmWave product revenue increased 45% sequentially and over 200% year-over-year SAN JOSE, Calif., August 11, 2025 – Peraso Inc. (NASDAQ: PRSO) (“Peraso” or the “Company”), a pioneer in mmWave wireless technology solutions, today announced financial results for the second quarter ended June 30, 2025. Management Commentary “Second quarter ship |
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| August 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): August 11, 2025 PERASO INC. (Exact Name of Registrant as Specified in Charter) 000-32929 (Commission File Number) Delaware 77-0291941 (State or Other Jurisdiction of Incorporation) (I |
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| August 5, 2025 |
Form of Amendment No. 2 to Series C Common Stock Purchase Warrant Exhibit 10.1 AMENDMENT NO. 2 TO SERIES C COMMON STOCK PURCHASE WARRANT This AMENDMENT NO. 2 TO SERIES C COMMON STOCK PURCHASE WARRANT (this “Amendment No. 2”) is entered into as of August 4, 2025 (the “Effective Date”), by and between Peraso Inc., a Delaware corporation (the “Company”), and the holder (the “Holder”) of the Warrant (as defined below). Capitalized terms used and not otherwise define |
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| August 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): August 4, 2025 PERASO INC. (Exact Name of Registrant as Specified in Charter) 000-32929 (Commission File Number) Delaware 77-0291941 (State or Other Jurisdiction of Incorporation) (I. |
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| July 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): July 11, 2025 PERASO INC. (Exact Name of Registrant as Specified in Charter) 000-32929 (Commission File Number) Delaware 77-0291941 (State or Other Jurisdiction of Incorporation) (I.R |
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| July 11, 2025 |
Peraso Provides Update on Strategic Review Process and Capital Strategy Exhibit 99.1 Peraso Provides Update on Strategic Review Process and Capital Strategy SAN JOSE, Calif., July 11, 2025 – Peraso Inc. (NASDAQ: PRSO) (“Peraso” or the “Company”), a pioneer in mmWave wireless technology solutions, today announced that its board of directors (the “Board”) has authorized the exploration of strategic alternatives, including a merger, sale of assets or other similar transa |
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| June 27, 2025 |
Peraso Confirms Receipt of Unsolicited, Non-Binding Acquisition Proposal from Mobix Labs, Inc. Exhibit 99.1 Peraso Confirms Receipt of Unsolicited, Non-Binding Acquisition Proposal from Mobix Labs, Inc. SAN JOSE, Calif., June 27, 2025 – Peraso Inc. (NASDAQ: PRSO) (“Peraso” or the “Company”), a pioneer in mmWave wireless technology solutions, today confirmed that it has received an unsolicited, non-binding proposal from Mobix Labs, Inc. (“Mobix”) to acquire all of the Company’s issued and ou |
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| June 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): June 27, 2025 PERASO INC. (Exact Name of Registrant as Specified in Charter) 000-32929 (Commission File Number) Delaware 77-0291941 (State or Other Jurisdiction of Incorporation) (I.R |
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| June 20, 2025 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): June 18, 2025 PERASO INC. (Exact Name of Registrant as Specified in Charter) 000-32929 (Commission File Number) Delaware 77-0291941 (State or Other Jurisdiction of Incorporation) (I.R |
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| June 20, 2025 |
Peraso Regains Compliance with Nasdaq Minimum Bid Price Requirement Exhibit 99.1 Peraso Regains Compliance with Nasdaq Minimum Bid Price Requirement SAN JOSE, Calif., June 20, 2025 – Peraso Inc. (NASDAQ: PRSO) (“Peraso” or the “Company”), a pioneer in mmWave wireless technology solutions, today announced that it has received a letter from The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that it has regained compliance with the Nasdaq Capital Market’s m |
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| May 23, 2025 |
Conflict Minerals Report of Peraso Inc. for the year ended December 31, 2024. Exhibit 1.01 Peraso Inc. Conflict Minerals Report For the year ended December 31, 2024 This Conflict Minerals Report of Peraso Inc. (“Peraso” or the “Company”) for the reporting period January 1 to December 31, 2024 is provided in accordance with Rule 13p-1 under the Securities Exchange Act of 1934, as amended (“Rule 13p-1”). Rule 13p-1 was adopted by the Securities and Exchange Commission to impl |
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| May 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form SD Specialized Disclosure Report Peraso Inc. (Exact name of registrant as specified in its charter) 000-32929 (Commission File Number) Delaware 77-0291941 (State or other jurisdiction of incorporation) (I.R.S. Employer Identification No.) 2033 Gateway Place, Suite 500 San Jose, California 95110 (Address of principal execu |
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| May 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-32929 PERASO INC. |
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| May 12, 2025 |
EXHIBIT 99.1 Peraso Announces First Quarter 2025 Results First Quarter Total Revenue Increased 37% Year-over-Year, Driven by Triple-Digit Growth from mmWave Products SAN JOSE, Calif., May 12, 2025 – Peraso Inc. (NASDAQ: PRSO) (“Peraso” or the “Company”), a pioneer in mmWave wireless technology solutions, today announced financial results for the first quarter ended March 31, 2025. Management Comme |
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| May 12, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): May 12, 2025 PERASO INC. (Exact Name of Registrant as Specified in Charter) 000-32929 (Commission File Number) Delaware 77-0291941 (State or Other Jurisdiction of Incorporation) (I.R. |
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| May 2, 2025 |
Form of Amendment to Series C Common Stock Purchase Warrant Exhibit 10.1 AMENDMENT TO SERIES C COMMON STOCK PURCHASE WARRANT This AMENDMENT TO SERIES C COMMON STOCK PURCHASE WARRANT (this “Amendment”) is entered into as of May , 2025 (the “Effective Date”), by and between Peraso Inc., a Delaware corporation (the “Company”), and the holder (the “Holder”) of the Warrant (as defined below). Capitalized terms used and not otherwise defined herein shall have th |
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| May 2, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): May 2, 2025 PERASO INC. (Exact Name of Registrant as Specified in Charter) 000-32929 (Commission File Number) Delaware 77-0291941 (State or Other Jurisdiction of Incorporation) (I.R.S |
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| April 4, 2025 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): April 4, 2025 Peraso Inc. (Exact Name of Registrant as Specified in Charter) 000-32929 (Commission File Number) Delaware 77-0291941 (State or Other Jurisdiction of Incorporation) (I.R |
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| March 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year December 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 000-32929 PERASO INC. (Exact name of registrant as specified in its charter |
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| March 28, 2025 |
Description of the Registrant’s Securities Exhibit 4.2 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 The following description of the capital stock of Peraso Inc. (“Peraso,” the “Company,” “we,” “us” and “our”) summarizes certain provisions of our amended and restated certificate of incorporation, as amended (the “Charter”), our amended and restated bylaws (the “Bylaws”) |
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| March 28, 2025 |
Exhibit 19.1 PERASO INC. INSIDER TRADING COMPLIANCE PROGRAM Effective January 25, 2022 In order to take an active role in the prevention of insider trading violations by its officers, directors, employees, consultants and other related individuals, Peraso Inc. (the “Company”) has adopted the policies and procedures described in this program document. I. Adoption of Insider Trading Policy. The Comp |
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| March 19, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): March 19, 2025 PERASO INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-32929 77-0291941 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
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| March 19, 2025 |
EXHIBIT 99.1 Peraso Announces Fourth Quarter and Full Year 2024 Results Fourth Quarter Total Revenue Increased 100% Year-over-Year; GAAP Gross Margin Expanded to 56.3%, Non-GAAP to 71.6% SAN JOSE, Calif., March 19, 2025 – Peraso Inc. (NASDAQ: PRSO) (“Peraso” or the “Company”), a pioneer in mmWave wireless technology solutions, today announced financial results for the fourth quarter and full year |
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| February 26, 2025 |
Peraso Inc. Amended and Restated 2019 Stock Incentive Plan, as amended Exhibit 4.4 PERASO INC. AMENDED & RESTATED 2019 STOCK INCENTIVE PLAN Section 1. ESTABLISHMENT AND PURPOSE. The 2019 Stock Incentive Plan was adopted by the Board of Directors of Peraso Inc. effective June 25, 2019 (the “Effective Date”), amended and restated effective December 2, 2021, and amended on December 20, 2024. This Plan is intended to encourage ownership of Stock by employees, consultants |
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| February 26, 2025 |
As filed with the Securities and Exchange Commission on February 26, 2025 As filed with the Securities and Exchange Commission on February 26, 2025 Registration No. |
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| February 26, 2025 |
Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) Peraso Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Fees to be Paid Equity Common stock, par va |
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| February 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 11, 2025 PERASO INC. (Exact name of registrant as specified in its charter) Delaware 000-32929 77-0291941 (State or other jurisdiction of incorporation) (Commission File Numb |
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| December 26, 2024 |
Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): December 20, 2024 PERASO INC. (Exact Name of Registrant as Specified in Charter) 000-32929 (Commission File Number) Delaware 77-0291941 (State or Other Jurisdiction of Incorporation) |
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| December 11, 2024 |
4,649,283 Shares of Common Stock Issuable Upon Exercise of Outstanding Warrants Filed Pursuant to Rule 424(b)(3) Registration No. 333-283573 PROSPECTUS 4,649,283 Shares of Common Stock Issuable Upon Exercise of Outstanding Warrants This prospectus relates to the resale of up to 4,649,283 shares of common stock, $0.001 par value per share (the “Common Stock”), of Peraso Inc. (the “Company,” “we,” “our” or “us”) by the Selling Stockholders listed in this prospectus or their per |
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| December 10, 2024 |
Up to $2,693,527 Shares of Common Stock Filed pursuant to Rule 424(b)(5) Registration No. 333-280798 PROSPECTUS SUPPLEMENT (To Prospectus Supplement Dated August 30, 2024 to Prospectus Dated July 22, 2024) Up to $2,693,527 Shares of Common Stock This prospectus supplement (“Prospectus Supplement”) amends and supplements the information in the prospectus, dated July 22, 2024 (the “Prospectus”), filed with the Securities and Exchange Comm |
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| December 10, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): December 10, 2024 PERASO INC. (Exact Name of Registrant as Specified in Charter) 000-32929 (Commission File Number) Delaware 77-0291941 (State or Other Jurisdiction of Incorporation) |
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| December 6, 2024 |
Peraso Inc. – 2309 Bering Dr., San Jose, CA 95131 – Tel: 408.418.7500 – www.perasoinc.com December 6, 2024 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 RE: Peraso Inc. Registration Statement on Form S-3 Filed December 3, 2024 File No. 333-283573 Acceleration Request Requested Date: Tuesday, December 10, 2024 Requested Time: 4:30 p.m. Eastern Time Ladies and Gentlemen: In accordance with Rule 461 under the Se |
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| December 3, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Peraso Inc. (Exact Name of Registrant as Specified in its Charter) Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered (1) Proposed Maximum Offering Price Per Unit (2) Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Fees to Be Paid Equity Common Stock, $0.001 par value per |
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| December 3, 2024 |
As filed with the Securities and Exchange Commission on December 3, 2024 As filed with the Securities and Exchange Commission on December 3, 2024 Registration No. |
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| November 21, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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| November 18, 2024 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): November 13, 2024 PERASO INC. (Exact Name of Registrant as Specified in Charter) 000-32929 (Commission File Number) Delaware 77-0291941 (State or Other Jurisdiction of Incorporation) |
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| November 14, 2024 |
PRSO / Peraso Inc. / Iroquois Capital Management, LLC Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2. (Amendment No. 1)* Peraso, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 71360T200 (CUSIP Number) September 30, 2024 (Date of |
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| November 14, 2024 |
PRSO / Peraso Inc. / Ionic Ventures, LLC - SC 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Peraso Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 71360T200 (CUSIP Number) September 30, 2024 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
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| November 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-32929 PERASO INC. |
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| November 12, 2024 |
Peraso Announces Third Quarter 2024 Results EXHIBIT 99.1 Peraso Announces Third Quarter 2024 Results SAN JOSE, Calif., November 12, 2024 – Peraso Inc. (NASDAQ: PRSO) (“Peraso” or the “Company”), a pioneer in mmWave wireless technology solutions, today announced financial results for the third quarter ended September 30, 2024. Management Commentary “Third quarter revenue was within our range of expectations, with overall results being highli |
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| November 12, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported):November 12, 2024 PERASO INC. (Exact Name of Registrant as Specified in Charter) 000-32929 (Commission File Number) Delaware 77-0291941 (State or Other Jurisdiction of Incorporation) ( |
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| November 5, 2024 |
Exhibit 4.1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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| November 5, 2024 |
Peraso Announces Exercise of Warrants for $2.9 Million in Gross Proceeds Exhibit 99.1 Peraso Announces Exercise of Warrants for $2.9 Million in Gross Proceeds San Jose, CA – November 5, 2024– Peraso Inc. (NASDAQ:PRSO) (“Peraso” or the “Company”), a pioneer in mmWave wireless technology solutions, announced today the entry into definitive agreements for the immediate exercise of certain outstanding Series B warrants to purchase up to an aggregate of 2,246,030 shares of |
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| November 5, 2024 |
Form of Placement Agent Warrant Exhibit 4.3 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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| November 5, 2024 |
Exhibit 4.2 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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| November 5, 2024 |
Exhibit 10.1 PERASO INC. November 5, 2024 Holder of Series B Warrants issued on February 8, 2024 Re: Inducement Offer to Exercise Series B Warrants Dear Holder: Peraso Inc. (the “Company”) is pleased to offer to you the opportunity to exercise all of the Series B warrants (CUSIP 71360T 135) to purchase an aggregate of [] shares of Common Stock, issued on February 8, 2024 (the “Existing Warrant(s)” |
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| November 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): November 5, 2024 PERASO INC. (Exact Name of Registrant as Specified in Charter) 000-32929 (Commission File Number) Delaware 77-0291941 (State or Other Jurisdiction of Incorporation) ( |
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| October 4, 2024 |
Exhibit 10.1 AMENDMENT #2 TO WARRANT AGENCY AGREEMENT PERASO INC. AND EQUINITI TRUST COMPANY, LLC, AS WARRANT AGENT This Amendment #2 to the Warrant Agency Agreement (this “Amendment #2”) is entered into as of October 3, 2024, by and between Peraso Inc., a Delaware corporation (the “Company”), and Equiniti Trust Company, LLC (the “Warrant Agent”). All capitalized terms used herein shall have the m |
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| October 4, 2024 |
Material Modification to Rights of Security Holders, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): October 3, 2024 PERASO INC. (Exact Name of Registrant as Specified in Charter) 000-32929 (Commission File Number) Delaware 77-0291941 (State or Other Jurisdiction of Incorporation) (I |
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| August 30, 2024 |
Up to $1,425,000 Shares of Common Stock Filed pursuant to Rule 424(b)(5) Registration No. 333-280798 PROSPECTUS SUPPLEMENT (TO PROSPECTUS DATED JULY 22, 2024) Up to $1,425,000 Shares of Common Stock On August 30, 2024, we entered into an at the market offering agreement (the “Sales Agreement”), with Ladenburg Thalmann & Co. Inc. (“Ladenburg”), relating to the offer and sale of shares of our common stock, par value $0.001 per share, offe |
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| August 30, 2024 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): August 30, 2024 PERASO INC. (Exact Name of Registrant as Specified in Charter) 000-32929 (Commission File Number) Delaware 77-0291941 (State or Other Jurisdiction of Incorporation) (I |
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| August 30, 2024 |
Exhibit 10.1 AT THE MARKET OFFERING AGREEMENT August 30, 2024 Ladenburg Thalmann & Co. Inc. 640 Fifth Avenue, 4th Floor New York, NY 10019 Ladies and Gentlemen: Peraso Inc., a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with Ladenburg Thalmann & Co. Inc. (the “Manager”) as follows: 1. Definitions. The terms that follow, when used in this Agreement and any Terms |
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| August 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-32929 PERASO INC. |
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| August 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): August 12, 2024 PERASO INC. (Exact Name of Registrant as Specified in Charter) 000-32929 (Commission File Number) Delaware 77-0291941 (State or Other Jurisdiction of Incorporation) (I |
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| August 12, 2024 |
EXHIBIT 99.1 Peraso Announces Second Quarter 2024 Results Total Revenue Increased 50.5% Sequentially; GAAP Gross Margin Expanded to 55.5%, Non-GAAP to 68.8% SAN JOSE, Calif., August 12, 2024 – Peraso Inc. (NASDAQ:PRSO) (“Peraso” or the “Company”), a global leader in mmWave technology for 60 GHz unlicensed and 5G licensed networks, today announced financial results for the second quarter ended June |
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| August 7, 2024 |
Exhibit 10.1 AMENDMENT TO WARRANT AGENCY AGREEMENT PERASO INC. AND EQUINITI TRUST COMPANY, LLC, AS WARRANT AGENT This Amendment to the Warrant Agency Agreement (this “Amendment”) is entered into as of August 6, 2024, by and between Peraso Inc., a Delaware corporation (the “Company”), and Equiniti Trust Company, LLC (the “Warrant Agent”). All capitalized terms used herein shall have the meanings se |
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| August 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): August 6, 2024 PERASO INC. (Exact Name of Registrant as Specified in Charter) 000-32929 (Commission File Number) Delaware 77-0291941 (State or Other Jurisdiction of Incorporation) (I. |
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| July 18, 2024 |
Peraso Inc. – 2309 Bering Dr., San Jose, CA 95131 – Tel: 408.418.7500 – www.perasoinc.com July 18, 2024 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 RE: Peraso Inc. Registration Statement on Form S-3 Filed July 12, 2024 File No. 333-280798 Acceleration Request Requested Date: Monday, July 22, 2024 Requested Time: 4:30 p.m. Eastern Time Ladies and Gentlemen: In accordance with Rule 461 under the Securities Ac |
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| July 16, 2024 |
Exhibit 99.1 Peraso Announces Preliminary Second Quarter 2024 Revenue Results Above Guidance Stronger Than Anticipated Revenue Included First Volume Production Order for mmWave DUNE Platform Solution SAN JOSE, Calif., July 16, 2024 – Peraso Inc. (NASDAQ: PRSO) (“Peraso” or the “Company”), a global leader in mmWave technology for 60 GHz unlicensed and 5G licensed networks, today announced prelimina |
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| July 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): July 16, 2024 PERASO INC. (Exact Name of Registrant as Specified in Charter) 000-32929 (Commission File Number) Delaware 77-0291941 (State or Other Jurisdiction of Incorporation) (I.R |
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| July 12, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Peraso Inc. (Exact Name of Registrant as Specified in Its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered (1) Proposed Maximum Offering Price per Unit (2) Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Car |
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| July 12, 2024 |
As filed with the Securities and Exchange Commission on July 12, 2024 As filed with the Securities and Exchange Commission on July 12, 2024 Registration Statement No. |
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| June 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): June 11, 2024 PERASO INC. (Exact Name of Registrant as Specified in Charter) 000-32929 (Commission File Number) Delaware 77-0291941 (State or Other Jurisdiction of Incorporation) (I.R |
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| June 13, 2024 |
Stock Purchase Agreement dated as of June 11, 2024 Exhibit 10.1 STOCK PURCHASE AGREEMENT This STOCK PURCHASE AGREEMENT (this “Agreement”) is entered into as of the 11th day of June, 2024, by and between Peraso Inc., a Delaware corporation (the “Company”) and Ian McWalter, an individual (the “Purchaser”). WHEREAS, the Purchaser desires to purchase, and the Company desires to sell, an aggregate of 100,000 shares (the “Shares”) of the Company’s commo |
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| May 30, 2024 |
Conflict Minerals Report of Peraso Inc. for the year ended December 31, 2023. Exhibit 1.01 Peraso Inc. Conflict Minerals Report For the year ended December 31, 2023 This Conflict Minerals Report of Peraso Inc. (“Peraso” or the “Company”) for the reporting period January 1, 2023 to December 31, 2023 is provided in accordance with Rule 13p-1 under the Securities Exchange Act of 1934, as amended (“Rule 13p-1”). Rule 13p-1 was adopted by the Securities and Exchange Commission t |
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| May 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form SD Specialized Disclosure Report Peraso Inc. (Exact name of registrant as specified in its charter) 000-32929 (Commission File Number) Delaware 77-0291941 (State or other jurisdiction of incorporation) (I.R.S. Employer Identification No.) 2309 Bering Drive San Jose, California 95131 (Address of principal executive offices |
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| May 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-32929 PERASO INC. |
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| May 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): May 13, 2024 PERASO INC. (Exact Name of Registrant as Specified in Charter) 000-32929 (Commission File Number) Delaware 77-0291941 (State or Other Jurisdiction of Incorporation) (I.R. |
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| May 13, 2024 |
EXHIBIT 99.1 Peraso Announces First Quarter 2024 Results Total Revenue Increased 54% Sequentially; GAAP Gross Margin Expanded to 46.4%, Non-GAAP to 66.4% SAN JOSE, Calif., May 13, 2024 – Peraso Inc. (NASDAQ:PRSO) (“Peraso” or the “Company”), a global leader in mmWave technology for 60 GHz unlicensed and 5G licensed networks, today announced financial results for the first quarter ended March 31, 2 |
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| April 9, 2024 |
As filed with the Securities and Exchange Commission on April 9, 2024 As filed with the Securities and Exchange Commission on April 9, 2024 Registration No. |
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| April 4, 2024 |
Peraso Receives Additional EOL Purchase Order Totaling $2.88 Million Exhibit 99.1 Peraso Receives Additional EOL Purchase Order Totaling $2.88 Million San Jose, CA – April 4, 2024 – Peraso Inc. (NASDAQ:PRSO) (“Peraso” or the “Company”), a leader in mmWave technology for 60GHz license-free and 5G licensed networks, today announced the Company received an additional purchase order totaling $2.88 million. This non-cancelable order represents incremental last-time buys |
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| April 4, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): April 4, 2024 PERASO INC. (Exact Name of Registrant as Specified in Charter) 000-32929 (Commission File Number) Delaware 77-0291941 (State or Other Jurisdiction of Incorporation) (I.R |
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| March 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year December 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 000-32929 PERASO INC. (Exact name of registrant as specified in its charter |
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| March 29, 2024 |
Exhibit 97.1 PERASO INC. CLAWBACK POLICY 1. Introduction The Board of Directors (the “Board”) of Peraso Inc. (the “Company”) believes that it is in the best interests of the Company and its stockholders to adopt this Clawback Policy (this “Policy”), which provides for the recoupment of certain executive compensation in the event of an accounting restatement resulting from material noncompliance wi |
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| March 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): March 18, 2024 PERASO INC. (Exact Name of Registrant as Specified in Charter) 000-32929 (Commission File Number) Delaware 77-0291941 (State or Other Jurisdiction of Incorporation) (I. |
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| March 18, 2024 |
Peraso Announces Fourth Quarter and Full Year 2023 Results EXHIBIT 99.1 Peraso Announces Fourth Quarter and Full Year 2023 Results SAN JOSE, Calif., March 18, 2024 – Peraso Inc. (NASDAQ: PRSO) (“Peraso” or the “Company”), a global leader in mmWave technology for 60 GHz unlicensed and 5G licensed networks, today announced financial results for the fourth quarter and full year ended December 31, 2023. Management Commentary “Consistent with our prior expecta |
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| February 15, 2024 |
PRSO / Peraso Inc. / Iroquois Capital Management, LLC Passive Investment SC 13G 1 c108223sc13g.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2. (Amendment No. )* Peraso, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 71360T200 (CUSIP Number) Fe |
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| February 14, 2024 |
PRSO / Peraso Inc. / ARMISTICE CAPITAL, LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 12, 2024 |
PRSO / Peraso Inc. / Ionic Ventures, LLC - SC 13G Passive Investment SC 13G 1 g084027sc13g.htm SC 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* Peraso Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 71360T200 (CUSIP Number) February 6, 2024 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate |
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| February 9, 2024 |
Peraso Announces Pricing of $4 Million Underwritten Public Offering Exhibit 99.1 Peraso Announces Pricing of $4 Million Underwritten Public Offering SAN JOSE, Calif., February 6, 2024 – Peraso Inc. (NASDAQ: PRSO) (“Peraso” or the “Company”), a leader in mmWave technology, today announced the pricing of its underwritten public offering of 480,000 shares of common stock, pre-funded warrants to purchase up to 1,424,760 shares of common stock, Series A warrants to pur |
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| February 9, 2024 |
Exhibit 1.1 480,000 SHARES of Common Stock PRE-FUNDED WARRANTS EXERCIsABLE INTO 1,424,760 SHARES OF COMMON STOCK Series A WARRANTS EXERCIsABLE INTO 3,809,520 SHARES OF cOMMON sTOCK AND Series B WARRANTS EXERCIsABLE INTO 3,809,520 SHARES OF cOMMON sTOCK PERASO INC. UNDERWRITING AGREEMENT February 6, 2024 Ladenburg Thalmann & Co. Inc., As the Representative of the several Underwriters, if any, named |
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| February 9, 2024 |
Exhibit 99.2 Peraso Announces Closing of $4.172 Million Underwritten Public Offering, Including Partial Exercise of Overallotment Option SAN JOSE, Calif., February 8, 2024 – Peraso Inc. (NASDAQ: PRSO) (“Peraso” or the “Company”), a leader in mmWave technology, today announced the closing of its previously announced underwritten public offering of common stock, pre-funded warrants, Series A warrant |
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| February 9, 2024 |
Exhibit 10.2 PERASO INC. and EQUINITI TRUST COMPANY, LLC as Warrant Agent Warrant Agency Agreement Dated as of February 8, 2024 WARRANT AGENCY AGREEMENT WARRANT AGENCY AGREEMENT, dated as of February 8, 2024 (“Agreement”), between Peraso Inc., a Delaware corporation (the “Company”), and Equiniti Trust Company, LLC (the “Warrant Agent”). W I T N E S S E T H WHEREAS, pursuant to a registered offerin |
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| February 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): February 6, 2024 PERASO INC. (Exact Name of Registrant as Specified in Charter) 000-32929 (Commission File Number) Delaware 77-0291941 (State or Other Jurisdiction of Incorporation) ( |
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| February 7, 2024 |
PROSPECTUS Filed Pursuant to Rule 424(b)(4) Registration No. 333-276247 480,000 Shares of Common Stock Series A Warrants to purchase up to 3,809,520 Shares of Common Stock Series B Warrants to purchase up to 3,809,520 Shares of Common Stock Pre-Funded Warrants to purchase up to 1,424,760 Shares of Common Stock Up to 9,043,800 Shares of Common Stock Issuable Upon Exercise of Pre-Funded Warrants, Se |
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| February 7, 2024 |
EX-99.1 2 ea193084ex99-1peraso.htm JOINT FILING AGREEMENT EXHIBIT 1 JOINT FILING AGREEMENT Each of the undersigned agrees that (i) the statement on Schedule 13G relating to the Common Stock of PERASO INC. has been adopted and filed on behalf of each of them, (ii) all future amendments to such statement on Schedule 13G will, unless written notice to the contrary is delivered as described below, be |
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| February 7, 2024 |
PRSO / Peraso Inc. / Brio Capital Master Fund Ltd. - SCHEDULE 13G Passive Investment SC 13G 1 ea193084-13gbrioperaso.htm SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 PERASO INC. (Name of Issuer) COMMON STOCK, PAR VALUE $0.001 (Title of Class of Securities) 71360T101 (CUSIP Number) February 6, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to design |
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| February 5, 2024 |
As filed with the Securities and Exchange Commission on February 5, 2024 As filed with the Securities and Exchange Commission on February 5, 2024 Registration No. |
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| February 5, 2024 |
Peraso Inc. – 2309 Bering Dr., San Jose, CA 95131 – Tel: 408.418.7500 – www.perasoinc.com February 5, 2024 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 RE: Peraso Inc. Registration Statement on Form S-1, as amended Filed December 22, 2023 File No. 333-276247 Acceleration Request Requested Date: Tuesday, February 6, 2024 Requested Time: 9:00 a.m. Eastern Time Ladies and Gentlemen: In accordance with Rule 461 |
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| February 5, 2024 |
Exhibit 4.16 SERIES B COMMON STOCK PURCHASE WARRANT PERASO INC. Warrant Shares: Initial Exercise Date: , 2024 THIS SERIES B COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initi |
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| February 5, 2024 |
Form of Warrant Agency Agreement Exhibit 10.31 PERASO INC. and EQUINITI TRUST COMPANY, LLC as Warrant Agent Warrant Agency Agreement Dated as of , 2024 WARRANT AGENCY AGREEMENT WARRANT AGENCY AGREEMENT, dated as of , 2024 (“Agreement”), between Peraso Inc., a Delaware corporation (the “Company”), and Equiniti Trust Company, LLC (the “Warrant Agent”). W I T N E S S E T H WHEREAS, pursuant to a registered offering by the Company of |
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| February 5, 2024 |
Ladenburg Thalmann & Co. Inc. 640 Fifth Avenue, 4th Floor New York, New York 10019 Ladenburg Thalmann & Co. Inc. 640 Fifth Avenue, 4th Floor New York, New York 10019 February 5, 2024 VIA FACSIMILE AND EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance Washington, DC 20549 Re: Peraso Inc. Registration Statement on Form S-1 (Registration No. 333-276247) Concurrence in Acceleration Request Ladies and Gentlemen: Ladenburg Thalmann & Co. Inc. (“Ladenburg”), |
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| February 5, 2024 |
Form of Underwriting Agreement Exhibit 1.1 SHARES of Common Stock PRE-FUNDED WARRANTS EXERCIsABLE INTO SHARES OF COMMON STOCK Series A WARRANTS EXERCIsABLE INTO SHARES OF cOMMON sTOCK AND Series B WARRANTS EXERCIsABLE INTO SHARES OF cOMMON sTOCK PERASO INC. UNDERWRITING AGREEMENT , 2024 Ladenburg Thalmann & Co. Inc., As the Representative of the several Underwriters, if any, named in Schedule I hereto c/o Ladenburg Thalmann & C |
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| February 5, 2024 |
Exhibit 4.15 SERIES A COMMON STOCK PURCHASE WARRANT PERASO INC. Warrant Shares: Initial Exercise Date: , 2024 THIS SERIES A COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initi |
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| February 5, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form S-1 (Form Type) Peraso Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities and Carry Forward Securities Security type Security class title Fee calculation or carry forward rule Amount registered Proposed maximum offering price per unit Maximum aggregate offering price(1)(2)(3) Fee rate Amount of registra |
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| January 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): January 24, 2024 PERASO INC. (Exact Name of Registrant as Specified in Charter) 000-32929 (Commission File Number) Delaware 77-0291941 (State or Other Jurisdiction of Incorporation) ( |
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| January 23, 2024 |
Form of Underwriting Agreement Exhibit 1.1 SHARES of Common Stock PRE-FUNDED WARRANTS EXERCIsABLE INTO SHARES OF COMMON STOCK and COMMON WARRANTS EXERCIsABLE INTO SHARES OF cOMMON sTOCK PERASO INC. UNDERWRITING AGREEMENT , 2024 Ladenburg Thalmann & Co. Inc., As the Representative of the several Underwriters, if any, named in Schedule I hereto c/o Ladenburg Thalmann & Co. Inc., 640 Fifth Avenue, 4th Floor New York, NY 10019 Ladi |
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| January 23, 2024 |
Filed Pursuant to Rule 433 of the Securities Act of 1933 Issuer Free Writing Prospectus dated January 23, 2024 Registration Statement No. |
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| January 23, 2024 |
As filed with the Securities and Exchange Commission on January 23, 2024 As filed with the Securities and Exchange Commission on January 23, 2024 Registration No. |
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| January 23, 2024 |
Exhibit 4.16 PRE-FUNDED COMMON STOCK PURCHASE WARRANT PERASO INC. Warrant Shares: Initial Exercise Date: , 2024 THIS PRE-FUNDED COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “I |
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| January 23, 2024 |
Exhibit 10.30 LOCK-UP AGREEMENT , 2024 Ladenburg Thalmann & Co. Inc., acting as representative to the several underwriters: Re: Underwriting Agreement, dated , 2024, (the “Underwriting Agreement”) by and between Peraso Inc. and Ladenburg Thalmann & Co. Inc., acting as representative (the “Representative”) to the several underwriters (each, an “Underwriter” and collectively the “Underwriters”) Ladi |
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| January 23, 2024 |
Exhibit 4.15 COMMON STOCK PURCHASE WARRANT PERASO INC. Warrant Shares: Initial Exercise Date: , 2024 THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) |
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| January 23, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form S-1 (Form Type) Peraso Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities and Carry Forward Securities Security type Security class title Fee calculation or carry forward rule Amount registered Proposed maximum offering price per unit Maximum aggregate offering price(1)(2)(3) Fee rate Amount of registra |
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| January 23, 2024 |
Form of Warrant Agency Agreement Exhibit 10.31 PERASO INC. and EQUINITI TRUST COMPANY, LLC as Warrant Agent Warrant Agency Agreement Dated as of , 2024 WARRANT AGENCY AGREEMENT WARRANT AGENCY AGREEMENT, dated as of , 2024 (“Agreement”), between Peraso Inc., a Delaware corporation (the “Company”), and Equiniti Trust Company, LLC (the “Warrant Agent”). W I T N E S S E T H WHEREAS, pursuant to a registered offering by the Company of |
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| January 23, 2024 |
Form of Representative Warrant Exhibit 4.17 REPRESENTATIVE COMMON STOCK PURCHASE WARRANT PERASO INC. Warrant Shares: Initial Exercise Date: , 2024 THIS REPRESENTATIVE COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof |
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| January 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): January 18, 2024 PERASO INC. (Exact Name of Registrant as Specified in Charter) 000-32929 (Commission File Number) Delaware 77-0291941 (State or Other Jurisdiction of Incorporation) ( |
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| January 19, 2024 |
Peraso Regains Compliance with Nasdaq Minimum Bid Price Requirement Exhibit 99.1 Peraso Regains Compliance with Nasdaq Minimum Bid Price Requirement SAN JOSE, Calif., Jan. 19, 2024 – Peraso Inc. (NASDAQ: PRSO) (“Peraso” or the “Company”), a leader in mmWave technology, today announced that it has received a letter from The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that it has regained compliance with the Nasdaq Capital Market's minimum bid price con |
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| December 22, 2023 |
As filed with the Securities and Exchange Commission on December 22, 2023 As filed with the Securities and Exchange Commission on December 22, 2023 Registration No. |
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| December 22, 2023 |
Exhibit 107 Calculation of Filing Fee Tables Form S-1 (Form Type) Peraso Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price(1)(2) Fee Rate Amount of Registratio |
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| December 19, 2023 |
Exhibit 3.1 CERTIFICATE OF AMENDMENT OF RESTATED CERTIFICATE OF INCORPORATION OF PERASO INC. Peraso Inc. (the “Corporation”), a corporation duly organized and existing under the General Corporation Law of the State of Delaware, does hereby certify that: 1. The Restated Certificate of Incorporation of the Corporation, filed with the Secretary of State of the State of Delaware on November 12, 2010, |
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| December 19, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): December 15, 2023 PERASO INC. (Exact Name of Registrant as Specified in Charter) 000-32929 (Commission File Number) Delaware 77-0291941 (State or Other Jurisdiction of Incorporation) |
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| December 19, 2023 |
Peraso Announces 1-for-40 Reverse Stock Split Exhibit 99.1 Peraso Announces 1-for-40 Reverse Stock Split SAN JOSE, Calif., December 19, 2023 – Peraso Inc. (NASDAQ: PRSO) (“Peraso” or the “Company”), a leader in mmWave technology, today announced that it will effect a 1-for-40 reverse stock split of its outstanding common stock. The reverse stock split will become effective at 4:01pm ET on January 2, 2024. The common stock is expected to begin |
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| December 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 2) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defi |
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| November 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defi |
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| November 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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| November 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-32929 PERASO INC. |
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| November 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): November 13, 2023 PERASO INC. (Exact Name of Registrant as Specified in Charter) 000-32929 (Commission File Number) Delaware 77-0291941 (State or Other Jurisdiction of Incorporation) |
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| November 13, 2023 |
EXHIBIT 99.1 Peraso Announces Third Quarter 2023 Results Total Revenue Increased 87% Sequentially and 36% Year-over-Year; GAAP Gross Margin Expanded Sequentially to 45.4%, Non-GAAP to 58.0% SAN JOSE, Calif., November 13, 2023 – Peraso Inc. (NASDAQ: PRSO) (“Peraso” or the “Company”), a global leader in mmWave technology for 60 GHz unlicensed and 5G licensed networks, today announced financial resul |
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| November 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| September 26, 2023 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): September 26, 2023 PERASO INC. (Exact name of registrant as specified in its charter) Delaware 000-32929 77-0291941 (State or other jurisdiction of incorporation) (Commission File Num |
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| September 26, 2023 |
Peraso Receives Initial EOL Purchase Orders Totaling $11.3 Million Exhibit 99.1 Peraso Receives Initial EOL Purchase Orders Totaling $11.3 Million SAN JOSE, CA – Sept. 26, 2023 – Peraso Inc. (NASDAQ: PRSO) (“Peraso” or the “Company”), a leader in mmWave technology for 60GHz license-free and 5G licensed networks, today announced the Company has received purchase orders from multiple customers totaling $11.3 million. These non-cancelable orders represent last-time |
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| August 14, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): August 14, 2023 PERASO INC. (Exact Name of Registrant as Specified in Charter) 000-32929 (Commission File Number) Delaware 77-0291941 (State or Other Jurisdiction of Incorporation) (I |
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| August 14, 2023 |
Peraso Announces Second Quarter 2023 Results and Provides Business Update EXHIBIT 99.1 Peraso Announces Second Quarter 2023 Results and Provides Business Update SAN JOSE, Calif., August 14, 2023 – Peraso Inc. (NASDAQ: PRSO) (“Peraso” or the “Company”), a leader in mmWave technology, today announced financial results for the second quarter ended June 30, 2023 and provided a business update. Management Commentary “Our second quarter financial results reflected lower produ |
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| August 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-32929 PERASO INC. |
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| August 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 1, 2023 Peraso Inc. (Exact name of registrant as specified in its charter) Delaware 000-32929 77-0291941 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| August 4, 2023 |
Peraso Receives 180-Day Extension to Regain Compliance with Nasdaq Minimum Bid Price Rule Exhibit 99.1 Peraso Receives 180-Day Extension to Regain Compliance with Nasdaq Minimum Bid Price Rule SAN JOSE, Calif., August 2, 2023 – Peraso Inc. (NASDAQ: PRSO) (“Peraso” or the “Company”), a leader in mmWave technology for 60 GHz unlicensed and 5G licensed networks, today announced the Company received written notification from the Listing Qualifications Department of The Nasdaq Stock Market |
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| June 27, 2023 |
5,714,286 Shares of Common Stock Issuable upon Exercise of the Purchase Warrants Filed Pursuant to Rule 424(b)(3) Registration No. 333-272729 PROSPECTUS 5,714,286 Shares of Common Stock Issuable upon Exercise of the Purchase Warrants This prospectus relates to the resale of up to an aggregate of 5,714,286 shares of our common stock, par value $0.001 per share (the “Common Stock”), issuable upon the exercise of the purchase warrants (“Purchase Warrants”) by Armistice Capital Ma |
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| June 23, 2023 |
Peraso Inc. – 2309 Bering Dr., San Jose, CA 95131 – Tel: 408.418.7500 – www.perasoinc.com June 23, 2023 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 RE: Peraso Inc. Registration Statement on Form S-1 Filed June 16, 2023 File No. 333-272729 Acceleration Request Requested Date: Monday, June 26, 2023 Requested Time: 5:00 p.m. Eastern Time Ladies and Gentlemen: In accordance with Rule 461 under the Securities Ac |
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| June 23, 2023 |
Peraso Inc. – 2309 Bering Dr., San Jose, CA 95131 – Tel: 408.418.7500 – www.perasoinc.com June 23, 2023 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 RE: Peraso Inc. Registration Statement on Form S-1 Filed June 16, 2023 File No. 333-272729 Acceleration Request Requested Date: Tuesday, June 27, 2023 Requested Time: 5:00 p.m. Eastern Time Ladies and Gentlemen: In accordance with Rule 461 under the Securities A |
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| June 16, 2023 |
Amendment to offer of employment between the Company and Ronald Glibbery dated April 19, 2023 Exhibit 10.22 Peraso Technologies Inc. 144 Front St W Ste 685 Toronto, Ontario M5J 2L7 April 19, 2023 Ronald Glibbery Re: Amendment to Executive Employment Agreement dated December 17, 2021 Dear Ron: This letter (this “Amendment”) amends your Executive Employment Agreement, dated December 17, 2021 (the “Agreement”), with Peraso Technologies Inc. (now known as Peraso Inc., the “Company”), to includ |
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| June 16, 2023 |
Second Amendment to offer of employment between the Company and Brad Lynch dated April 19, 2023 Exhibit 10.23 Peraso Technologies Inc. 144 Front St W Ste 685 Toronto, Ontario M5J 2L7 April 19, 2023 Bradley Lynch Re: Amendment to Offer of Employment dated August 1, 2009 Dear Brad: This letter (this “Amendment”) amends your employment agreement, dated August 1, 2009, as amended on April 15, 2022 (the “Agreement”), with Peraso Technologies Inc. (the “Company”), to include an exchange rate claus |
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| June 16, 2023 |
As filed with the Securities and Exchange Commission on June 16, 2023 As filed with the Securities and Exchange Commission on June 16, 2023 Registration No. |
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| June 16, 2023 |
Exhibit 107 Calculation of Filing Fee Table Form S-1 Form Type Peraso Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered (1) Proposed Maximum Offering Price Per Unit (2) Maximum Aggregate Offering Price (2) Fee Rate Amount of Registration Fee Fees to be Paid Equi |
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| June 16, 2023 |
Amendment to offer of employment between the Company and Alex Tomkins dated April 19, 2023 Exhibit 10.21 Peraso Technologies Inc. 144 Front St W Ste 685 Toronto, Ontario M5J 2L7 April 19, 2023 Alexander Tomkins Re: Amendment to Offer of Employment dated April 15, 2022 Dear Alex: This letter (this “Amendment”) amends certain terms of your offer letter, dated as of April 15, 2022 (the “Offer Letter”), with Peraso Technologies Inc. (the “Company”), to include an exchange rate clause. Excep |
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| June 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): May 31, 2023 Peraso Inc. (Exact Name of Registrant as Specified in Charter) 000-32929 (Commission File Number) Delaware 77-0291941 (State or Other Jurisdiction of Incorporation) (I.R. |
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| June 2, 2023 |
Amendment No. 1 to Peraso Inc. Common Stock Purchase Warrant Exhibit 10.3 AMENDMENT NO. 1 TO THE PERASO INC. COMMON STOCK PURCHASE WARRANT MAY 31, 2023 This Amendment No. 1 to the common stock purchase warrant (this “Amendment”) issued by Peraso Inc., a Delaware corporation (the “Company,”), dated as of November 30, 2022, to purchase 3,675,000 shares of the Company’s common stock, par value $0.001 (“Common Stock”), at an exercise price of $1.36 per share (t |
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| June 2, 2023 |
Exhibit 4.2 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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| June 2, 2023 |
Filed Pursuant to Rule 424(b)(5) Registration Statement No. 333-258386 Prospectus Supplement (To Prospectus dated August 9, 2021) 2,250,000 Shares of Common Stock Pre-Funded Warrants to Purchase up to 3,464,286 Shares of Common Stock Up to 3,464,286 Shares of Common Stock underlying such Pre-Funded Warrants We are offering to a single institutional investor 2,250,000 shares of our common stock, pa |
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| June 2, 2023 |
Peraso Announces $4.0 Million Registered Direct Offering Priced At-The-Market Under Nasdaq Rules Exhibit 99.1 Peraso Announces $4.0 Million Registered Direct Offering Priced At-The-Market Under Nasdaq Rules SAN JOSE, CA – May 31, 2023 – Peraso Inc. (NASDAQ: PRSO) (“Peraso” or the “Company”) today announced that it has entered into a securities purchase agreement with an institutional investor (the “Investor”) in connection with a registered direct offering, which was priced at-the-market unde |
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| June 2, 2023 |
Form of Securities Purchase Agreement Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of May 31, 2023, between Peraso Inc., a Delaware corporation (the “Company ”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”). WHEREAS, subject to the terms and conditions set forth i |
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| June 2, 2023 |
Form of Registration Rights Agreement Exhibit 10.2 EXHIBIT B REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this “Agreement”) is made and entered into as of June 2, 2022, between Peraso Inc., a Delaware corporation (the “Company”), and each of the several purchasers signatory hereto (each such purchaser, a “Purchaser” and, collectively, the “Purchasers”). This Agreement is made pursuant to the Securities Purchase Ag |
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| June 2, 2023 |
Form of Placement Agent Warrant Exhibit 4.3 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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| June 2, 2023 |
Exhibit 4.1 PRE-FUNDED COMMON STOCK PURCHASE WARRANT peraso inc. Warrant Shares: 3,464,286 Initial Exercise Date: June 2, 2023 THIS PRE-FUNDED COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, [●] or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the |
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| May 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form SD Specialized Disclosure Report Peraso Inc. (Exact name of registrant as specified in its charter) 000-32929 (Commission File Number) Delaware 77-0291941 (State or other jurisdiction of incorporation) (I.R.S. Employer Identification No.) 2309 Bering Drive San Jose, California 95131 (Address of principal executive offices |
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| May 31, 2023 |
Conflict Minerals Report of Peraso Inc. for the year ended December 31, 2022. Exhibit 1.01 Peraso Inc. Conflict Minerals Report For the year ended December 31, 2022 This Conflict Minerals Report of Peraso Inc. (“Peraso” or the “Company”) for the reporting period January 1, 2022 to December 31, 2022 is provided in accordance with Rule 13p-1 under the Securities Exchange Act of 1934, as amended (“Rule 13p-1”). Rule 13p-1 was adopted by the Securities and Exchange Commission t |
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| May 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): May 15, 2023 PERASO INC. (Exact Name of Registrant as Specified in Charter) 000-32929 (Commission File Number) Delaware 77-0291941 (State or Other Jurisdiction of Incorporation) (I.R. |
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| May 15, 2023 |
EXHIBIT 99.1 Peraso Announces First Quarter 2023 Results Total Revenue Increased 29% Sequentially and 48% Year-over-Year, Driven by Record Product Revenue of $4.9 Million SAN JOSE, Calif., May 15, 2023 – Peraso Inc. (NASDAQ: PRSO) (“Peraso” or the “Company”), a leader in mmWave technology, today announced financial results for the first quarter ended March 31, 2023. Management Commentary “Our firs |
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| May 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-32929 PERASO INC. |
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| March 29, 2023 |
Employment Agreement (Alexander Tomkins) Exhibit 10.19 Peraso Technologies Inc. 144 Front St W Ste 685 Toronto, Ontario M5J 2L7 April 15, 2022 Alexander Tomkins Dear Alex: As you know, on December 17, 2021, Peraso Technologies Inc. (the “Company”) completed its business combination with Peraso Inc. (formerly known as MoSys, Inc., the “Parent” and together with the Company, “Peraso”), by way of a statutory plan of arrangement (the “Arrang |
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| March 29, 2023 |
Exhibit 4.6 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 The following description of the capital stock of Peraso Inc. (“Peraso,” the “Company,” “we,” “us” and “our”) summarizes certain provisions of our amended and restated certificate of incorporation, as amended (the “Charter”), our amended and restated bylaws (the “Bylaws”) |
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| March 29, 2023 |
Exhibit 21.1 SUBSIDIARIES OF REGISTRANT NAME JURISDICTION OF INCORPORATION 2864552 Ontario Inc. Ontario, Canada 2864555 Ontario Inc. Ontario, Canada Peraso Technologies Inc. Ontario, Canada MoSys International, Inc. California, USA |
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| March 29, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year December 31, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 000-32929 PERASO INC. (Exact name of registrant as specified in its charter |
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| March 29, 2023 |
Employment offer letter agreement between the Company and Mark Lunsford dated October 4, 2022 Exhibit 10.17 Peraso Inc. 2309 Bering Drive San Jose, CA 95131 October 3, 2022 Mark Lunsford Dear Mark: I am pleased to offer you a position with Peraso Inc. (the “Company”) as Chief Revenue Officer, an exempt position, reporting to me. This offer letter (the “Agreement”) sets forth the terms and conditions of the Company’s offer of employment. This is intended to be a binding agreement, and if th |
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| March 29, 2023 |
Employment Agreement (Brad Lynch) Exhibit 10.18 Peraso Technologies Inc. 144 Front St W Ste 685 Toronto, Ontario M5J 2L7 April 15, 2022 Bradley Lynch Dear Brad: As you know, on December 17, 2021, Peraso Technologies Inc. (the “Company”) completed its business combination with Peraso Inc. (formerly known as MoSys, Inc., the “Parent” and together with the Company, “Peraso”), by way of a statutory plan of arrangement (the “Arrangemen |
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| March 23, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): March 22, 2023 PERASO INC. (Exact Name of Registrant as Specified in Charter) 000-32929 (Commission File Number) Delaware 77-0291941 (State or Other Jurisdiction of Incorporation) (I. |
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| March 23, 2023 |
EXHIBIT 99.1 Peraso Announces Fourth Quarter and Full Year 2022 Results Fourth Quarter Product Revenue Increased 25% Sequentially and Over 100% Year-over-Year Total Revenue for the Full Year Increased 160% Year-over-Year SAN JOSE, Calif., March 22, 2023 – Peraso Inc. (NASDAQ: PRSO) (“Peraso” or the “Company”), a leader in mmWave technology, today announced financial results for the fourth quarter |
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| February 14, 2023 |
PRSO / Peraso Inc / ARMISTICE CAPITAL, LLC Passive Investment SC 13G 1 armistice-prso123122.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* PERASO INC. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 71360T101 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate b |
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| February 3, 2023 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): February 1, 2023 Peraso Inc. (Exact Name of Registrant as Specified in Charter) 000-32929 (Commission File Number) Delaware 77-0291941 (State or Other Jurisdiction of Incorporation) ( |
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| December 23, 2022 |
3,675,000 Shares of Common Stock issuable upon exercise of the Purchase Warrants Filed Pursuant to Rule 424(b)(3) Registration No. 333-268814 PROSPECTUS 3,675,000 Shares of Common Stock issuable upon exercise of the Purchase Warrants This prospectus relates to the resale of up to an aggregate of 3,675,000 shares of our common stock, par value $0.001 per share (the ?Common Stock?), issuable upon the exercise of the purchase warrants (?Purchase Warrants?) by Armistice Capital Ma |
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| December 22, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): December 22, 2022 PERASO INC. (Exact Name of Registrant as Specified in Charter) 000-32929 (Commission File Number) Delaware 77-0291941 (State or Other Jurisdiction of Incorporation) |
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| December 21, 2022 |
Peraso Inc. – 2309 Bering Dr., San Jose, CA 95131 – Tel: 408.418.7500 – www.peraso.com December 21, 2022 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 RE: Peraso Inc. Registration Statement on Form S-1 Filed December 15, 2022 File No. 333-268814 Acceleration Request Requested Date: Friday, December 23, 2022 Requested Time: 4:30 p.m. Eastern Time Ladies and Gentlemen: In accordance with Rule 461 under the S |
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| December 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): December 16, 2022 Peraso Inc. (Exact Name of Registrant as Specified in Charter) 000-32929 (Commission File Number) Delaware 77-0291941 (State or Other Jurisdiction of Incorporation) |
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| December 15, 2022 |
As filed with the Securities and Exchange Commission on December 15, 2022 As filed with the Securities and Exchange Commission on December 15, 2022 Registration No. |
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| December 15, 2022 |
EX-FILING FEES 4 ea170067ex-feeperasoinc.htm FILING FEE TABLE Exhibit 107 Calculation of Filing Fee Table Form S-1 Form Type Peraso Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered (1) Proposed Maximum Offering Price Per Unit (2) Maximum Aggregate Offering Pric |
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| November 30, 2022 |
Form of Registration Rights Agreement Exhibit 10.2 EXHIBIT C REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this ?Agreement?) is made and entered into as of November [], 2022, between Peraso Inc., a Delaware corporation (the ?Company?), and each of the several purchasers signatory hereto (each such purchaser, a ?Purchaser? and, collectively, the ?Purchasers?). This Agreement is made pursuant to the Securities Purcha |
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| November 30, 2022 |
Form of Common Stock Purchase Warrant Exhibit 4.2 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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| November 30, 2022 |
Peraso Announces $2.45 Million Registered Direct Offering Exhibit 99.1 Peraso Announces $2.45 Million Registered Direct Offering SAN JOSE, CA ? November 28, 2022 ? Peraso Inc. (NASDAQ:PRSO) (?Peraso? or the ?Company?) today announced that it has entered into a securities purchase agreement with an institutional investor (the ?Investor?) in connection with a registered direct offering of an aggregate of 2,450,000 shares of its common stock (or pre-funded |
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| November 30, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): November 28, 2022 Peraso Inc. (Exact Name of Registrant as Specified in Charter) 000-32929 (Commission File Number) Delaware 77-0291941 (State or Other Jurisdiction of Incorporation) |
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| November 30, 2022 |
Form of Securities Purchase Agreement Exhibit 10.1 peraso INC. SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this ?Agreement?) is dated as of November 28, 2022, between Peraso Inc., a Delaware corporation (the ?Company?), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a ?Purchaser? and collectively, the ?Purchasers?). WHEREAS, subject to the terms and condit |
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| November 30, 2022 |
Filed Pursuant to Rule 424(b)(5) Registration Statement No. 333-258386 Prospectus Supplement (To Prospectus dated August 9, 2021) 1,300,000 Shares of Common Stock Pre-Funded Warrants to Purchase up to 1,150,000 Shares of Common Stock Up to 1,150,000 Shares of Common Stock underlying such Pre-Funded Warrants We are offering to a single institutional investor 1,300,000 shares of our common stock, pa |
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| November 30, 2022 |
Form of Pre-Funded Common Stock Purchase Warrant Exhibit 4.1 PRE-FUNDED COMMON STOCK PURCHASE WARRANT peraso inc. Warrant Shares: 1,150,000Initial Exercise Date: November 30, 2022 THIS PRE-FUNDED COMMON STOCK PURCHASE WARRANT (the ?Warrant?) certifies that, for value received, or its assigns (the ?Holder?) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the |
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| November 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a?6(e)(2)) ? Defin |
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| November 15, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): November 14, 2022 PERASO INC. (Exact Name of Registrant as Specified in Charter) 000-32929 (Commission File Number) Delaware 77-0291941 (State or Other Jurisdiction of Incorporation) |
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| November 15, 2022 |
EXHIBIT 99.1 Peraso Announces Third Quarter 2022 Results Total Revenue Increased 63% Year-over-Year; Ended Quarter with Record Order Backlog SAN JOSE, CA / ACCESSWIRE / November 14, 2022 / Peraso Inc. (NASDAQ:PRSO) ("Peraso" or the "Company"), a leader in mmWave technology, today announced financial results for the third quarter ended September 30, 2022. Management Commentary Peraso's CEO, Ron Gli |
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| November 15, 2022 |
CORRESP 1 filename1.htm Confidential Treatment Requested by Peraso Inc. pursuant to 17 C.F.R. 200.83 (“Rule 83”) PERASO INC. Certain portions of this letter for which confidential treatment has been requested pursuant to Rule 83 have been omitted from the version filed via EDGAR. Information that has been omitted in the EDGAR-filed version has been noted in this letter with a placeholder identifie |
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| November 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-32929 PERASO INC. |
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| November 14, 2022 |
Exhibit 10.1 Technology License and Patent Assignment Agreement By and Between Intel Corporation, And Peraso Inc. August 5, 2022 TECHNOLOGY LICENSE AND PATENT ASSIGNMENT AGREEMENT This TECHNOLOGY LICENSE AND PATENT ASSIGNMENT AGREEMENT (this ?Agreement?) is made and entered into as of August 5, 2022 (the ?Effective Date?), by and between Intel Corporation, a Delaware corporation (?Intel?), and Per |
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| October 14, 2022 |
CORRESP 1 filename1.htm Peraso Inc. 2309 Bering Drive San Jose, CA 95131 VIA EDGAR October 14, 2022 U.S. Securities & Exchange Commission Division of Corporation Finance Office of Energy & Transportation 100 F Street, NE Washington, D.C. 20549 Attn: Jenifer Gallagher and Karl Hiller Re: Peraso Inc. Form 10-K for the Fiscal Year Ended December 31, 2021 Filed March 31, 2022 File No. 000-32929 Ladies |
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| August 17, 2022 |
CORRESP 1 filename1.htm Peraso Inc. 2309 Bering Drive San Jose, CA 95131 VIA EDGAR August 17, 2022 U.S. Securities & Exchange Commission Division of Corporation Finance Office of Energy & Transportation 100 F Street, NE Washington, D.C. 20549 Attn: Jenifer Gallagher Karl Hiller Re: Peraso Inc. Form 10-K for the Fiscal Year Ended December 31, 2021 Filed March 31, 2022 File No. 000-32929 Ladies and |
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| August 15, 2022 |
Peraso Technologies Inc. 144 Front St W Ste 685 Toronto, Ontario M5J 2L7 Exhibit 10.3 April 15, 2022 Bradley Lynch Dear Brad: As you know, on December 17, 2021, Peraso Technologies Inc. (the ?Company?) completed its business combination with Peraso Inc. (formerly known as MoSys, Inc., the ?Parent? and together with the Company, ?Peraso?), by way of a statutory plan of arrangement (the ?Arrangement |
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| August 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-32929 PERASO INC. |
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| August 15, 2022 |
Amendment to offer of employment between the Company and Daniel Lewis dated April 15, 2022 Peraso Inc. 2309 Bering Drive San Jose, CA 95131 Exhibit 10.1 April 15, 2022 Daniel Lewis Re: Amendment to Offer of Employment dated August 8, 2018 Dear Dan: This letter (this ?Amendment?) amends certain terms of your offer of employment, dated as of August 8, 2018 (the ?Offer Letter?), with MoSys, Inc. (now known as Peraso Inc., the ?Company?). This Amendment will be effective through December 17 |
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| August 15, 2022 |
Amendment to offer of employment between the Company and James Sullivan dated April 15, 2022 Peraso Inc. 2309 Bering Drive San Jose, CA 95131 Exhibit 10.2 April 15, 2022 James Sullivan Re: Second Amendment to Offer of Employment dated December 21, 2007 Dear Jim: This letter (this ?Amendment?) further amends certain terms of your offer of employment, dated as of December 21, 2007 (as amended, the ?Offer Letter?), with MoSys, Inc. (now known as Peraso Inc., the ?Company?). This Amendment is |
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| August 15, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): August 15, 2022 PERASO INC. (Exact Name of Registrant as Specified in Charter) 000-32929 (Commission File Number) Delaware 77-0291941 (State or Other Jurisdiction of Incorporation) (I |
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| August 15, 2022 |
EXHIBIT 99.1 Peraso Announces Second Quarter 2022 Results Total Revenue Increased 25% Sequentially, Driven by Strong Product Revenue Growth SAN JOSE, Calif., August 15, 2022 ? Peraso Inc. (NASDAQ: PRSO) (?Peraso? or the ?Company?), a leader in mmWave technology, today announced financial results for the second quarter ended June 30, 2022. Management Commentary ?Our second quarter was highlighted b |
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| August 8, 2022 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): August 5, 2022 Peraso Inc. (Exact Name of Registrant as Specified in Charter) 000-32929 (Commission File Number) Delaware 77-0291941 (State or Other Jurisdiction of Incorporation) (I. |
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| May 27, 2022 |
Conflict Minerals Report of Peraso Inc. for the year ended December 31, 2021 EX-1.01 2 prso-ex1016.htm EX-1.01 Exhibit 1.01 Peraso Inc. Conflict Minerals Report For the year ended December 31, 2021 This Conflict Minerals Report of Peraso Inc. (Peraso or the Company) for the reporting period January 1, 2021 to December 31, 2021 is provided in accordance with Rule 13p-1 under the Securities Exchange Act of 1934, as amended (“Rule 13p-1”). Rule 13p-1 was adopted by the Securi |
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| May 27, 2022 |
SD 1 prso-sd.htm SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form SD Specialized Disclosure Report Peraso Inc. (Exact name of registrant as specified in its charter) 000-32929 (Commission File Number) Delaware 77-0291941 (State or other jurisdiction of incorporation) (I.R.S. Employer Identification No.) 2309 Bering Drive San Jose, California 95131 (Address of princip |
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| May 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-32929 PERASO INC. |
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| May 9, 2022 |
Peraso Announces First Quarter 2022 Results Product Revenue Increased 205% Year-Over-Year EXHIBIT 99.1 Peraso Announces First Quarter 2022 Results Product Revenue Increased 205% Year-Over-Year SAN JOSE, Calif., May 9, 2022 ? Peraso Inc. (NASDAQ: PRSO) (?Peraso? or the ?Company?), a leader in mmWave technology, today announced financial results for the first quarter ended March 31, 2022. First Quarter 2022 Financial Results Total net revenue for the first quarter of 2022 was $3.4 millio |
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| May 9, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): May 9, 2022 PERASO INC. (Exact Name of Registrant as Specified in Charter) 000-32929 (Commission File Number) Delaware 77-0291941 (State or Other Jurisdiction of Incorporation) (I.R.S |
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| April 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): April 25, 2022 Peraso Inc. (Exact Name of Registrant as Specified in Charter) 000-32929 (Commission File Number) Delaware 77-0291941 (State or Other Jurisdiction of Incorporation) (I. |
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| March 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year December 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 000-32929 PERASO INC. (Exact name of registrant as specified in its charter |
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| March 31, 2022 |
EXHIBIT 4.6 DESCRIPTION OF THE REGISTRANT?S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 The following description of the common stock and preferred stock of Peraso Inc. (?Peraso?) does not purport to be complete and is subject to, and qualified in its entirety by, its amended and restated certificate of incorporation (?charter?) and its amended and restated |
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| March 31, 2022 |
EXHIBIT 21.1 SUBSIDIARIES OF REGISTRANT NAME JURISDICTION OF INCORPORATION 2864552 Ontario Inc. Ontario, Canada 2864555 Ontario Inc. Ontario, Canada Peraso Tecnologies Inc. Ontario, Canada |
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| March 10, 2022 |
Unleash the Power of 5G mmWAVE March 2022 Copyright ? 2022 Peraso Inc. 1 Exhibit 99.1 SAFE HARBOR AND FORWARD-LOOKING STATEMENTS This presentation contains forward-looking statements. All statements other than statements of historical facts contained in this presentation, including statements regarding the completion of business combination, the future results of operations, business strategy, tim |
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| March 10, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): March 8, 2022 Peraso Inc. (Exact Name of Registrant as Specified in Charter) 000-32929 (Commission File Number) Delaware 77-0291941 (State or Other Jurisdiction of Incorporation) (I.R |
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| March 8, 2022 |
EXHIBIT 99.1 Peraso Inc. Announces Fourth Quarter and Full Year 2021 Results Fourth Quarter Product Revenue Up Greater Than 6X Year-Over-Year Listed on Nasdaq through Business Combination with MoSys in December 2021 SAN JOSE, Calif., March 8, 2022 ? Peraso Inc. (NASDAQ: PRSO) (?Peraso? or the ?Company?), a pioneer in high-performance, 5G mmWave wireless technology and provider of chipsets, modules |
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| March 8, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): March 8, 2022 PERASO INC. (Exact Name of Registrant as Specified in Charter) 000-32929 (Commission File Number) Delaware 77-0291941 (State or Other Jurisdiction of Incorporation) (I.R |
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| February 25, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): February 18, 2022 Peraso Inc. (Exact Name of Registrant as Specified in Charter) 000-32929 (Commission File Number) Delaware 77-0291941 (State or Other Jurisdiction of Incorporation) |
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| February 14, 2022 |
PRSO / Peraso Inc / CVI Investments, Inc. - SC 13G/A Passive Investment CUSIP No: 71360T101 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ? 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO ? 240.13d-2. (Amendment No. 1)* Peraso Inc. (formerly MoSys, Inc.) (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 71360T101 |
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| February 4, 2022 |
PRSO / Peraso Inc / Hudson Bay Capital Management LP - MOSY 13G/A Passive Investment SC 13G/A 1 mosy13ga.htm MOSY 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* Peraso Inc. (formerly known as MoSys, Inc.) (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 71360T101 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) |
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| January 20, 2022 |
PRSO / Peraso Inc / Empery Asset Management, LP - PERASO INC. Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Peraso Inc. (Name of Issuer) Common Stock, par value $0.001 (Title of Class of Securities) 71360T101 (CUSIP Number) December 31, 2021 (Date of event which requires filing of this statement) Check the appropriate box to designate the rule pursuant to which this Schedul |
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| January 14, 2022 |
Peraso Inc. 2309 Bering Drive, San Jose, CA 95131 Tel: 408.418.7500 January 14, 2022 U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 RE:Peraso Inc. Registration Statement on Form S-3 Filed January 7, 2022 File No. 333-262061 Acceleration Request Requested Date: Thursday, January 20, 2022 Requested Time: 12:00 p.m. Eastern Time Ladies and Gentlemen: In accordance with Rule 461 under the Securities Ac |
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| January 7, 2022 |
Amended and Restated Peraso Inc. 2019 Stock Incentive Plan Exhibit 4.2 PERASO INC. AMENDED & RESTATED 2019 STOCK INCENTIVE PLAN (Effective December 2, 2021) Section 1.ESTABLISHMENT AND PURPOSE. The 2019 Stock Incentive Plan was adopted by the Board of Directors of Peraso Inc. effective June 25, 2019 (the ?Effective Date?) and amended and restated effective December 2, 2021. This Plan is intended to encourage ownership of Stock by employees, consultants an |
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| January 7, 2022 |
Amended Peraso Technologies Inc. 2009 Share Option Plan Exhibit 4.5 PERASO TECHNOLOGIES INC. STOCK OPTION PLAN (As Amended on January 1st, 2019) 1. Purpose of the Plan The purpose of the Stock Option Plan (the ?Plan?) is to assist Peraso Technologies Inc. (the ?Company?) and its subsidiaries in attracting, retaining and motivating directors, officers, employees and consultants by providing such persons the opportunity to participate in the growth and d |
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| January 7, 2022 |
As filed with the Securities and Exchange Commission on January 7, 2022 S-3 1 mosy-s3.htm S-3 As filed with the Securities and Exchange Commission on January 7, 2022 Registration Statement No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Peraso Inc. (Exact name of Registrant as specified in its charter) Delaware 77-0291941 (State or other jurisdiction of incorporation or o |
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| January 7, 2022 |
S-8 1 mosy-s8.htm S-8 As filed with the Securities and Exchange Commission on January 7, 2022 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Peraso Inc. (Exact name of registrant as specified in its charter) Delaware 77-0291941 (State or other jurisdiction of incorporation or organization) |
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| December 27, 2021 |
PRSO / Peraso Inc / Roadmap Capital General Partner Ltd - SC 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. ) Peraso Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 71360T101 (CUSIP Number) Diana Escobar Bold Roadmap Capital General Partner Ltd. 130 Bloor Street West, Suite 603, Toronto, Ontario, Canada M5S 1N5 (416)274-3481 (Name, Address and Te |
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| December 27, 2021 |
Page 20 Exhibit 1 JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended, and the rules and regulations thereunder (the ?Exchange Act?) the undersigned hereby agree to the joint filing on behalf of each of them of any filing required by such party under Section 13 of the Exchange Act or any rule or regulation thereunder (including any amendment, restatement, supplement, and/or exhibit thereto) with respect to securities of Peraso Inc. |
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| December 20, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): December 15, 2021 Peraso Inc. (Exact Name of Registrant as Specified in Charter) 000-32929 (Commission File Number) Delaware 77-0291941 (State or Other Jurisdiction of Incorporation) |
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| December 20, 2021 |
UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION EX-99.4 11 d276231dex994.htm EX-99.4 Exhibit 99.4 UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION The following unaudited pro forma condensed combined financial statements and related notes give effect to the reverse acquisition involving MoSys, Inc. (MoSys or the Company) and Peraso Technologies Inc. (Peraso). On September 14, 2021, the Company and its newly formed subsidiaries, 2864 |
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| December 20, 2021 |
Certificate of Designation of Series A Special Voting Preferred Stock Exhibit 3.2 MOSYS, INC. CERTIFICATE OF DESIGNATION OF PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES A SPECIAL VOTING PREFERRED STOCK PURSUANT TO SECTION 151 OF THE DELAWARE GENERAL CORPORATION LAW Pursuant to Section 151 of the Delaware General Corporation Law, the undersigned does hereby certify, on behalf of MoSys, Inc., a Delaware corporation (?Company?), that the following resolution was duly |
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| December 20, 2021 |
Intercompany Services Agreement Exhibit 10.2 INTERCOMPANY SERVICES AGREEMENT THIS AGREEMENT is effective as of December 17, 2021 (the ?Effective Date?). BY AND BETWEEN: MOSYS, INC. (hereinafter called the ?Recipient?) AND: PERASO TECHNOLOGIES INC. (hereinafter called the ?Service Provider?) WHEREAS the Service Provider is a wholly-owned subsidiary of the Recipient; AND WHEREAS the Service Provider wishes to provide the Services |
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| December 20, 2021 |
Certificate of Amendment to Articles of Incorporation (Name Change) Exhibit 3.1 CERTIFICATE OF AMENDMENT OF RESTATED CERTIFICATE OF INCORPORATION OF MOSYS, INC. MoSys, Inc., a corporation organized and existing under and by virtue of the provisions of the General Corporation Law of the State of Delaware (the ?Corporation?), does hereby certify: 1. That the name of the Corporation is MoSys, Inc., and that the Corporation was incorporated on August 1, 2000 pursuant |
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| December 20, 2021 |
Exhibit 99.1 MoSys and Peraso Technologies Close Business Combination Combined Company to Capitalize on Significant Growth Opportunities in 5G Expected to Commence Trading on Nasdaq under the ticker symbol ?PRSO? on December 20, 2021 SAN JOSE, CA. and TORONTO, ON, December 20, 2021 ? MoSys, Inc. (NASDAQ: MOSY), a provider of semiconductor solutions that enable fast, intelligent data access for clo |
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| December 20, 2021 |
Exhibit 99.3 Peraso Technologies Inc. Condensed Financial Statements For the three and nine months ended September 30, 2021 and 2020 (unaudited) (expressed in US dollars) Peraso Technologies Inc. Condensed Balance Sheets [Expressed in United States dollars] As at September 30, 2021 December 31, 2020 (Unaudited) ASSETS Current assets Cash $ 1,156,851 $ 1,711,886 Accounts receivable, net 938,364 922 |
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| December 20, 2021 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.2 9 d276231dex992.htm EX-99.2 Exhibit 99.2 Peraso Technologies Inc. Financial Statements For years ended December 31, 2020 and 2019 (expressed in US dollars) REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Board of Directors and Stockholders Peraso Technologies Inc. Toronto, Ontario, Canada Opinion on the Financial Statements We have audited the accompanying balance sheets of Peraso |
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| December 20, 2021 |
Exhibit 10.1 MoSys, Inc. Lock-Up Agreement , 2021 This Lock-Up Agreement (this ?Agreement?) is executed by and between MOSYS, INC., a corporation existing under the laws of the State of Delaware (?RTO Acquiror?), and the undersigned signatory in connection with that certain Arrangement Agreement (the ?Arrangement Agreement?), dated September 14, 2021, entered into among RTO Acquiror, 2864555 ONTAR |
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| December 20, 2021 |
Employment Agreement (Ronald Glibbery) Exhibit 10.3 EXECUTIVE EMPLOYMENT AGREEMENT This Employment Agreement (the ?Agreement?) is effective as of the 17th day of December, 2021 (the ?Effective Date?), between Peraso Technologies Inc. (the ?Company?) and Ron Glibbery (the ?Executive?). RECITALS: WHEREAS the Company desires to employ the Executive and the Executive desires to be employed by the Company, in accordance with the terms and c |
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| December 2, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): December 1, 2021 MOSYS, INC. (Exact Name of Registrant as Specified in Charter) 000-32929 (Commission File Number) Delaware 77-0291941 (State or Other Jurisdiction of Incorporation) ( |
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| November 23, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the registrant ? Filed by a party other than the registrant ? Check the appropriate box: ? Preliminary proxy statement ? Confidential, for use of the Commission only (as permitted by Rule 14a-6(e)(2)) ? Definitive proxy state |
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| November 23, 2021 |
Exhibit 99.1 MoSys Announces Adjournment of Special Meeting to December 1, 2021; Urges Eligible Stockholders to Vote SAN JOSE, Calif., November 23, 2021 ? MoSys, Inc. (NASDAQ: MOSY) (?MoSys? or the ?Company?), a provider of high-speed semiconductor solutions, today announced that its special meeting of stockholders, which was originally scheduled for November 23, 2021 (the ?Special Meeting?), was |
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| November 23, 2021 |
Amended and Restated Bylaws of the Company Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF MOSYS, INC. A DELAWARE CORPORATION (Effective November 23, 2021) AMENDED AND RESTATED BYLAWS OF MOSYS, INC. A DELAWARE CORPORATION ARTICLE I CORPORATE OFFICES 1.1 REGISTERED OFFICE. The registered office of the Corporation shall be: 1209 Orange Street, City of Wilmington, County of Newcastle, State of Delaware. The name of the registered agent of the Corp |
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| November 23, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): November 23, 2021 MOSYS, INC. (Exact Name of Registrant as Specified in Charter) 000-32929 (Commission File Number) Delaware 77-0291941 (State or Other Jurisdiction of Incorporation) |
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| November 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the registrant ? Filed by a party other than the registrant ? Check the appropriate box: ? Preliminary proxy statement ? Confidential, for use of the Commission only (as permitted by Rule 14a-6(e)(2)) ? Definitive proxy state |
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| November 12, 2021 |
MoSys, Inc. Announces Third Quarter 2021 Financial Results EXHIBIT 99.1 MoSys, Inc. Announces Third Quarter 2021 Financial Results SAN JOSE, Calif., November 11, 2021 ? MoSys, Inc. (NASDAQ: MOSY) (?MoSys? or the ?Company?), a provider of semiconductor solutions that enable fast, intelligent data access for cloud, networking, security and communications systems, today announced financial results for the third quarter ended September 30, 2021. Third Quarter |
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| November 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the registrant ? Filed by a party other than the registrant ? Check the appropriate box: ? Preliminary proxy statement ? Confidential, for use of the Commission only (as permitted by Rule 14a-6(e)(2)) ? Definitive proxy state |
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| November 12, 2021 |
Risk factors in connection with the Arrangement Exhibit 99.1 EXPLANATORY NOTE These risk factors appear on pages 49 through 62 of the definitive proxy statement filed by MoSys with the Securities and Exchange Commission on October 18, 2021 (File No. 000-32929). For the readers? convenience, the glossary of selected defined terms is added. Cross references to page numbers or exhibits in this Exhibit 99.1 refer to other pages or exhibits of the d |
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| November 12, 2021 |
Waiver Letter dated August 2, 2021 Exhibit 10.1 July 30, 2021 MoSys, Inc. 2309 Bering Drive San Jose, CA 95131 Attn: James Sullivan, Vice President of Finance and Chief Financial Officer RE: Waiver of Restriction on Subsequent Equity Issuances Ladies and Gentlemen: We refer to the Securities Purchase Agreement, dated as of June 7, 2021 (the ?Purchase Agreement?), among MoSys, Inc. (the ?Company?) and the purchasers identified there |
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| November 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark one) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-32929 MOSYS, INC. |
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| November 12, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): November 11, 2021 MOSYS, INC. (Exact Name of Registrant as Specified in Charter) 000-32929 (Commission File Number) Delaware 77-0291941 (State or Other Jurisdiction of Incorporation) |
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| November 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the registrant ? Filed by a party other than the registrant ? Check the appropriate box: ? Preliminary proxy statement ? Confidential, for use of the Commission only (as permitted by Rule 14a-6(e)(2)) ? Definitive proxy state |
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| October 29, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the registrant ? Filed by a party other than the registrant ? Check the appropriate box: ? Preliminary proxy statement ? Confidential, for use of the Commission only (as permitted by Rule 14a-6(e)(2)) ? Definitive proxy state |
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| October 22, 2021 |
First Amending Agreement dated October 21, 2021 EX-2.1 2 mosy-ex216.htm EX-2.1 Exhibit 2.1 FIRST AMENDING AGREEMENT THIS FIRST AMENDING AGREEMENT (this “Agreement”) is made as of October 21, 2021 A M O N G: MOSYS, INC., a corporation existing under the laws of the State of Delaware (“RTO Acquiror”) - and – 2864552 ONTARIO INC., a corporation existing under the laws of the Province of Ontario (“Callco”) - and – 2864555 ONTARIO INC., a corporatio |
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| October 22, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): October 21, 2021 MOSYS, INC. (Exact Name of Registrant as Specified in Charter) 000-32929 (Commission File Number) Delaware 77-0291941 (State or Other Jurisdiction of Incorporation) ( |
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| October 18, 2021 |
DEFM14A 1 d228931ddefm14a.htm DEFM14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the |
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| September 30, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy S |
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| September 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the registrant ? Filed by a party other than the registrant ? Check the appropriate box: ? Preliminary proxy statement ? Confidential, for use of the Commission only (as permitted by Rule 14a-6(e)(2)) ? Definitive proxy state |
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| September 15, 2021 |
Form of MoSys, Inc. Voting Agreement Exhibit 10.2 VOTING SUPPORT AGREEMENT THIS VOTING SUPPORT AGREEMENT (the ?Agreement?) is dated as of l, 2021 BETWEEN: The Person executing this Agreement as the ?Shareholder? (the ?Shareholder?) - and - PERASO TECHNOLOGIES INC., a corporation existing under the laws of the Province of Ontario (?Peraso?) RECITALS: A. in connection with an arrangement agreement dated the date hereof (the ?Arrangemen |
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| September 15, 2021 |
Investor Presentation Transcript Exhibit 99.3 Peraso and MoSys Business Combination Call September 15, 2021 Presentation Jim Sullivan, CFO of MoSys Hello everyone. I?m Jim Sullivan, CFO of MoSys, Inc. and I will be the host for today?s recorded presentation to discuss the proposed business combination between MoSys, Inc. and Peraso Technologies Inc. which was announced in a joint press release today, Wednesday, September 15th. Th |
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| September 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): September 14, 2021 MOSYS, INC. (Exact Name of Registrant as Specified in Charter) 000-32929 (Commission File Number) Delaware 77-0291941 (State or Other Jurisdiction of Incorporation) |
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| September 15, 2021 |
Exhibit 99.1 MoSys and Peraso Technologies Announce Definitive Agreement for Business Combination Combined Company to Capitalize on Significant Growth in 5G, Targeting Opportunities in mmWave and Multi-Edge Computing SAN JOSE, CA and TORONTO, ON / ACCESSWIRE / September 15, 2021 ? MoSys, Inc. (NASDAQ: MOSY) (?MoSys?), a provider of semiconductor solutions that enable fast, intelligent data access |
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| September 15, 2021 |
Arrangement Agreement with Peraso Technologies Inc. EX-2.1 2 mosy-ex2134.htm EX-2.1 Execution Version Exhibit 2.1 MOSYS, INC. - and - 2864552 ONTARIO INC. - and - 2864555 ONTARIO INC. - and - PERASO TECHNOLOGIES INC. ARRANGEMENT AGREEMENT September 14, 2021 TABLE OF CONTENTS ARTICLE 1 INTERPRETATION Section 1.1 Definitions2 Section 1.2 Interpretation19 Section 1.3 Number, Gender and Persons19 Section 1.4 Date for Any Action19 Section 1.5 Currency20 |
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| September 15, 2021 |
Peraso and MoSys Announce Business Combination To address the massive growth in demand for wireless bandwidth, low latency real-time applications, edge compute and connectivity for billions of devices ACCELERATING DATA INTELLIGENCE 1 Copyright ? 2021 Peraso Technologies, Inc. |
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| September 15, 2021 |
Arrangement Agreement with Peraso Technologies Inc. EX-2.1 2 mosy-ex2110.htm EX-2.1 Execution Version Exhibit 2.1 MOSYS, INC. - and - 2864552 ONTARIO INC. - and - 2864555 ONTARIO INC. - and - PERASO TECHNOLOGIES INC. ARRANGEMENT AGREEMENT September 14, 2021 TABLE OF CONTENTS ARTICLE 1 INTERPRETATION Section 1.1 Definitions2 Section 1.2 Interpretation19 Section 1.3 Number, Gender and Persons19 Section 1.4 Date for Any Action19 Section 1.5 Currency20 |
